RIO TINTO HSEQ RISK REGISTER TEMPLATE

RIO TINTO
HSEQ RISK REGISTER TEMPLATE FOR DATA COLLE

Version 1.5 Issued 12 March 2008
Notes and Instructions

1 This template has been designed to facilitate conversion of existing business Risk Register data to conform to the R
and requirements of the HSEQ Risk Framework
2 The "Input" sheets (Physical and SEG) column structure must not be changed. Compulsory fields are marked with
3 All other sheets are used for information only. They provide standardized lists of all possible selection lists and cod
Business Solution Risk Register
4 Please proceed as follows
1 Copy and paste your risk register data into the appropriate columns then save and close the Template file
2 Open the HSEQ Risk Register Excel Database program
3 Under the Admin Menu, select "Clear existing data then Import Original Risk data"
4 Run the two menu items under the Verify Data menu to check the generated data on the Risk Header and Risk
5 You can either make highlighted corrections to the Template File and reload, or (recommended) directly in the
5 Data Validation dropdowns
1 As an optional method of easing transition of the data, Row 3 on the Input sheet is populated with data validati
first 100 rows (highlighted in orange)
2 These have been entered into every column where the data is verifiable on one of the Tables sheets
3 If you wish to make further use of these dropdowns, copy the rows down through the Input sheet prior to startin
beyond row 100 . Make sure you copy down right over to column AY, since columns AW-AY are used to popula
4 The validation list in the Hazard Description column will change, depending on the selection in the Hazard Type
5 The validation list in the SEG Hazard Description column will change, depending on the selection in the SEG H
6 The validation list in the Sub Category column will change, depending on the selection in the Category column
AREAS FISICAS DE TRABAJO
1 Almacn GEOTEC
2 Plataformas de Perforacin
ACTIVIDADES
1
2
3
4
5
6
7
8
9
10
11
12
13
Verificacin de Accesos y Plataformas

Movilizacin de Mquina Perforadora y Accesorios y Material de Perforacin
Instalacin de mquina perforadora
Instalacin de tinas
Armado de Corel Barrel
Armado y desarmado de tubo interior
Preparacin de fluidos
Inicio de Perforacin
Bajado y Sacado de tubera de perforacin
Bajado y Sacado de tubo interior
Vaciado de Muestra
Cargado de material
Reparaciones
1.- Actividades en Almacn GEOTEC
N
1
Actividad
Cargado de material
Peligros
Ergonmicos, Gravedad, Iluminacin, Radiacin,
Sustancias
2.- Plataformas de Perforacin

N
Actividad
Peligros
1 Verificacin de Accesos y
Plataformas
Eventos Climticos/Naturales, Gravedad, Vehculos y

Transporte.
2 Instalacin de mquina
perforadora
3 Instalacin de tinas
Ergonmicos, mecnicos, presin, sonido/vibracin,

sustancias.
Gravedad.
4 Preparacin de fluidos
Ergonmicos, sustancias.
5 Armado de Corel Barrel
Ergonmicos, mecnicos, gravitacional.
6 Armado y desarmado de tubo

interior
7 Inicio de Perforacin
Ergonmicos, mecnicos, gravitacional, sustancias.
8 Bajado y Sacado de tubera de

perforacin
Ergonmicos, mecnicos, gravitacional,

sonido/vibracin, presin.
Mecnicos, sonidos/vibracin, sustancias
9 Bajado y Sacado de tubo interior Ergonmicos, mecnicos, gravitacional,

10 Vaciado de Muestra
11 Trabajos en Altura
12 Reparaciones
Ergonmicos, mecnicos, gravitacional,

Gravitacional, mecnicos
Sustancias, desperdicios, mecnicos, presin,
sonidos/vibracin.
E FOR DATA COLLECTION
March 2008
uctions
ster data to conform to the Rio Tinto Business Solution format
ulsory fields are marked with *.

ssible selection lists and codes available in the Rio Tinto
close the Template file
on the Risk Header and Risk Data sheets

commended) directly in the Risk Register program
populated with data validation arrows and pre-populated for the
the Tables sheets

he Input sheet prior to starting your data entry, or continuing
s AW-AY are used to populate the variable dropdowns
selection in the Hazard Type column
n the selection in the SEG Hazard Type column
tion in the Category column
nacin, Radiacin,
Gravedad, Vehculos y
n, sonido/vibracin,
tacional.
tacional, sustancias.
sustancias
tacional,
tacional,
tacional,
nicos, presin,
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Input_Physical
B
C
D
* Risk Analysis
* Hazard Type
Type
* Work Area Descriptio Description
1
2
3
E
* Hazard
Description
G
* Operational
Status Description
K
*
Category
L
* Sub
Category
M
* Source
N
* Scenario
Owner Position
O
Risk Assessment
Facilitator
P
Team
Members
Q
* Scenario
Description
R
S
T
U
* Inherent Risk
Exist Y/N Consequence Likelihood Risk Rating
AA
Status
Impact Description
INHE
Physical
Vehicles/transportation
Earthmoving equipment
Normal Operation
Personnel safety
Crushing / internal injuries
C3 Vehicles and Driving
Manager Construction Alfredo Gadea
Personal impactado por volquete.

Juan Laytn, Csar Cueto,
Inspeccin de equipos en el almacn de Maquinor
Alejandro Sagstegui
(Chiclayo).
3-Serious
C-Possible
High
1 In Process
Lesin moderada en
personal
Physical
Normal Operation
Operating cost
Equipment/Property damage
Equipo impactado por volquete.

Inspeccin de equipos en el almacn de Maquinor
Alejandro Sagstegui
(Chiclayo).
2-Medium
C-Possible
Moderate
1 In Process
Abolladura, rotura de
mica y faro
Physical
Normal Operation
Operating cost
Equipo impactado por la cama baja

Posicionamiento de la cama baja en el punto de
Alejandro Sagstegui
carguo.
2-Medium
C-Possible
Moderate
1 In Process
mica y faro
Physical
Electrical / Magnetic
DC Short Circuit
Normal Operation
Personnel safety
Burns
C2 Electrical Safety
Corto circuito en los equipos por mantenimiento

deficiente, provoca fuego
Alejandro Sagstegui
Ascenso de los equipos a la cama baja.
5-Catastrophic E-Rare
High
1 In Process Varias fatalidades
Physical
DC Short Circuit
Normal Operation
Operating cost
Corto circuito en el equipo por mantenimiento deficiente,

provoca fuego
Alejandro Sagstegui
High
1 In Process
Daos serios a varios

equipos
Physical
Substances
Petrol (Gasoline)
Normal Operation
Environmental
impact
Contamination - Soil
E5 Hazardous Material and ContManager Construction Alfredo Gadea
Derrame de petrleo por mantenimiento deficiente del

equipo
Alejandro Sagstegui
1-Minor
C-Possible
Low
1 In Process
Contaminacin mnima
en suelo del almacn
10
Physical
Mechanical
Mechanical Strength
Normal Operation
Personnel safety
Entrapment
M10 Operational Control
Juan Laytn, Csar Cueto, Atrapamiento de manos al bajar o subir las rampas de la
Alejandro Sagstegui
cama baja
3-Serious
C-Possible
High
1 In Process
Lesin moderada en
manos
11
Physical
Mechanical
Mechanical Strength
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Golpeado al momento de asegurar los equipos con
Alejandro Sagstegui
cadenas
2-Medium
D-Unlikely
Low
1 In Process
Contusiones leves en las

manos
12
Physical
Ergonomics
Pushing and Pulling
Normal Operation
Personnel safety
Sprains / strains
Juan Laytn, Csar Cueto, Sobre esfuerzo al momento de bajar o subir las rampas
Alejandro Sagstegui
de la cama baja
3-Serious
C-Possible
High
1 In Process
Esguinces o torceduras
en el personal
13
Physical
LG CIX -PTE Cumbil Climatic / Natural Events
Rain
Normal Operation
Personnel safety
Volcadura o cada por el talud de cama baja por vas

Juan Laytn, Csar Cueto, resbaladizas o en mal estado por lluvias
Alejandro Sagstegui
Traslado de la cama baja, Tramo: Chiclayo - Puente
Cumbil
5-Catastrophic C-Possible
Critical
1 In Process Dos fatalidades
14
Physical
Rain
Normal Operation
Operating cost

Alejandro Sagstegui
Cumbil
Critical
1 In Process
15
Physical
LG CIX -PTE Cumbil Electrical / Magnetic
DC Short Circuit
Normal Operation
Personnel safety
Burns

Juan Laytn, Csar Cueto, provoca fuego
Alejandro Sagstegui
Cumbil
High
16
Physical
DC Short Circuit
Normal Operation
Operating cost

Alejandro Sagstegui
Cumbil
High
1 In Process
17
Physical
LG CIX -PTE Cumbil Ergonomics
Repetitive Motion Actions Normal Operation
Personnel safety
Volcadura o cada por el talud por cansancio del operador

Juan Laytn, Csar Cueto, de cama baja por tiempo excesivo en la misma posicin
Alejandro Sagstegui
Cumbil
Critical
18
Physical
Operating cost

Alejandro Sagstegui
Cumbil
Critical
1 In Process
Daos serios a cama baja

y equipo
19
Physical
LG CIX -PTE Cumbil Vehicles/transportation
Light/Medium Vehicles
Normal Operation
Personnel safety
Colisin con unidad particular

Alejandro Sagstegui
Cumbil
3-Serious
C-Possible
High
1 In Process
Lesiones moderadas a
dos personas
20
Physical
Normal Operation
Operating cost

Alejandro Sagstegui
Cumbil
3-Serious
C-Possible
High
1 In Process
Daos moderados a
cama baja
21
Physical
Heavy Vehicles
Normal Operation
Personnel safety
Atropello a personal por parte de cama baja

Alejandro Sagstegui
Cumbil
4-Major
C-Possible
Critical
22
Physical
LG CIX -PTE Cumbil Gravity
Falling Object / Material
Normal Operation
Personnel safety
Cada de rocas del talud en parabrisas de cama baja

Alejandro Sagstegui
Cumbil
3-Serious
D-Unlikely
Moderate
1 In Process
trabajadores
23
Physical
Normal Operation
Operating cost
Juan Laytn, Csar Cueto, Choque por unidad particular en el punto de parada para
Alejandro Sagstegui
ingerir alimentos
3-Serious
C-Possible
High
1 In Process
Daos moderados a
cama baja
24
Physical
LG CIX -PTE Cumbil Biological
Bacteria
Normal Operation
Health impact
Digestive System
B9 Travel and Remote Site HealManager Construction Alfredo Gadea

Ingerir alimentos contaminados en Cumbil
Alejandro Sagstegui
2-Medium
C-Possible
Moderate
275797807.xls
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y equipo

y equipo
1 In Process Una fatalidad
1 In Process Intoxicaciones
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AB
Input_Physical
AC
INHERENT
Cause Description
AE
AF
AH
AI
AJ
AK
AP
AR
CURRENT
Cause Description
Impact Description
1
2
3
Risk Comments
Conductor inicia maniobra sin

verificar que tiene a su alrededor
Management systemStandards, policies or admin

controls need improvement
3 Engineering Controls
1. Antes de iniciar la inspeccin, el inspector solicitar

apagar todos los equipos y le sean entregadas las
llaves.
2. El inspector verificar tener las llaves de todos los
equipos presentes en el almacn.
1-Minor
E-Rare
Low
1 In Process
Conductor inicia maniobra sin

verificar que tiene a su alrededor

1. Antes de iniciar la inspeccin, el inspector solicitar

apagar todos los equipos y le sean entregadas las
llaves.
2. El inspector verificar tener las llaves de todos los
equipos presentes en el almacn.
1-Minor
E-Rare
Low
1 In Process
Conductor de cama baja no

calificado, equipos mal
estacionados

4 Administrative Controls
1. Antes de iniciar la maniobra el rea debe ser

inspeccionada por el supervisor.
2. AST.
3. Operador calificado.
4. Sealizacin con conos del rea.
1-Minor
D-Unlikely
Low
1 In Process Ligera abolladura a equipo
Mantenimiento preventivo
deficiente en el equipo o falta de
este

1. Constancia del ltimo mantenimiento preventivo

realizado al equipo
2. Check list del equipo
3. Extintor operativo en todos los equipos
4. Capacitacin en el uso del extintor
3-Serious
E-Rare
Moderate
este


realizado al equipo
2-Medium
E-Rare
Low
1 In Process Daos menores al equipo
este


realizado al equipo
3. Kit antiderrames en todos los equipos
1-Minor
E-Rare
Low
1 In Process
10
Management systemPersonal no usa guantes y realiza

Standards, policies or admin
el trabajo solo
1. Ser necesario 02 personas para subir y bajar las

rampas de la cama baja.
2. Uso de guantes de cuero.
2-Medium
E-Rare
Low
1 In Process
11
No usa guantes de cuero

5 Personal Protective
Equipment (PPE)
1. Uso de guantes de cuero
1-Minor
E-Rare
Low
12
Personal realiza el trabajo solo


1-Minor
E-Rare
13
Exceso de velocidad, no se
prctica manejo defensivo

1. AST
2. Operador de cama baja calificado
3. Procedimiento
4. Ploteo de convoy por 02 camionetas a velocidad
controlada
3-Serious
14

1. AST
3. Procedimiento
controlada
15
este

16
este

17
Descanso inadecuado del

operador de cama baja
18
Control Type Description
Control Description
* Consequence * Likelihood Risk Rating
* Status
* Control Type Description
AU
* Control Description
1. Verificar experiencia del

operador
Equipment difficultyPreventative / predictive 4 Administrative Controls

maintenance
1. Inspeccin de extintores
Equipment difficultyEquipment / parts

defective
Communications-No
communication or not
timely
1. Charla de 5 minutos:
Actividades con cama baja
1 In Process Golpe sin consecuencias
Human performance
difficulty
Low
1 In Process
Communications-No
timely
D-Unlikely
Moderate
1 In Process
Lesiones moderadas a dos

personas
Procedures-Followed
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
3-Serious
D-Unlikely
Moderate
1 In Process
Daos moderados a cama baja y Procedures-Followed

equipo
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta

realizado al equipo
3-Serious
E-Rare
Moderate
1 In Process
Quemaduras de segundo grado

a un trabajador

realizado al equipo
2-Medium
E-Rare
Low
1 In Process Daos menores a cama baja

1. Todo el personal deber tener un descanso de 7

horas mnimo 01 da antes del traslado.
2. Descanso de 10 minutos cada 02 horas de camino.
2-Medium
E-Rare
Low
1 In Process

personas



2-Medium
E-Rare
Low
1 In Process
19

1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
Low
20

1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
Low
21

1. AST
3. Procedimiento
controlada
3-Serious
E-Rare
Moderate
22
verifican taludes

1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
23
Estacionamiento deficiente,
vehculos particulares transitan a
exceso de velocidad

1. Estacionarse alejados de la va y utilizar conos para

sealizar unidades
1-Minor

2 Substitution
1. Se consumir rancho fro, trado de Chiclayo.

2. Slo se podr pedir productos envasados.
1-Minor
24
275797807.xls
1 In Process

a trabajador
Lesin leve en mano de uno de

los trabajadores
Human performance
difficulty
AT

maintenance
1. Mantenimiento realizado
por empresa certificada

defective
Procedures-Followed
Incorrectly
1. El personal comunicar
en caso no haya podido
descansar adecuadamente

equipo
Incorrectly
1 In Process Lesiones leves a varias personas
Procedures-Followed
Incorrectly
1. Las camioneta de ploteo

alertaran de la presencia
del convoy a las unidades
que se desplazan en
sentido contrario
1 In Process Daos leves a cama baja
Procedures-Followed
Incorrectly

que se desplazan en
sentido contrario
Lesin moderada a persona por

roce de camioneta
Procedures-Followed
Incorrectly
1. El convoy disminuir su
velocidad al pasar por
zonas pobladas
Low
Lesiones leves a trabajadores

1 In Process por maniobra brusca para evitar
cada de rocas
Procedures-Followed
Incorrectly
1. Inspeccin de taludes
por ocupantes de
camioneta de ploteo
D-Unlikely
Low
1 In Process
D-Unlikely
Low
1 In Process
1 In Process
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Input_Physical
B
C
D
* Risk Analysis
* Hazard Type
Type
1
2
E
* Hazard
Description
G
* Operational
Status Description
K
*
Category
L
* Sub
Category
M
* Source
N
* Scenario
Owner Position
O
Risk Assessment
Facilitator
P
Team
Members
Q
* Scenario
Description
R
S
T
U
* Inherent Risk
AA
Status
Impact Description
INHE
25
Physical
LG CIX -PTE Cumbil Mechanical
Mechanical Strength
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Golpeado al momento de chequear la maquinaria en

Alejandro Sagstegui
Cumbil
2-Medium
D-Unlikely
Low
1 In Process

manos
26
Physical
Normal Operation
Operating cost
Juan Laytn, Csar Cueto, Choque por unidad particular en el punto de Control
Alejandro Sagstegui
Puente Pomalca
3-Serious
C-Possible
High
1 In Process
Daos moderados a
cama baja
27
Physical
LG PTE Cumbil - Llam Climatic / Natural Events
Rain
Normal Operation
Personnel safety

Alejandro Sagstegui
Traslado de la cama baja, Tramo: Puente Cumbil Llama
Critical
28
Physical
Rain
Normal Operation
Operating cost

Alejandro Sagstegui
Critical
1 In Process
29
Physical
LG PTE Cumbil - Llam Electrical / Magnetic
DC Short Circuit
Normal Operation
Personnel safety
Burns

Alejandro Sagstegui
High
30
Physical
DC Short Circuit
Normal Operation
Operating cost

Alejandro Sagstegui
High
1 In Process
31
Physical
LG PTE Cumbil - Llam Ergonomics
Personnel safety

Alejandro Sagstegui
Critical
32
Physical
Operating cost

Alejandro Sagstegui
Critical
1 In Process

y equipo
33
Physical
LG PTE Cumbil - Llam Vehicles/transportation
Normal Operation
Personnel safety

Traslado de la cama baja, Tramo: Puente Cumbil Alejandro Sagstegui
Llama
3-Serious
C-Possible
High
1 In Process
dos personas
34
Physical
Normal Operation
Operating cost

Llama
3-Serious
C-Possible
High
1 In Process
Daos moderados a
cama baja
35
Physical
Heavy Vehicles
Normal Operation
Personnel safety

Llama
4-Major
C-Possible
Critical
36
Physical
LG PTE Cumbil - Llam Gravity
Normal Operation
Personnel safety

Llama
3-Serious
D-Unlikely
Moderate
1 In Process
trabajadores
37
Physical
Roll Over
Normal Operation
Personnel safety
Volcadura de equipo al momento de descender o

Juan Laytn, Csar Cueto, ascender de la cama baja
Alejandro Sagstegui
Descenso o ascenso de equipo de cama baja para
pasar por medio tnel
Critical
1 In Process
Varias fatalidades por

aplastamiento del equipo
38
Physical
LG PTE Cumbil - Llam Mechanical
Mechanical Strength
Normal Operation
Personnel safety
Entrapment
Alejandro Sagstegui
cama baja, para pasar por el medio tnel
3-Serious
C-Possible
High
1 In Process
Lesin moderada en
manos
39
Physical
LG PTE Cumbil - Llam Mechanical
Mechanical Strength
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Golpeado al momento de asegurar o desasegurar los

Alejandro Sagstegui
equipos con cadenas para pasar por el medio tnel
2-Medium
D-Unlikely
Low
1 In Process

manos
40
Physical
Pushing and Pulling
Normal Operation
Personnel safety
Sprains / strains
Alejandro Sagstegui
de la cama baja para pasar por el medio tnel
3-Serious
C-Possible
High
1 In Process
en el personal
41
Physical
Roll Over
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Volcadura o cada por el talud del equipo al momento de
Alejandro Sagstegui
pasar por el medio tnel
4-Major
C-Possible
Critical
1 In Process
Fatalidad del operador

del equipo
42
Physical
Normal Operation
Operating cost
Juan Laytn, Csar Cueto, Choque de unidad particular a cama baja o equipo
Alejandro Sagstegui
durante la maniobra para pasar por medio tnel
2-Medium
C-Possible
Moderate
1 In Process
Daos moderados a
cama baja o equipo
43
Physical
LG PTE Cumbil - Llam Social / Cultural
Stakeholder Expectations Normal Operation
Personnel safety
Penetrations / open wounds
Agresiones por parte de la comunidad por cierre de la va

para realizar el paso de la cama baja y equipo por el
Alejandro Sagstegui
medio tnel
3-Serious
C-Possible
High
Lesiones y heridas por

1 In Process piedras arrojadas por los
pobladores
Juan Laytn, Csar Cueto, Choque por unidad particular en estacionamiento en

Alejandro Sagstegui
Llama
3-Serious
C-Possible
High
1 In Process

Ingerir alimentos contaminados en Llama
Alejandro Sagstegui
2-Medium
C-Possible
Moderate

y equipo

y equipo
44
45
Physical
Normal Operation
Operating cost
46
Physical
Biological
Bacteria
Normal Operation
Health impact
Digestive System
275797807.xls
7 of 60
Daos moderados a
cama baja
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AB
1
2
Risk Comments
Input_Physical
AC
INHERENT
Cause Description
AE
AF
Control Description
AH
AI
AJ
AK
* Status
AP
AR
CURRENT
Cause Description
Impact Description
AT
AU
25

26
Estacionamiento deficiente, va
angosta, vehculos particulares
transitan a exceso de velocidad

1. Estacionarse en una parte de la va amplia

2. Encender luces de estacionamiento
1-Minor
E-Rare
27

1. AST
3. Procedimiento
controlada
3-Serious
D-Unlikely
Moderate
1 In Process

personas
Procedures-Followed
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
28

1. AST
3. Procedimiento
controlada
3-Serious
D-Unlikely
Moderate
1 In Process

equipo
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
29
este


realizado al equipo
3-Serious
E-Rare
Moderate
1 In Process

a un trabajador
30
este


realizado al equipo
2-Medium
E-Rare
Low
31



2-Medium
E-Rare
Low
1 In Process

personas
32



2-Medium
E-Rare
Low
1 In Process
33

1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
34

1. AST
3. Procedimiento
controlada
2-Medium
35

1. AST
3. Procedimiento
controlada
36
verifican taludes

1. AST
3. Procedimiento
controlada
37
Cama baja se ubica en zona

inclinada para el descenso del
equipo

38

el trabajo solo
39
40
Equipment (PPE)
1-Minor
E-Rare
Low
Low
1 In Process
Human performance
difficulty
1. Concentracin en la
tarea

maintenance

defective
Procedures-Followed
Incorrectly

equipo
Incorrectly
Low
Procedures-Followed
Incorrectly

que se desplazan en
sentido contrario
E-Rare
Low
Procedures-Followed
Incorrectly

que se desplazan en
sentido contrario
3-Serious
E-Rare
Moderate

roce de camioneta
Procedures-Followed
Incorrectly
zonas pobladas
2-Medium
E-Rare
Low

cada de rocas
Procedures-Followed
Incorrectly
por ocupantes de
camioneta de ploteo
1. La supervisin verificar el lugar donde se realizar la

descarga
2. AST
3. Delimitacin del rea para realizar la maniobra,
3-Serious
slo el personal necesario permanecer en el rea de la
maniobra.
4. Nadie se ubicar al costado de la maniobra.
E-Rare
Moderate
1 In Process
Lesiones moderadas a operador

Training-No training
del equipo
1. El equipo solo podr ser

operador por el operador
autorizado

2-Medium
E-Rare
Low
1 In Process

los trabajadores
Communications-No
timely

Equipment (PPE)
1-Minor
E-Rare
Low
Human performance
difficulty


1-Minor
E-Rare
Low
1 In Process
Molestia en trabajador sin

consecuencias
Communications-No
timely
41
Persona que opera el equipo no

cuenta con la experiencia
necesaria

1. Slo el personal autorizado podr operar el equipo.

2. Todos los operadores deben contar con un
certificado, que acredite su experiencia en el puesto
3-Serious
E-Rare
Moderate
1 In Process
Contusiones por maniobra para

no voltearse al abismo
Human performance
difficulty
42
Vehculo particulares circulan a

exceso de velocidad

1. Se cerrar el pase en ambos lados de la va antes de

2-Medium
realizar la maniobra
E-Rare
Low
1 In Process
Conductor particular no respeta

el cierre de va
CommunicationsMisunderstood verbal
communication
1. Conversar con
conductores explicandoles
la situacin
43
No se realiza una comunicacin

adecuada a los pobladores del
motivo del cierre

1. Los supervisores debern acercarse a explicarle a los

2-Medium
pobladores el motivo del cierre del pase.
E-Rare
Low
1 In Process
Lesiones o heridas por piedras

arrojadas por un poblador
communication
1. Los supervisores deber

usar un tono cordial al
conversar con los
pobladores
exceso de velocidad

1. Ubicar un lugar sin afluencia de trnsito para

estacionar los equipos
E-Rare
Low
1 In Process

2 Substitution
1. Se consumirn alimentos en lugares pre establecidos

donde personal de Ro Tinto come
2-Medium
2. No se consumira bajo ningn motivo chancho
D-Unlikely
Low
1 In Process
1 In Process
44
45
46
275797807.xls
1-Minor
8 of 60
Printed: 07/08/2015 at 05:16:25
Input_Physical
B
C
D
* Risk Analysis
* Hazard Type
Type
1
2
E
* Hazard
Description
G
* Operational
Status Description
K
*
Category
L
* Sub
Category
M
* Source
N
* Scenario
Owner Position
O
Risk Assessment
Facilitator
P
Team
Members
Q
* Scenario
Description
R
S
T
U
* Inherent Risk
AA
Status
Impact Description
INHE
47
Physical
Personal / Behavioural
Violence / Crime
Normal Operation
Operating cost

Robos en maquinarias al pernoctar en Llama
Alejandro Sagstegui
3-Serious
B-Likely
High
1 In Process
Robos de partes de los

equipos
48
Physical
Mechanical
Mechanical Strength
Normal Operation
Personnel safety

Alejandro Sagstegui
antes de partir hacia Yanocuna
2-Medium
D-Unlikely
Low
1 In Process

manos
49
Physical
LG Llama - Yanocuna Climatic / Natural Events
Rain
Normal Operation
Personnel safety

resbaladizas o en mal estado por lluvias
Alejandro Sagstegui
Traslado de la cama baja, Tramo: Llama - Yanocuna
Critical
50
Physical
Rain
Normal Operation
Operating cost

Alejandro Sagstegui
Critical
1 In Process
51
Physical
LG Llama - Yanocuna Electrical / Magnetic
DC Short Circuit
Normal Operation
Personnel safety
Burns

provoca fuego
Alejandro Sagstegui
High
52
Physical
DC Short Circuit
Normal Operation
Operating cost

provoca fuego
Alejandro Sagstegui
High
1 In Process
53
Physical
LG Llama - Yanocuna Ergonomics
Personnel safety

de cama baja por tiempo excesivo en la misma posicin
Alejandro Sagstegui
Critical
54
Physical
Operating cost

Alejandro Sagstegui
Critical
1 In Process

y equipo
55
Physical
LG Llama - Yanocuna Vehicles/transportation
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Colisin con unidad particular

Alejandro Sagstegui
3-Serious
C-Possible
High
1 In Process
dos personas
56
Physical
Normal Operation
Operating cost

Alejandro Sagstegui
3-Serious
C-Possible
High
1 In Process
Daos moderados a
cama baja
57
Physical
Heavy Vehicles
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Atropello a personal por parte de cama baja
Alejandro Sagstegui
4-Major
C-Possible
Critical
58
Physical
LG Llama - Yanocuna Gravity
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Cada de rocas del talud en parabrisas de cama baja
Alejandro Sagstegui
3-Serious
D-Unlikely
Moderate
1 In Process
trabajadores
59
Physical
LG CC Yanocuna
Mechanical
Mechanical Strength
Normal Operation
Personnel safety
Entrapment
Alejandro Sagstegui
cama baja en Yanocuna
3-Serious
C-Possible
High
1 In Process
Lesin moderada en
manos
60
Physical
LG CC Yanocuna
Mechanical
Mechanical Strength
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Golpeado al momento de desasegurar los equipos en

Alejandro Sagstegui
Yanocuna
2-Medium
D-Unlikely
Low
1 In Process

manos
61
Physical
LG CC Yanocuna
Ergonomics
Pushing and Pulling
Normal Operation
Personnel safety
Sprains / strains
Alejandro Sagstegui
en Yanocuna
3-Serious
C-Possible
High
1 In Process
en el personal
62
Physical
LG CC Yanocuna
Gravity
Roll Over
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Volcadura de equipo al momento de descender de la

Alejandro Sagstegui
cama baja en Yanocuna
5-Catastrophic D-Unlikely
Critical
1 In Process
Varias fatalidades por

aplastamiento del equipo
63
Physical
LG CC Yanocuna
Normal Operation
Operating cost
Juan Laytn, Csar Cueto, Choque de unidad particular a cama baja o equipo
Alejandro Sagstegui
en Yanocuna
2-Medium
C-Possible
Moderate
1 In Process
Daos moderados a
cama baja o equipo
64
Physical
LG CC Yanocuna
Social / Cultural
Personnel safety
Juan Laytn, Csar Cueto, Agresiones por parte de la comunidad por cierre de la va
Alejandro Sagstegui
para realizar el descenso en Yanocuna
3-Serious
C-Possible
High
65
Physical
LG CC Yanocuna
Operating cost
Juan Laytn, Csar Cueto, Choque de unidad particular a equipo al momento de

Alejandro Sagstegui
dirigirse al punto de parqueo
2-Medium
C-Possible
Moderate
66
Physical
LG CC Yanocuna
Social / Cultural
Personnel safety
Juan Laytn, Csar Cueto, Agresiones por parte de la comunidad por cierre de la va
Alejandro Sagstegui
para trasladar los equipos al punto de parqueo
3-Serious
C-Possible
High
67
Physical
LG CC Yanocuna
Operating cost
Juan Laytn, Csar Cueto, Equipos impactados entre s al momento de estacionarse

Alejandro Sagstegui
en el punto de parqueo
2-Medium
C-Possible
Moderate
275797807.xls
Normal Operation
Normal Operation
9 of 60

y equipo

y equipo

pobladores
1 In Process
Daos moderados a
cama equipo

pobladores
1 In Process
mica y faro
Printed: 07/08/2015 at 05:16:26

AB
1
2
Risk Comments
Input_Physical
AC
INHERENT
Cause Description
47

AE
AF
Control Description
AH
AI
AJ
1. Los equipos permanecern con vigilancia durante

2-Medium
todo el tiempe que se encuentren parqueados en Llama.
D-Unlikely
Low
Low
AK
* Status
AP
AR
CURRENT
Cause Description
Impact Description
AT
AU
1 In Process Robos menores a los equipos
Human performance
difficulty
1. Cica seleccionar a los

vigilantes
2. Monitoreo de la
vigilancia
Human performance
difficulty
tarea
48

Equipment (PPE)
1-Minor
E-Rare
49

1. AST
3. Procedimiento
controlada
3-Serious
D-Unlikely
Moderate
1 In Process

personas
Procedures-Followed
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
50

1. AST
3. Procedimiento
controlada
3-Serious
D-Unlikely
Moderate
1 In Process

equipo
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
51
este


realizado al equipo
3-Serious
E-Rare
Moderate
1 In Process

a un trabajador
52
este


realizado al equipo
2-Medium
E-Rare
Low
53



2-Medium
E-Rare
Low
1 In Process

personas
54



2-Medium
E-Rare
Low
1 In Process
55

1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
56

1. AST
3. Procedimiento
controlada
2-Medium
57

1. AST
3. Procedimiento
controlada
58
verifican taludes

59

el trabajo solo
60
61

maintenance

defective
Procedures-Followed
Incorrectly

equipo
Incorrectly
Low
Procedures-Followed
Incorrectly

que se desplazan en
sentido contrario
E-Rare
Low
Procedures-Followed
Incorrectly

que se desplazan en
sentido contrario
3-Serious
E-Rare
Moderate

roce de camioneta
Procedures-Followed
Incorrectly
zonas pobladas
1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
Low

cada de rocas
Procedures-Followed
Incorrectly
por ocupantes de
camioneta de ploteo

2-Medium
E-Rare
Low
1 In Process

los trabajadores
Communications-No
timely

Equipment (PPE)
1-Minor
E-Rare
Low
Human performance
difficulty


1-Minor
E-Rare
Low
1 In Process
Molestia en trabajador sin

consecuencias
Communications-No
timely
62
Cama baja se ubica en zona

inclinada para el descenso del
equipo

1. La supervisin verificar el lugar donde se realizar la

descarga.
2. Se delimitar el rea para realizar la maniobra.
3-Serious
3. Slo el personal necesario permanecer en el rea
de la maniobra.
4. Nadie se ubicar al costado de la maniobra.
E-Rare
Moderate
1 In Process
Lesiones moderadas a operador

del equipo
1. El equipo solo podr ser

operador por el operador
autorizado
63

exceso de velocidad


2-Medium
E-Rare
Low
1 In Process

el cierre de va
communication
1. Conversar con
la situacin
64

motivo del cierre


2-Medium
pobladores el motivo del cierre del pase.
E-Rare
Low
1 In Process

communication

conversar con los
pobladores
65

exceso de velocidad


2-Medium
E-Rare
Low
1 In Process

el cierre de va
communication
1. Conversar con
la situacin
66

motivo del cierre


2-Medium
pobladores el motivo del cierre del pase
E-Rare
Low
1 In Process

communication

conversar con los
pobladores
67
Equipos estacionados muy cerca

entre s

1. Mantener una distacia de al menos 3 metros laterales

y 5 metros frontales al momento de estacionar los
1-Minor
equipos
2. Sealizar con conos
D-Unlikely
Low
1 In Process Ligera abolladura a equipo
Human performance
difficulty
1. Verificar experiencia del

operador
275797807.xls
1 In Process
10 of 60
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Input_Physical
B
C
D
* Risk Analysis
* Hazard Type
Type
1
2
E
* Hazard
Description
G
* Operational
Status Description
K
*
Category
L
* Sub
Category
M
* Source
N
* Scenario
Owner Position
O
Risk Assessment
Facilitator
P
Team
Members
Q
* Scenario
Description
R
S
T
U
* Inherent Risk
AA
Status
Impact Description
INHE
68
Physical
LG CC Yanocuna
Climatic / Natural Events
Rain
Normal Operation
Personnel safety
Volcadura o cada por el talud de camioneta por vas

resbaladizas o en mal estado por lluvias al dirigirse a
Alejandro Sagstegui
Huambos
Critical
69
Physical
LG CC Yanocuna
Rain
Normal Operation
Operating cost
Volcadura o cada por el talud de camioneta por vas

resbaladizas o en mal estado por lluvias al dirigirse a
Alejandro Sagstegui
Huambos
Critical
1 In Process Daos serios a camioneta
70
Physical
LG CC Yanocuna
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Colisin con unidad particular al dirigirse o regresar a
Alejandro Sagstegui
Huambos
Critical
1 In Process Varias fatalidades
71
Physical
LG CC Yanocuna
Normal Operation
Operating cost
Juan Laytn, Csar Cueto, Colisin con unidad particular al dirigirse o regresar a
Alejandro Sagstegui
Huambos
4-Major
C-Possible
Critical
1 In Process
72
Physical
LG CC Yanocuna
Heavy Vehicles
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Atropello a personas por parte de la camioneta al dirigirse
Alejandro Sagstegui
o regresar a Huambos
4-Major
C-Possible
Critical
73
Physical
LG CC Yanocuna
Gravity
Normal Operation
Personnel safety

Cada de rocas del talud en parabrisas de camioneta
Alejandro Sagstegui
3-Serious
D-Unlikely
Moderate
1 In Process
74
Physical
LG CC Yanocuna
Biological
Bacteria
Normal Operation
Health impact
Digestive System

Ingerir alimentos contaminados en Huambos
Alejandro Sagstegui
2-Medium
C-Possible
Moderate
75
Physical
LG CC Yanocuna
Violence / Crime
Normal Operation
Operating cost

Robos en maquinarias al pernoctar en Yanocuna
Alejandro Sagstegui
3-Serious
B-Likely
76
Physical
LG CC Yanocuna
Biological
Bacteria
Normal Operation
Health impact
Digestive System

Tomar desayuno antes de salir hacia Llama
Alejandro Sagstegui
2-Medium
C-Possible
77
Physical
Rain
Normal Operation
Personnel safety

Alejandro Sagstegui
Traslado de la cama baja, Tramo: Yanocuna - Llama
78
Physical
Rain
Normal Operation
Operating cost

Alejandro Sagstegui
79
Physical
DC Short Circuit
Normal Operation
Personnel safety
Burns
80
Physical
DC Short Circuit
Normal Operation
Operating cost
81
Physical
Personnel safety
82
Physical
Operating cost
83
Physical
Normal Operation
84
Physical
85
Physical
86
Physical
87
88
High
1 In Process
Daos graves a
camioneta
trabajadores

equipos
Moderate
Critical
Critical
1 In Process Daos serios a cama baja

provoca fuego
Alejandro Sagstegui
High

provoca fuego
Alejandro Sagstegui
High

Alejandro Sagstegui
Critical

Alejandro Sagstegui
Critical
Personnel safety

Alejandro Sagstegui
3-Serious
C-Possible
High
1 In Process
Normal Operation
Operating cost

Alejandro Sagstegui
3-Serious
C-Possible
High
1 In Process
Daos moderados a
cama baja
Heavy Vehicles
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Atropello a personal por parte de cama baja
Alejandro Sagstegui
4-Major
C-Possible
Critical
LG Llama - Yanocuna Gravity
Normal Operation
Personnel safety
Juan Laytn, Csar Cueto, Cada de rocas del talud en parabrisas de cama baja
Alejandro Sagstegui
3-Serious
D-Unlikely
Moderate
1 In Process
Physical
Normal Operation
Operating cost
Juan Laytn, Csar Cueto, Choque por unidad particular en estacionamiento en

Alejandro Sagstegui
Llama
3-Serious
C-Possible
High
1 In Process
Daos moderados a
cama baja
Physical
LG Llama - Yanocuna Biological
Bacteria
Normal Operation
Health impact
Digestive System

Ingerir alimentos contaminados en Llama
Alejandro Sagstegui
2-Medium
C-Possible
Moderate
275797807.xls
11 of 60
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AB
1
2
Risk Comments
Input_Physical
AC
INHERENT
Cause Description
AE
AF
Control Description
AH
AI
AJ
AK
* Status
AP
AR
CURRENT
Cause Description
Impact Description
AT
AU
68

1. AST
2. Slo podr conducir la camioneta un conductor
3-Serious
calificado y autorizado
3. En caso de lluvias la velocidad mxima ser 20 Km/hr
D-Unlikely
Moderate
1 In Process Lesiones moderadas a personas
Procedures-Followed
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
2. Uso del cinturon de
seguridad
69

1. AST
3-Serious
3. En caso de lluvias la velocidad mxima ser 20 Km/hr
D-Unlikely
Moderate
1 In Process Daos moderados a camioneta
Procedures-Followed
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
70

1. AST
3. Velocidad mxima 40 Km/hr
2-Medium
E-Rare
Low
Procedures-Followed
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
2. Uso del cinturon de
seguridad
71

1. AST
2-Medium
E-Rare
Low
1 In Process Daos leves a camioneta
Procedures-Followed
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
72

1. AST
3-Serious
E-Rare
Moderate

roce de camioneta
Procedures-Followed
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
73
verifican taludes

1. AST
3. Verificacin constante de taludes
2-Medium
E-Rare
Low

cada de rocas
Procedures-Followed
Incorrectly
por ocupantes de
camioneta
74

2 Substitution

2-Medium
D-Unlikely
Low
1 In Process
75


todo el tiempe que se encuentren parqueados en
Yanocuna
2-Medium
D-Unlikely
Low
Human performance
difficulty

vigilantes
2. Monitoreo de la
vigilancia
76

2 Substitution
1. Se consumir rancho fro comprado en Huambos
1-Minor
D-Unlikely
Low
1 In Process
Lesiones moderadas a operador Procedures-Followed

de cama baja
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
Procedures-Followed
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
1 In Process
77

1. AST
3. Procedimiento
controlada
3-Serious
D-Unlikely
Moderate
1 In Process
78

1. AST
3. Procedimiento
controlada
3-Serious
D-Unlikely
Moderate
1 In Process Daos moderados a cama baja
79
este


realizado al equipo
3-Serious
E-Rare
Moderate
1 In Process
80
este


realizado al equipo
2-Medium
E-Rare
Low
81



2-Medium
E-Rare
Low
1 In Process
82



2-Medium
E-Rare
Low
83

1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
Low
1 In Process
84

1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
Low
85

1. AST
3. Procedimiento
controlada
3-Serious
E-Rare
Moderate
86
verifican taludes

1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
87
exceso de velocidad

1. Ubicar un lugar sin afluencia de trnsito para

estacionar los equipos
1-Minor

2 Substitution

2-Medium
88
275797807.xls

maintenance

defective

de cama baja
Incorrectly
Procedures-Followed
Incorrectly
Procedures-Followed
Incorrectly

que se desplazan en
sentido contrario
Procedures-Followed
Incorrectly

que se desplazan en
sentido contrario

roce de camioneta
Procedures-Followed
Incorrectly
zonas pobladas
Low
Lesiones leves a operador de

1 In Process cama baja por maniobra brusca
para evitar cada de rocas
Procedures-Followed
Incorrectly
por ocupantes de
camioneta de ploteo
E-Rare
Low
1 In Process
D-Unlikely
Low
1 In Process
1 In Process

a operador de cama baja

cama baja
12 of 60
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B
C
D
* Risk Analysis
* Hazard Type
Type
1
2
Input_Physical
E
* Hazard
Description
G
* Operational
Status Description
K
*
Category
L
* Sub
Category
M
* Source
N
* Scenario
Owner Position
O
Risk Assessment
Facilitator
P
Team
Members
Q
* Scenario
Description
R
S
T
U
* Inherent Risk
AA
Status
Impact Description
INHE
89
Physical
LG Llama - Yanocuna Personal / Behavioural
Violence / Crime
Normal Operation
Operating cost

Robos en cama bajas al pernoctar en Llama
Alejandro Sagstegui
3-Serious
90
Physical
Rain
Normal Operation
Personnel safety

Alejandro Sagstegui
Traslado de la cama baja, Tramo: Llama - Puente
Cumbil
Critical
91
Physical
Rain
Normal Operation
Operating cost

Alejandro Sagstegui
Cumbil
Critical
1 In Process
92
Physical
DC Short Circuit
Normal Operation
Personnel safety
Burns

Alejandro Sagstegui
Cumbil
High
93
Physical
DC Short Circuit
Normal Operation
Operating cost

Alejandro Sagstegui
Cumbil
High
1 In Process
94
Physical
Personnel safety

Alejandro Sagstegui
Cumbil
Critical
95
Physical
Operating cost

Alejandro Sagstegui
Cumbil
Critical
1 In Process

y equipo
96
Physical
Normal Operation
Personnel safety

Alejandro Sagstegui
Cumbi
3-Serious
C-Possible
High
1 In Process
dos personas
97
Physical
Normal Operation
Operating cost

Alejandro Sagstegui
Cumbi
3-Serious
C-Possible
High
1 In Process
Daos moderados a
cama baja
98
Physical
Heavy Vehicles
Normal Operation
Personnel safety

Alejandro Sagstegui
Cumbil
4-Major
C-Possible
Critical
99
Physical
Normal Operation
Personnel safety

Alejandro Sagstegui
Cumbil
3-Serious
D-Unlikely
Moderate
100
Physical
Rain
Normal Operation
Personnel safety

Alejandro Sagstegui
Traslado de la cama baja, Tramo: Puente Cumbil Chiclayo
Critical
101
Physical
Rain
Normal Operation
Operating cost

Alejandro Sagstegui
Critical
102
Physical
DC Short Circuit
Normal Operation
Personnel safety
Burns

Alejandro Sagstegui
High
103
Physical
DC Short Circuit
Normal Operation
Operating cost

Alejandro Sagstegui
High
104
Physical
Personnel safety

Alejandro Sagstegui
Critical
105
Physical
Operating cost

Alejandro Sagstegui
Critical
106
Physical
Normal Operation
Personnel safety

Chiclayo
3-Serious
C-Possible
High
1 In Process
107
Physical
Normal Operation
Operating cost

Chiclayo
3-Serious
C-Possible
High
108
Physical
Heavy Vehicles
Normal Operation
Personnel safety

Chiclayo
4-Major
C-Possible
Critical
275797807.xls
13 of 60
B-Likely
High
1 In Process

equipos

y equipo

y equipo
1 In Process
trabajadores
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AB
1
2
Risk Comments
Input_Physical
AC
INHERENT
Cause Description
89

AE
AF
Control Description
AH
AI
AJ

2-Medium
todo el tiempe que se encuentren parqueados en Llama.
D-Unlikely
Low
AK
* Status
AP
AR
CURRENT
Cause Description
Impact Description
AT
AU
Human performance
difficulty

vigilantes
2. Monitoreo de la
vigilancia
90

1. AST
3. Procedimiento
controlada
3-Serious
D-Unlikely
Moderate
1 In Process

personas
Procedures-Followed
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
91

1. AST
3. Procedimiento
controlada
3-Serious
D-Unlikely
Moderate
1 In Process

equipo
Incorrectly
1. Presencia de 01
supervisor en cada
camioneta
92
este


realizado al equipo
3-Serious
E-Rare
Moderate
1 In Process

a un trabajador
93
este


realizado al equipo
2-Medium
E-Rare
Low
94



2-Medium
E-Rare
Low
1 In Process

personas
95



2-Medium
E-Rare
Low
1 In Process
96

1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
97

1. AST
3. Procedimiento
controlada
2-Medium
98

1. AST
3. Procedimiento
controlada
99
verifican taludes

100

101

maintenance

defective
Procedures-Followed
Incorrectly

equipo
Incorrectly
Low
Procedures-Followed
Incorrectly

que se desplazan en
sentido contrario
E-Rare
Low
Procedures-Followed
Incorrectly

que se desplazan en
sentido contrario
3-Serious
E-Rare
Moderate

roce de camioneta
Procedures-Followed
Incorrectly
zonas pobladas
1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
Low

cada de rocas
Procedures-Followed
Incorrectly
por ocupantes de
camioneta de ploteo
1. AST
3. Procedimiento
controlada
3-Serious
D-Unlikely
Moderate
1 In Process

de cama baja
Incorrectly
1. Presencia de 01
supervisor en camioneta
delantera

1. AST
3. Procedimiento
controlada
3-Serious
D-Unlikely
Moderate
Procedures-Followed
Incorrectly
1. Presencia de 01
supervisor en camioneta
delantera
102 deficiente en el equipo o falta de
este


realizado al equipo
3-Serious
E-Rare
Moderate
1 In Process
103 deficiente en el equipo o falta de
este


realizado al equipo
2-Medium
E-Rare
Low
104



2-Medium
E-Rare
Low
1 In Process
105



2-Medium
E-Rare
Low
106

1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
Low
1 In Process
107

1. AST
3. Procedimiento
controlada
2-Medium
E-Rare
Low
108

1. AST
3. Procedimiento
controlada
3-Serious
E-Rare
Moderate
275797807.xls
1 In Process
1 In Process

a operador de cama baja
Lesiones moderadas operador

de cama baja

cama baja

roce de camioneta
14 of 60

maintenance

defective
Procedures-Followed
Incorrectly
Procedures-Followed
Incorrectly
Procedures-Followed
Incorrectly

que se desplazan en
sentido contrario
Procedures-Followed
Incorrectly

que se desplazan en
sentido contrario
Procedures-Followed
Incorrectly
zonas pobladas
Printed: 07/08/2015 at 05:16:26

B
C
D
* Risk Analysis
* Hazard Type
Type
1
2
Input_Physical
E
* Hazard
Description
G
* Operational
Status Description
K
*
Category
L
* Sub
Category
M
* Source
N
* Scenario
Owner Position
O
Risk Assessment
Facilitator
P
Team
Members
Q
* Scenario
Description
R
S
T
U
* Inherent Risk
AA
Status
Impact Description
INHE
109
Physical
LG CIX -PTE Cumbil Gravity
Normal Operation
Personnel safety

Chiclayo
3-Serious
D-Unlikely
Moderate
1 In Process
110
Physical
Normal Operation
Operating cost
Juan Laytn, Csar Cueto, Choque por unidad particular en el punto de parada para
Alejandro Sagstegui
ingerir alimentos
3-Serious
C-Possible
High
1 In Process
Daos moderados a
cama baja
111
Physical
LG CIX -PTE Cumbil Biological
Bacteria
Normal Operation
Health impact
Digestive System

Ingerir alimentos contaminados en Cumbil
Alejandro Sagstegui
2-Medium
C-Possible
Moderate
112
Physical
LG CIX -PTE Cumbil Mechanical
Mechanical Strength
Normal Operation
Personnel safety

Alejandro Sagstegui
Cumbil
2-Medium
D-Unlikely
Low
275797807.xls
15 of 60
1 In Process

manos
Printed: 07/08/2015 at 05:16:26

AB
1
2
Risk Comments
Input_Physical
AC
INHERENT
Cause Description
AE
AF
Control Description
AH
AI
AJ
AK
* Status
AP
AR
CURRENT
Cause Description
Impact Description
verifican taludes

1. AST
3. Procedimiento
controlada
110 vehculos particulares transitan a
exceso de velocidad

1. Estacionarse alejados de la va y utilizar conos para

sealizar unidades
1-Minor
D-Unlikely
Low
1 In Process
111

2 Substitution
1. Se consumir rancho fro, trado de Llama

2. Slo se podr pedir productos envasados
1-Minor
D-Unlikely
Low
1 In Process
112 No usa guantes de cuero

Equipment (PPE)
1-Minor
E-Rare
Low
109
275797807.xls
2-Medium
E-Rare
Low

1 In Process cama baja por maniobra brusca
para evitar cada de rocas
16 of 60
AT
AU
Procedures-Followed
Incorrectly
por ocupantes de
camioneta de ploteo
Human performance
difficulty
tarea
Hazard Type Description

Biological
Ergonomics
External Threats
Gravity
Land use
Lighting
Mechanical
Pressure
Radiation
Social / Cultural
Sound / Vibration
Substances
Thermal/Fire/Explosion
Waste
Work Environment
ABS Ref
ZBIOLOG
ZCLIMATIC
ZELECTRIC
ZERGONOMIC
ZTHREAT
ZGRAVITY
ZENVIRON
ZLIGHT
ZMECHANIC
ZPERBEHA
ZPRESSURE
ZRADIAT
ZSOCCULT
ZSND_VIB
REAL_SUB
ZTHERMAL
ZCOLLISION
ZWASTE
ZWORKENV
Has Attributes Y/N
Hazard Description
Acetic Acid
Acetone
Acetylene
Acid - Other
Adhesives
Alumina
Alumina Fluorinated
Alumina Hydrate
Alumina Primary
Alumina Secondary
Aluminium
Aluminium Fluoride
Ammonia
Ammonium Hydroxide
Ammonium Nitrate
Ammonium Sulfate
ANFO (Ammonium Nitrate Fuel Oil Mix)
Argon
Arsenic
Arsenic Trioxide
Arsine Gas
Asbestos
Aviation Fuel
Barium
Bauxite
Bauxite Residue
Benzene
Benzo(a)pyrene
Benzyl Alcohol
Beryllium
Biocides
Blasting Fumes
Borates Dust
Boron
Brake Fluid
Butane
Cadmium
Calcium Hydroxide (Hydrated Lime)
Calcium Hypochlorite
Calcium Oxide (Quick Lime)
Carbon Dioxide
Carbon Disulfide
Carbon Monoxide
Carcinogens
Caustic Soda
Ceramic Fibres
Chlorine
Chlorofluorocarbons
Chromic Acid
ABS Ref
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000000000269
000000000270
000000000590
000000000613
000000000271
000000000272
000000000273
000000000588
000000000274
000000000275
000000000614
000000000481
000000000482
000000000483
000000000484
000000000277
000000000278
000000000651
000000000652
000000000661
000000000279
000000000280
000000000281
000000000615
000000000282
000000000283
000000000284
000000000616
000000000285
000000000617
000000000618
000000000619
000000000591
000000000287
000000000620
000000000486
000000000592
000000000487
000000000621
000000000622
000000000623
000000000290
000000000291
000000000624
000000000292
000000000625
000000000293
Hazard Type Description

Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Chromium III
Chromium VI
Coal Tar Pitch Volatiles
Coke
Copper
Copper Smelter Process Dust (ESP/WHB)
Copper Sulfate Pentahydrate
Cresylic Acid
Cryogenic Liquids
Cryolite (Bath)
Cyclohexane
Degreaser
Detergents
Diesel Exhaust Particulate (DP/DPM)
Diesel Exhaust Vapours
Diesel Fuel
Dross
Dust - Coal
Dust - Inhalable
Dust - Organic
Dust - Respirable
Dust - Wood
Entonox
Ethane
Ethanol
Ethyl Acetate
Ethyl Benzene
Ethylene
Ethylene Glycol (Coolant)
Explosives - Other
Ferric Sulfate
Fertilizer
Fire Suppressant
Flocculant
Flotation Reagents
Fluoride
Fluorine
Flux
Grease
Green House Gas
Heat Transfer Fluid
Heavy Fuel Oil
Heptafluoropropane
Heptane
Herbicide
Hexanes
Hydrocarbons
Hydrochloric Acid
Hydrofluoric Acid
Hydrogen
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000000000626
000000000627
000000000296
000000000297
000000000489
000000000490
000000000491
000000000299
000000000301
000000000300
000000000303
000000000304
000000000628
000000000572
000000000305
000000000306
000000000653
000000000629
000000000631
000000000630
000000000632
000000000659
000000000307
000000000308
000000000309
000000000310
000000000311
000000000593
000000000312
000000000586
000000000313
000000000314
000000000318
000000000319
000000000633
000000000321
000000000322
000000000323
000000000634
000000000324
000000000325
000000000660
000000000326
000000000327
000000000328
000000000329
000000000330
000000000331
000000000332
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Hydrogen Cyanide
Hydrogen Fluoride
Hydrogen Sulfide
Insecticide
Iron Chlorate
Iron Oxide
Iso-cyanates
Iso-propyl Alcohol
Kaolin
Kerosene
Lead
Lead Carbonate
Liquid Petroleum Gas (Propane)
Lubricant
Manganese
Mercury
Metallic Fumes
Methane
Methyl Cyclopentane
Methyl Ethyl Ketone
Methyl Isobutyl Carbinol (MIBC)
Methyl Isobutyl Ketone
Methylated Spirits (Denatured Alcohol)
Mica
Molybdenum
Natural Gas
N-Butanol
N-Hexane
Nickel
Nitric Acid
Nitrogen
Nitrogen - Liquid Cryogenic
Nitrogen Dioxide
Nitroglycerine
Nitrous Oxide
Non Asbestos Fibrous Silicates (NAFS)
Nonane
N-Pentane
Octane
Oil Mist
Oils
Organic Peroxides
Organic Vapours
Oxygen
Oxygen - Liquid Crygenic
Ozone
Paint
Paint Thinners
Paraffins -Liquid
Per Fluorocarbons
000000000635
000000000636
000000000637
000000000594
000000000333
000000000334
000000000335
000000000336
000000000337
000000000338
000000000339
000000000492
000000000341
000000000342
000000000654
000000000343
000000000638
000000000344
000000000345
000000000346
000000000347
000000000348
000000000543
000000000583
000000000655
000000000349
000000000350
000000000351
000000000352
000000000353
000000000354
000000000496
000000000639
000000000497
000000000640
000000000641
000000000357
000000000358
000000000359
000000000360
000000000361
000000000362
000000000642
000000000364
000000000499
000000000365
000000000366
000000000595
000000000596
000000000367
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Pesticide
Petrol (Gasoline)
Phosgene
Phosphate
Phosphoric Acid
Plastic
Polychlorinated Biphenyls
Polychlorinated Dioxins
Polychlorinated Furans
Polycyclic Aromatic Hydrocarbon (PAH)
Potassium
Potassium Chloride
Potassium Hydrogen Silica
Process Slurry
Process Water
Propane
Refrigerant Gas
Reproductive Toxicant
Respirable Crystalline Silica
Rubber
Saline Water
Selenium
Sewage Effluent
Silver
Silver Nitrate
Sodium
Sodium Bifluoride
Sodium Carbonate
Sodium Chloride
Sodium Cyanide
Sodium Ferrocyanide
Sodium Fluoride
Sodium Gluconate
Sodium Hydrosulfite
Sodium Hydroxide
Sodium Hypochlorite
Sodium Metabisulfate
Sodium Oxalate
Sodium Sulfate
Sodium Sulfide
Sodium Tetraborate
Sodium Thiosulfate
Soil (contaminated)
Solvents
Spent Cell Lining or Spent Pot Lining
Sulfur
Sulfur Dioxide
Sulfur Hexafluoride
Sulfur Trioxide
Sulfuric Acid
000000000598
000000000656
000000000369
000000000370
000000000500
000000000371
000000000373
000000000374
000000000375
000000000372
000000000376
000000000377
000000000378
000000000379
000000000380
000000000381
000000000643
000000000384
000000000644
000000000385
000000000386
000000000645
000000000387
000000000390
000000000391
000000000392
000000000657
000000000394
000000000395
000000000396
000000000658
000000000397
000000000398
000000000502
000000000399
000000000400
000000000587
000000000401
000000000402
000000000505
000000000403
000000000506
000000000584
000000000404
000000000406
000000000585
000000000647
000000000407
000000000650
000000000408
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Sulfuric Acid Mist

Clorhidric Acid
Talc
Tar
Thallium
Thiourea
Toluene
Tributyl Tin
Trichloroethylene
Trichloroisocyanuric Acid
Uranium
Vanadium
Volatile Organic Carbons
Welding Fumes
Xylene
Zinc
Algae
Avian Flu
Bacteria
Blood Products
Bodily Fluid
Faecal Biota
Flora
Flora Weed
Fungi
HIV/AIDS
Insects / spiders
Legionella
Livestock
Marine Life
Micro-organisms - non-specific
Parasites
Rodents
Sharps
Viruses
Wildlife
Avalanche
Blizzard
Cyclones / Hurricanes / Typhoons
Drought
Earthquake
Fire - Bushfire/Wildfire/Grassfire
Flood
Foggy / Misty Conditions
Hail
Ice
Landslides
Lightning
Muddy Conditions
Rain
000000000646
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000000000611
000000000409
000000000410
000000000510
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000000000415
000000000511
000000000597
000000000417
000000000418
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000000000649
000000000420
000000000612
000000000001
000000000003
000000000004
000000000005
000000000006
000000000009
000000000011
000000000012
000000000014
000000000017
000000000018
000000000020
000000000032
000000000022
000000000574
000000000023
000000000026
000000000030
000000000034
000000000036
000000000517
000000000037
000000000039
000000000040
000000000041
000000000038
000000000042
000000000575
000000000581
000000000044
000000000045
000000000046
000000000576
000000000542
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Substances
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Biological
Snow
Storms
Tornado
Tsunami
Volcanic Eruption
Wind
Aircraft
Ancillary Equipment
Bicycle / cyclist
Cranes
Draglines
Heavy Vehicles
Marine Vessels / Ships
Mining Equipment
Molten metal transport
Motorcycles
Remote controlled equipment
Small Boat / Watercraft
Stackers / reclaimers
Trains
AC <110 Volts
AC 110-480 Volts
AC 240 Volts
AC 50 Volts
Control Systems
DC <24 Volts
DC 110 Volts
DC 240 Volts
DC Earth Leakage
DC Open Circuit
DC Short Circuit
High Voltage (>480 Volts)
Loss of Power
Low Voltage
Magnetic Fields - Geomagnetic
Magnetic Fields Intensity
Static Electricity
Dredging
Ecosystem Change
Land Filling
Topography Modification
Vegetation Clearing
Water Abstraction
Waterway Diversion
Bending/Twisting
Hand Tool Use
Load Handling
Pushing and Pulling
000000000047
000000000048
000000000515
000000000049
000000000571
000000000516
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000000000064
000000000055
000000000059
000000000062
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000000000074
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000000000078
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000000000080
000000000081
000000000083
000000000153
000000000154
000000000155
000000000157
000000000158
000000000580
000000000160
000000000577
000000000162
000000000163
000000000165

Land use
Land use
Land use
Land use
Land use
Land use
Land use
Ergonomics
Ergonomics
Ergonomics
Ergonomics
Repetitive Motion Actions

Vibration - Hand/Arm
Vibration - Whole Body
Work Area Design
Bench Stability
Dump Stability
Fall at Level
Fall from Height
Fall into Depths
Falling Load
High Wall / Low Walls Stability
Roll Away
Roll Over
Slope Stability
Underground Strata stability
Glare
High Level
Low Level
Crushing
Cutting or Severing
Grinding
Impact
Mass and Stability
Mass and Velocity
Mechanical Strength
Moving Equipment
Pinch Points
Projectile
Puncturing
Roll-Over
Rotating Equipment
Stored Energy
Vacuum
Wearing / Scraping
Abnormal Long Work Hours
Aggressive Behaviour
Alcohol / Drug Abuse
Fatigue
Harassment
Non-adherence to policies/procedures
Shift Work
Violence / Crime
Air (eg. Tyres)
Artesian
Ground
Hydraulic
Hydrostatic
Inrush
Mechanical
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000000000602
000000000525
000000000550
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000000000177
000000000178
000000000183
000000000184
000000000181
000000000179
000000000185
000000000186
000000000579
000000000187
000000000191
000000000192
000000000193
000000000194
000000000198
000000000199
000000000204
000000000205
000000000206
000000000207
000000000208
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000000000209
000000000603
000000000210
000000000211
000000000578
000000000201
000000000212
000000000197
000000000213
000000000214
000000000215
000000000218
000000000219
000000000553
000000000226
000000000231
000000000239
000000000232
000000000233
000000000234
000000000235
000000000236
000000000237
Ergonomics
Ergonomics
Ergonomics
Ergonomics
Gravity
Gravity
Gravity
Gravity
Gravity
Gravity
Gravity
Gravity
Gravity
Gravity
Gravity
Gravity
Lighting
Lighting
Lighting
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Mechanical
Pressure
Pressure
Pressure
Pressure
Pressure
Pressure
Pressure
Pneumatic
Steam
Wind Blast
Electromagnetic Radiation
Infrared
Laser
Radioactive Gauges
Radioactive Minerals
Radiofrequency & Microwave
Radon, Thoron and Decay Products
Ultraviolet
Welding Flash
X Ray Apparatus
Noise (Continuous)
Noise (Impact)
Vibration (Community issue)
Changes in Legal Systems
Cultural Heritage
Discrimination
Economic
Employment
Stakeholder Expectations
Subsistence and resource utlization
Ambient Heat
Cold Stress
Contact - Cold Gas
Contact - Cold Liquid
Contact - Cold Surface
Contact - Hot Gas
Contact - Hot Liquid
Contact - Hot Surface
Explosion - Dust
Explosion - Gas
Explosion - Mine
Explosion - Molten Material
Explosion - Underground
Extreme Cold
Extreme Heat
Fire - Surface - Fixed Plant
Fire - Surface - Mobile Plant
Fire - Underground - Fixed Plant
Fire - Underground - Mobile Plant
Heat Stress
Microwave
Molten Materials
Radiant Heat
Spontaneous Combustion
Arson
Bomb
Civil Unrest
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000000000604
000000000240
000000000241
000000000242
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000000000248
000000000249
000000000250
000000000251
000000000252
000000000253
000000000256
000000000257
000000000259
000000000266
000000000261
000000000262
000000000263
000000000264
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000000000422
000000000423
000000000424
000000000425
000000000426
000000000427
000000000428
000000000429
000000000430
000000000432
000000000433
000000000434
000000000435
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000000000437
000000000438
000000000439
000000000440
000000000441
000000000442
000000000444
000000000445
000000000446
000000000447
000000000168
000000000169
000000000170
Pressure
Pressure
Pressure
Radiation
Radiation
Radiation
Radiation
Radiation
Radiation
Radiation
Radiation
Radiation
Radiation
Sound / Vibration
Sound / Vibration
Sound / Vibration
Social / Cultural
Social / Cultural
Social / Cultural
Social / Cultural
Social / Cultural
Social / Cultural
Social / Cultural
External Threats
External Threats
External Threats
Landmines
Political Unrest
Sabotage
Unauthorised Entry onto Site
War
Acid Generating Material
Base Generating Material
Biological
Clean Fill
Garden Waste
Hazardous Waste
Non Hazardous Waste
Non Specific
Office / Paper / Cardboard
Oil
Putrescible Materials
Scrap Metal
Tailings
Tyres
Water
Wood
Confined Spaces
Dry Conditions
Fixed Object
Housekeeping
Inadequate System Design
Pedestrians
Remote Activities / Isolation
Travel Health
Uneven or Broken Ground
Ventilation
Wet / Slick / Slippery Conditions
000000000172
000000000171
000000000174
000000000175
000000000173
000000000610
000000000609
000000000450
000000000451
000000000452
000000000454
000000000456
000000000457
000000000460
000000000459
000000000461
000000000462
000000000463
000000000465
000000000466
000000000467
000000000468
000000000469
000000000606
000000000605
000000000554
000000000600
000000000471
000000000473
000000000582
000000000474
000000000475
External Threats
External Threats
External Threats
External Threats
External Threats
Waste
Waste
Waste
Waste
Waste
Waste
Waste
Waste
Waste
Waste
Waste
Waste
Waste
Waste
Waste
Waste
Work Environment
Work Environment
Work Environment
Work Environment
Work Environment
Work Environment
Work Environment
Work Environment
Work Environment
Work Environment
Work Environment
Hazard_Type ABS Code

REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
REAL_SUB
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZBIOLOG
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCLIMATIC
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZCOLLISION
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZELECTRIC
ZENVIRON
ZENVIRON
ZENVIRON
ZENVIRON
ZENVIRON
ZENVIRON
ZENVIRON
ZERGONOMIC
ZERGONOMIC
ZERGONOMIC
ZERGONOMIC
ZERGONOMIC
ZERGONOMIC
ZERGONOMIC
ZERGONOMIC
ZGRAVITY
ZGRAVITY
ZGRAVITY
ZGRAVITY
ZGRAVITY
ZGRAVITY
ZGRAVITY
ZGRAVITY
ZGRAVITY
ZGRAVITY
ZGRAVITY
ZGRAVITY
ZLIGHT
ZLIGHT
ZLIGHT
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZMECHANIC
ZPERBEHA
ZPERBEHA
ZPERBEHA
ZPERBEHA
ZPERBEHA
ZPERBEHA
ZPERBEHA
ZPERBEHA
ZPRESSURE
ZPRESSURE
ZPRESSURE
ZPRESSURE
ZPRESSURE
ZPRESSURE
ZPRESSURE
ZPRESSURE
ZPRESSURE
ZPRESSURE
ZRADIAT
ZRADIAT
ZRADIAT
ZRADIAT
ZRADIAT
ZRADIAT
ZRADIAT
ZRADIAT
ZRADIAT
ZRADIAT
ZSND_VIB
ZSND_VIB
ZSND_VIB
ZSOCCULT
ZSOCCULT
ZSOCCULT
ZSOCCULT
ZSOCCULT
ZSOCCULT
ZSOCCULT
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHERMAL
ZTHREAT
ZTHREAT
ZTHREAT
ZTHREAT
ZTHREAT
ZTHREAT
ZTHREAT
ZTHREAT
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWASTE
ZWORKENV
ZWORKENV
ZWORKENV
ZWORKENV
ZWORKENV
ZWORKENV
ZWORKENV
ZWORKENV
ZWORKENV
ZWORKENV
ZWORKENV
Category
Capital expenditure
Community impact
Compliance impact
Environmental impact
Health impact
Operating cost
Personnel safety
Production volumes
Revenue
Rio Tinto or Business Unit Reputation
Schedule
ABS Ref
RT-020_000090
RT-020_000170
RT-020_000180
RT-020_000160
RT-020_000150
RT-020_000110
RT-020_000140
RT-020_000120
RT-020_000130
RT-020_000190
RT-020_000100
Gastos en inversin de capital

Impacto de la comunidad
Impacto de la conformidad
Consecuencias para el medio ambiente
Impacto de la salud
Gastos de explotacin
Seguridad de los personales
Volmenes de la produccin
Rdito
Ro Tinto o reputacin de la unidad de negocio
Horario
Sub Category
Inventory
Unplanned/Forecast
Change / Disruptions
Demurrage / Delays
Depreciation & Amortisation
Employee Related costs
External Services
General & Admin costs
General Consumables (inc maintenance)
Impairment
Inventory Gains & Losses
Inventory Price Variances
Miscellaneous Expenses
Non Operating Expenses
Operating Supplies
Raw Materials
Royalties
Special Purpose Accounts
Utilities
Inventory / Stockpile
Quality - Contamination
Quality - Out of specification
Quantity / output
Decrease
Increase
Abrasions
Acute Poisoning and Toxic Effects
Amputation
Asphyxiation
Blindness
Burns
Cardiac arrest
Drowning
Electric shock
Electrocution
Engulfment
Entrapment
Inhalation (acute)
Injections / needle stick
Pinching / Caught in or between
Security - Assault
Security - Civil/Community Unrest
Security - Unlawful access
Sprains / strains
Sudden Deafness/Hearing Loss
Cancers and Other Neoplasms
ABS Ref
RT-020_001230
RT-020_001240
RT-020_000800
RT-020_000810
RT-020_001810
RT-020_001750
RT-020_001690
RT-020_001740
RT-020_001770
RT-020_001720
RT-020_001820
RT-020_001790
RT-020_001800
RT-020_001840
RT-020_001780
RT-020_001710
RT-020_001700
RT-020_001760
RT-020_001830
RT-020_001730
RT-020_000660
RT-020_000670
RT-020_000700
RT-020_000720
RT-020_000730
RT-020_000740
RT-020_000200
RT-020_000520
RT-020_000530
RT-020_000260
RT-020_000540
RT-020_000280
RT-020_000290
RT-020_000300
RT-020_000550
RT-020_000310
RT-020_000560
RT-020_000320
RT-020_000610
RT-020_000330
RT-020_000340
RT-020_000350
RT-020_000360
RT-020_000630
RT-020_000640
RT-020_000650
RT-020_000370
RT-020_000410
RT-020_001640
Cardiovascular System
Chronic Poisoning and Toxic Effects of Substances
Digestive System
Illness due to Physical Agents
Infectious and Parasitic
Mental Disorders
Nervous System and Sense Organs
Noise induced hearing loss (chronic exposure)
Repeated Trauma
Reproductive System
Respiratory System
Skin/Subcutaneous Tissue
Urinary System
Acid Rock Drainage (ARD)
Change to Visual Amenity
Contamination - Air
Contamination - Other
Contamination - Radioactive
Contamination - Soil
Contamination - Toxics
Contamination - Water
Eutrophication
Habitat Disturbance
Habitat Loss
Interactions with Air
Interactions with estuarine/marine
Interactions with Fauna (general)
Interactions with Flora (general)
Interactions with Groundwater
Interactions with rare and endangered Fauna
Interactions with rare and endangered Flora
Interactions with Surfacewater
Non-native species
Nuisance Odour
Nutient Loading
Pest infestation
Access
Complaint
Cultural Heritage
Demonstrations/ Protests
Media
Socio-economic affects
Stakeholder Interaction
Commitment - formal
Commitment - informal
Commitment/Contract
Contract / service agreement
Court order (potential)
External permit
External standard
RT-020_000390
RT-020_000420
RT-020_000440
RT-020_000400
RT-020_000470
RT-020_001650
RT-020_001660
RT-020_001630
RT-020_000500
RT-020_001670
RT-020_000460
RT-020_000380
RT-020_001680
RT-020_001480
RT-020_000820
RT-020_001620
RT-020_001490
RT-020_001500
RT-020_001510
RT-020_001520
RT-020_001530
RT-020_001540
RT-020_000600
RT-020_001550
RT-020_000590
RT-020_000620
RT-020_000570
RT-020_000580
RT-020_001560
RT-020_001570
RT-020_001580
RT-020_000710
RT-020_001600
RT-020_000690
RT-020_001610
RT-020_000680
RT-020_001250
RT-020_001260
RT-020_000830
RT-020_000840
RT-020_000850
RT-020_000270
RT-020_000860
RT-020_001430
RT-020_001440
RT-020_001270
RT-020_001280
RT-020_001290
RT-020_001300
RT-020_001310
Legal Agreement
Legislation (potential)
License - external (potential)
Non-conformance: Internal work permit
Non-conformance: Objective / Target
Non-conformance: Policy
Non-conformance: Procedure / Work instruction
Non-conformance: Standard
Non-conformance: System certification
Non-conformance: Work cycle / work practice
Promise - formal
Promise - informal
Regulation (potential)
Voluntary subscription
Customer / Stakeholder Complaint
Customer Service
Negative
Positive
RT-020_001450
RT-020_001320
RT-020_001330
RT-020_001340
RT-020_001350
RT-020_001360
RT-020_001370
RT-020_001380
RT-020_001390
RT-020_001400
RT-020_001460
RT-020_001470
RT-020_001410
RT-020_001420
RT-020_000750
RT-020_000770
RT-020_000780
RT-020_000790
Category
Capital expenditure
Capital expenditure
Schedule
Schedule
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Operating cost
Production volumes
Production volumes
Production volumes
Production volumes
Revenue
Revenue
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Personnel safety
Health impact
Category ABS Code

RT-020_000090
RT-020_000090
RT-020_000100
RT-020_000100
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000110
RT-020_000120
RT-020_000120
RT-020_000120
RT-020_000120
RT-020_000130
RT-020_000130
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000140
RT-020_000150
Health impact
Health impact
Health impact
Health impact
Health impact
Health impact
Health impact
Health impact
Health impact
Health impact
Health impact
Health impact
Health impact
Community impact
Community impact
Community impact
Community impact
Community impact
Community impact
Community impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
RT-020_000150
RT-020_000150
RT-020_000150
RT-020_000150
RT-020_000150
RT-020_000150
RT-020_000150
RT-020_000150
RT-020_000150
RT-020_000150
RT-020_000150
RT-020_000150
RT-020_000150
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000160
RT-020_000170
RT-020_000170
RT-020_000170
RT-020_000170
RT-020_000170
RT-020_000170
RT-020_000170
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
Compliance impact
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000180
RT-020_000190
RT-020_000190
RT-020_000190
RT-020_000190
Source
B1 Particulates & Gas Vapour Exposure
B10 Occupational Exposure Limits
B2 Hearing Conservation
B3 Manual Handling & Vibration
B4 Hazardous Substances
B5 Radiation
B6 Thermal Stress
B7 Fitness for Work
B8 Legionella
B9 Travel and Remote Site Health
C1 Isolation
C4 Working At Heights
C5 Confined Spaces
C6 Cranes and Lifting Equipment
C7 Aviation
Closure Standard
D1.1 Ground Control
D1.2 Emergency Procedures
D1.3 Fire Precautions
D1.4 Hoisting
D2 Molten Materials
E1 Environmental Management System
E10 Water Use & Quality Control
E2 Air Quality Control
E3 Acid Rock Drainage Prediction and Control
E4 Greenhouse Gas Emissions
E5 Hazardous Material and Contamination Control
E6 Noise & Vibration Control
E7 Non-Mineral Waste Management
E8 Mineral Waste Management
E9 Land-Use Stewardship
Legal Compliance
M1 Policy
M11 Management of Change
M12 Disaster Management & Recovery
M13 Measuring & Monitoring
M14 Non-conformance, Incident & Action Management
M15 Data & Records Management & Action Management
M16 Performance Assessment & Audit
M17 Management Review
M2 Legal & Other Requirements
M3 Hazard ID & Risk Management
M4 HSEQ Management Improvement Planning
M5 Organisation Accountabilities & Responsibilities
M6 Training Competency & Awareness
M7 Contractor Management
ABS Ref
B1
B10
B2
B3
B4
B5
B6
B7
B8
B9
C1
C2
C3
C4
C5
C6
C7
D1.1
D1.2
D1.3
D1.4
D2
E1
E10
E2
E3
E4
E5
E6
E7
E8
E9
COMPLIANCE
M1
M10
M11
M12
M13
M14
M15
M16
M17
M2
M3
M4
M5
M6
M7
M8 Document Control
M9 Communications & Consultation
Pre Task Hazard Assessment
M8
M9
PRETASK
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84
85
86
87
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91
92
93
94
95
96
97
98
99
100
101
102
A
Old Risk
Assessment ID
275797807.xls
B
C
* Risk Analysis
Type
* Work Area Description
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
SEG
Input_SEG
F
* SEG
Description
G
* Operational
Status Description
H
* Next
Review Date
I
* SEG Hazard Type
Description
J
* SEG Hazard
Description
K
*
Category
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
Health Impact
L
* Sub
Category
M
* Source
45 of 60
N
* Scenario
Owner Position
O
P
Q
R
Risk Assessment
Team * Scenario * Inherent Risk
Facilitator
Members Description Exist Y/N
Consequence
Likelihood
Risk Rating
Status
Last Review QA Complete Y/N
SQRA/QRA
Action ID
AA
INHERENT
Impact Description
Printed: 07/08/2015 at 05:16:26

AB
AC
INHERENT 1
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275797807.xls
Input_SEG
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Cause Comments
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Control Description
Control Comments
* Consequence
* Likelihood
Risk Rating
* Status
AL
AM
AN
AO
AP
CURRENT
* Last Review QA Complete Y/N SQRA/QRA Action ID Impact Description
46 of 60
AQ
AR
Risk Comments Cause Description
AS
Cause Comments
AT
AU
AV
AW
* Control Comments Hazard Validation

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SEG Hazard Validation
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Sub Category Validation
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
RT_020_000150
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RT_020_000150
RT_020_000150
RT_020_000150
Work Area Description
Work Area
Rio Tinto Minera Peru - Proyecto La Granja
RTMP
RTMP Lima
LIM
LIM Oficinas
LIM-001
LIM Oficinas - Piso 15
LIM-001-2001
LIM Oficinas - Piso 14
LIM-001-2002
LIM Almacen S2
LIM-001-2003
LIM Laboratorio
LIM-002
LIM Lab A
LIM-002-2001
LIM Lab B Potting
LIM-002-2002
LIM Lab C Polishing
LIM-002-2003
LIM QEMSCAN
LIM-002-2004
LIM Oficina
LIM-002-2005
LIM Exteriores
LIM-002-2006
LIM Almacen Ransa
LIM-003
RTMP Chiclayo
CIX
CIX Oficina
CIX-001
CIX Reque Demonstration Plant
CIX-002
CIX Bioleaching
CIX-002-2001
CIX Solvent extraction
CIX-002-2002
CIX Electrowinning (EW)
CIX-002-2003
CIX Raw materials supply and handling
CIX-002-2004
CIX Acid handling
CIX-002-2005
CIX Ancillaty facilities
CIX-002-2006
CIX Exteriores
CIX-002-2007
CIX Almacen
CIX-003
RTMP La Granja
LG
LG Zona Paltic
LG-001
LG La Granja Community
LG-001-2001
LG Chancadora (Crusher Plant)
LG-001-2002
LG Vivero
LG-001-2003
LG Campamento
LG-001-2004
LG Helipuerto
LG-001-3001
LG Garita (Gatehouse)
LG-001-3002
LG rea Estacionamiento
LG-001-3003
LG Habitaciones
LG-001-3004
LG Oficinas
LG-001-3005
LG Tpico
LG-001-3006
LG Servicios
LG-001-3007
LG Almacn Central
LG-001-3008
LG rea de Geologa
LG-001-3009
LG Casa de Fuerza
LG-001-3010
LG rea de Combustible
LG-001-3011
LG Zona de Residuos Slidos
LG-001-3012
LG Almacn Contratistas
LG-001-3013
LG Drill Sites - Hidrogological
LG-001-3014
LG Zona Ayraca
LG-002
LG Adit
LG-002-2001
LG Polvorn
LG-002-3001
LG Contractor Facilities
LG-002-3002
Owner Position
LG Adit - Portal
LG-002-3003
LG Adt - 0 a 60 mts
LG-002-3004
LG Planta DAR (ARD Treatment Plant)
LG-002-2002
LG Depositos Minerales
LG-002-2003
LG Botaderos de Sulfuro
LG-002-2004
LG Botaderos Topsoil
LG-002-2005
LG Drill Sites
LG-002-2006
LG-002-2007
LG Pozas Madres
LG-002-2008
LG Zona Checos
LG-003
LG Drill Sites
LG-003-2001
LG-003-2002
LG Accesos internos
LG-003-2003
LG Zona La Lima
LG-004
LG Drill Sites
LG-004-2001
LG-004-2002
LG Accesos internos
LG-002-2009
LG Accesos internos
LG-004-2003
LG Exteriores
LG-005
LG CIX -PTE Cumbil
LG-005-2001
LG PTE Cumbil - Llama
LG-005-2002
LG Llama - Yanocuna
LG-005-2003
LG CC Yanocuna
LG-005-2004
LG Yanocuna - Querocoto
LG-005-2005
LG Querocoto La Granja
LG-005-2006
LG Zona Qda Honda
LG-005-2007
LG PAD 21
LG-005-2008
LG-004-2002
Owner Position Description

Work Area Seq Work Area Parent
General Manager
1
General Manager
2 RTMP
Superintendent Finance & Administration
3 LIM
4 LIM-001
5 LIM-001
6 LIM-001
Manager GeoMetallurgy
7 LIM
8 LIM-002
9 LIM-002
10 LIM-002
11 LIM-002
12 LIM-002
13 LIM-002
Superintendent Procurement
14 LIM
General Manager
15 RTMP
16 CIX
Manager Process Demonstration
17 CIX
18 CIX-002
19 CIX-002
20 CIX-002
21 CIX-002
22 CIX-002
23 CIX-002
24 CIX-002
25 CIX
General Manager
26 RTMP
Manager Operations
27 LG
Manager Comunications and external relati
28 LG-001
Manager Construction
29 LG-001
Manager HSE
30 LG-001
Manager Operations
31 LG-001
Manager Operations
32 LG-001-2004
Manager Operations
33 LG-001-2004
Manager Operations
34 LG-001-2004
Manager Operations
35 LG-001-2004
Manager Operations
36 LG-001-2004
Manager Operations
37 LG-001-2004
Manager Operations
38 LG-001-2004
39 LG-001-2004
Manager Geology and Resource Studies
40 LG-001-2004
Manager Operations
41 LG-001-2004
Manager Operations
42 LG-001-2004
Manager HSE
43 LG-001-2004
Manager Operations
44 LG-001-2004
Manager HSE
45 LG-001-2004
General Manager
46 LG
Manager Costruction
47 LG-002
Senior Mine Engineer - Underground
48 LG-002-2001
49 LG-002-2001

Superintendent Water Treatment Plant
Superintendent Earth Work
Manager HSE
Manager HSE
Manager HSE
Manager Costruction
Manager Costruction
Manager Costruction
Manager Costruction
Manager Security
Manager Costruction
Manager Costruction
Manager HSE
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
66
67
68
69
70
71
72
73
74
75
76
LG-002-2001
LG-002-2001
LG-002
LG-002
LG-002
LG-002
LG-002
LG-002
LG-002
LG
LG-003
LG-003
LG-003
LG
LG-004
LG-004
LG-002
LG-004
LG
LG-005
LG-005
LG-005
LG-005
LG-005
LG-005
LG-005
LG-005
LG-005
Position Responsible Description

Advisor Community Relations
Director Administration
Director Business Service
Director Operations
Director Project
Director Technical
General Manager
Manager Administration and Finances
Manager Communications and External Relations
Manager Construction
Manager Geology & Resource Studies
Manager Geometallurgy
Manager HSE
Manager Mining
Manager Operations
Manager Security
Superintendent Environment
Superintendent Geology & Resource Studies
ABS Ref
Risk Assessment Facilitator

Alfredo Gadea
Carina Vinatea
Carlos Bejarano
Carlos Zeballos
Claudia Alvarado
Diana Bozzetto
Diego Rivera
Edgar Llamoca
Erika Calmell
Freddy Toribio
Joel Ricalde
Juan Guerrero
Manuel Gonzales
Martin Monsalve
Vivian Mayta
ABS Ref
00000200
00001200
00000500
00000800
00001000
00001400
00000900
00000400
00000100
00000300
00001500
00000700
00001100
00000600
00001300
SEG Description
Bell Bay Carbon Baking Furnace
Bell Bay Carbon Support
Bell Bay Casting
Bell Bay Green Carbon
Bell Bay Laboratory Services
Bell Bay Land Management
Bell Bay Mechanical Maintenance
Bell Bay Metal Products & Carbon Mainten
Bell Bay Metal Products Support
Bell Bay Mobile Equipment Workshop
Bell Bay Potline Operations
Bell Bay Potrooms Support
Bell Bay Power Supply Maintenance
Bell Bay Power Supply Operations
Bell Bay Reconstruction Cell Build Opera
Bell Bay Reconstruction Cell Turnaround
Bell Bay Rodding Room
Bell Bay Services & Scrubbing
ABS Ref
BB CRN BAKE
BB CRN SUPP
BB CRN CAST
BB CRN GREE
BB LAB SRV
BB LND MGT
BB MCH MNT
BB MP & CRN
BB MP SUPOR
BB MEW
BB POT OPS
BB POT SUPP
BB PWSUP MN
BB PWSUP OP
BB RECON BL
BB RECON TR
BB CRN ROD
BB SVR SCRU
Operational Status Description

Cleaning
Closure
Commissioning
Construction
Decommissioning
Disposal
Emergency Conditions
Energised Work (live testing)
Exploration
Feasibility
In Transit
Normal Operation
Order of magnitude
Planned Maintenance
Post Closure / Care & Maintenance
Pre-feasibility
Start Up/Pre Use
Unplanned Maintenance
ABS Ref
R02
R10
R09
R08
R06
R13
R07
R05
R12
000
R03
R11
R14
R04
Limpieza
Cierre
Comisin
Construccin
Desarme
Disposicin
Condiciones de emergencia
Trabajo energizado (prueba viva)
Exploracin
Viabilidad
En trnsito
Operacin normal
Orden de la magnitud
Mantenimiento previsto
&amp del encierro/del cuidado del poste; Mantenimiento
Prefactibilidad
Uso del comienzo Up/Pre
Mantenimiento imprevisto
Status Description
1 In Process
2 For Review
3 Released
ABS Ref
I0439
I0440
I0442
Likelihood
A-Almost certain
B-Likely
C-Possible
D-Unlikely
E-Rare
ABS Ref
A
B
C
D
E
Consequence ABS Ref

1-Minor
1
2-Medium
2
3-Serious
3
4-Major
4
5-Catastrophic
5
Cause Description
Communications
Communications-Misunderstood verbal communication
Communications-No communication or not timely
Communications-Turnover needs improvement
Equipment difficulty
Equipment difficulty-Design
Equipment difficulty-Equipment / parts defective
Equipment difficulty-Preventative / predictive maintenance
Equipment difficulty-Repeat failure
Equipment difficulty-Tolerable failure
Human engineering
Human engineering-Complex system
Human engineering-Human-machine interface
Human engineering-Non-fault tolerant system
Human engineering-Work environment
Human performance difficulty
Management system
Management system-Corrective action
Management system-Oversight/employee relations
Management system-Standards, policies or admin controls need improvement
Management system-Standards, policies or admin controls not used
Natural disaster / sabotage
Other (specify)
Procedures
Procedures-Followed Incorrectly
Procedures-Not used/not followed
Procedures-Wrong
Quality control
Quality control-No inspection
Quality control-Quality control needs improvement
Training
Training-Understanding needs improvement
Work direction
Work direction-Preparation
Work direction-Selection of worker
Work direction-Supervision during work
ABS Ref
RT-020_001000
RT-020_001030
RT-020_001010
RT-020_001020
RT-020_001180
RT-020_000450
RT-020_000480
RT-020_000490
RT-020_001860
RT-020_000430
RT-020_001090
RT-020_001120
RT-020_001100
RT-020_001130
RT-020_001110
RT-020_000890
RT-020_001040
RT-020_001080
RT-020_001070
RT-020_001050
RT-020_001060
RT-020_001870
RT-020_001880
RT-020_000900
RT-020_000930
RT-020_000910
RT-020_000920
RT-020_000970
RT-020_000980
RT-020_000990
RT-020_000940
RT-020_000950
RT-020_000960
RT-020_001140
RT-020_001150
RT-020_001160
RT-020_001170

1 Elimination
2 Substitution
5 Personal Protective Equipment (PPE)
ABS Ref
1
2
3
4
5
Hazard_Type ABS Code
Matrix
Consequence
Likelihood
1-Minor
2-Medium
3-Serious
4-Major
5-Catastrophic
A-Almost certain
Moderate
High
Critical
Critical
Critical
B-Likely
Moderate
High
High
Critical
Critical
C-Possible
Low
Moderate
High
Critical
Critical
D-Unlikely
Low
Low
Moderate
High
Critical
E-Rare
Low
Low
Moderate
High
High
Risk management response

(Rio Tinto Risk Policy and
Standard)
Rating
HSEQ Focus
Critical
Class IV
Risks that significantly exceed the risk Risks that significantly exceed the risk
acceptance threshold and need
acceptance threshold and need
urgent and immediate attention.
urgent and immediate attention.
High
Class III
Risks that exceed the risk acceptance Risks that exceed the risk acceptance
threshold and require proactive
threshold and require proactive
management.
management. Includes risks for
which proactive actions have been
taken, but further risk reduction is
impracticable. However active
monitoring is required and the latter
requires the s
Moderate
Class II
Risks that lie on the risk acceptance

threshold and require active
monitoring.
Risks that lie on the risk acceptance

threshold and require active
monitoring. The implementation of
additional measures could be used to
reduce the risk further.
Low
Class I
Risks that are below the risk

acceptance threshold and do not
require active management.
Risks that are below the risk

acceptance threshold and do not
require active management. Certain
risks could require additional
monitoring.

RIO TINTO HSEQ RISK REGISTER TEMPLATE

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RIO TINTO HSEQ RISK REGISTER TEMPLATE

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RIO TINTO

HSEQ RISK REGISTER TEMPLATE FOR DATA COLLE

Notes and Instructions

Verificacin de Accesos y Plataformas

1.- Actividades en Almacn GEOTEC

2.- Plataformas de Perforacin

Eventos Climticos/Naturales, Gravedad, Vehculos y

Ergonmicos, mecnicos, presin, sonido/vibracin,

5 Armado de Corel Barrel

Ergonmicos, mecnicos, gravitacional.

6 Armado y desarmado de tubo

Ergonmicos, mecnicos, gravitacional, sustancias.

8 Bajado y Sacado de tubera de

Ergonmicos, mecnicos, gravitacional,

Mecnicos, sonidos/vibracin, sustancias

9 Bajado y Sacado de tubo interior Ergonmicos, mecnicos, gravitacional,

Ergonmicos, mecnicos, gravitacional,

E FOR DATA COLLECTION

ulsory fields are marked with *.

close the Template file

on the Risk Header and Risk Data sheets

the Tables sheets

Printed: 07/08/2015 at 05:16:25

Crushing / internal injuries

C3 Vehicles and Driving

Manager Construction Alfredo Gadea

Personal impactado por volquete.

C3 Vehicles and Driving

Manager Construction Alfredo Gadea

Equipo impactado por volquete.

C3 Vehicles and Driving

Manager Construction Alfredo Gadea

Equipo impactado por la cama baja

Manager Construction Alfredo Gadea

Corto circuito en los equipos por mantenimiento

1 In Process Varias fatalidades

Manager Construction Alfredo Gadea

Corto circuito en el equipo por mantenimiento deficiente,

Daos serios a varios

E5 Hazardous Material and ContManager Construction Alfredo Gadea

Derrame de petrleo por mantenimiento deficiente del

M10 Operational Control

Manager Construction Alfredo Gadea

Crushing / internal injuries

M10 Operational Control

Manager Construction Alfredo Gadea

Contusiones leves en las

Pushing and Pulling

M10 Operational Control

Manager Construction Alfredo Gadea

LG CIX -PTE Cumbil Climatic / Natural Events

Crushing / internal injuries

C3 Vehicles and Driving

Manager Construction Alfredo Gadea

Volcadura o cada por el talud de cama baja por vas

1 In Process Dos fatalidades

LG CIX -PTE Cumbil Climatic / Natural Events

C3 Vehicles and Driving

Manager Construction Alfredo Gadea

Volcadura o cada por el talud de cama baja por vas

LG CIX -PTE Cumbil Electrical / Magnetic

Manager Construction Alfredo Gadea