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CARNEGIE
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E N D O W M E N T F O R I N T E R N AT I O N A L P E A C E
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january 2009

Focus and Exit: An Alternative


Strategy for the Afghan War
G i l l es D o r r o n s o r o
Visiting Scholar, Carnegie Endowment for International Peace
S u m mary
n Objectives in Afghanistan must be reconciled with the resources available to pursue them.
n The mere presence of foreign soldiers fighting a war in Afghanistan is probably the single most important factor
in the resurgence of the Taliban.
n The best way to weaken, and perhaps divide, the armed opposition is to reduce military confrontations.
n The main policy objective should be to leave an Afghan government that is able to survive a U.S. withdrawal.
n Strategy should differentiate three areas and allocate resources accordingly: strategic cities and transportation
routes that must be under total Afghan/alliance control; buffers around strategic areas, where NATO and the
Afghan army would focus their struggle against insurgents; and opposition territory, where NATO and Afghan
forces would not expend effort or resources.
n Withdrawal will allow the United States to focus on the central security problem in the region: al-Qaeda and the
instability in Pakistan.

Key Recommendations
After seven years of war, the international com- lation-to-troops ratio is estimated at approxi-
munity has failed to create the conditions for mately 430 people per foreign soldier. Every
a sustainable Afghan state. The reality is that year, we have seen small-scale surges of troops
the international coalition now has limited and resources, only to have more violence,
resources and a narrow political time frame to growing casualties, and an ever-stronger insur-
create lasting Afghan institutions. Yet, build- gency. Meanwhile, the Afghan and Western
ing such institutions is our only realistic exit publics are losing patience.
strategy. The real question is how combat troops
The debate in Washington and European should be used. The two choices we face are
capitals has recently centered on how many whether to continue playing offense by going
more troops will be sent to Afghanistan in after the Taliban, especially in the south and
2009 as part of a military surge. Such a tacti- the east, and spreading troops thin; or whether
cal adjustment is unlikely to make much of a to adopt a new strategy focusing on protecting
difference in a country where the basic popu- strategic sites, namely, urban centers and key
2 POLICY BRIEF

roads, to allow for the development of a strong territory. Policies would be very different in
core of Afghan institutions. each area; the resources allocated to institution
The latter strategy consists of de-escalating building would be mostly concentrated in the
a war that has become a Jihad and building strategic areas.
enough Afghan military capacity to main- 4) The only meaningful way to halt the
tain relative stability in these key areas. To insurgency’s momentum is to start withdraw-
accomplish that, we have one major political ing troops. The presence of foreign troops
weapon: a progressive and focused scaling- is the most important element driving the
down of combat troops on our own terms. resurgence of the Taliban. Combat troop re-
This would neutralize the Taliban’s appeals duction should not be a consequence of an
Gilles Dorronsoro, a visit- for Jihad against unbelieving foreign invad- elusive “stabilization”; rather, it should con-
ing scholar at the Carnegie ers, open up space for Afghan institutions and stitute an essential part of a political-military
Endowment, is an expert on political solutions, and allow us to focus our strategy. The withdrawal must be conducted
Afghanistan, Turkey, and efforts on areas where we can still make a dif- on U.S. terms only, not through negotiations,
South Asia. His research fo- ference. This strategy brings its own risks, but because negotiations with the armed opposi-
cuses on security and political the risks are far smaller than continuing with tion would weaken the Afghan government.
development in Afghanistan, more of the same policies and reaching a point Negotiations between the Afghan government
particularly the role of the In- where we are left with no choice but to leave and the Taliban cannot bring positive results
ternational Security Assistance in chaos. until the Taliban recognize that the govern-
Force, the necessary steps for This analysis offers five main recommenda- ment in Kabul is going to survive after the
a viable government in Kabul,
tions that I here refer to as a “focus and exit withdrawal.
and the conditions necessary
strategy.” 5) Withdrawal would allow the United
for withdrawal scenarios.
1) Available resources must shape the strat- States to focus on the central security prob-
Previously, Dorronsoro was a
egy, not the other way around. The United lems in the region: al-Qaeda and the instabil-
States and its allies have nearly reached their ity in Pakistan. The withdrawal would allow
professor of political science
maximum level of commitment. The more mil- Pakistan to define common interests with the
at the Sorbonne, Paris and the
itary resources the allies put into Afghanistan, United States instead of playing the constant
Institute of Political Studies of
the less time they have to succeed. The reason double game we have witnessed in recent
Rennes. He also served as the
is that the financial and human costs of main- decades.
scientific coordinator at the
taining a high-level military presence become
French Institute of Anatolian
political liabilities. The Prospect of Losing the War
Studies in Istanbul, Turkey.
2) Due to limited resources, the objectives After seven years in Afghanistan, the Western
He is the co-founder and edi-
have to be clear and limited. The main objec- coalition does not have much to show in
tor of the South Asian Multi-
tive is to leave an Afghan government that can terms of progress. All available data indicate
disciplinary Academic Journal
survive a U.S. and NATO withdrawal. Policies a general failure in security and state build-
and the European Journal
that are not part of the general strategy should ing: increased civilian and military casualties,
of Turkish Studies. He is the
not be priorities. For example, it is not possible expansion of the guerillas, unfavorable percep-
author of Revolution Unend-
to have an effective counternarcotics policy or tions of foreign troops by the local population,
ing: Afghanistan, 1979 to the to impose Western values on Afghan society. absence of functioning national institutions,
Present (Columbia University 3) The key idea is to lower the level of con- and growing destabilization of the Pakistani
Press, 2005), and La révolution flict (i.e., to reverse the current trend of ever- border, which threatens NATO’s logistical
afghane, des communistes aux increasing violence). The only way to weaken, roads, essential for resupplying NATO forces.
Taleban (Karthala Publishers and perhaps divide, the armed opposition is Most of the two provinces south of Kabul
2000), and editor of La Turquie to reduce military confrontations. The United are under the control of the Taliban. Efforts
conteste. Régime sécuritaire et States must define three areas: strategic zones to improve health services and education
mobilisations sociales (Editions (under total allied control), buffer areas are undermined by the persistent insecurity.
du CNRS, 2005). (around the strategic ones), and opposition Reasonable expectations for 2009 are that the
Focus and Exit 3

number of Western casualties will grow over of the fundamentalist networks? In this sense,
300, and the Taliban insurgency will expand. many experts contributed to the U.S. attitude
Historically, a guerrilla organization with a of benign neglect toward Afghanistan. The vo-
sanctuary, relatively good organization and cabulary of the postwar reports (“reconstruc-
resources, quick recruitment, high levels of tion,” “state building,” “development”) was
commitment, and a foreign enemy far from a sign of a fundamental misunderstanding of
its base has a strong likelihood of winning in local dynamics. For years, the words “war” or
the long run. Canada’s plan for military with- “counterinsurgency” were forbidden in the of-
drawal after 2011 is a sign that tensions are ficial communications of some Western gov-
increasing inside the coalition about sharing ernments on the assumption that they would
the burden of an unpopular war. A long-term frighten their populations.
presence (“generational commitment”) in At present, the only bright spot is that af-
Afghanistan with 300 allied deaths per year ter years of denial, the arrival of Robert Gates
does not seem politically feasible. In other at the Pentagon brought a dramatic change
words, the simple continuation of the same in U.S. thinking. The urgency of the Afghan
policy with an incremental increase of troops question has been recognized, and officials
is most certainly going to fail to defeat the have begun to mention the prospect that
Taliban militarily.
If a strategy is the matching of ends to The debate in Washington and European capitals
means, there has not been a clear U.S. strategy
has recently centered on how many more troops will
in Afghanistan since the war began in October
2001. Until the arrival of Robert Gates at
be sent to Afghanistan in 2009 as part of a military
the Department of Defense, the idea that the surge. Such a tactical adjustment is unlikely to make
Afghan situation had become serious had not much of a difference.... The real question is how
even been publicly considered by Western combat troops should be used.
government officials. NATO communiqués
ritually forecast the imminent disappearance NATO could lose the war. The general review
of the Taliban insurgency. In this war, spin and of the Afghan strategy currently underway will
unrealistic expectations have led to significant contribute to the formulation of an Afghan
self-inflicted wounds, contributing to the be- policy for the Obama administration.
lated U.S. response to the worsening situa- The need for a debate about the Afghan
tion between 2001 and 2006. Conventional war is obvious. Yet, according to Anthony
and wishful thinking did a grave disservice to Cordesman, “the amount of data provided
Afghanistan in the years after 2001. has actually declined as the conflict has grown
It would be unfair to put all the blame on the more serious.” 3 Lack of information precludes
Bush administration. Since 2001, the experts an honest debate and impairs the gathering of
have been generally wrong about Afghanistan.1 badly needed outside assessments. The experts’
Expectations after 2001 were far too optimis access to the Afghan field is far too limited,
tic and based on fallacies, such as the idea precluding a sound analysis of counterinsur-
that the Taliban were foreign to Afghan soci- gency practices at a local level.
ety and had no local support. In the words of Today, the propositions made in defining
two widely noted experts, “a residual Taliban an Afghan strategy are generally designed to fix
insurgency is unlikely,” allowing them to pre- existing policies more than to propose new ones.
dict the “likely disappearance of the radical For example, building a more favorable re-
Islamist movements in Afghanistan.”2 Why gional environment with Afghanistan’s neigh-
worry when the experts in the field are pre- bors would certainly not be useless,4 but it
dicting the end of the war and the weakening would not address the central question of the
4 POLICY BRIEF

counterinsurgency strategy. To ask for more Taliban leader Jalaluddin Haqqani found in
resources, another common feature of most the literature portrays a very local player con-
reports, does not per se lead to success, and cerned mostly with his own economic interests
could, on the contrary, aggravate the problem. and the status of his extended family. This ap-
Troop reinforcement does not represent a new proach is deeply flawed, because it misses the
direction. If used with the wrong strategy, the moral and political stature of the most famous
30,000 troops to be sent in 2009 will seal a mujahideen in eastern Afghanistan.
Taliban victory. Instead, the United States 2) Key international and national events
badly needs a game-changer in Afghanistan, a are more powerful in shaping Afghans’ per-
clear break from existing strategy. ceptions than their personal relationships with
foreigners. The general dynamic that explains
Four Dangerous or the success of the Taliban is not local, it is
Misleading Propositions national: namely, the link between Jihad and
“Playing Local” nationalism. What shapes the perceptions of
“Playing local” seems to be the new motto in the Afghan population is thus not necessarily
the rediscovery of a counterinsurgency strat- day-to-day interaction with the government
egy. If the idea is that the local dimension of or foreign troops. Larger events also resonate
power is important in Afghanistan, we are in Afghanistan, such as the protests against
on safe ground, but some propositions are perceived insults to the Quran in Iraq or in
potentially misleading. They tend to over- Denmark. When an aerial bombardment by
emphasize ethnicity to the detriment of the the coalition (unwittingly) killed dozens of ci-
obvious political and religious dimensions of vilians in the western part of the country in
the conflict. If we do not recognize the way 2008, the impact of the news was national,
Afghans are influenced by political consider- not local. These events are not rare occur-
ations, our analysis and decision making will rences; hundreds of civilians have been killed
be flawed. General political dynamics also by bombings in 2008 alone. The Taliban have
influence local politics, and this is particularly been skillful at using war propaganda, such as
true since the war is successfully framed by traditional leaflets posted at night on village
the Taliban as a Jihad. walls, videos, and Internet news releases.
1) There is an overemphasis on tribes in 3) Empowering local players has the down-
the current debate. Political actors, not tribes, side of weakening central structures. The
are the key players. In fact, the majority of the Soviet strategy of “national reconciliation”
Afghan population is not tribalized. Tribes based on the empowerment of local militias
have been weak or nonexistent institutions in broke the advance of the mujahideen after
the larger part of Afghanistan for a long time. 1989 but did so at the expense of the cen-
Moreover, most tribes are not political or mili- tral government. Today, the creation of tribal
tary actors, except to a certain extent in the militias would make troop withdrawal more
east. Maps showing tribes in control of well- difficult, since the manipulation of tribes by
defined territories are generally misleading. bribes or negotiations makes the United States
For example, the tribes are not fighting units a necessary long-term element in the balance
in Kandahar. More generally, qawms, networks of power at the local level. When the United
based on kinship, regional solidarity, or reli- States leaves, local disturbances or even a full-
gion, play a role in political mobilization, but scale war could occur. Groups working with
the international coalition is primarily fighting the international coalition will be stigmatized
political organizations (Taliban, Hezb-i Islami, as traitors. Moreover, given the weakness of
al-Qaeda), even if some are loosely organized. Western intelligence and the past history of
For example, the common description of failure of propaganda operations against the
Focus and Exit 5

Taliban, it is unlikely that the U.S. army can quences. The Pakistani government, which
micromanage such an insurgency campaign had a lot to lose in case of a U.S. intervention
for more than a few years. in 2001, put a great deal of effort into convinc-
4) There is an interesting bias in Western ing the Taliban to extradite bin Laden in 2001.
discourse about the “stabilization” of the bal- It did not work. We do not know much about
ance of power among local actors. This is the internal functioning of the Taliban, but we
a highly problematic concept. Contrary to know enough to discern that it is inaccurate to
conventional wisdom, it is extremely difficult describe it as a network of loose groups. The
to isolate local politics from more general dy- Taliban are much more organized. The level
namics, and stabilizing local politics would of complexity in such operations as the attack
not result in national stability. The creation of against the prison of Kandahar, or the strategic
a balance of power among local clans or tribes move to surround Kabul, shows an impressive
is especially difficult, since outsiders (for ex- capacity for coordination. More importantly,
ample, Taliban groups coming from Pakistan) even without clear indications of its internal
can always spoil the game (for example, by kill-
ing a local leader or sending arms to a tribe). The two choices we face are whether to continue playing
With foreign troops operating on a large scale offense by going after the Taliban, especially in the south
and groups of hundreds of Taliban roaming and the east, and spreading troops thin; or whether to
the countryside, isolating the local from the
adopt a new strategy focusing on protecting strategic
national is especially difficult.
sites, namely, urban centers and key roads, to allow for
The Search for the the development of a strong core of Afghan institutions.
“Moderate Taliban”
Another dimension of the debate is negotiat- politics, we can describe ex post facto a coher-
ing with the “moderate” Taliban to divide the ent Taliban strategy (surrounding Kabul, cut-
movement and ultimately win the war. This ting off the key road from Pakistan, targeting
idea is not new. In 2001–2002, President nongovernmental organizations [NGOs], and
Hamid Karzai had a very liberal policy of going north).
amnesty that was severely criticized by other 2) A strategy of gaining the support of
members of the governing coalition. Karzai some elements within the Taliban would be
also repeatedly tried to speak with the Taliban contradicted by targeting senior Taliban com-
commanders, using Sibghatullah Mojaddedi manders. Haqqani, for example, lost part of
(a former party and religious leader of the his family in a U.S. strike and will certainly
1980s) as a go-between. This approach calls not support Karzai. Who else has the moral
for four comments. stature or the resources to effectively support
1) People tend to confuse two differ- the United States? A majority of the Taliban
ent things: the diversity of views that exists field commanders do not have the personal
within a movement and a likely political split. prestige to confront the leadership of Mullah
Although there are certainly different strategic Omar.
perspectives within the Taliban (most famously 3) Is it possible to play the Taliban against
in September 2001, when “moderates” were the other groups in the opposition? Besides
probably ready to extradite bin Laden), the the Taliban, there are two main forces be-
movement has the means to exert control over longing to the opposition: al-Qaeda and the
its members, and there were no notable defec- Hizb-i islami, led by Gulbuddin Hekmatyar.
tions even after the 2001 defeat. In fact, there Both, for different reasons, are opposed to ne-
have been no splinter groups since its emer- gotiations with the United States and are more
gence, except locally with no strategic conse- radical than the Taliban. Here, the so-called
6 POLICY BRIEF

“lessons from Iraq” are quite dubious. The government as having long-term prospects
surge worked in Iraq because the more radi- will they be willing to support it.
cal groups (notably al-Qaeda) were opposed
by other local groups, namely the tribes in “Pressure Pakistan”
the Sunni area. No such situation exists in Pressuring Pakistan to attain political objec-
Afghanistan, and al-Qaeda has a marginal role tives in Afghanistan has been U.S. policy
in combat. In addition, the Taliban are quite since the Clinton administration. Except in
careful not to upset local people, as exempli- times of crisis (2001 and 2002–2003), the
fied by their manuals in which they instruct results have been extremely limited. Some
experts are calling for more pressure, but
The presence of foreign troops is the most important there is a point at which pressure becomes
element driving the resurgence of the Taliban.... The counterproductive. For the United States, to
think of Pakistan only as an instrument in
only way to weaken, and perhaps divide, the armed
the Afghan war is to forget that Pakistan itself
opposition is to reduce military confrontations. poses serious long-term security concerns.
Practically all the major al-Qaeda leaders have
their fighters on appropriate behavior to- been killed or captured in Pakistan, not in
ward the population. Generally, terror is used Afghanistan. The major strategic challenge
against the population in contested areas to is still the Pakistani–Indian conflict, even if
discourage the population from working with its probability is lower than it once was, even
government officials or foreign armies. But in after the Mumbai attack. In other words, it is
controlled areas, the Taliban are organizing a possible that more U.S. pressure on Pakistan
judicial system along Islamic lines.5 could change the situation on the Afghan bor-
To put it differently, the U.S. strategy in der, but it is not worth increasing the chances
Iraq was a (very qualified) success due to in- of Pakistan’s destabilization. And even in the
fighting among the opposition, a situation that best-case scenario, we cannot hope for signifi-
is not seen in Afghanistan today. In addition, cant results for at least a few years, far too late
as we have since seen, the surge did not create considering the accelerating deterioration of
the political conditions for the United States security in Afghanistan.
to negotiate a political deal. In fact, the depar- The Pakistani army is really in charge of the
ture of the United States no later than 2011 is border with Afghanistan and cross-border is-
now the likely outcome, and there is no clear sues. The new civilian government is probably
indication that the United States will maintain not going to change this, at least in the short
influence in Iraq after that point (except with term, and one should not be too optimistic
the Kurds). The Iranian and Iraqi Shi’a are, to about the new president, Asif Zardari. Some
this day, the major winners of the Iraq war. cadres in the army are probably still think-
4) The timing of this strategy is not in sync ing about gaining “strategic depth” against
with the perceptions of the local people and India. But their overall objectives are now to
the dynamic of the war. Why should some safeguard the territorial integrity of Pakistan,
Taliban now join a central government in avoid confrontation with India, and modern-
Kabul that, according to most Afghans, has ir- ize the army with U.S. aid.
redeemably failed? What is so attractive about There is still a certain amount of sup-
working with Kabul when the United States, port for the Taliban inside the Inter-Services
seen as the real decision maker, does not offer Intelligence (ISI), but it is not clear how much
more than an amnesty and marginal or non- support there is in the general headquarters
existent participation in the political process? in Islamabad. Active support is not key to the
Only when people perceive the central Afghan success of the insurgency, since it is relatively
Focus and Exit 7

limited (i.e., to small arms that are already eas- China. Regional negotiations will start with
ily available). The real issue is the ability of the prospects of success only when it is possible
Pakistani army to prevent the Taliban from us- for the regional powers to assess more clearly
ing Pakistan as a sanctuary. The Pakistani army who is going to win in Afghanistan. In any
is not trained for counterinsurgency and fears case, the uncertainties of a regional approach
losing its already diminished prestige in the prevent the U.S. administration from making
operation, which could quickly escalate out of it the centerpiece of its Afghanistan strategy,
control. The surrounding of Peshawar and the because, in practical terms, the United States
de facto control of Quetta by Taliban and local would not be in control of the agenda or the
fundamentalists indicates the limited support time frame of negotiations.
the central government has in this area and
the cost of a large-scale military operation to “Karzai is the Problem”
regain control of the border areas. Afghan President Hamid Karzai is heavily
From this perspective, the current U.S. criticized in the Western media for his unsa-
policy of cross-border and targeted attacks on vory connections with narcotic dealers and
al-Qaeda does not make sense for several rea- his weak leadership. The upcoming elections
sons. First, the strikes cannot seriously change in 2009 have brought the question of his
the military equation. Second, the political replacement to the fore. Yet, the international
costs for Islamabad are enormous in terms coalition has to shift away from a focus on
of internal credibility. The strikes are (gen- Karzai’s personality, give attention to more
erally) cleared in advance with the Pakistani structural issues, and recognize the difficulties
army, but this does not reduce the political in influencing the outcome of the elections.
challenge they pose for the civil government. The problem is not that Karzai is not a good
Third, American intervention is probably al- leader; the problem is that the resources re-
Qaeda’s most effective argument to discourage quired for him to become a national leader do
the local tribes from making a deal with the not exist. There is the real, unaddressed ques-
Pakistani government. The different insurgen- tion posed by the absence of national political
cies (Swat Valley, Balochistan, Waziristan, and parties able to provide leaders with a national
others) are very different in nature but tend base. The Afghan constitution was hastily writ-
to align due to U.S. pressure. The spirit of ten and discourages the emergence of political
Jihad is kept alive by many things, but U.S. parties on the national level. Most leaders have
air strikes are instrumental in casting Jihad local support, and political parties are mostly
as the central ideological framework. Finally, the expression of regional or ethnic networks.
U.S. operations in Pakistan have escalated the The most direct way to build political legiti-
war in the border area. The latest operations macy—elections—is in jeopardy. Karzai’s le-
against convoys carrying U.S. equipment en gitimacy is based on elections held in 2004, but
route to Afghanistan show that the border ar- the security situation has deteriorated so much
eas are war zones and that the Taliban are able that the Taliban may be capable of outlawing
to respond in kind. elections in large parts of the countryside in
More generally, the solution to the Afghan the south and the east. Although presidential
crisis will not come from regional negotia- elections are scheduled for fall 2009, there is
tions if there is not a significant change in no reason to be especially optimistic that they
the dynamic of the war in Afghanistan itself. will actually be held throughout the country.
The failure of U.S. policy in Afghanistan and How will Karzai or any leader gain legitimacy
the uncertainties of the future put the United without nationwide elections?
States in a weak position when it comes to This analysis clearly suggests that Western
negotiations involving Pakistan, Iran, and countries would be playing a dangerous game
8 POLICY BRIEF

if they supported another candidate. He would going to be sufficient to defeat the insurgency.
almost by definition be a locally based leader In addition, inserting more troops would im-
or an attractive individual with no political ply a higher cost in lives and money; as a re-
base. In addition, there is a real possibility sult, the United States would have less time to
that the dispersion of votes across a number achieve its objectives, because the growing hu-
of candidates would produce an unwelcome man and financial costs would make Congress
outcome. If a non-Pashtun candidate were and the public more impatient for success.
elected, it would be a political problem of ma- In addition, the United States will have
jor importance. no choice but to act more unilaterally than
has been the case since 2003 in devising and
Developing a Strategy: implementing a new strategy. Proportionally,
From Resources to Objectives non-U.S. military forces, apart from British
In the case of Afghanistan, we start too often troops, will become marginal. There will be
with objectives without taking into account no significant increase in the participation
the resources actually available. This explains of U.S. allies in the Afghan conflict, both for
why the majority of the experts were so wrong political and technical reasons. The European
after the breakdown of the Taliban in 2001. countries have committed as much as they can
To avoid this trap, let us begin by assessing in terms of capacities (at least in the case of the
resources, before assessing which objectives French and the British), and public opinion is
are actually achievable. strongly opposed to the war. The Czechs are
probably leaving Afghanistan, and more small
Expected Military Resources countries could do the same in the next few
It is already clear, based on counterinsur- years. An “Obama factor” cannot be totally
gency literature, that the number of troops in ruled out, but the effect would be marginal.
Afghanistan is far too low to control the terri- There are other limitations. The numer-
tory. There are just not enough troops to fight ous problems making cooperation between
a serious war in half of the Afghan provinces, countries difficult are not going to disappear.
and the Taliban presence is growing in the The Afghan war did not create a European
north as well as the south and east. The current momentum; on the contrary, each country is
level of troop commitment is not enough to based in a different part of Afghanistan, with-
seal the border or to control the ground exten- out much coordination on a military or politi-
sively. Hence, it is not reasonable to assume cal level. The most the United States can hope
that we can militarily defeat the armed oppo- for is that European countries share the finan-
sition at the current level of engagement. cial cost of an expanded operation. For a bet-
It is possible to send more troops and ter allocation of resources and better conduct
money to Afghanistan, but the numbers will of the war, the European allies should concen-
still be relatively limited. Resources invested trate on training the Afghan army and on in-
in Afghanistan have grown substantially since stitution building rather than fighting. Some
2001 but remain relatively small in compari- European troops are probably not capable of
son with those committed to Iraq. In addition, effectively fighting an insurgency and should
there is no possibility of transferring all the re- stop trying to do so. Also, the regionally based
sources invested in Iraq to Afghanistan. There organization of the allies is counterproductive
will never be more than 150,000 international and should be reassessed.
coalition troops in Afghanistan, yet just seal-
ing the Afghan–Pakistani border would neces- Three Zones and a Defensive Strategy
sitate tens of thousands of troops. Without a Today, the U.S. strategy is to polarize the con-
change in the political dynamics, a surge is not flict, drawing clearcut boundaries between
Focus and Exit 9

allies and enemies. The United States and does not make sense; the Taliban are largely
its allies apply military force to put pressure free to move through the north to penetrate
on the insurgents to join the government the western part of Afghanistan. So, 8,000
side or die. This cost-benefit analysis is fun- British soldiers are in Helmand—accomplish-
damentally flawed, because it does not take ing no clear result and certainly nothing in
into account the effect of growing violence on the way of institution building. The Taliban
Afghan society. Historically, the more mili- remain in control of most of the countryside.
tary pressure is put on a fragmented society The central challenge for the allies is to
like Afghanistan, the more a coalition against transform the political game by defining what
the invader becomes the likely outcome. This types of areas are important in the long term.
is what happened in the 1980s with the Soviet The United States should define three areas:
occupation and against the British in the strategic (under total control), buffers (around
nineteenth century. The polarization strategy the strategic areas), and opposition territory.
has historically failed, and the advance of the Policies should be distinctly different among
Taliban proves its inadequacy. these areas.
Instead, the key idea should be to lower
the level of conflict and so reverse the current The main objective is to leave an Afghan government
trend of ever-growing violence. Everything that can survive a U.S. and NATO withdrawal. Policies
that can create intermediaries, local deals, and that are not part of the general strategy—such as
ambiguity in political loyalties is welcome, be- counternarcotics operations—should not be priorities.
cause it creates a space for politics in which the
Afghan state can become relevant and legiti- 1) The strategic zone comprises urban cen-
mate, which is not the case when the situation ters (cities, towns, and administrative posts)
is polarized between foreign powers and the and territories linked economically to them
Taliban. NGOs must be encouraged to make (such as oases), as well as main roads and
local deals with the armed opposition to be provinces in which the Taliban opposition is
able to operate in insurgent-controlled areas. minimal or nonexistent (essentially the cen-
Prisoners must be treated according to the tral provinces and part of the northwest). This
Geneva Conventions, and Taliban as wartime comprises around one–fifth of Afghan terri-
enemies, not criminals. tory and a quarter of the population. In these
To do this, it is first necessary to define areas, military control should be total or nearly
which areas must be under allied control, so. Here it is worth examining the Soviet strat-
since the allies do not have enough resources egy, which was reasonably efficient in securing
to control the whole country.6 In these terms, the cities between 1984 and 1986. Institution
the British army has made a classic mistake in building should be focused on strategic areas,
Helmand Province. Instead of defining places mostly the cities, where the population is par-
of strategic interest that had to be brought un- tially opposed to the Taliban. This is where the
der control (mostly the larger roads, the towns, national institutions such as schools, police,
and the Kajakai dam), the British aimed to and the army must be reinforced. Control by
eradicate the Taliban throughout the prov- the Afghan National Army (ANA) must be re-
ince. With fewer than 10,000 troops, this was inforced in the cities, even if there is no short-
not possible, hence the current dilemma. On term threat from the Taliban.
the one hand, the British troops were able to 2) In the opposition zone, the use of force
conquer part of the province, even if at times, should be limited to preventing Taliban troops
the Taliban were strong enough to hold their from concentrating and doing anything that
positions, at least intermittently. On the other could threaten the strategic zone. In the oppo-
hand, holding the mountains and the desert sition areas, mostly in the southern and eastern
10 POLICY BRIEF

parts of the country, the strategy should be de- the communist regime, and, today, assistance
fensive, in the sense that these areas will not from Western countries. The Afghan state
be put under international coalition military is thus a particular case of a “rentier state,”
control. At the same time, it must be proactive with foreign help playing the role of natural
in the sense that U.S. forces must deter the resources elsewhere. The need for allied finan-
opposition from launching operations outside cial and technical support will most probably
these places against the strategic zones. be open-ended.
3) The buffer zone is a gray one, where A reasonable goal for the international
regular military operations should be limited coalition is to be able to withdraw from
to protecting the strategic area from Taliban Afghanistan with an Afghan government that
infiltrations. In all probability, the war will be can survive on its own. This is why power
decided in these buffer zones. Militias (groups should be concentrated in limited areas and
armed by the government) are one possible a few institutions. One of the major problems
means of protecting the strategic zones, but we face now is that the institutions built in the
this must be initiated in a limited number last seven years are ineffective in delivering ser-
of places and very carefully managed. Three vices but are sometimes strong enough to op-
points are important. First, contrary to some pose foreign interference (the resistance of the
thinking, the use of a tribe (or, more exactly, Afghan Supreme Court to reform is a good
a subtribe) to form a militia is generally not a example). Since security should be the main
good idea. Once arms are provided to them, NATO objective and the only basis on which
there is no easy way to control a subtribe that withdrawal can occur, the ANA, the police,
is in opposition to other ones. Among tribes, and the judicial system must be the priorities
double crossing is the rule, not the exception, for institution building. Resources should be
and the Taliban are mentally better equipped further concentrated by geographically limit-
to deal with tribal politics. If militias are to be ing the effort to strategic areas.
organized, it would best be done in regions
with non-tribal organization and relatively low Abandon Failed Policies,
levels of intergroup conflict. Second, the mili- Focus on Realistic Goals
tias must be territorially linked to the strategic Given the international coalition’s limited
zones, because they must be militarily under resources, there are several otherwise impor-
the protection of the army (ANA or foreign). tant aims that should not be priorities, given
The use of an isolated militia in opposition their costs and their being distractions from
territory is a poor idea. Last, and most impor- the central objectives.
tant, militias must be defensive and never al- We do not have the resources to fight drug
lowed to fight in (or even to cross) territory production. The social and political costs
other than their own to avoid destabilizing the would be too high. Opium crop eradication
local balance of power. Afghanistan’s south- in Afghanistan has never worked except when
ern population still deeply resents the use of the Taliban have undertaken it, and even then,
Rashid Dostum’s militia by the Kabul regime while production was stopped in 2000, traf-
in the 1990s. Militias must thus be strictly ter- ficking continued, generating important rev-
ritorial, small in size (no more than a few hun- enues for the Taliban and traffickers. The rea-
dred men), and non-tribal. son for this relative success is that the Taliban
had reasonable control over the rural areas and
Redefine Institution Building were sufficiently organized, permitting them to
The Afghan state was built with external carry out a policy that ended up proving very
help: British support, development aid from costly for them. For instance, tribes with eco-
the 1950s to the 1970s, Soviet support to nomic interests in drugs betrayed the Taliban
Focus and Exit 11

in 2001 to join U.S. forces and immediately no reason not to give civil operations to real
planted opium poppies, even before the end of NGOs or to Afghan institutions. Moreover,
the fighting. Local programs can only change the PRTs are unable to significantly change
the organization of the production, not eradi- the perceptions of the Afghan population.
cate it. Second, the drug economy is probably Local populations are essentially dependent
the most important source of personal income on whoever is in control of the territory in
in Afghanistan today (in cash at least). Farmers which they live. The PRTs do not make up for
are dependent on the revenues. Government civilian casualties caused by allied bombings,
officials at the highest level and the Taliban search operations, and other actions.
alike benefit as well. Other than fighting on
a small scale against trafficking and laborato- How Centralized a State?
ries, it would be politically difficult to eradi- It has been argued that the nature of Afghan
cate or even seriously limit drug production society, notably its multi-ethnic composition,
in Afghanistan. Drug eradication undermines calls for more decentralized institutions, per-
the main objective and must be avoided, be- haps a federal system. Some political forces,
cause it diverts resources, produces uncontrol- notably the Hezb-i Wahdat and the Jumbesh,
lable social tensions, could weaken or alienate both ethnic-based, have been arguing since
local allies of the coalition, and is not an effec- the 1990s for a weak central government and
tive strategy against the Taliban. some reorganization of the existing provincial
Development is not the key in Afghanistan. framework.
Development has been a failure to a large ex- This strategy is potentially dangerous. The
tent, but the Afghan population does not multi-ethnic nature of Afghan society does
choose political allegiances based on the level not mean that ethnic groups are settled in
of aid. Economic aid is not a practical way to distinct territories. On the contrary, north-
gain control of a territory and plays a marginal ern Afghanistan is a complex mix of different
role in the war. Rather, who controls the terri- ethnic groups. To redefine the boundaries of
tory is the most important factor in Afghans’ Afghan provinces would provoke a widespread
political allegiance. In other words, develop- feeling of insecurity among groups who are
ment comes after military control (in the minorities locally. Pashtun groups in the north
buffer areas defined above) as a consolidating and the west would be at risk, and ethnic
process. Aid and development are not instru- cleansing would, for the first time, be a likely
mental in addressing the central issues faced outcome. Serious tensions already occurred in
by an exit strategy. Development should be the 1990s when the Taliban went north. Also,
territorially concentrated in the strategic areas, federalism would make regional powers (for
where it can reinforce the institutions. example, in the Hazarajat in the center of the
If this analysis is correct, the role of the country) even more autonomous from Kabul.
Provincial Reconstruction Team (PRT) should On a strategic level, this would be contrary to
be reconsidered. What is supposed to be the the state-building strategy that is central to
strategic impact of the PRTs? I would argue the withdrawal of Western troops. Everything
that PRTs are ineffective in state building or to must be done to avoid a perception of ethnici-
prepare for withdrawal, hence they are not a zation of the war.
priority. The PRT concept is technically useful I argue instead for a limited and strongly
in some cases, less in others, but more impor- centralized state, limited, at least in the short
tantly, it is a long-term liability for Western term, in the sense that it would not have
forces, because it takes the place of the Afghan enough resources to implement complex poli-
state, de facto marginalizing the Afghan play- cies or to carry out functions throughout the
ers. If Western troops are in charge, there is country. It must be centralized in the sense
12 POLICY BRIEF

that the center (Kabul) must be in control of the Afghan military, the ANA is still unable
some specific policies and build support in the to fight the Taliban alone, and the desertion
strategic areas. rate is still extremely high. More to the point,
Another key question that has been insuffi- the ANA will progress only when it has more
ciently addressed is the lack of political institu- responsibilities in the field.
tions that can represent the different interests In addition, the failure of the German forces
in Afghan society. The electoral system used in charge of establishing a police force has had
in the 2004 and 2005 elections was so badly far-reaching consequences: In the cities, where
designed that not only did it fail to encourage rebuilding institutions is most critical, the
the formation of political parties, it actually basic security of citizens is sometimes threat-
discouraged their formation. As a result, the ened by the police more than by the Taliban.
parliament did not create a national political Indeed, the police are now the main source
elite, and political leaders have not emerged. of insecurity in Kabul. The formation of the
The 2009 elections must be an opportunity to Afghan police force is now in the hands of the
change the electoral system and to make po- European Union and the United States, but it
litical parties the central element of political will take years to see results on this front.
representation. Instead of focusing on the per- The Afghan army should not be sent to
sonalities of contenders, it would be more ef- fight in the far countryside, since its level of
fective in the long term to use the coming elec- professionalism is still extremely weak. The
tions as a way to change the electoral rules. army should be designed as a defensive force,
able to secure strategic areas. ANA operations
The Security Apparatus should be limited to the strategic zones and, to
The focus on external resources is misleading a certain extent, to the buffer zones. Air power
in the sense that the real test of a counter- can be used to maintain the general balance
insurgency strategy is the ability to build an of power, notably to avoid a concentration of
indigenous force that will operate alone in the Taliban forces.
long run. The pertinent question is not the An important dimension of this strategy is
adaptation of the U.S. army to counterinsur- to build an army that is under the control of
gency, but the use of these resources to build the national government. In this sense, the in-
an Afghan partner. There has been an exces- tegration of militia forces in the Afghan army
sive focus on the number of the international has been a failure and needs to be rethought.
coalition’s troops, instead of on how they are In the north, militias are theoretically part of
used, and not enough attention given to the the Afghan army but are de facto under the
Afghan army. It is more efficient to cap the control of local leaders (Dostum, for exam-
overall costs of the war and to progressively ple). In the long term, the central government
redirect resources to an Afghan partner. More must directly address this challenge and take
money will certainly help, at least to ensure control of at least the military infrastructure in
that soldiers are not paid less than the Taliban, the north. Cities are the key to state building
as is the case now. and must be put under central control, includ-
A redirection of resources toward the ing areas where there is no immediate Taliban
Afghan security apparatus is needed, because threat. In this respect, the major failure at
both the police and the army are poorly func- present is the inability to take control of the
tioning institutions. The ANA is weak, and security apparatus in such places as Kunduz,
increasing the number of troops does not ad- Mazar-i Sharif, and Maimana. If the state is
dress the central questions of its efficiency and going to survive in Afghanistan, it must secure
commitment. After seven years of building a solid base in the north.
Focus and Exit 13

Beginning the Withdrawal could affect the perceptions of the population.


of Combat Troops The majority of Afghans are now deeply op-
This three-zone strategy is not, per se, a game- posed to the foreign troops on their soil. The
changer, and it must be accompanied by an idea that one can “stabilize” Afghanistan with
incremental, phased withdrawal. The with- more troops goes against all that one should
drawal would not be a consequence of “sta- have learned from the Soviet war. The real is-
bilization,” but rather an essential part of the sue is not to “stabilize” but to create a new dy-
process. Since the presence of foreign troops namic. The Taliban have successfully framed
is the most important factor in mobilizing the war as a Jihad and a liberation war against
support for the Taliban, the beginning of the (non-Muslim) foreign armies. The concrete
withdrawal would change the political game consequence of this moral victory is that the
on two levels. First, Jihad would become a movement has been able to gain ground in
motivation for fewer Afghans; instead, the non-Pashtun areas. The situations in Badghris
conflict would be mostly seen as a civil war. Province (northwest) and in Badakhshan
Second, the pro-government population (or, Province (northeast) are extremely worrisome,
more exactly, the anti-Taliban one) would because the Taliban have been able to attract
rally together because of fear of a Taliban the support of some Pashtun tribes and fun-
victory. damentalist networks. A province like Wardak,
initially opposed to the Taliban in the 1990s, is
Why Withdraw the Combat Troops? now one of its strongholds. Insecurity bred by
Reframing the War
There is an argument against withdrawing The real test of a counterinsurgency strategy is the abil-
combat troops: namely, that al-Qaeda would ity to build an indigenous force that will operate alone
retain its sanctuary in Afghanistan because
in the long run. The pertinent issue is not the adapta-
the Afghan state would not have control of
some parts of the country, especially in the
tion of the U.S. army to counterinsurgency, but the use
east. Though superficially compelling, this of these resources to build an Afghan partner.
argument is weak for two reasons. First, the
international coalition lacks the resources to the narcotics trade and the infighting of local
control the periphery of the Afghan territory groups in the north also provides the Taliban
anyway. Second, the withdrawal of combat opportunities to find new allies on a more
troops does not preclude targeted operations practical, rather than ideological, ground. This
with the agreement of the Kabul government. trend is extraordinarily dangerous, since the
So, in terms of physical security, the with- spread of the war geographically would put
drawal of combat troops does not bring clear Western countries in an untenable position.
gains for al-Qaeda. Second, withdrawal would create a new
There are two important reasons for dynamic in the country, providing two main
withdrawal. benefits. The momentum of the Taliban
First, the mere presence of foreign soldiers would slow or stop altogether, because with-
fighting a war in Afghanistan is probably the out a foreign occupier the Jihadist and nation-
single most important factor in the resurgence alist feelings of the population would be much
of the Taliban. The convergence of nationalism more difficult to mobilize. Furthermore, the
and Jihad has aided the Taliban in extending Karzai regime would gain legitimacy. If Karzai
its influence. It is sometimes frightening to see (or his successor) receives enough help from
how similar NATO military operations are to the international coalition, he would be able
Soviet ones in the 1980s and how the similarities to develop more centralized institutions in the
14 POLICY BRIEF

strategic areas or at least keep local actors un- would indeed come and the regime would sur-
der control. The regime would remain corrupt vive. The continuation or, better, increase of
but would appear more legitimate if it suc- civilian and military aid would be a clear sign
ceeded in bringing security to the population of a long-term commitment to the survival of
in the strategic zones without the help of for- the Afghan state. Withdrawal, however, could
eign troops. The support of the urban popula- initially result in some territorial losses, includ-
tion, which opposes the Taliban, is a critical ing military posts defended by the ANA.
issue. Corruption is a problem primarily if it Despite these losses of territory, the situ-
accelerates the independence of Afghanistan’s ation would have a more favorable outcome
peripheral regions. after some years and reverse the current situ-
ation in which short-term military successes
Why Keep Withdrawal are creating a long-term dead end. This is why
Out of Negotiations? the withdrawal has to start in 2010 and pro-
The withdrawal must not be negotiated, and ceed slowly, with potential stopping or cool-
no timetable should be given. Negotiations ing-down phases to make sure it does not have
between the Afghan government and the too deep a destabilizing effect. The withdrawal
Taliban cannot occur with any sort of posi- also needs to occur from province to province
tive outcome until the Taliban recognize that on a case-by-case basis, depending on the con-
text specific to each province rather than as a
comprehensive move.
Historically, the more military pressure is put on
a fragmented society like Afghanistan, the more a Regional strategy: Abandon
coalition against the invader becomes the likely Pressure and Define Common
outcome—as happened in the 1980s with the Interests With Pakistan
Soviet occupation and against the British in the Coalition withdrawal would be seen as a major
nineteenth century. victory in Pakistan, but it would soon create
significant security problems for Islamabad.
The Pakistani government would lose its
the government in Kabul is going to survive automatic leverage over Western countries. It
long term, i.e., for at least a few years after the would be confronted with its likely inability
withdrawal is complete. In any serious negoti- to control the Taliban. It would face signifi-
ations now with the leadership of the Taliban, cant internal problems from radical groups
the question of a withdrawal would be cen- fired up by the withdrawal, and from the dis-
tral. This would be a serious risk, since Karzai order on its border. However, these internal
would be marginalized. Negotiations would problems would represent potentially com-
occur over his head between the United States mon interests with the United States. At that
and the Taliban. Another issue could be the point, it would be possible for the United
loss of control of the process: Regional shura States to build a better relationship with
(council) or powerful leaders (such as Ismail Pakistan around the shared goals of weaken-
Khan in Herat) could directly engage in their ing al-Qaeda and improving the economic
own negotiations with the Taliban. and political stabilization of Pakistan.
Withdrawal would call into question the
will of the Western countries. There is no easy Conclusions:
answer to the crisis of confidence that would How to Measure Success?
probably occur in the first steps of the with- The first priority, then, is to limit U.S. objec-
drawal except to show by experience that help tives to what is possible and useful from the
Focus and Exit 15

perspective of a focus and exit strategy. All is probably going to deteriorate, but the re-
tactical moves must be assessed with this sults of any increase in troop numbers will be
question in mind: Is it useful to prepare the difficult to assess before the summer of 2010.
withdrawal? In the event of failure, the U.S. administra-
It is important to define new indicators ac- tion will have very few options left, because
cording to the new objectives. The usual met- sending another 30,000 troops would present
rics of progress are not useful, at least in the way a political challenge. This is why it is espe-
they are currently used. What should be the cially important to concentrate attention on
new indicators of success in the Afghan war? areas where the troops can make a real differ-
1) Fewer battles as measured by civilian, ence (i.e., Kabul and not Helmand), allowing
Western, and insurgent casualties. A decline in the allies to build sustainable Afghan institu-
the number of casualties gives Western coun- tions and eventually withdraw their military
tries more room to maneuver and to adapt forces. The immediate issue is the amount of
their strategy with less pressure from public pressure the Taliban will be able to put on the
opinion; international coalition in 2009, forcing it into
2) The ability to secure strategic areas tactical fights instead of focusing on strategic
as completely as possible, without Taliban goals. n
infiltration;
3) Institution building in these areas (the The Carnegie Endowment normally does not
number of ANA-controlled positions, and take institutional positions on public policy
ANA’s ability to defend schools and medical issues; the views presented here do not
services by itself ). necessarily reflect the views of the Endowment,
Since 2002, the Taliban have been able its officers, staff, or trustees.
to adapt very quickly to allied tactics. Their
learning curve is good, and they have the psy- © 2009 Carnegie Endowment for International
chological momentum. The situation in 2009 Peace. All rights reserved.

This analysis benefited from various comments by Amélie Blom, Etienne de Gonneville, Frédéric
Grare, Jessica Mathews, George Perkovich, Fabrice Pothier, Ashesh Prasann, Nicole Watts, and
Jasmine Zerinini. These conversations helped me to clarify and sometimes change my argument.
Needless to say, the result of these fruitful exchanges is my sole responsibility.

1 I addressed this question in an earlier article: Gilles Dorronsoro, “Afghanistan: le probable réalisé ou de l’inutilité
des sciences sociales en temps de crise,” in Aminah Mohammad-Arif et Jean Schmitt, eds., Figures d’islam après le
11 septembre: disciples et martyrs, réfugiés et migrants (Paris, Karthala, 2006).
2 “Il est peu probable qu’une résistance résiduelle taliban s’installe” (p. 70), “la disparition probable des mouve-
ments islamistes radicaux en Afghanistan,” (p. 68) Maryam Abou Zahab and Olivier Roy, Réseaux islamiques
(Autrement, 2002).
3 Anthony Cordesman, The Afghan-Pakistan War: A Status Report, (Washington, D.C.: Center for Strategic and
International Studies, 2008), p. 19.
4 Ahmed Rashid and Rubin Barnett, “Pakistan, Afghanistan and the West,” Foreign Affairs, November/December
2008.
5 Peter Harling, Iraq’s Civil War, the Sadrists and the Surge, Middle East Report no. 72, February 7, 2008, International
Crisis Group.
6 This question will be addressed in a forthcoming Carnegie Paper, The Soviet and the U.S. Wars in Afghanistan: Uses
and Limits of Comparison, 2009.
www.CarnegieEndowment.org

RESOURCES
The Carnegie Endowment Visit www.CarnegieEndowment.org/pubs for these and other publications.
for International Peace is a
The Afghan-Pakistan War: A Status Report, Anthony Cordesman (Washington, D.C.:
private, nonprofit organiza-
Center for Strategic and International Studies, 2008).
tion dedicated to advancing
cooperation between Counter-insurgency in Afghanistan, Seth G. Jones (Rand Corporation, 2008).
nations and promoting active
international engagement by After the Taliban, James Dobbins (Potomac Books, 2008).
the United States. Founded
Afghanistan: Revolution Unending, Gilles Dorronsoro (New York: Columbia University
in 1910, Carnegie is nonparti-
Press, Hurst and Company, 2005).
san and dedicated to achiev-
ing practical results. Building Koran, Kalashnikov and Laptop: The Neo-Taliban Insurgency in Afghanistan, Anto-
on the successful establish- nio Giustozzi (London: Hurst and Company, 2007).
ment of the Carnegie
Moscow Center, the Endow- Rescuing Afghanistan, William Maley (London: Hurst and Company, 2006).
ment has added operations
Pakistan, Afghanistan and the West, Ahmed Rashid and Rubin Barnett, Foreign Affairs,
in Beijing, Beirut, and Brus-
November/December 2008.
sels to its existing offices in
Washington and Moscow. Pakistan and the War on Terror, Ashley J. Tellis, Carnegie Endowment for International
Peace, 2008.

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