Annexes of Pim Da First Vie April 2014

D n y mnh i mi sng to thng qua
Nghin cu, Khoa hc v Cng ngh
Ph lc nh km
S tay Hng dn Thc hin D n
(ban hnh km theo Quyt nh s 995/Q-BKHCN ngy 09 thng 05 nm 2014
ca B trng B Khoa hc v Cng ngh)
Ban Qun l D n FIRST, thng 5/2014
PH LC
Ph lc 3-1: S t chc B Khoa hc v Cng ngh
Ph lc 3-2: i din ca B KH&CN nc ngoi
Thnh ph
Quc gia
Trng b phn i din
in thoi
Email
Bangkok
Thi Lan
L Duy Din
0066915360573
bangkok@most.gov.vn
Tel Aviv
Israel
Chu Thanh Hi
00972544628966
telaviv@most.gov.vn
New Dehli
Phm Vn Trung
00919871516868
newdehli@most.gov.vn
Guangzhou
Trung Quc
V Quang Hiu
008613070211678
quangchau@most.gov.vn
Kunming
Trung Quc
Phm Minh Tin
008618988412468
conminh@most.gov.vn
Beijing
Trung Quc
Hong Duy Cng
0018618381469
backinh@most.gov.vn
Seoul
Hn Quc
Nguyn nh Tm
008201047261964
seoul@most.gov.vn
Tokyo
Nht Bn
V Ngc Minh
008043365256
tokyo@most.gov.vn
Osaka
Nht Bn
V Vit Dng
00818042492907
osaka@most.gov.vn
Paris
Php
Dng c Dng
0033681588685
paris@most.gov.vn
Taipei
i Loan
o Vn Thng
00886225036840
dailoan@most.gov.vn
Canberra
Australia
V Vn Ti
0061423641975
canberra@most.gov.vn
California
Hoa K
Hng Nam
004158295369
california@most.gov.vn
New York
Hoa K
Nguyn Hu Hng
009173990940
newyork@most.gov.vn
Washington
Hoa K
Trn Ngc Ca
0012022563219
washington@most.gov.vn
Moscow
Nga
inh Quang Tuyn
0079629967932
moscow@most.gov.vn
Berlin
Bch Ngc Du
004915203434168
berlin@most.gov.vn
Ph lc 3-3: Ban qun l tiu d n cho tiu hp phn 1.b

V vic thc hin tiu hp phn 1.b, CPMU s phi hp vi Ban qun l tiu d n (SPMU) c thnh lp
ti NASATI, ng vai tr lnh o trong tiu hp phn. SPMU-NASATI s h tr nng cao hiu qu thc
hin v m bo t c cc kt qu v u ra mong mun.
C th, SPMU s chu trch nhim qun l v thc hin cc hot ng ca tiu hp phn 1.b, bao gm 4 gi
cng vic sau:
1) Cng c v ci thin h thng thng k KHCN & i mi Vit Nam da trn cc tiu chun quc
t;
2) Pht trin khung Gim st v nh gi i vi cc t chc KH&CN Vit Nam;
3) Pht trin bn /l trnh cng ngh cho cc lnh vc c la chn; v
4) Pht trin ngn hng d liu KHCN & i mi quc gia.
Nhm thc hin cc gi cng vic trn, nhiu hot ng s c thc hin bao gm hi tho, o to, cc s
kin, cc chuyn tham quan hc tp v.v... Cc chuyn gia quc t v trong nc v thng k KHCN & i
mi, Gim st & nh gi v bn cng ngh s c tuyn dng cung cp kin chuyn mn trong cc
lnh vc tng ng
S t chc SPMU c m t nh sau:
Gimc
Phgimc
iuphivin
Tichnh Hnh
chnh
uthu
ThngkKHCN&
imi
KhungGimst&
nhgi
Bncngngh
Csdliu
KHCN&imi
Cn b
-
Gim c: Ts. L Xun nh (NASATI)
Ph gim c: ng o Mnh Thng (NASATI)
iu phi vin: 01 chuyn gia t vn trong nc (ICS)
Phng ti chnh Hnh chnh: 01 chuyn gia t vn trong nc (ICS) + K ton trng (NASATI) +
01 cn b hnh chnh/phin dch vin/th qu (ICS)

-
Phng u thu: 01 chuyn gia t vn trong nc (ICS)
Phng Thng k KHCN & i mi: 01 cn b chng trnh (ICS) + 01 cn b NASATI
Phng Khung Gim st v nh gi: 01 cn b VISTEC
Phng Bn Cng ngh: 01 cn b SATI
Phng C s d liu KHCN & i mi: 01 cn b NASATI
Ngoi ra, mt s cn b ca NASATI c th c huy ng lm vic kim nhim cho SPMU khi c yu
cu.
Trong qu trnh thc hin tiu hp phn, SPMU c th t chc hp tham vn vi lnh o cc c quan c lin
quan nh NASATI, SATI, VISTEC v.v... m bo cc hot ng ca tiu hp phn i ng hng theo cc
mc tiu v mc ch ra cng nh t vn phng thc iu phi cc hot ng ca tiu hp phn vi cc
hp phn khc v cc c quan lin quan sau cng t c ton b cc mc dch ca d n FIRST. Cuc
hp s c t chc thng nin hoc khi c yu cu.
S t chc SPMU
Phn quyn trch nhim gia SPMU v CPMU theo dng di y: (a) trch nhim u thu thuc v cc
SPMU, nhng cc hp ng c gi tr cao hn nh mc s do CPMU xem xt trc; v (b) trch nhim kim
ton ni b vn do CPMU m nhim.
Ph lc 3-4: Cc cn b ch cht ca CPMU

STT
H v tn
Chc v
Lin h
Trn Quc Thng
Gim c d n
091 359 9639/

tqthang@most.gov.vn
Hong Minh Thc *
V trng V K hoch Tng hp B

KH&CN; Ph gim c d n
090 343 0336/

hmthuc@most.gov.vn
(Tn ngi chu trch

nhim s c cng b
trc ngy 18/05/2014)
Ph Gim c D n
Nguyn Ngc Song *
V trng V Ti chnh B KH&CN; K

ton trng
090 326 2839/

nnsong@most.gov.vn
Phm Th Thy Dip
iu phi vin d n
097 905 6688/ dieppt@firstmost.vn
Phm Vn Din *
Cc trng Cc Pht trin th trng v

doanh nghip KH&CN B KH&CN
04. 39440144/
pvdien@most.gov.vn
Trn Xun Hng *
Vin trng Vin ng dng Cng ngh
04.38251331
txhong@most.gov.vn
inh Vit Bch *
Trng phng T chc v Cn b Khoa

hc, V T chc Cn b - B KH&CN
0168 955 5686/

dvbach@most.gov.vn
Nguyn c Hong *
Trng phng Hp tc Quc t, Cc ng

dng v Pht trin Cng ngh - B
KH&CN
098 208 6099/

duwcshoangf@gmail.com
10
Triu Bo Hoa *
Ph trng phng Chu v Chu Phi, V

Hp tc Quc t - B KH&CN
098 870 8518/

trieubaohoavn@yahoo.com
11
Nghim Quc t *
Cn b, V Hp tc Quc t - B KH&CN
098 358 0066/

nqdat73@gmail.com
12
V Vn Sn
Chuyn gia u thu
sonvv@first-most.vn
13
Phan Th Thu H
Chuyn gia k ton ti chnh
091 350 2356/

Phanha2106@gmail.com
14
L nh Quang
Chuyn gia t vn hp phn VINALABMAMET
093 894 6229/

quangdle@gmail.com
15
Trn Th Thanh H
Cn b Thng tin, Truyn thng
090 421 3020/

thanhha@vnmedia.vn
16
L Hoi Phng *
Cn b V Ti chnh B KH&CN
097 657 4488/

phuongmoit@gmail.com
17
Bi Quc Anh *
Cn b, V Hp tc Quc t - B KH&CN
098 610 9148/

quocanh11a8@yahoo.com
18
Nguyn T. Thu Phng
Cn B Gim st & nh gi
19
ng Huyn Ngc
Tr l u thu
phuongnt72@gmail.com
093 402 0289
ngocdh@first-most.vn
20
Bi Tun Anh
Chuyn gia t vn hp phn
090 220 2626

tuananhb@first-most.vn
*: Cc cn b i din t cc n v thuc B KH&CN h tr thc hin d n
Ph lc 3-5: iu khon tham chiu (TOR) ca mt s v tr ch cht

iu phi vin d n
D n "y mnh i mi Sng to Thng qua Nghin cu, Khoa hc v Cng ngh" (FIRST)
I.
Mc tiu cng vic
iu phi vin D n chu trch nhim gip Gim c D n xy dng k hoch trin khai thc hin
cho ton b cc hot ng v cng vic lin quan ca D n FIRST trn c s gim st, n c, iu phi
cc hot ng ca T vn, cc cn b d n cng nh phi hp thc hin vi cc bn lin quan (Ngn hng th
gii, cc B, Ngnh lin quan, cc n v thuc B Khoa hc v Cng ngh) nhm m bo t c cc
mc tiu pht trin ca D n.
II.
Phm vi cng vic

1. Phi hp vi cc phng ban lin quan ca B KH&CN v cc cn b hp phn lp k hoch hot ng
ca D n (theo tng hp phn hoc tng hp cho c d n) m bo ph hp vi tin v mc tiu
ca D n.
2. Trn c s k hoch hot ng ca D n, n c gim st vic trin khai vic thc hin cc cng
vic ca D n.
3. iu phi cc cn b v t vn d n lin quan thc hin k hoch qun l tri thc v truyn thng.
4. Phi hp vi cc cn b v t vn d n lin quan tng hp lp cc bo co ca D n v tnh hnh
trin khai hot ng ca D n (theo tng hp phn hoc tng hp cho c d n).
5. Phi hp vi cc b phn Ti chnh, u thu gim st vic thc hin hp ng ca T vn trong nc,
t vn quc t.
6. n c v gim st vic trin khai thc hin cng vic ca cc cn b chuyn gia d n c lin quan.
7. Lp k hoch, ni dung chng trnh lm vic cho Gim c D n vi nh ti tr (Ngn hng Th
gii) v cc B ngnh, n v th hng lin quan (cc B, Vin nghin cu, cc trng i hc, Doanh
nghip).
8. n c v phi hp vi cc cn b v chuyn gia ca D n chun b cc ni dung cng vic trin
khai cc kha hc, cc hi tho, s kin, chuyn i kho st trong v ngoi nc ca D n.
9. Thc hin cc cng vic khc theo yu cu ca Gim c D n.

III.
IV.
Yu cu v nng lc v kinh nghim

-
C sc kho tt
Tt nghip i hc chuyn ngnh khoa hc k thut hoc kinh t.
C t nht 10 nm kinh nghim cng tc.
C kinh nghim lm vic cho cc d n do Ngn hng Th gii hoc cc t chc quc t ti tr.
C kinh nghim cc v tr qun l, iu phi, vit bo co v cc ti liu khoa hc. (u tin ng

c vin c kinh nghim lm iu phi vin cho d n v khoa hc cng ngh)
Ni v vit thnh tho ting Anh.
S dng thnh tho vi tnh vn phng.
Bo co v ngha v bo co
Lp cc bo co theo nh nhim v t vn c giao p ng yu cu ca D n hoc hon thnh

cc bo co khc theo nh yu cu ca Gim c d n.
V.
VI.
u vo
Lm vic ton thi gian ti Vn phng D n (c ngh th by, ch nht v cc ngy l tt theo nh
quy nh ca B Lut Lao ng);
c s dng cc thit b vn phng D n.
Phi hp vi cc v tr cng tc khc thuc vn phng D n v chu s ch o ca Gim c D n,

Ph Gim c d n.
iu khon thanh ton
Hnh thc thanh ton ca Hp ng cn c theo thi gian. Thi gian d kin thc hin khng qu 60
thng. Chi tit vic thanh ton cho t vn s c 2 bn thng nht khi thng tho ni dung v k kt hp
ng.
Chuyn gia u thu D n FIRST
I.
Mc tiu cng vic
Chuyn gia u thu c trch nhim h tr Gim c D n FIRST iu phi trin khai thc hin ton
b cng tc u thu ca D n (mua sm hng ha, xy lp cng trnh, tuyn chn T vn) m bo tun th
v ph hp vi quy nh u thu ca Ngn hng Th gii.
II.
Phm vi cng vic

1. H tr Gim c D n xy dng, tng hp v cp nht K hoch u thu cho ton b D n
FIRST (ti CPMU v cc n v th hng) trnh Ngn hng Th gii v MOST xem xt ph
duyt.
2. H tr cc BQLDA (CPMU v cc SPMU) chun b lch trnh u thu thc hin k hoch u
thu phn nh cc giai on chnh trong quy trnh u thu.
3. H tr D n trin khai v thc hin u thu cho ton b cc Gi thu (hng ha, dch v, t vn)
ca D n c MOST v WB ph duyt trong K hoch u thu ca FIRST tun th theo
ng quy trnh v hng dn u thu ca Ngn hng Th gii v lut u thu ca Vit Nam v
cc hng dn quy nh trong S tay hng dn thc hin D n (PIM).
4. H tr cc PMU trong cng tc u thu cc hng ha/cng trnh v dch v phi t vn:
a. H tr n v thc hin d n chun b thng s k thut ca hng ha/cng trnh v d ton;
b. La chn phng thc u thu thch hp theo quy nh ca cc ti liu php l ca D n;
c. H tr trong qung co th mi thu;
d. Xc nh cc ngun cung cp, nh gi tnh hp l v nng lc chun b danh sch cc nh
cung cp/nh thu cho cc hp ng s dng phng php u thu mua sm vi kin t
vn t n v thc hin d n;
e. Chun b h s mi thu/yu cu cho gi s dng cc ti liu mu v tiu chun thch hp
ca Ngn hng (SBD, NCB, mu h s mi thu, mu yu cu cho gi), bo co nh gi
thu/ xut, d tho hp ng bao gm cc ni dung v bo lnh thc hin, bo lnh tm
ng, bo him, tin bi thng thit hi, lch trnh thc hin hp ng, thanh ton, chm tr,
cc trng hp bi thng, gia hn hp ng, kim sot cht lng, tranh chp, khiu ni,
ngha v ca cc bn, v.v theo quy nh ca cc ti liu mu p dng cho D n ny;
f.
H tr cc PMU trong qun l hp ng;
5. H tr BQLDA trong u thu dch v t vn:

a. Chun b/cho kin cc iu khon tham chiu (TOR), d ton, danh sch ngn cc t vn,
h s yu cu xut s dng cc mu h s yu cu thch hp ca Ngn hng, d tho hp
ng, v.v.
b. Chun b bo co nh gi v thng tho hp ng vi cc t vn c chn;
c. Theo di v gim st vic thc hin hp ng, gm cc vn v khiu ni v tranh chp,
bi thng, v.v
6. Theo di bo m tr li kp thi cc kin nhn xt v u thu t Ngn hng cho cc hot ng
u thu c cc PMU trnh ln;
7. H tr cc PMU pht hin sm cc chm tr trong thc hin u thu, xc nh nguyn nhn chm
tr v xut gii php khc phc chm tr;
8. H tr cc n v th hng ca D n (cc Vin nghin cu cng lp, NASATI, cc Doanh
nghip) thc hin cng tc u thu tun th cc quy trnh v quy nh u thu ca Ngn hng
Th gii, Chnh ph Vit Nam v cc hng dn quy nh trong S tay hng dn thc hin D
n (PIM);
9. H tr v cung cp cc cnh bo sm cho CPMU vic pht hin cc du hiu gian ln, thng ng
v cc hot ng tri vi quy nh trong qu trnh u thu/tuyn chn;
10. a ra hng dn gii quyt khiu ni ca nh thu/t vn theo quy nh ca Hng dn thu
t vn/Hng dn mua sm ca Ngn hng v quy nh php lut ca chnh ph;
11. H tr PMU trong vic xy dng cc tiu ch nh gi v phng php nh gi cc h s xut
ph hp vi cc quy nh ca Ngn hng Th gii v xt thu;
12. H tr thc hin cng tc lu tr cc ti liu u thu ca D n tun th cc quy nh ca WB v
Chnh ph Vit Nam, m bo vic phc v cho cng tc kim tra u thu c y v thun
tin;
13. Hon thnh cc bo co v tnh hnh trin khai cng tc u thu theo ng hng dn v quy nh
ca WB v Chnh ph Vit Nam;
14. H tr vic theo di v gim st tnh hnh thc hin cng tc u thu v thc hin Hp ng ca
cc n v th hng D n nh: tnh hnh thc hin cng tc u thu ca cc GRI, cc Doanh
nghip mi, Doanh nghip lin kt, NASATI;
15. Tin hnh cc ni dung trao i lin quan n u thu vi Ngn hng Th gii v cc nh thu/t
vn quan tm;
16. Duy tr v cp nht c s d liu u thu, v hp tc vi cc cn b/t vn trong cc PMU theo
di vic thc hin hp ng;
17. H tr cc PMU trong kim ton u thu, xt duyt sau ca Ngn hng bao gm cung cp tt c
cc ti liu lin quan n d n v to iu kin thun li cho cc qu trnh ny nu c yu cu;
18. Tham gia cc kha o to nng cao nng lc u thu cho cc n v th hng tham gia d n;
19. Thc hin cc cng vic khc theo yu cu ca Gim c D n.
III.
IV.

-
C sc kho tt, o c tt
Tt nghip i hc chuyn ngnh khoa hc k thut hoc kinh t.
C t nht 10 nm kinh nghim lm vic v u thu
c kinh nghim v u thu cho t nht 1 D n do Ngn hng Th gii ti tr (u tin ng c

vin lm vic cho cc d n v khoa hc cng ngh v i mi sng to).
Ni v vit thnh tho ting Anh.
S dng thnh tho vi tnh vn phng.
Lp cc bo co theo nh nhim v t vn c giao p ng yu cu ca D n hoc hon thnh cc

bo co khc theo nh yu cu ca Gim c d n.
V.
VI.
u vo
-
Lm vic ton thi gian ti Vn phng D n (c ngh th by, ch nht v cc ngy l tt theo
nh quy nh ca B Lut Lao ng);
Phi hp vi cc v tr cng tc khc thuc vn phng D n v chu s ch o ca Gim c D

n, Ph Gim c d n.
iu khon thanh ton
Hnh thc thanh ton ca Hp ng cn c theo thi gian. Thi gian d kin thc hin khng qu 60
thng. Chi tit vic thanh ton cho t vn s c 2 bn thng nht khi thng tho ni dung v k kt hp
ng.
Chuyn gia ti chnh k ton tng hp D n FIRST
I.
Mc tiu cng vic

-
K ton tng hp D n c trch nhim H tr gim c v K ton trng D n FIRST trong vic
tng hp, iu phi qun l v gim st cc hot ng lin quan n cng tc k ton, gii ngn v
qun l ti chnh ca d n tun th cc quy nh cc quy nh ca Ngn hng Th gii, B Ti chnh.
m bo h thng lu tr cc vn bn, bo co v s sch k ton tun th theo quy nh ca Ngn

hng Th gii, Chnh ph Vit Nam, B Ti chnh.
II.
Phm vi cng vic

Hot ng vi t cch iu phi vin v qun l ti chnh cho d n
o
o
o
o
o
-
iu phi qun l ti chnh v cng tc k ton d n

Xem xt cc ha n/ ngh chi tiu
Xem xt r sot S tay hng dn ti chnh v cc ti liu lin quan n qun l ti chnh bo
m cp nht kp thi cc ti liu ny
Tham gia nh gi cc xut xin nhn ti tr d n
iu phi cc hot ng theo di gim st bao gm vic xem xt/kim tra cc n v th hng
nhn ti tr ca d n.
Chu trch nhim t chc trin khai v iu phi cc hot ng chung lin quan n cng tc qun l
ti chnh k ton ca B phn K ton(phng K ton ca D n)
Tng hp v gim st Lp k hoch ti chnh, chun b k hoch di ngn hng thng v hng qu cho
ngun vn vay v vn i ng trnh ln B KHCN/Gim c d n xem xt v ph duyt.
Thit lp h thng s sch k ton v cc ti khon cn thit m bo cc ghi chp k ton y
theo quy nh ca Chnh ph, B Ti chnh v Ngn hng th gii.
Tng hp v Hon thnh cc bo co ti chnh theo quy nh ca B Ti chnh vNgn hng th gii
cho ton b D n.
m bo cng tc lu tr cc vn bn k ton theo cc quy nh hin hnh.
Gim st ngn qu m bo cc hot ng chi tiu ca d n s dng ng mc ch ph hp vi
s phn b ngn qu;
Gim st v h tr cc cng tc k ton gii ngn cho cc n v th hng ca D n (cc vin Nghin
cu, cc trng i hc, cc Doanh nghip) tun th cc yu cu qun l ti chnh v gii ngn ca
D n quy nh trong S tay Hng dn thc hin D n (PIM)
Tham gia cc kha o to hng dn cho cc n v th hng ca D n trin khai thc hin cng
tc k ton v gii ngn ca D n theo ng cc hng dn trong PIM.
Thc hin cc thanh ton cho cc khon pht sinh sau khi c s ng ca cc cp c y quyn;
trc tip tham gia vo cc hot ng ghi chp k ton v chi tiu v di ngn; lp cc bo co ti chnh,
bo co k ton nh k ... theo quy nh ca Ngn hng th gii, Chnh ph Vit Nam.
Gim st cc khon chi tiu ca d n v m bo cc ha n v vn bn thanh ton theo ng quy
nh ca Ngn hng th gii v Chnh ph Vit Nam, B Ti chnh
H tr quy trnh kim ton v m bo cc li sai phm trong ti chnh v k ton sau kim ton c
iu chnh thch hp;
Thc hin cc hot ng kim k v nh gi ti sn ca d n, k hoch trao tr li ti sn sau khi d
n kt thc;
T chc v duy tr h thng ghi chp ti chnh sao cho Ban qun l D n v cc bn lin quan c th
d dng truy cu;
III.
Cc cng vic v nhim v c th khc c Gim c D n yu cu.

-
Tt nghip i hc chuyn ngnh kinh t, ti chnh v k ton, kim ton.

C t nht 8 nm kinh nghim trong lnh vc k ton ti chnh, kim ton (u tin ng c vin
c chng ch K ton trng).
C kinh nghim lm vic v k ton hoc kim ton trong cc d n c ti tr bi Ngn hng
th gii hay ADB hay cc cng ty kim ton quc t (u tin ng c vin lm vic cho cc d
n WB)
Thnh tho tin hc vn phng (Microsoft Word, Powerpoint, Excel, Internet);
Ni v vit ting Anh thnh tho.
IV.
Hon thnh cng vic, lp cc bo co theo nh nhim v t vn c giao p ng yu cu ca D
n hoc hon thnh cc bo co khc theo nh yu cu ca Gim c d n.
V.
u vo
-
VI.
Lm vic ton thi gian ti Vn phng D n (c ngh th by, ch nht v cc ngy l tt theo
nh quy nh ca B Lut Lao ng);
Phi hp vi cc v tr cng tc khc thuc vn phng D n v chu s ch o ca Gim c D
n, K ton trng, Ph Gim c d n.
iu khon thanh ton
Hnh thc thanh ton ca Hp ng cn c theo thi gian. Thi gian hp ng l 2 nm, c th xem
xt gia hn da trn hiu qu thc hin. Chi tit vic thanh ton cho t vn s c 2 bn thng nht khi thng
tho ni dung v k kt hp ng.
Ph lc 5-1: Mu H s Hng dn Lp Xut (RFP) Khon ti tr cho

cc Chuyn gia gii nc ngoi v Khoa hc, Cng ngh v i mi sng to
B KHOA HC V CNG NGH
BAN QUN L D N "Y MNH I MI SNG TO THNG QUA
NGHIN CU, KHOA HC V CNG NGH"
------------------------------------
Mu H S Hng Dn Lp Xut
Ti tr cho cc Chuyn gia gii nc ngoi v
Khoa hc, Cng ngh v i mi sng to
D n y mnh i mi Sng to Thng qua Nghin cu, Khoa hc v Cng ngh

(Khon vay s 5257-VN do Ngn hng Th gii ti tr)
Mu H S Hng Dn
Lp xut ti tr cho cc Chuyn gia gii nc ngoi v Khoa hc, Cng ngh v i mi sng to
Cc t chc v c nhn tham gia lp xut nhn "Ti tr cho cc Chuyn gia gii nc ngoi v Khoa hc,
Cng ngh v i mi sng to" ca D n FIRST phi tun th cc thng tin quy nh v hng dn lp
xut c trnh by cc phn di y.
Phn 1. Ni dung v quy nh khon ti tr cho cc chuyn gia gii nc

ngoi v khoa hc, cng ngh v i mi sng to ca D n FIRST
1. Thng tin chung
D n y mnh i mi sng to thng qua nghin cu, khoa hc v cng ngh (FIRST) l D n do Ngn
hng Th gii ti tr cho chnh ph Vit nam thng qua Hip nh ti tr k ngy 25/7/2103 (khon tn dng
s 5257-VN).
Chnh ph Vit Nam giao cho B Khoa hc v Cng ngh (MOST) l t chc tip nhn v ch o trin
khai vic thc hin D n vi cc mc tiu c th sau: h tr pht trin KH&CN, thc y i mi sng to
cng ngh thng qua (i) xy dng v th im trin khai mt s chnh sch mi gp phn hon thin khung
chnh sch quc gia khuyn khch pht trin KH&CN; (ii) nng cao nng lc ca cc t chc KH&CN theo
hng ch ng gn kt cht ch vi nhu cu ca th trng v cc doanh nghip; (iii) y mnh i mi sng
to cng ngh trong cc doanh nghip, thc y s hnh thnh v pht trin ca cc doanh nghip KH&CN.
Khon kinh ph pha WB ti tr cho D n l 100 triu USD s c trin khai thc hin bt u t ngy 22
thng 10 nm 2013 n ht thng 6 nm 2019. B KH&CN thnh lp Ban Qun l D n FIRST l n v
trc tip iu hnh D n.
2. Ni dung v quy nh khon ti tr cho cc chuyn gia gii nc ngoi v Khoa
hc, Cng ngh v i mi sng to

Khon ti tr cho cc chuyn gia gii nc ngoi v khoa hc, cng ngh v i mi sng to thuc Tiu hp
phn 1.a ca d n FIRST c ni dung: nghin cu, xy dng v th im mt s chnh sch thu ht cc chuyn
gia gii nc ngoi bao gm ngi Vit Nam nc ngoi (NVNONN) v Vit Nam lm vic.
Thng qua khon ti tr, D n s khuyn khch s tham gia ca cc chuyn gia gii nc ngoi c bit l
ngi Vit Nam nc ngoi tr v Vit Nam h tr v hp tc vi cc t chc khoa hc v nghin cu trong
nc trin khai d n lin kt v hp tc nghin cu.
2.1. i tng th hng hp l tham gia xut ti tr

"Khon ti tr cho cc Chuyn gia gii nc ngoi v Khoa hc, Cng ngh v i mi sng to" ca D n
FIRST s ti tr cho cc i tng sau: cc t chc nghin cu, cc trng i hc v/hoc cc doanh nghip
(cng lp hoc t nhn) v/hoc cc nh nghin cu t nhn hoc cc nhm nghin cu ca Vit Nam lin kt
vi cc chuyn gia ti nng nc ngoi tham gia xut nhn Khon ti tr cho cc Chuyn gia gii nc
ngoi v Khoa hc, Cng ngh v i mi sng to thc hin cc d n hp tc nghin cu, cc chng
trnh o to hng dn, thc y s chuyn giao (tip nhn trong nc) hoc pht trin cc hot ng nghin
cu v cc b quyt, v khuyn khch u t v nghin cu/khoa hc ti Vit Nam
Bn i tc l vin nghin cu, doanh nghip hay trng i hc Vit Nam s ng vai tr lm i din qun
l ti chnh cho khon ti tr c nhn.
Bn cnh , bn tham gia xut khng c c mc ch b phi, chia r hay ly khai, phn bit v dn tc,
chnh tr, hay c cng khai lin quan n nhng vn ny.
Cc t chc/c nhn hp l ni trn c th tham gia xut cho mt hoc nhiu xut vi cc ni dung khc
nhau.
2.2. Ni dung lnh vc d n ti tr
Ni dung xut ca cc chuyn gia gii nc ngoi v khoa hc, cng ngh v i mi sng to xin ti tr
ca D n FIRST phi thuc ni dung v lnh vc sau:
-
Kin to v chuyn giao tri thc (t chc hi ngh/hi tho, cc kha o to, ging dy Vit Nam
hay nc ngoi nhm nng cao nng lc nghin cu, sng to cho cc t chc c nhn lm cng tc
nghin cu, khoa hc v cng ngh thuc cc lnh vc u tin).
Trin khai thc hin cc d n hp tc Nghin cu v Pht trin (R&D) nhm pht trin cc quy trnh,
dch v hay sn phm i mi sng to.
Pht trin doanh nghip.
D n FIRST u tin ti tr ch cho cc xut thuc 5 lnh vc sau y:

(a) Cng ngh thng tin v truyn thng;
(b) Cng ngh sinh hc v nng nghip;
(c) Vt liu mi;
(d) C kh v t ng ha;
(e) Hng ha v dch v cng ch bao gm trc a, bn , o c, thy vn, bo v mi trng, kh
tng v bin i kh hu.
2.3. Thi gian thc hin
Thi gian thc hin xut khng qu 24 thng k t ngy tha thun ti tr cho xut c D n FIRST
k vi ngi th hng v m bo nguyn tc kt thc trc ngy ng D n l 30/6/2019.
2.4. Mc trn kinh ph ti tr
D n FIRST s ti tr 100% khon kinh ph thc hin D n vi s tin ti a l 200.000 USD chi tr cho
dch v t vn, dch v phi t vn, mua sm hng ha, o to, t chc cc hi ngh hi tho, cc dch v trc
tuyn bao gm tm kim v kt ni mng li pht sinh trong qu trnh thc hin xut. Cc chi ph hot
ng gia tng hp l cng s c ti tr.
Cc t chc c nhn tham gia np xut phi m bo rng cc hot ng trin khai trong xut cha nhn
c bt c khon kinh ph no t ngn sch ca chnh ph Vit Nam hoc t cc t chc, c nhn khc ang
cung cp khon ti tr ti Vit Nam.
Trng hp xut yu cu ti tr l mt phn lin quan ca D n khc c ti tr th xut xin ti tr
vn c D n FIRST chp thun, tuy nhin vn phi tun th nguyn tc cc hot ng trin khai trong
xut ti tr cha nhn c bt c khon kinh ph ti tr no.
Phn 2. Ni dung hng dn lp xut xin ti tr

Khi lp xut ti tr, cc n v phi m bo rng xut phi ph hp vi cc quy nh ca D n trong
Phn 1 ni trn. ng thi xut ti tr phi cung cp y cc thng tin v ti liu theo cc ni dung
hng dn sau y:
1.
n tham gia np xut ti tr
Cc bn lin quan tham gia lp xut phi hon thnh mu n tham gia np xut: xut ca cc
Chuyn gia gii nc ngoi v Khoa hc, Cng ngh v i mi sng to - D n FIRST theo mu form
Mc A nh km H s hng dn.
2.
Thuyt minh ni dung xut xin ti tr
Ni dung thuyt minh xut ca cc Chuyn gia gii nc ngoi v Khoa hc, Cng ngh v i mi sng
to phi cung cp thng tin theo cc ni dung sau:
2.1.
Thng tin chung v xut
Tn xut xin ti tr
Lnh vc xut
Thi gian thc hin xut
Tng kinh ph xin ti tr
Tn t chc v c nhn tham gia np xut (bao gm tn t chc qun l khon ti tr)
2.2.
Cc mc ti tr
4 mc ti tr (Di 20,000 USD; 20,000-50,000; 50,000 - 100,000; 100,000 -200,000)

2.3.
Ni dung chi tit xut
Mc tiu v kt qu u ra ca D n
Tnh i mi sng to
Tnh kh thi
nh hng h thng
Tm quan trng ca chuyn gia nc ngoi
Nng lc ca t chc tham gia
Tnh minh bch
Kt ni mng li
Thng tin v an ton mi trng x hi
Bn np xut phi cung cp thng tin theo mu trong Mc B Thuyt minh ni dung xut.
ng thi, Bn np xut phi hon thnh Mc C K hoch trin khai thc hin xut m t cc hot
ng chi tit v nhn lc thc hin.
i vi thng tin v an ton mi trng x hi, Bn np xut phi m bo tun th cc quy nh trong
Khung an ton mi trng v x hi ca D n v cung cp y cc cc thng tin v an ton theo biu
mu trong Mc D nh km.
3.
Thng tin h tr
Bn tham gia np xut phi cung cp cc thng tin lin quan n cc t chc v c nhn tham gia np v
thc hin xut theo mu form nh km H s nh sau:
-
Cung cp thng tin theo mu form Mc E Thng tin v cc n v/t chc trong nc tham gia np
xut (thng tin v tnh trng php l, nng lc kinh nghim, nng lc ti chnh bao gm c cc ti
liu chng minh).
CV ca cc chuyn gia trong v ngoi nc tham gia theo mu form Mc F Form CV nh km (cn
nu r kinh nghim thc hin cc cng vic tng t trong xut, cc kt qu, thnh tu, cc gii
thng nu c t c trong cng tc nghin cu khoa hc).
4.
Thng tin v bn quyn
Cc bn tham gia np xut xin ti tr phi m bo ni dung cc hot ng nghin cu v trin khai trong
xut ti tr khng vi phm bn quyn v s hu tr tu (bn quyn tc gi, bn quyn v thng hiu, pht
minh sng ch, gii php hu ch, kiu dng cng nghip...). Trng hp c khiu kin pht sinh t bn th ba
th cc t chc v c nhn lin quan tham gia np xut thc hin phi chu trch nhim trc php lut.
5.
Thng tin chi tit Khon kinh ph xin ti tr
Khon kinh ph ti tr cho cc chi ph hp l sau: dch v t vn, dch v phi t vn, hng ha, hi ngh hi
tho, kinh ph o to, cc dch v trc tuyn pht sinh bao gm tm kim v kt ni mng li v cc chi ph
gia tng hp l khc trong qu trnh thc hin xut (Tuy nhin, D n s khng ti tr cho cc hot ng
lin quan n xy dng mi hay thu hi t).
n v tham gia np xut ti tr s tin hnh lp xut kinh ph cho khon ti tr theo form mu Mc G.
6.
Ngn ng lp H s xut
xut xin ti tr c th c lp bng ngn ng ting Vit hoc ting Anh.
7.
Hnh thc np h xut ti tr
Cc ng c vin s phi hon thnh cc mu form trong b h s xut qua hnh thc trc tuyn trn website
ca d n: www.first-most.vn trong khong thi gian t ngy __________ n ________; ng thi phi np
mt b h s xut y bng bn cng (gm ch k gc trong form ca Mc A nh km mu h s hng
dn ny) n d n FIRST trc ngy ________ theo a ch:
Ban Qun D n "y mnh i mi sng to thng qua Nghin cu, Khoa v Cng ngh"
(FIRST) B Khoa hc v Cng ngh.
a ch: Tng 15 Ta nh Thng Long, s 98A Ngy nh Kon Tum, Qun Thanh Xun H
ni - Vit Nam.
Tel: +844-62864961 - Fax: +844-62864956
Gim c D n: Trn Quc Thng - Email: tqthang@most.gov.vn
Vn Phng D n: E-mail: First@most.gov.vn
(Trn phong b phi ghi r: xut v Khoa hc, Cng ngh v i mi sng to cho cc Chuyn
gia gii nc ngoi - D n FIRST)
8.
Chi ph lp xut ti tr
Mi chi ph lin quan n vic chun b lp h s xut s do cc bn lin quan tham gia lp xut chu
v chi tr.
9.
Trao i thng tin lm r cc quy nh v hng dn Lp H s xut
Cc t chc v c nhn tham gia lp xut ti tr c th gi thng tin cho D n FIRST qua fax: +84462864956 hay e-mail (first@most.gov.vn) c h tr trong qu trnh chun b xut.
Phn 3. nh gi v la chn xut ti tr
1.
T chuyn gia nh gi xut
B Khoa hc v Cng ngh s thnh lp T Chuyn gia nh gi k thut c kinh nghim v uy tn v cc lnh
vc lin quan (lnh vc khoa hc cng ngh, ti chnh, u thu) nh gi v la chn cc xut cho cc
Chuyn gia gii nc ngoi v Khoa hc, Cng ngh v i mi sng to c trao ti tr. Cn c theo kin
ngh ca T chuyn gia, B KH&CN s xem xt ph duyt khon ti tr cho xut c la chn. Nu B
KH&CN c quyt nh khc vi th t xp hng do T chuyn gia kin ngh th s phi thng bo cho Hip
hi bng vn bn v gi km theo ton b h s xut xin ti tr c lin quan.
2.
Tiu ch nh gi
2.1.
nh gi tnh hp l
Tt c cc xut s c kim tra v tiu ch tnh hp l c quy nh bao gm vic tun th vi cc tiu
chun v mi trng v x hi c quy nh trong Khung Qun l Mi trng v X hi.
2.2.
nh gi xut k thut
Cc xut s c nh gi theo thang im ng vi mi tiu ch, vi s im ti a l 70. Tng im c

phn b chi tit nh sau:
Tiu ch
Ni dung
Tng im
(Ti thiu 0 Ti a 70)
Tnh i mi
sng to
Mc sng to v khc bit ca tng xut so vi

cc phng php tip cn hin nay ang c s dng ti
Vit Nam
Ti thiu 0 Ti a 10
Tnh kh thi
Mc ph hp ca d ton kinh ph i vi cc hot

ng xut
Ti thiu 0 Ti a 10
nh hng h
thng
Mc ng gp ca d n i vi s pht trin lu di
ca KH&CN v i mi sng to Vit Nam
Ti thiu 0 Ti a 10
Tm quan trng
Tm quan trng ca chuyn gia gii nc ngoi i vi

vic thc hin d n
Ti thiu 0 Ti a 10
Nng lc t chc
tham gia
Nng lc ph hp ca bn i tc thc hin d n

xut
Ti thiu 0 Ti a 10
Tnh minh bch
Cho php d n cng b xut, ngoi tr cc thng tin

v ti chnh
Kt ni mng
li
Mc h tr ca d n i vi vic hnh thnh hoc

cng c mng li khoa hc, cng ngh v i mi sng
to trong lnh vc xut
2.3.
Khng cho php: 0

Cho php: 10
Ti thiu 0 Ti a 10
nh gi v xp hng
T chuyn gia s xem xt v nh gi cc H s xut xin ti tr theo cc tiu ch ni trn v xp hng cc

H s theo th t u tin t cao xung thp.
T chuyn gia s cung cp mt bng xp hng cc xut. B KH&CN s a ra quyt nh ph duyt kt qu

la chn cui cng da trn kin ngh ca T chuyn gia. Nu B KH&CN c quyt nh khc vi th t xp
hng so vi kin ngh ca T chuyn gia th s phi thng bo cho Hip hi bng vn bn v gi km ton b
h s xut xin ti tr c lin quan.
3.
Trao i thng tin trong qu trnh nh gi
Trong qu trnh nh gi cc H s xut ti tr, theo yu cu ca T chuyn gia, Ban Qun l D n FIRST
c th s yu cu bn tham gia np xut cung cp thng tin lm sng t h s xut v ni dung k thut
xut, khon kinh ph ti tr, k hoch u thu xut.
Phng thc trao i thng tin c th thc hin qua vn bn th t, e-mail hoc trao i trc tip vi bn tham
gia np xut ti Vn phng Ban QLDA FIRST.
4.
Cng b thng tin v kt qu la chn
Trong vng 2 tun k t ngy k tha thun ti tr cho cc xut c la chn, Ban Qun l D n FIRST
s cng b thng tin v kt qu la chn cc xut trn cng thng tin in t ca D n FIRST: www.firstmost.vn v ca B KH&CN: www.most.gov.vn
Ni dung thng tin bao gm:
- Danh sch cc xut tham gia xin ti tr (gm tn ca cc bn np xut v m t tm tt xut)
- Danh sch cc xut c la chn ti tr (bao gm tn xut la chn, mc kinh ph ti tr)
Phn 4. Tha thun ti tr

Tha thun ti tr cho xut ti tr cho cc Chuyn gia gii nc ngoi v Khoa hc, Cng ngh v i
mi sng to ca cc t chc c nhn nu c B KH&CN chp thun s c k kt trin khai thc hin.
Cc ni dung c bn ca tha thun ti tr c a vo trong Mc H -Tha thun ti tr nh km H s
hng dn ny. Cc bn tham gia np xut cn c k v chp nhn cc iu kin v iu khon ca Tha
thun ti tr trc khi np h s xut.
Phn 5. Cc mu form nh km
Mc A: Th xut xin ti tr
Mc B: Mu Thuyt minh xut
Mc C: K hoch Thc hin xut
Mc D: Thng tin v an ton mi trng v x hi ca D n xut
Mc E: Thng tin v cc n v/t chc trong nc tham gia np xut
Mc F: CV ca cc chuyn gia trong v ngoi nc tham gia xut
Mc G: Bng d ton cc khon kinh ph xin ti tr
Mc H: Tha thun ti tr
MC A
N D NP XUT
Ti tr cho cc Chuyn gia gii nc ngoi
v Khoa hc, Cng ngh v i mi Sng to
_____, ngy _____ thng_____ nm_____
Knh gi: Ban Qun l D n FIRST-B Khoa hc v Cng Ngh
Sau khi xem xt, nghin cu th mi v h s hng dn tham gia np xut ti tr cho cc Chuyn gia
gii nc ngoi v Khoa hc, Cng ngh v i mi Sng to ca D n FIRST, chng ti xin gi km th
ny l xut tham d cho D n FIRST nh sau:
-
Tn xut xin ti tr:
Tn t chc v c nhn tham gia xut:
T chc c ch nh chu trch nhim qun l ti chnh khon ti tr:
Nu xut ca chng ti c la chn, chng ti cam kt s thc hin xut ti tr theo ng cc ni dung
nu trong xut v tun th cc ni dung quy nh trong tha thun ti tr.
Chng ti cam kt rng mi thng tin cung cp trong xut xin ti tr l l trung thc v chnh xc.
Chng ti cam kt c tha thun thng nht hp tc vi cc chuyn gia gii nc ngoi tham gia xut
ny.
i din bn xut ti tr
- Ghi tn, chc danh, k tn v ng du bi ngi
c thm quyn hp l ca T chc c ch nh qun
l ti chnh khon ti tr.
MC B
THUYT MINH XUT TI TR CHO CHUYN GIA GII NC NGOI V KHOA
HC, CNG NGH V I MI SNG TO
Lu :
- Trc khi in form, cn c k Mu h s hng dn lp xut ti tr cho cc chuyn gia gii nc ngoi
v khoa hc, cng ngh v i mi sng to.
- Thng tin ca form ny c th c chuyn cho bn th 3 phc v mc ch nh gi.
I. Thng tin chung v xut
1. Tn ca d n xut xin ti tr:
2. Hnh thc hp tc ca xut xin ti tr (ng vin c th chn nhiu phng n)

Kin to v chuyn giao tri thc
Trin khai thc hin cc d n Nghin cu & Pht trin (R&D)
Pht trin doanh nghip
3. Mc ng k ti tr (chn mc tin ng k xin ti tr)
ti a 20.000 USD
20.000-50.000 USD
50.000 100.000 USD
100.000 -200.000 USD
4. Tm tt ngn gn xut [bao gm mc tiu, kt qu u ra, phng php lun/cch tip cn v tnh
bn vng ca xut; ti a 1500 k t (khong 375 t)]
5. Thi gian thc hin xut:

T thng
/201
n thng
6. Tng kinh ph xut xin ti tr:

Bng s
Bng ch
/201
7. Tn t chc v cc c nhn tham gia xut xin ti tr

7.1. Tn t chc Vit Nam tham gia xut (cung cp thng tin c bn v tnh trng php l, lnh vc hot
ng, s nm kinh nghim, tm tt thng tin (nu c) v ngun lc, quan h vi cc t chc nghin cu
nc ngoi, cc kt qu, cng trnh nghin cu)
7.2. Tn t chc Vit Nam c ch nh qun l ti chnh khon ti tr ca xut (tm tt kinh nghim v
nng lc qun l ti chnh cc khon ti tr, nu c)
7.3. Tn chuyn gia ngi nc ngoi tham gia xut
II. Ni dung chi tit ca xut

1. Mc tiu v kt qu u ra ca D n xut l g? [D n s t c nhng kt qu g khi d n kt
thc/cc n phm, quyn s hu tr tu, cc doanh nghip kinh doanh mo him, v.v; ti a 300 k t
(khong 75 t)]
2. L do xut D n l g? (Ch ra tnh cn thit ca d n; xc nh cc i tng th hng d n, ch

ra cc ng gp vo s pht trin khoa hc, cng ngh v i mi sng to Vit Nam)
3. Cc hot ng chnh v khung thi gian thc hin d n
4. D n mang tnh i mi sng to nh th no? (Mc mi l v khc bit ca cc tng xut so

vi cc phng php hin c, s tin xut ti tr cng ln th tng xut cng c k vng s mang
tnh i mi sng to cao)
5. n v np xut lp d ton trn c s no? (Mc ph hp ca d ton xut i vi hot ng

xut, s tin xut xin ti tr cng ln th d ton cng cn phi chi tit)
6. D n xut s c ng gp g cho s pht trin khoa hc, cng ngh v i mi sng to Vit Nam?
(Gim chi ph ng dng cng ngh mi ca cc t chc/doanh nghip khc trong ngnh, nng cao v tr
trong chui gi tr)
7. Gii thch ti sao li cn n s tham gia ca chuyn gia gii nc ngoi trong vic thc hin d n xut
(n v tham gia th tm cc chuyn gia gii Vit Nam cha? V d nh Vit Nam c cc chuyn gia
gii nhng yu cu chi ph cao hoc khng tip cn c)
8. D n h tr s hnh thnh cc c hi kt ni mng li trong tng lai nh th no? (D n c to ra cc

c hi u t t cc nh u t nc ngoi hay khng? D n c khuyn khch trao i tri thc vi mng
li ti nng quc t hay khng?)
9. D n c tun th theo cc tiu chun an ton v mi trng v x hi khng? (Trnh by ngn gn s tun
th vi cc quy nh bin php an ton v mi trng v x hi ca D n FIRST)
10. Cc c nhn v n v tham gia c chp thun cho D n FIRST cng b thng tin (ngoi tr thng tin ti
chnh) v h s xut ny khng?
C
Khng
11. Cc thng tin khc lin quan n xut, nu c
MC C
K HOCH THC HIN XUT TI TR CHO CHUYN GIA GII NC NGOI V
KHOA HC, CNG NGH V I MI SNG TO
Lu : Trc khi in form, cn c k Mu h s hng dn lp xut ti tr cho cc chuyn gia gii nc ngoi v Khoa hc, Cng ngh v
i mi sng to.
M t hot ng
Ngy bt u
Ngy kt thc
i tng th hng
Kt qu u ra
MC D
THNG TIN V MI TRNG V AN TON CA D N XUT

"Ti tr cho cc Chuyn gia gii nc ngoi v Khoa hc, Cng ngh v i mi sng to"
Cc xut s c sng lc v nh gi tnh hp l ca xut v chnh sch an ton ca d n, do Bn np xut cn phi cung cp y v
trung thc cc thng tin theo bng sau:
BQLDA FIRST s tin hnh kim tra v nh gi xut, cc xut kch hot bt c chnh sch an ton no ngoi chnh sch nh gi Mi trng
OP4.01 s c coi l khng hp l (da trn khung qun l mi trng (ESMF) c ph duyt ca d n):
Chnh sch
an ton
mi
trng
Xc nh cc vn v an ton mi trng c th pht sinh
Hy nh du vo ph hp
nh gi
mi trng
xut c cc ri ro tim n c hi cho mi trng hoc x hi hay

khng, v cc tc ng trong phm vi nh hng ca xut ny nh
th no?
Khng C
Mi trng
sinh thi t
nhin
xut c tc ng tiu cc (lm suy thoi hoc lm bin i) ln

nhng vng rng quc gia, khu vc a dng sinh hc cao, vng t
ngp nc cn phi bo tn khng.
Khng C
Cc hot ng ca xut c kh nng gy ra s bin i (mt mt)

nghim trng hoc suy thoi cho mi trng sinh thi t nhin (ng
c, khu t hoang c lp ph thc vt dy, mi trng sng ca sinh
vt hoang d....) khng?
Nu c th y nu r nghim
trng tim n ca tc ng v nu
cc yu t trong thit k xut m
c th gip ngn nga c nhng
tc ng c hi tim tng.
Cung cp thm
tr li ca bn
y, nu thch
hp
Cc tc ng ca xut c th trc tip bi hot ng thi cng hoc

tc ng gin tip bi hot ng ca con ngi thc hin d n
Qun l su
bnh, cn
trng
xut c ti tr cho vic mua cc loi thuc tr su, dit cn trng

hoc mua sm cc thit b c s dng vi mc nh tr su, dit cn
trng khng?
Khng C
xut c ra cc bin php phng tr su bnh, cn trng mi

hoc m rng hay thay i cc bin php qun l su bnh, cn trng
hin thi hay khng?
Khng
C hot ng no ca xut c th lm tng mc (khi lng,

nng ) s dng thuc tr su khng?
Khng
xut c bao gm vic sn xut hoc thi b mt khi lng ln cc

sn phm phng nga su bnh ra mi trng khng?
Khng
xut c kh nng tc ng ln sc sng v cht lng ca cc khu

rng, hoc tc ng ln cc quyn li v sc khe ca con ngi v
hay quan h tng h ca h i vi cc khu rng khng?
Khng C
xut c d kin c gy ra nhng thay i trong qun l, bo v hay

s dng cc khu rng t nhin hoc rng trng hay khng?
Khng C
S an ton
cho cc p
nc
C bt k hot ng xut no lin quan n xy dng v nh hng

ln hot ng ca cc p nc ln khng?
Khng C
Di sn vn
ha
Cc hot ng xut c kh nng tc ng mt cch tiu cc ln cc

ti nguyn vn ha truyn thng hay khng? Cc ti nguyn ny c
th gm n cha, di tch chn ct hay cc di tch kho c
Khng C
Rng
Cc xut
trong vng
ng thy
quc t.
Cc hot ng ca xut c c din ra trong tuyn ng thy

quc t hay khng?
Khng C
Ti nh c
khng t
nguyn.
Cc hot ng ca xut c kh nng lm cho con ngi phi di

chuyn ch trn tinh thn khng t nguyn hay khng? Xin lu
rng vic mt t hay mt cc ti sn khc c gy ra bi: (i) di di
hay mt ni c tr; (ii) mt ng dn n cc ti sn v gy ra cc tc
ng bt li cho vic kim sng; (iii) mt cc ngun thu nhp hoc cc
phng tin kim sng, d nhng ngi b nh hng phi hoc
khng phi di chuyn n ni khc.
Khng C
Nu thu hi t m ngi dn t nguyn di di th chnh sch ny

khng c kch hot
Dn tc
thiu s
xut c kh nng tc ng tiu cc ln cc dn tc thiu s hoc c

kh nng to ra cc li ch tch cc cho cc dn tc thiu s hay
khng?
Khng C
MC E
THNG TIN V N V/ T CHC TRONG NC THAM GIA
XUT TI TR CHO CC CHUYN GIA GII NC NGOI
V KHOA HC, CNG NGH V I MI SNG TO
Lu :
- Trc khi in form, cn c k Mu h s hng dn lp xut ti tr cho cc chuyn gia gii nc
ngoi v khoa hc, cng ngh v i mi sng to.
I. Thng tin chung
1. Loi hnh n v
Vin nghin cu
Trng i hc
Doanh nghip
2. Tn n v theo ng k hot ng
3. Tn giao dch (nu c)
4. Tn ngi i din php lut
5. a ch lin lc
6. Ngy bt u hot ng
7. Lnh vc v chc nng hot ng
MC F
L LCH CA CHUYN GIA NC NGOI
Tham gia np xut ti tr cho cc chuyn gia gii nc ngoi v
Khoa hc, Cng ngh v i mi Sng to
Lu : - Trc khi in form, cn c k Mu h s hng dn lp xut ti tr cho cc chuyn gia gii

nc ngoi v Khoa hc, Cng ngh v i mi sng to.
I. Thng tin chung
1. H v tn
2. Ngy, thng nm sinh
3. Gii tnh
4. Quc tch
5. Ngn ng s dng v mc thnh tho
II. Gio dc v bng cp

1. Qu trnh o to
2. Cc kha hun luyn tri qua, cc k nng khc c o to
III. Kinh nghim, qu trnh lm vic
IV. Cc sn phm, cc cng trnh, kt qu do chuyn gia thc hin/ tham gia thc hin c
cng b
1. Cc bi bo, bi tham lun
2. Sch v chng sch xut bn
3. Cc bng sng ch, pht minh, cc nguyn mu (patterns) c cng nhn v s hu tr tu
4. Cc kt qu kinh doanh t c (nu thch hp)
5. Cc gii thng khc t c (nu c)
6. Cc bng chng khc v kh nng ng gp cho lnh vc ca xut (nu c)
MC G
BNG D TON KINH PH XIN TI TR
"Ti tr cho cc Chuyn gia gii nc ngoi v
Khoa hc, Cng ngh v i mi sng to"
Bn np xut s chun b bng d ton kinh ph theo mu di y cho cc hot ng bao gm: i) t chc
cc hi ngh, hi tho, s kin trong nc, ii) chi ph i li cho cc chuyn gia nc ngoi v Vit Nam, iii) chi
ph cho chuyn gia trong nc ra nc ngoi, iv) cc khon chi ph hp l khc lin quan, v (v) hng ha v
dch v.
STT
Tn hot ng v ni dung cng vic
S ngy
T chc hi ngh, hi tho, s kin trong nc [T vn ghi

1
r tn ca hi ngh, hi tho, s kin d kin t chc trong

nc, (nu c), v s lng ngi tham d]1
Thu hi trng
Phng ngh
Chi ph i li
Ph cp tin n v tiu vt
Gii kht gia gi
Vn phng phm
In n, photo ti liu
Chi khc
Tng
Chi ph i li cho cc chuyn gia nc ngoi v Vit Nam2

V my bay, cc phng tin i li n a im cng tc
Tin thu phng tin giao thng i li sn bay - ni
Tin thu phng tin giao thng i li lm vic hng ngy
Tin in thoi, telex, fax, Internet
Tin cc hnh l, ti liu
Tin bo him
Tin phng ngh
Ph lm visa, h chiu
1
nh mc theo cc quy nh ca B Ti chnh
2
Chi ph cn c theo yu cu thc t ph hp vi mc gi thc t trn th trng
S tin
Ghi ch
Chi ph d phng
Chi khc
Tng
3
Chi ph cho chuyn gia trong nc ra nc ngoi3

Tin bo him
Tin phng ngh
Ph lm visa, h chiu
Chi ph d phng
Chi khc
Tng
Hng ha v dch v
Cc khon chi ph hp l khc lin quan [photo, in n ti
liu, thu phng tin, chi ph i li trong nc, cng tc ph,

vn phng phm...]4
Tng
Ghi ch:
1) Mc ph trn bao gm tt c cc loi thu v ph lin quan m Bn np xut phi tr thc hin cng
vic.
2) Cc ni dung chi ph nu trn ch l gi tng qut, Bn np xut c th b sung chi tit cc hng mc
chi ph trong bng d ton nu thy cn thit v hp l.
3
4
MC H
THA THUN TI TR
Khon ti tr cho cc Chuyn gia gii nc ngoi
v Khoa hc, Cng ngh v i mi Sng to
_____, ngy _____ thng_____ nm_____
Tha thun ti tr s: ------ /FIRST/FT/GRANT

Tn xut: _________ [Ghi tn xut trong ni dung xut ti tr]
Thuc d n: FIRST (khon tn dng s 5257-VN)
-
Cn c Ni dung Hip nh ti tr k ngy 25/07/2013 (Khon tn dng s 5257-VN) gia Chnh ph

Vit Nam vi Hip hi Pht trin Quc t (sau y gi tt l Hip Hi) v vic ti tr cho D n "y
mnh i mi Sng to Thng qua nghin cu Khoa hc v Cng ngh;
Cn c vo quyt nh s [Ghi s quyt nh v ngy quyt nh] ca B Khoa hc v Cng ngh ph

duyt [Ghi tn n v np xut c la chn] thc hin xut;
Cn c theo Ni dung quy nh chi tit trong cun S tay Hng dn Thc hin D n(sau y gi
tt l PIM).
Chng ti, i din cho cc bn di y gm c:
Ban Qun l D n FIRST (Bn Ti tr)

i din l ng/b:
______
Chc v:
a ch:
in thoi:
Fax:
E-mail:
______
Ti khon:
M s thu:
Tn T chc nhn ti tr (Bn th hng)

i din l ng/b:
[Ghi tn tng thnh vin]

______
Chc v:
a ch:
in thoi:
Fax:
E-mail:
______
Ti khon:
M s thu:
Trn c s tha thun thng nht gia Ban QLDA FIRST vi n v th hng[Ghi tn n v np
xut c la chn], cc bn lin quan thng nht cc ni dung chi tit Tha thun Ti tr cho xut [ghi
tn xut c la chn ti tr] nh sau:
iu 1. Ni dung xut ti tr
Ban QLDA FIRST ng ti tr cho Bn th hng thc hin xut [ghi tn xut ca Bn Th
hng]. Ni dung chi tit ca xut ca bn th hng c coi l Ph lc 1 nh km tha thun ny.
Tng s tin ti tr:
Thi gian thc hin xut:
iu 2. Trch nhim Thc hin xut ti tr ca Bn th hng
Mc 1. Thc hin xut ti tr
Bn th hng c trch nhim trin khai thc hin xut ti tr theo ng cc ni dung trong
xut ti tr (ni dung chi tit xut ti tr xem Ph lc s 1 nh km Tha thun ny) v tun th cc ni
dung quy nh trong Hip nh ti tr k ngy 25/07/2013 (Khon tn dng s 5257-VN) gia Chnh ph Vit
Nam vi Hip hi Pht trin Quc t, v Hng dn Chng Tham nhng ngha l Hng dn v Phng
nga v u tranh chng Gian ln v Tham nhng trong cc D n c ti tr bi cc Khon vay IBRD v
cc Khon tn dng v Ti tr IDA, ngy 15 thng 10 nm 2006 v sa i thng 01 nm 2011.
ng thi Bn th hng m bo thc hin xut ti tr tun th cc ni dung v quy nh hng
dn trong cun S tay hng dn thc hin D n ca D n FIRST c B Khoa hc v Cng ngh
ph duyt ngy [ghi s quyt nh v ngy ph duyt ca B KH&CN] bao gm c vic tun th cc quy nh
v an ton ti Khung an ton mi trng v x hi ca D n c B KH&CN ph duyt ngy
01/04/2013 ti quyt nh s 683/Q-BKHCN.
Mi t chc v c nhn lin quan ng tn trong xut ti tr c trch nhim thc hin y cc
nhim v v cng vic c phn cng v quy nh trong xut ti tr.
Mc 2. n v c ch nh qun l ti chnh khon ti tr
Bn th hng ch nh [ghi tn n v c ch nh lm i din qun l ti chnh s tin ca Khon
ti tr cho xut c thc hin]. Theo n v c ch nh cam kt thc hin vic (i) b nhim (v o
to) cn b qun l ti chnh t yu cu (ii) p dng thc hin S tay Hng dn Thc hin D n (iii) c h
thng k ton t yu cu (bao gm c vic s dng phn mm k ton ca D n FIRST.
Mc 3. Kinh ph ti tr v qun l ti chnh khon ti tr.
Bn ti tr s ti tr cho Bn Th hng thc hin xut ti tr vi s tin l: [ghi tng s tin ti
tr].
n v th hng thng qua n v c c ch nh ti Mc 2 ca iu 2 ni trn s duy tr y
chng t v s sch phn nh cc hot ng, cc ngun lc v chi tiu pht sinh hp l trong qu trnh thc
hin xut trn c s ph hp vi cc quy trnh k ton.
50% s tin ti tr s c cung cp sau khi k kt tha thun ti tr v 50% cn li s c cung cp
sau khi Bn th hng np bo co tin v tnh hnh thc hin cc hot ng c ti tr.
Bn th hng phi lp cc bo co ti chnh np ln Bn ti tr cho mi k bo co nh c quy

nh trong PIM (Chng hng dn qun l ti chnh).
Theo yu cu ca Bn ti tr hoc Hip Hi, Bn th hng s hp tc v cho php Kim ton c lp
ca D n FIRST tin hnh kim ton cc chng t v s sch ph hp vi cc nguyn tc kim ton thch hp
c thng nht p dng.
Mc 4. Mua sm u thu
Cng tc mua sm u thu tun th cc quy nh ca Ngn hng Th gii trong Ti liu Hng dn
ca Ngn hng Th gii v: u thu Mua sm Hng ha, Cng trnh v Dch v phi t vn trong cc Khon
vay ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc Bn vay vn Ngn hng Th gii ban
hnh thng 01/2011 (Hng dn u thu) v Hng dn: Tuyn chn v thu t vn trong cc Khon vay
ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc Bn vay vn Ngn hng Th gii ban hnh
thng 01/2011 (Hng dn thu t vn) v cc ni dung quy nh trong S tay hng dn thc hin d n
(PIM).
Mc 5. Bo co v gim st.
Bo co tnh hnh thc hin xut: Bn th hng c trch nhim lp bo co tnh hnh thc hin
cc hot ng ca xut. i vi cc khon ti tr di 50.000 USD, Bn th hng s np mt bo co
hon thnh d n thc hin. i vi cc khon ti tr t 50.000 100.000 USD, Bn th hng s np mt
bo co gia k v bo co kt thc d n. i vi cc khon ti tr t 100.000 200.000 USD: Bn th hng
s np bo co 6 thng mt ln.
Bo co tin d n phi bao gm ni dung bo co v ti chnh np cho Bn ti tr.
n v th hng s: (i) thit lp v/hoc duy tr cc chnh sch v th tc m s cho php Bn Ti tr
v/hoc Hip hi thc hin cc hot ng gim st v theo di i vi vic thc hin xut ti tr; (ii) chun
b v cung cp cho Bn Ti tr v/hoc Hip hi, tt c cc thng tin m Bn Ti tr, v/hoc Hip hi c th
s yu cu mt cch hp l c lin quan n xut; v (iii) ng vic thanh tra thc t hoc trn s sch
ngu nhin v/hoc t xut bi Bn Ti tr v/hoc Hip hi.
iu 3. Quyn nh ch v chm dt tha thun ti tr xut
Mc 1. Bn Ti tr c quyn nh ch hoc chm dt quyn ca n v th hng trong vic s dng
cc khon tin Ti tr cho xut nu Bn th hng khng thc hin c cc ngha v ca mnh theo quy
nh trong Tha thun Ti tr cho cc Chuyn gia gii nc ngoi v Khoa hc, Cng ngh v i mi sng
to.
Mc 2. Trng hp nu quyn rt vn t ti khon ch nh ca Vit Nam theo Hip nh ti tr b tm
hon hay chm dt v bt k l do g th tha thun ti tr cho xut ca Bn Th hng cng s ng thi
c hiu lc b tm hon trong cng khong thi gian hoc chm dt tng ng.
iu 4. iu chnh tha thun ti tr cho xut
Trong qu trnh thc hin tha thun ti tr, cc ni dung lin quan n xut nu cn phi b sung
v iu chnh th s c 2 bn trao i thng nht bng vn bn v c c 2 bn cng thng nht k. Ti liu
c k s c coi l ph lc b sung nh km Tha thun ti tr.
iu 5. Cc quy nh khc
Mc 1: Lut p dng
Lut p dng cho tha thun ti tr ny p dng theo Lut Vit Nam, trn c s tun th Hip nh
ti tr k vi Hip Hi.
Trong qu trnh thc hin Tha thun ti tr, bt k tranh chp no pht sinh nu c s c cc bn
lin quan cng nhau thng lng v thng nht gii quyt. Trng hp tranh chp khng th thng nht gii
quyt th s c a ra phn x theo cc quy nh ca Lut Vit Nam.
Mc 2. Hiu lc ca Tha thun ti tr.
Tha thun Ti tr ny c hiu lc k t ngy 2 bn thng nht k v c lp thnh [ghi s bn] v c gi tr
php l nh nhau. Bn ti tr gi [ghi s bn] v bn Th hng gi [ghi s bn].
i din hp php ca Ban QLDA FIRST
i din hp php ca bn th hng
[Ghi tn, chc danh, k tn v ng du bi ngi

c thm quyn hp l
[Ghi tn, chc danh, k tn v ng du bi ngi

c thm quyn hp l ca T chc trong nc ch
nh qun l ti chnh khon ti tr]
Ph lc 5-2: Yu cu By t quan tm Vng la chn Danh sch ngn cc

T chc KH&CN cng lp (GRI)
N BY T QUAN TM
(p dng cho vng la chn danh sch ngn)
V/v: La chn danh sch ngn cc GRI D n y mnh i mi sng to thng qua Nghin cu,
Khoa hc v Cng ngh - FIRST
Knh gi: Ban qun l D n FIRST, B Khoa hc v Cng ngh

Sau khi xem xt th mi by t quan tm ca Ban qun l D n FIRST v vic mi cc t chc
KH&CN cng lp tham gia tuyn chn lp danh sch ngn cc GRI ca d n FIRST, [tn t chc
KH&CN] xc nhn tham gia np h s by t quan tm vo qu trnh tuyn chn lp danh sch ngn
cc GRI ca D n FIRST.
Xin trn trng cm n./.
[Lnh o n v]
(K tn v ng du)
CNG HA X HI CH NGHA VIT NAM

c lp T do Hnh phc
[TN T CHC KH&CN]
H Ni, ngy
thng
nm 2013
H S BY T QUAN TM
THAM GIA TUYN CHN VO DANH SCH NGN D N FIRST
Thng tin chung ca n v

Tn n v:
C quan ch qun:
a ch:
in thoi:
Fax:
Lnh vc ng k tham gia:

Ngi lin h:
Ngi lin h:
Ngi lin h:
PHN A: TNH TRNG CHUYN I THEO NGH NH 115/2005/N-CP CA N V1:

A. chuyn i
B. ang chuyn i
C. Khng chuyn i
1
Vi cc t chc thuc cc trng hp A, B ngh gi km theo cc vn bn php l th hin n v thuc trng hp

trn. V d: Quyt nh, h s ng k chuyn i, k hoch chuyn i
Nu chn phng n C: Cc t chc khng thc hin k hoch chuyn i theo Ngh nh 115/2005/N-CP s c coi
l khng hp l tham gia xut xin ti tr ca D n FIRST).
PHN B: THNG TIN C S VT CHT V NNG LC NGHIN CU

1. Hin trng c s vt cht ca n v
1.1. Din tch t ca n v (n v tnh: m2)
Tng din tch t :
Din tch phng th nghim :
Din tch vn phng :
Din tch xng sn xut :
1.2. Tng gi tr ti sn ca n v tnh n nm 2013 (n v tnh: triu ng)
Gi tr cc cng trnh xy
dng c bn
Gi tr my mc, thit b
Tng gi tr:
Trong :
- u t t ngn sch nh
nc
(ngun c cp trc tip
hng nm ca n v)
- u t t cc ngun khc
T l
(%)
100
1.3. Ngun nhn lc hin ti

Tng s nhn vin cn b:
Trong nu r s lng:
Gio s/Ph Gio s:
Tin s:
Thc s:
C nhn:
Trnh khc:
2. Thng k v ngn sch hot ng ca n v trong 3 nm gn y
2.1. Ngn sch c cp t nh nc (n v tnh: triu ng)
201...
201....
201...
Tng ngn sch nm

- Ngn sch chi thng xuyn
- Ngn sch u t cho XDCB
- Ngn sch u t cho my mc, thit b
- Khc
2.2. Ngun kinh ph thu c t ti, d n nghin cu trin khai (n v tnh: triu ng)
201...
201...
201...
Tng thu hng nm

- Thu t ti
- Thu t d n (sn xut th nghim, hp
tc quc t...)
3. Cc cng trnh khoa hc thuc lnh vc ng k tham gia

3.1. Cc ti nghin cu khoa hc do n v ch tr, c nghim thu trong 3 nm gn y
STT
1
Tn ti
Loi ti
- Cp nh nc
Kinh ph thc hin
2
3
...
- Cp B v tng
ng ( ti
nhnh thuc ti
cp nh nc,
ti cp tnh, thnh
ph)
- ti cp c s
3.2. Cc bo co khoa hc trong nc v quc t

3.2.1. Thng k cc bi bo thuc lnh vc ng k ng trn cc tp ch khoa hc chuyn ngnh trong
nc trong 3 nm gn y
STT
Tn bi bo
Tc gi
Tn tp ch
M s ISSN
ca tp ch
S v nm
xut bn
1
2
...
* Mi bi bo gi km trang ba, mc lc ca s tp ch c ng bi, v trang u tin ca bi bo
** Trong danh sch cc bi bo ni trn ngh n v lit k mt s bi bo tiu biu (ti a khng qu 5
bi).
3.2.2. Thng k cc bi bo thuc lnh vc ng k ng trn cc tp ch khoa hc quc t trong 3 nm
gn y
STT
Tn bi bo
Tc gi
Tn tp ch
M s ISSN
ca tp ch
S v nm
xut bn
1
2
...
* Mi bi bo gi km trang ba, mc lc ca s tp ch c ng bi, v trang u tin ca bi bo
**Trong danh sch cc bi bo ni trn ngh n v lit k mt s bi bo tiu biu (ti a khng qu 5
bi)
3.2.3. Thng k cc bo co khoa hc thuc lnh vc ng k c ng trong cc k yu Hi ngh khoa hc
trong nc
STT
Tn bo co KH
Tn hi ngh
Ni t chc
Nm xut bn k
yu
1
2
...
* Mi bi bo co gi km copy trang ba, mc lc ca k yu c ng bi v trang u tin ca bi bo.
3.2.4. Thng k cc bo co khoa hc thuc lnh vc ng k c ng trong cc k yu Hi ngh khoa hc
quc t
STT
Tn bo co KH
Tn hi ngh
Ni t chc
Nm xut bn k
yu
1
2
...
*Mi bi bo co gi km trang ba, mc lc ca k yu c ng bi v trang u tin ca bi bo.
3.3. Thng k cc pht minh, sng ch, gii php hu ch c bo h
STT
Tn pht minh, sng ch, gii

php hu ch
Quc gia ng k
bo h
Nm c cp
S Pht minh
1
2
...
*Gi km theo bn sao
PHN B: CC HOT NG THNG MI HA V CHUYN GIAO CNG NGH

(Bao gm cc hot ng lin kt vi doanh nghip)
4. Cc hot ng chuyn giao cng ngh v dch v KH&CN trong 3 nm gn y ca n v

4.1. Thng k cc hot ng chuyn giao cng ngh t cc sn phm khoa hc ca chnh n v
STT
1
Tn sn phm, cng ngh
n v tip nhn
Gi tr hp ng
(Triu ng)
Nm thc
hin
2
...
Tng
*Trong s cc hot ng chuyn giao cng ngh trn ngh m t tm tt mt s sn phm, cng ngh tiu
biu chuyn giao (ti a khng qu 5 sn phm/cng ngh).
4.2. Thng k cc hot ng dch v KH&CN
STT
Dch v cung cp
n v tip nhn
Gi tr hp ng
(Triu ng)
Nm thc
hin
1
2
...
Tng
5. T l ti u t t cc hot ng chuyn giao cng ngh v dch v KH&CN trong 3 nm gn y

ca n v
STT
Hng mc
o to
C s vt cht
Ngun nhn lc
Khc (phc li...)
Nm 201...
Nm 201...
Nm 201...
(%)
(%)
(%)
PHN C: TNG D N XUT TI TR

6. Tm tt n chuyn i theo Ngh nh 115/2005/N-CP
(ti a khng qu 03 trang A4)
-
Mc tiu
Kh khn/thch thc
K hoch thc hin n chuyn i
( ngh gi km theo n c ph duyt hoc ang trnh cp c thm quyn ph duyt ca n v)

7. xut tng d n xin ti tr t d n FIRST (ti a khng qu 05 trang A4)
-
Tn D n
Tnh cn thit (vai tr ca d n i vi vic thc hin thnh cng n chuyn i, a kt qu

nghin cu ra th trng, thc y nng lc nghin cu v pht trin cng ngh theo chun quc t)
Mc tiu ca d n
Ni dung (d kin mt s ni dung thc hin chnh)
D kin kt qu t c
Nhn lc chnh d kin tham gia d n (nu r s lng, h v tn, hc hm, hc v)
D kin thi gian v kinh ph xut ti tr thc hin.
Chng ti cam kt cc thng tin cung cp ni trn l chnh xc v trung thc. Trong trng hp thng tin
cung cp khng chnh xc v khng trung thc chng ti xin tun th mi quy nh ca d n FIRST./.
Th trng n v
(K tn v ng du)
Ph lc 5-3: Mu H s Hng dn Lp Xut Khon Ti tr cho cc T

chc nghin cu cng lp v Khoa hc, Cng ngh v i mi sng to
B KHOA HC V CNG NGH
NGHIN CU KHOA HC V CNG NGH"
------------------------------------
Ti tr cho cc T chc Khoa hc v Cng ngh
cng lp v Khoa hc, Cng ngh v i mi sng to

Mu H S Hng Dn
Lp xut ti tr cho cc T chc Khoa hc v Cng ngh cng lp v
Cc t chc KH&CN cng lp tham gia lp xut xin Ti tr cho cc T chc KH&CN cng lp v Khoa
hc, Cng ngh v i mi sng to ca D n FIRST phi tun th cc thng tin quy nh v hng dn
lp xut c trnh by cc phn di y.
Phn 1. Ni dung v quy nh Khon ti tr cho cc T chc KH&CN cng lp v

Khoa hc, Cng ngh v i mi sng to ca D n FIRST
1.
Thng tin chung
D n y mnh i mi sng to thng qua nghin cu khoa hc v cng ngh (FIRST) l D n do

Ngn hng Th gii ti tr cho chnh ph Vit nam thng qua Hip nh ti tr k ngy 25/7/2013 (khon tn
dng s 5257-VN).
Chnh ph Vit Nam giao cho B Khoa hc v Cng ngh (KH&CN) l t chc tip nhn v ch o trin
khai vic thc hin D n vi cc mc tiu c th sau; H tr pht trin KH&CN, thc y i mi sng to
hng ch ng gn kt cht ch vi nhu cu ca th trng v cc doanh nghip; (iii) y mnh i mi
sng to cng ngh trong cc doanh nghip, thc y s hnh thnh v pht trin ca cc doanh nghip
KH&CN.
thng 10 nm 2013 n ht thng 6 nm 2019. B Khoa hc v cng ngh (MOST) thnh lp Ban Qun
l D n FIRST l n v trc tip iu hnh D n.
2.
Ni dung v quy nh Khon ti tr cho cc T chc KH&CN cng lp v Khoa hc,

Cng ngh v i mi sng to
Khon ti tr cho cc cc T chc KH&CN cng lp (sau y vit tt l GRI) v Khoa hc, Cng ngh v i
mi sng to thuc Tiu hp phn 2.a. ca d n FIRST c ni dung cung cp cc khon ti tr cho cc GRI
c la chn thuc cc ngnh u tin chn lc nhm h tr cc t chc ny thc hin cc K hoch Chuyn
i theo Ngh nh 115/2005/N-CP ngy 05/09/2005 ca Chnh ph chuyn i cc t chc c qun l
theo phng thc truyn thng sang m hnh t ch nh hng th trng.
Tng kinh ph ti tr cho cc GRI chuyn i l 40 triu USD, trong d kin mi GRI c la chn s
nhn c khon ti tr khng qu 4 triu USD. Khon ti tr s h tr cc GRI u t vo cc trang thit b
c s vt cht, nng cao cht lng ngun nhn lc, v cung cp cc h tr k thut c th chuyn i thnh
cng theo k hoch chuyn i 115.
Cc GRI tham gia np xut phi m bo rng cc hot ng trin khai trong xut cha nhn c bt
c khon kinh ph no t ngn sch ca chnh ph Vit Nam hoc t cc t chc, c nhn khc ang cung cp
khon ti tr ti Vit Nam ti tr cho cc hot ng ca D n xut.
2.1.
i tng th hng hp l tham gia xut ti tr
Khon ti tr cho cc T chc KH&CN cng lp v Khoa hc, Cng ngh v i mi sng to ca D n
FIRST s ti tr cho cc vin nghin cu/trung tm nghin cu cng lp (GRI) c tn trong Danh sch ngn
cc GRI c B KH&CN ph duyt cho php lp xut tham gia Khon ti tr GRI ca d n FIRST v
c K hoch chuyn i theo Ngh nh 115/2005/N-CP ca Chnh ph c cp c thm quyn ph duyt

hoc ang c cp c thm quyn xem xt.
Tuy nhin, cc t chc c la chn nhn ti tr phi c cp c thm quyn ph duyt k hoch chuyn
i trc khi k tha thun ti tr vi B KH&CN/Ban Qun l D n FIRST.
2.2.
Ni dung lnh vc d n ti tr
D n s ti tr cho cc xut thuc 5 lnh vc sau:

(a) Cng ngh thng tin v truyn thng.
(b) Cng ngh sinh hc v nng nghip.
(c) Vt liu mi
(d) C kh v t ng ha.
(e) Hng ha v dch v cng ch, bao gm trc a, bn , o c, thy vn, bo v mi trng, kh
tng v bin i kh hu
2.3.
Thi gian thc hin
2.4.
Mc trn kinh ph ti tr
D n FIRST s ti tr cho mi GRI c la chn khng qu s tin ti a l 4 triu USD thc hin
xut.

hng dn v cc mu biu nh km sau y:
1.
Cc GRI tham gia lp xut phi hon thnh mu n tham gia np xut: Khon ti tr cho cc T chc
KH&CN cng lp v KHCN v i mi sng to - D n FIRST theo form mu Mc A nh km H s
hng dn.
2.
K hoch chuyn i v ni dung xut xin ti tr
Ni dung xut Khon ti tr cho cc T chc KH&CN cng lp v Khoa hc, Cng ngh v i mi sng
to phi cung cp cc ti liu/thng tin theo cc ni dung sau:
2.1.
K hoch chuyn i GRI
n v tham gia phi np k hoch chuyn i theo quy nh ca Ngh nh 115/2005/N-CP c ph

duyt hoc ang c cp c thm quyn xem xt.
2.2.
Tn t chc GRI xut
Tn xut xin ti tr
Lnh vc xut
Tng kinh ph xin ti tr (nu r phn kinh ph ng gp bng hin vt ca GRI hin vt nu c)
2.3.
Ni dung chi tit xut
Mc tiu
Cc hot ng chnh
Chin lc KH&CN
K hoch thc hin
K hoch u t
Cc kt qu v tin b c mong i
Kinh nghim v nng lc qun l ti chnh u thu
ng thi Bn np xut phi hon thnh Mc C K hoch trin khai thc hin xut m t cc hot
ng chi tit v nhn lc thc hin.
3.
Thng tin cp nht v nng lc GRI tham gia thc hin xut
Bn tham gia np xut phi cp nht thng tin v nng lc: thng tin v tnh trng php l, nng lc kinh
nghim, nng lc nghin cu nng lc ti chnh theo nh cc yu cu trong h s yu cu mi by t quan tm
danh sch ngn - Shortlist c D n gi cho cc GRI trc y nu cn thit.
CV ca cc chuyn gia, nhn s ch cht tham gia thc hin xut theo mu form Mc E Form CV nh
km (cn nu r kinh nghim thc hin cc cng vic tng t trong xut, cc kt qu, thnh tu, cc gii
thng nu c t c trong cng tc nghin cu khoa hc).
4.
Thng tin v bn quyn
Bn tham gia np xut xin ti tr phi m bo rng ni dung cc hot ng nghin cu v trin khai trong
th cc t chc v c nhn lin quan tham gia np xut thc hin phi chu trch nhim trc php lut.
5.
Khon kinh ph ti tr cho cc chi ph hp l sau: Dch v t vn, dch v phi t vn, hng ha, my mc dng
c nghin cu, quyn s hu tr tu bao gm giy php, hi ngh hi tho, kinh ph o to, kinh ph sa
cha/ci to nh cng trnh v cc chi ph gia tng hp l khc (D n khng ti tr cho cc hot ng lin
quan n xy dng mi, thu hi t).
n v tham gia np xut ti tr cn c theo ni dung tnh cht cng vic, k hoch trin khai tin hnh lp
xut kinh ph cho khon ti tr trn nguyn tc tun th cc hng dn sau y:
5.1.
Kinh ph khng u thu (Mc F)
i) Chi ph t chc cc hi ngh hi tho s kin trong nc (theo cc quy nh ca B Ti chnh)

ii) Chi ph cho chuyn gia trong nc ra nc ngoi kho st, hc tp, nghin cu (theo cc quy nh ca
B Ti chnh)
iii) Kinh ph ti tr cho cc cn b i hc tp ti nc ngoi (theo cc quy nh ca B Ti chnh).
iv) Cc khon chi ph hp l khc lin quan (ph t, in n ti liu, thu phng tin, chi ph i li trong
nc, cng tc ph, vn phng phm) theo cc quy nh ca B Ti chnh.
Lu :
Trong mc d ton cho cc mc ni trn, D n s khng ti tr cho tin lng v th lao tr cho cn b
vin chc ang lm vic ti GRI lin quan tham gia trc tip np H s xut.
D n khng ti tr cho cc hot ng lin quan n xy dng mi, thu hi t.
5.2.
Kinh ph u thu (Mc G)
Bao gm cc chi ph lin quan n u thu dch v t vn, dch v phi t vn, hng ha, my mc, dng c
nghin cu, quyn s hu tr tu bao gm giy php, kinh ph sa cha/ci to nh phc v cng tc trin khai
thc hin xut.
6.
K hoch u thu
Cn c theo mc d ton xut xin ti tr nu mc F v G ni trn, nhng n v c thng bo l

c D n FIRST la chn trao ti tr s phi lp xut cho K hoch u thu (Mc H).
K hoch u thu lp cho xut ti tr phi ph hp vi quy nh ca Ngn hng Th gii trong Ti liu
Hng dn ca Ngn hng Th gii v: u thu Mua sm Hng ha, Cng trnh v Dch v phi t vn trong
cc Khon vay ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc Bn vay vn Ngn hng Th
gii ban hnh thng 1/2011 (Hng dn u thu) v Hng dn: Tuyn chn v thu t vn trong cc
Khon vay ca IBRD v tn dng & Ti tr khng hon li ca IDA cho cc Bn vay vn Ngn hng Th gii
ban hnh thng 1/2011 (Hng dn thu t vn) v cc quy nh hng dn trong S tay hng dn thc hin
d n (PIM) ca d n FIRST.
7.
Ngn ng lp H s xut
xut xin ti tr c lp bng ngn ng ting Vit v/hoc ting Anh. Bn ting Vit l chnh thc, bn
ting Anh tham chiu.
8.
Ban Qun D n y mnh i mi sng to thng qua Nghin cu Khoa v Cng ngh (D n
FIRST) B Khoa hc v Cng ngh.
a ch: Tng 15 Ta nh Thng Long, s 98A Ngy nh Kon Tum, Qun Thanh Xun, H
ni - Vit Nam.
Tel: 04-62864961 - Fax: 04-62864956
(Trn phong b phi ghi r: Khon ti tr cho cc T chc KH&CN cng lp v Khoa hc, Cng ngh v
i mi sng to - D n FIRST)
9.
Chi ph lp xut ti tr
Mi chi ph lin quan n vic chun b lp h s xut s do cc bn lin quan tham gia lp xut chu v
chi tr.
10. Trao i thng tin lm r cc quy nh v hng dn lp H s xut

Cc t chc v c nhn tham gia lp xut ti tr c th gi thng tin cho D n FIRST qua fax: 04-62864956
hay e-mail (first@most.gov.vn, tqthang@most.gov.vn) c cung cp thng tin lm sng t cc hng dn
v yu cu lp xut ti tr.

1.
B Khoa hc v Cng ngh s thnh lp T Chuyn gia nh gi k thut c kinh nghim v uy tn v cc lnh
vc lin quan (lnh vc khoa hc cng ngh, ti chnh, u thu) nh gi v la chn cc n v tham gia
np xut cho "Khon ti tr cho cc T chc KH&CN cng lp v Khoa hc, Cng ngh v i mi sng
to" c trao ti tr. Cn c theo kin ngh ca T chuyn gia, B Khoa hc v Cng ngh s xem xt ph
duyt khon ti tr cho xut c la chn.
2.
Tiu ch nh gi
2.1. nh gi tnh hp l
Tt c cc xut s c kim tra v tiu ch tnh hp l c quy nh bao gm vic tun th vi cc
tiu chun v mi trng v x hi c quy nh trong Khung Qun l Mi trng v X hi
2.2. nh gi xut k thut
Tiu ch
Ni dung
Tng im
Ti thiu 0 Ti a 70
Tnh thng nht v

cht lng ca
xut
Mc hon thin v thng nht ca xut vi

mc tiu chuyn i cc t chc KH&CN cng lp
theo nh hng th trng
Cht lng chin lc
Tnh hon thin, thit thc v kh thi ca chin lc

Ti thiu 0 Ti a 10
KH&CN trnh by trong xut.
Ti thiu 0 Ti a 10
Chin lc ny t tiu chun quc t, dn n

vic a ra th trng v thng mi ha thnh
cng cc sn phm, cng ngh mi
Cht lng ca k
hoch thc hin
Cht lng ca k
hoch u t
Cc kt qu v ti
chnh c mong i
v cc tin b
K hoch thc hin thuyt phc v thng nht cho

cc ni dung v: (i) c s h tng KH&CN, (ii)
ngun nhn lc, (iii) chuyn giao cng ngh v
thng mi ha (c th cp quc t), v (iv)
quan h hp tc vi cc bn lin quan trong v
ngoi nc
Ti thiu 0 Ti a 10
K hoch u t r rng, kh thi v ph hp v mt

ti chnh (kh nng to ra doanh thu v mi quan h
gia cc ngun vn hin c, bao gm khon ti tr
ca FIRST, doanh thu v chi ph).
Ti thiu 0 Ti a 10
K hoch mang tnh r rng v thuyt phc v vic
s dng cc trang thit b mi c mua sm bng
ngun ti tr t FIRST
Cc khon thu v ti chnh tng ln ng k trong
khong thi gian 5 nm k t khi bt u nhn ti
tr t d n FIRST.
Ti thiu 0 Ti a 10
GRI c th hon ton t ch v ti chnh

Cc kt qu v tin b
c mong i v
khoa hc cng ngh
Tnh minh bch

2.3
S lng cc n phm quc t v/hoc bng sng

ch v/hoc cc kt qu u ra tng ng khc
tng ng k trong vng 5 nm k t khi bt u
nhn ti tr ca d n FIRST
Cho php d n FIRST cng b xut, tr cc
ni dung v ti chnh v k hoch chuyn i
Ti thiu 0 Ti a 10
Khng cho php: 0

Cho php: 10
nh gi v xp hng

H s c nh gi theo th t u tin t cao xung thp.
Sau , T chuyn gia s cung cp mt bng xp hng cc xut. B KH&CN s a ra quyt nh ph duyt
kt qu la chn cui cng da trn kin ngh ca T chuyn gia v th khng phn i ca Ngn hng Th
gii. Nu c quyt nh khc vi kin ngh ca T chuyn gia v th t xp hng, B KH&CN s phi thng
bo cho Hip hi bng vn bn v gi km ton b h s xut xin ti tr c lin quan.
3.
s yu cu bn tham gia np xut cung cp thng tin lm sng t h s xut v ni dung k thut xut,
khon kinh ph ti tr, k hoch u thu xut.
gia np xut ti Vn phng Ban QLDA FIRST v/ hoc vn phng ca GRI.
4.
-
Danh sch cc xut tham d (gm tn ca bn np xut v m t tm tt xut)
Danh sch cc xut c la chn ti tr (bao gm tn xut la chn, mc kinh ph ti tr)

Tha thun ti tr cho cc xut v Khoa hc, Cng ngh v i mi sng to ca cc GRI nu c B
KH&CN chp thun s c k kt trin khai thc hin.
Cc ni dung c bn ca tha thun ti tr c a vo trong mc I - Tha thun ti tr nh km H s
Hng dn lp xut xin ti tr. Cc bn tham gia np xut cn c k v chp nhn cc iu kin v
iu khon ca Tha thun ti tr trc khi np h s xut.
Mc E: CV ca cc chuyn gia ch cht tham gia xut
Mc F: Bng d ton kinh ph khng u thu
Mc G: Bng d ton kinh ph u thu
Mc H: K hoch u thu ca xut
Mc I: Tha thun ti tr
MC A
N D NP XUT
"Ti tr cho cc T chc KH&CN cng lp
v Khoa hc, Cng ngh v i mi sng to"
____, ngy _____ thng_____ nm_____
Knh gi: Ban Qun l D n FIRST-B Khoa hc v Cng Ngh

Sau khi xem xt, nghin cu th mi v h s hng dn tham gia np xut Khon ti tr cho cc T chc
KH&CN cng lp v Khoa hc, Cng ngh v i mi sng to ca D n FIRST, chng ti xin gi km
th ny l xut tham d cho D n FIRST nh sau:
-
Tn xut xin ti tr:
Tng kinh ph xut:
Nu xut ca chng ti c la chn, chng ti cam kt s thc hin xut ti tr theo ng cc ni

dung nu trong xut v tun th cc ni dung quy nh trong tha thun ti tr.
Chng ti cam kt rng mi thng tin cung cp trong xut xin ti tr l trung thc v chnh xc.
i din bn xut ti tr
- Ghi tn, chc danh, k tn v ng du bi
ngi c thm quyn hp l.
MC B
THUYT MINH XUT
Lu :
- Trc khi in form, cn c k Mu h s hng dn lp xut xin ti tr cho cc t chc KH&CN cng
lp v khoa hc, cng ngh v i mi sng to.
2. Lnh vc tham gia ca xut xin ti tr

Cng ngh thng tin v truyn thng
Cng ngh sinh hc v nng nghip
Vt liu mi
C kh v t ng ha
Hng ha v dch v cng ch
3. Tm tt ngn gn xut [(bao gm mc tiu, kt qu u ra, phng php lun/ cch tip cn v tnh

T thng
/201
n thng
/201

Bng s
Bng ch
Trong :
-
Phn vn bng tin xut xin D n FIRST ti tr:
Phn vn gp bng hin vt ca GRI (nu c):
6. Tn n v/t chc xut xin ti tr (cung cp thng tin c bn v tnh trng php l, lnh vc hot
ng, s nm kinh nghim)

1. Mc tiu v kt qu u ra ca D n xut l g? [(D n s t c nhng kt qu g khi d n kt
thc? Ti a 300 k t (khong 75 t)]
2. L do xut D n l g? (Tnh cn thit ca d n; xc nh cc i tng th hng d n, ch ra cc

ng gp vo s pht trin khoa hc, cng ngh v i mi sng to Vit Nam)
3. Hy m t cc hot ng chnh v khung thi gian thc hin d n
4. Chin lc KH&CN ca n v v cc yu t ch o ca chin lc ny l g? Chin lc ca n v c

t c cc tiu chun quc t hay khng?
5. K hoch thc hin s cho php n v pht trin: (i) chuyn giao cng ngh v thng mi ha (c th
cp quc t); (ii) nhn lc; (iii) c s h tng; v (iv) hp tc vi cc i tc trong nc v quc t nh th no?
6. Hy m t k hoch u t, ch ra: (i) doanh thu s c thu v bng cch no v mi quan h gia cc ngun
vn hin c, bao gm khon ti tr ca d n FIRST, doanh thu v chi ph; v (ii) cc trang thit b mi mua
t ngun h tr ca FIRST s c s dng nh th no.
7. Hy m t cc kt qu v tin b d kin v ti chnh, ch ra: (i) cc khon thu v ti chnh c mong i

trong vng 5 nm k t khi bt u nhn ti tr ca d n FIRST; v (ii) n v c th t ch v ti chnh
khng?
8. Hy m t cc kt qu v tin b d kin v khoa hc v cng ngh, bao gm s lng cc n phm quc t

v/hoc cc bng sng ch v/hoc cc sn phm u ra tng ng khc d kin s t c trong vng 5 nm
k t khi bt u nhn ti tr ca d n FIRST.
9. n v tham gia c cho php D n FIRST cng b thng tin v h s xut ny khng? (Ngoi tr
thng tin v ti chnh v k hoch chuyn i)
C
Khng
10. D n c tun th cc tiu chun an ton v mi trng v x hi khng? (Trnh by ngn gn s tun
11. Hy m t kinh nghim v nng lc qun l ti chnh v u thu ca n v (nu r kinh nghim u
thu trong cc d n c cc t chc quc t ti tr, c bit l WB v ADB).
12. Cc ni dung khc lin quan n xut, nu c.
MC C
K HOCH THC HIN XUT
Lu : Trc khi in form, cn c k Mu h s hng dn lp xut ti tr.
M t hot ng
Ngy bt u
Ngy kt thc
Kt qu u ra
MC D
"Ti tr cho cc T chc KH&CN cng lp v Khoa hc, Cng ngh v i mi sng to"
"Ti tr cho cc Chuyn gia gii nc ngoi v Khoa hc, Cng ngh v i mi sng to"
Chnh sch
an ton
mi
trng
Hy nh du vo ph hp
nh gi
mi trng

th no?
Khng C
Mi trng
sinh thi t
nhin

Khng C

tc ng c hi tim tng.
Cung cp thm
tr li ca bn
y, nu thch
hp

Qun l su
bnh, cn
trng

trng khng?
Khng C

hin thi hay khng?
Khng

Khng

Khng

Khng C

Khng C
S an ton
cho cc p
nc

Khng C
Di sn vn
ha

Khng C
Rng
Cc xut
trong vng
ng thy
quc t.

quc t hay khng?
Khng C
Ti nh c
khng t
nguyn.

Khng C

khng c kch hot
Dn tc
thiu s

khng?
Khng C
MC E
L LCH CA CHUYN GIA CH CHT THAM GIA THC HIN XUT
Lu : - Trc khi in form, cn c k Mu h s hng dn lp xut ti tr.

I. Thng tin chung
1. H v tn
3. Gii tnh
4. Quc tch
II. Gio dc v bng cp

1. Qu trnh o to
IV. Xc nhn v k tn
Ti, ngi k tn di y, xc nhn chc chn rng:

i. L lch ny m t chnh xc v cc bng cp v kinh nghim lm vic ca ti;
ii. Ti khng b cm tham gia bt k d n no ca Ngn hng th gii;
Ch k ca chuyn gia
Ngy, thng, nm
MC F
BNG D TON KINH PH KHNG U THU
Bn np xut s chun b bng d ton kinh ph khng u thu theo mu di y cho cc hot ng bao gm: i) t chc cc hi ngh, hi tho, s kin
trong nc, ii) chi ph cho cng tc hc tp nghin cu, iii) chi ph cho chuyn gia trong nc ra nc ngoi, iv) cc khon chi ph hp l khc lin quan.
STT
T chc hi ngh, hi tho, s kin trong nc [ghi r tn

1
ca hi ngh, hi tho, s kin d kin t chc trong nc, (nu

c)]1
Thu hi trng
Phng ngh
Chi ph i li
Gii kht gia gi
Vn phng phm
In n, photo ti liu
Chi khc
1
n v tnh
S lng
n gi
S ngy
Thnh tin
Ghi ch
Tng
2
Chi ph phc v cho hc tp nghin cu

Tin bo him
Tin phng ngh
Ph lm visa, h chiu
Chi ph d phng
Chi khc
Tng
Chi ph cho chuyn gia trong nc ra nc ngoi kho st2

Tin bo him
Tin phng ngh
2
Ph lm visa, h chiu
Chi ph d phng
Chi khc
Tng
4

vn phng phm...]3
Tng
Ghi ch:
1) Mc ph trn bao gm tt c cc loi thu v ph lin quan m Bn np xut phi tr thc hin cng vic.
2) Cc ni dung chi ph nu trn ch l gi tng qut, Bn np xut c th b sung chi tit cc hng mc chi ph trong bng d ton nu thy cn
thit v hp l.
MC G
BNG D TON KINH PH U THU
Bn np xut s lp d ton theo mu sau cho cc hot ng thuc phn kinh ph u thu, bao gm: chi ph thu t vn hoc chi ph mua sm trang
thit b phc v nghin cu:
STT
Thu dch v t vn
Tn hot ng/ni dung cn thu t vn

c nhn [cung cp cc dch v t vn
cho cc lnh vc chuyn mn, k thut
hay theo yu cu ca bn xut ti
tr]
Tn hot ng/ni dung cn thu cng

ty t vn [cung cp cc dch v t vn
tr]
Mua bn quyn s hu tr tu bao gm

giy php
Th lao cho chuyn gia
Chi ph khc
Thu
Thnh tin
STT
Mua sm trang thit b phc v

nghin cu
Tn thit b d kin mua sm phc v

nghin cu
Chi ph cho cng tc sa cha/ci to

nh cng trnh
Cc dch v lin quan
Tnh nng, thng s

k thut
Xut x
Tng kinh ph xin ti tr (gm kinh ph tng hp t Mc F v Mc G):
n v
S lng
n gi
Thnh tin
Ghi ch
MC H
K HOCH U THU CA XUT
(S c hon thin sau khi c kt qu ph duyt la chn)
Cn c theo bng d ton phn kinh ph u thu v khng u thu c lp theo Mc F v Mc G, Bn np xut s chun b mt k hoch u thu
cho xut theo mu sau y:
STT
M t
Dch v t vn
Gi thu 1
Gi thu n
II
Hng ha
Gi thu 1
Gi thu n
III
Cc hot ng xy
dng (sa cha ci to
nh)
Gi thu 1
Gi thu n
D ton bao
gm c VAT
(USD)
Gi thu
s
Ngun
vn
Phng
php la
chn
(QCBS,
LCS,
CQS,"mua
sm" v.v)
Loi
hp
ng
nh
gi ca
WB
(Trc
hoc
sau)
Bt u
u thu
Kt thc
u thu
v k
hp ng
Thi
hn hp
ng
(thng)
Ghi ch
MC I
THA THUN TI TR
"Khon Ti tr cho cc T chc KH&CN cng lp
_____, ngy _____ thng_____ nm_____
Tha thun ti tr s: ------ /FIRST/GRI/GRANT

Thuc d n: FIRST (khon tn dng s 5257-VN)
mnh i mi sng to thng qua Nghin cu, Khoa hc v Cng ngh;
Cn c theo ni dung th khng phn i ca Ngn hng Th gii v vic D n FIRST la chn n
v [Ghi tn n v np xut c la chn] ti tr thc hin xut;
Cn c theo Ni dung quy nh chi tit trong cun S tay Hng dn Thc hin D n(sau y gi
tt l PIM)

i din l ng/b:
Chc v:
a ch:
in thoi:
Fax:
E-mail:
Ti khon:
M s thu:

i din l ng/b:
Chc v:
a ch:
in thoi:
Fax:
E-mail:
Ti khon:
M s thu:
Trn c s tha thun thng nht gia Ban QLDA FIRST vi n v th hng[Ghi tn n v np
xut c la chn], cc bn lin quan thng nht cc ni dung chi tit Tha thun Ti tr cho xut [ghi
tn xut c la chn ti tr] nh sau.
iu 1. Ni dung xut ti tr:
Ban QLDA FIRST ng ti tr cho Bn th hng thc hin xut [ghi tn xut ca Bn Th
hng]. Ni dung chi tit ca xut xem Ph lc 1 nh km tha thun ny.
Tng s tin ti tr:
xut ti tr (ni dung chi tit xut ti tr xem Ph lc s 1 nh km Tha thun ny) v tun th cc ni
dung quy nh trong Hip nh ti tr k ngy 25/7/2013 (Khon tn dng s 5257-VN) gia Chnh ph Vit
Nam vi Hip hi Pht trin Quc t, v Hng dn Chng Tham nhng ngha l Hng dn v Phng
nga v u tranh chng Gian ln v Tham nhng trong cc D n c ti tr bi cc Khon vay IBRD v
cc Khon tn dng v Ti tr IDA, ngy 15 thng 10 nm 2006 v sa i thng 01 nm 2011.
ng thi Bn th hng m bo thc hin xut ti tr tun th cc ni dung v quy nh hng
dn trong cun S tay hng dn thc hin D n ca D n FIRST c B Khoa hc v Cng ngh
ph duyt ngy [ghi s quyt nh v ngy ph duyt ca B KH&CN] bao gm c vic tun th cc quy nh
v an ton ti Khung an ton mi trng v x hi ca D n c B KH&CN ph duyt ngy
01/04/2013 ti quyt nh s 683/Q-BKHCN.
Mi t chc v c nhn lin quan ng tn trong xut ti tr c trch nhim thc hin y cc
nhim v v cng vic c phn cng v quy nh trong xut ti tr.
Bn th hng c trch nhim ch nh v duy tr vic (i) b nhim (v o to) cn b qun l ti
chnh t yu cu (ii) p dng thc hin S tay Hng dn Thc hin D n (iii) C h thng k ton t yu
cu (bao gm c vic s dng phn mm k ton ca D n FIRST).
Mc 2. Kinh ph ti tr v qun l ti chnh khon ti tr
Bn ti tr s ti tr cho Bn Th hng thc hin xut ti tr vi s tin l: [ghi tng s tin ti
tr]
n v th hng s duy tr y chng t v s sch phn nh cc hot ng, cc ngun lc v
chi tiu pht sinh hp l trong qu trnh thc hin xut trn c s ph hp vi cc quy trnh k ton.
Khon ti tr cho cc t chc nghin cu cng lp s c cung cp theo cc t da trn vic hon
thnh cc mc lch trnh thc hin ca n v th hng nh xut trong K hoch Chuyn i ca t
chc. Bn ti tr c th thanh ton trc tip cho bn th ba cung cp hng ha hoc dch v vi s tin tng
ng vi t l phn trm ti tr ca D n FIRST.
Bn th hng phi lp cc bo co ti chnh np ln Bn ti tr cho mi k bo co nh c quy
nh trong PIM (Chng hng dn qun l ti chnh).
Theo yu cu ca Bn ti tr hoc Hip Hi, Bn th hng s hp tc v cho php kim ton c lp
ca D n FIRST tin hnh kim ton cc chng t v s sch ph hp vi cc nguyn tc kim ton thch hp
c thng nht p dng.
Mc 3. Mua sm u thu
Cng tc mua sm u thu tun th cc quy nh ca Ngn hng Th gii trong Ti liu Hng dn
ca Ngn hng Th gii v: u thu Mua sm Hng ha, Cng trnh v Dch v phi t vn trong cc Khon
vay ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc Bn vay vn Ngn hng Th gii ban
hnh thng 1/2011 (Hng dn u thu) v Hng dn: Tuyn chn v thu t vn trong cc Khon vay ca
IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc Bn vay vn Ngn hng Th gii ban hnh thng
1/2011 (Hng dn thu t vn) v tun th cc ni dung hng dn v u thu trong PIM.
Mc 4. Bo co v gim st
n v th hng s: (i) thit lp v/hoc duy tr cc chnh sch v th tc m s cho php Bn Ti tr
v/hoc Hip hi thc hin cc hot ng gim st v theo di i vi vic thc hin xut ti tr; (ii) chun
b v cung cp cho Bn Ti tr v/hoc Hip hi, tt c cc thng tin m Bn Ti tr, v/hoc Hip hi c th
s yu cu mt cch hp l c lin quan n xut; v (iii) ng vic thanh tra ngu nhin v/hoc t xut
trn thc t hoc trn s sch bi Bn Ti tr v/hoc Hip hi.
Bn th hng s phi hon thnh mt bo co gia k v mt bo co kt thc np cho Bn ti tr.
Cc bo co ny s bao gm c phn ni dung v ti chnh theo cc biu mu quy nh np cho Bn ti tr.
Bn ti tr s thc hin t nht hai (02) chuyn nh gi thc t ti n v th hng trong qu trnh
trin khai thc hin.

Mc 1. Bn Ti tr c quyn nh ch hoc chm dt quyn ca n v th hng trong vic s dng
cc khon tin Ti tr cho xut nu Bn th hng khng thc hin c cc ngha v ca mnh theo quy
nh trong Tha thun ti tr ny.
Mc 2. Trng hp nu quyn rt vn t ti khon ch nh ca Vit Nam theo Hip nh ti tr b
tm hon hay chm dt v bt k l do g th tha thun ti tr cho xut ca Bn Th hng cng s ng
thi c hiu lc b tm hon trong cng khong thi gian hoc chm dt tng ng.

Trong qu trnh thc hin tha thun ti tr, cc ni dung lin quan n xut nu cn phi b sung
v iu chnh th s c 2 bn trao i thng nht bng vn bn v c c 2 bn cng thng nht k. Ti liu
c k s c coi l ph lc b sung nh km Tha thun ti tr.
iu 5. Cc quy nh khc
Mc 1: Lut p dng
Lut p dng cho tha thun ti tr ny p dng theo Lut Vit Nam, trn c s tun th Hip nh ti
tr k vi Hip Hi.
Trong qu trnh thc hin Tha thun ti tr, bt k tranh chp no pht sinh nu c s c cc bn
lin quan cng nhau thng lng v thng nht gii quyt. Trng hp tranh chp khng th thng nht gii
quyt th s c a ra phn x theo cc quy nh ca Lut Vit Nam.
Tha thun Ti tr ny c hiu lc k t ngy 2 bn thng nht k v c lp thnh [ghi s bn] v
c gi tr php l nh nhau. Bn ti tr gi [ghi s bn] v bn Th hng gi [ghi s bn].
[Ghi tn, chc danh, k tn v ng du]
[Ghi tn, chc danh, k tn v ng du bi ngi c

thm quyn hp l]
Ph lc 5-4: Mu H S Hng Dn Lp Xut Khon Ti tr cho cc

Doanh nghip mi v Khoa hc, Cng ngh v i mi sng to
B KHOA HC V CNG NGH

BAN QUN L D N Y MNH I MI SNG TO THNG QUA
NGHIN CU KHOA HC V CNG NGH
------------------------------------
Ti tr cho cc Doanh nghip mi v
D n y mnh i mi sng to Thng qua Nghin cu Khoa hc v Cng ngh

Mu H S Hng Dn
Lp xut ti tr cho cc Doanh nghip mi
v Khoa hc, Cng ngh v i mi sng to
Cc t chc v doanh nghip tham gia lp xut nhn Ti tr cho cc Doanh nghip mi v Khoa hc,
Cng ngh v i mi sng to ca D n FIRST phi tun th cc thng tin quy nh v hng dn lp
xut c trnh by cc phn di y.
Phn 1. Ni dung v quy nh khon ti tr cho cc Doanh nghip mi v Khoa hc,

Cng ngh v i mi sng to ca D n FIRST
1.
Thng tin chung
D n y mnh i mi sng to thng qua nghin cu, khoa hc v cng ngh (FIRST) l D n do Ngn
hng Th gii ti tr cho chnh ph Vit nam thng qua Hip nh ti tr k ngy 25/7/2013 (khon tn dng
s 5257-VN).
Chnh ph Vit Nam giao cho B Khoa hc v Cng ngh (MOST) l t chc tip nhn v ch o trin
khai vic thc hin D n vi cc mc tiu c th sau; H tr pht trin KH&CN, thc y i mi sng to
hng ch ng gn kt cht ch vi nhu cu ca th trng v cc doanh nghip; (iii) y mnh i mi sng
to cng ngh trong cc doanh nghip, thc y s hnh thnh v pht trin ca cc doanh nghip KH&CN.
thng 10 nm 2013 n ht thng 6 nm 2019. B KH&CN thnh lp Ban Qun l D n FIRST l n v
trc tip iu hnh D n.
2.
Ni dung v quy nh khon ti tr cho cc Doanh nghip mi v Khoa hc, Cng ngh
v i mi sng to
Khon ti tr cho cc Doanh nghip mi v Khoa hc, Cng ngh v i mi sng to thuc Tiu hp phn
2.b.i ca d n FIRST c ni dung: Thc y lin kt i mi cng ngh gia doanh nghip v cng ng
KH&CN (10 triu USD vn IDA).
2.1.
Cc i tng th hng hp l tham gia xut ti tr trong khon ti tr ny l cc doanh nghip cng ngh
c thnh lp hoc sp c thnh lp c ng k hp php vi cc cp c thm quyn.
Cc t chc/c nhn hp l ni trn c th tham gia xut cho mt hoc nhiu xut vi cc ni dung khc
nhau.
2.2.
D n FIRST s ti tr cho cc xut xy dng v trin khai cc quy trnh/ tng sn phm/cng ngh i
mi sng to trong doanh nghip thuc 4 lnh vc sau:
(a) Cng ngh thng tin v truyn thng;
(b) Cng ngh sinh hc v nng nghip;
(c) Vt liu mi;
(d) C kh v t ng ha
2.3.
Thi gian thc hin
2.4.
Khon kinh ph ti tr
D n FIRST s ti tr khng vt qu 70% khon kinh ph thc hin xut, tng ng vi s tin ti a
khng qu 500.000 USD. Phn kinh ph i ng cn li s do n v tham gia trc tip ng gp di hnh
thc tin mt hoc hin vt.
Khon kinh ph ti tr s chi cho cc hot ng nh: chi ph nghin cu pht trin nguyn mu hoc th
nghim tnh kh thi ca cc tng, khi nim cho sn phm mi; dch v t vn, dch v phi t vn, hng
ha, quyn s hu tr tu, giy php, ph i tc, hi ngh hi tho, kinh ph o to v cc chi ph h tr chuyn
giao cng ngh hay gii thiu/ci tin cc dy chuyn sn xut, kinh ph sa cha/ci to nh cng trnh v cc
chi ph gia tng hp l khc (D n khng ti tr cho cc hot ng lin quan n xy dng mi, thu hi t).
Khi thc hin d n, phn kinh ph D n ti tr s c chuyn cho n v th hng s tin ti tr theo t l
cam kt tng ng sau khi n v Doanh nghip th hng chng minh thc hin chi tiu t ngun ti chnh
ng gp ca Doanh nghip. Trong trng hp Bn th hng yu cu, BQLDA s thanh ton trc tip cho
bn th ba cung cp hng ha hoc dch v s tin tng ng vi t l phn trm ti tr ca D n FIRST v
trong phm vi kinh ph ti tr ca d n.
Phn kinh ph i ng c th c ly t cc ngun khc ngoi ngun ngn sch nh nc. Doanh nghip tham
gia np xut phi m bo rng cc hot ng trin khai trong xut cha nhn c bt c khon kinh
ph no t cc ngun ti tr khc.

hng dn v cc mu biu nh km sau y:
1.
Doanh nghip tham gia lp xut phi hon thnh mu n tham gia np xut: Khon ti tr ca D n
cho cc Doanh nghip mi v Khoa hc, Cng ngh v i mi sng to - D n FIRST theo mu form Mc
A nh km H s hng dn.
2.
Ni dung xut xin ti tr
Ni dung xut Khon ti tr ca D n cho cc Doanh nghip mi v Khoa hc, Cng ngh v i mi
sng to phi cung cp thng tin theo cc ni dung sau:
2.1.
Tn Doanh nghip xut
Tn xut xin ti tr
Lnh vc xut
Tng kinh ph xin ti tr trong nu r phn kinh ph xut D n ti tr v phn kinh ph ng

gp ca Doanh Nghip di hnh thc tin mt/hin vt.
2.2.
Ni dung chi tit xut
Mc tiu v s cn thit ca xut
Cc hot ng chnh
Mc i mi cng ngh v kh nng cnh tranh ca sn phm
Nng lc R&D
Tnh cnh tranh ca th trng
Tnh bn vng v ti chnh
Kh nng sn xut hng lot
Nng lc v kinh nghim qun l
nh hng h thng
Tnh minh bch
ng thi Bn np xut cng phi hon thnh Mc C K hoch trin khai thc hin xut m t cc
hot ng chi tit v nhn lc thc hin.
3.
Thng tin h tr
Bn tham gia np xut phi cung cp thng tin theo mu Form Mc E Thng tin ca doanh nghip/t
chc v cc c nhn trong nc tham gia np xut (thng tin v tnh trng php l, nng lc kinh nghim,
nng lc ti chnh bao gm c cc ti liu chng minh cho 3 nm gn y).
4.
Thng tin v bn quyn
Bn tham gia np xut xin ti tr phi m bo rng ni dung cc hot ng nghin cu v trin khai trong
th cc t chc/doanh nghip v c nhn lin quan tham gia np xut thc hin phi chu trch nhim trc
php lut.
5.
n v tham gia np xut ti tr cn c theo ni dung tnh cht cng vic v k hoch trin khai s tin
hnh lp xut kinh ph cho khon ti tr trn nguyn tc tun th cc hng dn sau y:
5.1.
Kinh ph khng u thu (Mc F)
i)
Chi ph t chc cc hi ngh hi tho s kin trong nc (theo cc quy nh ca B Ti chnh)
ii)
Chi ph cho chuyn gia trong nc ra nc ngoi kho st nghin cu (theo cc quy nh ca
B Ti chnh)
iii)
Cc khon chi ph hp l khc lin quan (ph t, in n ti liu, thu phng tin, chi ph i li
trong nc, cng tc ph, vn phng phm) theo cc quy nh ca B Ti chnh.
Lu :
D n s khng ti tr cho tin lng v th lao tr cho chuyn gia/cn b ang lm vic ti doanh nghip/t
chc lin quan tham gia trc tip np H s xut.
5.2.
Kinh ph u thu (Mc G)
Bao gm cc khon chi ph trin khai thc hin xut nh: Dch v t vn, dch v phi t vn, hng ha,
my mc dng c nghin cu, mua quyn s hu tr tu bao gm giy php, kinh ph sa cha/ci to nh cng
trnh trin khai thc hin xut.
6.
K hoch u thu
Cn c theo mc d ton xut xin ti tr nu mc 5.2 ni trn, n v c thng bo l c D n

FIRST la chn trao ti tr phi lp xut cho K hoch u thu (theo form mu Mc H).
K hoch u thu lp cho xut ti tr phi ph hp vi quy nh ca Ngn hng Th gii trong Ti liu
Hng dn ca Ngn hng Th gii v: u thu Mua sm Hng ha, Cng trnh v Dch v phi t vn trong
cc Khon vay ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc Bn vay vn Ngn hng Th
Khon vay ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc Bn vay vn Ngn hng Th gii
ban hnh thng 1/2011 (Hng dn thu t vn) v cc ni dung quy nh trong S tay hng dn thc hin
d n (PIM).
7.
Ngn ng lp H s xut
8.
Ban Qun D n y mnh i mi sng to thng qua Nghin cu Khoa v Cng ngh- Ban
QLDA FIRST B Khoa hc v Cng ngh.
a ch: Tng 15 Ta nh Thng Long, s 98 Ngy nh Kon Tum, Qun Thanh Xun H
ni - Vit Nam.
Tel: 04-62864961 - Fax: 04-62864956
(Trn phong b phi ghi r: Khon ti tr ca D n cho cc Doanh nghip mi v Khoa hc, Cng ngh v
i mi sng to - D n FIRST)
9.
Chi ph lp xut ti tr
Mi chi ph lin quan n vic chun b lp h s xut s do cc bn lin quan tham gia lp xut chu v
chi tr.
10.
Trao i thng tin lm r cc quy nh v hng dn Lp H s xut
Cc t chc v c nhn tham gia lp xut ti tr c th gi thng tin cho D n FIRST qua fax: Fax: 0462864956 hay e-mail (first@most.gov.vn, tqthang@most.gov.vn) c cung cp thng tin lm sng t cc
hng dn v yu cu lp xut ti tr.

1.
B Khoa hc v Cng ngh s thnh lp T Chuyn gia nh gi k thut c kinh nghim v cc lnh vc lin
quan (lnh vc khoa hc cng ngh, ti chnh, u thu, thng mi ha) nh gi v la chn cc xut
xin ti tr cho cc Doanh nghip mi v Khoa hc, Cng ngh v i mi sng to c trao ti tr. Cn c
theo kin ngh ca T chuyn gia, B Khoa hc v Cng ngh s xem xt ph duyt danh sch cc xut
c la chn.
2.
Tiu ch nh gi cc xut ti tr
2.1.
nh gi tnh hp l
Tt c cc xut s c kim tra v tiu ch tnh hp l c quy nh bao gm vic tun th vi cc tiu
chun v mi trng v x hi c quy nh trong Khung Qun l Mi trng v X hi.
2.2.
nh gi xut k thut

Tng im
Tiu ch
Ni dung
Mc i mi v cng
ngh v kh nng cnh
tranh ca sn phm
S mi l v khc bit v cng ngh bao gm

tnh u vit ca thit k, li th so snh vi cc
sn phm cnh tranh v hiu ng lan ta ca
cng ngh
Ti thiu 0 Ti a 10
Nng lc nghin cu v
pht trin (R&D)
Nng lc ca doanh nghip i vi hot ng

nghin cu v pht trin
Ti thiu 0 Ti a 10
Tnh cnh tranh ca th

trng
Phn tch th trng hin ti ca doanh nghip

v quy m, tim nng, v cc rng buc nh
lut php v cc quy nh cng nh v nhn t
khuyn khch
Ti thiu 0 Ti a 10
Tnh bn vng v ti
chnh
Phn tch ti chnh ca doanh nghip, d bo

li nhun, tnh sn c ca ngun vn ng gp
Ti thiu 0 Ti a 10
Ti thiu 0 Ti a 90
Kh nng sn xut hng

lot
Nng lc sn xut, tnh sn c ca nguyn vt

liu v ph kin v nng lc b sung sn phm
Ti thiu 0 Ti a 10
Kinh nghim v nng

lc qun l
Kinh nghim qun l trong cng mt ngnh

cng nghip, nng lc qun l, trnh hc
vn v kinh nghim ca cp qun l
Ti thiu 0 Ti a 10
nh hng h thng
Mc ng gp ca d n i vi s pht
trin KH&CN v i mi sng to Vit Nam
Ti thiu 0 Ti a 10
T l vn ng gp ca
doanh nghip
xut c t l vn ng gp ca doanh
nghip trn 30%
Ti thiu 0 Ti a 10
Tnh minh bch
Cho php d n FIRST cng b xut, ngoi

tr cc thng tin chi tit v ti chnh
3.
Khng cho php: 0

Cho php: 10
nh gi v xp hng

H s xut c nh gi theo th t u tin t cao xung thp.
Sau , T chuyn gia s cung cp mt bng xp hng cc xut. B KH&CN s a ra quyt nh ph duyt
kt qu la chn cui cng da trn kin ngh ca T chuyn gia. Nu B KH&CN c quyt nh khc vi th
t xp hng so vi kin ngh ca T chuyn gia th s phi thng bo cho Hip hi bng vn bn v gi km
ton b h s xut xin ti tr c lin quan.
4.
s yu cu bn tham gia np xut cung cp thng tin lm sng t h s xut v ni dung k thut xut,
khon kinh ph ti tr, k hoch u thu xut.
gia np xut ti Vn phng Ban QLDA FIRST.
5.
-
Danh sch cc xut tham gia xin ti tr (gm tn ca bn np xut v m t tm tt xut)
Danh sch cc xut c la chn ti tr (bao gm tn xut la chn, mc kinh ph ti tr)

Tha thun ti tr cho "Khon ti tr cho cc Doanh nghip mi v Khoa hc, Cng ngh v i mi sng
to" ca cc doanh nghip nu c B KH&CN chp thun s c k kt trin khai thc hin.
Cc ni dung c bn ca tha thun ti tr c a vo trong Mc I -Tha thun ti tr nh km H s

Hng dn lp xut xin ti tr. Cc bn tham gia np xut cn c k v chp nhn cc iu kin v
iu khon ca Tha thun ti tr trc khi np h s xut
Mc E: Thng tin v Doanh nghip/t chc tham gia np xut
Mc F: Bng d ton kinh ph khng u thu
Mc G: Bng d ton kinh ph u thu
Mc H: K hoch u thu ca xut
Mc I: Tha thun ti tr
MC A
N D NP XUT
"Khon ti tr cho cc Doanh nghip mi
v Khoa hc, Cng ngh v i mi sng to "
_____, ngy _____ thng_____ nm_____
Knh gi: Ban Qun l D n FIRST - B Khoa hc v Cng Ngh
Sau khi xem xt, nghin cu th mi v h s hng dn tham gia np xut "Khon ti tr cho cc Doanh
nghip mi v Khoa hc, Cng ngh v i mi sng to" ca D n FIRST, chng ti xin gi km th ny
l xut tham d cho D n FIRST nh sau:
-
Tn xut xin ti tr:
Tng kinh ph xut:
T l phn trm vn ng gp ca n v:
T l phn trm xut D n FIRST ti tr:
i din bn xut ti tr
- Ghi tn, chc danh, k tn v ng du bi ngi
c thm quyn hp l ca doanh nghip
MC B
THUYT MINH XUT TI TR
CC DOANH NGHIP MI V KHOA HC, CNG NGH V I MI SNG TO
Lu :
- Trc khi in form, cn c k Mu h s hng dn lp xut cho cc doanh nghip mi v khoa hc,
cng ngh v i mi sng to.
1. Tn doanh nghip xut xin ti tr
(Cung cp thng tin c bn v tnh trng php l, lnh vc hot ng, s nm kinh nghim. Thng tin chi
tit bn tham gia s cung cp trong mu form Mc E nh km)

Cng ngh thng tin v truyn thng
Cng ngh sinh hc v nng nghip
Vt liu mi
C kh v t ng ha
4. Tm tt ngn gn xut [bao gm mc tiu, kt qu u ra, phng php lun/ cch tip cn v tnh

T thng
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n thng

Bng s
Bng ch
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Trong :
-
Phn vn xut xin D n FIRST ti tr theo t l % l: ___% tng ng bng tin:
Phn vn gp ca doanh nghip tham gia:

a) Bng tin ng gp theo t l % l: ___% tng ng bng tin:
b) V/hoc bng hin vt:

1. Mc tiu v kt qu u ra ca d n xut l g? [Nhng kt qu s t c khi d n kt thc/cc n
phm, quyn s hu tr tu, cc doanh nghip kinh doanh mo him, v.v ti a 300 k t (khong 75 t)]
2. L do xut d n l g? (Ch ra tnh cn thit ca d n; xc nh cc i tng th hng ca d n,

ch ra cc ng gp vo s pht trin khoa hc, cng ngh v i mi sng to Vit Nam)
4. D n mang tnh i mi sng to nh th no v mt cng ngh v tnh cnh tranh ca sn phm? (Ch ra
tnh mi m, s khc bit v cng ngh bao gm tnh u vit trong thit k, li th so snh vi cc sn phm
cnh tranh v tc ng lan ta ca cng ngh)
5. M t nng lc ca n v cho hot ng Nghin cu & Pht trin (R&D) ca doanh nghip
6. M t v tnh trng cnh tranh trn th trng hin ti, gm quy m th trng, tim nng v cc rng buc
v mt php l
7. Tnh hnh ti chnh ca doanh nghip nh th no? (Hy cung cp thng tin v tnh trng ti chnh v
ngun lc ng gp cam kt ca n v, v d bo v li nhun. Chi tit s c cung cp trong Mc E
Thng tin v Doanh nghip tham gia np xut)
8. Trnh by v nng lc sn xut, tnh sn c ca cc nguyn vt liu v ph kin, v nng lc b sung sn

phm ca doanh nghip
9. Hy cung cp thng tin v kinh nghim v nng lc qun l ca doanh nghip (v d kinh nghim ca cp
qun l trong ngnh ngh tng t, nng lc qun l, trnh hc vn v kinh nghim ca qun l)
10. D n xut ca doanh nghip s ng gp cho s pht trin ca khoa hc, cng ngh v i mi sng
to Vit Nam nh th no? (Lm gim chi ph tip thu cng ngh ca cc doanh nghip khc trong ngnh,
nng cao v th trong chui gi tr)
11. D n c tun th cc tiu chun an ton v mi trng v x hi khng? (Trnh by ngn gn s tun
12. Doanh nghip c cho php D n FIRST cng b thng tin (ngoi tr thng tin v ti chnh) v h s
xut ny khng?
C
Khng
13. Cc thng tin lin quan khc, nu c
MC C
K HOCH THC HIN XUT TI TR
Lu : Trc khi in form, cn c k Mu h s hng dn lp xut ti tr cho doanh nghip mi v khoa hc, cng ngh v i
mi sng to.
M t hot ng
Ngy bt u
Ngy kt thc
i tng th hng
Kt qu u ra
MC D
"Khon ti tr cho cc Doanh nghip mi v Khoa hc, Cng ngh v i mi sng to"
Chnh sch
an ton
mi
trng
Hy nh du vo ph hp
nh gi
mi trng

th no?
Khng C
Mi trng
sinh thi t
nhin

Khng C

tc ng c hi tim tng.
Cung cp thm
tr li ca bn
y, nu thch
hp
Qun l su
bnh, cn
trng

trng khng?
Khng C

hin thi hay khng?
Khng

Khng

Khng

Khng C

Khng C
S an ton
cho cc p
nc

Khng C
Di sn vn
ha

Khng C
Cc xut
trong vng

quc t hay khng?
Khng C
Rng
ng thy
quc t.
Ti nh c
khng t
nguyn.

Khng C

khng c kch hot
Dn tc
thiu s

khng?
Khng C
MC E
THNG TIN V DOANH NGHIP/T CHC TRONG NC XUT

Lu :
- Trc khi in form, cn c k Mu h s hng dn lp xut ti tr cho cc doanh nghip mi v khoa
hc, cng ngh v i mi sng to.
I. Thng tin chung
1. Loi hnh n v
Doanh nghip T nhn
Cng ty C phn
Doanh nghip Khoa hc cng ngh
5. a ch lin lc
6. Ngy c cp giy php kinh doanh/giy php/quyt nh thnh lp
II. Nng lc Ti chnh (cung cp cc thng tin nu c v nng lc ti chnh v kt qu hot ng

kinh doanh trong 3 nm gn y nu c)
TT
1
2
3
4
5
Ni dung s liu
Tng ti sn
Tng n phi tr
Doanh thu
Li nhun trc thu
Li nhun sau thu
20..
20..
20..
MC F

Bn np xut s chun b bng d ton kinh ph khng u thu theo mu di y cho cc hot ng bao gm: i) t chc cc hi ngh, hi tho,
s kin trong nc, ii) chi ph cho chuyn gia trong nc ra nc ngoi, iii) cc khon chi ph hp l khc lin quan
STT
T chc hi ngh, hi tho, s kin trong nc [ghi r tn

ca hi ngh, hi tho, s kin d kin t chc trong nc,
(nu c)]1
Thu hi trng
Phng ngh
Chi ph i li
Gii kht gia gi
Vn phng phm
In n, photo ti liu
Chi khc
Tng
1
n v tnh
S lng
n gi
S ngy
Thnh tin
Ghi ch

Tin bo him
Tin phng ngh
Ph lm visa, h chiu
Chi ph d phng
Chi khc
Tng
vn phng phm...]3
Tng
Ghi ch:
thit v hp l.

3
2
MC G
Bng 1: Dch v t vn
STT
Thu dch v t vn
Tn hot ng/ni dung cn thu t vn
c nhn [cung cp cc dch v t vn
tr]
Tn hot ng/ni dung cn thu cng

ty t vn [cung cp cc dch v t vn
tr]
Mua bn quyn s hu tr tu bao gm

giy php
Chi ph khc
Thu
Thnh tin
Bng 2: Mua sm hng ha v dch v phi t vn
STT

nghin cu
Tn thit b d kin mua sm phc

v nghin cu
Cc dch v lin quan
Sa cha ci to nh
Tnh nng, thng s

k thut
Xut x
Tng kinh ph xin ti tr (gm kinh ph tng hp t Mc F v Mc G):
n v
S lng
n gi
Thnh tin
Ghi ch
MC H
K HOCH U THU CA XUT
(S c hon thnh sau khi c kt qu ph duyt la chn)
"Khon ti tr cho cc Doanh nghip mi v Khoa hc, Cng ngh v i mi sng to "
Cn c theo bng d ton phn kinh ph u thu v khng u thu c lp theo mu F v G, Bn np xut s chun b mt k hoch u thu cho
xut theo mu sau y:
STT
M t
Dch v t vn
Gi thu 1
Gi thu n
II
Hng ha
Gi thu 1
Gi thu n
III
Sa cha ci to nh
(cc hot ng xy
dng)
Gi thu 1
Gi thu n
D ton bao
gm c VAT
(USD)
Gi thu
s
Ngun
vn
Phng
php la
chn
(QCBS,
LCS,
CQS,"mua
sm" v.v)
Loi
hp
ng
nh
gi ca
WB
(Trc
hoc
sau)
Bt u
u thu
Kt thc
u thu
v k
hp ng
Thi
hn hp
ng
(thng)
Ghi ch
MC I
THA THUN TI TR
_____, ngy _____ thng_____ nm_____
Tha thun ti tr s: ------ /FIRST/NE/GRANT
Thuc d n: FIRST (Khon tn dng s 5257-VN)
- Cn c Ni dung Hip nh ti tr k ngy 25/7/2013 (Khon tn dng s 5257-VN) gia
Chnh ph Vit Nam vi Hip hi Pht trin Quc t (sau y gi tt l Hip Hi) v vic ti
tr cho D n "y mnh i mi sng to thng qua nghin cu Khoa hc v Cng ngh;
- Cn c vo quyt nh s [Ghi s quyt nh v ngy quyt nh] ca B Khoa hc v Cng
ngh ph duyt [Ghi tn n v Np xut c la chn] thc hin xut;
- Cn c theo Ni dung quy nh chi tit trong cun S tay Hng dn Thc hin D n (sau
y gi tt l PIM);
i din l ng/b:
Chc v:
a ch:
in thoi:
Fax:
E-mail:
Ti khon:
M s thu:

i din l ng/b:
Chc v:
a ch:
in thoi:
Fax:
E-mail:
Ti khon:
M s thu:
Trn c s tha thun thng nht gia Ban QLDA FIRST vi n v th hng [Ghi tn n v np
xut c la chn], cc bn lin quan thng nht cc ni dung chi tit Tha thun Ti tr cho xut
[ghi tn xut c la chn ti tr] nh sau:
iu 1. Ni dung xut ti tr
Ban QLDA FIRST ng ti tr cho Bn th hng thc hin xut [ghi tn xut ca
Bn th hng]. Ni dung xut [ghi tn xut ca Bn Th hng] ca Bn th hng c coi
l Ph lc 1 nh km tha thun ny.
Tng s tin ti tr:
xut ti tr (ni dung chi tit xut ti tr xem Ph lc s 1 nh km Tha thun ny) v tun
th cc ni dung quy nh trong Hip nh ti tr k ngy 25/7/2013 (Khon tn dng s 5257-VN) gia
Chnh ph Vit Nam vi Hip hi Pht trin Quc t, v Hng dn Chng Tham nhng ngha l
Hng dn v Phng nga v u tranh chng Gian ln v Tham nhng trong cc D n c ti tr
bi cc Khon vay IBRD v cc Khon tn dng v Ti tr IDA, ngy 15 thng 10 nm 2006 v sa
i thng 01 nm 2011.
ng thi bn Th hng m bo thc hin xut ti tr tun th cc ni dung v quy nh
hng dn trong cun S tay hng dn thc hin D n ca D n FIRST c B Khoa hc v
Cng ngh ph duyt ngy [ghi s quyt nh v ngy ph duyt ca B KH&CN] bao gm c vic tun
th cc quy nh v an ton ti Khung an ton mi trng v x hi ca D n c B KH&CN
ph duyt ngy 01/04/2013 ti quyt nh s 683/Q-BKHCN.
Mi t chc v c nhn lin quan ng tn trong xut ti tr c trch nhim thc hin y
cc nhim v v cng vic c phn cng v quy nh trong xut ti tr.
Bn th hng c trch nhim ch nh v duy tr vic (i) b nhim (v o to) cn b qun l
ti chnh t yu cu (ii) p dng thc hin S tay Hng dn Thc hin D n (iii) C h thng k
ton t yu cu (bao gm c vic s dng phn mm k ton ca D n FIRST).
Bn ti tr s ti tr cho Bn Th hng thc hin xut ti tr vi s tin l: [ghi tng s
tin ti tr]
Bn th hng s duy tr y chng t v s sch phn nh cc hot ng, cc ngun lc
v chi tiu pht sinh hp l trong qu trnh thc hin xut trn c s ph hp vi cc quy trnh k
ton.
Quy trnh gii ngn ca khon ti tr s c thc hin trn c s trnh t v t l tng ng
theo k hoch thc hin trnh by trong xut c ph duyt.
Bn th hng phi lp cc bo co ti chnh np ln Bn ti tr cho mi k bo co theo nh
quy nh trong PIM (Chng hng dn qun l ti chnh).
Theo yu cu ca Bn ti tr hoc Hip Hi, Bn th hng s hp tc v cho php kim ton
c lp ca D n FIRST tin hnh kim ton cc chng t v s sch ph hp vi cc nguyn tc kim
ton thch hp c thng nht p dng.
Mc 3. Mua sm u thu
Cng tc mua sm u thu tun th cc quy nh ca Ngn hng Th gii trong Ti liu
Hng dn ca Ngn hng Th gii v: u thu Mua sm Hng ha, Cng trnh v Dch v phi t
vn trong cc Khon vay ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc Bn vay
vn Ngn hng Th gii ban hnh thng 1/2011 (Hng dn u thu) v Hng dn: Tuyn chn
v thu t vn trong cc Khon vay ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc
Bn vay vn Ngn hng Th gii ban hnh thng 1/2011 (Hng dn thu t vn) v tun th cc ni
dung hng dn v u thu trong PIM.
n v th hng s: (i) thit lp v/hoc duy tr cc chnh sch v th tc m s cho php Bn
Ti tr v/hoc Hip hi thc hin cc hot ng gim st v theo di i vi vic thc hin xut
ti tr; (ii) chun b v cung cp cho Bn Ti tr v/hoc Hip hi, tt c cc thng tin m Bn Ti tr,
v/hoc Hip hi c th s yu cu mt cch hp l c lin quan n xut; v (iii) ng vic thanh
tra thc t hoc trn s sch ngu nhin v/hoc t xut bi Bn Ti tr v/hoc Hip hi.
Bn cnh , Bn th hng s phi np mt bo co gia k v bo co kt thc v tin
trin khai thc hin ca xut c ph duyt, v BQLDA s c t nht 1 chuyn nh gi thc t
ti n v th hng trong qu trnh trin khai thc hin. Bo co tin d n s bao gm phn ni
dung v ti chnh np ln Bn ti tr.
Mc 1. Bn Ti tr c quyn nh ch hoc chm dt quyn ca n v th hng trong vic
s dng cc khon tin ti tr cho xut nu Bn th hng khng thc hin c cc ngha v ca
mnh theo nh quy nh trong Tha thun ti tr cho Doanh nghip mi v Khoa hc, Cng ngh v
i mi sng to.
Mc 2. Trng hp nu quyn rt vn t ti khon ch nh ca Vit Nam theo Hip nh ti
tr b tm hon hay chm dt v bt k l do g th tha thun ti tr cho xut ca Bn th hng
cng s ng thi c hiu lc b tm hon trong cng khong thi gian hoc chm dt tng ng.
Trong qu trnh thc hin tha thun ti tr, cc ni dung lin quan n xut nu cn phi
b sung v iu chnh th s c 2 bn trao i thng nht bng vn bn v c c 2 bn cng thng
nht k. Ti liu c k s c coi l ph lc b sung nh km Tha thun ti tr.
iu 5. Cc quy nh khc
Mc 1: Lut p dng
Lut p dng cho tha thun ti tr ny p dng theo Lut Vit Nam, trn c s tun th Hip
nh ti tr k vi Hip Hi.
Trong qu trnh thc hin Tha thun ti tr, bt k tranh chp no pht sinh nu c s c
cc bn lin quan cng nhau thng lng v thng nht gii quyt. Trng hp tranh chp khng th
thng nht gii quyt th s c a ra phn x theo cc quy nh ca Lut Vit Nam.
Tha thun Ti tr ny c hiu lc k t ngy 2 bn thng nht k v c lp thnh [ghi s bn] v
c gi tr php l nh nhau. Bn ti tr gi [ghi s bn] v bn Th hng gi [ghi s bn].

thm quyn hp l]
Ph lc 5-5: Mu n ng k Khon Ti tr cho Nhm Hp tc Nghin

cu v Khoa hc, Cng ngh v i mi sng to - Giai on 1
B KHOA HC V CNG NGH
BAN QUN L D N Y MNH I MI SNG TO THNG QUA
NGHIN CU KHOA HC V CNG NGH
------------------------------------
MU N NG K
Ti tr cho nhm hp tc nghin cu v
Khoa hc, Cng ngh v i mi sng to-giai on 1
D n y mnh i mi Sng to Thng qua Nghin cu Khoa hc v Cng ngh

N NG K XUT TI TR
Cho nhm hp tc nghin cu v Khoa hc, Cng ngh v i mi sng to - Giai on 1
Knh gi: Ban Qun l D n FIRST

Cc n v t chc tham gia np n ng k xin "Ti tr cho Nhm hp tc nghin cu v
Khoa hc, Cng ngh v i mi sng to - Giai on 1 (y l khon ti tr ca d n ginh cho
vic xem xt v kh nng hp tc v nghin cu kh thi thnh lp nhm hp tc nghin cu gia cc
doanh nghip vi cc vin nghin cu, cc trng i hc tham gia np xut xin ti tr cho Nhm
hp tc nghin cu - Giai on 2 ca D n FIRST) phi cung cp thng tin theo cc hng dn trong
n ng k di y:
I. Thng tin v n v ng k xin ti tr
Thng tin hng dn: Khon ti tr cho nhm hp tc nghin cu v v khoa hc, cng ngh v i
mi sng to - Giai on 1 ca D n FIRST ch ti tr cho Doanh nghip t nhn hoc Vin nghin
cu hoc Trng i hc c coi l hp l ng k xut xin ti tr. n v ng k tham gia cung
cp cc thng tin theo hng dn di y:
1. Tn n v ng k:
2. Loi hnh n v
Doanh nghip T nhn
Vin nghin cu/Trng i hc
5. a ch lin lc (bao gm c s in thoi, e-mail lin lc)
7. Lnh vc v chc nng hot ng chnh
II. Ni dung ng k xut xin ti tr thnh lp nhm hp tc
Thng tin hng dn: Trong phn ny bn ng k phi cung cp cc thng tin lin quan n kh
nng hp tc v thnh lp nhm hp tc nghin cu v khoa hc cng ngh v i mi sng to - Giai
on 2 theo cc ni dung hng dn di y:
1. Ni dung v lnh vc tham gia ca Nhm hp tc nghin cu
Cng ngh thng tin v truyn thng.
Cng ngh sinh hc v nng nghip.
Vt liu mi
C kh v t ng ha.
2. D kin cc thnh vin lin quan c kh nng tham gia nhm hp tc nghin cu xut xin
ti tr giai on 2 (nu c xc nh)
Thng tin hng dn: tham gia np xut ti tr giai on 2, Nhm lin kt phi c t nht l 5
thnh vin tham gia trong c t nht 2 thnh vin l cc doanh nghip t nhn (cng ty TNHH hoc
cng ty c phn ng k hot ng theo cc quy nh ca Lut Vit nam) v 1 thnh vin l vin nghin
cu hoc trng i hc. Cc thnh vin cn li c th l: cc doanh nghip ca Vit nam, v/hoc
cc cng ty lin doanh, v hoc cc qu u t, v hoc cc t chc nghin cu, v hoc cc trng
i hc. Cc thnh vin trong Nhm lin kt phi c ra c l i tc chnh chu trch nhim v
qun l ti chnh v u thu ca khon ti tr cho giai on 2 nu c trao ti tr.
Bn ng k phi cung cp tn tng doanh nghip v t chc tham gia (nu xc nh c)
1) Tn thnh vin 1:
2) Tn thnh vin 2:
3) Tn thnh vin 3:
4) Tn thnh vin 4:
5) Tn thnh vin 5:
3. Tm tt ngn gn v ni dung tng xut tham gia giai on 2 ca Nhm hp tc nghin
cu v i mi - Giai on 2 [(d kin khng qu 1500 k t (khong 375 t)].
4. Thi gian thc hin (khng qu 6 thng).

T thng
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n thng
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Thng tin hng dn: D n FIRST s ti tr s tin khng qu 50.000 USD h thc hin giai
on 1. S tin ny s khng c chuyn trc tip cho Bn th hng m s c D n qun l v
chi tr trc tip cho cc hot ng trin khai lin quan.
Bng s
Bng ch
Cc hot ng xut d n FIRST h tr t khon kinh ph nu trn:

T chc hi ngh hi tho
T chc cc cuc hp cho cc bn lin quan (bao gm c chi ph i li)
Thu T vn kho st phn tch th trng
Thu T vn lp nghin cu kh thi cho nhm Hp tc
6. Cam kt thc hin.

Thng tin hng dn: Bn np xut cam kt nu n ng k xut c d n chp nhn v
ng ti tr, Bn th hng cam kt trin khai cc hot ng lin quan theo nh ni dung ng k
nu trn v tun th theo cc quy nh trong ni dung hp ng ti tr.
Tn t chc doanh nghip ng k

- Ghi tn, chc danh, k tn v ng du
bi ngi c thm quyn hp l
MU HP NG TI TR
Nhm hp tc nghin cu v Khoa hc,
Cng ngh v i mi sng to - Giai on 1
_____, ngy _____ thng_____ nm_____
Hp ng ti tr s: ------ /FIRST/CONSORTIUM-I/GRANT
Thuc d n: FIRST (Khon tn dng s 5257-VN)
Cn c Ni dung Hip nh ti tr k ngy 25/7/2013 (Khon tn dng s 5257-VN) gia Chnh
ph Vit Nam vi Hip hi Pht trin Quc t (sau y gi tt l Hip hi) v vic ti tr cho
D n "y mnh i mi Sng to Thng qua Nghin cu, Khoa hc v Cng ngh;
Cn c vo quyt nh s [Ghi s quyt nh v ngy quyt nh] ca B Khoa hc v Cng
ngh ph duyt [Ghi tn n v np xut c la chn] thc hin xut;
Cn c theo Ni dung quy nh chi tit trong cun S tay Hng dn Thc hin D n (sau
y gi tt l PIM);
i din l ng/b:
______
Chc v:
a ch:
in thoi:
Fax:
E-mail:
_______
Ti khon:
M s thu:

i din l ng/b:
______
Chc v:
a ch:
in thoi:
Fax:
E-mail:
Ti khon:
M s thu:
______
Trn c s tha thun thng nht gia Ban QLDA FIRST vi n v th hng [Ghi tn n v np
xut c la chn], cc bn lin quan thng nht cc ni dung chi tit Tha thun Ti tr cho xut
[ghi tn xut c la chn ti tr] nh sau:
Ban QLDA FIRST ng ti tr cho Bn Th hng thc hin xut Nhm hp tc
nghin cu v Khoa hc, Cng ngh v i mi sng to - Giai on 1.
Tng s tin ti tr:
iu 2. Trch nhim thc hin xut ti tr ca Bn th hng
Bn th hng c trch nhim trin khai thc hin xut ti tr theo ng cc ni dung hot
ng trong n ng k ti tr v tun th cc ni dung quy nh trong Hip nh ti tr k ngy
25/7/2013 (Khon tn dng s 5257-VN) gia Chnh ph Vit Nam vi Hip hi Pht trin Quc t, v
Hng dn Chng Tham nhng ngha l Hng dn v Phng nga v u tranh chng Gian ln
v Tham nhng trong cc D n c ti tr bi cc Khon vay IBRD v cc Khon tn dng v Ti
tr IDA, ngy 15 thng 10 nm 2006 v sa i thng 01 nm 2011.
Bn ti tr s ti tr cho Bn Th hng thc hin xut ti tr vi s tin l: [ghi tng s
tin ti tr].
S tin ny s khng c d n chuyn trc tip cho Bn th hng m s c D n qun
l v chi tr trc tip cho cc hot ng trin khai lin quan nh nu trong n ng k xin ti tr.
Bo co tnh hnh thc hin xut: Bn th hng c trch nhim theo di, nh gi v lp
Bo co hng qu tnh hnh thc hin xut v cho D n FIRST chm nht khng qu 15 ngy k
t ngy kt thc Qu. Trng hp xut ti tr c thi gian thc hin kt thc trc thi hn lp bo
co Qu th trong vng 15 ngy k t ngy kt thc thc hin xut, Bn th hng phi c trch
nhim lp bo co kt thc xut ti tr gi cho Bn Ti tr.
Mc 1. Bn Ti tr c quyn nh ch hoc chm dt quyn ca Bn th hng trong vic s
dng cc khon tin ti tr cho xut nu Bn th hng khng thc hin c cc ngha v ca
mnh theo nh quy nh ca Tha thun ti tr.
Mc 2. Trng hp nu quyn rt vn t ti khon ch nh ca Vit Nam theo Hip nh ti
tr b tm hon hay chm dt v bt k l do g th tha thun ti tr cho xut ca Bn Th hng
cng s ng thi c hiu lc b tm hon trong cng khong thi gian hoc chm dt tng ng.

Trong qu trnh thc hin tha thun ti tr, cc ni dung lin quan n xut nu cn phi
b sung v iu chnh th s c 2 bn trao i thng nht bng vn bn v c c 2 bn cng thng
nht k. Ti liu c k s c coi l ph lc b sung nh km Tha thun ti tr.
iu 5. Cc quy nh khc
Mc 1: Lut p dng
Trong qu trnh thc hin Tha thun ti tr, bt k tranh chp no pht sinh nu c s c
cc bn lin quan cng nhau thng lng v thng nht gii quyt. Trng hp tranh chp khng th
thng nht gii quyt th s c a ra phn x theo cc quy nh ca Lut Vit Nam.
Tha thun Ti tr ny c hiu lc k t ngy 2 bn thng nht k v c lp thnh [ghi s
bn] v c gi tr php l nh nhau. Bn ti tr gi [ghi s bn] v bn Th hng gi [ghi s bn].
[Ghi tn, chc danh, k tn v ng du bi ngi c thm

quyn hp l cho cc t chc/doanh nghip tham gia]
Ph lc 5-6: Mu H s Hng dn Lp xut Ti tr cho Nhm

Hp tc Nghin cu v Khoa hc, Cng ngh v i mi sng to Giai
on 2
B KHOA HC V CNG NGH
NGHIN CU KHOA HC V CNG NGH"
------------------------------------
Ti tr cho nhm hp tc nghin cu v
Khoa hc, Cng ngh v i mi sng to - Giai on 2

Mu H S Hng Dn
Lp xut ti tr cho Nhm hp tc nghin cu
v Khoa hc, Cng ngh v i mi sng to - Giai on 2
Cc t chc v c nhn tham gia lp xut nhn "Ti tr cho Nhm hp tc nghin cu v Khoa hc,
Cng ngh v i mi sng to - Giai on 2 ca D n FIRST phi tun th cc thng tin quy nh
v hng dn lp xut c trnh by cc phn di y.
Phn 1. Ni dung v quy nh khon ti tr cho Nhm hp tc nghin cu v

Khoa hc, Cng ngh v i mi sng to-giai on 2- D n FIRST
1. Thng tin chung
D n y mnh i mi sng to thng qua nghin cu khoa hc v cng ngh (FIRST) l D n
do Ngn hng Th gii ti tr cho chnh ph Vit nam thng qua Hip nh ti tr k ngy 25/07/2103
(khon tn dng s 5257-VN).
Chnh ph Vit Nam giao cho B Khoa hc v Cng ngh l t chc tip nhn v ch o trin khai
vic thc hin D n vi cc mc tiu c th sau: h tr pht trin KH&CN, thc y i mi sng to
cng ngh thng qua (i) xy dng v th im trin khai mt s chnh sch mi gp phn hon thin
khung kh chnh sch quc gia khuyn khch pht trin KH&CN; (ii) nng cao nng lc ca cc t chc
KH&CN theo hng ch ng gn kt cht ch vi nhu cu ca th trng v cc doanh nghip; (iii)
y mnh i mi sng to cng ngh trong cc doanh nghip, thc y s hnh thnh v pht trin ca
cc doanh nghip KH&CN.
Khon kinh ph pha WB ti tr cho D n l 100 triu USD s c trin khai thc hin bt u t
ngy 22 thng 10 nm 2013 n ht thng 6 nm 2019. B KH&CN thnh lp Ban Qun l D n
FIRST l n v trc tip iu hnh D n.
2. Ni dung v quy nh khon ti tr cho Nhm hp tc nghin cu v Khoa hc, Cng ngh
v i mi sng to - giai on 2 ca D n FIRST
Khon ti tr cho Nhm hp tc nghin cu v Khoa hc, Cng ngh v i mi sng to thuc Tiu
hp phn 2.b (ii) ca d n FIRST c ni dung h tr cc doanh nghip lin kt vi cc t chc nghin
cu hp tc v trin khai thc hin cc d n kinh doanh kh thi da trn cc kt qu nghin cu v
KH&CN, tng sng to. Thng qua khon ti tr, D n s khuyn khch s tham gia v gn kt cc
doanh nghip vi cc t chc nghin cu thc hin c ch hp tc nghin cu, pht trin cc tng
u t nghin cu KH&CN hng n th trng.
2.1.
Khon ti tr cho Nhm hp tc nghin cu v Khoa hc, Cng ngh v i mi sng to - Giai on
2 ca D n FIRST s ti tr cho Nhm hp tc nghin cu i mi p ng cc yu cu sau:
i)
Nhm lin kt phi c t nht l 5 thnh vin trong c t nht 2 thnh vin l cc
doanh nghip t nhn (cng ty TNHH hoc cng ty c phn ng k hot ng vi cc
cp c thm quyn) v 1 thnh vin l vin nghin cu hoc trng i hc.
Cc thnh vin cn li c th l: cc doanh nghip, v/hoc cng ty lin doanh, v/hoc
cc qu u t, v hoc cc t chc nghin cu, v/hoc cc trng i hc.
ii)
Cc thnh vin trong Nhm lin kt phi c ra c thnh vin ng u (trng

i hc/doanh nghip/vin nghin cu) chu trch nhim v qun l ti chnh v u
thu v cam kt thc hin: (i) b nhim (v o to) cn b qun l ti chnh t yu
cu (ii) p dng thc hin S tay Hng dn Thc hin D n (iii) C h thng k ton
t yu cu (bao gm c vic khuyn khch s dng phn mm k ton ca D n
FIRST).
iii)
Thnh vin ng u phi l t chc pha Vit Nam.
Cc t chc/c nhn hp l ni trn c th tham gia xut cho mt hoc nhiu xut vi cc ni
dung khc nhau.
2.2.
D n s ti tr cho cc xut thuc cc lnh vc sau:

(a) Cng ngh thng tin v truyn thng
(b) Cng ngh sinh hc v nng nghip
(c) Vt liu mi
(d) C kh v t ng ha
(e) Hng ha v dch v cng ch
xut ca cc nhm hp tc nghin cu i mi v khoa hc, cng ngh v i mi sng to xin ti
tr ca D n FIRST phi thuc ni dung sau:
-
xut thit k v th nghim cc sn phm, quy trnh v cng ngh i mi sng to
V/hoc pht trin cc sn phm, quy trnh v cng ngh i mi sng to
V/hoc thc hin tng kinh doanh, thit k v thc hin cc kha chuyn giao kin thc
trn c s li th v kinh nghim kt hp gia cc thnh vin.
2.3.
Thi gian thc hin
Thi gian thc hin xut khng qu 36 thng k t ngy tha thun ti tr cho xut c D n
FIRST k vi ngi th hng v m bo nguyn tc kt thc trc ngy ng D n l 30/6/2019.
2.4.
Mc trn kinh ph ti tr
D n FIRST s ti tr khng vt qu 50% khon kinh ph thc hin xut tng ng vi s tin
ti a khng qu 3.000.000 USD cho nhm lin kt c ti a 10 thnh vin hoc s tin ti tr ti a
khng qu 300.000 USD tnh theo tng thnh vin.
S tin ti tr khng c coi nh l trao ti tr cho bt k thnh vin ring l no trong Nhm hp tc
m c coi l khon ti tr cho ton b Nhm hp tc.
Phn kinh ph i ng cn li s do n v tham gia trc tip ng gp di hnh thc tin mt hoc
hin vt.
Khon kinh ph ti tr s chi cho cc hot ng nh: Dch v t vn, dch v phi t vn, hng ha, my
mc dng c nghin cu, mua quyn s hu tr tu bao gm giy php, hi ngh hi tho, kinh ph o
to, kinh ph sa cha/ci to nh cc ta nh hin c v cc chi ph gia tng hp l khc (D n khng
ti tr cho cc hot ng lin quan n xy dng cc cng trnh dn dng, thu hi t).
Khi thc hin d n, phn kinh ph D n ti tr s c chuyn cho n v th hng s tin ti tr
theo t l cam kt tng ng sau khi n v th hng chng minh thc hin chi tiu t ngun ti
chnh ng gp ca mnh. Trong mc ti tr hp l ca d n v theo yu cu ca bn th hng,
BQLDA c th thanh ton trc tip cho bn th ba cung cp hng ha hoc dch v s tin tng ng
vi t l phn trm do FIRST ti tr v trong mc kinh ph hp l theo quy nh ca d n.

Khi lp xut ti tr, cc n v phi m bo rng xut phi ph hp vi cc quy nh ca D n
trong Phn 1 ni trn. ng thi xut ti tr phi cung cp y cc thng tin v ti liu theo cc
ni dung hng dn sau y:
1. n tham gia np xut ti tr

Cc bn lin quan tham gia lp xut phi hon thnh mu n tham gia np xut: "Ti tr cho
Nhm hp tc nghin cu v Khoa hc, Cng ngh v i mi sng to - Giai on 2" - D n FIRST
theo mu form mc A nh km H s hng dn.
2. Thuyt minh ni dung xut xin ti tr

Ni dung thuyt minh xut ti tr cho nhm hp tc nghin cu v Khoa hc, Cng ngh v i
mi sng to - Giai on 2 phi cung cp thng tin theo cc ni dung sau:
2.1.
Tn xut ti tr
Lnh vc xut
Tng kinh ph xin ti tr trong nu r phn kinh ph xut D n ti tr v phn kinh ph

ng gp ca n v tham gia di hnh thc tin mt/hin vt.
Tn t chc, c nhn tham gia nhm hp tc (bao gm tn n v c ch nh chu trch

nhim qun l ti chnh u thu)
2.2.
Ni dung chi tit xut
Mc tiu
Cc hot ng chnh
Nng lc Nghin cu & Pht trin (R&D)
Tnh cnh tranh trn th trng ca sn phm/quy trnh/cng ngh
Mc tiu ca Nhm Hp tc
Nng lc ca thnh vin ng u
Cc quy nh cho thnh vin
Tnh r rng
Tnh minh bch
Thng tin v an ton mi trng v x hi
ng thi, bn np xut phi hon thnh Mc C K hoch trin khai thc hin xut m t cc
hot ng chi tit v nhn lc thc hin.
i vi thng tin v an ton mi trng x hi, Bn np xut phi m bo tun th cc quy nh
trong Khung an ton mi trng v x hi ca D n v cung cp y cc cc thng tin v an
ton theo biu mu trong Mc D nh km.
3. Thng tin h tr
Bn np xut phi cung cp cc thng tin lin quan n cc t chc v c nhn tham gia np v thc
hin xut theo mu form nh km H s nh sau:
-
Cung cp thng tin theo form mu Mc F Thng tin v cc doanh nghip/t chc nghin cu
ca nhm hp tc tham gia np xut.
Cung cp thng tin theo form mu Mc G Tha thun hp tc gia cc t chc v c nhn
tham gia Nhm hp tc np xut. Bn tham gia phi nu r trch nhim ca tng t chc,
doanh nghip/c nhn tham gia thc hin xut, n v c ch nh lm i din qun l
ti chnh u thu cho khon ti tr, cung cp thng tin v bn quyn v s hu tr tu.
CV ca cc c nhn/chuyn gia tham gia thc hin xut theo form mu Mc H Form CV
nh km (cn nu r kinh nghim thc hin cc cng vic tng t trong xut, cc kt qu,
thnh tu, cc gii thng nu c t c trong cng tc nghin cu khoa hc)
4. Thng tin v bn quyn

Cc bn tham gia np xut xin ti tr phi m bo rng:
i)
Ni dung cc hot ng nghin cu v trin khai trong xut ti tr khng vi phm bn quyn
v s hu tr tu (bn quyn tc gi, bn quyn v thng hiu, pht minh sng ch, gii php
hu ch, kiu dng cng nghip...). Trng hp c khiu kin pht sinh t bn th ba th cc t
chc v c nhn lin quan tham gia np xut thc hin phi chu trch nhim trc php
lut.
i)
Cc bn tham gia np xut phi nu r trong Tha thun Hp tc tham gia np xut
(Mc G) v ni dung tha thun thng nht quyn s hu, phn chia, khai thc v tip nhn cc
kt qu c c (nu c) c hnh thnh t xut ti tr c thc hin (bao gm bn quyn
v s hu tr tu, bn quyn tc gi, bn quyn v thng hiu, pht minh sng ch, gii php
hu ch, kiu dng cng nghip..)
5. Thng tin chi tit Khon kinh ph xin ti tr

Khon kinh ph ti tr s chi cho cc hot ng nh: Dch v t vn, dch v phi t vn, hng ha, my
mc dng c nghin cu, quyn s hu tr tu, giy php, hi ngh hi tho, kinh ph o to, kinh ph
sa cha/ci to nh cng trnh hin c v cc chi ph gia tng hp l khc (D n khng ti tr cho cc
hot ng lin quan n xy dng mi, thu hi t).
n v tham gia np xut ti tr cn c theo ni dung tnh cht cng vic, k hoch trin khai tin
hnh lp xut kinh ph cho khon ti tr trn nguyn tc tun th cc hng dn sau y:
5.1. Kinh ph khng u thu (Mc I)
i.
Chi ph t chc cc hi ngh hi tho s kin trong nc (theo cc quy nh ca B Ti chnh)
ii.
Chi ph cho chuyn gia trong nc ra nc ngoi (theo cc quy nh ca B Ti chnh)
iii.
Cc khon chi ph hp l khc lin quan (ph t, in n ti liu, thu phng tin, chi ph i li
trong nc, cng tc ph, vn phng phm) theo cc quy nh ca B Ti chnh.
Lu :
D n s khng ti tr cho tin lng v th lao tr cho cn b/chuyn gia ang cng tc/lm vic
ti cc T chc lin quan tham gia trc tip np H s xut.
5.2. Kinh ph u thu (Mc J)

L d ton kinh ph chi cho cc hot ng thu t vn, mua sm hng ha/trang thit b, mua bn
quyn, giy php, sa cha ci to nh phc v cng tc trin khai thc hin xut.
6. K hoch u thu
Cn c theo mc d ton xut xin ti tr nu mc 5.2 ni trn, nhng n v c thng bo c
D n FIRST la chn trao ti tr phi lp xut cho K hoch u thu (Mc K).
K hoch u thu lp cho xut ti tr phi ph hp vi quy nh ca Ngn hng Th gii trong
Ti liu Hng dn ca Ngn hng Th gii v: u thu Mua sm Hng ha, Cng trnh v Dch v
phi t vn trong cc Khon vay ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc bn
vay vn Ngn hng Th gii ban hnh thng 1/2011 (Hng dn u thu) v Hng dn: Tuyn
chn v thu t vn trong cc Khon vay ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho
cc bn vay vn Ngn hng Th gii ban hnh thng 1/2011 (Hng dn thu t vn) v cc hng
dn quy nh trong PIM.
7. Ngn ng lp H s xut
8. Hnh thc np h xut ti tr

Cc ng c vin s phi hon thnh cc mu form trong b h s xut qua hnh thc trc tuyn trn
website ca d n: www.first-most.vn trong khong thi gian t ngy __________ n ________; ng
thi phi np mt b h s xut y bng bn cng (gm ch k gc trong form ca Mc A nh
km mu h s hng dn ny) n d n FIRST trc ngy ________ theo a ch:
Ban Qun D n y mnh i mi sng to thng qua Nghin cu Khoa v Cng ngh
(FIRST) B Khoa hc v Cng ngh.
a ch: Tng 15 Ta nh Thng Long, s 98 Ngy nh Kon Tum, Qun Thanh

Xun H ni - Vit Nam.
Tel: 04-62864961 - Fax: 04-62864956
(Trn phong b phi ghi r: xut nhm hp tc nghin cu v Khoa hc, Cng ngh v i
mi sng to - Giai on 2 - D n FIRST)
9. Chi ph lp xut ti tr
Mi chi ph lin quan n vic chun b lp h s xut s do cc bn lin quan tham gia lp
xut chu v chi tr.
10. Trao i thng tin lm r cc quy nh v hng dn Lp H s xut

Cc t chc v c nhn tham gia lp xut ti tr c th gi thng tin cho D n FIRST qua fax: Fax:
04-62864956 hay e-mail (first@most.gov.vn) c cung cp thng tin lm sng t cc hng dn
v yu cu lp xut ti tr.

1. T chuyn gia nh gi xut
B Khoa hc v Cng ngh s thnh lp T Chuyn gia thm nh nh gi c kinh nghim v cc lnh
vc lin quan (lnh vc khoa hc cng ngh, ti chnh, u thu) nh gi v la chn cc xut
Ti tr cho nhm hp tc nghin cu v Khoa hc, Cng ngh v i mi sng to - Giai on 2
c trao ti tr.
Cn c theo kin ngh ca T chuyn gia, B Khoa hc v Cng ngh xem xt ph duyt khon ti tr
cho xut c la chn.
2. Tiu ch nh gi
2.1. nh gi tnh hp l
Tt c cc xut s c kim tra v tiu ch tnh hp l c quy nh bao gm vic tun th vi
cc tiu chun v mi trng v x hi c quy nh trong Khung Qun l Mi trng v X hi.
2.2. nh gi xut k thut
Cc xut s c nh gi vi s im ti a l 120 da trn cc tiu ch nh sau:
Tiu ch
Ni dung
Tng im
Ti thiu 0 Ti a 120
Mc i mi cng ngh
Tnh sng to v tnh mi ca cc sn phm, quy

trnh v cng ngh; v hiu ng lan ta ca cng
ngh
Ti thiu 0 Ti a 10
Nng lc nghin cu
v pht trin (R&D)
t nht mt thnh vin ca nhm hp tc c nng lc

tin hnh nghin cu v pht trin
Ti thiu 0 Ti a 10
Tnh cnh tranh trn

th trng ca sn
phm/quy trnh/cng
ngh
Phn tch th trng tim nng ca sn phm/quy

trnh/cng ngh bao gm quy m, tim nng, cc
rng buc nh php lut v cc quy nh, v cc yu
t khuyn khch.
Ti thiu 0 Ti a 10
Mc tiu ca nhm hp
tc
Nhm hp tc c hnh thnh ch hng li t

khon ti tr v KH&CN v i mi sng to hay
cn c nhng hot ng khc bn ngoi d n c
xut.
Ti thiu 0 Ti a 10
i vi trng i hc: trnh ca ngun nhn lc

Nng lc ca thnh
vin ng u
i vi doanh nghip: nng lc ti chnh
Ti thiu 0 Ti a 10
i vi vin nghin cu: kinh nghim nghin cu v

pht trin
Cc quy nh cho
thnh vin
hp dn ca cc quy nh cho thnh vin v mt

chi ph v li ch cho cc thnh vin.
Ti thiu 0 Ti a 10
Tnh r rng
Tnh r rng ca xut
Ti thiu 0 Ti a 10
S lng thnh vin

trong nhm hp tc
vt qu 10 thnh vin
Nhm hp tc c trn 10 thnh vin s c li th u

tin khi tham gia xin ti tr ca D n FIRST
Ti thiu 0 Ti a 10
T l ng gp ca
nhm hp tc
xut c vn gp i ng ca nhm hp tc trn

50%
Tnh minh bch
Cho php D n FIRST cng b xut ngoi cc

ni dung chi tit v ti chnh
Ti thiu 0 Ti a 10
Khng cho php: 0
Cho php: 30
2.3. nh gi v xp hng
T chuyn gia s xem xt v nh gi cc H s xut xin ti tr theo cc tiu ch ni trn v xp
hng cc H s xut xin ti tr theo th t u tin t cao xung thp.
B KH&CN s a ra quyt nh ph duyt kt qu la chn cui cng da trn kin ngh ca T
chuyn gia v th khng phn i ca Ngn hng Th gii. Nu B KH&CN c quyt nh khc vi
th t xp hng so vi kin ngh ca T chuyn gia th s phi thng bo cho Hip hi bng vn bn v
gi km ton b h s xut xin ti tr c lin quan.
i vi cc H s xut khng c la chn, Bn tham gia np xut c th c php sa i
iu chnh v np li cc H s xut xin ti tr cho cc vng tuyn chn ti tr tip theo ca D n.
3. Trao i thng tin trong qu trnh nh gi

Trong qu trnh nh gi cc H s xut ti tr, theo yu cu ca T chuyn gia, Ban Qun l D n
FIRST s yu cu bn tham gia np xut cung cp thng tin lm sng t h s xut v Ni dung
k thut xut, khon kinh ph ti tr, k hoch u thu xut.
Phng thc trao i thng tin c th thc hin qua vn bn th t, e-mail hoc trao i trc tip vi
bn tham gia np xut ti Vn phng Ban QLDA FIRST.
4. Cng b thng tin v kt qu la chn

Trong vng 2 tun k t ngy k tha thun ti tr cho cc xut c la chn, Ban Qun l D n
FIRST s cng b thng tin v kt qu lc chn cc xut trn cng thng tin in t ca D n
FIRST: www.first-most.vn v ca B KH v CN: www.most.gov.vn
-
Danh sch cc xut tham gia (gm tn ca Bn np xut v m t tm tt xut)
Danh sch cc xut c la chn ti tr (bao gm tn xut la chn, mc kinh ph

ti tr)

Tha thun ti tr cho xut Nhm hp tc nghin cu v Khoa hc, Cng ngh v i mi sng
to-giai on 2 ca cc t chc tham gia nu c B KH&CN chp thun s c k kt trin
khai thc hin.
Cc ni dung c bn ca tha thun ti tr c a vo trong Mc L -Tha thun ti tr nh km H
s hng dn ny. Cc bn tham gia np xut cn c k v chp nhn cc iu kin v iu khon
ca Tha thun ti tr trc khi np h s xut.
Mc D: Thng tin v mi trng v an ton ca D n xut
Mc E: Thng tin v cc n v/t chc ng u
Mc F: Thng tin v cc n v/t chc tham gia np xut
Mc G: Tha thun hp tc gia cc t chc v c nhn tham gia np xut
Mc H: CV ca cc chuyn gia tham gia xut
Mc I: Bng d ton kinh ph khng u thu
Mc J: Bng d ton kinh ph u thu
Mc K: K hoch u thu
Mc L: Tha thun ti tr
MC A
N D NP XUT
Ti tr cho Nhm hp tc nghin cu
_____, ngy _____ thng_____ nm_____
Sau khi xem xt, nghin cu th mi v h s hng dn tham gia np xut Khon ti tr cho Nhm hp
tc nghin cu v Khoa hc, Cng ngh v i mi sng to ca D n FIRST, chng ti xin gi km th
ny l xut tham d cho D n FIRST nh sau:
-
Tn xut xin ti tr:
Tn t chc v c nhn tham gia Nhm hp tc nghin cu:
T chc c ch nh lm trng nhm chu trch nhim qun l ti chnh u thu khon ti tr:
i din bn xut ti tr
- Ghi tn, chc danh, k tn v ng du bi ngi c thm
quyn hp l ca T chc c ch nh lm trng nhm
qun l ti chnh u thu.
MC B
THUYT MINH XUT TI TR
Ti tr cho nhm hp tc nghin cu
Lu :
- Trc khi in form, cn c k cc quy nh v hng dn lp xut xin ti tr cho nhm hp tc nghin
cu v khoa hc, cng ngh v i mi sng to giai on 2.
1. Tn doanh nghip/t chc/c nhn tham gia Nhm Hp tc xut
(Cung cp thng tin c bn v tnh trng php l, lnh vc hot ng, s nm kinh nghim. Thng tin chi tit
tng n v tham gia s cung cp chi tit trong Mu Form Mc F nh km)

Cng ngh thng tin v truyn thng.
Cng ngh sinh hc v nng nghip.
Vt liu mi
C kh v t ng ha.
4. Tm tt ngn gn xut [bao gm mc tiu, kt qu u ra, phng php lun/ cch tip cn v tnh

T thng
/201
n thng

Bng s
/201
Bng ch
Trong :
-
Phn vn xut xin D n FIRST ti tr theo t l % l: ___% tng ng bng tin:
Phn vn gp ca Doanh nghip/T chc tham gia:

c) Bng tin ng gp theo t l % l: ___% tng ng bng tin:
a) V/hoc bng hin vt:

1. Mc tiu v kt qu u ra ca d n xut l g? [Nhng kt qu s t c khi d n kt thc/cc n
phm, quyn s hu tr tu, cc hot ng kinh doanh khi nghip, v.v ti a 300 k t (khong 75 t)]
2. L do xut d n l g? (Ch ra tnh cn thit ca d n; xc nh cc i tng th hng ca d n,

ch ra cc ng gp vo s pht trin khoa hc, cng ngh v i mi sng to Vit Nam)
4. D n mang tnh i mi sng to nh th no xt v mt cng ngh? (Trnh by tnh sng to v mi m

ca sn phm, quy trnh, cng ngh v cc tc ng lan ta ca cng ngh)
5. n v c nng lc g v Nghin cu & Pht trin (R&D)? (Xin lu rng phi c t nht mt thnh vin
ca nhm hp tc c nng lc R&D)
6. Hy m t ngn gn v tnh hnh cnh tranh trn th trng ca n v (Ch ra th trng tim nng cho
sn phm/quy trnh/cng ngh cng quy m v tim nng ca th trng. n v xem xt v cc rng buc
php l v cc yu t khuyn khch hay cha?)
7. Mc ch ca nhm hp tc ny l g? (Hy gii thch l do ti sao hnh thnh nhm hp tc, v d nh

xin ti tr hay cn c cc l do khc?)
8. Hy cung cp mt s thng tin v nng lc ca thnh vin ng u (Trong trng hp v trng i hc:
nng lc ca ngun nhn lc, i vi doanh nghip: nng lc ti chnh; i vi vin nghin cu: kinh nghim
R&D)
9. Nhm hp tc s mang li li ch cho cc thnh vin nh th no? (lin quan n cc hot ng v d n

lin kt, trao i thng tin v hp tc, kt ni vi cc i tc v mng li nc ngoi, v.v)
10. Ch ra t l/so snh gia chi ph b ra v li nhun thu c (bao gm cc li ch khc c lin quan, nu
c) khi l thnh vin ca nhm hp tc
11. n v c cho php D n FIRST cng b thng tin (ngoi tr thng tin v ti chnh) v h s xut
ny khng?
C
Khng
12. Thng tin v an ton mi trng x hi (nu tm tt s tun th v an ton mi trng ca xut i
vi cc quy nh v an ton mi trng ca D n FIRST)
13. Cc ni dung khc ca xut (nu c)
MC C
K HOCH THC HIN XUT
Ti tr cho Nhm hp tc nghin cu
Lu : Trc khi in form, cn c k cc hng dn v quy nh lp xut ti tr cho cc chuyn gia gii nc ngoi v Khoa hc, Cng ngh
v i mi sng to.
M t hot ng
Ngy bt u
Ngy kt thc
i tng th hng
Kt qu u ra
MC D
Ti tr cho nhm hp tc nghin cu v Khoa hc, Cng ngh v i mi sng to - Giai on 2
Chnh sch
an ton
mi
trng
Hy nh du vo ph hp
nh gi
mi trng

th no?
Khng C
Mi trng
sinh thi t
nhin

Khng C

tc ng c hi tim tng.
Cung cp thm
tr li ca bn
y, nu thch
hp

Qun l su
bnh, cn
trng

trng khng?
Khng C

hin thi hay khng?
Khng

Khng

Khng

Khng C

Khng C
S an ton
cho cc p
nc

Khng C
Di sn vn
ha

Khng C
Rng
Cc xut
trong vng
ng thy
quc t.

quc t hay khng?
Khng C
Ti nh c
khng t
nguyn.

Khng C

khng c kch hot
Dn tc
thiu s

khng?
Khng C
MC E
THNG TIN V THNH VIN NG U NHM HP TC NGHIN CU
Tham gia np xut ca Nhm hp tc nghin cu v
Lu :
- Trc khi in form, cn c k Mu h s hng dn lp xut ti tr cho nhm hp tc nghin cu v
khoa hc, cng ngh v i mi sng to giai on 2.
I. Thng tin chung
1. Loi hnh n v
Doanh nghip T nhn
Cng ty C phn
5. a ch lin lc
I. Nng lc ca thnh vin ng u

1. i vi n v l trng i hc: Cung cp thng tin v nng lc ca nhn s ch cht v nh km
CV tng ng
2. i vi n v l doanh nghip: Cung cp thng tin v nng lc ti chnh ca doanh nghip
3. i vi n v l vin nghin cu: Cung cp thng tin v kinh nghim Nghin cu & Pht trin
MC F
THNG TIN V DOANH NGHIP/T CHC
Tham gia Nhm hp tc nghin cu v
Lu :
- Trc khi in form, cn c k Mu h s hng dn lp xut ti tr cho nhm hp tc nghin cu v
khoa hc, cng ngh v i mi sng to giai on 2.
I. Thng tin chung
1. Loi hnh n v
Doanh nghip T nhn
Cng ty C phn
5. a ch lin lc
MC G
THA THUN HP TC
Tham gia Nhm hp tc nghin cu
_____, ngy _____ thng_____ nm_____
- Cn c th mi tham gia np xut ti tr cho Nhm hp tc nghin cu v Khoa hc, Cng ngh v
i mi sng to - Giai on 2 ca D n FIRST.
- Cn c H s hng dn lp xut ti tr cho Nhm hp tc nghin cu v Khoa hc, Cng ngh v
i mi sng to ca D n FIRST
Tn thnh vin
[Ghi tn tng thnh vin l t chc/doanh nghip]
i din l ng/b:
Chc v:
a ch:
in thoi:
Fax:
E-mail:
Ti khon:
M s thu:
Giy y quyn s
Tn c nhn tham gia

H tn:
Quc tch:
CMT/H chiu:
a ch:
in thoi:
E-mail:
Ti khon:
M s thu:
ngy
___thng ____ nm ___ (trng hp c y quyn).
Chng ti cc thnh vin tham gia trn trn nguyn tc t nguyn v cng nhau thng nht k tha
thun Hp tc tham gia lp xut xin ti tr: [ghi tn xut] theo cc ni dung sau:
iu 1. Phn cng trch nhim
Cc thnh vin thng nht phn cng trch nhim thc hin xut theo tng thnh vin nh sau:
1. Thnh vin ng u l trng nhm hp tc nghin cu:
Cc bn tham gia nht tr y quyn cho
[Ghi tn n vi] lm thnh vin ng u v l trng
nhm hp tc nghin cu i din cho cc bn tham gia trong nhng phn vic sau:
- Giao dch vi FIRST v chu trch nhim qun l ti chnh v u thu qun l khon ti tr
- K cc vn bn, ti liu giao dch vi FIRST trong qu trnh tham d, v la chn xut;
- Tham gia qu trnh thng tho, hon thin tha thun ti tr;
- Thc hin cc cng vic trong xut ti tr: (nu cc cng vic chi tit)
2. Cc thnh vin cn li
[Ghi c th phn cng vic, trch nhim v cam kt ca ca tng
thnh vin s thc hin xut theo ni dung cng vic c phn cng trong xut xin ti tr].
iu 2. Tha thun v Bn quyn
i.
[Cc bn trao i v thng nht rng: Ni dung cc hot ng nghin cu v trin khai trong xut
xin ti tr khng vi phm v bn quyn tc gi, bn quyn v s hu tr tu (bn quyn v thng hiu,
pht minh sng ch, gii php hu ch, kiu dng cng nghip..). Trng hp c khiu kin pht sinh
t bn th ba th cc t chc v c nhn lin quan tham gia phi chu trch nhim trc php lut].
ii.
[Cc bn tham gia np xut phi nu r v ni dung tha thun thng nht quyn s hu, phn
chia, khai thc v tip nhn cc kt qu c c (nu c) c hnh thnh t xut ti tr c thc
hin (bao gm bn quyn v s hu tr tu nh bn quyn tc gi, bn quyn v thng hiu, pht minh
sng ch, gii php hu ch, kiu dng cng nghip...]
iu 3. Mc ch tham gia thc hin xut
Cc bn tham gia lin quan cam kt hp tc thc hin xut trn nguyn tc t nguyn khng v mc
ch hoc khng lin quan n chnh tr, phn bit sc tc, chia r v ly khai.
iu 4. Hiu lc ca tha thun hp tc
1. Tha thun hp tc c hiu lc k t ngy k
2. Tha thun hp tc chm dt hiu lc trong cc trng hp sau:
- Cc bn cng tha thun chm dt;
- xut xin ti tr khng c la chn;
Tha thun Hp tc c lp thnh

nhau.
bn, mi bn gi
bn, cc bn tha thun c gi tr php l nh
I DIN HP PHP CA TNG DOANH NGHIP/T CHC THAM GIA

MC H
L LCH CA CHUYN GIA CHNH
Tham gia xut Nhm hp tc nghin cu
Lu : - Trc khi in form, cn c k Mu h s hng dn lp xut ti tr cho nhm hp tc nghin
cu v khoa hc, cng ngh v i mi sng to giai on 2.
I. Thng tin chung
1. H v tn
3. Gii tnh
4. Quc tch
II. Gio dc v bng cp

1. Qu trnh o to
IV. Xc nhn v k tn
Ti, ngi k tn di y, xc nhn chc chn rng:

i. L lch ny m t chnh xc v cc bng cp v kinh nghim lm vic ca ti;
ii. Ti khng b cm tham gia bt k d n no ca Ngn hng th gii;
Ch k ca chuyn gia
Ngy, thng, nm
MC I
xut Nhm hp tc nghin cu
v Khoa hc, Cng ngh v i mi sng to-giai on 2
Bn np xut s chun b bng d ton kinh ph khng u thu theo mu di y cho cc hot ng bao gm: i) t chc cc hi ngh, hi tho,
s kin trong nc, ii) chi ph cho chuyn gia trong nc ra nc ngoi, iii) cc khon chi ph hp l khc lin quan
STT
T chc hi ngh, hi tho, s kin trong nc [ghi r tn ca

hi ngh, hi tho, s kin d kin t chc trong nc, (nu c)]1
Thu hi trng
Phng ngh
Chi ph i li
Gii kht gia gi
Vn phng phm
In n, photo ti liu
Chi khc
Tng
1
2
n v
tnh
S lng
n gi
S ngy
Thnh tin
Ghi ch

Tin bo him
Tin phng ngh
Ph lm visa, h chiu
Chi ph d phng
Chi khc
Tng
Cc khon chi ph hp l khc lin quan [photo, in n ti liu,
thu phng tin, chi ph i li trong nc, cng tc ph,vn
phng phm...]3
Tng
Ghi ch:
thit v hp l.
MC J
xut Nhm hp tc nghin cu v Khoa hc, Cng ngh v i mi sng to - Giai on 2
Bng 1: Dch v t vn
STT
Thu dch v t vn
Tn hot ng/ni dung cn thu t vn c
nhn [cung cp cc dch v t vn cho cc

lnh vc chuyn mn, k thut hay theo yu
cu ca bn xut ti tr]
Tn hot ng/ni dung cn thu cng ty t

2
vn [cung cp cc dch v t vn cho cc

lnh vc chuyn mn, k thut hay theo yu
cu ca bn xut ti tr]
Mua bn quyn s hu tr tu bao gm giy

php
Chi ph khc
Thu
Thnh tin
Bng 2: Hng ha v dch v phi t vn

STT

nghin cu
Tn thit b d kin mua sm phc

v nghin cu
Cc dch v lin quan
Sa cha ci to nh
Tnh nng, thng s

k thut
Xut x
Tng kinh ph xin ti tr (gm kinh ph tng hp t Mc I v Mc J):

S tin xut d n ti tr:
T l % ti tr
n v
S lng
n gi
Thnh tin
Ghi ch
MC K
K HOCH U THU CA XUT
(S c hon thnh sau khi c kt qu ph duyt la chn)
xut Nhm hp tc nghin cu v Khoa hc, Cng ngh v i mi sng to - Giai on 2
Cn c theo bng d ton phn kinh ph u thu v khng u thu c lp theo mu I v J, Bn np xut s chun b mt k hoch u thu cho
xut theo mu sau y:
STT
M t
Dch v t vn
Gi thu 1
Gi thu n
II
Hng ha
Gi thu 1
Gi thu n
III
Sa cha ci to nh
(cc hot ng xy
dng)
Gi thu 1
Gi thu n
D ton bao
gm c VAT
(USD)
Gi thu
s
Ngun
vn
Phng
php la
chn
(QCBS,
LCS,
CQS,"mua
sm" v.v)
Loi
hp
ng
nh
gi ca
WB
(Trc
hoc
sau)
Bt u
u thu
Kt thc
u thu
v k
hp ng
Thi
hn hp
ng
(thng)
Ghi ch
MC L
THA THUN TI TR
xut Nhm hp tc nghin cu
_____, ngy _____ thng_____ nm_____
Tha thun ti tr s: ------ /FIRST/CONSORTIUM-II/GRANT

- Thuc d n: FIRST (Khon tn dng s5257-VN)
-

mnh i mi sng to thng qua Nghin cu, Khoa hc v Cng ngh;
Cn c theo Ni dung quy nh chi tit trong cun S tay Hng dn Thc hin D n (sau y gi
tt l PIM).

i din l ng/b:
Chc v:
a ch:
in thoi:
Fax:
E-mail:
Ti khon:
M s thu:

i din l ng/b:
Chc v:
a ch:
in thoi:
Fax:
E-mail:
Ti khon:
M s thu:
Trn c s tha thun thng nht gia Ban QLDA FIRST vi n v th hng [Ghi tn n v
Np xut c la chn], cc bn lin quan thng nht cc ni dung chi tit Tha thun Ti tr cho
xut [ghi tn xut c la chn ti tr] nh sau:
Ban QLDA FIRST ng ti tr cho Bn Th hng thc hin xut [ghi tn xut ca Bn
Th hng ]. Ni dung chi tit ca xut xem Ph lc 1 nh km tha thun ny.
Tng s tin ti tr:
iu 2. Trch nhim Thc hin xut ti tr ca Bn Th hng
xut ti tr (ni dung chi tit xut ti tr xem Ph lc s 1 nh km Tha thun ny) v tun th cc
ni dung quy nh trong Hip nh ti tr k ngy 25/7/2013 (Khon tn dng s 5257.VN) gia Chnh ph
Vit Nam vi Hip hi Pht trin Quc t, v Hng dn Chng Tham nhng ngha l Hng dn v
Phng nga v u tranh chng Gian ln v Tham nhng trong cc D n c ti tr bi cc Khon vay
IBRD v cc Khon tn dng v Ti tr IDA, ngy 15 thng 10 nm 2006 v sa i thng 01 nm 2011.
ng thi bn Th hng m bo thc hin xut ti tr tun th cc ni dung v quy nh
hng dn trong cun S tay hng dn thc hin D n ca D n FIRST c B Khoa hc v
Cng ngh ph duyt ngy [ghi s quyt nh v ngy ph duyt ca B KH&CN] bao gm c vic tun
th cc quy nh v an ton quy nh ti Khung an ton mi trng v x hi ca D n c B
KH v CN ph duyt ngy 01/04/2013 ti quyt nh s 683/Q-BKHCN.
Bn th hng c trch nhim ch nh v duy tr vic (i) b nhim (v o to) cn b qun l ti
chnh t yu cu (ii) p dng S tay Hng dn Thc hin D n (iii) C h thng k ton t yu cu
(bao gm c vic s dng phn mm k ton ca D n FIRST
Mc 2. Kinh ph ti tr v qun l ti chnh khon ti tr
Bn ti tr s ti tr cho Bn Th hng thc hin xut ti tr vi s tin l: [ghi tng s tin
ti tr]
n v th hng s duy tr y chng t v s sch phn nh, ph hp vi cc quy trnh k
ton, cc hot ng, cc ngun lc v chi tiu pht sinh hp l trong qu trnh thc hin xut.
Bn ti tr s thanh ton cho bn th hng/hoc bn th ba cung cp dch v, hng ha cho bn
Th hng thc hin xut ti tr cn c theo (i) khi lng cng vic v tin thc t cng vic trin
khai v (ii) cn c theo yu cu thanh ton ca bn Th hng cng vi cc chng t ha n hp l v
tun th quy nh hng dn trong PIM.
Bn nhn ti tr phi lp cc bo co ti chnh cho Bn ti tr theo ng thi gian quy nh trong

PIM (Chng hng dn qun l ti chnh).
Theo yu cu ca Bn ti tr hoc Hip Hi, Bn th hng s hp tc v cho php Kim ton c
lp ca D n FIRST tin hnh kim ton cc chng t v s sch ph hp vi cc nguyn tc kim ton
thch hp c thng nht p dng.
Mc 3. Mua sm u thu
Cng tc mua sm u thu tun th cc quy nh ca Ngn hng Th gii trong Ti liu Hng
dn ca Ngn hng Th gii v: u thu Mua sm Hng ha, Cng trnh v Dch v phi t vn trong cc
Khon vay ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc Bn vay vn Ngn hng Th
Khon vay ca IBRD v Tn dng & Ti tr khng hon li ca IDA cho cc Bn vay vn Ngn hng Th
gii ban hnh thng 1/2011 (Hng dn thu t vn) v tun th cc ni dung hng dn v u thu
trong PIM.
n v th hng s: (i) thit lp v/hoc duy tr cc chnh sch v th tc m s cho php Bn Ti
tr v/hoc Hip hi thc hin cc hot ng gim st v theo di i vi vic thc hin xut ti tr;
(ii) chun b v cung cp cho Bn Ti tr v/hoc Hip hi, tt c cc thng tin m Bn Ti tr, v/hoc
Hip hi c th s yu cu mt cch hp l c lin quan n xut; v (iii) ng vic thanh tra thc t
hoc trn s sch ngu nhin v/hoc t xut bi Bn Ti tr v/hoc Hip hi.
Bn cnh , Bn th hng s phi hon thnh v np mt bo co gia k v bo co kt thc d
n cho BQLDA phc v cng tc gim st v nh gi. Cc bo co ny s bao gm ni dung v ti
chnh theo mu biu quy nh np ln Bn Ti tr.
Bn Ti tr cng s thc hin t nht mt chuyn nh gi thc t ti n v ca Bn th hng.
Mc 1. Bn Ti tr c quyn nh ch hoc chm dt quyn ca Bn th hng trong vic s dng
cc khon tin Ti tr cho xut nu Bn th hng khng thc hin c cc ngha v ca mnh theo
quy nh ca Tha thun Ti tr ny.
Mc 2. Trng hp nu quyn rt vn t ti khon ch nh ca Vit Nam theo Hip nh ti tr
b tm hon hay chm dt v bt k l do g th tha thun ti tr cho xut ca Bn Th hng cng s
ng thi c hiu lc b tm hon trong cng khong thi gian hoc chm dt tng ng.

Trong qu trnh thc hin tha thun ti tr, cc ni dung lin quan n xut nu cn phi b sung v
iu chnh th s c 2 bn trao i thng nht bng vn bn v c c 2 bn cng thng nht k. Ti
liu c k s c coi l ph lc b sung nh km Tha thun ti tr.
iu 5. Cc quy nh khc
Mc 1: Lut p dng
Trong qu trnh thc hin Tha thun ti tr, bt k tranh chp no pht sinh nu c s c cc
bn lin quan cng nhau thng lng v thng nht gii quyt. Trng hp tranh chp khng th thng
nht gii quyt th s c a ra phn x theo cc quy nh ca Lut Vit Nam.
Tha thun Ti tr ny c hiu lc k t ngy 2 bn thng nht k v c lp thnh [ghi s bn] v c gi
tr php l nh nhau. Bn ti tr gi [ghi s bn] v bn Th hng gi [ghi s bn].

thm quyn hp l cho cc t chc/c nhn tham gia]
Ph lc 7-1: Mu K hoch u thu

(Dng cho cc khon ti tr):
M t hp ng
STT
D
ton
kinh ph
(USD/
VND)
Phng
u thu
php
Xt duyt
ca
Ngn
hng
Ngy
thu
kin
m
d
Ngy k hp
ng
d
kin
Thi hn
hp ng
Ph lc 8-1: Mu cc loi s k ton

D n "y mnh i mi Sng to Thng qua
Nghin cu, Khoa hc v Cng ngh"
Ban qun l D n
Mu s S03 - H
Ban hnh theo Q s 19/2006/Q-BTC
Ngy 30/3/2006 ca B Ti chnh
S ci
(Dng cho hnh thc k ton Nht k chung)
Nm...........
Ti khon.................................................S hiu.................................................................
Chng t
S
Ngy
hiu
thng
A
B
Din gii
C
S d u nm
S pht sinh thng.
Nht k chung
Trang
S TT
S
dng
D
E
S hiu ti
khon i
ng
F
S tin
N
Cng PS thng
Cng PS qu
Cng PS nm
- S ny c ..trang, nh s t 01 n ..
- Ngy m s....................................................
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Ngy: .
Th trng n v
(Ch k, H tn, ng du)

Ban qun l D n
Mu s S04 - H
S nht k chung
Nm...........
Chng t
S
Ngy
hiu
Thng
A
B
Din gii
C
Trang trc chuyn sang
ghi
S
Ci
D
S
TT
dng
E
S hiu ti
khon i ng
F
S pht sinh
N
C
1
Cng chuyn trang sau
- Ngy m s....................................................
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Ngy: .
Th trng n v
(Ch k, H tn, ng du)

Ban qun l D n
Mu s S04 - H
S qu tin mt
Nm 20..................
Loi qu: Tin VN
S phiu
S tin
Ngy
thng
nm
Thu
Chi
Din gii
D
Thu
Chi
Tn qu
S d u k chuyn sang
S pht sinh trong k
Cng s pht sinh
- Ngy m s....................................................
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Ngy: .
Th trng n v
(Ch k, H tn, ng du)

Ban qun l D n
Mu s S12 - H
S tin gi ngn hng, kho bc

Nm 20.
Ni m ti khon giao dch: ...............................
S hiu ti khon: ............................................
Loi tin gi: tin VN
Ngy
thng
ghi s
A
Chng t
S
hiu
B
Ngy
thng
C
S tin
Din gii
D
Gi vo
(Thu)
1
Rt ra
(Chi)
2
Cn li
(Tn)
3
S d u k:
S pht sinh:
Cng pht sinh
- Ngy m s....................................................
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Ngy: .
Th trng n v
(Ch k, H tn, ng du)

Ban qun l D n
Mu s S23 - H
Bng tng hp chi tit nguyn liu, vt liu

Cng c, dng c, hng ha
Ti khon s....................
Thng. nm..................
S
th
t
A
Tn, quy cch nguyn

liu, vt liu, cng c,
dng c, hng ha
B
S tin
Tn u k
1
Nhp trong k
Xut trong k
Tn cui k
Cng
Ngy.. thng.. nm..

Ngi lp
(Ch k, h tn)
K ton trng
(Ch k, h tn)
Mu s S13 H
D n "y mnh i mi Sng to Thng qua Nghin cu, Khoa hc v Cng ngh"
Ban Qun l D n........................

Ngy 30/3/2006 ca B Ti Chnh
S theo di tin mt, tin gi ngn hng bng ngoi t

Nm......................
Chng t
Ngy
S hiu
thng
A
B
Din gii
T gi
ngoi t
Thu (gi vo)

Quy i ra
Nguyn t
VN
2
3
Chi (rt ra)

Quy i ra
Nguyn t
VN
4
5
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
Tn (cn li)
Quy i
Nguyn t
ra VN
6
7
S kho (hoc th kho)

Ngy lp th.S t
Tn vt liu, dng c......................................................n v tnh.......................................................
Quy cch, phm cht.......................................................M s...............................................................
Chng t
Ngy
S lng
Nhp
S hiu
Din gii
Ngy
Nhp
Xut
Tn
Xut
thng
Nhp
Xut
A
B
C
D
E
1
2
3
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
K xc
nhn ca
K ton
4
Ban Qun l D n
Mu s S22 - H
S chi tit nguyn liu, vt liu, dng c

Nm.......
Tn ti khon..............................................................
Tn nguyn liu, vt liu, dng c........................................
Quy cch........................................................................
Chng t
S
Ngy
hiu thng
A
B
Tn nguyn vt liu
Dng c
C
S lng
1
Tn kho.......................................................................
n v tnh...................................................................
Phm cht.....................................................................
Nhp
n
gi
2
Thnh
tin
3
S lng
4
Xut
n
gi
5
Thnh
tin
6
S lng
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
Tn
n
gi
8
Thnh
tin
9
Ban Qun l D n........................
Mu s S31 H
S ti sn c nh
Nm........
Tn/loi ti sn c nh ..
Chng t
S
hiu
Ngy
thng
Gia tng Ti sn c nh
T/g
Tn, c
a
im, k
Nc
vo
hiu ti
sn xut
s
sn
dng
3
4
5
Hao mn TSC
S
hiu
TS
Nguyn
gi
TSC
T
l
%
Hao mn
trong k
Hao mn ly
k
10
Ghi gim ti sn cdnh

Chng t
L do
ghi
S
Ngy
Gi tr cn
hiu thng gim
li TSC
TSC
11
- Ngy m s....................................................
Ngy: .
Ngi ghi s
K ton trng
Th trng n v
12
13
14
(Ch k, H tn)
(Ch k, H tn)
Ban Qun l D n........................
(Ch k, H tn, ng du)

Mu s S32 - H
S theo di ti sn c nh, cng c, dng c ti ni s dng

Nm.......
Tn n v (Phng/ban/ngi) s dng........................
Chng t
S
Ngy
hiu thng
1
2
Ghi Tng ti sn
Tn ti sn c
n
nh, cng c,
v
S lng
dng c
tnh
3
4
5
n
gi
S tin
Chng t
S
Ngy
hiu
thng
8
9
Ghi gim ti sn
L do gim ti
sn, cng c,
S lng
dng c
10
11
Cng
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
S tin
12
Mu s S33 - H
Ban Qun l D n........................
S chi tit cc ti khon

Nm
Tn ti khon:
i tng:
Chng t
S
Ngy
hiu
thng
A
B
Tel
a ch
S pht sinh
S d
Din gii
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
Mu s S42a - H
Ban Qun l D n........................
S theo di ngun kinh ph d n

Nm.......
Chng t
S
Ngy
hiu
thng
A
Ni dung chng t
B
S d u k
Tng s tin
Pht sinh
Pht sinh
tng
gim
1
2
Ngun Ngn sch

Pht sinh
Pht sinh
tng
gim
3
4
Ngun vay WB
Pht sinh
Pht sinh
tng
gim
5
6
Cng PS trong k:
Cng PS ly k
S d cui k bo co
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
Vn ng gp ca NHL
Pht sinh
Pht sinh
tng
gim
7
8
Ban Qun l D n Trung ng (CPMU)........................
Mu s S42b - H
S theo di cp kinh ph cho n v trc thuc

Nm.......
Tn n v c cp vn........................................................................................................
Chng t
Ngy
S
thng hiu
A
Din gii
B
Tng s tin
Pht sinh
Pht sinh
n
c
1
2
Vn Ngn sch
Pht sinh
Pht sinh
n
c
3
4
Vn vay WB
Pht sinh
Pht sinh
n
c
5
6
CNG
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
Ban Qun l D n........................
Mu s S52 - H
S chi tit cc khon thu (5113/5114)

Nm 20.
Tn khon thu.................
Chng t
phn phi
Ngy
thng
S hiu
Din gii
Tng s tin thu
Np Ngn
sch
Chi
Chi
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
Ghi ch
5
Ban Qun l D n........................
Mu s S53 - H
S theo di thu gi tr gia tng

Nm..
Chng t
Ngy
thng
S hiu
A
Din gii
S tin thu
GTGT np
S tin thu
GTGT phi np
S tin thu
GTGT cn li
cha np
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
Ban Qun l D n........................
Mu s S62a - H
S chi tit chi qun l d n

Nm 20......
Chng t
S hiu
Ngy thng
A
Tng s
Din gii
NS
WB
Tin
thng
Tin lng
Ph cp lng
Phc li tp th
NS
WB
NS
WB
NS
WB
NS
WB
10
Cc khon
ng gp
NS
11
WB
12
Dch
v
cng cng
Vt t vn
phng
.....
NS
13
NS
15
NS
17
WB
14
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
WB
16
...
WB
18
...
Ban Qun l D n........................
Mu s S62b - H
S chi tit chi thc hin d n

Nm 20......
Hp phn 1
Total Amount
Chng t
Cng
Din gii
S
Ngy
A
NS
1
WB
2
NS
3
WB
4
Hp phn 2
Tiu HP 1.1
Tiu HP 1.2
NS
5
NS
7
WB
6
WB
8
Cng
NS
9
WB
10
Hp phn 3
Tiu HP 2.1
Tiu HP 2.2
Tiu HP 2.3
NS
11
NS
13
NS
15
WB
12
WB
14
WB
16
Cng
NS
WB
17
18
19
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
Ban Qun l D n........................
Mu s S63 - H
S chi ph sn xut kinh doanh (hoc u t XDCB)

Nm 20
-Tn cng trnh..............................................................................................................
-Khi cng ngy ..............thng......................nm............................................................................
-Hon thnh ngy .............thng......................nm............................................................................
-Tng d ton c duyt.............................trong XL:___________TB:_____________Chi ph khc______________.
Chng t
Din gii
S
hiu
Ngy
thng
A
Tng s
tin pht
sinh
1
Chi ph xy dng
Vn
Vn
Vn
WB
N.sch
Khc
2
Ni dung chi ph
Chi ph thit b
Chi ph khc
Vn
N.sch
Vn
WB
Vn
Khc
Vn
N.sch
Vn
WB
Vn
Khc
10
Total
- Ngy m s....................................................
Ngy: .
Ngi ghi s
(Ch k, H tn)
K ton trng
(Ch k, H tn)
Th trng n v
(Ch k, H tn, ng du)
Ph lc 8-2: S hch ton mt s nghip v ch yu
1. S K TON CHI T NGUN VN NGN SCH NH NC

4621
66212
Rtdtonchitrctipchocchotngthchind n
66211
Rtdtonchitrctipchohot
ngBQLdn
111
Rt ti
ChiBQLDA
331
Nhnkhilng
honthnh
Chitmngchonhthu bngtinmt
Thanhtonchongibnbngtinmt
ngtrcvnchongibn,nginhnthu
Quyttondnhonthnhcphduyt
(ng thi ghi n bn n/c ti khon ngoi bng 009)
2. S K TON CHI T NGUN VN VAY WB
4622
1122
66222
Chi trc tip cho cc hot ng thc hin d n
Nhn vn vay ca
66221
Chi trc tip cho hot ng
ca BQLd n
331
111
Rt tin TGNH
Chi hot ng BQLDA
Thanh ton cho ngi bn bng tin mt
Nhn khi lng

hon thnh bn giao
Chitmng cho nhthubng tin mt

ng trc vn cho ngi bn, ngi nhn thu
Quyt ton d n hon thnh c duyt
(ng thi ghi n bn n/c ti khon ngoi bng 007)
3. S K TON CHI PH BAN QUN L D N
662
334
Tnhtinlngvphcpphitr
111, 112
332
Cckhongimchiph
TnhBHXH,BHYT,KPCphitr
111, 112
Thanhtonin,nc,inthoi,VPP
152
Xutkhocngc,dngc
(Nucnhpkho)
466
GhitngngunvnkhimuasmTSC
4. S K TON THANH TON VI CN B VIN CHC
334
311, 312
662
Cc khon khu tr vo lng
Tnh lng ph cp phi tr
(phi thu khc, tm ng lng)
332
BHXH,BHYT,KPC tr vo lng
332
111, 112
Chi tr tin lng
NpBHXH,BHYT,KPCchocquanqunl
5. S K TON TM NG
111,
312
152,
Tm ng bng tin mt, Tin gi

Cho cn b vin chc BQLDA
Dng tin tm ng mua
211
Vt t-, TSC
662
Thanh ton tm
111, 334
Thu tin tm
6. S K TON MUA SM, TIP NHN TI SN C NH

211/213
111/112/462
MuaTisncnh
466
ngthi
466
662
GimTSCdonhngbn,thanhl,
iuchuyn
Ghitngngunvn
hnhthnhTSC
214
4621/4622
Gim haomn
Mua/NhnTSC/tBQLDA/tchckhc
ngthi
466
662
Ghitngngunvn
hnhthnhTSC
7. S K TON THANH L, NHNG BN TSC

Thutthanhltisnc nh
5113
111,112
ChiphthanhlTSC
4214
Chnhlchthu>chivthanhl,nhngbn TSC
Chnhlchthu<chivthanhl,nhngbn TSC
466
211,213
GimnguyngiTSC
Gitr cnli
214
S haomn
8. S K TON THU/CHI TIN BN H S MI THU
Thutinbnhsmithu
5114
111,112
Chiphmthu
4215
Chnhlchthu>chiv hotnguthu
Chnhlchthu<chiv hotnguthu
9. QUYT (TT) TON NGUN VN KHI D N KT THC

(C vn Ngn sch, vn vay WB v cc ngun vn khc)
462
466
662
Quyt ton c ph duyt
Bn giao
214
TSC
111,112,152,311,3
31
Np tr tin, vt t,
ti sn cn li
211,
213
Ph lc 8-3: Mu bo co ti chnh gi World Bank

First Project (IFR.3)
DESIGNATED ACCOUNT STATEMENT (At end of quarter...)

BO CO TI KHON CH NH (n cui qu...)
n v: USD/VN
USD
PART A: ACCOUNT TRANSACTION (PHN A: GIAO DCH TI KHON)

i
Opening Balance (D u k)
Add (Cng)
Total amount deposited by CPMU for the period
ii
(Tng s tin CPMU nhn v TK ch nh trong k / WB tm ng trong k)

Bank Interest (Li Ngn hng)
iii
Amount refunded to cover ineligible disbursements
iv
(S tin t chi v cc khon chi khng hp l)

Deduct (Tr)
Amount withdrawn for the period (S tin rt ra trong k)
Bank charges (Ph Ngn hng)
vi
Amount refunded to the World Bank (S tin tr li cho WB)
vii
Closing Balance (S d cui k)
viii
PART B. Account reconciliation (PHN B: i chiu ti khon)

Amount advanced by the World Bank (Tng s tin tm ng t WB)
ix
Less (Tr)
Total Amount recovered by the World Bank (Tng s tin hon tr li WB)
Outstanding amount advanced to Designated Account at the period end
(Tng s tin WB tm ng vo ti khon ch nh n cui k bo co)
Ending balance of Designated Account at the period end
(S d ti khon ch nh n cui k bo co)
x
xi
xii
Add (Cng)
Amount claimed but not yet credited (S tin ngh rt nhng cha c cp)
xiii
Amount withdrawn but not yet claimed (S tin chi nhng cha xin rt vn)
xiv
Ineligible expenditures to be refunded (Chi ph khng hp l phi hon tr)
xv
Less (Tr)
Bank Interest (Li ngn hng)
Total advanced to Designated Account as at period end
(Tng s tin tm ng chuyn v ti khon ch nh n cui k bo co)
Prepared by
(Ngi lp biu)
Chief Accountant
(K ton trng)
xvi
xvii
Director
(Gim c d n)
VN
PROJECT RESOURCES AND USE OF FUNDS (For the end quarter...)

BO CO NGUN VN V S DNG NGUN VN (n cui qu...)
Hot ng ch yu
(Hp phn/tiu hp phn)
(Components/
sub.components)
Opening Balance (S d u k)
IDA account (TK vn WB)
Counterpart account (TK vn i ng)
Other Bank account (TK khc)
Cash (tin mt)
Total (Cng)
Source of Fund (Ngun vn)
Government Funds (Vn i ng)
IDA Funds (Vn vay WB)
Other fund (Ngun vn khc)
Total of source fund (Cng)
Foreign exchange difference
(Chnh lch t gi ngoi t)
Less (Tr)
Used of fund (S dng ngun vn)
IDA credit (Vn vay WB)
Component 1 (Hp phn 1)
Sub. component 1.1
Sub. component 1.2
Component 2 ( Hp phn 2)
Actual (Thc hin)

Current
quarter
(Trong
qu)
Year to date
(Ly k t
u nm)
Cumulative
to date
(Ly k t
u d n)
Planed (k hoch)
Current
quarter
(Trong
qu)
Year to date
(Ly k t
u nm)
Cumulative
to date
(Ly k t
u d n)
Unit ( n v); USD

Variances (T l)
Current
quarter
(Trong
qu)
Year to
date
(Ly k t
u nm)
Cumulative
to date
(Ly k t
u d n)
PAD/iii
Life of
project
(Thi gian
thc hin d
n)
Sub. component 2.1

Sub. component 2.2
Sub. component 2.3
GOV credit (Vn i ng)
Component 1 (Hp phn 1)
Sub. component 1.1
Sub. component 1.2
Sub. component 2.1
Sub. component 2.2
Sub. component 2.3
Total used of funds
Closing Balance (S d cui k)
IDA Account (TK vn WB)
Counterpart account (TK vn i ng)
Other account (TK khc)
Cash (Tin mt)
Total (Tng cng)
Prepared by
(Ngi lp biu)
Chief Accountant
(K ton trng)
Director
(Gim c d n)
USE OF FUNDS BY PROJECT ACTIVITIES (For the end quarter...)

BO CO S DNG NGUN VN THEO HOT NG D N (n cui qu...)
Unit ( n vi): USD
Project
activities
(Eligible
Expenditur
e
Categories)
(Cc hng
mc/hot
ng ch
yu)
IDA credit
(Vn vay
IDA)
Component
1 (Hp phn
1)
S.component
1.1
S.
component
1.2
Component
2 (Hp phn
2)
S.component
2.1
S.
component
2.2
S.
component
2.3
Component
3 (Hp phn
3)
GOV credit
(Vn i
ng)
Accumulated
Actual
Disbursemen
t
At 31/12
Last year
(Ly k thc
hin n
31/12 nm
Trc)
Disbursement in the year (gii ngn trong nm)

Quarter 1 (Qu
1)
Quarter 2 (Qu
2)
Quarter 3 (Qu
3)
Quarter 4 (Qu
4)
Planed
( K
Hoch
)
Planed
( K
Hoch
)
Planed
( K
Hoch
)
Planed
( K
Hoch
)
Actua
l
(Thc
Hin)
Actua
l
(Thc
Hin)
Actua
l
(Thc
Hin)
Actua
l
(Thc
Hin)
Accumulated during the year

(Ly k trong nm )
Planed
actual
disbursemen
t
(KH gii
ngn nm)
Cumulativ
e to date
(Ly k
TH trong
nm)
%
yearl
y
(T l
TH
Nm)
Accumulated from the start of the

project to dated
(Ly k t u d n n
cui k bo co)
Net
Cumulativ
Achievemen
Amoun
e to date
t
t
(Ly k
Rate (%)
(Tng
TH n
(T l
vn
cui
TH %)
Theo
K BC)
H.nh)
Component
1 (Hp phn
1)
S.
component
1.2
Component
2 (Hp phn
2)
S.component
2.1
S.
component
2.2
S.
component
2.3
Component
3 (Hp phn
3)
TOTAL
(Cng)
Prepared by
(Ngi lp biu)
Chief Accountant
(K ton trng)
Director
(Gim c d n)
Line Agency: MOST

Project Owner: FIRST
Form 4
DISBURSEMENT REPORT ODA FUND, DONORs NAME: WB

(BO CC GII NGN VN ODA, TN CA NH TI TR: WB)
Quarter .year.
(Qu..Nm.)
Name
Of main
Items/
Activities
(Tn hng
Mc/hot
ng ch
Yu)
Accumulated
Actual
Disbursement
At 31/12
Previous
year
(Ly k
Thc hin
n 31/12
Nm trc)
Quarter I
(Qu 1)
planed
actual
(K
Hoch)
(Thc
Hin)
Disbursement in year (GiI ngn trong nm)

Quarter II
Quarter III
Quarter IV
Accumulated during year
(Qu2)
(Qu 3)
(Qu 4)
(Ly k trong nm)
% of
Planed AccumuImplemAnnual
Lated
entation
planed actual planed actual planed actual DisburActual
sement
Disbur. of annul
plan
(K
(Thc
(K
(Thc
(K
(Thc (KHgai To date
(T l
Hoch) Hin) Hoch) Hin) Hoch) Hin)
Ngn
(Ly k
TH
Nm)
TH t
u nm
1
1
2
3
4
5
10
11
(3+5+7
+9)
12
(4+6+8
+10)
sovi
KHnm)
13
(12:11)
Unit: USD
Accumulated from the
Start of project
(Ly k t khi u d n)
Net
Accumu- AchieLoan
Lated
vement
Amount
Actual
Rate
(Tng
Disbur.
(%)
S vn
Phn b
theo
H. nh
14
To date
(Ly k
TH t
u
DA)
15
(2+12)
Total
(Cng)
Exchange rate (T gi) ............Average Exchange rate (T gi bnh qun).

Total equivalent to Mil VND ( Tng s tin quy i ra Triu VND)
Date (Ngythng.nm)
Project Owner (Ch d n)
(sign, stemp) (K tn, ng du)
(T l
Gii
Ngn)
16
(15:14)
Line Agency: MOST

Project Owner: first
Form 5
REPORT ON DESIGNATED ACCOUNT

(BO CO V TI KHON CH NH)
Quarter .year.
(Qu..Nm)
Donor (Nh ti tr):
WB
Designated account name: CPMU
(Tn ti khon ch nh): BQL d n....
Currency
USD
(n v tin t)
( la m)
Quarter I (Qu 1)
Quarter II (Qu 2)
Quarter III (Qu 3)
Quarter IV (Qu 4)
Opening Balance: (S d u k)
Add: (Cng)
- Donor provided during the period
(Nh ti tr cp trong k)
- Earned interest (Li ngn hng)
Less: (Tr)
- Total expenditures paid in the period
(Tng chi ph chi trong k)
- Banking service fee (Ph dch v ngn hng)
Closing balance (S d cui k)
Date (Ngythng.nm)
Line Agency: MOST

Project Owner: FIRST
Form 6
DISBURSEMENT REPORT- COUNTERPART FUNDS

(BO CO GII NGN - VN I NG)
Quarter .year.
(Qu..Nm..)
Name
Of main
Accumulated
Actual
Items/
Activities
Disbursement
At 31/12
Previous
year
(Tn hng
Mc/hot
ng ch
yu
1
1
2
3
4
5
Disbursement in year (Gii ngn trong

Quarter I
Quarter II
Quarter III
Quarter IV
planed
actual
planed
actual
planed
actual
planed
actual
(Ly k thc
hin n 31/12
nm trc
(K
hoch)
(Thc
Hin)
(K
hoch)
(Thc
Hin)
(K
hoch)
(Thc
Hin)
(K
hoch)
(Thc
Hin)
10
Unit: Million VND (Triu VND)

Accumulated from the start
nm)
Accumulated during year
of project
(ly k nm)
(Ly k t u d n)
% of
Planed AccumuTotal
AccumuAchieImplemAnnual
Lated
Fund
Lated
vement
entation ApproDisburActual
Actual
Rate
sement
Disbur. of annul
ved
Disbur.
(%)
plan
To date
To date
(KH
(Ly k
(T l
(Tng)
(Ly k
(T l
gii
Thc
TH so
S vn
TH t
Gii ngn)
Ngn
hin t
Vi KH
P. b
khi u
Nm)
u nm)
Nm)
theo
D n)
H.nh)
11
12
13
14
15
16
(3+5+7
(4+6+8
(12:11)
(2+12)
(15:14)
+9)
+10)
Total
(Cng)
Date (Ngythng.nm)
Mu SOE
SATEMENT OF EXPENDITURES
(No Records required for submission)
Payment made during the period from .......... to ........... Against contract lees than threshold
Goods valued at less than USD 100,000 equivalent;
Individual consultants valued at less than USD 50,000 equivalent
Consultants firm valued at less than USD 100,000 equivalent
For expenditures under category B1.2 Project preparation facility support and capacity building
Item
no
Name and
Address of
Contractors/
Suppliers/
Consultants
Contract
Number
And
Contract
date
Contract
Period
Reviewed
(Y/N)
WB
Control
Number**
(If
applicable)
Contract
Amount
(USD)
Total
Invoice
Amount
(USD)
%
Eligibility
Amount
Eligible
For
Financing
(USD)
Amount
Charged
To
Designated
Account
(if
applicable)
Exchange
Rate
(Col.6
Divided
by Col.7
10
11
Note: ** WB control number applicable only when contract was period reviewed by the Bank
Supporting Documents for this SOE retained at Project Coordination Unit
Project Director
Remarks
12
Ph lc 8-4: Mu bo co quyt ton v bo co ti chnh hng nm

D n y mnh MST thng qua nghin cu KHCN
BQL d n.........................................
Mu s B04 - H
(Ban hnh theo Q 19/2006/Q-BTC
Ngy 30/3/2006 ca B Ti Chnh)
BO CO TNH HNH TNG GIM TSC

Qu
nm 200...
n v : VN
S
Th
T
1
Tn loi
Ti sn
2
n
V
tnh
3
S u nm
S
Gi
Lng
Tr
4
5
Tng trong nm
S
Gi
Lng
Tr
6
7
Gim trong nm
S
Gi
Lng
Tr
8
9
S cui k
S
Gi
Lng
Tr
10
11
I TSC hu hnh
1
2
3
4
5
Nh ca, vt kin trc

- Nh
- Nh lm vic
.
My mc Thit b
...
Phng tin vn ti
...
Thit b Qun l
...
TSC khc
m2
-
Cng
2.1.
hnh
1
2
II-TSC v
Phn mm k ton
.......
.
Vn
Vn
Cng
Tng cng
2.2.
Ngy
Ngi lp biu
(Ch k, h v tn)
K ton trng
(Ch k, h v tn)
thng
nm 200.
Gim c d n
(Ch k, h v tn,ng du)
D n y mnh MST thng qua nghin cu KHCN

BQL d n.........................................
Mu s B06 - H
THUYT MINH BO CO TI CHNH

Nm.
I TNH HNH THC HIN NHIM V D N TRONG NM:
1 Tnh hnh lao ng v tin lng:
- S cn b vin chc c mt n 31/12.....Ngi
Trong : + Cn b kim nhim ..Ngi
+ Cn b chuyn trch.. Ngi
+ Cn b hp ng....Ngi
- Tng trong nm:...Ngi
- Gim trong nm:... Ngi
- Tng qy lng thc hin c nm..VN
Trong lng hp ng............................................................
2 Tnh hnh thc hin cc ch tiu nhim v c bn:

Mc tiu d n:
- Hp phn 1...
- Hp phn 2...
- Hp phn 3...
- .....................
II CC CH TIU CHI TIT:

S TT
A
3
4
5
Ch tiu
M s
S d u nm
S d cui nm
Ngun vn d n:
- Vn Ngn sch
- Vn vay WB
- Ngun vn khc (Vn ng gp)
Tin:
Tin mt tn qu
Tin gi Ngn hng, kho bc
- Ti khon vn Ngn sch
- Ti khon vn vay WB
Vt t tn kho
N phi thu
N phi tr
III TNH HNH TNG GIM CC QU (Nu c) :

S
TT
A
1
2
3
4
Ch tiu
Tng s
Tin
Qu khen
Thng
Qu phc
Li
Qu n
nh
TN
Qu
Khc
S d u nm
S tng ttrong nm
S gim trong nm
S d cui nm
IV. TNH HNH THC HIN NP NHN SCH ( Nu c)

.......................
......................
V .TNH HNH S DNG CC NGUN VN D N:

S
th
T
1
2
NI DUNG
Chi ph
Thc hin
n cui
k trc
K hoch
chi c
duyt nm
nay
Chi ph thc hin trong nm

Vn Ngn
Vn vay
Tng s
sch
WB
Tng chi ph
thc hin
ly k n
Cui k BC
Chi QL d n
Chi TH d n
Tng cng
VI THUYT MINH:
(Gim c d n t trnh by)
VII NHN XT V KIN NGH
(Gim c d n t trnh by)
Ngy
Ngi lp biu
(Ch k, h v tn)
K ton trng
(Ch k, h v tn)
thng
nm 200.
Gim c d n
D n "y mnh i mi Sng to Thng qua Nghin cu, Khoa hc v Cng ngh
Ban Qun l D n.........................................
Mu s B01 - H
(Ban hnh theo Q s 19/2006/Q-BTC
Ngy 30/3/2006 ca B Ti chnh)
Bng cn i ti khon
Qu.........Nm...........
n v: VN
TK
Cp 1
TK
Cp 2
111
1111
1112
112
1121
1122
113
121
152
153
155
211
2111
TK
Cp 3
Tn ti khon
B
A- Ti khon trong bng
Loi I: Tin v vt t
Tin mt
Tin Vit Nam
Tin Ngoi t
Tin gi Ngn hng, Kho bc
Tin Vit Nam
Tin Ngoi t
Tin ang chuyn
u t ti chnh ngn hn
Nguyn liu, vt liu
Cng c, dng c
Sn phm hng ha
Loi II: Ti sn c nh
Ti sn c nh hu hnh
Nh ca, vt kin trc
S d u k
N
1
C
2
S pht sinh
Trong k bo co
Ly k t u d n
n cui k bo co
N
C
N
C
3
4
5
6
S d cui k
N
7
C
8
TK
Cp 1
TK
Cp 2
A
2112
2113
2114
2118
213
2131
2138
214
2141
2142
241
2411
2412
2413
311
3111
3118
312
331
3311
3318
332
3321
3322
TK
Cp 3
Tn ti khon
B
My mc, thit b
Phng tin vn ti, truyn dn
Thit b, dng c qun l
TSC khc
Ti sn c nh v hnh
Phn mm k ton
TSC v hnh khc
Hao mn TSC
Hao mn TSC hu hnh
Hao mn TSC v hnh
Xy dng c bn d dang
Mua sm TSC
Xy dng c bn
Sa cha ln TSC
Loi III: Thanh ton
Cc khon phi thu
Phi thu ca khch hng
Phi thu khc
Tm ng
Cc khon phi tr
Phi tr ngi cung cp
Phi tr khc
Cc khon phi np theo lng
Bo him x hi
Bo him y t
S d u k
N
1
C
2
S pht sinh
Trong k bo co
Ly k t u d n
n cui k bo co
N
C
N
C
3
4
5
6
S d cui k
N
7
C
8
TK
Cp 1
TK
Cp 2
A
3323
3324
333
3331
3335
3338
334
3341
3348
336
341
342
412
413
421
4212
4213
4214
4215
4218
431
4311
4312
4313
4314
TK
Cp 3
Tn ti khon
B
Kinh ph cng on
Bo him tht nghip
Cc khon phi np Nh nc
Thu GTGT
Thu thu nhp c nhn
Cc khon phi np khc
Phi tr cng chc, vin chc
Phi tr cng chc, vin chc
Phi tr ngi lao ng khc
Tm ng kinh ph
Kinh ph cp cho cp di
Thanh ton ni b
Loi IV: Ngun kinh ph
Chnh lch nh gi li ti sn
Chnh lch t gi hi oi
Chnh lch thu chi cha x l
Chnh lch thu chi SXKD
Chnh lch thu chi n H
Chnh lch thu chi thanh l TS
Chnh lch thu chi H u thu
Chnh lch thu chi H khc
Cc qu
Qu khen thng
Qu phc li
Qu n nh thu nhp
Qu pht trin s nghip
S d u k
N
1
C
2
S pht sinh
Trong k bo co
Ly k t u d n
n cui k bo co
N
C
N
C
3
4
5
6
S d cui k
N
7
C
8
TK
Cp 1
TK
Cp 2
TK
Cp 3
Tn ti khon
B
Ngun vn u t XDCB
Ngn sch cp
Ngun vn vay WB
Ngun vn vin tr
Ngun vn khc
Ngun kinh ph d n
Ngun kinh ph Ngn sch cp
Ngun kinh ph vay WB
Ngun kinh ph vin tr
Ngun kinh ph khc
Ngun vn hnh thnh TSC
441
4411
4412
4413
4418
462
4621
4622
4623
4628
466
511
5111
5112
5113
5114
5118
662
6621
66211
66212
6622
66221
66222
Loi V: Cc khon thu

Cc khon thu
Thu ph, l ph
Thu theo n t hng
Thu thanh l, nhng bn ti sn
Thu bn h s mi thu
Thu khc
Loi VI: Cc khon chi
Chi d n
Chi t ngun vn Ngn sch
Chi qun l d n
Chi thc hin d n
Chi t ngun vn vay WB
Chi qun l d n
Chi thc hin d n
S d u k
N
1
C
2
S pht sinh
Trong k bo co
Ly k t u d n
n cui k bo co
N
C
N
C
3
4
5
6
S d cui k
N
7
C
8
TK
Cp 1
TK
Cp 2
A
6623
6628
001
002
004
005
007
008
009
0091
0092
TK
Cp 3
Tn ti khon
B
Chi t ngun vn vin tr
Chi t ngun vn khc
Tng cng
B- Ti khon ngoi bng
(Ti khon loi O)
S d u k
N
1
C
2
S pht sinh
Trong k bo co
Ly k t u d n
n cui k bo co
N
C
N
C
3
4
5
6
TSC thu ngoi

Ti sn nhn gi h
Chnh lch thu chi thng xuyn
Dng c lu bn ang SD
Ngoi t cc loi
D ton chi hot ng
D ton chi chng trnh d n
D ton chi chng trnh d n
D ton chi u t XDCB
Ngy
Ngi lp biu
(Ch k, h v tn)
K ton trng
(Ch k, h v tn)
thng
nm 20.
Gim c d n
S d cui k
N
7
C
8
D n y mnh i mi sng to thng qua nghin cu KHCN

BQL d n.................................
Mu s B02 - H
TNG HP TNH HNH KINH PH

V QUYT TON KINH PH S DNG
Qu ..Nm 200..
I TNG HP TNH HNH NGUN VN :
S
Th
t
A
n v: VN
Ngun vn
2.3.
2.4.
2.5.
M
S
Ch tiu
2.6.
1
2
3
4
5
6
7
8
2.7. Kinh ph d n
Kinh ph cha s dng k trc chuyn sang
Kinh ph thc nhn trong k bo co
Ly k t u nm n cui k bo co
Tng kinh ph c s dng trong k bo co
KP s dng trong k BC ngh quyt ton
Kinh ph c gim trong k bo co (nu c)
31
32
33
34
35
36
37
38
KP c gim ly k t u nm n cui k BC
39
10
Kinh ph cha s dng chuyn k sau
40
Thc hin trong k bo co

Cng
Vn
Vn
Vn
NS
WB
Khc
2
Ly k t u d n n cui k BC
Cng
Vn
Vn
Vn
NS
WB
Khc
6
II. KINH PH S DNG NGH QUYT TON:

n v: VN
S
2.8.
Th 2.9.
t 2.10. Ch tiu
A
1
Ngun vn
2.11.
2.12. III. Chi d n

2.13. Chi qun l d n
Chi thc hin d n
M
S
1
300

Cng
Vn
Vn
Vn
NS
WB
Khc
2
301
302
Ngy
Ngi lp biu
(Ch k, h v tn)
Cng
Vn
Vn
Vn
NS
WB
Khc
K ton trng
(Ch k, h v tn)
thng
nm 200.
Gim c d n
D n "y mnh i mi sng to thng qua nghin cu KHCN"

BQL d n...............................
Mu F02 - 2H
BO CO CHI TIT KINH PH D N

Qu.Nm 200..
Tn d n....M s.
Thuc chng trnh.....
Khi u.. Kt thc.........
C quan thc hin d n....
Tng kinh ph c duyt ton d n......
S kinh ph c duyt k ny .
I . TNH HNH KINH PH:

S
Th
t
A
1
2
3
4
5
6
2.14.
Ngun vn
2.15.
2.16. Ch tiu
2.17.
Kinh ph cha s dng k trc chuyn sang

Kinh ph thc nhn trong k bo co
Tng kinh ph c s dng trong k bo co
KP s dng trong k BC ngh quyt ton
Kinh phia c gim trong k bo co (nu c)
Kinh ph cha s dng chuyn k sau
M
S
1
01
02
03
04
05
06

Cng
Vn
Vn
Vn
NS
WB
Khc
2
n v: VN
Cng
Vn
Vn
Vn
NS
WB
Khc
6
II . CHI TIT KINH PH D N S DNG NGH QUYT TON (Chi ph qun l d n):
S Mc
Th Lc
t Ngn
Sch
A
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
6000
6050
6100
6200
6250
6300
6500
6550
6600
6650
6700
6750
6800
6850
6900
7000
9050
7750
Khan mc chi ph
Tin lng
Tin cng tr cho lao ng Hng
Ph cp lng
Tin thng
Phc li tp th
Cc khon ng gp
Thanh ton dch v cng cng
Chi mua vn phng phm
Thng tin tuyn truyn, lin lc
Hi ngh
Cng tc ph
Chi ph thu mn
Chi on ra
Chi on vo
Sa cha ti sn phc v C.mn
Chi ph nghip v chuyn mn
Mua sm ti sn phc v C. mn
Chi khc
Cng
Thc hin trong k

Bo co
Tng s
Vn Ngn
Vn vay
Tin
sch
WB
1
n v: VN
Ly k thc hin t u d n
n cui k bo co
Tng s
Vn Ngn
Vn vay
Tin
sch
WB
4
III . CHI TIT KINH PH D N S DNG NGH QUYT TON (Chi ph thc hin d n):
S
th
t
Hot ng ch yu
(Hp phn/tiu hp phn)
Hp phn 1
Tiu hp phn 1.1
Tiu hp phn 1.2
Hp phn 2
Tiu hp phn 2.1
Tiu hp phn 2.2
Tiu hp phn 2.3
Hp phn 3
Tiu hp phn 3.1
Tiu hp phn 3.2
Tng cng
Tng s
Tin
1
Thc hin trong k

Bo co
Vn Ngn Vn vay
sch
WB
2
Vn
Khc
n v: VN
Ly k thc hin t u d n
n cui k bo co
Tng s Vn Ngn Vn vay
Vn
Tin
sch
WB
Khc
IV. THUYT MINH:

- Mc tiu, ni dung nghin cu theo tin quy nh: ...................................................................................
- Khi lng cng vic d n hon thnh: ...................................................................................................
Ngy
Ngi lp biu
(Ch k, h v tn)
K ton trng
(Ch k, h v tn)
thng
nm 200.
Gim c d n
Ph lc 8-5: Tng hp bo co quyt ton nm v quyt ton d n hon thnh (Dng cho BQLDA TW)
B Khoa hc v cng ngh
BQL d n Trung ng d n First
Mu B02/CT-H
Ngy 30/3/2006 ca B trng BTC)
BO CO TNG HP TNH HNH KINH PH V

QUYT TON KINH PH S DNG
NM 20.....
I.
TNG HP TNH HNH KINH PH
n v :VN
S
th
Ngun vn
M
S
Ch tiu
A
1
2
3
4
5
6
B
Vn cha s dng k trc chuyn sang:
Vn thc nhn trong k bo co
Tng vn c s dng trong k bo co
Kinh ph s dng ngh quyt ton T.K
Kinh ph gim trong k bo co
Kinh ph cha s dng chuyn nm sau
1
19
20
21
22
23
24
Tng cng
Thc hin trong k
Bo co
CPMU
Ly k t u d n
n cui k bo co
Thc hin trong k

Bo co
SPMU....
(Tip theo nh CPMU)
Ly k t u d n
n cui k bo co
Cng
Vn
NS
Vn
WB
Cng
Vn
NS
Vn
WB
Cng
Vn
NS
Vn
WB
Cng
Vn
NS
Vn
WB
10
11
12
13
14
15
...
II. KINH PH S DNG NGH QUYT TON

n v: VN
S
Th
T
A
Ngun vn
Tng cng
M
S
Cng
Ch tiu
B
Chi d n
Thc hin trong k

Bo co
1
300
Vn
NS
3
Vn
WB
4
CPMU
Ly k t u d n
n cui k bo co
Cng
5
Vn
NS
6
Vn
WB
7
Thc hin trong k

Bo co
Cng
8
Vn
NS
9
Vn
WB
10
Cng
11
SPMU.
SPMU....
Ly k t u d n
n cui k bo co
Vn
NS
12
Vn
WB
13
Thc hin trong k

Bo co
Cng
14
Vn
NS
15
Vn
WB
16
Ly k t u d n
n cui k bo co
Cng
17
Vn
NS
18
Vn
WB
19
Tip
theo
...
1
2
Chi qun l d n
Chi thc hin d n
301
302
Ngy....Thng..... Nm 200.
Ngi lp biu
(Ch k, H v tn)
K ton trng
(Ch k, H v tn)
Gim c d n
(Ch k, H v tn, ng du)
2.1. CHI TIT CHI QUN L D N S DNG NGH QUYT TON:
S
Th
T
Ngun vn
M
S
Ch tiu
A
6000
6050
6100
6200
6250
6300
6500
6550
6600
6650
6700
6750
6800
6850
6900
7000
9050
7750
Tin lng
Tin cng
Ph cp lng
Tin thng
Phc li tp th
C.khon ng gp
TT dch v cng
Vt t vn phng
Thg tin lien lc
Hi ngh
Cng tc ph
Chi thu mn
Chi on ra
Chi on vo
Sa cha T.xuyn
Chi nghip v
Mua sm ti sn
Chi ph khc
Tng cng
Thc hin trong k
Bo co
CPMU
Ly k t u d n
n cui k bo co
Cng
Vn
NS
Vn
WB
Cng
V
n
NS
6
Thc hin trong k

Bo co
SPMU.
SPMU....
Ly k t u d n
n cui k bo co
Thc hin trong k

Bo co
Ly k t u d n
n cui k bo co
Tip
theo
Vn
WB
Cng
Vn
NS
Vn
WB
Cng
Vn
NS
Vn
WB
Cng
Vn
NS
Vn
WB
Cng
Vn
NS
Vn
WB
...
10
11
12
13
14
15
16
17
18
19
...
Tng cng
2.2. CHI TIT CHI THC HIN D N S DNG NGH QUYT TON
S
Th
T
Ngun vn
Cn
g
Ch tiu
A
Tng cng
Thc hin trong k
Thc hin ly k t u
Bo co
D n n cui k BC
Hp phn 1
Tiu HP 1.1
Tiu HP 1.2
Hp phn 2
Tiu HP 2.1
Tiu HP 2.2
Tiu HP 2.3
Hp phn 3
T
Tng cng
Vn
NS
Vn
WB
Vn
gp
Cn
g
Vn
NS
Vn
WB
Vn
gp
Thc hin trong k

Bo co
Cng
Vn
NS
Vn
WB
CPMU
Thc hin ly k t u
D n n cui k BC
Vn
gp
Cng
Vn
NS
Vn
WB
Vn
gp
SPMU..1..
Thc hin trong k
Bo co
Cng
Vn
NS
Vn
WB
Vn
gp
..
.
...
B Khoa hc v Cng ngh

Ban Qun l D n Trung ng (CPMU)
Tng hp tnh hnh ngun vn v

Quyt ton ngun vn s dng ca ton d n
Nm......
I Tng hp ngun vn
Ch tiu
M
s
D nm trc chuyn sang

Tng
cng
n v
Vn i ng
Vn nhn trong nm
WB
Tng s
tin
Vn i ng
Vn nhn ly k t u d n
Vn
vay
WB
Tng s
tin
Vn i ng
Vn vay
WB
CPMU
SPMU 1
SPMU 2
SPMU 3
SPMU 4
SPMU 5
TNG CNG
II Tng hp chi ph thc hin ngh quyt ton

2.1. Chi qun l d n
M
s
Ch tiu
chi ly k n u k bo co
Tng cng
Vn i ng
Vn vay
WB
Thc chi trong k bo co

Vn
Tng s
Vn i ng
vay
tin
WB
chi ly k t u d n
Tng s
tin
Vn i ng
Vn vay
WB
n v
A
B
CPMU
SPMU 1
SPMU 2
SPMU 3
SPMU 4
SPMU 5
....
TNG CNG
2.2. Chi thc hin d n:

M
s
Ch tiu
n v
chi ly k n u k bo co
Tng cng
Vn i ng
Vn vay
WB
Tng
cng
Vn i ng
2.18.
B
CPMU
SPMU 1
SPMU 2
SPMU 3
SPMU 4
SPMU 5
....
TNG CNG
..
Thc chi trong k bo co

Vn
vay
WB
6
chi ly k t u d n
Tng
cng
Vn i ng
Vn vay
WB
III. Chi tit chi ph ngh quyt ton:

3.1 Chi ph qun l d n
M
s
K. mc chi
n v
CPMU
SPMU 1
SPMU 2
SPMU 3
Tng st
NS
WB
Tin lng
NS
WB
Ph cp
lng
NS
WB
Tin thng
NS
WB
Phc li tp
th
NS
WB
Cc
khon
ng gp
NS
WB
Dch v
cng
cng
NS WB
Vt
t
vn
phng
NS WB
.....
NS
...
WB
SPMU 4
SPMU 5
......
TNG CNG
3.2. Chi thc hin d n

M
s
Hp phn 1
Hot ng
n v
Tng s tin
NS
WB
Cng HP1
NS
WB
Tiu HP 1.1
NS
WB
Tiu HP 1.2
NS
WB
Cng HP2
NS
WB
Hp phn 2
Tiu HP
Tiu HP
2.1
2.2
NS
WB
NS
WB
Tiu HP
2.3
NS
WB
CPMU
SPMU 1
SPMU 2
SPMU 3
SPMU 4
SPMU 5
......
TNG CNG
Ngy....Thng..... Nm 200.
Ngi lp biu
(Ch k, H v tn)
K ton trng
(Ch k, H v tn)
Gim c d n
(Ch k, H v tn, ng du)
Hp phn 3
Cng
NS
WB
HP3
Ph lc 8-6: Bo co quyt ton cng trnh, hng mc cng trnh xy

dng hon thnh
I.
NI DUNG V PHNG PHP LP BO CO QUYT TON CNG

TRNH/HNG MC CNG TRNH HON THNH
1. Bo co tng hp quyt ton vn u t (Mu s 01 QTDA)

Phn I: Ngun vn u t
Phn nh tnh hnh tip nhn v s dng ngun vn u t cho d n, cng trnh, hng mc cng
trnh theo tng ngun vn. C th:
-
Ct A: Phn nh y tng ngun vn tham gia u t vo cng trnh/d n:
Vn Ngn sch Nh nc: Ngun vn Ngn sch Trung ng u t cho d n, cng trnh,
hng mc cng trnh.
Vn vay WB
Ngun vn khc: Vn ng gp ca ngi hng li (bng hin vt...c quy i thnh

tin) v ngun vn khc (nu c).
Ct 1: Phn nh k hoch (d ton) cc ngun vn u t cho d n, cng trnh, HMCT c

cp c thm quyn ph duyt trong quyt nh u t hoc trong d ton ca cng trnh, HMCT
(chi tit theo tng ngun vn).
Ct 2: Phn nh cc ngun vn thc t u t cho d n, cng trnh, HMCT t khi khi cng
n cui k bo co (chi tit theo tng ngun vn).
Ct 3: Phn nh chnh lch tng hoc gim ngun vn u t thc t so vi k hoch ngun
vn u t c ph duyt (nu c)
Phn II: Tng hp chi ph u t ngh quyt ton:

-
Ct A: Ghi ni dung chi ph theo c cu vn u t (n b GPMB, Xy dng, thit b... chi

ph khc).
Ct 1, 2, 3, 4: Ghi gi tr d ton c cp c thm quyn ph duyt theo c cu vn u t v

theo tng ngun vn: Ngn sch, vn WB, vn khc (k c quyt nh ph duyt b sung, iu
chnh tng d ton ca d n).
Ct 5, 6, 7, 8: Ghi chi ph thc t u t ngh quyt ton, lu k t khi khi cng n cui
k bo co ca cc cng trnh hon thnh, chi tit theo c cu vn u t v theo tng ngun
vn (vn ngn sch, vn WB, vn khc).
Phn III: Chi ph u t ngh duyt b khng tnh vo gi tr ti sn hnh

u t (nu c):
thnh qua
Phn nh ton b nhng chi ph u t, nhng do nguyn nhn khch quan: Thin tai, bo, lt,
chy n (nu c)... lm thit hi cng trnh, hng mc cng trnh c cp c thm quyn quyt
nh u t cho php duyt b (gim vn u t), khng tnh vo gi tr ti sn hnh thnh qua u
t (Chi tit cho tng cng trnh v tng ngun vn).
Phn IV: Gi tr ti sn hnh thnh qua u t
-
Ct A: Ghi theo nhm ti sn: Ti sn c nh v ti sn lu ng
Ct 1: Phn nh gi tr ca ti sn theo chi ph u t thc t
Ct 2: Phn nh gi tr ca ti sn theo gi tr quy i tnh n thi im bn giao ti sn cho

n v s dng.
Phn V: Thuyt minh bo co quyt ton vn u t

-
Tnh hnh thc hin cng trnh/HMCT: Gim c d n nu tm tt nhng thun li, kh khn
trong qu trnh thc hin u t ca cng trnh, HMCT.
Nhng thay i ni dung u t cng trnh so vi quyt nh u t c ph duyt lc u

nh: Quy m cng trnh, kt cu cng trnh, thay i ch u t, thay i hnh thc qun l d
n...
Nhng thay i v thit k k thut, tng d ton, thay i hnh thc la chn nh thu v...v...
Nhn xt v nh gi v kt qu thc hin cng trnh/HMCT, v vic chp hnh cc quy nh

ca Nh nc v trnh t, th tc qun l u t xy dng c bn, v qun l tin vn, vt t
v ti sn trong qu trnh thc hin.
Kin ngh: Nhng kin ngh ca Gim c d n vi c quan ch qun d n v cc c quan

hu trch v mi mt...
2. Cc vn bn php l c lin quan (Mu s 02 QTDA)

Phn nh nhng vn bn lin quan n ch trng, quyt nh u t, lin quan n chi ph u t
ngh quyt ton.
-
Ct A: Ghi tn cc vn bn c lin quan
Ct 1: Ghi k hiu, ngy thng nm ban hnh ca tng vn bn
Ct 2: Ghi tn c quan ban hnh tng vn bn.
Ct 3: Ghi tng gi tr c duyt (ghi trong quyt nh u t c duyt).
3. Tnh hnh thc hin u t qua cc nm (Mu s 03 QTDA)

Phn nh tnh hnh thc hin vn u t (t khi khi cng n khi cng trnh hon thnh), ghi theo
tng nm, lm c s quyt ton cng trnh, HMCT hon thnh.
-
Ct A: Ghi chi tit theo c cu vn u t ca tng nm (xy dng, thit b, chi ph khc).
Ct 1: Ghi Tng k hoch (d ton) vn u t c duyt tng nm, bao gm cc ngun vn

u t (Vn ngn sch, vn WB, vn khc)
Ct 2, 3, 4: Ghi k hoch (d ton) vn u t chi tit theo tng ngun vn u t (vn Ngn
sch, vn WB, vn khc) v theo c cu vn c duyt tng nm (xy dng, thit b, chi ph
khc).
Ct 5: Ghi tng s vn u t thc t thc hin tng nm bao gm cc ngun vn u t

thc hin (Vn ngn sch, vn WB, vn khc).
Ct 6, 7, 8: Ghi chi tit tng ngun vn u t thc t thc hin tng nm v theo c cu vn
u t.
Ct 9: Ghi tng s vn u t thc t thc hin quy i tng nm bao gm cc ngun vn.
Ct 10, 11, 12: Ghi s vn thc t thc hin quy i tng nm, chi tit theo c cu vn u
t v theo tng ngun vn.
4. Chi ph u t ngh quyt ton (Mu s 04 QTDA)

Phn nh ton b chi ph u t thc hin t khi cng n khi hon thnh ca tng cng trnh
ngh quyt ton, bao gm cc ngun vn u t (Ngn sch, vay WB, vn khc).
-
Ct A: Ghi tn tng cng trnh, hng mc cng trnh u t t khi cng n khi hon
thnh, chi tit theo c cu vn u t (xy lp, thit b, chi ph khc).
Ct 1: Ghi Tng d ton c ph duyt cho tng cng trnh, hng mc cng trnh, bao gm
cc ngun vn u t (Ngn sch, WB, vn khc).
Ct 2, 3, 4: Ghi d ton c ph duyt cho tng cng trnh, hng mc cng trnh, chi tit theo
c cu vn u t v theo tng ngun vn.
Ct 5: Ghi Tng s vn u t thc t thc hin lu k t khi khi cng n khi hon thnh
ngh quyt ton ca tng cng trnh, hng mc cng trnh, bao gm cc ngun vn u t
(vn Ngn sch, vn WB, vn khc).
Ct 6, 7, 8: Ghi s vn u t thc t thc hin t khi khi cng n khi hon thnh ngh
quyt ton ca tng cng trnh, hng mc cng trnh, chi tit theo c cu vn u t v theo
tng ngun vn.
5. Ti sn c nh mi tng (Mu s 05 QTDA)

Phn nh ton b ti sn c nh hnh thnh qua u t ca d n c v s lng, gi tr v gi tr
quy i.
-
Ct A: Ghi tn v k hiu tng ti sn u t hon thnh bn giao a vo s dng.
Ct 1: Ghi n v o lng ca tng ti sn.
Ct 2: Ghi s lng ti sn (nhm ti sn c cng n gi)
Ct 3, 4: Ghi n gi thc t v n gi quy i ca tng ti sn (nhm ti sn).
Ct 5, 6: Ghi tng gi tr (nguyn gi) thc t v gi tr quy i ca tng ti sn hoc tng

nhm ti sn.
Ct 7: Ghi thi gian a ti sn vo s dng.
Ct 8, 9, 10: Ghi chi tit theo tng ngun vn u t hnh thnh ti sn (Vn Ngn sch, Vn
WB, vn khc).
Ct 11: Ghi tn n v nhn ti sn bn giao a vo s dng.
6. Ti sn lu ng bn giao (Mu s 06 QTDA)
Lu : Nu trong biu 01/QTDA ghi tng gi tr ti sn lu ng bng khng, th k ton

khng lp bo co ny.
Phn nh ton b ti sn lu ng bn giao cho n v tip nhn s dng khi cng trnh hon thnh,
c v s lng, gi tr v gi tr quy i, chi tit theo n v tip nhn bn giao.
-
Ct A: Ghi tn tng loi ti sn lu ng bn giao (tin mt, tin gi, vt t, cng n, ti sn

lu ng khc)
Ct 1: Ghi n v o lng ca cc loi ti sn lu ng.
Ct 2: Ghi s lng ti sn lu ng bn giao.
Ct 3, 4: Ghi n gi thc t v n gi quy i ca tng ti sn lu ng bn giao.
Ct 5, 6: Ghi tng gi tr thc t v gi tr quy i ca tng ti sn lu ng bn giao.
Ct 7: Ghi tn n v nhn bn giao ti sn lu ng a vo s dng.
7. Bng i chiu s liu cp pht, cho vay, thanh ton vn u t (Mu S 08/QTDA)
L bng i chiu xc nhn tng ngun vn u t cho tng cng trnh, HMCT hon thnh vi
c quan cp pht, cho vay thanh ton (Kho bc Nh nc)
-
Ct A: Ghi s th t
Ct B: Ghi cc ch tiu cn bo co (Tng nm, ly k t khi cng n khi hon thnh)
Ct 1, 2: Ghi s liu ca ch u t, chi tit theo tng nm v ly k t khi cng n khi hon
thnh, ng thi ghi chi tit theo tng ngun vn (Ngn sch v vn vay WB)
S liu ca n v ch u t: Do BQL d n t ghi s vn c chi cho

tng cng trnh/HMCT/t khi cng n khi hon thnh (Chi tit theo tng
ngun vn).
-
Ct 3, 4: Ghi s liu ca c quan cp pht/cho vay/thanh ton (Kho bc Nh nc), ghi chi tit
theo tng nm v theo tng ngun vn (Ngn sch v vn vay WB)
S liu ca c quan cp pht/cho vay/thanh ton: Do Kho bc t ghi s vn

cp pht, cho vay, thanh ton cho tng cng trnh/HMCT t khi
cng n khi hon thnh (Chi tit theo tng ngun vn).
-
Ct 5: Chnh lch s vn cp pht, cho vay, thanh ton gia ch u t v c quan cp pht
thanh ton (nu c).
II.
MU CC LOI BO CO QUYT TON CNG TRNH/HNG MC

CNG TNH HON THNH
B Khoa hc v cng ngh

BQL d n .....................
Mu s 01- QTDA
(Ban hnh theo TT19/2011/TT/BTC
BO CO TNG HP
QUYT TON CNG TRNH/HMCT HON THNH
Tn d n
Tn cng trnh, hng mc cng trnh:
Ch u t:
Cp quyt nh u t:
a im xy dng:
Quy m cng trnh c duyt......................................................Thc hin: .........................
Tng mc u t c duyt..
Thi gian Khi cng Hon thnh: c duytThc hin..
I NGUN VN:
Ngun vn
A
(1) Tng cng
n v: VN
Thc hin
thanh ton
Chnh lch
2
3
Theo quyt
nh u t
1
- Vn Ngn sch
- Vn Vay WB
- Ngun vn khc
+ Vn ng gp ca ngi hng li
+ Vn khc
II TNG HP CHI PH U T NGH QUYT TON:
Ni dung
Chi ph
A
Tng s
-n b,GPMB
- Xy dng
- Thit b
- Qun l d n
-T vn
- Chi khc
D ton c duyt
Vn
Vay
Vn
N.sch
WB
khc
1
2
3
Cng
4
n v: VN
Chi ph ngh quyt ton
Vn
Vay
Vn
Cng
N.sch
WB
khc
5
6
7
8
III CHI PH U T KHNG TNH VO GI TR TI SN HNH THNH

QUA U T:
Tng s:
Trong :
- Chi t ngun vn Ngn sch .
- Chi t ngun vn vay WB
- Chi t ngun vn khc:
IV GA TR TI SN HNH THNH QUA U T-:

n v: VN
S
Th
T
A
1
2
Nhm (Tn) ti sn
GI TR TI SN
Thc t
1
(2) B
Tng s
Quy i
2
Ti sn c nh
Ti sn lu ng
V- THUYT MINH BO CO QUYT TON

1 Tnh hnh thc hin cng trnh/HMCT:
- Nhng thay i ni dung ca cng trnh so vi quyt inh u t c duyt:
Quy m, kt cu cng trnh, hnh thc qun l d n, thay i ch u t-, Hnh thc la
chn nh thu, ngun vn u t, tng mc vn u t......................................................
Nhng thay i v thit k k thut, tng d ton c duyt:...
2 Nhn xt, nh gi qu trnh thc hin:
- Chp hnh trnh t th tc qun l u t v xy dng ca nh nc:
- Cng tc qun l tin vn, ti sn trong qu trnh u t
3 Kin ngh :
Ngy
Ngi lp biu
(Ch k, h v tn)
K ton trng
(Ch k, h v tn)
thng
nm
Gim c d n
B Khoa hc v cng ngh

BQL d n .....................
Mu s 02- QTDA
(Ban hnh theo TT 19/2011/TT/BTC
CC VN BN PHP L LIN QUAN

S
Th
Tn vn bn
T
A
Ngy
thng
Ngi lp biu
(Ch k, h v tn)
K hiu,
Ngy,
thng,
Nm ban
hnh
1
C quan
Ban
Tng gi tr
c duyt
Hnh
(Nu c)
Ghi ch
nm 20..
Gim c d n
(Ch k, h v tn, ng du)
B Khoa hc v cng ngh

BQL d n .....................
Mu s 06- QTDA
TI SN LU NG BN GIAO
S
n
V
tnh
n v tnh: VN
S
lng
Gi n v
Danh mc
B
Thc
T
3
Quy
i
4
Tng gi
Thc
T
5
n v tip
nhn s
dng
Quy
i
6
Vt t:
1
2
3
(3)
1
2
3
...
Tin vn:
Tin mt
Tin gi
.
1
2
3
.
Cng n
Phi thu:
ng Nguyn vn A
B H th B
..
Phi tr:
Tng s
Ghi Ch:
Nu ti mc IV bo co s 01/QTDA ghi tng ti sn lu ng bng khng thi khng
lp biu ny.
Ngy
Ngi lp biu
(Ch k, h v tn)
K ton trng
(Ch k, h v tn)
thng
nm 20..
Gim c d n
Mu s 08- QTDA
B Khoa hc v cng ngh

BQL d n .....................
BNG I CHIU
S LIU CP VN, CHO VAY, THANH TON VN U T
-
Tn cng trnh/d n:
Ch u t
Tn c quan cho vay/thanh ton:
I Tnh hnh cp vn, cho vay, thanh ton;
S
th
S liu ca ch
u t
T
A
Ch tiu
Vn
N.Sch
Vn
WB
Lu k s vn
cp,
Cho vay, thanh
ton
T khi cng
Chi tit s vn
cp,
Cho vay, thanh
ton
Hng nm
Nm 1
Nm 2
Nm...
S liu ca c quan
cp, cho vay, TT
vn
Vn
Vn
N.Sch
WB
3
Chnh
Lch
(Nu c)
5
Gii thch Nguyn nhn chnh lch (Tng/Gim):

..
II NHN XT, NH GI V KIN NGH:

1 Nhn xt:
- Chp hnh trnh t, th tc qun l u t xy dng
- Chp hnh ch qun l Ti chinh u t
2 Kim sot qu trnh cp vn, cho vay, thanh ton vn u t
.
3 Kin ngh: V ngun vn u t v chi ph u t ngh quyt ton thuc phm vi
qun l
..
K ton trng
Ngy..thng..nm.
Ch u t
Gim c d n
Ngy..thng..nm.
C quan cp vn, cho vay, thanh ton
Trng phng
Th trng n v
(Ch k, h tn)
(Ch k, h tn, ng du)
(Ch k, h tn)
(Ch k, h tn, ng du)
B Khoa hc v cng ngh

BQL d n .....................
Mu s 03- QTDA
TNH HNH THC HIN U T QUA CC NM

S
TT
(4)
(5)
(6) Nm
A
K hoch (d ton) vn u t
Tng
Trong
S
Vn
Vn
Vn
N. sch
WB
Khc
1
n v : VN
Vn u t thc hin
Vn u t quy i
Tng
Trong
Tng
Trong
S
S
Vn
Vn
Vn
Vn
Vn
Vn
N. sch
WB
Khc
N. sch
WB
Khc
5
10
Tng cng
Xy dng
Thit b
Chi ph khc
1
Nm 1: Tng s
Xy dng
Thit b
Chi ph khc
Nm 2: Tng s
Xy dng
Thit b
Chi ph khc
Nm 3....
Ngy .. thng nm
Ngi lp biu
(Ch k, h v tn)
K ton trng
Gim c d n
(Ch k, h v tn)
11
12
B Khoa hc v cng ngh

BQL d n .....................
Mu s 04- QTDA
CHI PH U T NGH QUYT TON

THEO CNG TRNH, HNG MC CNG TRNH HON THNH
Tn cng trnh
(Hng mc cng trinh)
Tng
S
D ton c duyt
Vn
Vn
Ngn sch
WB
2
Vn
khc
4
Tng
S
5
n v: VN
Chi ph ngh quyt ton
Vn
Vn
Ngn sch
WB
6
Tng s
- Xy dng
- Thit b
- Chi ph khc
- Cng trnh A: Tng s:
- Xy dng
- Thit b
- Chi ph khc
HMCT 1: Tng s:
- Xy dng
- Thit b
- Chi ph khc
HMCT 2: Tng s:
- Xy dng
- Thit b
- Chi ph khc
Ngy
thng
nm
Ngi lp biu
K ton trng
Gim c d n
(Ch k, h v tn)
(Ch k, h v tn)
Vn
khc
8
B Khoa hc v cng ngh

BQL d n............................
Mu s 05- QTDA
BB(Ban hnh theo TT 19/2011/TT/BTC
TI SN C NH MI TNG
n v: VN
n gi
S
Th
T
A
Tn v
k hiu
TSC
n
V
tnh
S
Lng
2
Tng gi tr
(Nguyn gi)
Thc
T
Quy
i
Thc
T
Quy
i
Ngy a
TSC
Vo s
Dng
7
Ngn
Sch
8
Ngun vn
Vn
WB
9
Vn
khc
10
(7) Tng s
1
2
3
4
......
Ngy
thng
nm
Ngi lp biu
K ton trng
Gim c d n
(Ch k, h v tn)
(Ch k, h v tn)
n v
Tip nhn
S dng
Tii sn
11
Ph lc 8-7: iu khon tham chiu (TOR) cho v tr kim ton ni b

Chuyn gia t vn trong nc v kim ton ni b D n
y mnh i mi sng to thng qua nghin cu, khoa hc v cng ngh
I.
Mc tiu v phm vi ca cng vic kim ton ni b
1.1
Mc tiu
Cng vic kim ton ni b bao gm cc mc tiu sau y:

Gip d n t c cc mc tiu pht trin ra bng cch em li mt phng php tip cn c h thng
v k lut nh gi v nng cao hiu qu ca cc qu trnh qun l ri ro, kim sot v qun tr ni b.
Mt cch c th, kim ton vin ni b c yu cu phi:
m bo vic thit k v vn hnh hiu qu ca h thng qun l ri ro, kim sot v qun tr ni
b;
xut cc khuyn ngh nhm nng cao h thng qun tr ri ro, kim sot v qun tr ni b ng
thi gim st cc bin php khc phc.
1.2
Phm vi cng vic
a. Tng qut
Kim ton vin ni b c yu cu phi:
Phi hp vi CPMU xem xt, pht trin v vn hnh h thng qun tr ri ro, kim sot v qun tr
ni b ca d n FIRST.
Xem xt nh gi h thng qun tr ri ro, kim sot v qun tr ni b ca cc SPMU (cc i

tng th hng: cc GRI, cc doanh nghip) v h tr cc SPMU ny thc hin d n v qun l
ti chnh.
a ra cc khuyn ngh ci tin v gim st cc bin php khc phc c thc hin.
b. H thng c xem xt
H thng c xem xt nh gi bao gm cc chnh sch v quy trnh c CPMU v SPMU p dng nhm
h tr CPMU hon thnh c cc mc tiu ca d n v xy dng nng lc kim sot ni b trong CPMU.
Kim sot ni b ca d n cn bao gm cc chnh sch v quy trnh c CPMU p dng h tr vic
t c mc tiu m bo gi tr ng tin ca cc hot ng ca h, bao gm:
-
Tun th cc chnh sch, lut php v quy nh v qun l;

Bo v ti sn, phng nga v pht hin gian ln v sai st;
y mnh cc hot ng c trt t, kinh t v hiu qu, ph hp vi cc mc tiu ca chng
trnh;
Chun b kp thi cc thng tin v ti chnh; v
Xy dng nng lc kim ton ni b bn trong CPMU.
c. Cc cng vic kim ton c th

i) Kim ton cc khon ti tr
Vic kim ton cc khon ti tr ca D n cho cc n v th hng d n (bao gm cc Vin nghin cu,
cc trng i hc, cc Doanh nghip) c trin khai thc hin nhm m bo rng cc n v th hng
trin khai d n v s dng khon ti tr tun th c cc yu cu sau:
-
Khon ti tr ca D n c s dng hp l ng mc tiu v hiu qu

Tun th cc hng dn v quy trnh thc hin theo cc ni dung quy nh trong PIM
Cng tc qun l ti chnh chi tiu ca D n v cc bo co k ton tun th cc ni dung
quy nh ca nh ti tr v cc chnh sch ca B Ti chnh.
ii) Cc ni dung kim ton chi tit

-m bo h thng (qun tr ri ro, kim sot v qun tr ni b) hot ng hiu qu. Chi tit nh sau:
1. m bo vic phn b ngn sch mt cch hiu qu thng qua cc hot ng sau:
m bo rng cc khon gii ngn c ph duyt ca ngun vn c thc hin kp thi;
m bo cc chnh sch qun l (v ngn sch, d on ngn v di hn) c tun th;
2. m bo s hiu qu ca cng tc k ton thng qua cc hot ng sau:
Cc giao dch ca d n c nhp vo ghi chp v ti khon ca CPMU, SPMU v cc i tng
th hng c ghi chp li;
Khng ghi chp li cc giao dch khng c ph duyt;
Cc giao dch c nhp trn c phn tch v ng ti mt cch chnh xc;
Khng c php lm gi mo cc chng trnh ngun kim sot hot ng ca h thng k ton
ca CPMU v cc i tng th hng (giao dch gc v cc phn tch v ng ti sau );
T chi vic tip cn h thng k ton ca CPMU khi cha c cho php;
Bo m rng ti sn ca d n c kim sot v k ton hon chnh.
3. m bo tnh hiu qu ca cc bin php kim sot ni b thng qua cc hot ng sau:
m bo s ph hp ca h thng kim sot ni b i vi vic gim st chi tiu ca d n v cc
hot ng ti chnh khc, ng thi m bo an ton cho cc ti sn c mua bng ngun vn ca
d n t c cc mc tiu ra cho kim sot ni b;
m bo rng cc bin php kim sot ni b tun th cc chnh sch v hng dn u thu, cc
yu cu v ti chnh v bo co ca cc tha thun v hp ng ti tr;
Chu trch nhim tm ra v pht hin s gian ln v tham nhng;
Khng c php s dng ti sn ca t chc sai mc ch hoc phi kinh t, phi hiu qu;
S sai lch so vi k hoch ban u (ti tr, u thu...) phi c ghi nhn, iu tra v phn ng
kp thi;
H tr pht trin cc chnh sch v quy trnh qun l k ton v ti chnh trong Phn Qun l Ti
chnh ca s tay hot ng;
m bo vic thc hin cc iu khon v Qun l ti chnh xuyn sut d n;
m bo vic thc hin cc iu khon v u thu v hp ng trong s tay hot ng xuyn sut
d n;
T vn cho iu phi vin ca d n CPMU v tt c cc vn ti chnh v kim sot ang cn
nhc ca d n; v
o to nhn vin c ch nh h tr cng vic kim ton ni b.
4. m bo tnh hiu qu ca h thng bo co thng qua cc hot ng sau:
Thng tin ti chnh c truyn t mt cch hiu qu nht nhng ai tip cn vi nhng thng
tin ny c th ti u ha tc dng ca n; v cc bo co ti chnh th hin quan im cng bng
v chnh xc;
m bo vic duy tr cc ti khon ti chnh qu mt cch kp thi.
5. Phi hp vi kim ton ti chnh c lp, kim ton hot ng tng hp v thanh tra ca B KH&CN
-
Kim ton ni b c th s dng bo co kim ton c lp km theo kt lun tham kho.
H tr thanh tra ca B KH&CN (hoc n v kim ton ni b ca B KH&CN) nh gi qu

trnh thc hin da trn cc hng dn v nguyn tc ca NHTG.
Duy tr lin lc vi cc c quan lin quan ti d n.
II.
CC TIU CHUN KIM TON C P DNG

-
III.
Kim ton ni b phi c tin hnh ph hp vi Chun mc quc t cho vic hnh ngh chuyn
nghip ca kim ton ni b ban hnh bi Hip hi Kim ton Quc t v Tiu chun Kim ton
Quc t (khi p dng c) ban hnh bi Lin on K ton Th gii hoc cc quy nh a phng
v kim ton.
Cng tc bo co
T vn s lp bo co sau mi t tin hnh kim ton theo lch d kin quy nh di y (mc V).
Trong vng 45 ngy k t ngy kt thc t kim ton t vn cn phi hon thnh cc bo co sau (bn
ting Vit, ting Anh v bn mm theo yu cu):
a) Bo co kim ton i vi cc n v c la chn kim ton;
b) Cc bo co khc thuc mc tiu v phm vi ca cng vic c giao cho t vn vin.
Kim ton vin s chun b nhng bo co sau bng ting Anh v ting Vit, mi loi 10 bn cng ring
bit theo hnh thc v phng thc c NHTG v CPMU chp nhn.
Cc bo co kim ton ni b phi c np ng thi cho Gim c CPMU v Ngn hng Th gii.
IV.
-
Lch trnh thc hin

T vn vin s phi thc hin dch v hai ln mt nm. Mi t kim ton s khng ko di qu
ba thng (t kim ton u tin d kin bt u vo 01/01, kt thc vo 31/03 v t th hai ko
di t 01/10 n 31/12 hng nm).
Lp k hoch kim ton ni b hng nm np cho CPMU thng nht trc khi thc hin (bao
gm vic la chn cc n v c kim ton ni b).
V.
Trong qu trnh thc hin cng vic, kim ton ni b s thng xuyn n thm cc PMU (cc
i tng th hng: GRI, cc doanh nghip) nh gi vic qun l ti chnh, cc giao dch, cc
ghi chp v bo co ti chnh lin quan n d n FIRST c duy tr ti cc PMU ny. Vic n
thm trc tip s c thc hin trn c s lun phin v tp trung vo nhng n v th hng c
nng lc qun l d n thp v thiu kinh nghim thc hin cc d n do NHTG ti tr nhm a
ra cc bin php kp thi ci thin nng cao cht lng cng vic .
Cc ti liu h tr cung cp cho kim ton vin
Kim ton vin phi c tip cn vi mi vn bn php lut, th t trao i v cc thng tin khc lin
quan n d n c th c coi l cn thit h thc hin cng tc kim ton.
VI.
Trnh v cc yu cu
-
Sc khe tt;
C bng c nhn v kinh t, ti chnh v k ton/kim ton (u tin cc ng vin c chng ch CPA
hoc ACCC, CIA v sau i hc);

t nht 10 nm kinh nghim trong cc lnh vc ti chnh v k ton, kim ton/kim ton ni b (u
tin cc ng vin c kinh nghim lm vic vi cc d n ODA v cc cng ty kim ton c lp
quc t);
t nht 5 nm kinh nghim lm vic cho cc d n ca NHTG trn cc lnh vc ti chnh v k ton,
kim ton v kim ton ni b (u tin cc ng vin c kinh nghim lm trng nhm kim ton
c lp hoc kim ton c lp cho cc d n do NHTG ti tr);
VII.
-
VIII.
Thnh tho cc k nng vi tnh (Microsoft Word, PowerPoint, Excel, Internet);

K nng ting Anh tt, c vit v ni.
Cc yu t u vo
Kim ton vin c php s dng cc trang thit b v dng c ti vn phng PMU (my tnh,
my in, my photocopy v vn phng phm, etc.)
D kin thi gian lm vic: thi gian hiu lc ca hp ng l 5 nm vi ch s thng nhn cng
khng vt qu 6 thng mt nm.
iu khon thanh ton
Cc chi tit v vic thanh ton cho t vn vin s c tha thun bi hai bn khi m phn v k kt hp
ng.
Ph lc 9-1: C s php l
1.
Cc Hng dn v Chnh sch an ton ca Ngn hng Th gii
OP 4.01: nh gi Mi trng1
Chnh sch OP 4.01 c p dng v d n c th s gy nn mt s tc ng bt li n mi trng
v x hi mc nh/trung bnh qua cc hot ng xy dng phng th nghim VINALAB-MAMET
thuc hp phn 1 v cc hot ng v tiu d n thuc hp phn 2a v 2b.
Tham vn cng ng v Cng b thng tin

Chnh sch OP 4.01 yu cu trong qu trnh thc hin nh gi mi trng, d n cn tham vn cc
nhm b nh hng v cc t chc phi chnh ph a phng v cc kha cnh mi trng ca d n
v xem xt cc quan im t nhng nhm ny. Chnh sch OP 4.01 cng yu cu vic tham vn cn
c bt u trong thi gian sm nht c th trong qu trnh chun b cng nh trong sut giai on
thc hin d n nu cn gii quyt cc vn lin quan n mi trng gy nh hng ln cc
nhm ngi ny.
Theo nh Chnh sch ca Ngn hng Th gii v Cng khai Thng tin v chnh sch OP 4.01, tt c
cc bo co nh gi mi trng s c cng khai Vit Nam nhng ni d tip cn v ti trung
tm thng tin Infoshop Washington DC.
Hng dn chung ca Nhm Ngn hng Th gii v Mi trng, Sc khe v An ton (EHS)
Hng dn EHS l cc ti liu tham kho k thut vi cc v d chung v ca cc ngnh cng nghip
c th v thc hnh cng nghip quc t tt (GIIP), nh c xc nh trong Tiu chun s 3 ca
IFC v Phng chng v gim thiu nhim. Hng dn EHS a ra cc bin php v mc tnh nng
thng c Nhm Ngn Hng Th gii chp nhn v nhn chung c th c thc hin ti cc c s
vt cht mi vi chi ph hp l vi cng ngh hin c. Nu cc quy nh ca nc nhn u t khc
vi cc mc tnh nng v bin php c trnh by trong Hng dn EHS, cc d n cn nn lm
theo cc quy nh no c tnh nghim ngt cht ch hn. Nu cc cp hay bin php t nghim ngt
hn li mang tnh ph hp vi hon cnh c th ca d n th s cn mt bn gii trnh y v chi
tit cho bt c phng n thay th xut no nh mt phn ca nh gi mi trng ti a im c
th. Bn gii trnh ny cn cho thy s la chn cc mc tnh nng thay th s mang tnh bo v sc
khe con ngi v mi trng.
D n FIRST c sng lc v xp vo Nhm B theo chnh sch ca NHTG v nh gi mi trng

(OP 4.01). Ch c chnh sch OP/BP 4.01 c kch hot, bt k tiu d n no kch hot cc chnh sch
an ton khc ca NHTG ngoi OP/BP 4.01 s khng c coi l hp l nhn ti tr. Cc chnh sch
an ton c d n kch hot c trnh by trong bng 1.
Bng 1. Cc chnh sch an ton ca Ngn hng Th gii c kch hot bi d n FIRST
Chnh sch ca Ngn hng Th gii
Kch hot
nh gi mi trng (OP/BP 4.01)
bitthmchititvcchngdnvchnhschcaNHTG,xintruycpvotrangwebcaNHTG:
http://web.worldbank.org/WBSITE/EXTERNAL/PROJECTS/EXTPOLICIES/EXTSAFEPOL/0,,menuPK:584441~pagePK:64168427~piP
K:64168435~theSitePK:584435,00.htmlandhttp://www.ifc.org/ifcext/sustainability.nsf/Content/EHSGuidelines
Cc khu c tr t nhin (OP/BP 4.04)
Khng
Rng (OP4.36)
Khng
Qun l vt hi (OP 4.09)
Khng
Ti sn vn ha vt th (OP 4.11)
Khng
Ngi bn a/dn tc thiu s (OP/BP 4.10)
Khng
Ti nh c bt buc (OP/BP 4.12)
Khng
An ton p (OP/BP 4.37)
Khng
D n ng thy quc t (OP/BP 7.50)
Khng
D n trong cc khu vc tranh chp (OP/BP 7.60)
Khng
2. Lut ca Vit Nam v nh gi v Qun l Mi trng

Cc lut, ngh nh v tiu chun ca chnh ph Vit nam p dng i vi D n nh sau:
Lut
Lut bo v mi trng s 52/2005/QH11 c Quc hi Vit Nam thng qua ngy 29/11/2005
quy nh trch nhim ca cc c nhn v t chc v bo v mi trng.
Lut Ti nguyn nc s 08/1998/QH10 ngy 20/05/1998
Lut giao thng ng b s 23/2008/QH12
Lut Xy dng s 16/2003/QH11
Cc ngh nh v thng t
Ngh nh s 80/2006/N-CP ngy 09/08/2006 ca Chnh ph Vit Nam hng dn v quy nh

chi tit vic thc thi mt s iu lut ca Lut Mi trng.
Ngh nh s 29/2011/N-CP ngy 18/04/2011 v cc quy nh trong nh gi mi trng chin

lc, nh gi tc ng mi trng v cc cam kt bo v mi trng
Ngh nh s 73/2010/N-CP v x pht vi phm hnh chnh trong lnh vc anh ninh v trt t, an
ton x hi
Ngh nh s 59/N-CP v qun l cht thi rn
Ngh nh Chnh ph s 149/2004/N-CP quy nh vic cp php thm d, khai thc, s dng ti
nguyn nc, x nc thi vo ngun nc.
Ngh nh 1338/N-CP v hng dn k thut i vi vic thi cng ti a im c nn mng yu
Ngh nh s 22/2010/TT-BXD v an ton lao ng trong thi cng xy dng cng trnh
Thng t s 26/2011/TT-BTNMT ngy 18/07/2011 nu chi tit mt s iu khon ca Ngh nh

s 29/2011/N-CP ngy 18/04/2011 quy nh v nh gi mi trng chin lc, nh gi tc
ng mi trng v cam kt bo v mi trng
Thng t s 12/2006/TT-BTNMT hng dn v cc quy nh i vi cc cng ty tham gia vo sn

xut, vt chuyn v x l cht thi nguy hi
Thng t s 12/2011/TT-BTNMT v qun l cht thi c hi
Thng t s 02/2005/TT-BTNMT v hng dn thc thi Ngh nh s149/2004/N-CP ca Chnh

ph v cp php thm d, khai thc, s dng ti nguyn nc, x nc thi vo ngun nc.
Quyt nh s 35/2010/Q-UBND v vic cp php thm d, khai thc, s dng ti nguyn nc,
x nc thi vo ngun nc trong khu vc H Ni
Quyt nh s 23/2006/QD-BTNMT v Danh mc cc cht thi c hi
Ch th s 02/2008/CT-BXD v vic chn chnh v tng cng cc bin php m bo an ton lao
ng, v sinh lao ng trong cc n v thuc ngnh xy dng
Trong s cc quy nh php lut trn, Ngh nh s 29/2011/N-CP nu chi tit mt s quy nh d n
cn phi trc tip tham chiu cho c trnh by di y:
Ph lc II a ra danh sch cc d n yu cu chun b bo co nh gi tc ng mi trng
Ph lc III a ra danh sch cc d n m cc bo co nh gi tc ng mi trng thuc phm

vi ca B Ti nguyn v Mi trng (B TN&MT) thm nh v ph duyt. Di y l cc d n
lin quan nht n cc d n c xut:
Cc d n s dng t ca vn quc gia, khu bo tn t nhin, di sn th gii, cnh quan/vn

ha/lch s quc gia, cc khu bo tn sinh quyn, ngoi tr cc d n s dng t hn 20 ha t trong
vng m ca cc khu bo tn;
Cc d n yu cu chuyn i rng phng h u ngun, rng phng h chn sng bin/ct/gi, t
20 ha ca rng chuyn dng hoc t 100 ha ca rng t nhin, t 20 ha ca t rung hai v ma,
t 100 ha nui trng thy sn trn vng t ct;
Cc d n trin khai ti khu vc gm nhiu hn mt tnh thnh.
Cc tiu chun
QCVN 03: 2008/BTNMT: Quy chun k thut quc gia v gii hn cho php ca kim loi nng trong
t TCVN 6774:2000 cht lng nc cht lng nc ngt bo v i sng thy sinh;
QCVN 05: 2009/BTNMT-Quy chun k thut quc gia v cht lng khng kh xung quanh;
QCVN 06: 2009/BTNMT: Quy chun k thut quc gia v cht ng hi trong khng kh xung quanh
QCVN 07: 2009/BTNMT: Quy chun k thut quc gia v ngng cht thi nguy hi
QCVN 08: 2008/BTNMT Quy chun k thut quc gia v cht lng nc;
QCVN09:2008/BTNMT: Quy chun k thut quc gia v cht lng nc ngm
QCVN 14: 2008/BTNMT : Quy chun k thut quc gia v nc thi sinh hot;
QCVN 15: 2008/BTNMT: Quy chun k thut quc gia v d lng ha cht bo v thc vt trong
t;
QCVN 40:2011/BTNMT: Quy chun k thut quc gia v nc thi cng nghip
TCVN 5308-9: Quy phm k thut an ton trong xy dng;
TCVN 7222:2002: Yu cu chung i vi cc k hoch x l nc thi;
TCVN 4447:1987: Cng tc t Quy phm thi cng v nghim thu
Mt s th tc cho cc trng hp khai qut hin vt him thy
Lut Di sn vn ha (2002)
Lut Di sn vn ha (2009) sa i v b sung
Ngh nh s 98/2010/N-CP sa i v b sung.
Ph lc 9-2: Danh sch cc mc cn kim tra v an ton mi trng v x

hi
i vi tt c cc tiu d n/ cc hot ng trong Hp phn 2 ca d n FIRST, cc t vn/cn b mi
trng ca CPMU s tin hnh sng lc xc nh tnh hp l ca cc tiu d n.
Cc t vn v/hoc cn b mi trng CPMU s hon thnh danh sch kim tra. Bng cch biu th C
cho bt k mt chnh sch an ton mi trng no khc, m khng phi nh gi v Mi trng
OP4.01, th tiu d n b coi l khng hp l.
Lu : Nu c bt k chnh sch no c kch hot bi tiu d n, ch ca d n phi ch ra c s
nghim trng ca cc tc ng tim n, nh c hng dn trong bng sau y. Nu khng, tiu d n
s c coi nh khng t yu cu tuyn chn v mt mi trng.
Lu : Cn phi a ra li gii thch i vi mi cu hi C/Khng. Bn cnh , nu tiu d

n p dng chnh sch OP/BP 4.01, ch d n phi ch ra s nghim trng ca cc tc ng
tim n nh c hng dn trong bng bn di.
Chnh sch
an ton
mi
trng
Hy nh du vo ph hp
nh gi
mi trng

khng, v cc tc ng trong phm vi nh hng ca xut ny
nh th no?
Khng
Mi trng
sinh thi t
nhin

Khng
Khng
C
Nu c th y nu r
nghim trng tim n ca tc
ng v nu cc yu t trong
thit k xut m c th gip
ngn nga c nhng tc ng
c hi tim tng.

nghim trng hoc suy thoi cho mi trng sinh thi t nhin
(ng c, khu t hoang c lp ph thc vt dy, mi trng sng
ca sinh vt hoang d....) khng?
Cc tc ng ca xut c th trc tip bi hot ng thi cng
hoc tc ng gin tip bi hot ng ca con ngi thc hin d
n
Qun l su
bnh, cn
trng
xut c ti tr cho vic mua cc loi thuc tr su, dit cn

trng hoc mua sm cc thit b c s dng vi mc nh tr su,
dit cn trng khng?
Cung cp thm tr
li ca bn y,
nu thch hp

hoc m rng hay thay i cc bin php qun l su bnh, cn
trng hin thi hay khng?
Khng

Khng
xut c bao gm vic sn xut hoc thi b mt khi lng ln

cc sn phm phng nga su bnh ra mi trng khng?
Khng
xut c kh nng tc ng ln sc sng v cht lng ca cc

khu rng, hoc tc ng ln cc quyn li v sc khe ca con
ngi v hay quan h tng h ca h i vi cc khu rng khng?
Khng
xut c d kin c gy ra nhng thay i trong qun l, bo v

hay s dng cc khu rng t nhin hoc rng trng hay khng?
Khng
S an ton
cho cc p
nc
C bt k hot ng xut no lin quan n xy dng v nh

hng ln hot ng ca cc p nc ln khng?
Khng
Di sn vn
ha
Cc hot ng xut c kh nng tc ng mt cch tiu cc ln

cc ti nguyn vn ha truyn thng hay khng? Cc ti nguyn
ny c th gm n cha, di tch chn ct hay cc di tch kho c
Khng
Cc xut
trong vng
ng thy
quc t.

quc t hay khng?
Khng
Rng
Ti nh c
khng t
nguyn.

rng vic mt t hay mt cc ti sn khc c gy ra bi: (i) di
di hay mt ni c tr; (ii) mt ng dn n cc ti sn v gy ra
cc tc ng bt li cho vic kim sng; (iii) mt cc ngun thu
nhp hoc cc phng tin kim sng, d nhng ngi b nh
hng phi hoc khng phi di chuyn n ni khc.
Khng
Khng

khng c kch hot
Dn tc
thiu s
Ngy
xut c kh nng tc ng tiu cc ln cc dn tc thiu s hoc

c kh nng to ra cc li ch tch cc cho cc dn tc thiu s hay
khng?
Kim tra bi
Xc nhn bi
(Tn y v ch k)
(Do gim c PMU K v ng

du)
Ph lc 9-3: Sng lc tc ng mi trng

Sau khi tham kho tng xut tiu d n v tng danh sch kim tra bo v mi trng v x hi
thch hp ca tng d n ny, CPMU v chuyn gia t vn s c yu cu in vo Form Kim tra tc
ng mi trng, xc nh mc cc tc ng tch cc v tiu cc m mi tiu d n c th em li
v do quyt nh c xem tiu d n c thch hp v mt mi trng cho vic la chn hay khng
Tn tiu d n:
1. Xc nh dng ca tiu d n
Loi EIA
Loi EPC
Loi ECOP
Loi C
2. L do phn loi cc tiu d n (in vo bng sng lc mi trng x hi)

Cc vn mi trng x hi
Vic xy dng v cc hot ng c lin quan c gy ra nhng
hot ng sau khng?
(Hng dn: Nu c th, a ra cc thng tin nh tnh trong ct
ch gii, khi cu tr li l c i vi trng hp khng c
bin php lm nh no c p dng. PMU c th thm cc cu
hi vo cui ca bng ny v a ra cu tr li nu xc nh
thm c cc vn khc)
1. Pht quang cy ci ti cc a im xy dng, cc khu tri hoc
cc khu vc nh kho?
2. C b nhim nc (Nc b tng vn c v rc thi xy dng
hoc cc vt liu xy dng, nhin liu t cc a im xy dng
chy xung cc ngun tr nc) hoc lt li cc b do nc thi
t cc cng trnh xy dng?
3. Ting n, bi v rung ng do cc nh my, cng trng xy
dng (v d: ting n t cc xe ti) v do cc hot ng xy dng
to nn (v d: khi lp ngi hay trn xi mng)?
4. To ra rc thi xy dng?
5. S xung cp ca cnh quan cc a im khai thc nguyn
liu san lp?
6. Him ha t l tng ln nhng a im b o bi
7. C gy ra ri lon v giao thng do vic vn chuyn v bc xp
tm thi cc nguyn vt liu xy dng hoc do cc hoat ng xy
dng ang din ra hay khng?
Khng
Ch gii
8. Tn hi n ma mng, hay n cc c s h tng hin c?

9.C gy ra s gin on cho cc dch v cng ch hin c hay
khng ( nh vic ti tiu, cung cp nng lng, ng in
thoi, )
10.Cc ri ro v an ton cho cng ng a phng, c bit l
cho tr em v cc cng nhn?
11.C hn ch ngi dung nc a phng tip cn ngun
nc, hoc hn ch h ti cc dch v cng cng khc hay
khng?
12.M m, cc vt liu n, cc vt th vn ha/kho c c b o
ln khng?
13. C s xi mn trong giai on vn hnh vic lm li h thng
cc cng trnh ti tiu nc khng?
14. Vic tip cn n cc h gia nh b gin on hay khng?
15. Khc
3. Kt lun
Tiu d n ny c thch hp v mt mi trng hay khng?
C
Khng
4. C bt k ti liu an ton no c thu nhn hay khng?

C
Khng
Nu c, hy nu r.
5. Cc ch qun l tiu d n c nn chun b thm cc cng c nh gi mi trng no khng?
EIA
Ngy
EMP
EPC
Khng c
Xc nhn v kim tra bi

Tn y v ch k ca T vn/Cn b mi
trng
Ph lc 9-4: M hnh K hoch Qun l Mi trng (EMP) cho tiu d n

ca FIRST
1.
M t tiu d n
Cung cp nn tng thch hp cho cc n v thc hin EMP cho cc tiu d n, c th l cc c quan nh
nc/nh ti tr, cc t vn hay cc t chc phi chnh ph. Gm m t vn tt cc hp phn chnh ca d
n xut, mt bn trnh by cc nhu cu v mc tiu tiu d n, c quan thc hin, lch s vn tt ca d
n (gm cc phng n thay th c xem xt), tnh trng hin nay v thi gian biu, cng nh tnh ging
nhau/tnh cht ca cc tiu d n lin quan. Mt bn m t tm tt cc iu kin mi trng cn c cung
cp.
2.
Cc quy nh php lut p dng v mi trng
Xc nh cc iu lut, quy nh v hng dn cho vic thc hin nh gi hay ch nh ni dung ca bo

co. Cc ti liu ny c th gm mt s hay tt c cc ti liu sau y:
Chnh sch hot ng ca Ngn hng Th gii; v d nh: nh gi mi trng; Tham vn cng
ng v Cng khai thng tin v chnh sch v An ton, Sc khe v Mi trng ca Ngn hng
Th gii.
Lut v/hoc cc quy nh quc gia v r sot mi trng v nh gi tc ng
Cc quy nh nh gi mi trng khu vc, a phng; v
Cc quy nh nh gi mi trng ca cc t chc ti tr khc tham gia trong d n.
Xc nh thit k hay tiu chun hot ng m cc hp phn ca d n phi p ng tun theo cc yu

cu an ton mi trng, v d gm c tiu chun kh thi v cc yu cu an ton v sc khe lao ng.
3.
Tng quan v cc Tc ng bt li v cc Bin php gim nh
Tm tt cc tc ng: D on cc tc ng mi trng v x hi bt li (v cc kh nng cha chc

chn v cc nh hng ca chng) ng thi xc nh v tng hp cc bin php gim nh cho cc tc
ng ny.
M t cc bin php gim nh: Mi bin php gim nh tc ng s c m t vn tt xt theo cc tc
ng v cc iu kin cn n cc bin php . Cc bin php ny s c km theo, hoc tham chiu
n, cc thit k, cc hot ng pht trin (gm cc m t trang thit b), cc th tc hot ng v cc
trch nhim thc hin. Cc bin php gim thiu xut nhm xc tin tham vn cng ng cn c m
t r rng v iu chnh thch hp.
Cc tc ng bt li v cc bin php gim nh c th c trnh by theo mu nh sau:
Cc hot ng
Giai on thit k
Giai on thc hin
tiu d n
Cc tc ng/vn
v mi trng
Cc bin php
gim nh
Trch nhim
Ngy (Bt
u/Kt
thc)
Giai on hot ng
tiu d n
4.
Tha thun v th ch
Cc trch nhim gim nh, theo di v gim st cn c xc nh cng vi vic t chc sp xp cc

lung thng tin, c bit cho cng tc iu phi gia cc n v chu trch nhim thc hin gim nh tc
ng. Vic ny c bit quan trng cho cc d n yu cu lin ngnh/lin kt th ch. c bit, EMP ch
nh r trch nhim ca tng n v trong vic thc hin cc bin php gim nh v nh gi, v d, thi
hnh cc bin php sa ch, gim st thc hin, o to, ti tr v bo co. Cc tha thun th ch cng
cn c xy dng duy tr h tr cc bin php thi hnh thng nht cho cng tc bo v mi
trng.
Trong trng hp cn thit, k hoch qun l mi trng cn xut vic tng cng nng lc cc n
v lin quan qua cc hnh ng nh: thit lp cc c ch t chc ph hp; phn cng cc cn b v t
vn ch cht v cc tha thun v vn i ng v cho vay li.
4.1
Cc c quan n v
Cc n v chu trch nhim thc hin v gim st vic gim nh tc ng v cc bin php gim st
c m t theo s . V d:
BKHCN
NgnhngThgii
PMU
Ccnhcungcpthitb
vnhthu(nuthch
hp)
Cctiud n
STNMT
PMU
4.2
Trch nhim
Nhng n v lin quan ny c th s tham gia vo qun l mi trng ca tiu d n. Trch nhim ca
cc bn lin quan tng ng cho mi tiu d n cn c trnh by nh sau
STT
n v
Ch tiu d n
K s thit k
PMU
Nh thu/Nh cung cp trang thit b
T vn gim st xy dng
T vn mi trng
v.v
5.
Trch nhim
Gim st v bo co
5.1.
M t chng trnh gim st (nu thch hp)
K hoch qun l mi trng xc nh cc mc tiu gim st v ch r loi hnh gim st yu cu; ng
thi m t cc ch s hiu qu thc hin cung cp lin kt gia cc tc ng v cc bin php gim nh
nh c xc nh trong bo co nh gi mi trng, cc thng s o lng, phng php s dng, v
tr ly mu v tn sut o lng, gii hn d tm (nu thch hp) v xc nh cc ngng bo hiu s cn
thit cho cc hot ng sa cha. Cc tha thun theo di v gim st cn c thng nht gia ch tiu
d n v c quan thc hin d n/P, Ngn hng v bn vay : bo m pht hin ng lc cc tnh
trng cn trin khai cc bin php khc phc sa cha theo ng cc quy tc thc hin; cung cp thng
tin v tin v kt qu ca cc bin php gim thiu v cng c th ch; v nh gi vic tun th cc
chnh sch an ton mi trng quc gia v ca Ngn hng.
K HOCH GIM ST
Thng s
no s
c s
dng
Thng s
s c
theo di
u
Thng s
c theo
di bng
cch no
/loi thit
b theo di
Khi no
thng s
c theo
di /thng
xuyn hay
lin tc
Tiu
Chi ph
chun p theo di
dng
Chi ph ca
thit b hay
nh thu i
hi thc
hin theo
di?
Trch nhim
Bo co
n/tn
sut
Thi gian
(Ngy bt
u/kt
thc)
5.2.
Gim st chun b k hoch d phng v cc hot ng o to (nu p dng)

V d: k hoch d phng v ri ro ha hon
5.3.
Khung tun th v mt mi trng

V d: Khung tun th cho cc nh cung cp thit b
6.
n v t
chc
7.
K hoch xy dng nng lc/o to (nu thch hp)

Kha
o to
Thnh vin
Tn sut
Thi gian
din ra
Ni dung
Ngn sch
Ngn sch
D ton chi ph: cn c nu r cho c u t ban u v cc chi phi nh k trong vic thc hin tt
c cc bin php c xc nh trong bo co EMP, gp vo tng chi ph d n v c xem nh mt
yu t trong cc cuc m phn vn vay.
Tt c cc chi ph cn c tnh n gm cc chi ph hnh chnh, thit k v t vn, vn hnh v bo tr
bt ngun t vic p ng cc tiu chun yu cu hoc iu chnh thit k d n.
8.
Tham vn cng ng v cng khai thng tin
Trnh by kt qu Tham vn cng ng v Cng khai thng tin
9.
Cc thng tin khc
a ra cc danh sch v ngun d liu, cc nghin cu v bo co c s ca d n, cc n phm lin quan

v cc mc khc cn cc t vn trc tip ch .
Ph lc 9-5: Mu danh sch cc mc cn kim tra v cc Tiu ch thit k thn thin vi mi trng
Thng tin chung
Tn d n
Tn ca k s/cn b k thut
Ngy hon thnh nghin cu
Ngun thng tin
Kt qu u ra xut
Tn a im din ra ci to/xy dng cn bn

(Nhng) ngi thc hin nghin cu
Ngy m nghin cu ti cng trng c hon thnh
Tn v thng tin lin lc ca nhng ngi cn lin h
Ci to vn phng hay xy dng vn phng mi
C
Khng
Cha bit
Nhn xt
Tiu ch thit k
1. Ti a ha s ph hp ca thit k kin trc vi cng trnh vn ha quan trng
ln cn hay gn cng trnh
2. Ti a ha vic s dng nh sng t nhin gim thiu nhu cu v nh sng
nhn to
3. Tn dng ti a cc h thng thng gi gim nhu cu dng iu ha
4. Ti a ha ngun d tr nc ma ti vn v cc khu cy trng trong vn
phng (nu p dng)
5. Khuyn khch s dng cc vt liu thn thin vi mi trng (trnh s dng cht
aming v cc cht c hi khc)
6. Trng cc loi cy a phng trong vn v khu vc xanh trong vn phng
(nu p dng)
7. n nh dc s dng cc bin php thc vt (nu p dng)
8. H thng cu ha cht lng
9. v.v
Cc tiu ch khc (m t)
226
Ph lc 9-6: Quy tc Thc hnh Mi trng (ECOPs)

(c iu chnh ph hp vi d n FIRST t cc ECOP tiu chun cho d n cng trnh nh c NHTG ti tr ti Vit Nam)
CC VN /RI RO
1. Gy ra bi/
nhim khng
kh
2. Ting n v
chn ng
BIN PHP GIM NH
3. nhim nc
Nh thu cn thc hin cc bin php kim sot bi bo m gim thiu vic to ra bi v khng lm phin n cc
h dn a phng, duy tr mi trng lm vic an ton, v d nh:
- Ti ra cc cng trng xy dng v ng b bi
- che ph nguyn vt liu
- Xe ch nguyn vt liu c che ph v bo m an ton trong qu trnh vn chuyn chng ri t, ct, vt liu
hay bi bn;
- Cc nguyn vt liu v t khng c che ph cn c bo v khi xi mn do gi
Nh thu chu trch nhim tun th cc quy nh php lut ca Vit Nam v ting n v chn ng.
Tt c cc phng tin cn c Giy php chng nhn cht lng, an ton k thut v bo v mi trng theo Quyt
nh s 35/2005/QD-BGTVT phng nga cc ting n pht ra t my mc khng c bo tr tt.
Khi cn thit, cc bin php gim ting n n mc chp nhn c cn phi c thc hin, c th bao gm cc b
phn gim thanh, ng gim thanh, cc tm gim thanh hoc t cc my mc gy ra nhiu ting ng ti nhng khu vc
c bo v v m thanh.
Trnh hoc gim thiu vic vn chuyn qua cc khu vc dn c v khu vc ch bin nguyn liu (v d nh trn xi
mng).
Cc cng trnh v sinh c xy dng hay c ng cn c cung cp ti cng trng cho cc cng nhn. Nc thi t
cc cng trnh v sinh ny cng nh t bp, bung tm, bn ra, v.v cn c x vo mt b cha b i khi cng
trng hoc x vo h thng cng rnh sinh hot; khng c x thng vo cc sng h cha nc.
Nc thi vt qu mc cho php vi cc tiu chun/quy nh k thut ca Vit Nam cn c thu gom trong mt b
cha v c cc n v x l cht thi c giy php thc hin x l.
Vo lc hon thnh cc cng trnh xy dng, cc b cha nc v b pht cn c che y v bt kn.
Khng c x cht thi, rc, du hay cc tp cht vo cc ngun nc.
Khng c ra xe t hay my mc trn sng sui
Mt danh sch y cc ngun v v tr x nc thi s c chun b v duy tr
227

4. S thot nc
v lng cn
5. Cht thi rn
6. Cc cht thi
ha hc hay
c hi
7. nh hng n
thm thc vt
v cc ti
nguyn sinh
thi
Cc bin php ph hp gim thiu nc thi s c thc hin (nh bin php trung ha x l trc khi loi b cht
thi, v.v)
Nh thu phi tun theo cc thit k thot nc chi tit trong cc k hoch thi cng m bo h thng thot nc lun
c bo tr sch bn t v khng tc nghn.
Cc khu vc cng trng khng b nh hng bi cc hot ng thi cng cn c duy tr gi nguyn hin trng.
Ti mi v tr thi cng, Nh thu phi cung cp thng rc, cng-te-n v cc vt cha thu gom ph thi.
Cht thi rn c th c tm thi cha cng trng trong mt vng ch nh ring v c T vn gim st thi cng
v chnh quyn a phng thng qua trc khi thu gom v x l.
Cc cng-te-n cha rc thi cn c che y, t vng, chng c tc ng thi tit v chng li vic nht rc
Khng c t, chn hay vt cht thi rn.
Cc vt liu c th ti ch c nh bn g trong o rnh, thp, vt liu lm gin gio, chng cng trnh, cc bao
b, v.v s c thu gom v tch ring khi cc cht thi khc ngay ti cng trng ti s dng, s dng nhi lp
hay em bn.
Nu cht thi rn hoc ph thi xy dng khng c vt b khi cng trng th ch c x l nhng v tr c
T vn gim st thi cng xc nh v thng qua v a vo k hoch x l cht thi rn. Trong bt c trng hp no
nh thu cng khng c thi bt k vt liu no vo cc vng nhy cm v mi trng nh cc mi trng sng t
nhin hay dng nc.
Cc loi du m qua s dng cn c b khi cng trng v bn cho cng ty chuyn ti ch du qua s dng
c chp nhn.
Cc loi du, cht bi trn, cht lm sch, v.v c s dng cho vic bo tr phng tin v my mc phi c
thu gom trong cc b cha v c mt cng ty chuyn ti ch du loi b khi cng trng v tin hnh x l mt
a im x l cht thi c hi c duyt.
Ct gi ha cht an ton s dng cc bin php nh che y, lm hng ro v dn nhn thch hp.
Khng s dng cc ha cht c hi khng c chp nhn gm sn cha ch
Cc khu vc cn gii phng mt bng nn c gim thiu ht mc c th
Nh thu s phi loi b lp t ph ca tt c nhng khu vc m lp t ph chu nh hng ca cc hot ng ci to,
gm cc hot ng tm thi nh ct gi v d tr nguyn vt liu; lp t b loi b s c gi cc khu vc theo
thng nht vi T vn gim st thi cng sau ny s dng phc hi li thm thc vt v v vy cn c gi v bo
v tt.
228
8. Qun l giao
thng
9. Cn tr n cc
dch v cng
cng
10. Khi phc cc
khu vc b nh
hng
11. An ton lao
ng v cng
ng
Khng cho php vic s dng ha cht trong pht quang cc thm thc vt.
Cm n cy tr khi c y quyn trc tip r rng trong k hoch pht quang thm thc vt.
Dng ro bo v tm thi, nu cn thit, bo v hiu qu cy ci cn bo tn trc khi thc hin bt c cng vic
no trong cng trng.
Nh thu phi bo m khng c bt c hot ng sn bn, by hay gy c cho cc loi ng vt.
Trc khi thi cng cn t chc tham vn vi chnh quyn v cng ng a phng cng nh cc cn b cnh st giao
thng.
Vic gia tng mt phng tin giao thng cn c a vo trong k hoch thi cng c ph duyt trc y.
Cc tuyn ng, c bit cc tuyn c xe ti hng nng, cn ch xem xt cc khu vc nhy cm nh trng hc, bnh
vin v ch.
Thit lp h thng n chiu sng bui m nu vic ny l cn thit bo m lu thng giao thng an ton.
t bin bo quanh khu vc thi cng to iu kin cho giao thng i li thun li, ch dn cho cc b phn khc nhau
ca cng trnh v a ra cnh bo an ton.
Trin khai cc bin php kim sot an ton giao thng, gm cc bin bo ng/sng/knh v ngi cm c ch dn
bo hiu cc v tr trong tnh trng nguy him.
Trnh vn chuyn nguyn vt liu thi cng trong gi cao im.
Cc bin ch ng cn c lp t c cc tuyn ng thy v ng b nu cn thit.
Cung cp thng tin cho cc h dn b nh hng v lch trnh lm vic v cc hot ng gy cn tr v nc/in theo
nh trong k hoch t nht 2 ngy trc khi din ra.
Bt c thit hi no cho cc h thng dy cp hin c cn c bo co vi c quan chnh quyn v khc phc trong
thi gian sm nht c th.
Cc khu vc c gii phng nh cc khu x l cht thi, cng trnh, ln tri cng nhn, khu vc kho lu tr, sn thi
cng v cc khu vc tm thi s dng trong qu trnh thi cng cc cng trnh ca d n cn c phc hi bng cc
bin php trng cy c, thot nc v phc hi t.
t b nhim c ha cht hay cc vt cht c hi cn c loi b, di chuyn v chn cc khu cha rc.
Nh thu phi tun th cc quy nh php lut Vit Nam v an ton lao ng.
o to cng nhn v cc quy nh an ton lao ng v cung cp qun o bo h y cho cng nhn theo nh cc
lut p dng ca Vit Nam
229
12. Cng tc lin

lc vi cc
cng ng dn
c a phng
13. Cc hin vt
him thy
Lp t hng ro, ro chn, bin bo nguy him/bin cm xung quanh khu vc thi cng c th gy ra nguy him cho
ngi dn.
Nh thu cn cung cp cc bin php an ton nh lp t hng ro, cc ba-ri-e chn c bin bo nguy him, h thng
n sng chng tai nn giao thng cng nh cc nguy him khc c th xy ra cho dn c v cc khu vc nhy cm.
Nu cc nh gi trc y cho thy c th c cc vt liu n cn xt li (UXO), cn c nhn s c nng lc thc hin
vic gii ta theo nh trong k hoch chi tit c K s thi cng thng qua.
Cng nhn khng c s dng ung c cn trong gi lm vic
Khng c lm vic m khng c thit b bo h an ton (gm giy ng v m bo h)
Nh thu s phi hp vi chnh quyn a phng (lnh o x, trng lng) v lch trnh thng nht ca cc hot ng
thi cng cc vng gn cc khu vc nhy cm hay thi im nhy cm (nh cc ngy l tn gio).
Cc bn sao ting Vit ca cc ECOP v cc ti liu an ton mi trng lin quan khc s c cung cp cho cc cng
ng dn c a phng v cng nhn ti cng trng.
Ph bin thng tin d n cho cc bn lin quan (v d nh chnh quyn a phng, cc doanh nghip v cc h dn b
nh hng, v.v) qua cc bui hp vi cng ng trc khi thc hin thi cng.
Cung cp cc thng tin lin lc nhng bn quan tm c th ly thng tin v cc hot ng ca cng trng, tnh hnh
d n v cc kt qu thc hin d n.
Thng bo cho dn c a phng v lch trnh lm vic v thi cng, s gin on cc dch v cng cng, cc tuyn
ng vng v cc tuyn xe but tm thi, cc hot ng cho n v ph sp, nu thch hp.
Cc bng thng bo phi c dng tt c cc cng trnh xy dng cung cp thng tin v d n cng nh thng tin
lin lc ca cc gim c cng trnh, cn b mi trng, cn b an ton v sc khe, cc s in thoi v cc thng tin
lin h khc nhng ngi dn b nh hng c th by t quan tm lo ngi v cc khuyn ngh.
Khng lm phin v gy cn tr n cc cng ng dn c.
Nu Nh thu pht hin cc hin vt cng trnh kho c, lch s, gm cc ngha a v/hoc m m c nhn trong qu
trnh o t hay xy dng, Nh thu s phi:
Dng cc hot ng thi cng khu vc tm thy di vtt;

Phc ha khu vc hoc cng trnh tm thy di vt;
Gi an ninh cho khu vc phng nga thit hi hay mt mt cc vt c th di chuyn c. Trong trng hp cc
c vt hay cc vt nhy cm, cn b tr nhn vin bo v trc m cho n khi chnh quyn a phng hay S vn
ha v thng tin tip qun.
230
Thng bo cho T vn gim st thi cng/Ch d n - ngi s thng bo cho chnh quyn a phng hay nh nc
chu trch nhim cc cng tc v Di sn vn ha Vit Nam (trong vng 24 gi hoc sm hn);
Chnh quyn a phng hay nh nc s chu trch nhim bo v v bo tn khu vc trc khi quyt nh cc th tc
thch hp. Cn phi thc hin hot ng nh gi s b cc di vt tm thy. Tm quan trng ca cc hin vt cn c
nh gi theo cc tiu ch lin quan n di sn vn ha; bao gm cc gi tr thm m, lch s, khoa hc hay nghin cu,
x hi v kinh t;
Quyt nh v cng tc gii quyt x l cc hin vt s do chnh quyn chc nng thc hin. Cng vic ny c th gm
c cc thay i trong vic bo tn, bo qun, phc hi v lu gi b cc (nh trong trng hp tm thy cc di vt
khng di chuyn c c gi tr vn ha v kho c);
Nu cng trnh vn ha v/hoc cc di tch c gi tr cao v vic bo tn khu vc c cc nh chuyn mn khuyn
ngh v c cc n v c thm quyn v lnh vc di sn vn ha yu cu, Ch D n s phi thc hin cc thay i
thit k cn thit theo yu cu v bo tn khu vc;
Cc quyt nh lin quan n qun l di vt s c cc c quan chnh quyn lin quan trnh by di dng vn bn.
Cc cng vic thi cng s ch c tip tc sau khi c s cho php ca cc c quan chnh quyn a phng trn c s
an ton cho cc di sn.
231
Ph lc 10-1. Khung Gim st v nh gi (M&E) d n

1.
Cc ch tiu mc tiu pht trin d n

Gitrmctiutchly
Tnchtiu
ng
nvtnh
cs
Nm1
Nm2
Nm3
Nm4
Mctiu
cui
1. Tng s lng n phm

khoa hc quc t do cc
Phntrm 0.00
n v th hng thc hin
(chia theo gii tnh)
0.00
0.00
5.00
5.00
10.00
Tnsut
BKH&CN/
Hngnm
BQLDATW
2. Tng cc hot ng i mi
sng to ca cc n v th Phntrm 0.00
hng (chia theo gii tnh)
0.00
0.00
5.00
5.00
10.00
Ngund
Trchnhimthu
liu/Phng
thpdliu
phplun
Hngnm
BKH&CN/
CPMU
BKH&CN/
NASATI
BKH&CN/
NASATI
Ghich:
1. Cc n phm khoa hc quc t y ch cc n phm c ghi trong c s d liu Thomson Reuters v Scopus hoc c s d liu k cn; gii tnh mi
tc gi ca n phm s c ghi li.
2. Hot ng i mi sng to y ch s lng cc sn phm hoc quy trnh ca doanh nghip c a ra theo nh ngha ca Frascati; gii tnh ca
ngi ng u mi t chc s c ghi li.
2.
Cc ch tiu kt qu trung gian

Tnchtiu
nvtnh
Gitrmctiutchly
232
Tnsut
ng
cs
Nm1
Nm2
Nm3
Nm4
Ngund Trchnhimthu
liu/Phng thpdliu
phplun
Mctiu
cui
0.00
0.00
20.00
30.00
50.00
Hngnm
Ccboco
Gimstv BKH&CN/
nhgid CPMU
n
Khng
Mtln
NASATI
Hngnm
Ccboco
Gimstv NASATI/B
nhgid KH&CN/PMU
n
1. S lng nghin cu vin

quc t tham gia d n
(chia theo gii tnh)
Slng
0.00
2. Thc hin kho st KHCN C/Khng Khng

& i mi sng to
3. S lng t chc
KH&CN cng lp thc
hin tha ng khon ti
tr dnh cho t chc
KH&CN cng lp
Slng
0.00
0.00
3.00
3.00
5.00
6.00
5. S lng khon ti tr
ngn sch i ng c
thc hin thnh cng bi
BKH&CN
Slng
0.00
10.00
15.00
20.00
25.00
32.00
Hngnm
Csdliu
ccchtiu BKH&CN/
hotng
VISTEC/
caGRI(cc
bocoM&E NASATI
cadn)
Slng
0.00
0.00
1.00
3.00
3.00
4.00
Hngnm
Ccboco
Gimstv
4. S lng khon ti tr
cnh tranh c trao cho
cc doanh nghip cng
ngh i mi sng to
(chia theo gii tnh)
NASATI/
233
BKH&CN/
PMU/NASATI
nhm hp tc nghin cu
i mi sng to
nhgid
n
6. Trung tm nghin cu v
pht trin cng ngh
ngun v c kh ch to
my v cng ngh nhng
i vo hot ng
C/Khng Khng
7. Bo co nghin cu nhn Slng 0.00

c
Khng
0.00
Khng
0.00
0.00
0.00
1.00
Hngnm
Ccboco
Gimstv
BKH&CN
nhgid
n
Mtln
Ccboco
Gimstv BKH&CN/
nhgid PMU
n
Ghi ch:
Cc ch tiu kt qu trung gian ny c m t nh sau:
Tnchtiu
1. S lng nghin cu vin quc t tham gia d n (chia theo gii

tnh)
Mt
Giitnhcaccchuyngiatinngncngoithamgiascghi
chp;giitnhcacccngtcvinaphngcngcghichpli.
2. Thc hin kho st KHCN & i mi sng to
Tnhhnh(C/Khng)khostKHCN&imisngtothchinmi
nm
3. S lng t chc KH&CN cng lp thc hin tha ng khon ti
cxcnhbimtcucnhgiclpthchinbimttchc
chuynnghiphoctrngihcniting.
tr dnh cho t chc KH&CN cng lp
234
4. S lng khon ti tr cnh tranh c trao cho cc doanh nghip

KH&CN v i mi sng to (chia theo gii tnh)
ChtiunystuntheonhnghatrongStayhngdnthchin
dndnhchoccdoanhnghipiukinnhncckhontitr
cnhtranh;giitnhcangilnhotchcscghichpli.
5. S lng khon ti tr ngn sch i ng c thc hin thnh cng Cckhontitrtrongqutrnhthchinscdngchochtiu

bi cc nhm hp tc nghin cu i mi sng to
6. Trung tm nghin cu v pht trin cng ngh ngun v c kh ch

to my v cng ngh nhng i vo hot ng
7. Bo co nghin cu nhn c
nytronggiaionthchindn.
Vicbtu(C/Khng)hotngkinhdoanhcaVINALABMAMET
bimtcngtytnhn.
Slngccbinghincuvcchotngcadnchon
thnhvgiaonp.
235
Ph lc 10-2: Bo co d n Mc lc mu
1.
Tin d n v lch trnh thc hin

a. Cc s kin kt thc (o to v hi tho c t chc trong vng 3 thng qua)
b. Cc s kin sp ti (o to, hi tho, tham quan hc tp nh c ln lch trong k
hoch u thu mi nht)
c. M t cc vn gp phi v cn phi gii quyt
2.
Hin trng ca cc hp phn

a. Tin , kt qu t c v vng mc ca mi tiu hp phn
i.
xut nhn c, c xem xt v trao hp ng i vi mi loi ti tr
ii.
Tin ca CoretechLab
iii.
Hin trng cc tiu d n ca NASATI v cc SPMU khc
iv.
Lt truy cp vo trang web ca d n
v.
....
b. Gii trnh nhng sai lnh so vi cc mc tiu

c. Tho lun nhng cp nht ng lu ca cc ch tiu kt qu trung gian
3.
Cp nht v cc i tng th hng

a. Cc bn mi tham gia d n
b. Cp nht v SPMU (NASATI v cc SPMU khc)
a. Cc thay i nhn s trong Ban qun l d n trung ng
4.
Bo co ti chnh v u thu
5.
Ph lc
Cc bin bn ghi nh, cc th tc v danh sch i biu ca kha tp hun/cuc hp/hi

tho (3 thng gn y)
236

Annexes of Pim Da First Vie April 2014

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D n y mnh i mi sng to thng qua

Nghin cu, Khoa hc v Cng ngh

Ban Qun l D n FIRST, thng 5/2014

Ph lc 3-2: i din ca B KH&CN nc ngoi

Trng b phn i din

Phm Minh Tin

Hong Duy Cng

inh Quang Tuyn

Ph lc 3-3: Ban qun l tiu d n cho tiu hp phn 1.b

Gim c: Ts. L Xun nh (NASATI)

Ph gim c: ng o Mnh Thng (NASATI)

iu phi vin: 01 chuyn gia t vn trong nc (ICS)

01 cn b hnh chnh/phin dch vin/th qu (ICS)

Phng u thu: 01 chuyn gia t vn trong nc (ICS)

Phng Thng k KHCN & i mi: 01 cn b chng trnh (ICS) + 01 cn b NASATI

Phng Khung Gim st v nh gi: 01 cn b VISTEC

Phng Bn Cng ngh: 01 cn b SATI

Phng C s d liu KHCN & i mi: 01 cn b NASATI

Ph lc 3-4: Cc cn b ch cht ca CPMU

Trn Quc Thng

091 359 9639/

Hong Minh Thc *

V trng V K hoch Tng hp B

090 343 0336/

(Tn ngi chu trch

Nguyn Ngc Song *

V trng V Ti chnh B KH&CN; K

090 326 2839/

Phm Th Thy Dip

097 905 6688/ dieppt@firstmost.vn

Cc trng Cc Pht trin th trng v

Trn Xun Hng *

Vin trng Vin ng dng Cng ngh

inh Vit Bch *

Trng phng T chc v Cn b Khoa

0168 955 5686/

Trng phng Hp tc Quc t, Cc ng

098 208 6099/

Ph trng phng Chu v Chu Phi, V

098 870 8518/

098 358 0066/

Chuyn gia u thu

Chuyn gia k ton ti chnh

091 350 2356/

Chuyn gia t vn hp phn VINALABMAMET

093 894 6229/

Cn b Thng tin, Truyn thng

090 421 3020/

097 657 4488/

098 610 9148/

Nguyn T. Thu Phng

Chuyn gia t vn hp phn

090 220 2626

*: Cc cn b i din t cc n v thuc B KH&CN h tr thc hin d n

Ph lc 3-5: iu khon tham chiu (TOR) ca mt s v tr ch cht

Mc tiu cng vic

Phm vi cng vic

9. Thc hin cc cng vic khc theo yu cu ca Gim c D n.

Yu cu v nng lc v kinh nghim

Tt nghip i hc chuyn ngnh khoa hc k thut hoc kinh t.

C t nht 10 nm kinh nghim cng tc.

C kinh nghim cc v tr qun l, iu phi, vit bo co v cc ti liu khoa hc. (u tin ng

Ni v vit thnh tho ting Anh.

S dng thnh tho vi tnh vn phng.