Escolar Documentos
Profissional Documentos
Cultura Documentos
FOR M
700
l \\
COVEPAGE
A PubIi Doc..lJ.11J..'eJi
l. . . . 0 4
.
(LAST)
NAME
GRILLI
STREET
MAILING ADDRESS
(May use business address)
(FIRST)
(MIDDLE)
MARY
ANN
CITY
STATE
SAN JOSE
1. Office, Agency, or Court
Name of Office, Agency, or Court:
(
ZIP CODE
CA
4. Schedule Summary
or "No reportable
interests."
Your Position:
attached schedules:
JUDGE
position(s):
Schedule A-1
Position:
Schedule D
-orD
__J__
Date: ____J
Leaving Office
(Check one)
-------
-or-
Schedule E
------
D Assuming Office/Initial
Income - Gifts
_______________
_
3. Type of Statement
5. Verification
-or-
0 The period
- schedule attached
_
_______________
_
D Multi-County
[!]
D Yes
OOState
0 Other
Schedule B
Schedule C
0 City of
Real Property
------
O County of
Schedule A-2
Date Signed
2_1_5
1 _l_0_6_..,...
_
_____
__ _ _
covered is _____}____
___}
, through
Candidate
FPPC Form 700 (200512006)
FPPC Toll-Free Helpline: 866/ASK-FPPC
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
GLOBAL BOND
0 $10,001
00 $2 000 $10.000
0 $100,001 $1,000,000
$100,000
!KJ
Other
(Describe)
ACQUIRED
>
>
Iii
STOCK FUND
!Describe)
$2,000
D s10.001
$10,000
s100.ooo
Over $1,000,000
Slock
oiher
BO ND FUN D
....!!..JJ.Q_j
___}
DISPOSED
ACQUIRED
>
(Describe)
___}
DISPOSED
INTERNATIONAL MARKETS
BONDS
FAIR MARKET VALUE
$1,000.000
O s100.001
Over $1.000,000
NATURE OF INVESTMENT
Ds____,..._______
N_
B_
O
rnher_
_
_
(DesClibll )
ACQUIRED
s1.ooo.ooo
$100.000
Over $1 000,000
NATURE OF INVESTMENT
Slock
...!
!..J
..ft.
Iii $10,001
0 $2,000 - $10,000
00 $10.001 . $100,000
0 $2,000 - $10,000
BUSINESS ENTITY
0 $100.001 -
OF
DISPOSED
NATURE OF INVESTMENT
NAME
___}
0 $100,001 . $1,000,000
Stock
ACQUIRED
(0.Kribe)
BOND FUND
NATURE OF INVESTMENT
M UTUAL FUND
0 Over $1,000,000
>
Other
0 $10,001 - $100,000
00 $2.000 . $10,000
0 $100,001 $1,000,000
Olher
00
EMERGING MARKETS
[Ml
Slock
ACQUIRED
...!!..J.JM...
DISPOSED
OF
- $100.000
0 Over $1,000.000
$1,000,000
___J...Jll_
GENERAL DESCRIPTION
NATURE OF INVESTMENT
N
_B
_D_____ _______
_O_
...!!..J..ft.
Iii $10,001
$2,000 . $10,000
0 $100,001
Over $1,000,000
NATURE OF INVESTMENT
Stock
700
Iii
Slock
Olher
-------
(Oesenbe)
___}
DISPOSED
...!.!.
...t
ACQUIRED
_J
DISPOSED
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
D
0
$2,000 . $10,000
0 $100.001
$1 000 000
$10.001
Stock
!Kl
Other
NATURE OF INVESTMENT
STOCK FUND
Slock
00
other
STOCK FUND
__J__J.J&_
..
ACQUIRED
__J
DISPOSED
DISPOSED
>
00 $10,001 - $100,000
0 Over $1,000,000
D s2.ooo - s10.ooo
D s100.001 - s1.ooo.ooo
D s2.ooo . s10.ooo
D s100.001 s1.ooo.ooo
Stock
Iii
Ot her
IK)
Ds
B_
O
__
_
_N
(Describe)
__)__...}
0 $10,001 - $100,000
0 Over S1,000,000
00 $2,000 . $10.000
$1.000.000
Stock
Other
(Describe)
D s2.ooo . s10.ooo
0 $100,001
$1,000.000
Stock
Other
BONDS
!Describe)
ACQUIRED
DISPOSED
STOCK FUND
.E.JE..J_Q._
__J__J_]L
NATURE OF INVESTMENT
NATURE OF INVESTMENT
(Describe)
BONDS
STOCK FUND
ACQUIRED
>
$100.001
.E.J
DISPOSED
Stock
ACQUIRED
_ __ _ _ _ _ _ _ _ _
.E.J
NATURE OF INVESTMENT
NATURE OF INVESTMENT
FHLB
0
(Describe)
_!.! L!.Q..J
>
Over $1.000.000
>
0 $2.000 $10,000
D s100.001 s1.ooo.ooo
s100.ooo
NATURE OF INVESTMENT
OF BUSINESS ENTITY
!Kl
NAME
700
__J__J.J&..
DISPOSED
__J__J
ACQUIRED
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
igJ $10,001
D s2.ooo - $1o.ooo
D $ioo.001 s1.ooo,ooo
NATURE OF INVESTMENT
other
NATURE OF INVESTMENT
00
BOND FUND
_______________
{Describe)
_J_J
_J__J.J1i_
ACQUIRED
CISCO SYSTEMS
GENERAL DESCRIPTION
OF
>
00 $2.000 . $10,000
__J__J..Jj_
DISPOSED
PEPSICO
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
BUSINESS ACTIVITY
INFORMATION TECHNOLOGY
0 $2,000 $10.000
0 $100,001 $1,000,000
D s10.001 s100.ooo
0 Over $1.000,000
NATURE OF INVESTMENT
-----
0 Other -------,,,.....,.- .,--
Stock
Other
(Descnbel
ACQUIRED
Stock
_j__J
$10,001 $100,000
0 Over $1.000.000
NATURE OF INVESTMENT
00
>
Slock
0 Other
(Desc:nbe)
ACQUIRED
>
0 $2.000 . $10.000
0 $100.001 $1,000.000
$100.000
0 Over $1.000,000
00
ACTIVITY
COMMUNICATIONS
BOND FUND
Stock
700
_J_J
__J_JJJ._
DISPOSED
ACQUIRED
>
DOMINION RESOURCES
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
....
....,.
..,,.
-----..-
______
(Describe)
__J_j...J)J_
DISPOSED
CONSUMER S TAPLES
ENERGY
FAIR MARKET VALUE
00 $2.000 . $10,000
0 $100.001 $1,000.000
0 $10.001 . $100.000
0 Over $1,000.000
NATURE OF INVESTMENT
0 $10,001 $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
Stock
Oth er -------
(DescribeI
Stock
0 Other
_______________
{Describe)
ACQUIRED
. $10,000
0 $100,001 . $1,000.000
Ii)
00
_j__J
$2.000
__J__J
DISPOSED
__J_J
ACQUIRED
__J__j_M_
DISPOSED
Comments: ------
'
l
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
KLA TENCOR
ENTITY
TECHNO LOGY
FINANCIALS
0 $2,000 - $10,000
D s10.001 - s100.ooo
D Over $1,000.000
D s100.001 -
NATURE OF INVESTMENT
Slock
Other ------
(Describe)
__J__J
ACQUIRED
liJ s 10,001 -
$100,000
0 Over $1,000.000
s1.ooo.ooo
NATURE OF INVESTMENT
(i!
liJ
Stock
Other
,__
..,,.------.__,,
______
(Describe)
__J__J
__J__J
DISPOSED
ACQUIRED
>
__J__J_Qi_
DISPOSED
ASYST TECHNOLOGY
INFORMATION TECHNOLOGY
FAIR MARKET VALUE
Iii $10,001
D s2.ooo - s10.ooo
0 $100,001 - $1.000,000
STOCK FUND
FAIR MARKET VALUE
0 $2,000 - $10,000
0 $100,001 - $1,000.000
- $100.000
0 Over $1,000,000
NATURE OF INVESTMENT
0
0
Other------------
--
Stock
Other
STOCK FUND
(Describe)
__J__J
ACQUIRED
$10,001 - $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
Stock
(Describe)
>
OF BUSINESS
WELLS FARGO
D s2.ooo - $ 1o.ooo
00 $100.001 - $1,000,000
>
NAME
2-t
__j__J.Jli_
DISPOSED
ACQUIRED
>
--1--1.Jli..
DISPOSED
WALGREEN
CONSUMER DISCRETIONARY
FAIR MARKET VALUE
00 $2.000 - $10,000
0 $100.001 - $1,000,000
0 $10,001 - $100.000
D
Over $1,000,000
Stock
Other ------
(Describe)
IF APPLICABLE. LIST DATE:
ACQUIRED
Comments:
FINANCIALS
FAIR MARKET VALUE
0 $2,000 - $10,000
0 $100,001 - $1,000.000
$10,001 - $100.000
D Over $1,000,000
NATURE OF INVESTMENT
NATURE OF INVESTMENT
__J__J
700
Iii
Stock
Other
_______________
_
(Describe)
__J__J.Jli_
DISPOSED
__J__J
ACQUIRED
__J__J_Qi_
DISPOSED
--------
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
STOCK FUND
D s100.001
$10,000
- s1.ooo.ooo
00
(Describe)
>
__J__J.J1L
>
__J__J.JJL
DISPOSED
00 $10.001
D s2.ooo - s10.ooo
D s100.001 - s1.ooo.ooo
- $100,000
0 Over $1,000.000
STOCK FUND
Stock
01her
STOCK FUND
(Describe)
(Describe)
_J}_L
ACQUIRED
>
$10,001 - $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
NATURE OF INVESTMENT
other
(Describe)
00
INDEX EQUITIES
0 52.000 S10.000
D s100.001 . s1.ooo.ooo
Slack
BUSINESS ACTIVITY
INDEX EQUITIES
Sleek
ACQUIRED
__J__J_J}_L
DISPOSED
GENERAL DESCRIPTION
$100,000
ACQUIRED
NATURE OF INVESTMENT
STOCK FUND
__J__J_J}_L
$10,001
0 Over $1,000,000
Stock
Other
Iii
D $2.ooo - $10.000
0 $100,001 $1,000,000
NATURE OF INVESTMENT
BUSINESS ENTITY
INDEX EQUITIES
OF
0 $2,000
NAME
700
IF APPLICABLE, L I S T DATE:
__J__J.J1L
--1--1...M...
DISPOSED
ACQUIRED
>
__J__J
DISPOSED
0 $2,000 - $10.000
0 Sl00,001 $1,000,000
00
0 Over $1,000.000
NATURE OF INVESTMENT
Slock
1KJ
Other
(DescribeI
$10,001 - $100,000
Over $1,000.000
Sloe<
other
BO ND FUN D
(Describe)
ACQUIRED
0 $2,000 - $10,000
D s100.001 s1.ooo.ooo
NATURE OF INVESTMENT
STOCK FUN D
__J__J_J}_L
__J__J_f}L
DISPOSED
__J__J..Jl._
ACQUIRED
__J__J...M_
DISPOSED
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
OF
BUSINESS ACTIVITY
BONDS
0
0
$2,000 . $10.00-0
0 $100.001 . $1,000,000
Iii $2,000
$10,001 - $100,000
Slock
00
other
BOND FUND
ACQUIRED
>
(Oeseribe)
--1--1...M
>
$2,000 . $10,000
D s100.001 . s1.ooo.ooo
Other
. -,--------i
-----------(Desa
BONDS
__J_M_
DISPOSED
00
0
Over $1,000,000
ACQUIRED
$100,000
0 Over $1.000,000
NATURE OF INVESTMENT
D ____,
.,,.-----...,
BON_
___ _
(Oescribe)
_J___J
!RI $10,001
0 $2.000 . $10,000
D s100.001 - s1.ooo.ooo
$10,001 . $100.000
NATURE OF INVESTMENT
>
BONDS
Other
Stock
BOND
00
ACQUIRED
Stock
s1.ooo.ooo
___J__
_J
DISPOSED
D s10.001 - s100.ooo
0 Over $1,000,000
$10.000
NATURE OF INVESTMENT
__}__}
D s100.001
Over $1,000,000
NATURE OF INVESTMENT
BOND FUND
00
Stock
Other
-------Oe
( --sc-ribe_)
____________
BONDS
_J_J..11._
___J_J
DISPOSED
ACQUIRED
>
....M_
DISPOSED
BOND
D s2.ooo - s10.ooo
D s100.001 . s1.ooo.ooo
00
0
$10,001
$100,000
Over $1.000,000
NATURE OF INVESTMENT
Stock
Other
7 00
BOND
ACQUIRED
D s10.001
D
s100.ooo
Over $1,000,000
NATURE OF INVESTMENT
--
------(
_
Deib e _)
sct
_J__J..Jli._
Stock
Other
(Describe)
_J___J
DISPOSED
__J..11._
DISPOSED
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
GENERAL DESCRIPTION
REAL ESTATE
REAL ESTATE
ACQUIRED
_J___J
>
00
0 $2,000 - $10,000
D s100.001 - s1.ooo.ooo
$10.001 - $100,000
D Over $1,000,000
BLENDED FUND
(DesCl!bo)
_J___J..fil_
Other
GOLD FUND
{Describe)
ACQUIRED
>
_J___J....9j_
DISPOSED
STOCK FUND
HEDGE FUND
FAIR MARKET VALUE
0 $2.000 - $10,000
D s100.001 - s1.ooo.ooo
Iii $10,001 -
$100,000
0 Over $1.000.000
NATURE OF INVESTMENT
D s2.ooo. s10.ooo
D s100.001 - s1.ooo.ooo
$10,001 - $100,000
0 Over $1,000.000
NATURE OF INVESTMENT
Stock
HEDGE FUND
{Describe)
ACQUIRED
Stock
___}__
_)
DISPOSED
___j___j..Jl.L
$10,001 - $100,000
other
D Over $1,000,000
NATURE OF INVESTMENT
Stock
NATURE OF INVESTMENT
ACQUIRED
DISPOSED
GOLD
D $2.000 - s10.ooo
D s100.001 - s1.ooo.ooo
___}__
_}
__J___J
STOCK FUND
ACQUIRED
BLENDED FUND
>
Olher
Jg_,
DISPOSED
Other
{Describe)
Stock
0
(Deseooe)
___j___j.JlL
$10,001 - $100,000
D Over $1 000,000
NATURE OF INVESTMENT
Stock
>
Iii
D s2.ooo - s10.ooo
0 $100,001 - $1,000,000
NATURE OF INVESTMENT
other
BUSINESS ACTlVITY
0 $10.001 - $100.000
D Over $1,000.000
$2,000 - $10.000
0 $100.001 - $1,000,000
00
OF
STOCK FUND
ARBITRAGE FUND
00
700
__J___J_J}L
DISPOSED
Stock
other
STOCK FUND
tOescnbe)
___J__.JlL
_j
ACQUIRED
___}__}
DISPOSED
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
MARY ANN GRILLI
>
AMGEN
DOMINION RESOURCES
ENERGY
HEALTHCARE
FAIR MARKET VALUE
$2.000. $10.000
D s100.001
Iii $2.000
s1.ooo.ooo
(Describe)
>
OtSPOSE.D
ACQUIRED
>
__J__J.M_
DISPOSED
BP PLC
INDUSTRIALS
ENERGY
FAIR MARKET VALUE
0 $2 000. $10,000
0 $100,001 . $1.000,000
$10,001
$100.000
0 Over $1.000,000
Slock
Stock
---
0 Other-----,,.-...,.
,.....
{Describe)
0 Other
__j__J_M_
ACQUIRED
__J__j_M_
S10.000
0 $10,001 $100,000
0 Over $1.000,000
$1,000.000
______________
(Describe)
Comments:
Slock
0 O ther
,.._______
_
_______
(Describe)
ACQUIRED
$2,000 . $10,000
0 $100.001 $1.000.000
rK]
Slock
__j__J_J}L
NATURE OF INVESTMENT
NATURE OF INVESTMENT
0 Other
DISPOSED
PHARMACEUTICALS
INFORMATION TECHNOLOGY
__J__J
0 S100.001
(Describe)
ACQUIRED
>
CISCO SYSTEMS
___________
_______
__j__J_J}L
DISPOSED
IR) $2.000
0 $10,001 . $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
NATURE OF INVESTMENT
>
(Describe)
__J__j_M_
__j__J_M_
00
_______________
_
ACQUIRED
Stock
Q Other
_______________
_
__J__J
0 $10.001 $100,000
0 Over $1,000,000
$10,000
NATURE OF INVESTMENT
IX!
Stock
0 Olher
0 $100,001. $1,000,000
NATURE OF INVESTMENT
700
__J__J_M_
DISPOSED
__J__j_J}L
ACQUIRED
__J__J_il_
DISPOSED
____ _____________________________________
SCHEDULE A-1
Investments
Stocks, Bonds, and Other Interests
OF BUSINESS ENTITY
L-3 COMMUNICATIONS HLDGS. INC.
NAME
>
0
0
$10.000
0 $100.001 - $1,000,000
Stock
0 Other
(Oescribe)
NAME
Of
__J___J_M_
ACQUIRED
BUSINESS ENTITY
>
NATURE OF INVESTMENT
0 $10.001 . $100,000
0 Over $1.000,000
NATURE OF INVESTMENT
(Describe)
ACQUIRED
BUSINESS ENTITY
OF
>
0 $100.001
NATURE
00
OF
$1,000.000
$10.001
0 $2,000
$100,000
0 Over $1,000,000
(DesGll)
Comments:
$10.000
$1,000.000
$10,001 - $100,000
Over $1,000,000
NATURE OF INVESTMENT
0
_
______________
ACQUIRED
0 $100.001
INVESTMENT
__j__j...!l_
BUSINESS ENTITY
STOCK FUND
Stock
0 Other
OF
DISPOSED
BUSINESS ACTIVITY
$10,000
NAME
__J___J..Jli_
CONSUMER STAPLES
00 $2.000
Other----------
-..,
,....,(Describe)
___J_J_J}___
DISPOSED
PEPSICO
Slack
__j___J_M_
GENERAL DESCRIPTION
0 $10,001 - $100,000
0 Over $1,000,000
$2,000 $10.000
0 $100,001 . $1.000,000
Stock
OF
Of BUSINESS ENTITY
DISPOSED
CONSUMER STAPLES
00 $2.000 - $10,000
0 $100,001 - $1.000,000
NAME
__J___J
TECHNOLOGY
ACQUIRED
NAME
------
__J__j...!l_
1 0escribel
__
_
_______
_
__J__J_J}___
DISPOSED
MICROSOFT
NATURE OF INVESTMENT
0 Other----------- ---
ACQUIRED
$10.000
0 $100,001 - $1,000,000
Over $1.000,000
Stock
__J__j...!l_
BUSINESS ACTIVITY
Iii $2.000
$10.001 - $100.000
NATURE OF INVESTMENT
>
OF
HEALTHCARE
>
BUSINESS ENTITY
GENERAL DESCRIPTION
COMMUNICATIONS
[M
OF
P FIZER
$2,000 .
NAME
700
Stock
other
STOCK F UND
(Describe)
__j___J_M_
DISPOSED
__J__J_9.L
DISPOSED
_______________________________________
_
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
INDEX EQUITIES
STOCK FUND
FAIR MARKET VALUE
1R!
0 $2,000 - $10.000
1RJ
Other
STOCK FUND
(Describe)
ACQUIRED
>
>
__]_J.M._
DISPOSED
$10,001 - $100,000
0 Over $1,000,000
D s2.ooo - s10.ooo
$10,001
s100.001 - s1.ooo.ooo
- $100.000
NATURE OF INVESTMENT
NATURE OF INVESTMENT
Stock
STOCK FUND
(Describe)
Stock
other
>
(DescribeI
INTERNATIONAL EQUITIES
0 $2.000 - $10,000
0 $100,001 - $1,000,000
ACQUIRED
INDEX FUND
INDEX EQUITIES
__J_J_9L
other
0111er
1RJ
ACQUIRED
DISPOSED
Stock
_J_J_Qi_
__J_J_Q_
.2..t...li.
- $100,000
D Over $1,000,000
NATURE OF INVESTMENT
NATURE OF INVESTMENT
Stock
Ii] $10,001
D s2.ooo - s10.ooo
0 $100,001 - $1,000,000
s10.001 - s100.ooo
0 Over $1,000,000
$100,001 - $1,000,000
_J_J_li_
__J_J_Q_
ACQUIRED
DISPOSED
>
__l__j..M_
DISPOSED
INTERNATIONAL EQUITIES
INDEX EQUITIES
FAIR MARKET VALUE
!RI
D s2.ooo - s10.ooo
D s100.001 - s1.ooo.ooo
0 Over $1,000.000
Stock
Other
INDEX FUND
(Describe)
ACQUIRED
$10,001
- $100,000
0 Over $1.000,000
Stock
1K]
O t her
INTERNATIONAL EQUITIES
(Describe)
_J__j_Q.[_
D s2.ooo - s10.ooo
D s100.001 - s1,ooo.ooo
NATURE OF INVESTMENT
NATURE OF INVESTMENT
700
__J_J_Q_
DISPOSED
__J__J_li_
ACQUIRED
_J_J..!JL
DISPOSED
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
GENERAL DESCRIPTION
0 $2,000 $10,000
0 $100,001 . $1,000.000
00 $10,001 $100.000
0 Over $1,000,000
0 $2,000 $10,000
0 $100.001 . $1,000,000
01t1er
BOND FUND
ACQUIRED
Stock
Olher
B
ON D_S
_
__
__
{Describe)
__________ _
__J__J
__J__J_M_
DISPOSED
ACQUIRED
>
__J__J.JJ._
DISPOSED
FHLB
BONDS
BONDS
0 S2,000 $10,000
0 $100 001 . $1.000,000
00
$10,001
D $2.ooo . s10,ooo
0 $100,001 . $1,000,000
$100,000
0 Over $1,000,000
NATURE OF INVESTMENT
Stock
[I{!
Olher
- --
---- ----
---------
-
BONDS
( Oescnbe)
__J__J..i&_
ACQUIRED
---1---1...ll...
D s2.ooo . s10.ooo
D s100.001 . s1.ooo.ooo
NATURE OF INVESTMENT
( Describe)
__J__J..J}L
DISPOSED
0 $2,000 $10,000
0 $100.001 . $1.000,000
IKl $10.001 .
$100.000
0 Over $1,000,000
NATURE OF INVESTMENT
Stock
BOND FUND
{Describe)
ACQUIRED
BONDS
BONO FUND
__J__J
DS
B ON
.,._..
0t11er _
_
_ _ _ _ __ __ _ ___
ACQUIRED
>
0tt1er
Sieck
__J__J...!1_
DISPOSED
$100,000
IKl $10,001 .
0 Over $1,000,000
NATURE OF INVESTMENT
>
>
0
(cnscnbeJ
__J__J--9._
BUSINESS ACTIVITY
NATURE OF INVESTMENT
NATURE OF INVESTMENT
[Kl
OF
BONDS
BOND FUND
Slock
700
Sieck
Olher
BONDS
---------
(Describe)
__J__J.J}i_
DISPOSED
__J__J--9._
ACQUIRED
___J __J..ll_
DISPOSED
'
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
BONDS
HEDGE FUND
D s2.ooo - $10.000
00 $10,001
0 $2,000 $10,000
D s100.001 - $1.000.000
. $100,000
NATURE OF INVESTMENT
Stock
00
other
_ _ _ _ _ _ _ _ _ __
(Oeseribe)
ACQUIRED
$100.000
Stock
O her
HEDGE FUND
(Describe)
__J__J_!&_
___)__
_)
DISPOSED
ACQUIRED
>
___)___)
DISPOSED
ARBITRAGE FUND
REAL ESTATE
STOCK FUND
00
$2.000
0 S2.000 $10,000
0 $100,001 . $1,000,000
D s10.001 - s100.ooo
0 Over $1,000,000
$10,000
D s100,001 - $1.000.000
0
Stock
[jJ
Other
(DescribeI
ACQUIRED
__J__J...M_
other
STOCK FUND
(DescribeI
ACQUIRED
>
BONDS
__J__J
DISPOSED
GOLD FUND
0 $2,000 $10.000
0 $100 001 - $1,000.000
00
0 Over $1,000.000
NATURE OF INVESTMENT
Stock
Other
$100.000
Stock
_Qi_
DISPOSED
$10,001
0 Over $1,000,000
NATURE OF INVESTMENT
___)__
_)
NATURE OF INVESTMENT
>
$10,001
0 Over $1,000,000
NATURE OF INVESTMENT
DS
B
N_
O
_
_
__
___)___)
Iii
0 Over $1,000,000
$100.001 . S1.000,000
700
_
_
_
_ _ _
_ _
__,.....,.. ------
ACQUIRED
Stock
10eibe1
___)___)
NATURE OF INVESTMENT
--=-
soN os
$10.001 . $100.000
0 Over $1,000,000
D s2.ooo - s10.ooo
0 $100,001 $1,000.000
(DescribeI
__J__JJ)i_
DISPOSED
___)__
_)
ACQUIRED
_J_J_fil_
DISPOSED
CALIFORNIA FORM
SCHEDULE A-1
Name
Investments
Stocks, Bonds, and Other Interests
>
COMMODITIES
ENERGY
D s100.001
s1.ooo.ooo
0 Other
(Oescribe)
_
______________
_J_J
ACQUIRED
Other
______________ _
(Describe)
--1--1..JJL.
--1--1
DISPOSED
ACQUIRED
>
_}__JM_
DISPOSED
COMMODITIES
COMMUNICATIONS
00 $10,001 $100,000
0 Over $1,000,000
D s100.001
0 Olher
(Descnbe)
0 Other
_
______________
..E..J.E.
..J
ACQUIRED
s1.ooo.ooo
NATURE OF INVESTMENT
Stock
NATURE OF INVESTMENT
00 Stock
>
0 $10,001 $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
Iii Slock
NATURE OF INVESTMENT
(ii Stock
>
-------
(Describe)
_J__J
DISPOSED
>
--1--1..JJL.
DISPOSED
CONSUMER STAPLES
D s100.001 - s1.ooo.ooo
D s10.001
s100.ooo
0 Over $1,000.000
_
______________
(Oesctibe)
ACQUIRED
Comments:
0 O ther
_
...,._______
.
______
(Describe)
_J_J
NATURE OF INVESTMENT
00 St ock
0 Other
700
_j_J.JJL.
DISPOSED
__J__J_J}._
ACQUIRED
_J__JM._
DISPOSED
_______________________________________
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
MARY ANN GRILLI
>
OF
CONSUMER STAPLES
FAIR MARKET VALUE
0 $10.001 - $100.000
0
IF
0 Over $1,000.000
NATURE OF INVESTMENT
Stock
Other ---------
---
Stock
00
01her
ACQUIRED
__J__j...J}.L
__J__J..J&..
DISPOSED
DISPOSED
>
WALGREEN
CONSUMER DISCRETIONARY
FAIR MARKET VALUE
00 $2.000 - $10.000
0 $100.001 - $1,000,000
STOCK FUND
FAIR MARKET VALUE
0 $10,001 - $100.000
NATURE OF INVESTMENT
$2,000 - $10.000
0 $100,001 - $1,000,000
0 Over $1,000,000
NATURE OF INVESTMENT
!Kl Stock
D s1ock
_
Olher ______
__________
01her
STOCK FUND
(Describe)
(Describe}
IF APPLICABLE, LIST DATE
__J__J_9L
ACQUIRED
>
0
(Describe)
__J__J
>
0 $2.000 - $10,000
0 $100.001 - $1,000.000
NATURE OF INVESTMENT
BUSINESS ACTIVITY
00 $2.000 - $10.000
0 $100.001 - S1,000.000
DISPOSED
DISPOSED
INDEX EQUITIES
FINANCIAL
FAIR MARKET VALUE
0 $2.000 - $10,000
0 $100.001 - $1,000,000
D s2.ooo - s10,ooo
D s100.001
$10,001 - $100,000
0 Over $1,000,000
- s1.ooo.ooo
NATURE OF INVESTMENT
NATURE OF INVESTMENT
00
Stock
Olher _ _____...._
_
.,,..
...._____
.,..
(Describe)
__J__J....9._
Comments:
ACQUIRED
>
WELLS FARGO
ACQUIRED
2.J..9L.
__J__J...J}L
__J__J_9L
700
Stock
Other
IND EX F UN D
(Describe)
__J__J..J&..
DISPOSED
_J__J_9-2...
ACQUIRED
__j__J...J}.L
DISPOSED
________________________________________
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
MARY ANN GRILLI
>
INDEX EQUITIES
EQUITY FUND
FAIR MARKET VALUE
0 $2.000 - $10,000
0 $100,001 . $1,000.000
00 $10.001 $100.000
0 Over $1,000.000
NATURE OF INVESTMENT
1KJ
other
0 Stock
1KJ
__J__J
ACQUIRED
__J__J..J&.
DISPOSED
>
DISPOSED
NATURE OF INVESTMENT
$10,001 . $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
0 Stock
0 Stock
IND EX FUN D
(Describe)
>
__j__J..M._
INTERNATIONAL EQUITIES
ACQUIRED
(DescribeI
ACQUIRED
INDEX EQUITIES
_!!_
_J
EQUITY FUND
__J__J
other
Other
[j]
NATURE OF INVESTMENT
0 Stock
>
tOescribel
__J__J....M_
DISPOSED
ACQUIRED
>
__J__J..J&.
O SPOSED
INTERNATIONAL FINANCIALS
0 $2,000 . $10.000
0 $100.001 . $1,000.000
NATURE OF INVESTMENT
0 $100.001 $1,000,000
0 Stock
(Describe]
0 $2,000 - $10,000
NATURE OF INVESTMENT
0 Slock
__J__J
70 0
IF APPLICABLE, LI ST DATE
__J__J_M_
DISPOSED
40.scribet
__J__J..J&.
ACQUIRED
__J__J..J&.
DISPOSED
Name
Investments
Stocks, Bonds, and Other Interests
>
BOND FUND
GLOBAL BOND
0 $10,001 $1 00,000
0 Over $1,000.000
D s 100.001
!Kl
COescrit>e)
__j__J
DISPOSED
ACQUIRED
>
(OeKribe)
__J__J..Jli_
DISPOSED
MUNICIPAL BONDS
GLOBAL BONDS
0 Sl00.001 - Sl,000,000
00 $10.001 . $100.000
0 Over S1,000,000
D s 1 00.001
(OesGribe)
B_
O
N_
Ds____________
00 other _
__
IF
__J__j...M._
BO
N_
DS____________
Other _
___
(Describe)
IF APPLICABLE, LIST DATE:
__J __J...M._
__j__J.J!_
ACQUIRED
DISPOSED
ACQUIRED
- s1.ooo.ooo
NATURE OF INVESTMENT
0 Stock
NATURE OF INVESTMENT
0 Stock
>
s100.ooo
N Ds
BO
other _
__ ___ _____ _ ___
__J__J.J!_
ACQUIRED
0 Over $1 ,000,000
D Stock
__J__J...M._
D s1 0.001
- s1.ooo.ooo
NATURE OF INVESTMENT
NATURE OF INVESTMENT
0 Stock
>
>
__J_J_!JL
DISPOSED
MUNICIPAL BONDS
REAL ESTATE
0 $2,000 . $10,000
0 $100,001 - $1 ,000,000
NATURE OF INVESTMENT
0 Stock
D ____________
N_
B_
O
other _
_
_
s
(Describe)
ACQUIRED
70 0
CALIFORNIA FORM
SCHEDULE A-1
D s10.001 s100.ooo
0 Over $1,000.000
NATURE OF INVESTMENT
0 Stock
__J__j.J!_
DISPOSED
ACQUIRED
__J__J..Jli_
DISPOSED
..
CALIFORNIA FORM
SCHEDULE A1
Investments
Name
MARY ANN GRILLI
>
REAL ESTATE
STOCK FUND
0 $2,000 . $10,000
0 $10,001 $100.000
0 Over $1,000.000
0 Stock
IDescnbe)
02 ,
__J___J_M_
___}
DISPOSED
ACQUIRED
ACQUIRED
>
[jl
$10 001
$100,000
0 Over $1,000,000
D s100.001
NATURE OF INVESTMENT
$10,001 $100,000
0 Over $1,000,000
s1.ooo,ooo
NATURE OF INVESTMENT
0 Slack
N_
Ds
B_
O
Ot her _
__
(Describe
__J___J..JJ._
DISPOSED
Stock
Other GO LD FUN D
_
_
_
_
_
_
_
_
_
_
_
_
ACQUIRED
___}
__J__J...ll_
DISPOSED
BONDS
>
s100.001 . s1.ooo.ooo
NATURE OF INVESTMENT
NATURE OF INVESTMENT
0 Stock
>
00 $2,000 $10,000
D s100.001 s1.ooo.ooo
__J___j.Jl.L
ACQUIRED
>
{Describe>
__J__J..JJ._
DISPOSED
HEDGE FUND
COMMODITIES
0 $2,000 . $10.000
0 $ 100,001 . $1,000,000
NATURE OF INVESTMENT
__J
ACQUIRED
D s2.ooo . s10.ooo
0 $100,001
. $1,000,000
$10,001 - $100,000
D Over $1,000,000
D Stock
NATURE OF INVESTMENT
0 Stock
___J
7 00
(Oescribl
__J__J_M_
DISPOSED
__J__J....Jl_
ACQUIRED
{DescribeI
__J__J_M_
DISPOSED
CALIFORNIA FORM
SCHEDULE A-1
Name
Investments
Stocks, Bonds, and Other I nterests
>
COMMODITIES
ENERGY
0 $100.001 - $1,000.000
D s100.001 . s1.ooo.ooo
0 Other --------,---------
0 Other
>
_J_J
_J_J
DISPOSED
ACQUIRED
>
__j_J-2_
DISPOSED
ENERGY
ENERGY
$10,001 . $100,000
0 Over $1,000,000
0 Other
D Sloel<.
0 Other
____________
_
__
_
(Describe)
ACQUIRED
______
_
____
_
___
_
\Describe)
NATURE OF INVESTMENT
NATURE Of INVESTMENT
IKJ Stock
>
...,.
..
_
____
_
_
_
____
___
(Describe)
10escribe)
ACQUIRED
NATURE OF INVESTMENT
00 Sieck
NATURE OF INVESTMENT
Stock
_g_,.E...J.J!__
_J_J.Jl.L
_J_j.Jl.L
ACQUIRED
DISPOSED
>
__j_J_ll_
DISPOSED
TECHNOLOGY
INDUSTRIALS
0 $10,001 - $100.000
0 Over $1.000.000
NATURE OF INVESTMENT
0 Slock
--,,
,....,-- ,..-
0 Ol her {Oescnbe!
ACQUIRED
70 0
0 $100,001 - $1,000.000
0 $10,001 - $100,000
0 Over $1,000,000
NATURE Of INVESTMENT
IRJ Stock
0 Other
__
_
____
_
____
_
__
_
(Describe)
_J_J
DISPOSED
_J_J.J!__
ACQUIRED
__j_J_ll_
DISPOSED
Comments: -------
FPPC Form 7DD (2005/20061 Sch. A1
FPPC Toll-Free Helpline: 866/ASKFPPC
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
HEALTHCARE
CONSUMER STAPLES
0 Other
0 Othe<
(Describe)
....,.,
---,
,.. ,--
______
(Describe)
__J__J..JJi_
__J__J_M_
DISPOSED
ACQUIRED
>
__J__J..!&_
DISPOSED
COMMUNICATIONS
0 $2.000 . $10.000
0 $100,001 . $1.000,000
00
$10,001
$100.000
0 Over $1,000,000
NATURE OF INVESTMENT
(Oescrl
be)
D Stock
0 Olher --------=--------__J__J_M_
0 $10.001 $100.000
0 Over $1.000,000
0 $100,001 . $1.000,000
NATURE OF INVESTMENT
1K1 Stock
>
NATURE OF INVESTMENT
Stock
______________
_
__J__J_M_
0 $10.001 $100,000
0 Over $1,000.000
0 $100,001 . $1,000,000
NATURE OF INVESTMENT
[RI Stock
>
0 $2.000 . $10,000
0 $100.001 . $1.000.000
other
2-J...M...
__J_J..JJi_
DISPOSED
ACQUIRED
>
__J_J
DISPOSED
CONSUMER STAPLES
INDEX FUND
0 $100.001 . $1,000.000
0 $10,001 $100,000
0 Over $1,000,000
0 $2.000 . $10.000
0 $100,001 - $1.000.000
NATURE OF INVESTMENT
NATURE OF INVESTMENT
!Kl Stock
0 Stock
e
r ------ ---,
Oth
-------=(Desetibe)
ACQUIRED
Comments:
700
(Desctlbe)
2-J...M...
__J__J..JJi_
DISPOSED
ACQUIRED
__J__j_Jli_
DISPOSED
___
_
_
____
CALIFORNIA FORM
SCHEDULE A-1
Name
Investments
Stocks, Bonds, and Other I nterests
>
INTERNATIONAL MARKETS
INDEX EQUITIES
FAIR MARKET VALUE
D s2.000 s10.ooo
D s100.001 s1.ooo.ooo
Stock
00
other
INDEX FUND
fOescribe)
__;__;_9.L
ACQUIRED
>
DISPOSED
>
!RI $10,001 -
INDEX FUND
__;__;....Jl_
!RI
$100,000
Olhe<
IOeseribel
__j__j.JJ.L.
DISPOSED
0 Over $1,000,000
D s2.ooo . s10.ooo
D s 1 00.001 - s1.ooo.ooo
$10,001
$100,000
0 Over $1,000,000
NATURE OF INVESTMENT
NATURE OF INVESTMENT
INDEX FUND
(Describe)
Comments:
$10.001
0 Over $1,000,000
INTERNATIONAL EQUITIES
ACQUIRED
Stock
ACQUIRED
>
D s2.ooo . s10.ooo
D s100.001 s 1 .ooo.ooo
__;__;...M_
__J__J_]L
DISPOSED
INDEX EQUITIES
Other
(Describe)
Stock
DISPOSED
NATURE OF INVESTMENT
__J__J..!JL
>
(Describe)
___
_
__________
_
D s2.ooo. s10.ooo
D s1 00.001 s1.ooo.ooo
$100,000
NATURE OF INVESTMENT
ACQUIRED
Other
0 Over $1,000,000
__;__;_9.L
INTERNATIONAL EQUITIES
D S2 000 $10,000
D s100 00 1 . s1.ooo.ooo
Other
$100,000
INDEX EQUITIES
Slock
ACQUIRED
Stock
00
__;__;
Iii $10,001
D ever s1.ooo.ooo
NATURE OF INVESTMENT
NATURE OF INVESTMENT
70 0
Stock
oiher
__J__J....Jl_
DISPOSED
(Oescribel
INTERNATIONAL EQUITIES
__J__J
ACQUIRED
__J__J..J.j_
DISPOSED
_ ___
_
__ ___
_
_ _ __
_
__ _
_
__
___
_
_ _ _ _ _ __
__ __
_
_ __
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
NAME
OF BUSINESS ENTITY
>
BOND FUND
INTERNATIONAL FINANCIALS
FAIR MARKET VALUE
Stock
Other
0 $2,000 . $10,000
0 $100,001 . $1,000.000
NATURE OF INVESTMENT
[j!
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
Stock
1KJ
Other
(Descri)
_J_J
_J_J...!JL.
DISPOSED
ACQUIRED
ACQUIRED
>
(jl
$10.001
0 Over $1,000.000
NATURE OF INVESTMENT
BOND FUN D
Stock
Other _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
(Describe)
(Describe)
_J_J...!JL.
_J_J...M_
_J_J
ACQUIRED
DISPOSED
ACQUIRED
>
0 $2,000 . $10.000
0 $100.001 $1,000,000
Olher
$100 000
D Over $1,000,000
OF BUSINESS ENTITY
OF BUSINESS ACTIVITY
O
DS
B_
_
_N
__
_
_
_
_
_
_
_
_
_
_
_
_
_J_J...M_
ACQUIRED
!Kl $10,001
0 $2,000 . $10.000
D s100.001 . s1.ooo.ooo
. $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
Stock
01her
BOND FUN D
(Describe)
(Describel
Comments:
DISPOSED
$10,001
NATURE OF INVESTMENT
Slock
NAME
__t_J_M_
BOND FUND
BONDS
0 $2,000 . $10.000
0 $100,001 . $1,000,000
$100.000
NATURE OF INVESTMENT
other
BONDS
0 $2.000 $10.000
0 $100.001 . $1.000.000
[j!
DISPOSED
BOND FUND
Stock
__J_J...!M_
. $100,000
BOND FUND
IOescnbe)
_J_J
>
Iii $10.001
0 Over $1,000.000
NATURE OF INVESTMENT
>
0 $2,000 . $10.000
0 $100.001 $1,000,000
7 00
_J_J...!JL.
OtSPOSED
_J_J
ACQUIRED
_J_J...!M_
DISPOSED
------
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
BONDS
FAIR MARKET VALUE
0 $100,001
!Kl $10,00 1
$10.000
$1,000,000
Iii $2.000.
$ 100.000
0 Over $1,000,000
IKJ
N_
DS____________
B_
O
_
other _
_
(Descnbe)
>
>
0 Over $1,000,000
Ds
N_
B
O
_
_
_
_
...,.
.. ..,...-
_
_
_
cDescnbel
DISPOSED
Stock
Other
(Describe>
BONDS
ACQUIRED
>
REAL ESTATE
__J__J.J&.._
DISPOSED
HEDGE FUND
00 $2,000 . $10,000
D s100.001 s1.ooo.ooo
0 $10,001 $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
Other
__J__J...!JL
__J__j.J&.._
- $100,000
$lock
ii $10,001
0 Over $1,000,000
s100.001 - s1.ooo.ooo
NATURE OF INVESTMENT
0 $2.000. $10,000
- $100,000
>
DISPOSED
!RI $10.001
NATURE OF INVESTMENT
ACQUIRED
__J__J...ll._
BONDS
0 $2,000 - $10.000
0 5100,001 $1,000,000
__J__J_M_
{Oescribel
GLOBAL BONDS
Other
Iii
other
ACQUIRED
Stock
$100.000
Stock
__J__J
OISPOSEO
__J__J
ACQUIRED
$10,001
0 Over $1,000,000
NATURE OF INVESTMENT
Stock
__J__J.J}L
$10,000
0 $100,001. $1,000,000
NATURE OF INVESTMENT
0 $2,000
70 0
D s2.ooo . s10.ooo
D s100.001
$10.001
$100,000
0 Over $1,000,000
- s1.ooo.ooo
NATURE OF INVESTMENT
Slock
other
HEDGE FUND
(Describe)
IF APPLICABLE. LIST DATE:
__J__j.J&.._
DISPOSED
__J__J...!JL
ACQUIRED
(Describe)
__J__J
DISPOSED
'
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
STOCK FUND
NATURAL RESOURCES
D s100.001
D s 1 00.001
NATURE OF INVESTMENT
0 S1ock
0 Other
(Describe)
>
__J__J....!1_
_E__J.E.J
DISPOSED
ACQUIRED
>
__J__J_fil_
DISPOSED
GOLD FUND
FINANCIALS
$10.001 - Sl00.000
0 $2.000 - $10,000
D Over $1.000.000
$100.001 - $1,000.000
NATURE OF INVESTMENT
0 Stock
__J__J_QL
ACQUIRED
$10,001 - $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
lKJ Stock
(Oe$etil)e)
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
>
- s1.ooo.ooo
NATURE OF INVESTMENT
00 Slock
_QL
D s2.ooo . s10.ooo
00 $10.001 $100.000
D Over $1.000.000
s1.ooo.ooo
(Describe)
__J__J....!1_
DISPOSED
__}__}
ACQUIRED
_!_;...!.Jl.L
!..J
DISPOSED
COMMODITIES
INDUSTRIALS
D s2.ooo . s10.ooo
D s100.001 - s1.ooo.ooo
00 $10.001 - $100.000
0 Over $1.000,000
NATURE OF INVESTMENT
0 Stock
lK)
Other
(Describe)
Comments:
NATURE OF INVESTMENT
IRJ S tock
COMMODITIES FUND
__J__J_QL
7 00
0 Other -------=---,...
--
-, ..,... <Describe)
__J__J...fil._
DISPOSED
__J__J
ACQUIRED
_!_J.E..J....JJ._
DISPOSED
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
REAL ESTATE
HEALTH CARE
00 $10,001 $100.000
0 Over $1.000.000
NATURE OF INVESTMENT
NATURE OF INVESTMENT
00 Stock
0 Stock
0 Olher -
>
__J__J...!J._
ACQUIRED
DISPOSED
>
...!Q.J..M_
DISPOSED
ENERGY
FINANCIALS
D s100.001. s1.ooo.ooo
0 $2,000. $10,000
D s100.001 - s1.ooo.ooo
NATURE OF INVESTMENT
0 Other
....,
,..,, .,,.-.,
(Dascribe)
ACQUIRED
-.,,::--::-,..-(Describe)
__J__J
$10,001 - $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
Stock
00 Stoel<
0 Other
..M...
__J__J
DISPOSED
ACQUIRED
>
DISPOSED
INFORMATION TECHNOLOGY
FINANCIALS
00 $2,000. $10.000
D s100.001 s1,ooo.ooo
D s2.ooo s10.ooo
D s100.001 s1.ooo.ooo
0 Over $1,000,000
NATURE OF INVESTMENT
.- .-,
,....,,.
-.,.,,
(DeSGribe)
ACQUIRED
Comments:
0 Other
------
IF APPLICABLE.
__J__J
$10,001 $100,000
0 Over $1,000,000
NATURE OF INVESTMENT
Stock
IKJ Stock
0 Olher
E.J...M..
>
(Des.:ribe)
-,,-
(Describe>
__J__J
7 00
2.J..M...
DISPOSED
(DescribeI
UST DATE:
__J__J...!J._
ACQUIRED
24 1.M_
DISPOSED
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
...
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
AMERICAN EXPRESS
FINANCIALS
HEALTH CARE
$1 ,000,000
NATURE OF INVESTMENT
[jJ
Olher --
(De
scribe)
ACQUIRED
>
_Qi_
>
EQUITY FUND
(Oesmbe)
>
DISPOSED
CONSUMER DISCRETIONARY
S10.001
s1.ooo.ooo
.!..J....QL
JOHNSON CONTROLS
(Describe)
ACQUIRED
D s100.001
Other - - -
__;__;_Qi_
DISPOSED
Slock
_2__.J_M_
0 $2.000 . $10,000
$1 00,000
0 Over $1,000.000
0 $2,000. $1 0,000
0 $100,001 $1,000.000
NATURE OF INVESTMENT
NATURE OF INVESTMENT
Stock
IRJ
S1ock
!!'.}
Other
Oth er
__;__;
ACQUIRED
NATURE OF INVESTMENT
Slock
>
DISPOSED
NATURE OF INVESTMENT
ACQUIRED
_i__J_!,_j_Q_L
D s2.ooo - s10.ooo
D s100.001 - s1.ooo.ooo
s1.ooo.ooo
__;__;
(Describe)
!M $10,001 $100,000
0 Over $1,000,000
s2.ooo - s10.ooo
O\her
_
Other _
_
_
_
_
_
_
_
_
_
_
_
_
_
CONSUMER DISCRETIONARY
MCGRAW HILL
EQUITY FUND
$100,000
Stock
ACQUIRED
00
__;__;
DISPOSED
s100.001
$10,001
Over $1,000,000
D
D
s100.001 - s1.ooo.ooo
NATURE OF INVESTMENT
Stock
__;__;
Iii
0
D s2.ooo - s10.ooo
00 $10.001 - $100.000
0 Over $ 1 ,000.000
$2,000 - $10,000
0 $100,001 -
G ILEAD SCIENCES
70 0
$10,001 $100,000
0 Over $1,000,000
------!Describe)
_2__.J
DISPOSED
_J__J_Qi_
ACQUIRED
.....E._t
.__,
_Q_
DISPOSED
Comments= -----
FPPC Form 700 (2005/2006) Sch. A1
FPPC Toll-Free Helpline: 866/ASKFPPC
CALIFORNIA FORM
SCHEDULE A-1
Investments
Name
>
EQUITY FUND
HEALTH CARE
D $2.ooo . $10.000
s100.001 . s1.ooo.ooo
D $2.ooo - $10,000
00 $10.001 - $100,000
0 Over $1,000,000
0 $100,001
NATURE OF INVESTMENT
70 0
- $1,000,000
NATURE OF INVESTMENT
Ii) Stock
O Slock
ACQUIRED
>
_ll_
>
BONDS
FAIR MARKET VALUE
0 $2,000 - $10,000
0 $100,001 $1,000,000
0 $10,001 $100,000
0 Over $1.000,000
$10,001 . $100,000
Over $1,000,000
NATURE OF INVESTMENT
0 Stock
0 Other --------------
18'.]
(Describe)
>
NATURE OF INVESTMENT
00 Slock
ACQUIRED
INFORMATION TECHNOLOGY
__J__J
DISPOSED
ACQUIRED
2-.J.E...i.&.
___)
DISPOSED
0ther
DS
O
N_
B_
__
_
_
_
_
_
_
_
_
_
_
_
_
_
(Describe)
_ll_
___)
DISPOSED
ACQUIRED
>
_!!_,_ll_
DISPOSED
CONSUMER STAPLES
BOND FUND
00 $2,000 . $10.000
0 $100,001 $1,000.000
0 $10,001
$100 000
0 Over $1,000,000
NATURE OF INVESTMENT
Other _
_
_
_
_
_
_
_
_
_
_
_
...,
__,,
,,.. _
(Desctlbe)
__J__J
__J__J
ACQUIRED
Comments:
$10,001 . $100.000
0 Over $1,000,000
D s100.001 - s1.ooo.ooo
NATURE OF INVESTMENT
0 Slock
00 Stock
0
ACQUIRED
(Describe)
.&.
DISPOSED
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
,.
SCHEDULE A-2
CALIFORNIA FORM
Name
MARY ANN GRILLI
OR TRUST
> 1
__J__J0 5
ACQUIRED
D s10.001 - s100.ooo
__J___J
DISPOSED
NATURE OF INVESTMENT
----
------
D Sole Proprietorship
D so - s499
D ssoo s1.ooo
$10,001. 5100,000
0 OVER $100,000
0 $1 001 . $10,000
0 Partnership
>
--
---
0 $0 - $499
0 $10.001 - $100.000
0 OVER $100.000
0 $500. $1,000
__J__J 05
DISPOSED
> 2 IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA
LIST DATE
__J__J05
ACQUIRED
0 $100,001 $1,000,000
0 Over $1,000.000
0 Over $1,000,000
NATURE OF INVESTMENT
0 Sole Proprietorship 0 Partnership
IF APPLICABLE,
D s100.001 - s1.ooo.ooo
Check one
O Trust, go lo 2
7 00
$1,001. $10.000
BUSINESS ENTITY
OR TRUST
0 REAL PROPERTY
City or Other
0 $2,000 . $10.000
00
$10,001
__J__J,0 5
$100,000
0 $100,001 - $1,000,000
ACQUIRED
__J__J 0 5
DISPOSED
0 Over $1,000,000
NATURE OF INTEREST
00 Property Ownership/Deed of Trust
0 Leasehold
Yrs. remaining
----
0 Other
0 Stock
0 Partnership
------
0 $10.001 $100,000
Iii $100.001 $1,000.000
0 Over $1,000,000
__J__J05
ACQUIRED
__J__J 05
DISPOSED
0 Stock
0 Partnership
D s2.ooo . s10.ooo
NATURE OF INTEREST
0 Property Ownership/Deed of Trust
0 Leasehold
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
Comments:_
SCHEDULE A-2
I nvestments, Income, and Assets
of B usi ness Entities/Trusts
Name
MARY ANN GRILLI
Name
Name
Address
Address
Check one
O Trust. go lo 2
Business Entity,
0 $2,000 - s10.000
0 $10,001 - $100,000
D $100.001 $1.000.000
D Over $1,000,000
__J__J05
ACQUIRED
0 Partnership
__J__J05
DISPOSED
0 ------
Othet
> 2 IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA
Business Entity,
__j__j05
D $100,001 - $1.000.000
ACQUIRED
NATURE OF INVESTMENT
D s10.001 - s100.ooo
D Partnership
0 Sole Propnetorship
__J__J05
DISPOSED
D s10.001 - s100.ooo
0 $500 - $1,000
D s1.001 - s10.ooo
Olhet
0 $0 - $499
OVER $100,000
IRJ STOCKPURCHASE
> 2. IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA
0 $0 - $499
Q $500 - S1,000
D s1.001 - s10.ooo
0 Over $1,000.000
NATURE OF INVESTMENT
0 Sole Proprietorship
Check one
O Trust, go to 2
)> 3.
700
CALIFORNIA FORM
OVER $100,000
>
0 REAL PROPERTY
D REAL PROPERTY
_J__J05
ACQUIRED
0 Over $1,000,000
NATURE OF INTEREST
0 Stock
YIS. <emalrW>g
----
00
Other
__J__J 05
DISPOSED
D s2.ooo - $10.000
0 $10,001 - $100,000
D s100.001 - s1.ooo.ooo
__J__j05
ACQUIRED
0 Over $1,000,000
0 Partnership
ROLLOVER IRA
Property
D s2.ooo - s10.ooo
D s10.001 - s100.ooo
00 $100,001 $1 .000,000
of Real
NATURE OF INTEREST
0 Leasehold
0 Check
Yrs. remaining
0 Stock
__J__j 05
DISPOSED
0 Partnership
0 Other ------
Comments:_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
SCHEDULE C
CALIFORNIA FORM
Name
1 . INCOME RECEIVED
>
7 00
1 I NC OME RECEIVED
THERMAWAVE
ADDRESS
ADDRESS
FREMONT, CA.
BUSINESS ACTIVITY, IF ANY, OF SOURCE
INFORMATION TECHNOLOGY
YOUR BUSINESS POSITION
SPOUSE'S INCOME
GROSS INCOME RECEIVED
0 $500 - $1.000
0 $10,001 $1 00,000
D ssoo - s1.ooo
0 $ 1 0,001 $100.000
0 $1,001 - $10.000
IRJ OVER $100,000
0 Salary
0 Sale ol
car.
0 Loan repayment
------
(Propeny,
O Other
>
0 Spouse's
0 Salary
0 Sale of
(Deserio.)
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
income
0 Loan repayment
elc.)
boar. etc.)
O s1.001 - s10.ooo
0 OVER $1 00,000
0 Commission or 0
(Oescr
iJ
0 Other -
2. LOAN RECEIVED
You are not required to report loans from commercial lending institutions, or any indebtedness created as part of a
retail installment or credit card transaction, made in the lender's regular course of business on terms available to
members of the public without regard to your official status. Personal loans and loans received not in a lender's
regular course of business must be disclosed as follows:
NAME OF LENDER
INTEREST RATE
____
ADDRESS
TERM (MonthslYears)
0 None
0 Real
HIGHEST BALANCE DURING REPORTING PERIOD
0 $500 .
Comments:
$1 00,000
residence
Property
Sueet
sd
ctr.ss
Cily
$1 ,000
0 $1,001 - $10,000
D s10.001 - s1 00.ooo
D OVER
0 Personal
0 None
0 Guarantor
0 Other
-------
------
(Decribe!
-------------------