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How to Write

a PhD Thesis

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About This Talk
 Not a new topic …
 Rich body of literature
books, articles, web pages
 Little of it is outright controversial
 Compare with my own experience
as PhD student
 Concentrate on points I haven’t found in the
literature
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How to Get a PhD
 Everyone knows what the steps are:
• Choose a topic
• Write a proposal
• Do the research (and publish)
• Write the thesis
• Defend it
• Party

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Doing Research
(A Process)

Have a
proposal

Study the
bibliography Revise the
proposal Write a
paper,
Give a
yes Do more talk
Has it been
done?
experiments

no no

Do Is it yes no Are the results yes


end
“experiments” feasible? sufficient? 4
Choosing a Topic
 What an ideal topic is like:
“The right topic will be interesting to you,
complex, and compelling”
(R. M. Reis 1999)

 “The most successful research topics are


narrowly focused and carefully defined
but are important parts of a broad-ranging complex
problem”
(C. Davidson and S. Ambrose 1994)
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The PhD Topic Checklist
(R. Smith, 1984)
 Can it be enthusiastically pursued?
 Can interest be sustained by it?
 Is the problem solvable?
 Is it worth doing?
 Will it lead to other research problems?
 Is it manageable in size?
 What is the potential for making an original
contribution to the literature in the field?
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The PhD Topic Checklist
(R. Smith, 1984)
 If the problem is solved, will the results be
reviewed well by scholars in your field?
 Are you, or will you become, competent to
solve it?
 By solving it, will you have demonstrated
independent skills in your discipline?
 Will the necessary research prepare you in
an area of demand or promise for the
future?
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However, What If …
 Enthusiasm fades?
 The problem has an easy part,
but the rest is more difficult than foreseen?
 The difficult part requires skills beyond your scope?
 The problem is much larger than expected?
 The problem is/becomes easier than expected?
(e.g., someone produced a key result in the meantime)
 You develop a new method, but it is only applicable to the
special case you are studying?
 The interests of the research community are shifting?

… a PhD takes at least 3 to 5 years 8


If It’s Research,
You Don’t Know the Outcome
 Topics evolve over time
 Don’t view the topic checklist
as a static condition,
(check at the beginning, and off you go)
but as an invariant that needs to be maintained

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Taking Corrective Action
 Enthusiasm fades?
It happens to everyone.
Take a break.
Work towards some short-term goal that looks
achievable.
 The problem has an easy part, but the rest is more
difficult than foreseen?
The PhD is an adventure.
Spend some time giving it a try.
Look for help (anywhere in the world . . .).
Note: These are examples, not recipes! 10
Taking Corrective Action (cntd.)
 The difficult part requires skills beyond your
scope?
Keep the results you already have.
Find a related new problem.
Redefine the topic so that it covers both your old work and
the new.
 The problem is much larger than expected?
Typical situation.
Focus on one essential aspect.
You only need to make a specific contribution to a broader
field.
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How Do I Find My Topic?
 How important is the specific topic?

 What is the PhD about?


intellectual adventure
learning the craft of the researcher
the thesis is the evidence that you know your craft

 How would an apprentice choose a


workshop?
Choosing the right research environment
is more important than choosing the topic! 12
Join the Right Research Group!
 A group
working on a reasonably wide subject
(some application problem, if possible)
whose work attracts you
that is well-integrated into the research
community
has a cooperative work style
has resources

Probably the most important choice for your PhD! 13


Once You Are There …
 Find out what the others are working on and
identify
missing principles
possible extensions or generalisations
ways to do things differently
 Ask your advisor for ideas –– but be skeptical!
 An application within your reach can give you a
leading edge:
problem generator
testbed
Find your problem!
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If Your Current Group
Is Not Like That …
 Join another group
(usually difficult)
 Look for a co-advisor
 Go to another place as a visitor
 Start a cooperation with another group

“Research propagates by osmosis”


Make sure you work in a conducive
environment
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What is a (Good) Research Topic?
 Research is about finding out
Research should be guided by questions!

 Research should be relevant


The answers should be useful for some purpose!

 Research should be explorative


The question should not anticipate the solution!

 Research results need to be concrete


The question should allow for specialisation!

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The Proposal
 Marks transition from preparatory to “full
steam” phase
 Purpose:
Clarification of the goal
Identification of possible steps (“divide and
conquer”)
Yardstick to measure own achievements
Laying claim to one's own terrain
Seed text for the thesis

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Proposal Structure
 Definition of the topic
(= broad problem + special focus)

 Survey of related work


(= What is known, what may be useful?)

 First insights and results

 What will a solution look like?

 Plan of action

 Thesis outline

(cf. H.C. Lauer 1975)

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The Survey of Related Work:
How Deep Should I Dig?
 In the end, you want to
find out something
new yourself
understand the details
identify shortcomings
solve open questions

A small concrete problem can be an excellent guide to the


literature
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Research is Writing
 The Feynman Problem Solving Algorithm

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Paper Writing: (Ideal) Strategy
 Doing research = writing a document!
 Theory: Outcome is always in writing
Framework
Theorems and proofs
 System: Create a paper trail!
Goals
Design, including alternatives
Algorithms
Results in a rough large report 21
quarry for publications
When to Stop
 Requirement: Make a significant contribution to
research …
 Constraint: ... within a time of 3, 4 years

“Dissertations are not finished; they are


abandoned.”
(Fred Brooks)

 Approach:
Start with a core result
Add layers, as time permits
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Writing It All Up
 "Writing Up" is only feasible if the previous
research has produced results in writing

 Idea: maintain the thesis outline as a living


document
check your progress
change it when necessary

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Preparation for Writing
the Thesis
 Develop writing skills:
Read other thesis
Take courses on time management and on
scientific writing

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Preparation for Writing
the Thesis
 Visualize the thesis
A content page written at the beginning of the
research helps to visualize the thesis. In
general, the content page is based on the
research methodology.
Revise the content page as the research
progresses.
When you are able to visualize the whole thesis
(although there may be some “gaps” to close),
then you are ready to write it.

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The Writing Process
• Define a schedule with dates for writing every chapter of
the thesis (This is important since it will push you to work
continuously. It will also allow you to check whether more
time is needed to complete the writing).

• Create (empty) pages for every chapter, section and


subsection of the thesis.

• Insert the papers and slides that you wrote into the thesis.

• Start by writing your most recent work.


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The Writing Process
• Every time that you have a good idea for a section of the
thesis that you are not working on at the moment, then
write something quick about it in the appropriate page.

• If you are tired of writing a particular section, take a short


break by writing easier and funnier sections such as
the acknowledgement, the dedication page, etc. If you a
really tired, then have a rest! But be sure that you write a
lot every day!

• Leave the conclusion, the abstract, and the appendices


to the end of the writing (some people also suggest
postponing the writing of the introduction; any way, you
will have to revise the introduction later).
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The Writing Process
1. Leave time for revising the thesis. Ask at
least 2 people to revise it. Do your own
review afterwards.

 Backup the thesis regularly!

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Tools and Useful Links
 Software
MiKTEX (http://www.miktex.org/) - LaTeX for
Windows/DOS.
Winedt (http://www.winedt.com/) - text editor that works
with MiKTEX. It needs a license.
GIMP (http://www.gimp.org/) - Image manipulator
software.
Microsoft Word – used for writing some papers and for
creating diagrams.
Adobe Acrobat – used for converting diagrams in Word
to PDF. Adobe Acrobat requires a license. There is a
educational version for students that is cheaper.
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Tools and Useful Links
 Documents
Oetiker, “The not so short introduction to LaTeX”, 2001. (
http://people.ee.ethz.ch/~oetiker/lshort/)
Technical writing and research ethics (http://
goanna.cs.rmit.edu.au/~jz/writing.html)
Advice on Research and Writing (
http://www-2.cs.cmu.edu/~mleone/how-to.html)
Writing Guidelines for Engineering and Science Students (http://
filebox.vt.edu/eng/mech/writing/)
 Links
TOPPS BibTeX Templates (
http://www.diku.dk/topps/Registration/Registration-Templates.html
)
Accents in LaTeX (http://www.giss.nasa.gov/latex/ltx-401.html)
A good page about Latex (
http://b2.cs.kent.edu/~rmuhamma/Systems/latex.html) 30
Books on How to
Write a Thesis
 Gordon B.Davis, Clyde A. Parker. "Writing the Doctoral
Dissertation: A Systematic Approach", Barron's
Educational Series, 1997.
 Harry Teitelbaum. “How to Write a Thesis”, Prentice Hall &
IBD, 1998.
 Estelle M. Phillips, Derek S. Pugh. “How to Get a PhD: A
Handbook for Students and Their Supervisors”, Open
University Press, 2000.

 Joe Wolfe. “How to Write a PhD Thesis”, UNSW (


http://www.phys.unsw.edu.au/~jw/thesis.html)

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Conclusion
The PhD is not simply about producing a
document, but
acquiring the ability to
define research problems
and solve them
communicating one's work
becoming part of a community
pursuing a changing goal in a changing
landscape
The thesis provides evidence that you were successful in this
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