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LXIII - o preso ser informado de seus direitos,
entre os quais o de permanecer calado, sendo-lhe
assegurada
a
assistncia
da
famlia
e
de
advogado;

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LIV - ningum ser privado da liberdade ou de
seus bens sem o devido processo legal;

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o direito expresso na CF contraditrio art.5, LV, CF.
o direito implcito na CF o direito de recorrer.

,
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"a essncia do substantive due process of law reside na necessidade de proteger os


direitos e as liberdades das pessoas contra qualquer modalidade de legislao que se
revele opressiva ou destituda do necessrio coeficiente de razoabilidade" (STF,
ADIMC-1755/DF, rel. Ministro CELSO DE MELLO).

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LV - aos litigantes, em processo judicial ou
administrativo, e aos acusados em geral so
assegurados o contraditrio e ampla defesa, com
os meios e recursos a ela inerentes;


            


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2o
Excepcionalmente, o juiz, por deciso
fundamentada, de ofcio ou a requerimento das
partes, poder realizar o interrogatrio do ru
preso por sistema de videoconferncia ou outro
recurso tecnolgico de transmisso de sons e
imagens em tempo real, desde que a medida seja
necessria para atender a uma das seguintes
finalidades: (Redao dada pela Lei n 11.900, de
2009)
I - prevenir risco segurana pblica,
quando exista fundada suspeita de que o preso
integre organizao criminosa ou de que, por
outra razo, possa fugir durante o deslocamento;

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II - viabilizar a participao do ru no
referido ato processual, quando haja relevante
dificuldade para seu comparecimento em juzo, por
enfermidade ou outra circunstncia pessoal;
III - impedir a influncia do ru no
nimo de testemunha ou da vtima, desde que no
seja possvel colher o depoimento destas por
videoconferncia, nos termos do art. 217 deste
Cdigo; (Includo pela Lei n 11.900, de 2009)
IV - responder gravssima questo de
ordem pblica. (Includo pela Lei n 11.900, de
2009)


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XXXVII - no haver juzo ou tribunal de exceo;


LIII - ningum ser processado nem sentenciado
seno pela autoridade competente;


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LVII - ningum
trnsito
em
condenatria;

ser considerado culpado


julgado
de
sentena

at o
penal


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Art. 3o O civilmente identificado por documento original
no ser submetido identificao criminal, exceto
quando:
I estiver indiciado ou acusado pela prtica de
homicdio doloso, crimes contra o patrimnio praticados
mediante violncia ou grave ameaa, crime de receptao
qualificada, crimes contra a liberdade sexual ou crime
de falsificao de documento pblico;
II houver fundada suspeita de falsificao
adulterao do documento de identidade;

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ou


III o estado de conservao ou a distncia temporal da
expedio de documento apresentado impossibilite a
completa identificao dos caracteres essenciais;
IV constar de registros policiais o uso de outros
nomes ou diferentes qualificaes;
V houver
identidade;

registro

de

extravio

do

documento

de

VI o indiciado ou acusado no comprovar, em quarenta e


oito horas, sua identificao civil.




   
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Ressalta-se, contudo, que a Lei de Combate ao Crime Organizado (Lei 9.034/95) prev a hiptese de
diligncias realizadas pessoalmente pelo juiz ainda na fase do inqurito, como a violao de sigilos
preservados pela Constituio ou pela lei.

    
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Art. 2o A lei processual penal aplicar-se- desde
logo,
sem
prejuzo
da
validade
dos
atos
realizados sob a vigncia da lei anterior.

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Processo

Vale pra frente

Atos anteriores
so vlidos


LEI NOVA



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Art. 366. Se o acusado, citado por edital, no
comparecer, nem constituir advogado, ficaro
suspensos
o
processo
e
o
curso
do
prazo
prescricional,
podendo
o
juiz
determinar
a
produo
antecipada
das
provas
consideradas
urgentes e, se for o caso, decretar priso
preventiva, nos termos do disposto no art. 312.


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Art. 14. O ofendido, ou seu representante legal,
e
o
indiciado
podero
requerer
qualquer
diligncia, que ser realizada, ou no, a juzo
da autoridade.

^^s
SMULA VINCULANTE N 14 - STF

DIREITO
DO
DEFENSOR,
NO
INTERESSE
DO
REPRESENTADO, TER ACESSO AMPLO AOS ELEMENTOS DE
PROVA
QUE,
J
DOCUMENTADOS
EM
PROCEDIMENTO
INVESTIGATRIO
REALIZADO
POR
RGO
COM
COMPETNCIA DE POLCIA JUDICIRIA, DIGAM RESPEITO
AO EXERCCIO DO DIREITO DE DEFESA.


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Art. 10. O inqurito dever terminar no prazo de
10 dias, se o indiciado tiver sido preso em
flagrante, ou estiver preso preventivamente,
contado o prazo, nesta hiptese, a partir do dia
em que se executar a ordem de priso, ou no prazo
de 30 dias, quando estiver solto, mediante fiana
ou sem ela.
1 A autoridade far minucioso relatrio do que
tiver sido apurado e enviar autos ao juiz
competente.

K/W

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Art.
129.
So
funes
Ministrio Pblico:

institucionais

I - promover, privativamente,
pblica, na forma da lei;

ao

do
penal








Havendo indcios de
autoria e prova da
materialidade

Denncia

No havendo base
pra denncia

Requer diligncias
complementares

MP

NO

SIM

Requer (ao juiz)


arquivamento

Denncia






Juiz






Discorda

Concorda

Procurador
Geral

Arquiva








Concorda

Denncia

Concorda

Designa outro
membro do MP
para oferecer
denncia (que
no seja aquele
que requereu o
arquivamento

Discorda

Insistir no
arquivamento
(o juiz est
obrigado ao
arquivamento).




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1 - A ao pblica promovida pelo Ministrio
Pblico, dependendo, quando a lei o exige, de
representao do ofendido ou de requisio do
Ministro da Justia.

EDW
WWE/W
Art. 16. O
Ministrio
Pblico
no
poder
requerer a devoluo do inqurito autoridade
policial,
seno
para
novas
diligncias,
imprescindveis ao oferecimento da denncia.

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Art. 28. Se o rgo do Ministrio Pblico, ao
invs de apresentar a denncia, requerer o
arquivamento
do
inqurito
policial
ou
de
quaisquer peas de informao, o juiz, no caso de
considerar improcedentes as razes invocadas,
far remessa do inqurito ou peas de informao
ao procurador-geral, e este oferecer a denncia,
designar outro rgo do Ministrio Pblico para
oferec-la,
ou
insistir
no
pedido
de
arquivamento, ao qual s ento estar o juiz
obrigado a atender.


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SMULA STF N 524
Arquivado o inqurito policial, por despacho do
juiz, a requerimento do Promotor de Justia, no
pode a ao penal ser iniciada, sem novas provas.



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Art. 19. Nos crimes em que no couber ao
pblica, os autos do inqurito sero remetidos ao
juzo competente, onde aguardaro a iniciativa do
ofendido ou de seu representante legal, ou sero
entregues ao requerente, se o pedir, mediante
traslado.

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2 

conhecimento
condenatria

declaratria

cautelar
constitutiva

executiva

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ao penal
pblica
condicionada
requisio do MJ

privada
incondicionada

exclusiva

subsidiria da pb.

personalssima

representao




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Art. 147 - Ameaar algum,
por palavra, escrito ou
gesto, ou qualquer outro
meio simblico, de causarlhe mal injusto e grave:
(...)
Pargrafo nico - Somente
se
procede
mediante
representao.

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Retratao
(...)
Art. 145 - Nos crimes
previstos neste Captulo
somente
se
procede
mediante
queixa,
salvo




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quando, no caso do art.
140, 2, da violncia
resulta leso corporal.
Pargrafo nico - Procedese mediante requisio do
Ministro da Justia, no
caso do n. I do art. 141,
e mediante representao
do ofendido, no caso do
n. II do mesmo artigo.

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Art. 24. Nos crimes de ao pblica,
esta ser promovida por denncia do
Ministrio Pblico, mas depender,
quando a lei o exigir, de requisio
do
Ministro
da
Justia,
ou
de
representao do ofendido ou de quem
tiver qualidade para represent-lo.

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Art. 103 - Salvo disposio expressa
em contrrio, o ofendido decai do
direito de queixa ou de representao
se no o exerce dentro do prazo de 6
(seis) meses, contado do dia em que
veio a saber quem o autor do crime,
ou, no caso do 3 do art. 100 deste
Cdigo, do dia em que se esgota o
prazo para oferecimento da denncia
Art. 104 - O direito de queixa no
pode ser exercido quando renunciado
expressa ou tacitamente.

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Art. 42.
O Ministrio Pblico
poder desistir da ao penal.

no

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Art. 385. Nos crimes de ao pblica,
o
juiz
poder
proferir
sentena
condenatria, ainda que o Ministrio
Pblico tenha opinado pela absolvio,
bem como reconhecer agravantes, embora
nenhuma tenha sido alegada.

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Art. 106 - O perdo, no processo ou
fora dele, expresso ou tcito:

I - se concedido a qualquer
querelados, a todos aproveita.

dos

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XLV - nenhuma pena passar da pessoa do condenado,
podendo a obrigao de reparar o dano e a decretao do
perdimento de bens ser, nos termos da lei, estendidas
aos sucessores e contra eles executadas, at o limite
do valor do patrimnio transferido;

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Renncia
expressa
ou
tcita
do
  DW      
direito de queixa

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Art. 104 - O direito de queixa no


pode ser exercido quando renunciado
expressa ou tacitamente.
Pargrafo nico - Importa renncia
tcita ao direito de queixa a prtica
de ato incompatvel com a vontade de
exerc-lo; no a implica, todavia, o
fato
de
receber
o
ofendido
a
indenizao do dano causado pelo
crime.

K^WW
Art. 49.
A renncia ao exerccio do
direito de queixa, em relao a um dos
autores
do
crime,
a
todos
se
estender.

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Art. 33. Se o ofendido for menor de 18 anos, ou
mentalmente enfermo, ou retardado mental, e no
tiver
representante
legal,
ou
colidirem
os
interesses deste com os daquele, o direito de
queixa poder ser exercido por curador especial,
nomeado,
de
ofcio
ou
a
requerimento
do
Ministrio Pblico, pelo juiz competente para o
processo penal.

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Art. 38.
Salvo disposio em contrrio, o
ofendido, ou seu representante legal, decair no
direito de queixa ou de representao, se no o
exercer dentro do prazo de seis meses, contado do
dia em que vier a saber quem o autor do crime,
ou, no caso do art. 29, do dia em que se esgotar
o prazo para o oferecimento da denncia.
Art.
103
Salvo
disposio
expressa
em
contrrio, o ofendido decai do direito de queixa
ou de representao se no o exerce dentro do
prazo de 6 (seis) meses, contado do dia em que
veio a saber quem o autor do crime, ou, no caso
do 3 do art. 100 deste Cdigo, do dia em que
se esgota o prazo para oferecimento da denncia.

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Art. 25.
A representao ser
depois de oferecida a denncia.

irretratvel,

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Art. 16. Nas aes penais pblicas condicionadas
representao da ofendida de que trata esta
Lei, s ser admitida a renncia representao
perante
o
juiz,
em
audincia
especialmente
designada
com
tal
finalidade,
antes
do
recebimento da denncia e ouvido o Ministrio
Pblico.


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Temos ento que: o ilcito penal sempre implica um ilcito civil, de sorte a suscitar
a pretenso ao ressarcimento do dano civil porventura suportado pelo ofendido em razo
da infrao penal.

Uma infrao penal proveniente de um delito, pode ensejar o surgimento da pretenso
de reparao do dano, tendo suporte no Direito Civil, na teoria da responsabilidade civil
por ato ilcito.

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Art. 64.
Pargrafo nico. Intentada a ao penal, o juiz
da ao civil poder suspender o curso desta, at
o julgamento definitivo daquela.
Art. 93. Se o reconhecimento da existncia da
infrao penal depender de deciso sobre questo
diversa da prevista no artigo anterior, da
competncia do juzo cvel, e se neste houver
sido proposta ao para resolv-la, o juiz
criminal poder, desde que essa questo seja de
difcil soluo e no verse sobre direito cuja
prova a lei civil limite, suspender o curso do
processo, aps a inquirio das testemunhas e
Art. 94. A suspenso do curso da ao penal, nos
casos dos artigos anteriores, ser decretada pelo
juiz, de ofcio ou a requerimento das partes.


OBS.: Com o trnsito em julgado da ao penal condenatria, torna-se prejudicado o
julgamento da ao civil.


h
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Art. 91 - So efeitos da condenao:
dada pela Lei n 7.209, de 11.7.1984)

(Redao

I - tornar certa a obrigao de indenizar o dano


causado pelo crime;



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OBS.: Na deciso condenatria penal o juiz pode j fixar o valor mnimo de reparao civil.
Nesse caso, como j se tem certeza e liquidez, pode-se, no havendo questionamentos com
relao ao quantum, partir para a execuo direta (Art. 387, IV do CPP).
Art.
387.
O
juiz,
ao
proferir
sentena
condenatria: (Vide Lei n 11.719, de 2008)
IV - fixar valor mnimo para reparao dos danos
causados pela infrao, considerando os prejuzos
sofridos pelo ofendido;


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Art. 66. No obstante a sentena absolutria no
juzo criminal, a ao civil poder ser proposta
quando
no
tiver
sido,
categoricamente,
reconhecida a inexistncia material do fato.

/WW
Art. 386. O juiz absolver o ru, mencionando a
causa na parte dispositiva, desde que reconhea:
IV estar provado que o ru no concorreu para
a infrao penal;

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Essas causas excluem a ilicitude penal e civil. H, entretanto, excees:


a) no estado de necessidade agressivo, no qual o agente sacrifica bem de terceiro
inocente, ou seja, o prejudicado no teve culpa pela situao de perigo que determinou
a incidncia do estado de necessidade, este pode acion-lo civilmente, restando ao
causador do dano a ao regressiva contra quem provocou a situao de perigo (artigos
929 e 930 do Cdigo Civil de 2002);
b) se o autor agiu acobertado pela legtima defesa putativa (imaginria), a vtima (ou seus
herdeiros) devero ser indenizados;
o

a legtima defesa putativa exclui a culpabilidade ou o dolo, subsistindo a ilicitude do fato.

c) na hiptese de legtima defesa, na qual, por erro na execuo/erro de pontaria


(aberratio ictus ou aberratio criminis), vem a ser atingido terceiro inocente, este ter
direito indenizao contra quem o atingiu, ainda que este ltimo estivesse em situao
de legtima defesa, restando-lhe apenas a ao regressiva contra seu agressor (pargrafo
nico do artigo 930 c/c o artigo 188, inciso I, do novo Cdigo Civil).
Art. 65.
Faz coisa julgada no cvel a sentena
penal que reconhecer ter sido o ato praticado em
estado de necessidade, em legtima defesa, em
estrito
cumprimento
de
dever
legal
ou
no
exerccio regular de direito.

CDIGO CIVIL
Art. 929. Se a pessoa lesada, ou o dono da coisa,
no caso do inciso II do art. 188, no forem
culpados do perigo, assistir-lhes- direito
indenizao do prejuzo que sofreram.
Art. 930. No caso do inciso II do art. 188, se o
perigo ocorrer por culpa de terceiro, contra este
ter o autor do dano ao regressiva para haver a
importncia que tiver ressarcido ao lesado.


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Art. 35. Compete aos juizes:
II - processar e julgar os crimes eleitorais e os
comuns que lhe forem conexos, ressalvada a
competncia originria do Tribunal Superior e dos
Tribunais Regionais;

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Art. 79.
A conexo e a continncia importaro
unidade de processo e julgamento, salvo:
I - no concurso entre a jurisdio comum
militar;

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Art. 109. Aos juzes federais compete processar e
julgar:
IV - os crimes polticos e as infraes penais
praticadas em detrimento de bens, servios ou
interesse
da
Unio
ou
de
suas
entidades
autrquicas ou empresas pblicas, excludas as
contravenes e ressalvada a competncia da
Justia Militar e da Justia Eleitoral;












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STJ Smula n 147 - STJ
Compete Justia Federal processar e julgar os
crimes praticados contra funcionrio pblico
federal, quando relacionados com o exerccio da
funo.

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SMULA STJ N 42 STJ
Compete Justia Comum Estadual processar e
julgar as causas cveis em que parte sociedade
de economia mista e os crimes praticados em seu
detrimento.

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STJ Smula n 38 STJ
Compete Justia Estadual Comum, na vigncia da
Constituio de 1988, o processo por contraveno
penal, ainda que praticada em detrimento de bens,
servios ou interesse da Unio ou de suas
entidades.


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Art. 109 (omissis)
V - os crimes previstos em tratado ou conveno
internacional, quando, iniciada a execuo no
Pas, o resultado tenha ou devesse ter ocorrido
no estrangeiro, ou reciprocamente;

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Art. 109 (omissis)
IX - os crimes cometidos a bordo de navios ou
aeronaves, ressalvada a competncia da Justia
Militar;



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^
Art.
70.
A
competncia
ser,
de
regra,
determinada pelo lugar em que se consumar a
infrao, ou, no caso de tentativa, pelo lugar em
que for praticado o ltimo ato de execuo.

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Art. 76.
conexo:

competncia

ser

determinada

pela

I - se, ocorrendo duas ou mais infraes,


houverem sido praticadas, ao mesmo tempo, por
vrias pessoas reunidas, ou por vrias pessoas em
concurso, embora diverso o tempo e o lugar, ou
por vrias pessoas, umas contra as outras;
II - se, no mesmo caso, houverem sido umas
praticadas para facilitar ou ocultar as outras,
ou para conseguir impunidade ou vantagem em
relao a qualquer delas;

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III - quando a prova de uma infrao ou de
qualquer
de
suas
circunstncias
elementares
influir na prova de outra infrao.





          

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o ([PDWDVHRVHJXUDQoDSDUDVHTHVWUDURHPSUHViULR



Art. 77. A competncia
continncia quando:
I - duas ou mais
mesma infrao;

ser

pessoas

determinada

forem

acusadas

pela
pela

II - no caso de infrao cometida nas condies


previstas nos arts. 51, 1o, 53, segunda parte, e
54 do Cdigo Penal.

,

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o ([HQYHQHQDUDFRPLGDTXHVHUiVHUYLGDDYiULDVSHVVRDV

           
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Cdigo Penal - Concurso formal

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Art. 70 - Quando o agente, mediante uma s ao
ou
omisso,
pratica
dois
ou
mais
crimes,
idnticos ou no, aplica-se-lhe a mais grave das
penas cabveis ou, se iguais, somente uma delas,
mas aumentada, em qualquer caso, de um sexto at
metade.
As
penas
aplicam-se,
entretanto,
cumulativamente, se a ao ou omisso dolosa e
os crimes concorrentes resultam de desgnios
autnomos,
consoante
o
disposto
no
artigo
anterior.
Erro na execuo
Art. 73 - Quando, por acidente ou erro no uso dos
meios de execuo, o agente, ao invs de atingir
a pessoa que pretendia ofender, atinge pessoa
diversa, responde como se tivesse praticado o
crime contra aquela, atendendo-se ao disposto no
3 do art. 20 deste Cdigo. No caso de ser
tambm atingida a pessoa que o agente pretendia
ofender, aplica-se a regra do art. 70 deste
Cdigo.(Redao dada pela Lei n 7.209, de
11.7.1984)
Resultado diverso do pretendido
Art. 74 - Fora dos casos do artigo anterior,
quando, por acidente ou erro na execuo do
crime, sobrevm resultado diverso do pretendido,
o agente responde por culpa, se o fato previsto
como crime culposo; se ocorre tambm o resultado
pretendido, aplica-se a regra do art. 70 deste
Cdigo. (Redao dada pela Lei n 7.209, de
11.7.1984)


2EV 1mR VHUmR UHXQLGRV RV SURFHVVRV SDUD MXOJDPHQWR HP FRQMXQWR QRV VHJXLQWHV FDVRV
$UW&33 

,FRQFXUVRHQWUHMXULVGLomRFRPXPHPLOLWDU
Smula n. 90 do STJ
Compete Justia Estadual Militar processar e julgar o policial
militar pela prtica de crime militar, e Comum pela prtica do crime comum
simultneo quele.

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/XJDUGH$WUDomR
CONCURSO ENTRE JURISDIES DE

Prevalece a mais graduada.

CATEGORIAS DIVERSAS (INSTNCIAS


DIFERENTES)

Ex.:
TJ e juiz singular prevalece o TJ
Justia Estadual e Justia Federal JF
Smula n. 122 STJ
Compete Justia Federal o processo e
julgamento unificado dos crimes conexos de
competncia federal e estadual, no se
aplicando a regra do artigo 78, inciso II,
a, do Cdigo de Processo Penal.

CONCURSO DE JURISDIES DE MESMA


CATEGORIA (MESMA GRADUAO)

Prepondera o local da infrao mais grave (pena


mais grave).
Ex.: Roubo em SP com furto em campinas
prepondera SP

Obs.:
I - Se a pena mxima for igual, compara-se a pena
mnima.
II - Sendo iguais as penas (mxima e mnima),
prevalece o local onde foi praticado o maior
nmero de crimes.
Ex.: 3 furtos em Natal e 1 furto em Mossor
prepondera Natal

III - Se nenhum desses casos fixar a competncia,


utiliza-se o critrio da preveno.
COMPETNCIA DO JRI E DE OUTRO RGO
DA JURISDIO COMUM

Prevalecer a competncia do Jri.


Obs.:
- Se o crime for eleitoral E doloso contra a vida, os
processos sero julgados separadamente, no haver a
reunio de processos, pois a competncia de ambos
fixada na Constituio Federal/88.

CONCURSO ENTRE JURISDIO COMUM E


JURISDIO ESPECIAL

Prevalecer a Especial.

CONCURSO ENTRE JURISDIO ELEITORAL E


JURISDIO COMUM

Prevalecer a Eleitoral.

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     >y/   & ningum ser preso seno em
flagrante delito, ou por ordem escrita e fundamentada de autoridade judiciria competente,
salvo nos casos de transgresso militar ou crime propriamente militar, definidos em lei


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Art. 142. As Foras Armadas, constitudas pela
Marinha, pelo Exrcito e pela Aeronutica, so
instituies nacionais permanentes e regulares,
organizadas
com
base
na
hierarquia
e
na
disciplina,
sob
a
autoridade
suprema
do
Presidente da Repblica, e destinam-se defesa
da Ptria, garantia dos poderes constitucionais
e, por iniciativa de qualquer destes, da lei e da
ordem.
(...)
2 - No caber "habeas-corpus" em relao a
punies disciplinares militares.


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Art. 302.

Considera-se em flagrante delito quem:

I - est cometendo a infrao penal;


II - acaba de comet-la;
III - perseguido, logo aps, pela autoridade,
pelo ofendido ou por qualquer pessoa, em situao
que faa presumir ser autor da infrao;
IV - encontrado, logo depois, com instrumentos,
armas, objetos ou papis que faam presumir ser
ele autor da infrao.

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 &          K   


Art. 302.

Considera-se em flagrante delito quem:

I - est cometendo a infrao penal;


II - acaba de comet-la;


 &    K    

Art. 302.

Considera-se em flagrante delito quem:

(...)
III - perseguido, logo aps, pela autoridade,
pelo ofendido ou por qualquer pessoa, em situao
que faa presumir ser autor da infrao;




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Art. 302.

Considera-se em flagrante delito quem:

(...)
IV - encontrado, logo depois, com instrumentos,
armas, objetos ou papis que faam presumir ser
ele autor da infrao.


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Art. 301. Qualquer
do
autoridades policiais e

povo
seus

poder
agentes

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e
as
devero


prender
quem
quer
flagrante delito.

que

seja

encontrado

em

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STF Smula n 145
No h crime, quando a preparao do flagrante
pela polcia torna impossvel a sua consumao.

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Art.
312.
A
priso
preventiva
poder
ser
decretada como garantia da ordem pblica, da
ordem econmica, por convenincia da instruo
criminal, ou para assegurar a aplicao da lei

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penal, quando houver prova da existncia do crime
e indcio suficiente de autoria.


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Art. 310. Quando o juiz verificar pelo auto
de priso em flagrante que o agente praticou
o fato, nas condies do art. 19, I, II e
III, do Cdigo Penal, poder, depois de
ouvir o Ministrio Pblico, conceder ao ru
liberdade provisria, mediante termo de
comparecimento a todos os atos do processo,
sob pena de revogao.

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DIREITO PENAL
patriciavanzolini@uol.com.br
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APLICAO DA LEI PENAL


I PRINCPIOS DA LEI PENAL
1. Princpio da Legalidade
1.1.

Princpio da estrita legalidade ou reserva legal


Definio: Apenas a lei em sentido estrito (lei ordinria e lei complementar) pode criar
direito penal.
Atos normativos (ex. medida provisria, decretos, regulamentos) NO podem
criar direito penal.
Este princpio vale para tudo: Para os crimes e para as penas.
Medida provisria no pode veicular direito penal,. Hot! hot!
Art. 62, CF/88 e EC 32/01 1.

A lei a nica fonte formal imediata do direito penal.

competncia privativa de a Unio legislar sobre o


direito Penal art. 22, pargrafo nico, CF.

1.2.

A Unio pode delegar para os Estados atravs de lei Complementar.

Princpio da taxatividade
Definio: A lei Penal tem completa, taxativa, detalhada, marcando exatamente a
conduta incriminada.
Duas situaes relativizam a taxatividade: Hot! hot!
a) Norma penal em branco
Conceito: a norma cujo preceito primrio incompleto, e, portanto, precisa de
complementao por outro ato normativo.






Duas espcies de norma penal em branco: Hot! hot!

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b) Tipo penal aberto


Conceito: aquele que possui elementos normativos.
o Elementos normativos so aqueles que precisam de um juzo de valor
do aplicador da norma.
o Ex. Art. 233, CP 3UDWLFDUDWRREVFHQR GHSHQGHGHLQWHUSUHWDomR 
Art. 244, CP1mRSDJDUSHQVmRDOLPHQWtFLD'HL[DU6(0
-867$&$86$pRHOHPHQWRQRUPDWLYR

o Elemento normativo DIFERENTE de elemento subjetivo. Este
todo elemento relativo ao dolo, a inteno do agente.

1.3.

Princpio da proibio analgica


Conceito: a proibida a analogia em direito penal, salvo para beneficiar o ru.

2. Princpio da anterioridade
Conceito: Significa que a lei penal tem que ser anterior ao fato incriminado.

II LEI PENAL NO TEMPO


1. Tempo do crime art. 4PP, CP
Considera-se praticado o crime no momento da ao ou omisso, ainda que outro seja o
momento do resultado, a TEORIA DA RELATIVIDADE, adotada pelo art. 4P.

A Teoria da Relatividade no se aplica na PRESCRIO, porque o legislador


no art. 111, CP, determinou que o PRAZO PRESCRICIONAL comea a
correr da data em que o crime se CONSUMOU.

2. Conflitos de lei no tempo (Direito Penal Intertemporal) so 03 regras:


2.1.
Irretroatividade da lei MAIS severa/ gravosa
Ex. A lei 11.464/02 que entrou em vigor 29.03.07, passou a permitir progresso de regime
dos crimes hediondos aps o cumprimento de 2/5 da pena. Anteriormente, no entanto, o STF
j havia declarado a inconstitucionalidade do Regime Integral Fechado e permitindo a
progresso aps o cumprimento de 1/6 da pena. (No podia agora pode, para o ru
malfica a lei).


























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2.2.

Retroatividade da lei mais benfica art. 2PP, CP


Alcance: A lei mais benfica retroage aplicando-se inclusive aos fatos
decididos por sentena transitada em julgado, art. 2 PS
nico. Hot! hot!.

Espcies de Lei mais benfica, duas formas:


A) ABOLITIO CRIMINIS a lei nova que deixa de considerar o fato como
criminoso. Ex. Crime de Seduo e Crime de Adultrio.

O porte de drogas no foi descriminalizado, continua como crime embora no


tenha pena privativa de liberdade.







Abolitio criminis trata de causa de EXTINO DA PUNIBILIDADE, a Lex


mitier uma causa porque lei melhor retroage.

Abolitio criminis extingue todos os efeitos penais da sentena condenatria


Ex. Execuo; reincidncia; antecedentes criminais...


B) NOVATIO LEGIS IN MELLIUS No vai abolir o crime, mas ir melhorar a
situao do ru. Parou a aula neste ponto.
C) ULTRATIVIDADE DA LEI EXCEPECIONAL OU TEMPORRIA

So chamadas leis de vigncia temporria porque, ao contrrio da


maioria das normas, no tem vigncia indeterminada, no aguardo de que
norma posterior as revogue.

A LEI EXCEPCIONAL a lei que s vigora durante determinada situao


excepcional e depois de encerrada a situao ela se auto-revoga.

A ULTRATIVIDADE (sempre irradiam efeitos mesmo aps o final do


prazo de sua vigncia) Ambas as Leis continuam aplicando-se aos
crimes cometidos na sua vigncia, mesmo aps a auto-revogao.

Smula 711, SFT Aplica-se a lei mais severa ao crime permanente e continuada desde que
tenha entrado em vigor antes de cessada a continuidade ou permanncia+RWKRW



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III - LEI PENAL NO ESPAO: 7(55,725,$/,'$'((;75$7(55,725,$/,'$'(

a aplicao da lei penal no tempo e no espao, territorialidade e extraterritorialidade com


relao ao LUGAR DO CRIME TEORIA DA UBIQUIDADE.

1) TEORIA DO LUGAR DO CRIMEE (teoria mista) : LUTA


L - lugar
U - ubiquidade
T - tempo
A atividade (momento da ao ou omisso)






o

Ubiquidade (Teoria Mista) Considera-se praticado o crime tanto no lugar que


ocorreu a ao ou omisso, no todo ou em parte, quanto no lugar em que se produziu
ou deveria produzir-se resultado, Ler art. 6P, CP.
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2) CONFLITO DE LEIS NO ESPAO DIREITO PENAL INTERNACIONAL


o

Direito Penal Internacional So as regras de direito interno que disciplinam a Lei


Penal no espao.

Direito Internacional Penal So as regras de direito internacional (Tratados


e Convenes) que tratam da temtica penal.

Duas regras regem o Direito Penal Internacional


a) PRINCPIO DA TERRITORIALIDADE TEMPERADA OU RELATIVA
Aplica-se a Lei Brasileira ao crime cometido no Brasil, SALVO o disposto em tratados e
convenes Internacionais. Ex. Conveno de Viena, 1963 prev imunidades diplomticas.
Conceito de TERRITRIO NACIONAL Concidera-se territrio nacional todo o lugar sobre o
qual um estado Soberano exerce a sua jurisdio.

Duas espcies de territrio:


1) Territrio Fsico O territrio nacional formado pela superfcie terrestre entre fronteiras,
guas territoriais e espao areo correspondente. Ou seja, o solo, sub-solo, mar territorial
(12 milhas martimas) e a coluna area correspondente.
2) Territrio por extenso (No fsico) - o territrio jurdico ou territrio flutuante. So
consideradas extenses do territrio nacional:
2.1 Embarcaes e aeronaves - Navios e aeronaves pblicos ou servio do governo
brasileiro, onde quer que se encontrem. Hot! hot! .
2.2 Embarcaes e aeronaves privadas em alto mar ou espao areo correspondente.






2.3 Embarcaes e aeronaves estrangeiras privadas quando em territrios brasileiro.
Observao: Consulados e embaixadas no so considerados territrio de origem. Esto
previstos em tratados e convenes.

Tem imunidade: chefe da misso, corpo diplomtico e suas famlias

b) PRINCPIO DA EXTRATERRITORIALIDADE art. 7, CP

No territrio brasileiro, para crimes praticados fora do Brasil (artigo 7P, CP) sero
abertos 02 processos (l e c)

Pode ser a extraterritorialidade: Incondicionada ou


Condicionada, sendo que h uma hiptese com condies
especiais (art. 7P, 3PCP).

b.1) EXTRATERRIRORIALIDADE INCONDICIONADA

Aplicao da lei brasileira ao crime cometido fora do territrio nacional.

Aplica-se a lei brasileiro mesmo que o agente j tenha sido absolvido ou


cumprido pena no estrangeiro crime no esterior.. a exceo do bis in
idem.

So 03 casos de extraterritorialidade incondicionada:


a. Nos crimes contra PRESIDENTE DA REPBLICA, so os crimes
CONTRA A VIDA ou a LIBERDADE do Presidente.
1. Obs. No o crime contra a honra do Presidente da
Repblica. Hot! hot!
b. Nos crimes contra a ADMINISTRAO PBLICA (contra o
patrimnio ou f pblica da Unio, de estados, do Distrito federal, de
Territrios, de Municpios, de empresas pblicas, de sociedades de
economia mista, autarquias ou fundaes institudas pelo poder
Pblico), praticados fora do Brasil sero julgados pela Lei Brasileira.

Princpio da Defesa Um bem jurdico atacado, um bem


jurdico pblico nacional: Embaixada, Presidente da
Repblica

c. Nos crimes de GENOCDIO quando o agente for brasileiro ou


domiciliado no Brasil. (Princpio da justia Universal)

Princpio da Universalidade A lei penal brasileira ser


aplicada no pas em que o crime foi praticado. Ex. Crimes de
Genocdio; Trafico Internacional de Drogas, Tortura
qualquer pas pode punir.

Obs.: Regra do art. 8, CP Pena cumprida no estrangeiro (ler).






b.2) EXTRATERRITORIALIDADE INCONDICIONADA

Nesses casos s se aplica a lei brasileira subsidiariamente, desde que estejam


presentes determinadas condies. (art. 7, 2, CP ).

Quais casos:

T Tratados e Convenes
A Aeronaves ou embarcaes
B Brasileiro

T Tratados e Convenes Crimes que por tratado ou conveno o Brasil se obrigou a


reprimir.

A Aeronaves ou embarcaes Crime cometido em aeronave ou embarcao


brasileira privada quando ocorrido no Estrangeiro e a no for julgado.

B Brasileiro Crime cometido por brasileiro ou contra brasileiro.

Princpios da Extraterritorialidade

P
A
G

PAG PRINCPIOS
Principio de Defesa
Principio de Defesa
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A
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TAB - PRINCPIOS
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Princpio da representao
Princpio da nacionalidade

Princpio da Defesa Um bem jurdico atacado, um bem jurdico pblico nacional: Embaixada,
Presidente da Repblica.
Princpio da Universalidade A lei penal brasileira ser aplicada no pas em que o crime foi praticado.
Ex. Crimes de Genocdio; Trafico Internacional de Drogas, Tortura qualquer pas pode punir.
Principio da representao - Bandeira brasileira .
Princpio da Nacionalidade



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