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Stroke Rehabilitation

Three Exercise Therapy Approaches


RUTH DICKSTEIN,
SHRAGA HOCHERMAN,
THOMAS PILLAR,
and RACHEL SHAHAM

The purpose of this study was to compare the therapeutic efficacy of three
exercise therapy approaches. Three groups of adult stroke patients (N = 131)
participated in the study. The first group received conventional treatment that
consisted of traditional exercises and functional activities. The treatment of the
second group was based on proprioceptive neuromuscular facilitation tech-
niques. The third group was treated using the Bobath approach. The improvement
of each patient was evaluated after six weeks of treatment in terms of 1)
functional gains in activities of daily living as measured using the Barthel index,
2) changes in the muscle tone of the involved limbs as measured using a five-
point ordinal scale, 3) changes in the isolated motor control of the ankle and wrist
as measured by tests of muscle strength and range of motion, and 4) changes in
the patients' ambulatory status as measured using a nominal scale of four
categories. The therapeutic effects of exercise according to each of the three
approaches were compared using descriptive and nonparametric statistical meth-
ods. No substantial advantage could be attributed to any one of the three
therapeutic approaches.
Key Words: Activities of daily living, Cerebrovascular disorders, Exercise therapy,
Physical therapy.

Several methods of exercise therapy some stroke rehabilitation methods used process. The developers of both the pro-
for the rehabilitation of stroke patients by physical therapists have been criti- prioceptive neuromuscular facilitation
are in common use today. A generally cized for their lack of evidence demon- (PNF) and Bobath methods claim their
accepted classification of these methods strating a specific therapeutic benefit.4,5 methods have greater therapeutic effects
differentiates between the conventional The conventional approach to the than the conventional approach. Be-
versus the neurophysiological treatment treatment of stroke patients involves cause Bobath rejected some of the main
approaches, the latter claiming a basis training such patients to use their re- principles on which the PNF method is
in neurophysiological principles. Even maining motor capabilities to com- based,10 however, more than one alter-
treatment methods that purportedly are pensate for those that were lost.6,7 native to the conventional treatment ap-
based on neurophysiological principles, Neurophysiological approaches, how- proach may exist.
however, do not have a fully compre- ever, focus on rejuvenation of the lost The need to compare the effectiveness
hensive and experimentally proven neu- motor capacities.8-10 In that sense, of the main neurophysiological treat-
rophysiological basis.1-3 Furthermore, Knott and Voss referred to "hidden po- ment procedures with each other and
tentials" for recovery,9 and Bobath re- with the conventional approach has
ferred to "some untapped potential for been emphasized frequently,1,11 but only
Dr. Dickstein was Supervisor, Physical Therapy more highly organized activity."10 This two such comprehensive studies have
Department, Flieman's Hospital, PO Box 2263, theoretical difference between the con- been reported.12,13 Stern and his associ-
Haifa 31021, Israel, when this study was conducted. ventional and the neurophysiological ates found comparable improvement in
She is currently Director, School of Physiotherapy,
Wingate, Institute, Department of Physical Therapy, approaches translates into a difference two groups of hemiplegic patients, one
Sackler School of Medicine, Tel-Aviv University, in the amount of time and effort devoted treated with conventional exercises and
Tel Aviv, Israel. to treatment. Treatment sessions in the other with techniques based on the
Dr. Hocherman is Senior Lecturer, Department
of Physiology and Biophysics, Faculty of Medicine, which neurophysiological methods are PNF and Brunnstrom approaches.12 Lo-
Technion-Israel Institute of Technology, PO Box used require closer physical therapist- gigian et al compared the effectiveness
9649, Haifa 31096, Israel.
patient contact than those in which con- of the conventional techniques with that
Dr. Pillar is Director, Flieman's Hospital, PO Box
2263, Haifa 31021, Israel. ventional methods are used. Patients of facilitation techniques adapted from
Ms. Shaham is a registered physical therapist, who are treated with neurophysiological the methods of Rood and Bobath and
Flieman's Hospital, PO Box 2263, Haifa 31021, methods usually are treated over longer also found that the different approaches
Israel.
This study was supported by a grant from the periods of time than patients who are yielded comparable results.13 Despite
Chief Scientist's Office, Israel Ministry of Health. treated with conventional methods be- the substantial differences between these
This article was submitted December 12, 1984; cause a higher level of improvement is
was with the authors for revision 28 weeks; and was
two studies, the inclusion of an index of
accepted December 5, 1985. expected, and it is a slow, step-by-step activities of daily living (ADL) as a cri-

Volume 66 / Number 8, August 1986 1233


terion variable was common to both. TABLE 1
other week. These updated variables re-
The inclusion of this variable in both Subject Characteristics lated to two groups of functions: 1) sen-
studies is not surprising, because gaining sory functions of touch, pressure, pro-
functional independence generally is ac- Variable N % prioception, stereognosis, hemianopia,
knowledged as the major goal of physi- Side of hemiplegia and unilateral neglect, which was ex-
cal rehabilitation. Right 66 50.5 amined by the tests of Oxbury et al,15
The purpose of our study was to com- Left 62 47.5 and 2) values of the criterion variables,
pare the effectiveness of the conven- Bilateral 3 2.0 which will be described separately in the
tional, PNF, and Bobath approaches by Sensory deficiencies following section. Each physical thera-
Present 89 70.0 pist treated her first five patients with
applying separately treatments based on
Absent 42 30.0
these methods to three groups of pa- the conventional method, the next five
Aphasia in right hemi-
tients who were hospitalized in the same plegics
with the PNF method, and the last five
institution. We considered improve- Present 36 54.5 with the Bobath method. All patients
ment in ADL to be the main criterion Absent 30 45.5 were treated at least five days a week,
measurement, supplemented by other Unilateral neglect in and each treatment session lasted 30 to
potential treatment-affected variables. left hemiplegics 45 minutes.
An important difference between this with sensory defi-
study and its predecessors was our intent cits Criterion Measurements
not only to compare the conventional Present 28 49.0
approach with the neurophysiological Absent 29 51.0 The following criterion variables were
approaches, but also to compare the im- Territory of cerebro- measured for each patient on admission
vascular accident to the program and every other week
provement of the PNF-based treatment Internal carotid ar-
group with that of the Bobath-based thereafter:
tery 107 89.0 1. Functional independence was deter-
treatment group. Posterior cerebral or
vertebrobasilar ar-
mined with the Barthel index (BI)16
METHOD tery 13 11.0
(Tab. 2). We used this index because
of its simplicity, validity, and relia-
Subjects bility.17,18 The BI also has been used
One hundred and ninety-six consec- ipating in the study. All of the therapists as a criterion measurement in a com-
were experienced in applying these parable study.13
utive hemiplegic patients who were re-
methods, and each therapist was re- 2. Muscle tone of the involved extrem-
ferred to the physical therapy depart-
quired to be familiar with the profes- ities was checked by passive move-
ment of a geriatric-rehabilitation
sional textbooks used as guidelines for ments of the extremities while the
hospital over a period of 18 months were
the correct application of the neuro- patient was in the supine position. It
admitted to the study. All patients had
physiological methods.9,10 In addition, was graded using an ordinal scale
had a recent cerebrovascular accident
during the study period two refresher composed of five points: a) flaccid,
and came for a rehabilitation program
courses in each of the two neurophysi- b) low, c) normal, d) high, and e)
after an average stay of 16 days (the
ological approaches were conducted, en- spastic. Similar scales are used in
mode was 8 days) in a general hospital.
suring a review of these methods before other clinical settings for comparable
Sex distribution was equal. The mean
shifting from one treatment method to purposes.19
age was 70.5 years (s = 7.65 years). Each
another. Weekly meetings during the 3. Isolated motor control over the in-
patient was assigned to one of the 13
study period provided the physical ther- volved ankle and wrist joints was
physical therapists who participated in
apists with further opportunities for dis- determined with the following tests:
this study. This assignment depended
cussion of problematic issues. Treat- a) Active range of motion of these
on the administrative procedures of the
ment with any of the three methods joints was measured while the patient
hospital and, therefore, essentially was
involved regular patient assessments, was in the supine position and was
random. Because the methods we used
which were an integral part of the ap- compared with that of the same
are well substantiated in physical ther-
proach practiced. An outline of the most joints on the sound side (for patients
apy practice, the patients were not asked
prominent features of each treatment with limited ROM, the exact range
for their informed consent. Only 131 of was measured with a goniometer)
the patients completed the six-week procedure is provided in the Appendix.
and b) strength of the ankle and wrist
treatment program and were included dorsiflexor muscles was measured
in the data analysis. The distribution of Procedure
twice in a pattern-free isolated move-
patient characteristics, based on combi- ment,firstby manual muscle testing
The data collection form for each pa-
nations of variables adapted from those and second by the patient pulling a
tient consisted of two main parts. The
reported by Gordon et al,14 is shown in gauged spring. This second measure-
first part was used to record basic infor-
Table 1. ment was obtained from patients in
mation regarding the patient's medical
history, such as age, sex, body side af- the supine position with the limb
Physical Therapists and
fected, and location of the damaged ar- placed straight on the tabletop and
Therapeutic Approaches
tery, and was completed on admission with the measured joint at the table's
Mastery of the theory and practice of to the program. The second part was edge; the patient was instructed to
the three treatment methods was re- used to record variable data and was pull the spring from extreme plantar
quired of the physical therapists partic- updated by the physical therapist every flexion or palmar flexion.

1234 PHYSICAL THERAPY


RESEARCH

a table constructed by these four cate-


TABLE 2
gories according to the three treatment
Barthel Index-Test Items and Scoring
groups. We found no significant be-
Possible Score tween-group difference, either on ad-
Test Item mission to the program or after six
With Help Independent
weeks of treatment. The treatment ef-
Feeding 5 10 fects of the three methods also were
Moving from wheelchair to bed and return 5,10 15
compared in subgroups of patients char-
Personal hygiene 0 5
Getting on and off toilet 5 10
acterized by each of the variables listed
Bathing self 0 5 in Table 1. In none of these subgroups
Walking on level surface; 10 15 did wefindany significant advantage to
if unable to walk, propelling wheelchair 0 5 one of the approaches over the others
Ascending and descending stairs 5 10 (Kruskal-Wallis one-way ANOVA). We
Dressing 5 10 also did not detect any differential influ-
Controlling bowel 5 10 ence of the compared approaches on the
Controlling bladder 5 10 patients' improvement in ADL on the
basis of a multiple regression analysis.
4. Ambulatory status was assessed for 36 (27.5%) with the PNF approach, and
indoor ambulation and classified 38 (29%) with the Bobath approach. Extremity Muscle Tone
with a nominal four-category scale: The variables that constituted the crite-
a) patient does not walk, b) patient rion measurements were checked for Comparison of the muscle tone of the
walks with an assistive device and randomization on admission to the pro- lower extremities in the three groups
another person's help, c) patient gram (by cross-tabulation and chi- after six weeks of treatment yielded no
walks with an assistive device, and d) square analysis) and were found to be significant results (chi-square test); the
patient walks independently. distributed randomly among the three muscle tone increased by a comparable
Only the first and fourth measure- groups. Results of the comparisons of magnitude in all patients. By observing
ments were included in the data analy- the three groups will be reported sepa- the nature of that increase (Fig. 1), how-
sis. The second and third measurements rately for each criterion measurement. ever, we found that after six weeks of
were used as indicators of trends of treatment the percentage of patients at-
change. taining normal muscle tone in the PNF-
Improvement in Activities of Daily treatment group was smaller than in the
Pilot Study Living other two groups. Concurrently, the per-
centage of patients with high muscle
A pilot study involving 20 patients The summed scores of the BIs of the
tone in the PNF-treatment group sur-
and 8 physical therapists was conducted three groups compared after six weeks
passed their proportion in the rest of the
in preparation for this study. In the pilot of treatment were not significantly dif-
patients. This pattern of muscle tone
study, measurements of the criterion ferent from each other (chi-square test).
change, which was not statistically sig-
variables were rehearsed, and the uni- The average six-week improvement for
nificant, also was observed to a lesser
formity of the evaluations was tested. all patients was 24.5 points (s = 17.0),
extent in the upper extremities.
The interrater reliability for measure- and the between-group difference of this
ments of all criterion variables was value also was not significant (Kruskal- Active Range of Motion and
found to be greater than .90. Wallis one-way ANOVA). To increase Strength of the Ankle and Wrist
the resolution of the analysis, patients Dorsiflexor Muscles
Data Analysis in each group were subdivided into four
categories according to their BI scores: The results of the chi-square analysis
Descriptive statistics were used to re- 1) score of 0, 2) scores of 1 to 20, 3) and the Kruskal-Wallis one-way AN-
port patient characteristics. The chi- scores of 21 to 60, and 4) scores of 61 OVA for the six-week data of these var-
square test was used to study associa- to 100. A chi-square test was applied to iables showed no significant difference
tions between the treatments and
changes in the criterion measurements.
The Kruskal-Wallis one-way analysis of
variance (ANOVA) was used to com-
pare average changes among the three
groups. We used a multiple regression
technique to study the relative contri-
bution of each treatment method to the
patients' improvement. The data were
analyzed using the Statistical Package
for the Social Sciences.20

RESULTS
Fifty-seven patients (43.5%) were Fig. 1. Lower extremity muscle tone before (blank) and after (shaded) six weeks of treatment.
treated with the conventional approach, (F = flaccid, L = low, N = normal, H = high, S = spastic.)

Volume 66 / Number 8, August 1986 1235


between any of the treatment ap- versely in the three groups; however, cause these joints are the first to become
proaches. Because these measurements none of the tested approaches had an involved and are among the last to re-
required some cooperation from the pa- advantageous treatment effect on pa- cover after a CVA.22 Despite the imme-
tients, the findings are based on a tients with these limitations. The side of diate beneficial treatment effects of the
smaller sample. That is, only 91 patients hemiplegia was not found to be associ- neurophysiological approaches, the re-
(69.5%) cooperated in pulling the ated significantly with the ambulation sults of our study did not demonstrate
gauged spring using their ankle dorsi- of patients in the PNF-treatment and that either the PNF or the Bobath ap-
flexor muscles. The six-week improve- Bobath-treatment groups. In the con- proaches are superior to the conven-
ment in the strength of the dorsiflexor ventional-treatment group, the six-week tional approach in enhancing the recov-
muscles and the active ROM of these difference between the ambulation of ery of lost isolated distal movements or
distal joints was minimal for all patients. right versus left hemiplegic patients was improving control over involved limbs.
For example, in 65% of the patients who significant (x 2 = 8.64, df= 2, p = .03).
on admission to the program were lim- We found a higher percentage (23%) of The between-group differences in am-
ited in active ankle ROM and in 71.6% independently walking patients with bulatory status after two and four weeks
of those with limited ROM in the wrist right hemiplegia compared with those of treatment (Tab. 3) may reflect the
joint, no change in these variables was with left hemiplegia (0%). At the same different principles of each approach.
recorded at the end of six weeks (Figs. time, 55.2% of the left hemiplegic pa- We encouraged the patients treated with
2,3). tients walked with an assistive device the conventional approach to walk as
compared with 30.8% of the right hem- early as possible, whereas ambulation of
Walking Ability iplegic patients. those patients treated with the PNF ap-
The walking ability of the patients in proach and especially with the Bobath
DISCUSSION
the three treatment groups was not sig- approach was delayed. Because the dif-
nificantly different at the end of the six The results of this study, similar to ference in ambulation between the treat-
weeks. Table 3 shows the changes in those of others,12,13 did not demonstrate ment groups stabilized after six weeks,
ambulation after two, four, and six significant between-group differences in we believe that the two-week and four-
weeks of treatment. We found signifi- the improvement of the patients' per- week differences were temporary and
cant between-group differences after formance of ADL. Because functional that none of the approaches contributed
two and four weeks of treatment. These independence is the overall goal of each more than the others to ambulation.
differences (p < .003 and p < .04, re- of these methods, thisfindingmay have The difference in walking ability be-
spectively) resulted from the high per- practical implications for the physical tween the left and right hemiplegic pa-
centage of nonwalking patients in the rehabilitation of aged hemiplegic pa- tients in the conventional-treatment
Bobath-treatment group and the con- tients. Because functional and motor group may have been because left hem-
current high proportion of patients improvement are closely related,21 the iplegic patients suffer more often from
walking with an assistive device and the lack of significant differences in isolated sensory impairment and spatial agnosia
aid of another person in the conven- limb functions among the treatment than do right hemiplegic patients. For
tional-treatment group. These differ- groups after the six-week treatment pe- the left hemiplegic patients, the lack of
ences stabilized, however, after six riod may explain the lack of differences sufficient sensory input through the left
weeks of treatment. Sensory deficiency in the BI scores. side of the body may have adversely
and limited ROM of the ankle joint We measured isolated control over affected their ability to walk. Further
were found to affect walking ability ad- the involved ankle and wrist joints be- research is warranted to clarify this re-
lationship.

The increase over time in muscle tone


TABLE 3
of the extremities was expected. The
Patient Gait in the Three Groups
large increase in high muscle tone in the
Ambulatory Statusa PNF-treated patients (Fig. 1) may be
Time from related to the use of facilitation tech-
Therapeutic With Walking With Test
Admission
Approach Nonwalking Aid and Walking Independent Results niques.10 This interpretation, however,
(wk)
Assistance Aid does not explain the high percentage of
PNF-treated patients who maintained
2 Conventional 45.0 37.3 13.9 3.8 (n = 129)
lower muscle tone when compared with
PNF 60.0 14.3 25.7 0.0 x2 = 19.73,
Bobath 64.9 2.7 27.0 5.4 df = 6, the subjects of the other groups. The
p = .003 similar patterns of muscle tone change
4 Conventional 22.7 41.8 31.2 4.2 (n = 130) in the conventional-treatment and Bo-
PNF 28.6 28.6 42.9 0.0 x 2 = 13.32, bath-treatment groups (Fig. 1) do not
Bobath 42.1 10.5 42.1 5.3 df=6, support Bobath's claims that her tech-
p = .04 niques exert a special influence on mus-
6 Conventional 20.2 34.0 39.1 6.7 (n = 130) cle tone. Although our findings did not
PNF 20.0 31,4 45.7 2.9 X2 = 7.88, support the superiority of the Bobath
Bobath 28.9 10.5 52.6 7.9 df=6,
approach in improving muscle tone
p = NS
when compared with the other ap-
a
Figures indicate percentages of the row in each category. proaches after the six-week treatment

1236 PHYSICAL THERAPY


RESEARCH

Fig. 2. Percentage of patients with limited active ankle ROM on Fig. 3. Percentage of patients with limited active wrist ROM on
admission (blank) and at the end of six weeks (shaded) in the three admission (blank) and at the end of six weeks (shaded) in the three
treatment groups. treatment groups.

period, they neither refuted nor substan- APPENDIX


tiated the short-term benefits (during Exercise Therapy Approaches
treatment or even several hours later)
Conventional Approach
reported by Bobath.10 1. Assessment was based on measurements of active and passive ROM of the affected joints,
The shortcomings of our study derive evaluation of muscle strength by manual muscle testing, assessment of muscle tone by
from several sources. First, because the passive movement of the limbs, and evaluation of performance of functional activities.
pace of improvement is individual, our 2. Exercises were performed in anatomical planes. Progress was encouraged either by gradual
choice of the treatment period as an increase in the number of joints involved or by increasing resistance to a requested
movement. Passive movements were administered to immobile joints.
equalizing variable or, alternatively, our 3. The use of exercise gadgets such as pulleys, suspensions, or weights was a permissible
decision to limit the treatment period option.
arbitrarily to six weeks may be criticized. 4. Practice of ADL began as early as possible. Rapid acquisition of independence was given
Second, the criterion variables almost higher priority than the quality of movements by which it was achieved. Gait training usually
was started near a horizontal rail that supported the patient at his sound side.
always were measured using ordinal and PNF Approach
nominal scales. Such measurement 1. Assessment was based on the format suggested by Knott and Voss.9
scales, although prevalent in clinical set- 2. During treatment, reflexes (most commonly the stretch reflex) frequently were used to elicit
tings, lackfinediscriminative power and movements.
3. Mass-movement patterns formed an integral part of the exercises. These patterns included
introduce subjectivity into assessments. the diagonal and spiral patterns and the total patterns of the developmental sequence.
The BI, for example, discriminates only 4. Appropriate basic procedures and specific techniques of the approach were incorporated
between major levels of performance into each treatment.
and provides no information on the Bobath Approach
quality of that performance. Third, be- 1. Assessment was made according to the published guidelines of that method.10
2. During each treatment session, the first step was geared toward the inhibition of abnormal
cause changes in CVA patients are influ-
muscle tone, usually through the application of appropriate reflex-inhibiting patterns. This
enced by numerous variables, to discuss process was performed concurrently with an effort to initiate normal movements (automatic
the effects of more than only a few of and voluntary) through "key points of control" in the patients' bodies.
these variables in one study is practically 3. Imposition of activity on the patients was accompanied by efforts to impose normal
impossible. Because of these shortcom- sensations of posture and movements in which weight-bearing exercises played an impor-
tant role.
ings, additional evaluative studies are 4. For patients with low or flaccid muscle tone, postural activity was facilitated by touch and
needed. Such studies should be based on proprioceptive stimuli.
large groups of patients and use a variety 5. Progress in treatment generally followed the normal developmental sequence, although
of objective measurement tools and some latitude was allowed.
time frames. We hope that through 6. Resistive exercises, mass movements, and use of simple and abnormal reflexes were
forbidden.
many such projects physical therapists

Volume 66 / Number 8, August 1986 1237


will be able to learn the relative thera- REFERENCES
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1238 PHYSICAL THERAPY

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