The Heritage Strategy Planning Handbook
By Marc Denhez
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About this ebook
Strategies for the conservation and revitalization of buildings and districts have preoccupied the international community for decades. This book summarizes the five major legislative approaches, the treaties and international declarations (including The Habitat Agenda 1996), outlining how to deal with these properties, e.g. in light of "sustainable development." Positive and negative examples from some twenty jurisdictions are cited, but they are seldom "place specific." Indeed, most of the problems and their solutions could occur in almost any country on earth.
"Most European literature on monument conservation deals exclusively with the powers of public authorities. Marc Denhez’s book gives equal space to existing political and legal frameworks, but always with an eye on the potential end-user, the citizen. This conspicuously practical approach is the book’s first advantage; the second, for a European reader, is that it opens new horizons beyond the old Euro-centric view of the subject."
- Peter Rupp, Minister of Culture (France) Advisor to the Council of Europe
Marc Denhez
Marc Denhez is an Ottawa author and lawyer specializing in older buildings and their re-use. He has been published in seven countries and has won Canada's National Heritage Award and an award from the International Association of Business Communications.
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The Heritage Strategy Planning Handbook - Marc Denhez
ENDNOTES
PREFACE
How does a country design its strategy for the protection and rehabilitation of buildings?
This is a question which the international community has been addressing for over thirty years. The first major intergovernmental documents were UNESCO Recommendations: these were statements of intent, drafted at international expert meetings, approved (unanimously) by the governing body of the United Nations Educational, Scientific and Cultural Organization, and then submitted to the governments of the Member-States for their official consideration. Later, many of the same themes were revisited and expanded at an even higher level, namely at international meetings of States under the direct auspices of the U.N. General Assembly.
The importance of these proceedings is partly due to the moral authority of the assembled States. However, it is also due to the significant investment of time and effort whereby the international community has produced something of intrinsic value. These various documents and declarations represent a body of thought to assist Member-States in designing their strategy, and any government would be ill-served if it neglected to avail itself of these materials, if only for purposes of deliberation.
These documents were produced against a backdrop of governmental policy which dates back to antiquity. It was in the year 457 A.D. that the Roman emperor Majorian introduced the first known statute for the protection of major buildings. However, as recently as a generation ago, the relevant statutes of most countries were barely distinguishable from what Majorian had enacted 1500 years earlier. Almost unanimously, they relied upon a three-pronged framework, referred to as the Three Pillars
in this writer’s native Canada and under different titles elsewhere: overall strategy for the protection of buildings allegedly had the following components:
• recognition (i.e. a methodical and defensible system to distinguish properties of interest
from those without interest);
• protection of properties of interest against infringement (presumably achieved by government veto on changes); and
• financial support for heritage properties to compensate for the naturally
higher costs associated with them.
This was a logical outgrowth of heritage strategy in other countries which, for centuries, had grappled with the dilemma of monuments
, particularly those which had outlived their original function. However, few theories last forever, and the Three Pillars
theory was no exception. To be specific,
• recognition (by the 1980s) was no longer viewed as a black-and-white categorization, but rather as shades of grey
, as an increasing number of expert meetings looked at the entirety of the built environment
: giving priority to specific buildings or areas would still be essential, but for pragmatic reasons, not philosophical ones.
• Protection, via public sector veto (on private sector activities) was no longer viewed as adequate because (a) the public sector was as guilty of threatening heritage as the private sector was, and (b) emphasis was shifting away from what not to do with heritage properties, toward what should be done with heritage properties.
• Under the influence of the Report of the World Commission on Environment and Development (1987) on the subject of sustainable development
, discussion of financial support was similarly shifting away from incentives
to "the removal of disincentives, on the premise that the
uncompetitive" position of heritage was more artificial than intrinsic, and could also be addressed by a variety of targeted corrective measures.
The evolution of tone and content in the international documents was also being accompanied by a rapid growth in the number of buildings under consideration. A generation ago, the general perception was that the focus would be on only a tiny minority. Although some rare countries (e.g. the United Kingdom) subjected over 8% of their buildings to heritage supervision, the typical pattern has been to focus on less than 5%. In the U.S.A., the conventional wisdom is that some 2-3% of all buildings would ever be considered eligible for the National Register of Historic Places. This was the logical consequence of a system in which all buildings were presumed expendable, unless some compelling reason could be advanced for different treatment. Indeed, it is arguable that it is that very presumption that made the Three Pillars approach necessary. That presumption was at the foundation of almost every policy system in the world, among capitalist and socialist countries alike. The philosophical underpinnings of that presumption, however, were shaken by the World Commission on Environment and Development (the Brundtland Commission). By the time that the international community held the Earth Summit
in Rio de Janeiro in 1992, there were many voices saying that the presumption had been reversed: all investments (including buildings) are presumed re-usable, unless some compelling reason can be advanced otherwise.
That reversal of philosophical approach remains profoundly controversial, despite the international statements that emanated from Rio de Janeiro or the more recent (and germane) Habitat II Conference in Istanbul in 1996. Like all debates which were triggered by the international community’s call for sustainable development
, the full ramifications are barely beginning to be felt, and are occasionally greeted not only with discomfort, but outright hostility.
The international heritage community has had its own difficulties in attempting to foresee where this paradigm shift would lead. At one expert meeting at the Université de Montréal in May 1996, it was argued
• that the subject of heritage could be viewed as a range of targets (from the very small to the very big, e.g. an entire national environment), and
• that there would therefore be a range of relevant values, strategies and tactics.
This theme of applying different approaches, depending on the targeted property’s geographic scale, bears an uncanny resemblance to the recommendations which emanated from the Second United Nations Conference on Human Settlements (Habitat II) a month later.
The primary problem with these international documents, however, is accessibility. Advice concerning national strategy in this area is either spread over hundreds of pages (in the case of the UNESCO Recommendations), or scattered in discrete paragraphs interspersed with other subjects (in the case of the U.N. conferences). For any professional in this field, the task of working with these advisory documents has been daunting.
This is what led the undersigned to prepare this book. It is this writer’s summary and categorization of the proposals from the international texts. By definition, any such summary or categorization