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CALIFORNIA

FOR M

700

STATEMENT OF ECONOMIC INTERESTS

FAI ?OLlllCAt PRACT1CES COMISSION

l \\

COVEPAGE

Please type or print in ink

A PubIi Doc..lJ.11J..'eJi
l. . . . 0 4
.

(LAST)

NAME

GRILLI
STREET
MAILING ADDRESS
(May use business address)

(FIRST)

(MIDDLE)

MARY

ANN

CITY

STATE

SAN JOSE
1. Office, Agency, or Court
Name of Office, Agency, or Court:

(
ZIP CODE

OPTIONAL: FAX I EMAIL ADDRESS

CA
4. Schedule Summary

Total number of pages


including

SANTA CLARA COUNTY SUPERIOR COURT


Division. Board, District, if applicable:

DAYTIME TELEPHONE NUMBER

this cover page: __3__


0

Check applicable schedules

or "No reportable

interests."

I have disclosed interests on one or more of the

Your Position:

attached schedules:

JUDGE

If filing for multiple positions. list additional agency(ies)/

position(s):

Investments (Less lhan t0% Ownership)

Schedule A-1

(Attach a separate sheet if necessary.)

00 Yes - schedule attached

Investments (t0% or grealer Ownership)

Position:

Schedule D

D Yes - schedule attached

Income - Travel Payments

-orD

__J__
Date: ____J

The period covered is January 1, 2005,

The period covered is ____J__J _ _, through


December 31, 2005.

Leaving Office
(Check one)

No reportable interests on any schedule

(Check at least one box)

through December 31. 2005.


Annual:

O Yes - schedule attached

-------

-or-

Schedule E

------

D Assuming Office/Initial

00 Yes - schedule attached

Income - Gifts

_______________
_

3. Type of Statement

Date Left: __J__J_ _

5. Verification

have used all reasonable diligence in preparing this

statement. I have reviewed this statement and to the best


of my knowledge the information contained herein and in any
attached schedules is true and complete.

I certify under penalty of perjury under the laws of the State

of California that the

The period covered is January 1, 2005, through


the date of leaving office.

-or-

0 The period

- schedule attached

and Travel Paymenrs)

_
_______________
_

D Multi-County

[!]

D Yes

Income, Loans. & Business Positions (Income Other lhan Gilts

OOState

0 Other

Schedule B

Schedule C

2. Jurisdiction of Office (Check at least one box)

0 City of

00 Yes - schedule attached

Real Property

------

O County of

Schedule A-2

Date Signed

foregoing is true and correct.

2_1_5
1 _l_0_6_..,...

_
_____

(monlh. day, year)

__ _ _

covered is _____}____
___}
, through

the date of leaving office.

Candidate
FPPC Form 700 (200512006)
FPPC Toll-Free Helpline: 866/ASK-FPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

BLACKROCK INTL. BOND

GENERAL DESCRIPTION Of BUSINESS ACTIVITY

GLOBAL BOND

EQUITY MUTUAL FUND

FAIR MARKET VALUE

0 $10,001

00 $2 000 $10.000
0 $100,001 $1,000,000

FAIR MARKET VALUE

$100,000

!KJ

Other

(Describe)

IF APPLICABLE. LIST DATE:

ACQUIRED

>

>

OPPENHEIMER DEV. MKTS. A


BUSINESS ACTIVITY

FAIR MARKET VALUE

Iii

STOCK FUND

!Describe)

$2,000

D s10.001

$10,000

s100.ooo

Over $1,000,000

Slock

oiher

BO ND FUN D

....!!..JJ.Q_j

___}
DISPOSED

ACQUIRED

>

(Describe)

___}
DISPOSED

NAME OF BUSINESS ENTITY

HARBOR INTERNATIONAL INS.

VANGUARD INFLAT. PROTECTED IV


GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INTERNATIONAL MARKETS

BONDS
FAIR MARKET VALUE

FAIR MARKET VALUE

$1,000.000

O s100.001

Over $1.000,000

NATURE OF INVESTMENT

Ds____,..._______
N_
B_
O
rnher_
_
_
(DesClibll )

IF APPLICABLE. LIST DATE:

ACQUIRED

s1.ooo.ooo

$100.000

Over $1 000,000

NATURE OF INVESTMENT

Slock

...!
!..J
..ft.

Iii $10,001

0 $2,000 - $10,000

00 $10.001 . $100,000

0 $2,000 - $10,000

BUSINESS ENTITY

IF APPLICABLE, LIST DATE:

NAME OF BUSINESS ENTITY

0 $100.001 -

OF

DISPOSED

NATURE OF INVESTMENT

IF APPLICABLE, LIST DATE:

NAME

___}

0 $100,001 . $1,000,000

Stock

ACQUIRED

(0.Kribe)

BOND FUND

NATURE OF INVESTMENT

M UTUAL FUND

FAIR MARKET VALUE

0 Over $1,000,000

>

Other

GENERAL DESCRIPTION O F BUSINESS ACTIVITY

0 $10,001 - $100,000

00 $2.000 . $10,000
0 $100,001 $1,000,000

Olher

00

COLUMBIA INTERMED. BOND FUND

EMERGING MARKETS

[Ml

Slock

ACQUIRED

NAME OF BUSINESS ENTITY

...!!..J.JM...

DISPOSED

OF

- $100.000

0 Over $1,000.000

$1,000,000

IF APPLICABLE, LIST DATE:

___J...Jll_

GENERAL DESCRIPTION

NATURE OF INVESTMENT

N
_B
_D_____ _______
_O_

...!!..J..ft.

Iii $10,001

$2,000 . $10,000

0 $100,001

Over $1,000,000

NATURE OF INVESTMENT
Stock

NAME OF BUSINESS ENTITY

ALLIANZ NFJ DIV. VALUE FUND

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

700

FAIR POLITICAL PRACTICES COMMISSION

Iii

Slock

Olher

-------

(Oesenbe)

IF APPLICABLE, LIST DATE:

___}
DISPOSED

...!.!.
...t

ACQUIRED

_J
DISPOSED

FPPC Form 700 (2005/2006) Sch. A1


FPPC TollFree Helpline: 866/ASK-FPPC

CALIFORNIA FORM

SCHEDULE A-1

Investments

Name

Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

PIMCO ALL ASSET INSTL.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INTERNATIONAL DEVELOPED MKTS.

REAL RETURN ASSETS


FAIR MARKET VALUE

D
0

$2,000 . $10,000

0 $100.001

$1 000 000

FAIR MARKET VALUE

$10.001

Stock

!Kl

Other

NATURE OF INVESTMENT

STOCK FUND

Slock

00

other

STOCK FUND

IF APPLICABLE, LIST DATE:

__J__J.J&_

..

ACQUIRED

__J
DISPOSED

DISPOSED

NAME OF BUSINESS ENTITY

>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

REAL RETURN ASSETS

FIXED INCOME BONDS


FAIR MARKET VALUE

FAIR MARKET VALUE

00 $10,001 - $100,000
0 Over $1,000,000

D s2.ooo - s10.ooo
D s100.001 - s1.ooo.ooo

D s2.ooo . s10.ooo
D s100.001 s1.ooo.ooo

Stock

Iii

Ot her

IK)

Ds
B_
O
__
_
_N

(Describe)

__)__...}

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE

0 $10,001 - $100,000
0 Over S1,000,000

00 $2,000 . $10.000

$1.000.000

Stock

Other

(Describe)

VANGUARD SIT CORPORATE-INV.


GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE

D s2.ooo . s10.ooo
0 $100,001

1R1 s10.001 s100.ooo


0 Over $1,000.000

$1,000.000

Stock

Other

BONDS
!Describe)

IF APPLICABLE. LIST DATE:

IF APPLICABLE. LIST DATE:

ACQUIRED

DISPOSED

NAME OF BUSINESS ENTITY

STOCK FUND

.E.JE..J_Q._

__J__J_]L

NATURE OF INVESTMENT

NATURE OF INVESTMENT

(Describe)

BONDS

STOCK FUND

ACQUIRED

>

MORGAN STAN LEY INST. INT'L. EQUITIES

$100.001

.E.J

DISPOSED

NAME OF BUSINESS ENTITY

Stock

IF APPLICABLE, LIST DATE:

IF APPLICABLE, LIST DATE:

ACQUIRED

0 Other ----- -__,..----- ---

_ __ _ _ _ _ _ _ _ _

.E.J

il $10.001 $100 000


0 Over S1 000.000

NATURE OF INVESTMENT

NATURE OF INVESTMENT

NAME OF BUSINESS ENTITY

RS GLOBAL NATURAL RESOURCES

FHLB

0
(Describe)

_!.! L!.Q..J

>

Over $1.000.000

IF APPLICABLE. LIST DATE:

>

riJ $10.001 $100,000


0 Over $1,000,000

0 $2.000 $10,000
D s100.001 s1.ooo.ooo

s100.ooo

NATURE OF INVESTMENT

OF BUSINESS ENTITY

OAKMARK INT. SMALL CAP.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

!Kl

NAME

700

FAIR POLITICAL PRACTICES COMMISSION

__J__J.J&..
DISPOSED

__J__J
ACQUIRED

FPPC Form 700 (2005/2006) Sch. A-1


FPPC Toll-Free Helpline: 866/ASK-FPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

VANGUARD SHORT TERM BOND INDEX

L-3 COMM UNICATIONS HLDNGS.

FAIR MARKET VALUE

igJ $10,001

D s2.ooo - $1o.ooo
D $ioo.001 s1.ooo,ooo

FAIR MARKET VALUE

NATURE OF INVESTMENT

other

NATURE OF INVESTMENT

00

BOND FUND

_______________

{Describe)

I F APPLICABLE, LIST DATE:

IF APPLICABLE, LIST DATE:

_J_J

_J__J.J1i_
ACQUIRED

NAME OF BUSINESS ENTITY

CISCO SYSTEMS
GENERAL DESCRIPTION

OF

>

FAIR MARKET VALUE

00 $2.000 . $10,000

D s100 001 - s1.ooo.ooo

__J__J..Jj_
DISPOSED

NAME OF BUSINESS ENTITY

PEPSICO
GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BUSINESS ACTIVITY

INFORMATION TECHNOLOGY

CONSUMER STAP LES


FAIR MARKET VALUE

0 $2,000 $10.000
0 $100,001 $1,000,000

D s10.001 s100.ooo
0 Over $1.000,000

NATURE OF INVESTMENT

-----
0 Other -------,,,.....,.- .,--

Stock

Other

IF APPLICABLE. UST DATE:

IF APPLICABLE, LIST DATE:

(Descnbel

ACQUIRED

Stock

_j__J

$10,001 $100,000
0 Over $1.000.000

NATURE OF INVESTMENT

00

>

Slock

0 Other

(Desc:nbe)

ACQUIRED

>

Iii $10,001 . $100,000


0 Over $1,000 .000

0 $2.000 . $10.000
0 $100.001 $1,000.000

$100.000

0 Over $1.000,000

00

ACTIVITY

COMMUNICATIONS

BOND FUND

Stock

NAME OF BUSINESS ENTITY

GENERAL DESCRIPTION OF BUSINESS

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

700

FAIR POLITICAL PRACTICES COMMISSION

_J_J

__J_JJJ._
DISPOSED

NAME OF BUSINESS ENTITY

ACQUIRED

>

DOMINION RESOURCES
GENERAL DESCRIPTION OF BUSINESS ACTIVITY

....
....,.
..,,.
-----..-

______

(Describe)

__J_j...J)J_
DISPOSED

NAME OF BUSINESS ENTITY

PROCTER & GAMBLE


GENERAL DESCRIPTION OF BUSINESS ACTIVITY

CONSUMER S TAPLES

ENERGY
FAIR MARKET VALUE

00 $2.000 . $10,000
0 $100.001 $1,000.000

0 $10.001 . $100.000
0 Over $1,000.000

NATURE OF INVESTMENT

0 $10,001 $100,000
0 Over $1,000,000

NATURE OF INVESTMENT

Stock

Oth er -------

(DescribeI

Stock

0 Other

_______________

{Describe)

IF APPLICABLE. UST DATE:

IF APPLICABLE. UST DATE:

ACQUIRED

. $10,000

0 $100,001 . $1,000.000
Ii)

00

_j__J

FAIR MARKET VALUE

$2.000

__J__J
DISPOSED

__J_J
ACQUIRED

__J__j_M_
DISPOSED

Comments: ------

FPPC Form 700 (2005/2006) Sch. A-1


FPPC Toll-Free Helpline: 866/ASK-FPPC

'
l

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

KLA TENCOR

ENTITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

TECHNO LOGY

FINANCIALS

FAIR MARKET VALUE

FAIR MARKET VALUE

0 $2,000 - $10,000

D s10.001 - s100.ooo
D Over $1,000.000

D s100.001 -

NATURE OF INVESTMENT
Slock

Other ------

(Describe)

__J__J
ACQUIRED

liJ s 10,001 -

$100,000

0 Over $1,000.000

s1.ooo.ooo

NATURE OF INVESTMENT

(i!

IF APPLICABLE. LIST DATE:

liJ

Stock

Other

,__
..,,.------.__,,

______

(Describe)

IF APPLICABLE. UST DATE:

__J__J

__J__J
DISPOSED

NAME OF BUSINESS ENTITY

ACQUIRED

>

__J__J_Qi_
DISPOSED

NAME OF BUSINESS ENTITY

ASYST TECHNOLOGY

VANGUARD S & P 500 INDEX

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INFORMATION TECHNOLOGY
FAIR MARKET VALUE

Iii $10,001

D s2.ooo - s10.ooo
0 $100,001 - $1.000,000

STOCK FUND
FAIR MARKET VALUE

0 $2,000 - $10,000
0 $100,001 - $1,000.000

- $100.000

0 Over $1,000,000

NATURE OF INVESTMENT

0
0

Other------------
--

Stock

Other

STOCK FUND

(Describe)

__J__J
ACQUIRED

$10,001 - $100,000

0 Over $1,000,000

NATURE OF INVESTMENT

Stock

(Describe)

IF APPLICABLE, UST DATE:

>

OF BUSINESS

WELLS FARGO

D s2.ooo - $ 1o.ooo
00 $100.001 - $1,000,000

>

NAME

IF APPLICABLE, UST DATE:

2-t

__j__J.Jli_
DISPOSED

NAME OF BUSINESS ENTITY

ACQUIRED

>

--1--1.Jli..
DISPOSED

NAME OF BUSINESS ENTITY

WALGREEN

STANDARD & POORS MID CAP TRUST

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

CONSUMER DISCRETIONARY
FAIR MARKET VALUE

00 $2.000 - $10,000
0 $100.001 - $1,000,000

0 $10,001 - $100.000
D

Over $1,000,000

Stock

Other ------

(Describe)
IF APPLICABLE. LIST DATE:

ACQUIRED

Comments:

FINANCIALS
FAIR MARKET VALUE

0 $2,000 - $10,000
0 $100,001 - $1,000.000

$10,001 - $100.000

D Over $1,000,000

NATURE OF INVESTMENT

NATURE OF INVESTMENT

__J__J

700

FAIR POLITICAL PRACTICES COMMISSION

Iii

Stock

Other

_______________
_

(Describe)

IF APPLICABLE. UST DATE:

__J__J.Jli_
DISPOSED

__J__J
ACQUIRED

__J__J_Qi_
DISPOSED

--------

FPPC Form 700 (2005/2006) Sch. A-1


FPPC TollFree Helpline; 866/ASK-FPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks , Bonds, and Other I nterests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

LAUDUS ROSENBERG US SMALL CAP INSTL

STOCK FUND

FAIR MARKET VALUE

D s100.001

FAIR MARKET VALUE

!Kl $10,001 $100.000


0 Over $1,000,000

$10,000
- s1.ooo.ooo

00

(Describe)

>

__J__J.J1L

NAME OF BUSINESS ENTITY

>

__J__J.JJL
DISPOSED

NAME OF BUSINESS ENTITY

FAIR MARKET VALU E

00 $10.001

D s2.ooo - s10.ooo
D s100.001 - s1.ooo.ooo

- $100,000

0 Over $1,000.000

STOCK FUND

Stock

01her

STOCK FUND

(Describe)

(Describe)

IF APPLICABLE. LIST DATE:

_J}_L
ACQUIRED

>

$10,001 - $100,000

0 Over $1,000,000

NATURE OF INVESTMENT

NATURE OF INVESTMENT

other

(Describe)

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE

00

Othar STOCK FUND

INDEX EQUITIES

0 52.000 S10.000
D s100.001 . s1.ooo.ooo
Slack

OAKMARK INSTL. SAMLL CAP

BUSINESS ACTIVITY

INDEX EQUITIES

Sleek

ACQUIRED

LONGLEAF PARTNERS SMALL CAP FUND


OF

__J__J_J}_L

DISPOSED

GENERAL DESCRIPTION

$100,000

IF APPLICABLE, LIST DATE:

IF APPLICABLE. UST DATE:

ACQUIRED

NATURE OF INVESTMENT

STOCK FUND

__J__J_J}_L

$10,001

0 Over $1,000,000

Stock

Other

Iii

D $2.ooo - $10.000
0 $100,001 $1,000,000

NATURE OF INVESTMENT

BUSINESS ENTITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INDEX EQUITIES

OF

MORGAN STANLEY INSTL. INrL. EQUITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

0 $2,000

NAME

700

FAl'l PO-ITICAL PRACTICES comJSSION

IF APPLICABLE, L I S T DATE:

__J__J.J1L

--1--1...M...

DISPOSED

NAME OF BUSINESS ENTITY

ACQUIRED

>

__J__J
DISPOSED

NAME OF BUSINESS ENTITY

HARBOR INTERNATIONAL INS.

OPPENHEIMER DEVELOPING MARKETS A

GENERAL DESCRIPTION O F BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INTERNATIONAL STOCK FUND

FAIR MARKET VALUE

FAIR MARKET VALUE

0 $2,000 - $10.000
0 Sl00,001 $1,000,000

00

0 Over $1,000.000

$10 001 - $100.000

NATURE OF INVESTMENT

Slock

1KJ

Other

(DescribeI

$10,001 - $100,000
Over $1,000.000

Sloe<

other

BO ND FUN D
(Describe)

IF APPLICABLE, LIST DATE:

IF APPLICABLE. UST DATE:

ACQUIRED

0 $2,000 - $10,000
D s100.001 s1.ooo.ooo
NATURE OF INVESTMENT

STOCK FUN D

__J__J_J}_L

INTERNATIONAL BOND FUND

__J__J_f}L
DISPOSED

__J__J..Jl._
ACQUIRED

__J__J...M_
DISPOSED

FPPC Form 700 (2005/2006) Sch. A-1


FPPC Toll-Free Helpline: 866/ASK-FPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks , Bonds, and Other I nterests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSIN ESS ENTITY

>

PIMCO EMERGING MARKETS BOND FUND


GENERAL DESCRIPTION

OF

BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BONDS

FAIR MARKET VALUE

0
0

$2,000 . $10.00-0

0 $100.001 . $1,000,000

FAIR MARKET VALUE

Iii $2,000

$10,001 - $100,000

Slock

00

other

BOND FUND

ACQUIRED

>

(Oeseribe)

--1--1...M
>

$2,000 . $10,000

D s100.001 . s1.ooo.ooo

Other

. -,--------i
-----------(Desa

BONDS

__J_M_
DISPOSED

NAME OF BUSINESS ENTITY

STANDISH MELLON INTL FIXED INC.

00
0

FAIR MARKET VALUE

Over $1,000,000

IF APPLICABLE, LIST DATE:

ACQUIRED

$100,000

0 Over $1.000,000

NATURE OF INVESTMENT

D ____,

.,,.-----...,
BON_
___ _
(Oescribe)

_J___J

!RI $10,001

0 $2.000 . $10,000
D s100.001 - s1.ooo.ooo

$10,001 . $100.000

NATURE OF INVESTMENT

>

BONDS

FAIR MARKET VALUE

Other

Stock

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BOND

00

ACQUIRED

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Stock

s1.ooo.ooo

___J__
_J

DISPOSED

LOS ANGELES CA COP

IF APPLICABLE, UST DATE:

NAME OF BUSINESS ENTITY

D s10.001 - s100.ooo
0 Over $1,000,000

$10.000

NATURE OF INVESTMENT

IF APPLICABLE, LIST DATE:

__}__}

D s100.001

Over $1,000,000

NATURE OF INVESTMENT

NAME OF BUSINESS ENTITY

BLACKROCK INTL. BOND INST.

BOND FUND
00

Stock

Other

-------Oe
( --sc-ribe_)
____________
BONDS

IF APPLICABLE, LIST DATE:

_J_J..11._

___J_J

DISPOSED

ACQUIRED

NAME OF BUSINESS ENTITY

>

....M_
DISPOSED

NAME OF BUSINESS ENTITY

SAN MATEO CNTY CA TRANSIT DIST.

MORGAN STANLEY INS. US REAL A

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BOND

REAL ESTATE FUND

FAIR MARKET VALUE

D s2.ooo - s10.ooo
D s100.001 . s1.ooo.ooo

FAIR MARKET VALUE

00
0

$10,001

$100,000

Over $1.000,000

NATURE OF INVESTMENT

Stock

Other

7 00

rAIR POLITICAL PRAcncrs COMMISSION

BOND

IF APPLICABLE. LIST DATE:

ACQUIRED

D s10.001
D

s100.ooo

Over $1,000,000

NATURE OF INVESTMENT

--
------(

_
Deib e _)
sct

_J__J..Jli._

!RI $2,000 $10,000


0 $100,001 $1,000.000
0

Stock

Other

(Describe)

R EAL ESTATE FUND

IF APPLICABLE, LIST DATE:

_J___J
DISPOSED

__J..11._
DISPOSED

FPPC Form 700 (2005/2006) Sch. A-1


FPPC Toll-Free Helpline: 866/ASK-FPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

VANGUARD REIT INDEX

GENERAL DESCRIPTION

REAL ESTATE

REAL ESTATE

ACQUIRED

_J___J

>

FAIR MARKET VALUE

00

0 $2,000 - $10,000
D s100.001 - s1.ooo.ooo

$10.001 - $100,000

D Over $1,000,000

BLENDED FUND

(DesCl!bo)

_J___J..fil_

Other

GOLD FUND
{Describe)

ACQUIRED

>

_J___J....9j_
DISPOSED

NAME OF BUSINESS ENTITY

PIMCO COMMODITY REAL RETURN

LAUDUS ROSENBERG VALUE

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

STOCK FUND

HEDGE FUND
FAIR MARKET VALUE

0 $2.000 - $10,000
D s100.001 - s1.ooo.ooo

Iii $10,001 -

FAIR MARKET VALUE

$100,000

0 Over $1.000.000

NATURE OF INVESTMENT

D s2.ooo. s10.ooo
D s100.001 - s1.ooo.ooo

$10,001 - $100,000

0 Over $1,000.000

NATURE OF INVESTMENT

Stock

HEDGE FUND
{Describe)

IF APPLICABLE. LIST DATE:

ACQUIRED

Stock

___}__
_)

DISPOSED

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

___j___j..Jl.L

$10,001 - $100,000

IF APPLICABLE, LIST DATE:

NAME OF BUSINESS ENTITY

other

D Over $1,000,000

NATURE OF INVESTMENT

Stock

IF APPLICABLE. LIST DATE:

NAME OF BUSINESS ENTITY

FIRST EAGLE GOLD FUND

NATURE OF INVESTMENT

ACQUIRED

DISPOSED

GOLD

D $2.000 - s10.ooo
D s100.001 - s1.ooo.ooo

___}__
_}

__J___J

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE

STOCK FUND

ACQUIRED

BLENDED FUND

>

Olher

Jg_,

DISPOSED

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Other

{Describe)

PIMCO ALL ASSET FUND

Stock

IF APPLICABLE. LIST DATE:

NAME OF BUSINESS ENTITY

0
(Deseooe)

___j___j.JlL

$10,001 - $100,000

D Over $1 000,000

NATURE OF INVESTMENT

Stock

IF APPLICABLE. LIST DATE:

>

Iii

D s2.ooo - s10.ooo
0 $100,001 - $1,000,000

NATURE OF INVESTMENT

other

BUSINESS ACTlVITY

FAIR MARKET VALUE

0 $10.001 - $100.000
D Over $1,000.000

$2,000 - $10.000

0 $100.001 - $1,000,000

00

OF

STOCK FUND

FAIR MARKET VALUE

NAME OF BUSINESS ENTITY

ARBITRAGE FUND

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

00

700

FAIR POLITICAL PRACTICrs COMMISSION

__J___J_J}L
DISPOSED

Stock

other

STOCK FUND

tOescnbe)

IF APPLICABLE, LIST DATE.

___J__.JlL
_j
ACQUIRED

___}__}
DISPOSED

FPPC Form 700 (2005/2006) Sch. A1


FPPC Toll-Free Helpline: 866/ASKFPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name
MARY ANN GRILLI

Stocks, Bonds, and Other I nterests


(Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

AMGEN

DOMINION RESOURCES
ENERGY

HEALTHCARE
FAIR MARKET VALUE
$2.000. $10.000

D s100.001

FAIR MARKET VALUE

Iii $2.000

!RI $10,001 $100,000


0 Over $1,000,000

s1.ooo.ooo

(Describe)

>

OtSPOSE.D

ACQUIRED

>

__J__J.M_
DISPOSED

NAME OF BUSINESS ENTITY

ILLINOIS TOOL WORKS

BP PLC

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INDUSTRIALS

ENERGY
FAIR MARKET VALUE

0 $2 000. $10,000
0 $100,001 . $1.000,000

$10,001

FAIR MARKET VALUE

IRl $2.000. $10,000


D s100.001 . s1.ooo.ooo

$100.000

0 Over $1.000,000

Slock

Stock

---
0 Other-----,,.-...,.
,.....
{Describe)

0 Other

IF APPLICABLE. LIST DATE:

IF APPLICABLE, LIST DATE:

__j__J_M_
ACQUIRED

__J__j_M_

S10.000

0 $10,001 $100,000
0 Over $1.000,000

$1,000.000

______________

(Describe)

Comments:

0 $10,001. $100 000


0 Over $1.000000

Slock

0 O ther

,.._______
_

_______

(Describe)

IF APPLICABLE UST DATE.

IF APPLICABLE. UST DATE:

ACQUIRED

$2,000 . $10,000
0 $100.001 $1.000.000
rK]

Slock

__j__J_J}L

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

NATURE OF INVESTMENT

NATURE OF INVESTMENT

0 Other

NAME OF BUSINESS ENTITY

FAIR MARKET VALUE

FAIR MARKET VALUE

DISPOSED

PHARMACEUTICALS

INFORMATION TECHNOLOGY

__J__J

JOHNSON & JOHNSON

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

0 S100.001

(Describe)

ACQUIRED

>

CISCO SYSTEMS

___________

_______

__j__J_J}L

DISPOSED

NAME OF BUSINESS ENTITY

IR) $2.000

0 $10,001 . $100,000
0 Over $1,000,000

NATURE OF INVESTMENT

NATURE OF INVESTMENT

>

(Describe)

__J__j_M_

__j__J_M_

NAME OF BUSINESS ENTITY

00

_______________
_

IF APPLICABLE, LIST DATE:

IF APPLICABLE. LIST DATE:

ACQUIRED

Stock

Q Other

_______________
_

__J__J

0 $10.001 $100,000
0 Over $1,000,000

$10,000

NATURE OF INVESTMENT

IX!

Stock

0 Olher

0 $100,001. $1,000,000

NATURE OF INVESTMENT

NAME OF BUSINESS ENTITY


GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

700

FAIR POLITICAL PRACTICES COMMISSION

__J__J_M_
DISPOSED

__J__j_J}L
ACQUIRED

__J__J_il_
DISPOSED

____ _____________________________________

FPPC Form 700 (2005/2006) Sch. A1


FPPC Toll-Free Helpline: 866/ASKFPPC

SCHEDULE A-1

CALIF ORNIA FORM


Name

Investments
Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is Less Than 1 0%)


Do not attach brokerage or financial statements.
>

OF BUSINESS ENTITY
L-3 COMMUNICATIONS HLDGS. INC.

NAME

>

0
0

$10.000

0 $100.001 - $1,000,000

Stock

0 Other

IF APPLICABLE. LIST DATE:

IF APPLICABLE. LIST DATE:

(Oescribe)

NAME

Of

__J___J_M_

ACQUIRED

BUSINESS ENTITY

>

FAIR MARKET VALUE

NATURE OF INVESTMENT

FAIR MARKET VALUE

0 $10.001 . $100,000
0 Over $1.000,000

NATURE OF INVESTMENT

0 Other -------=---..,,....,... --- -

(Describe)

IF APPLICABLE. UST DATE:

ACQUIRED

BUSINESS ENTITY

OF

>

FAIR MARKET VALUE

0 $100.001
NATURE

00

OF

$1,000.000

FAIR MARKET VALUE

$10.001

0 $2,000

$100,000

0 Over $1,000,000

(DesGll)

IF APPLICABLE. LIST DATE:

Comments:

$10.000

$1,000.000

$10,001 - $100,000
Over $1,000,000

NATURE OF INVESTMENT

0
_

______________

ACQUIRED

0 $100.001

INVESTMENT

__j__j...!l_

BUSINESS ENTITY

STOCK FUND

Stock

0 Other

OF

DISPOSED

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BUSINESS ACTIVITY

$10,000

NAME

__J___J..Jli_

ALLIANZ NFJ DIVIDEND VALUE FUND

CONSUMER STAPLES
00 $2.000

Other----------

-..,
,....,(Describe)

___J_J_J}___

DISPOSED

PEPSICO

Slack

IF APPLICABLE, LIST DATE:

__j___J_M_

GENERAL DESCRIPTION

0 $10,001 - $100,000
0 Over $1,000,000

$2,000 $10.000
0 $100,001 . $1.000,000

Stock

OF

Of BUSINESS ENTITY

DISPOSED

CONSUMER STAPLES

00 $2.000 - $10,000
0 $100,001 - $1.000,000

NAME

__J___J

PROCTER & GAMBLE

TECHNOLOGY

ACQUIRED

NAME

------

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

__J__j...!l_

1 0escribel

__
_
_______
_

__J__J_J}___

DISPOSED

MICROSOFT

NATURE OF INVESTMENT

0 Other----------- ---

ACQUIRED

0 $10,001 $100 000


0 Over $1,000,000

$10.000

0 $100,001 - $1,000,000

Over $1.000,000

Stock

__J__j...!l_

BUSINESS ACTIVITY

FAIR MARKET VALUE

Iii $2.000

$10.001 - $100.000

NATURE OF INVESTMENT

>

OF

HEALTHCARE

FAIR MARKET VALUE

>

BUSINESS ENTITY

GENERAL DESCRIPTION

COMMUNICATIONS

[M

OF

P FIZER

GENERAL DESCRIPTION O F BUSINESS ACTIVITY

$2,000 .

NAME

700

FAIR POLITICAL PRACTICES COMMISSION

Stock

other

STOCK F UND
(Describe)

I F APPLICABLE, UST DATE:

__j___J_M_
DISPOSED

__J__J_9.L
DISPOSED

_______________________________________
_

FPPC Form 700 (2005/2006) Sch. A-1


FPPC Toll-Free Helpline: 866/ASKFPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is Less Than 1 0%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

VANGUARD S & P 500 INDEX

GENERAL DESCRIPTION Of BUSINESS ACTIVITY

INDEX EQUITIES

STOCK FUND
FAIR MARKET VALUE

1R!

0 $2,000 - $10.000

FAIR MARKET VALUE

1RJ

Other

STOCK FUND
(Describe)

ACQUIRED

>

>

FAIR MARKET VALUE

__]_J.M._
DISPOSED

NAME OF BUSINESS ENTITY

FAIR MARKET VALUE

$10,001 - $100,000
0 Over $1,000,000

D s2.ooo - s10.ooo

$10,001

s100.001 - s1.ooo.ooo

- $100.000

0 Over $1 000 000

NATURE OF INVESTMENT

NATURE OF INVESTMENT
Stock

STOCK FUND
(Describe)

Stock

other

INTERNATIONAL EQUITIES FUND


(Describe)

IF APPLICABLE, LIST DATE:

IF APPLICABLE, LIST DATE:

>

(DescribeI

INTERNATIONAL EQUITIES

0 $2.000 - $10,000
0 $100,001 - $1,000,000

ACQUIRED

INDEX FUND

MORGAN STANLEY INST'L INT'L. EQ.

INDEX EQUITIES

__J_J_9L

other

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

0111er

1RJ

ACQUIRED

DISPOSED

STANDARD & POORS MID CAP TRUST

Stock

_J_J_Qi_

__J_J_Q_

NAME OF BUSINESS ENTITY

IF APPLICABLE, LIST DATE:

IF APPLICABLE, LIST DATE:

.2..t...li.

- $100,000

D Over $1,000,000

NATURE OF INVESTMENT

NATURE OF INVESTMENT
Stock

Ii] $10,001

D s2.ooo - s10.ooo
0 $100,001 - $1,000,000

s10.001 - s100.ooo

0 Over $1,000,000

$100,001 - $1,000,000

NAME OF BUSINESS ENTITY

LONGLEAF PARTNERS SMALL CAP FUND

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

_J_J_li_

__J_J_Q_

ACQUIRED

DISPOSED

NAME OF BUSINESS ENTITY

>

__l__j..M_
DISPOSED

NAME OF BUSINESS ENTITY

LAUDUS ROSENBERG US SMALL CAP

OAKMARK INT'L. SMALL CAP

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INTERNATIONAL EQUITIES

INDEX EQUITIES
FAIR MARKET VALUE

!RI

D s2.ooo - s10.ooo
D s100.001 - s1.ooo.ooo

FAIR MARKET VALUE

$10 001 - $100.000

0 Over $1,000.000

Stock

Other

INDEX FUND
(Describe)

ACQUIRED

$10,001

- $100,000

0 Over $1.000,000

Stock

1K]

O t her

INTERNATIONAL EQUITIES
(Describe)

IF APPLICABLE. LIST DATE:

IF APPLICABLE. LIST DATE:

_J__j_Q.[_

D s2.ooo - s10.ooo
D s100.001 - s1,ooo.ooo
NATURE OF INVESTMENT

NATURE OF INVESTMENT

700

AIR POLITICAL PRACTICES COMMISSION

__J_J_Q_
DISPOSED

__J__J_li_
ACQUIRED

_J_J..!JL
DISPOSED

FPPC Form 700 (2005/2006) Sch. A1


FPPC TollFree Helpline: 866/ASKFPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other I nterests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

PIMCO EMERGING MKT. B OND FUND

GENERAL DESCRIPTION

FAIR MARKET VALUE

FAIR MARKET VALUE

0 $2,000 $10,000
0 $100,001 . $1,000.000

00 $10,001 $100.000
0 Over $1,000,000

0 $2,000 $10,000
0 $100.001 . $1,000,000

01t1er

BOND FUND

ACQUIRED

Stock

Olher

B
ON D_S
_
__
__

{Describe)

__________ _

__J__J

__J__J_M_
DISPOSED

ACQUIRED

NAME OF BUSINESS ENTITY

>

__J__J.JJ._
DISPOSED

NAME OF BUSINESS ENTITY

VANGUARD I NFLAT. PROTECTED IV

FHLB

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BONDS

BONDS

FAIR MARKET VALUE

0 S2,000 $10,000
0 $100 001 . $1.000,000

00

FAIR MARKET VALUE

$10,001

D $2.ooo . s10,ooo
0 $100,001 . $1,000,000

$100,000

0 Over $1,000,000

NATURE OF INVESTMENT

Stock

[I{!

Olher

- --
---- ----
---------
-

BONDS

( Oescnbe)

__J__J..i&_
ACQUIRED

---1---1...ll...

FAIR MARKET VALUE

D s2.ooo . s10.ooo
D s100.001 . s1.ooo.ooo

[RI $10,001 . $100,000


0 Over $1.000.000

NATURE OF INVESTMENT

( Describe)

__J__J..J}L
DISPOSED

NAME OF BUSINESS ENTITY

BLACKROCK !NTL. BOND INST.


GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE

0 $2,000 $10,000
0 $100.001 . $1.000,000

IKl $10.001 .

$100.000

0 Over $1,000,000

NATURE OF INVESTMENT

Stock

BOND FUND
{Describe)

IF APPLICABLE, LIST DATE:

ACQUIRED

BONDS

BONO FUND

__J__J

DS
B ON
.,._..
0t11er _
_
_ _ _ _ __ __ _ ___

ACQUIRED

>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

0tt1er

Sieck

__J__J...!1_

DISPOSED

COLUMBIA INTERMEDIATE BOND FUND

$100,000

JF APPLICABLE, UST DATE:

NAME OF BUSINESS ENTITY

IKl $10,001 .

0 Over $1,000,000

NATURE OF INVESTMENT

IF APPLICABLE. UST DATE:

>

Iii $10.001 $100.000


0 Over $1 000,000

IF APPLICABLE, LIST DATE:

IF APPLICABLE, LIST DATE:

>

0
(cnscnbeJ

__J__J--9._

BUSINESS ACTIVITY

NATURE OF INVESTMENT

NATURE OF INVESTMENT

[Kl

OF

BONDS

BOND FUND

Slock

NAME OF BUSINESS ENTITY

PIMCO TOTAL RETURN INSTIT.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

700

FAIR POLITICAL PRACTICE5 COMMISSION

Sieck

Olher

BONDS

---------

(Describe)

IF APPLICABLE, LIST DATE:

__J__J.J}i_
DISPOSED

__J__J--9._
ACQUIRED

___J __J..ll_
DISPOSED

FPPC Form 700 (2005/2006) Sch. A1


FPPC Toll-Free Helpline: 866/ASK-FPPC

'

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other I nterests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
)

NAME OF BUSINESS ENTITY

>

STANDISH MELLON INTL. FIXED INCOME

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BONDS

HEDGE FUND

FAIR MARKET VALUE

D s2.ooo - $10.000

00 $10,001

FAIR MARKET VALUE

0 $2,000 $10,000
D s100.001 - $1.000.000

. $100,000

NATURE OF INVESTMENT
Stock

00

other

_ _ _ _ _ _ _ _ _ __

(Oeseribe)

IF APPLICABLE, LIST DATE:

ACQUIRED

$100.000

Stock

O her

HEDGE FUND

(Describe)

IF APPLICABLE, LIST DATE:

__J__J_!&_

___)__
_)

DISPOSED

NAME OF BUSINESS ENTITY

ACQUIRED

>

___)___)
DISPOSED

NAME OF BUSINESS ENTITY

VANGUARD REIT INDEX

ARBITRAGE FUND

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

REAL ESTATE

STOCK FUND

FAIR MARKET VALUE

00

$2.000

FAIR MARKET VALUE

0 S2.000 $10,000
0 $100,001 . $1,000,000

D s10.001 - s100.ooo
0 Over $1,000,000

$10,000

D s100,001 - $1.000.000
0

Stock

[jJ

Other

(DescribeI

IF APPLICABLE, LIST DATE:

ACQUIRED

__J__J...M_

other

STOCK FUND
(DescribeI

ACQUIRED

>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BONDS

__J__J
DISPOSED

NAME OF BUSINESS ENTITY

FIRST EAGLE GOLD FUND


GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GOLD FUND

FAIR MARKET VALUE

0 $2,000 $10.000
0 $100 001 - $1,000.000

FAIR MARKET VALUE

00

$10 001 . $100 000

0 Over $1,000.000

NATURE OF INVESTMENT
Stock

Other

$100.000

Stock

_Qi_

DISPOSED

PIMCO ALL ASSET INSTL.

I F APPLICABLE, LIST DATE:

NAME OF BUSINESS ENTITY

$10,001

0 Over $1,000,000

NATURE OF INVESTMENT

REAL ESTATE FUND

___)__
_)

NATURE OF INVESTMENT

>

$10,001

0 Over $1,000,000

NATURE OF INVESTMENT

DS
B
N_
O
_
_
__

___)___)

Iii

0 Over $1,000,000

$100.001 . S1.000,000

NAME OF BUSINESS ENTITY

LAUDUS ROSENBERG VALUE LNG.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

700

f-AIR POLITICAL PRACTICES COMMISSION

_
_
_
_ _ _
_ _

__,.....,.. ------

ACQUIRED

Stock

Other GOLD FUND

10eibe1

IF APPLICABLE. LIST DATE:

___)___)

NATURE OF INVESTMENT

--=-

soN os

$10.001 . $100.000
0 Over $1,000,000

D s2.ooo - s10.ooo
0 $100,001 $1,000.000

(DescribeI

IF APPLICABLE, LIST DATE:

__J__JJ)i_
DISPOSED

___)__
_)
ACQUIRED

_J_J_fil_
DISPOSED

FPPC Form 700 (2005/2006} Sch. A1


FPPC Toll-Free Helpline: 866/ASK-FPPC

CALIFORNIA FORM

SCHEDULE A-1

Name

Investments
Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY


PIMCO COMMODITY RR STAT-INS

>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

COMMODITIES

ENERGY

D s100.001

FAIR MARKET VALUE


Iii $2,000 - $10,000
0 $100,001 $1,000,000

Iii $10.001 $100.000


0 Over $1,000,000

s1.ooo.ooo

0 Other

(Oescribe)

_
______________

IF APPLICABLE. UST DATE:

_J_J
ACQUIRED

Other

______________ _

(Describe)

IF APPLICABLE, LIST DATE:

--1--1..JJL.

--1--1

DISPOSED

ACQUIRED

NAME OF BUSINESS ENTITY


RS GLOBAL NATURAL R ESOURCES

>

_}__JM_
DISPOSED

NAME OF BUSINESS ENTITY


L-3 COMMUNICATIONS HLDGS.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

COMMODITIES

COMMUNICATIONS

FAIR MARKET VALUE


0 $2.000 - $10,000
0 $100,001. $1.000,000

FAIR MARKET VALUE


0 $2,000. $10,000

00 $10,001 $100,000
0 Over $1,000,000

D s100.001

0 Olher

(Descnbe)

0 Other

_
______________

IF APPLICABLE. LIST DATE:

..E..J.E.
..J
ACQUIRED

s1.ooo.ooo

!RI $10,001 - $100 000


0 Over $1,000,000

NATURE OF INVESTMENT
Stock

NATURE OF INVESTMENT
00 Stock

>

0 $10,001 $100,000
0 Over $1,000,000

NATURE OF INVESTMENT
Iii Slock

NATURE OF INVESTMENT
(ii Stock

>

NAME OF BUSINESS ENTITY


DOMINION RESOURCES

GENERAL DESCRIPTION OF BUSINESS ACTIVITY


FAIR MARKET VALUE
0 $2,000. $10.000

-------

(Describe)

IF APPLICABLE, LIST DATE;


_J__J
ACQUIRED

_J__J
DISPOSED

NAME OF BUSINESS ENTITY


CISCO SYSTEMS

>

--1--1..JJL.
DISPOSED

NAME OF BUSINESS ENTITY


PEPSICO

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INFORMATION TECHN OLOGY

CONSUMER STAPLES

FAIR MARKET VALUE


Iii $2,000 . $10,000

D s100.001 - s1.ooo.ooo

D s10.001

s100.ooo

0 Over $1,000.000

_
______________

(Oesctibe)

ACQUIRED

Comments:

!Kl $10,001 $100,000


0 Over $1,000.000

0 O ther

_
...,._______
.

______

(Describe)

IF APPLICABLE, LIST DATE:

JF APPLICABLE, LIST DATE:

_J_J

FAIR MARKET VALUE


0 $2,000. $10,000
0 $100,001 $1,000.000
NATURE OF INVESTMENT
IKJ Stock

NATURE OF INVESTMENT
00 St ock
0 Other

700

AIR POLITICAL PRACTICES COMMISSION

_j_J.JJL.
DISPOSED

__J__J_J}._
ACQUIRED

_J__JM._

DISPOSED

_______________________________________

FPPC Form 700 (2005/2006) Sch. A-1


FPPC Toll-Free Helpline: 866/ASK-FPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name
MARY ANN GRILLI

Stocks, Bonds, and Other I nterests


(Ownership Interest is Less Than 1 0%)
Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

PROCTER & GAMBLE


GENERAL DESCRIPTION

OF

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

CONSUMER STAPLES
FAIR MARKET VALUE

EQUITY M UTUAL FUND


FAIR MARKET VALUE

0 $10.001 - $100.000

0
IF

0 Over $1,000.000

NATURE OF INVESTMENT

Stock
Other ---------
---

Stock

00

01her

EQUITY M UTUAL FUND


(Describe)

APPLICABLE. LIST DATE:

ACQUIRED

IF APPLICABLE, LIST DATE:

__J__j...J}.L

__J__J..J&..
DISPOSED

NAME OF BUSINESS ENTITY

DISPOSED

>

NAME OF BUSINESS ENTITY

WALGREEN

VANGUARD S & P 500 INDEX

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

CONSUMER DISCRETIONARY
FAIR MARKET VALUE

00 $2.000 - $10.000
0 $100.001 - $1,000,000

STOCK FUND
FAIR MARKET VALUE

0 $10,001 - $100.000

NATURE OF INVESTMENT

IRl $10,001 - $100,000


0 Over $1.000,000

$2,000 - $10.000

0 $100,001 - $1,000,000

0 Over $1,000,000

NATURE OF INVESTMENT

!Kl Stock

D s1ock

_
Olher ______
__________

01her

STOCK FUND

(Describe)

(Describe}
IF APPLICABLE, LIST DATE

IF APPLICABLE. LIST DATE:

__J__J_9L
ACQUIRED

>

0
(Describe)

__J__J
>

Iii $10,001 - $100,000


0 Over $1,000,000

0 $2.000 - $10,000
0 $100.001 - $1,000.000

NATURE OF INVESTMENT

NAME OF BUSINESS ENTITY

ALLIAN Z NFJ DIVIDEND VALUE FUND

BUSINESS ACTIVITY

00 $2.000 - $10.000
0 $100.001 - S1,000.000

DISPOSED

DISPOSED

NAME OF BUSINESS ENTITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INDEX EQUITIES

FINANCIAL
FAIR MARKET VALUE

0 $2.000 - $10,000
0 $100.001 - $1,000,000

FAIR MARKET VALUE

00 $10 001 - $100,000


0 Over $1.000.000

D s2.ooo - s10,ooo

D s100.001

$10,001 - $100,000

0 Over $1,000,000

- s1.ooo.ooo

NATURE OF INVESTMENT

NATURE OF INVESTMENT

00

Stock

Olher _ _____...._
_
.,,..
...._____
.,..

(Describe)

If APPLICABLE. LIST DATE:

__J__J....9._

STANDARD & POORS MID CAP TRUST

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Comments:

ACQUIRED

>

WELLS FARGO

ACQUIRED

2.J..9L.

__J__J...J}L

NAME OF BUSINESS ENTITY

__J__J_9L

700

FAIR POLITICAL PRACTICES COMMISSIO

Stock

Other

IND EX F UN D
(Describe)

IF APPLICABLE, LIST DATE:

__J__J..J&..
DISPOSED

_J__J_9-2...
ACQUIRED

__j__J...J}.L
DISPOSED

________________________________________

FPPC Form 700 (2005/2006) Sch. A-1


FPPC Toll-Free Helpline: 866/ASK-FPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name
MARY ANN GRILLI

Stocks, Bonds, and Other I nterests


(Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY


LAUDUS ROSENBERG US SMALL CAP.

>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INDEX EQUITIES

EQUITY FUND
FAIR MARKET VALUE

0 $2.000 - $10,000
0 $100,001 . $1,000.000

00 $10.001 $100.000
0 Over $1,000.000

NATURE OF INVESTMENT

1KJ

other

0 Stock
1KJ

INDEX EQUITIES FUND


IDeSClibe)

IF APPLICABLE. LIST DATE:

__J__J
ACQUIRED

__J__J..J&.
DISPOSED
>

DISPOSED

NAME OF BUSINESS ENTITY


OAKMARK !NTL. SMALL CAP
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE
0 $2,000 . $10,000
0 $ 100,001 - $1,000,000

[jl S10.001 $100.000


0 Over $1,000.000

NATURE OF INVESTMENT

$10,001 . $100,000
0 Over $1,000,000

NATURE OF INVESTMENT

0 Stock

0 Stock

1KJ Other STOCK FUND

IND EX FUN D
(Describe)

IF APPLICABLE. LIST DATE:

>

__j__J..M._

INTERNATIONAL EQUITIES

FAIR MARKET VALUE


D s2.ooo - s10.ooo
D s100.001 . s1.ooo ooo

ACQUIRED

(DescribeI

ACQUIRED

INDEX EQUITIES

_!!_
_J

EQUITY FUND

__J__J

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

other

Other

IF APPLICABLE, LIST DATE:

NAME OF BUSINESS ENTITY


LONGLEAF PARTNERS SMALL CAP FUND

[j]

Iii $10,001 - $100,000


0 Over $1,000,000

NATURE OF INVESTMENT

0 Stock

>

NAME OF BUSINESS ENTITY


MORGAN STANLEY INST. EQUITIES

GENERAL DESCRIPTION OF BUSINESS ACTIVITY


FAIR MARKET VALUE
D s2.ooo - s10.ooo
D s100.001 - s1.ooo.ooo

tOescribel

IF APPLICABLE, LIST DATE


__J__j....M_

__J__J....M_
DISPOSED

NAME OF BUSINESS ENTITY


HARBOR INTL. INS.

ACQUIRED

>

__J__J..J&.
O SPOSED

NAME OF BUSINESS ENTITY


OPPENHEIMER DEVELOPING MKTS.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INTERNATIONAL STOCK FUND

INTERNATIONAL FINANCIALS

FAIR MARKET VALUE

0 $2,000 . $10.000

00 $10 001 - $100.000


0 Over $1.000.000

0 $100.001 . $1,000.000
NATURE OF INVESTMENT

0 $100.001 $1,000,000

!Kl $10,001 - $100,000


0 Over $1,000.000

0 Stock

1KJ Other STOCK FUND

(Describe]

IF APPLICABLE, LIST DATE:


ACQUIRED

FAIR MARKET VALUE

0 $2,000 - $10,000

NATURE OF INVESTMENT

0 Slock

__J__J

70 0

FAIR POLITICAL PRACTICES COMMISSION

IF APPLICABLE, LI ST DATE

__J__J_M_
DISPOSED

40.scribet

1KJ Other INTERNATIONAL FINANCIALS FUND

__J__J..J&.

ACQUIRED

__J__J..J&.
DISPOSED

FPPC Form 7DD (2D05/2DD6) Sch. A1


FPPC Toll-Free Helpline: 866/ASKFPPC

FAIR POLITICAL PRACTICES COMMISSION

Name

Investments
Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY


PIMCO EMERGING MARKETS BOND FUND

>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BOND FUND

GLOBAL BOND

FAIR MARKET VALUE


Iii $2,000 - $10,000

0 $10,001 $1 00,000
0 Over $1,000.000

D s 100.001

!Kl

COescrit>e)

IF APPLICABLE, LIST DATE:

__j__J

DISPOSED

NAME OF BUSINESS ENTITY


LOS ANGELES CA COP BOND

ACQUIRED

>

(OeKribe)

__J__J..Jli_
DISPOSED

NAME OF BUS NESS ENTITY


STANDISH MELLON INTL. FIXED INCOME

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

MUNICIPAL BONDS

GLOBAL BONDS

FAIR MARKET VALUE


0 $2.000 . $10,000

0 Sl00.001 - Sl,000,000

FAIR MARKET VALUE


D s2.ooo . s10.ooo

00 $10.001 . $100.000
0 Over S1,000,000

D s 1 00.001

(OesGribe)

B_
O
N_
Ds____________
00 other _
__
IF

APPLICABLE, LIST DATE:

__J__j...M._

BO
N_
DS____________
Other _
___
(Describe)
IF APPLICABLE, LIST DATE:

__J __J...M._

__j__J.J!_

ACQUIRED

DISPOSED

ACQUIRED

!Kl $ 10.001 $100,000


0 Over $1 000,000

- s1.ooo.ooo

NATURE OF INVESTMENT
0 Stock

NATURE OF INVESTMENT
0 Stock

>

s100.ooo

N Ds
BO
other _
__ ___ _____ _ ___

IF APPLICABLE, LIST DATE

__J__J.J!_

ACQUIRED

0 Over $1 ,000,000

D Stock

Other BOND FUND

__J__J...M._

D s1 0.001

- s1.ooo.ooo

NATURE OF INVESTMENT

NATURE OF INVESTMENT

0 Stock

>

NAME OF BUSINESS ENTITY


BLACKROCK INST. BOND INST.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY


FAIR MARKET VALUE
$2,000 $10.000
0 $100.001 . $1,000.000

NAME Of BUSINESS ENTITY


SAN MATEO CNTY. TRANS. DISTRICT

>

__J_J_!JL

DISPOSED

NAME OF BUSINESS ENTITY


MORGAN STANLEY INS. US

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

MUNICIPAL BONDS

REAL ESTATE

FAIR MARKET VALUE

0 $2,000 . $10,000
0 $100,001 - $1 ,000,000

00 $10.001 - $100 000


0 Over $1 ,000,000

NATURE OF INVESTMENT
0 Stock

D ____________
N_
B_
O
other _
_
_
s

(Describe)

IF APPLICABLE. LIST DATE:


__J__J.Jli_

ACQUIRED

70 0

CALIFORNIA FORM

SCHEDULE A-1

FAIR MARKET VALUE


!Kl $2,000 . $10,000
0 $1 00,001 . $1 ,000,000

D s10.001 s100.ooo
0 Over $1,000.000

NATURE OF INVESTMENT
0 Stock

Other REAL ESTATE FUND


(Describe)

IF APPLICABLE, LIST DATE:

__J__j.J!_

DISPOSED

ACQUIRED

__J__J..Jli_
DISPOSED

FPPC Form 700 (2005/2006) Sch. A1


FPPC Toll-Free Helpline: 866/ASKFPPC

..

CALIFORNIA FORM

SCHEDULE A1
Investments

Name
MARY ANN GRILLI

Stocks, Bonds, and Other I nterests


(Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY


VANGUARD REIT INDEX

>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

REAL ESTATE

STOCK FUND

FAIR MARKET VALUE

FAIR MARKET VALUE

0 $2,000 . $10,000

0 $10,001 $100.000
0 Over $1,000.000

0 Stock
IDescnbe)

00 Other REIT INDEX FUND

00 Ot her STOCK FUND

IF APPLICABLE. LIST DATE:

IF APPLICABLE, LIST DATE:

02 ,

__J___J_M_

___}

DISPOSED

ACQUIRED

ACQUIRED

NAME OF BUSINESS ENTITY


PIMCO ALL ASSET INSTL.

>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

[jl

$10 001

FAIR MARKET VALUE


0 $2,000 . $10,000

$100,000

0 Over $1,000,000

D s100.001

NATURE OF INVESTMENT

$10,001 $100,000
0 Over $1,000,000

s1.ooo,ooo

NATURE OF INVESTMENT

0 Slack

N_
Ds
B_
O
Ot her _
__

(Describe

IF APPLICABLE. LIST DATE:

IF APPLICABLE, LIST DATE:

__J___J..JJ._
DISPOSED

NAME OF BUSINESS ENTITY


LAUDUS ROSENBERG VALUE LNG. SH. EQ.

Stock

Other GO LD FUN D

_
_
_
_
_
_
_
_
_
_
_
_

ACQUIRED

NAME OF BUSINESS ENTITY


FIRST EAGLE GOLD FUND
GOLD FUND

FAIR MARKET VALUE


0 $2.000 . $10,000
0 $100 001 . $1,000,000

___}

__J__J...ll_
DISPOSED

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BONDS

>

Iii $10.001 $100,000


0 Over $1,000,000

s100.001 . s1.ooo.ooo

NATURE OF INVESTMENT

NATURE OF INVESTMENT

0 Stock

>

NAME OF BUSINESS ENTITY


ARBITRAGE FUND

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

00 $2,000 $10,000
D s100.001 s1.ooo.ooo

__J___j.Jl.L

ACQUIRED

>

{Describe>

__J__J..JJ._
DISPOSED

NAME OF BUSINESS ENTITY


PIMCO COMMODITY RR STRAT-INS

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

HEDGE FUND

COMMODITIES

FAIR MARKET VALUE

0 $2,000 . $10.000
0 $ 100,001 . $1,000,000

!RI $10,001 . $100,000


0 Over $1,000,000

NATURE OF INVESTMENT

__J

ACQUIRED

D s2.ooo . s10.ooo

0 $100,001

. $1,000,000

$10,001 - $100,000
D Over $1,000,000

D Stock

Other HEDGE FUND


IF APPLICABLE. LIST DATE:

FAIR MARKET VALUE

NATURE OF INVESTMENT

0 Stock

___J

7 00

FAIR POLITICAL PRACTICE:S cor.MISSIO'l

(Oescribl

__J__J_M_

DISPOSED

Other COOMODITIES FUND


IF APPLICABLE, LIST DATE:

__J__J....Jl_
ACQUIRED

{DescribeI

__J__J_M_
DISPOSED

FPPC Form 700 (2005/2006) Sch. A1


FPPC Toll-Free Helpline: 866/ASKFPPC

CALIFORNIA FORM

SCHEDULE A-1

Name

Investments
Stocks, Bonds, and Other I nterests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%}


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY


RS GLOBAL NATURAL RESOURCES

>

NAME OF BUSINESS ENTITY


DOMINION RESOURCES

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

COMMODITIES

ENERGY

FAIR MARKET VALUE


0 $2 000 . $10.000

0 $100.001 - $1,000.000

FAIR MARKET VALUE


0 $2,000 - $10,000

Iii $10.001 - $100.000


0 Over $1,000.000

D s100.001 . s1.ooo.ooo

0 Other --------,---------

0 Other

IF APPLICABLE. LIST DATE:

IF APPLICABLE, LIST DATE:

>

_J_J

_J_J

DISPOSED

NAME OF BUSINESS ENTITY


BP PLC

ACQUIRED

>

__j_J-2_

DISPOSED

NAME OF BUSINESS ENTITY


EXXON MOBILE CORP.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

ENERGY

ENERGY

FAIR MARKET VALUE


0 $2,000 S10,000
0 $100.001 $1,000.000

FAIR MARKET VALUE


0 $2,000 - $10,000
0 $100.001 - $1,000,000

$10,001 . $100,000
0 Over $1,000,000

0 Other

D Sloel<.
0 Other

____________
_
__
_

(Describe)

ACQUIRED

______
_
____
_
___
_

\Describe)

IF APPLICABLE, LIST DATE:

IF APPLICABLE. LIST DATE:


_j_J.Jl.L

1R1 s10.001 - s100.ooo


0 Over $1,000,000

NATURE OF INVESTMENT

NATURE Of INVESTMENT

IKJ Stock

>

...,.
..
_
____
_
_

_
____
___

(Describe)

10escribe)

ACQUIRED

Iii $10,001 . $100,000


0 Over $1,000.000

NATURE OF INVESTMENT
00 Sieck

NATURE OF INVESTMENT

Stock

_g_,.E...J.J!__

_J_J.Jl.L

_J_j.Jl.L

ACQUIRED

DISPOSED

NAME OF BUSINESS ENTITY


CISCO SYSTEMS

>

__j_J_ll_

DISPOSED

NAME OF BUSINESS ENTITY


ILLINOIS TOOL WORKS

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

TECHNOLOGY

INDUSTRIALS

FAIR MARKET VALUE


00 $2 000 . $10.000

0 $100.001 - S1.000 000

0 $10,001 - $100.000
0 Over $1.000.000

NATURE OF INVESTMENT

0 Slock

--,,
,....,-- ,..-
0 Ol her {Oescnbe!

IF APPLICABLE. LIST DATE:


_J_j.Jl.L

ACQUIRED

70 0

FAI PO.ITICAL PACTICES COMVllSSION

FAIR MARKET VALUE


1R1 s2.ooo - s10.ooo

0 $100,001 - $1,000.000

0 $10,001 - $100,000
0 Over $1,000,000

NATURE Of INVESTMENT
IRJ Stock
0 Other

__
_
____
_
____
_
__
_

(Describe)

IF APPLICABLE, LIST DATE:

_J_J

DISPOSED

_J_J.J!__

ACQUIRED

__j_J_ll_

DISPOSED

Comments: -------
FPPC Form 7DD (2005/20061 Sch. A1
FPPC Toll-Free Helpline: 866/ASKFPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other I nterests

MARY ANN GRILLI

(Ownership Interest is Less Than 1 0%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY


JOHNSON & JOHNSON

>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

HEALTHCARE

CONSUMER STAPLES

FAIR MARKET VALUE

FAIR MARKET VALUE


Iii $2,000 $10,000

!Kl $10.001 - $100.000


0 Over $1.000,000

0 Other

0 Othe<

(Describe)

IF APPLICABLE. LIST DATE:


ACQUIRED

....,.,
---,
,.. ,--

______

(Describe)

IF APPLICABLE, LIST DATE:

__J__J..JJi_

__J__J_M_

DISPOSED

ACQUIRED

NAME OF BUSINESS ENTITY


L-3 COMMUNICATIONS

>

__J__J..!&_

DISPOSED

NAME OF BUSINESS ENTITY


ALLIANZ NFJ DIVIDEND VALUE FUND

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

COMMUNICATIONS

EQUITY MUTUAL FUND

FAIR MARKET VALUE

0 $2.000 . $10.000
0 $100,001 . $1.000,000

00

$10,001

FAIR MARKET VALUE


IRl $2,000 . $10,000

$100.000

0 Over $1,000,000

NATURE OF INVESTMENT

(Oescrl
be)

IF APPLICABLE. LIST DATE:


ACQUIRED

D Stock

0 Olher --------=--------__J__J_M_

0 $10.001 $100.000
0 Over $1.000,000

0 $100,001 . $1.000,000

NATURE OF INVESTMENT
1K1 Stock

>

NATURE OF INVESTMENT
Stock

______________
_

__J__J_M_

0 $10.001 $100,000
0 Over $1,000.000

0 $100,001 . $1,000,000

NATURE OF INVESTMENT
[RI Stock

>

NAME OF BUSINESS ENTITY


PROCTER & GAMBLE

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

0 $2.000 . $10,000
0 $100.001 . $1.000.000

other

EQUITY MUTUAL FUND


(Describe)
IF APPLICABLE, LIST DATE:

2-J...M...

__J_J..JJi_

DISPOSED

ACQUIRED

NAME OF BUSINESS ENTITY


PEPSICO

>

__J_J

DISPOSED

NAME OF BUSINESS ENTITY


VANGUARD S & P 500 INDEX

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

CONSUMER STAPLES

INDEX FUND

FAIR MARKET VALUE


00 $2.000 . $10.000

0 $100.001 . $1,000.000

FAIR MARKET VALUE

0 $10,001 $100,000
0 Over $1,000,000

IRl $10.001 $100.000


O Over s1.ooo.ooo

0 $2.000 . $10.000
0 $100,001 - $1.000.000

NATURE OF INVESTMENT

NATURE OF INVESTMENT
!Kl Stock

0 Stock

Other INDEX FUND

e
r ------ ---,
Oth
-------=(Desetibe)

IF APPLICABLE, UST DATE:


__J__J_M_

ACQUIRED

Comments:

700

FAIR POLITICAL PRACTICES COMMISSIO'<

(Desctlbe)

IF APPLICABLE, LIST DATE:

2-J...M...

__J__J..JJi_

DISPOSED

ACQUIRED

__J__j_Jli_

DISPOSED

___
_
_
____

FPPC Form 700 (2005/2006) Sch. A1


FPPC Toll-Free Helpline: 866/ASKFPPC

CALIFORNIA FORM

SCHEDULE A-1

Name

Investments
Stocks, Bonds, and Other I nterests

MARY ANN GRILLI

(Ownership Interest is Less Than 1 0%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

STANDARD & POORS MID CAP TRUST

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INTERNATIONAL MARKETS

INDEX EQUITIES
FAIR MARKET VALUE

FAIR MARKET VALUE

!Kl $10,001 - $1 00.000


0 Over $1.000,000

D s2.ooo s10 ooo


D s100.001 s1.ooo.ooo
.

D s2.000 s10.ooo
D s100.001 s1.ooo.ooo

Stock

00

other

INDEX FUND

fOescribe)

I F APPLICABLE. UST DATE:

__;__;_9.L
ACQUIRED

>

DISPOSED

>

FAIR MARKET VALUE

!RI $10,001 -

INDEX FUND

__;__;....Jl_

!RI

$100,000

Olhe<

IOeseribel

INTERNATIONAL EQUITIES FUND

__j__j.JJ.L.
DISPOSED

NAME OF BUSINESS ENTITY

OAKMARK !NTL. SMALL CAP


GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE

$10 ,001 - $1 00.000

0 Over $1,000,000

D s2.ooo . s10.ooo
D s 1 00.001 - s1.ooo.ooo

$10,001

$100,000

0 Over $1,000,000

NATURE OF INVESTMENT

NATURE OF INVESTMENT

INDEX FUND
(Describe)

IF APPLICABLE, UST DATE:

Comments:

$10.001

0 Over $1,000,000

INTERNATIONAL EQUITIES

FAIR MARKET VALUE

ACQUIRED

Stock

ACQUIRED

>

D s2.ooo . s10.ooo
D s100.001 s 1 .ooo.ooo

__;__;...M_

__J__J_]L

DISPOSED

INDEX EQUITIES

Other

IF APPLICABLE, UST DATE:

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

NAME Of BUSINESS ENTITY

(Describe)

LONGLEAF PARTNERS SMALL CAP FUND

Stock

DISPOSED

NATURE OF INVESTMENT

NAME Of BUSINESS ENTITY

__J__J..!JL

FAIR MARKET VALUE

IF APPLICABLE, UST DATE:

>

(Describe)

___
_
__________
_

D s2.ooo. s10.ooo
D s1 00.001 s1.ooo.ooo

$100,000

NATURE OF INVESTMENT

ACQUIRED

Other

MORGAN STANLEY INST. INT. EQUITIES

0 Over $1,000,000

__;__;_9.L

INTERNATIONAL EQUITIES

D S2 000 $10,000
D s100 00 1 . s1.ooo.ooo

Other

$100,000

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INDEX EQUITIES

Slock

ACQUIRED

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Stock

00

__;__;

LAUDUS ROSENBERG US SMALL CAP INSTL

IF APPLICABLE, UST DATE:

NAME OF BUSINESS ENTITY

Iii $10,001

D ever s1.ooo.ooo

NATURE OF INVESTMENT

NATURE OF INVESTMENT

NAME OF BUSINESS ENTITY

HARBOR INTERNATIONAL INS.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

70 0

FAIR POLITICAL PRACTICES COf>'MISSION

Stock

oiher

IF APPLICABLE, LIST DATE:

__J__J....Jl_
DISPOSED

(Oescribel

INTERNATIONAL EQUITIES

__J__J
ACQUIRED

__J__J..J.j_
DISPOSED

_ ___
_
__ ___
_
_ _ __
_
__ _
_
__
___
_
_ _ _ _ _ __
__ __
_
_ __

FPPC Form 700 (2005/2006) Sch. A-1


FPPC Toll-Free Helpline: 866/ASK-FPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other Interests

>

NAME

OF BUSINESS ENTITY

>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BOND FUND

INTERNATIONAL FINANCIALS
FAIR MARKET VALUE

Stock

Other

0 $2,000 . $10,000
0 $100,001 . $1,000.000

NATURE OF INVESTMENT

[j!

FAIR MARKET VALUE

[RI $10.001 $100,000


D Over $1,000.000

_
_
_
_
_
_
_
_
_
_
_
_
_
_
_

Stock

1KJ

Other

(Descri)

IF APPLICABLE. LIST DATE:

_J_J

_J_J...!JL.
DISPOSED

ACQUIRED

ACQUIRED

NAME OF BUSINESS ENTITY

>

PIMCO EMERGING MARKETS BOND FUND

FAIR MARKET VALUE

(jl

FAIR MARKET VALUE

$10.001

0 Over $1,000.000

NATURE OF INVESTMENT

BOND FUN D

Stock

Other _
_
_
_
_
_
_
_
_
_
_
_
_
_
_
(Describe)

(Describe)

IF APPLICABLE, LIST DATE:

IF APPLICABLE. LIST DATE:

_J_J...!JL.

_J_J...M_

_J_J
ACQUIRED

DISPOSED

ACQUIRED

NAME OF BUSINESS ENTITY

>

VANGUARD INFLAT. PROTECTED IV


GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE

0 $2,000 . $10.000
0 $100.001 $1,000,000

Olher

$100 000

D Over $1,000,000

OF BUSINESS ENTITY

FRANKLIN INCOME FUND


GENERAL DESCRIPTION

OF BUSINESS ACTIVITY

O
DS
B_
_
_N
__

_
_
_
_
_
_
_
_
_
_
_
_

_J_J...M_
ACQUIRED

!Kl $10,001

0 $2,000 . $10.000
D s100.001 . s1.ooo.ooo

. $100,000

0 Over $1,000,000

NATURE OF INVESTMENT

Stock

01her

BOND FUN D
(Describe)

(Describel

IF APPLICABLE, LIST DATE:

IF APPLICABLE. LIST DATE:

Comments:

DISPOSED

FAIR MARKET VALUE

$10,001

NATURE OF INVESTMENT
Slock

NAME

__t_J_M_

BOND FUND

BONDS

!Kl $10,001 . $100,000


0 Over $1,000,000

0 $2,000 . $10.000
0 $100,001 . $1,000,000

$100.000

NATURE OF INVESTMENT

other

NAME OF BUSINESS ENTITY

BONDS

0 $2.000 $10.000
0 $100.001 . $1.000.000

[j!

DISPOSED

PIMCO TOTAL RETURN

BOND FUND

Stock

__J_J...!M_

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

. $100,000

BOND FUND

IOescnbe)

_J_J

>

Iii $10.001

0 Over $1,000.000

NATURE OF INVESTMENT

IF APPLICABLE. LIST DATE:

>

NAME OF BUSINESS ENTITY

COLUMBIA INTERMEDIATE BOND FUND

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

0 $2,000 . $10.000
0 $100.001 $1,000,000

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.

OPPENHEIMER DEVELOPING MKTS. A

7 00

fAIR POLITICAL PRACTICS COMMISSION

_J_J...!JL.
OtSPOSED

_J_J
ACQUIRED

_J_J...!M_
DISPOSED

------

FPPC Form 700 (200512006) Sch. A1


FPPC Toll-Free Helpline: 866/ASK-FPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

BLACKROCK INSTL. BOND INST.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

REIT INDEX FUND

BONDS
FAIR MARKET VALUE

0 $100,001

FAIR MARKET VALUE

!Kl $10,00 1

$10.000
$1,000,000

Iii $2.000.

$ 100.000

0 Over $1,000,000

IKJ

N_
DS____________
B_
O
_
other _
_

(Descnbe)

IF APPLICABLE. LIST DATE:

>

>

FAIR MARKET VALUE

0 Over $1,000,000

Ds
N_
B
O
_
_
_
_

...,.
.. ..,...-

_
_
_

cDescnbel

DISPOSED

Stock

Other

(Describe>

BONDS

ACQUIRED

>

REAL ESTATE

__J__J.J&.._
DISPOSED

NAME Of BUSINESS ENTITY

LAUDUS ROSENBERG VALUE LNG./SH.


GENERAL DESCRIPTION OF BUSINESS ACTIVITY

HEDGE FUND

FAIR MARKET VALUE

00 $2,000 . $10,000
D s100.001 s1.ooo.ooo

0 $10,001 $100,000
0 Over $1,000,000

NATURE OF INVESTMENT

Other

__J__J...!JL

__J__j.J&.._

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

- $100,000

IF APPLICABLE, LIST DATE:

MORGAN STANLEY INS. US REAL A

$lock

ii $10,001

0 Over $1,000,000

s100.001 - s1.ooo.ooo

NATURE OF INVESTMENT

NAME OF BUSINESS ENTITY

NAME OF BUSINESS ENTITY

0 $2.000. $10,000

- $100,000

IF APPLICABLE. LIST DATE:

>

DISPOSED

FAIR MARKET VALUE

!RI $10.001

NATURE OF INVESTMENT

ACQUIRED

__J__J...ll._

BONDS

0 $2,000 - $10.000
0 5100,001 $1,000,000

__J__J_M_

{Oescribel

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GLOBAL BONDS

Other

REIT INDEX FUND

PIMCO ALL ASSET INSTL.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Iii

other

ACQUIRED

STANDISH MELLON INTERNL FIXED INC.

Stock

$100.000

Stock

__J__J

OISPOSEO

NAME OF BUSINESS ENTITY

IF APPLICABLE, LIST DATE:

__J__J

ACQUIRED

$10,001

0 Over $1,000,000

NATURE OF INVESTMENT

Stock

__J__J.J}L

$10,000

0 $100,001. $1,000,000

NATURE OF INVESTMENT

NAME OF BUSINESS ENTITY

VANGUARD REIT INDEX

GENERAL DESCRIPTION Of BUSINESS ACTIVITY

0 $2,000

70 0

FAIR POLITICA PRACTICES COMMISSION

FAIR MARKET VALUE

D s2.ooo . s10.ooo
D s100.001

$10.001

$100,000

0 Over $1,000,000

- s1.ooo.ooo

NATURE OF INVESTMENT

REAL ESTATE FUND

Slock

other

HEDGE FUND

(Describe)
IF APPLICABLE. LIST DATE:

IF APPLICABLE. LIST DATE:

__J__j.J&.._
DISPOSED

__J__J...!JL
ACQUIRED

(Describe)

__J__J
DISPOSED

FPPC Form 700 (2005/2006) Sch. A1


FPPC Toll-Free Helpline: 866/ASKFPPC

'

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY


ARBITRAGE FUND

> NAME OF BUSINESS ENTITY


RS GLOBAL NATURAL RESOURCES

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

STOCK FUND

NATURAL RESOURCES

FAIR MARKET VALUE


D s2.ooo - s10.ooo

D s100.001

FAIR MARKET VALUE

D s 1 00.001

NATURE OF INVESTMENT
0 S1ock

0 Other

(Describe)

IF APPLICABLE. LIST DATE:


ACQUIRED

>

__J__J....!1_

_E__J.E.J

DISPOSED

NAME OF BUSINESS ENTlTY


FIRST EAGLE GOLD FUND

ACQUIRED

>

__J__J_fil_
DISPOSED

NAME OF BUSINESS ENTITY


TORCHMARK
GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GOLD FUND

FINANCIALS

FAIR MARKET VALUE

FAIR MARKET VALUE


0 $2.000 $10,000
D s100.001 - s1.ooo.ooo

$10.001 - Sl00.000

0 $2.000 - $10,000

D Over $1.000.000

$100.001 - $1,000.000

NATURE OF INVESTMENT
0 Stock

__J__J_QL
ACQUIRED

$10,001 - $100,000
0 Over $1,000,000

NATURE OF INVESTMENT
lKJ Stock

00 Other GOLD FUN D

IF APPLICABLE, LIST DATE:

(Oe$etil)e)

_
_
_
_
_
_
_
_
_
_
_
_
_
_
_

IF APPLICABLE. LIST DATE:

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

>

- s1.ooo.ooo

NATURE OF INVESTMENT
00 Slock

00 01her STOCK FUND

_QL

Iii $10,001 - $100.000


0 Over $1,000,000

D s2.ooo . s10.ooo

00 $10.001 $100.000
D Over $1.000.000

s1.ooo.ooo

(Describe)

__J__J....!1_

DISPOSED

NAME OF BUSINESS ENTITY


PIMCO COMMODITY RR

----D rnher -----


__,
....,.,
,. ,.....,...
<Describe>
IF APPLICABLE, LIST DATE:

__}__}
ACQUIRED

_!_;...!.Jl.L
!..J
DISPOSED

> NAME OF BUSINESS ENTITY


H & R BLOCK

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

COMMODITIES

INDUSTRIALS

FAIR MARKET VALUE

D s2.ooo . s10.ooo

D s100.001 - s1.ooo.ooo

00 $10.001 - $100.000
0 Over $1.000,000

NATURE OF INVESTMENT
0 Stock
lK)

Other

(Describe)

IF APPLICABLE. LIST DATE:


ACQUIRED

Comments:

FAIR MARKET VALUE


D s2.ooo - s10.ooo
D $100.001 - s1.ooo.ooo

!Kl $10,001 - $100,000


0 Over $1,000,000

NATURE OF INVESTMENT
IRJ S tock

COMMODITIES FUND

__J__J_QL

7 00

FAIR POLITICAL PRACTICES COMMISSION

0 Other -------=---,...
--
-, ..,... <Describe)

IF APPLICABLE. LIST DATE:

__J__J...fil._

DISPOSED

__J__J
ACQUIRED

_!_J.E..J....JJ._
DISPOSED

_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_

FPPC Form 700 (2005/2006) Sch. A1


FPPC Toll-Free Helpline: 866/ASKFPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other I nterests

MARY ANN GRILLI

(Ownership Interest is Less Than 10%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY


VANGUARD REIT INDEX

>

NAME OF BUSINESS ENTITY


MEDICIS PHARMACEUTICAL A

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

REAL ESTATE

HEALTH CARE

FAIR MARKET VALUE


0 $2,000 . $10.000
0 $100,001. $1,000.000

FAIR MARKET VALUE


0 $2,000 $10,000
D s100.001 - s1.ooo.ooo

00 $10,001 $100.000
0 Over $1.000.000

Iii $10,001 $100,000


0 Over $1,000,000

NATURE OF INVESTMENT

NATURE OF INVESTMENT

00 Stock

0 Stock

00 Other INDEX FUND

0 Olher -

>

__J__J...!J._
ACQUIRED

DISPOSED

NAME OF BUSINESS ENTITY


HALLIBURTON

>

...!Q.J..M_
DISPOSED

NAME OF BUSINESS ENTITY


MBIA INC.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

ENERGY

FINANCIALS

D s100.001. s1.ooo.ooo

FAIR MARKET VALUE

IX! $10,001 . $100,000


0 Over $1.000,000

0 $2,000. $10,000
D s100.001 - s1.ooo.ooo

NATURE OF INVESTMENT

0 Other

....,
,..,, .,,.-.,
(Dascribe)

ACQUIRED

-.,,::--::-,..-(Describe)

IF APPLICABLE, LIST DATE:

IF APPLICASLE. LIST DATE:

__J__J

$10,001 - $100,000
0 Over $1,000,000

NATURE OF INVESTMENT
Stock

00 Stoel<
0 Other

..M...

__J__J

DISPOSED

ACQUIRED

NAME OF BUSINESS ENTITY


SUNGARD DATA SYSTEMS

>

DISPOSED

NAME OF BUSINESS ENTITY


MBIA INC.

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INFORMATION TECHNOLOGY

FINANCIALS

FAIR MARKET VALUE

FAIR MARKET VALUE

00 $2,000. $10.000
D s100.001 s1,ooo.ooo

D s10 001 - s100.ooo

D s2.ooo s10.ooo
D s100.001 s1.ooo.ooo

0 Over $1,000,000

NATURE OF INVESTMENT

.- .-,
,....,,.
-.,.,,
(DeSGribe)

ACQUIRED

Comments:

0 Other

------

IF APPLICABLE.

IF APPLICABLE. LIST DATE:

__J__J

$10,001 $100,000
0 Over $1,000,000

NATURE OF INVESTMENT
Stock

IKJ Stock
0 Olher

IF APPLICABLE, LIST DATE:

E.J...M..

FAIR MARKET VALUE


0 $2,000. $10.000

>

(Des.:ribe)

IF APPLICABLE. LIST DATE:


ACQUIRED

-,,-

(Describe>

__J__J

7 00

AIR PC. !TICA. PRACTICES COM\'ISSIO

2.J..M...
DISPOSED

(DescribeI

UST DATE:

__J__J...!J._
ACQUIRED

24 1.M_
DISPOSED

_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_

FPPC Form 7DD (2005/2006} Sc;h. A1


FPPC TollFree Helpline: 866/ASKFPPC

...

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other I nterests

MARY ANN GRILLI

(Ownership Interest is Less Than 1 0%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY

>

AMERICAN EXPRESS

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FINANCIALS

HEALTH CARE

FAIR MARKET VALUE

FAIR MARKET VALUE

$1 ,000,000

NATURE OF INVESTMENT

[jJ

Olher --

(De
scribe)

IF APPLICABLE. UST DATE:

ACQUIRED

>

_Qi_
>

NAME OF BUSINESS ENTITY

EQUITY FUND

(Oesmbe)

>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

HIGH YIELD FUND

DISPOSED

NAME OF BUSINESS ENTITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

CONSUMER DISCRETIONARY

S10.001

s1.ooo.ooo

.!..J....QL

JOHNSON CONTROLS

COLUMBIA HIGH YIELD FUND

(Describe)

ACQUIRED

NAME OF BUSINESS ENTITY

D s100.001

Other - - -

__;__;_Qi_

DISPOSED

FAIR MARKET VALUE

Slock

IF APPLICABLE. UST DATE:

_2__.J_M_

0 $2.000 . $10,000

$1 00,000

0 Over $1,000.000

FAIR MARKET VALUE

0 $2,000. $1 0,000
0 $100,001 $1,000.000

NATURE OF INVESTMENT

NATURE OF INVESTMENT

Stock

IRJ

S1ock

!!'.}

Other

Oth er

HIGH YIELD FUND


(Describe)

IF APPLICABLE. LIST DATE:

__;__;
ACQUIRED

1K! s10.001 - s100.ooo


0 Over $1 ,000.000

NATURE OF INVESTMENT

Slock

IF APPLICABLE. LIST DATE:

>

DISPOSED

FAIR MARKET VALUE

NATURE OF INVESTMENT

ACQUIRED

_i__J_!,_j_Q_L

D s2.ooo - s10.ooo
D s100.001 - s1.ooo.ooo

s1.ooo.ooo

__;__;

(Describe)

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

!M $10,001 $100,000
0 Over $1,000,000

s2.ooo - s10.ooo

O\her

_
Other _
_
_
_
_
_
_
_
_
_
_
_
_
_

CONSUMER DISCRETIONARY

FAIR MARKET VALUE

MCGRAW HILL

EQUITY FUND

$100,000

Stock

ACQUIRED

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

00

__;__;

DISPOSED

LAUDUS ROSENBERG US SMALL CAP

s100.001

$10,001

Over $1,000,000

IF APPLICABLE. UST DATE:

NAME OF BUSINESS ENTITY

D
D

s100.001 - s1.ooo.ooo

NATURE OF INVESTMENT

Stock

__;__;

Iii
0

D s2.ooo - s10.ooo

00 $10.001 - $100.000
0 Over $ 1 ,000.000

$2,000 - $10,000

0 $100,001 -

NAME OF BUSINESS ENTITY

G ILEAD SCIENCES

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

70 0

FAIR POLITICAL PRACTICES COMMISSlmj

$10,001 $100,000
0 Over $1,000,000

------!Describe)

IF APPLICABLE, LIST DATE:

_2__.J
DISPOSED

_J__J_Qi_
ACQUIRED

.....E._t
.__,
_Q_
DISPOSED

Comments= -----
FPPC Form 700 (2005/2006) Sch. A1
FPPC Toll-Free Helpline: 866/ASKFPPC

CALIFORNIA FORM

SCHEDULE A-1
Investments

Name

Stocks, Bonds, and Other Interests

MARY ANN GRILLI

(Ownership Interest is Less Than 1 0%)


Do not attach brokerage or financial statements.
>

NAME OF BUSINESS ENTITY


LONGLEAF PARTNERS SMALL CAP FUND

>

NAME OF BUSINESS ENTITY


BARD CR

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

EQUITY FUND

HEALTH CARE

FAIR MARKET VALUE

FAIR MARKET VALUE

D $2.ooo . $10.000

s100.001 . s1.ooo.ooo

Iii $10,001 - $100,000


0 Over $1,000,000

D $2.ooo - $10,000

00 $10.001 - $100,000
0 Over $1,000,000

0 $100,001

NATURE OF INVESTMENT

70 0

FAIR POLITICAL PRACT1crs COMMISSION

- $1,000,000

NATURE OF INVESTMENT
Ii) Stock

O Slock

00 01her EQUITY FUND


(Describe1

IF APPLICABLE, LIST DATE:


__J__J

ACQUIRED

>

IF APPLICABLE, UST DATE:

_ll_
>

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

BONDS
FAIR MARKET VALUE
0 $2,000 - $10,000
0 $100,001 $1,000,000

0 $10,001 $100,000
0 Over $1.000,000

$10,001 . $100,000
Over $1,000,000

NATURE OF INVESTMENT
0 Stock

0 Other --------------

18'.]

(Describe)

IF APPLICABLE. LIST DATE:

>

NATURE OF INVESTMENT
00 Slock

ACQUIRED

NAME OF BUSINESS ENTITY


VANGUARD SIT CORPORATE
GENERAL DESCRIPTION OF BUSINESS ACTIVITY

INFORMATION TECHNOLOGY

__J__J

DISPOSED

ACQUIRED

NAME OF BUSINESS ENTITY


INTEL

FAIR MARKET VALUE


Iii $2,000 . $10,000
0 $100,001 . $1,000.000

2-.J.E...i.&.

___)

DISPOSED

0ther

DS
O
N_
B_
__
_

_
_
_
_
_
_
_
_
_
_
_
_

(Describe)

IF APPLICABLE, UST DATE:

_ll_

___)

DISPOSED

ACQUIRED

NAME OF BUSINESS ENTITY


GENERAL MILLS INC.

>

_!!_,_ll_
DISPOSED

NAME OF BUSINESS ENTITY


VANGUARD SHORT TERM BOND INDEX

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

CONSUMER STAPLES

BOND FUND

FAIR MARKET VALUE

00 $2,000 . $10.000
0 $100,001 $1,000.000

0 $10,001

$100 000

0 Over $1,000,000

NATURE OF INVESTMENT
Other _
_
_
_
_
_
_
_
_
_
_
_
...,
__,,
,,.. _
(Desctlbe)

18'.] Other BOND FUN D

IF APPLICABLE. LIST DATE:

IF APPLICABLE, LIST DATE:

__J__J

__J__J

ACQUIRED

Comments:

$10,001 . $100.000
0 Over $1,000,000

D s100.001 - s1.ooo.ooo
NATURE OF INVESTMENT
0 Slock

00 Stock
0

FAIR MARKET VALUE


D s2.ooo . s10.ooo

ACQUIRED

(Describe)

.&.
DISPOSED

_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_

FPPC Form 700 (2005/2006) Sch. A-1


FPPC Toll-Free Helpline; 866/ASK-FPPC

,.

SCHEDULE A-2

CALIFORNIA FORM

Investments, Income, and Assets


of Business Entities/Trusts

Name
MARY ANN GRILLI

(Ownership Interest is 10% or Greater)


> 1. BUSINESS ENTITY

OR TRUST

> 1

0 Business Entity, complete the box, then go to 2

__J__J0 5
ACQUIRED

D s10.001 - s100.ooo

__J___J
DISPOSED

YOUR BUSINESS POSITION

NATURE OF INVESTMENT

----

------

D Sole Proprietorship

SHARE O THE GROSS INCOME IQ THE ENTITYrTRUST)

D so - s499
D ssoo s1.ooo

$10,001. 5100,000
0 OVER $100,000

0 $1 001 . $10,000

0 Partnership

>

--

2 IDENTIFY THE GROSS INCOME RECEIVED

---

(INCLUDE YOUR PRO RATA

SHARE OF THE GROSS INCOME !.Q THE ENTITYrTRUSTt

0 $0 - $499

0 $10.001 - $100.000
0 OVER $100.000

0 $500. $1,000

> 3. LIST THE NAM E OF EACH REPORTABLE SINGLI: SOURCE OF


INCOME OF 510,000 OR MORE 1a1::id1 a ,epJ'ah> !'>'1oe1 t r\lch.l'Y

__J__J 05
DISPOSED

YOUR BUSINESS POSITION ------

> 2 IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA

LIST DATE

__J__J05
ACQUIRED

0 $100,001 $1,000,000
0 Over $1,000.000

0 Over $1,000,000

NATURE OF INVESTMENT
0 Sole Proprietorship 0 Partnership

IF APPLICABLE,

FAIR MARKET VALUE


0 $2,000 . $10,000

IF APPLICABLE. LIST DATE

D s100.001 - s1.ooo.ooo

O Business Entity, complete the box. then go to 2

Check one
O Trust, go lo 2

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY


FAIR MARKET VALUE
0 $2.000 - $10.000
0 $10,001 - $100,000

SUSINE.SS ENTITY OR TRUST

JOHN GRILLI ROLLOVER IRA-FIDELITY INV.


Name
191 N. FIRST ST., SAN JOSE, CA.
Address

GRILLI REVOCABLE TRUST


Name
1 9 1 N. FIRST ST., SAN JOSE, CA.
Address
Check one
0 Trust, go to 2

7 00

FAIR POLITICAL PRACTICES COll'MISSIO"'

$1,001. $10.000

> 3. LIST THE NAME

OF EACH REPORTABLE SINGLE SOURCE OF


INCOME OF $10,000 OR MORE (allJ'h ii eN1.:ite .,Mel 1f riaco-..,.ary)

SEE SCHEDULE A-1

SEE SCHEDULE A-1

BUSINESS ENTITY OR TRUST

BUSINESS ENTITY

> 4. INVESTMENTS ANO INTERESTS IN REAL PROPl:IHY HELO BY THE

> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD SY THE

Check one bo:


0 INVESTMENT

Check one box:


Ii) INVESTMENT

Ii) REAL PROPERTY

OR TRUST

0 REAL PROPERTY

EMBASSY RESORTS, PE'E ROAD. KAUAI, HAWAII


Name of Business Entity w:
Street Address or Assessors Parcel Number of Real Property

SEE SCHEDULE A-1


Name of Business Entity .QC
Street Address or Assessor's Parcel Number of Real Property

TIMSHARE INTEREST HELO BY TRUST


Description of Business Activity l2r
City or Other Precise Location of Real Property

City or Other

IF APPLICABLE. LIST DATE

FAIR MARKET VALUE

0 $2,000 . $10.000

00

$10,001

Description of Business Activity .w:


Precise Location of Real Property

__J__J,0 5

$100,000

0 $100,001 - $1,000,000

ACQUIRED

__J__J 0 5

DISPOSED

0 Over $1,000,000

NATURE OF INTEREST
00 Property Ownership/Deed of Trust

0 Leasehold

Yrs. remaining

----

0 Other

0 Stock

0 Partnership

------

0 Check box if additional schedules reporting investments or real property


are allached

FAIR MARKET VALUE

IF APPLICABLE, LIST DATE:

0 $10.001 $100,000
Iii $100.001 $1,000.000
0 Over $1,000,000

__J__J05
ACQUIRED

__J__J 05
DISPOSED

0 Stock

0 Partnership

D s2.ooo . s10.ooo

NATURE OF INTEREST
0 Property Ownership/Deed of Trust
0 Leasehold

Other ROLLOVER IRA

0 Check box if additional schedules reporting investments or real property


are attached
Yrs. remaining

_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
_
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FPPC Form 700 (2005/2006) Sch. A-2


FPPC Toll-Free Helpline: 866/ASKFPPC

SCHEDULE A-2
I nvestments, Income, and Assets
of B usi ness Entities/Trusts

Name
MARY ANN GRILLI

(Ownership Interest is 10% or Greater)


)> 1.

> 1 BUSINESS ENTITY OR TRUST

BUSINESS ENTITY OR TRUST

THERMAWAVE STOCK PURCHASE PLAN

MARY ANN GRILLI IRA-FIDELITY INV.

Name

Name

191 N . FIRST ST., SAN JOSE, CA.

1 9 1 N. FIRST ST., SAN JOSE, CA.

Address

Address

Check one
O Trust. go lo 2

Business Entity,

complete the box, then go to 2

IF APPLICABLE. LIST DATE:

FAIR MARKET VALUE

0 $2,000 - s10.000
0 $10,001 - $100,000
D $100.001 $1.000.000
D Over $1,000,000

__J__J05
ACQUIRED

0 Partnership

__J__J05
DISPOSED

0 ------
Othet

YOUR BUSINESS POSITION ------

> 2 IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA

Business Entity,

complete the box, then go to 2

IF APPLICABLE, LIST DATE:

FAIR MARKET VALUE

IRl $2,000 - $10,000


0 $10,001 - $100,000

__j__j05

D $100,001 - $1.000.000

ACQUIRED

NATURE OF INVESTMENT

D s10.001 - s100.ooo

D Partnership

0 Sole Propnetorship

YOUR BUSINESS POSITION

__J__J05
DISPOSED

D s10.001 - s100.ooo

0 $500 - $1,000
D s1.001 - s10.ooo

LIST THE NAME OF EACH REPORTABLE SINGLE: SOURCE: OF


INCOME OF $10,000 OR MORE '"'"'" , ,.., .,. shw ' "'"",.''

Olhet

SPOUSE'S STOCK PLAN

SHARE OF THE GROSS INCOME TO THE ENTITYITRUST)

0 $0 - $499

OVER $100,000

IRJ STOCKPURCHASE

> 2. IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA

SHARE O 1 HE GROSS INCOME IQ THE ENTITYITRUST)

0 $0 - $499
Q $500 - S1,000
D s1.001 - s10.ooo

0 Over $1,000.000

NATURE OF INVESTMENT

0 Sole Proprietorship

Check one
O Trust, go to 2

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

)> 3.

700

CALIFORNIA FORM

FAIR POITICAL PRACTICES COMMISSION

OVER $100,000

> 3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OF


INCOME OF $10,000 OR MORE 1.i11uh a !.C'par:Jt<' c.. hcct 1f nect'sJry)

SEE SCHEDULE A-1


> 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD fil'. THE
BUSINESS ENTITY OR TRUST

Check one box:


00 INVESTMENT

>

4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD fil: THE


BUSINESS ENTITY OR TRUST

C/16ck one box:


IRJ INVESTMENT

0 REAL PROPERTY

D REAL PROPERTY

Name ol Business Entity gr


Street Address or Assessor's Parcel Number of Real Property

Name of Business Entity .ar


Street Address or Assessor's Parcel Number

Descriplion of Business Activity w:


City or Other Precise Location of Real Property

Description of Business Activity .ar


City or Other Precise Location of Real Property

THERMAWAVE STOCK PURCHASE PLAN

SEE SCHEDULE A-1

_J__J05
ACQUIRED

0 Over $1,000,000

NATURE OF INTEREST

0 Stock

0 Property Ownership/Deed of Trust


0 Leasehold

YIS. <emalrW>g

----

00

Other

__J__J 05
DISPOSED

FAIR MARKET VALUE

IF APPLICABLE. LIST DATE:

D s2.ooo - $10.000
0 $10,001 - $100,000
D s100.001 - s1.ooo.ooo

__J__j05
ACQUIRED

0 Over $1,000,000
0 Partnership

ROLLOVER IRA

0 Check box ii additional schedules reporting investmenls or real property


are attached

Property

STOCK PURCHASE PLAN

IF APPLICABLE. LIST DATE

FAIR MARKET VALUE

D s2.ooo - s10.ooo
D s10.001 - s100.ooo
00 $100,001 $1 .000,000

of Real

NATURE OF INTEREST

0 Property Ownership/Deed of Trust

0 Leasehold
0 Check

Yrs. remaining

0 Stock

__J__j 05
DISPOSED

0 Partnership

0 Other ------

box ii additional schedules reporting investments or real property


are allached

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FPPC Form 700 (2005/2006) Sch. A-2


FPPC Toll-Free Helpline: 866/ASK-FPPC

SCHEDULE C

CALIFORNIA FORM

Income, Loans & B usiness


Positions

Name

(Other than Gifts and Travel Payments)


>

1 . INCOME RECEIVED

>

NAME OF SOURCE OF INCOME

7 00

FAIR POLITICAL PRACTICES COMMISSION

MARY ANN GRILLI

1 I NC OME RECEIVED

NAME OF SOURCE OF INCOME

THERMAWAVE
ADDRESS

ADDRESS

FREMONT, CA.
BUSINESS ACTIVITY, IF ANY, OF SOURCE

BUSINESS ACTIVITY, tF ANY. OF SOURCE

INFORMATION TECHNOLOGY
YOUR BUSINESS POSITION

YOUR BUSINESS POSITION

SPOUSE'S INCOME
GROSS INCOME RECEIVED

GROSS INCOME RECEIVED

0 $500 - $1.000
0 $10,001 $1 00,000

D ssoo - s1.ooo
0 $ 1 0,001 $100.000

0 $1,001 - $10.000
IRJ OVER $100,000

CONSIDERATION FOR WHICH INCOME WAS RECEIVED

IRJ Spouse's income

0 Salary

0 Sale ol

car.

0 Loan repayment

------

(Propeny,

O Other

>

CONSIDERATION FOR WHICH INCOME WAS RECEIVED

0 Spouse's

0 Salary
0 Sale of

(Deserio.)

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income

0 Loan repayment
elc.)

---(Property, car. boat.

boar. etc.)

0 Commission or 0 Rentar Income, fslachsource of s10.ooo or more

O s1.001 - s10.ooo
0 OVER $1 00,000

0 Commission or 0

Rental Income, lisr tHJch source of$10.000 or more

(Oescr
iJ

0 Other -

2. LOAN RECEIVED

You are not required to report loans from commercial lending institutions, or any indebtedness created as part of a
retail installment or credit card transaction, made in the lender's regular course of business on terms available to
members of the public without regard to your official status. Personal loans and loans received not in a lender's
regular course of business must be disclosed as follows:
NAME OF LENDER

INTEREST RATE

____

ADDRESS

TERM (MonthslYears)

0 None

SECURITY FOR LOAN


BUSINESS ACTIVITY. IF ANY, OF LENDER

0 Real
HIGHEST BALANCE DURING REPORTING PERIOD

0 $500 .

Comments:

$1 00,000

residence

Property

Sueet
sd
ctr.ss

Cily

$1 ,000

0 $1,001 - $10,000
D s10.001 - s1 00.ooo
D OVER

0 Personal

0 None

0 Guarantor
0 Other

-------

------

(Decribe!

-------------------

FPPC Form 700 (2005/2006) Sell. C


FPPC Toll-Free Helpline: 866/ASK-FPPC

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