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Knowledge in AML Compliance Program

The anti-money laundering "compliance program" is built upon systematized knowledge. More knowledge means, more control of the money laundering activities and hence less money laundering abuses. AML/CFT principles based on knowledge; principles of knowledge based on information or the flow of information. Nothing further than that ! Interaction and Signalling Process- Main Factors: a) Information on Human Factors b) Information on Non-Human Factors 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. Know Your Laws and Regulations on ML and TF Know Your Economic and Social Consequences of ML and TF Know Your Predicate Offences Know Your Liabilities on ML and TF Know Your Compliance Standards on AML and CFT Know Your Corporate Governance on AML Program Know Your Compliance Culture and Senior Managements Role Know Your Customer Know Your Customer Customer(s) Know Your Employee Program Know Your Beneficiary Know Your Country Know Your Product and Services Know Your AML Program Elements Know Your Policy, Procedures, Processes Know Your Reviewing and Updating- Policy, Procedures, Processes Know Your Customer Identification/Verification Program Know Your Compliance Officer-Compliance Department Know Your Global Risk Management Program for CDD Know Your Unusual Transaction Monitoring and Reporting System Know Your Risk Profiles Know Your Data and Scoring Model Know Your Computer Systems and Automated Compliance Solution Know Your Risk-Based Assessment Know Your Preventive Measures Know Your Entity-Wide Risks and Controls Know Your Examination and Investigation Know Your Training Program
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29. 30. 31. 32. 33. 34. 35. 36. 37. 38. 39. 40. 41. 42. 43. 44.

Know Your Documentation Know Your Responsibility Know Your Record Keeping Know Your Internal Reporting Know Your External Reporting (SAR/STR and Cash Transaction Reporting) Know Your Suspicious/Unusual Transactions and Activities Know Your Red Flags (Indicators) of ML Know Your Auditing Program- Independent Testing Know Your Risks and Materiality Know Your Sanction Lists-Black Lists (National/International Black List) Know Your Role, Rights and Responsibilities on Sanctioning Program Know Your ML/TF Risks and Vulnerabilities Know Your Confidentiality Policy Know Your Financial Intelligence Unit Know Your Internal/External Communication and Cooperation Know Your Internal and External Investigations

Money Laundering is all about distorting the truth. So our task is to use knowledge and discover the truth.

Hakan Urem, CAMS

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