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ecause the incdence of harmonic-related problems in utility and industrial power systems is increasing, active power filters have attracted great attention and have been expected to be an effective remedy. Generally, an active filter has been considered to be a current source connected in parallel with the load (harmonic source). The approach is based on the principle of injecting harmonic current into the ac system, of the same amplitude ancl reverse phase to that of the load current harmonic:;. It has been wrongly believed that the active filter is an ideal harmonic compensator whose compensation characteristics would not be influenced by the source impedance (as happens with a pas:,ive filter). In this article it will be shown, however, that such active filters (designated here as parallel active filters) are only effective for those nonlinear loads which can be considered as current -source type of harmonic source (harmonic currmtsource herein), such as phase-controlled thyrktor rectifiers with large dc inductance for dc drives, etc. Parallel active filters have been studied by many contributors since 1970s [l}-[9], and have been put into practical use [lo]-[ 121. Unfortunately, no paper has discussed the charact:eristics and application considerations of parallel aci:ive filters when they are applied to nonlinear loads that are voltage-source type of harmonic source (harmonicvoltage source),such as diode rectifiers with direct smoothing dc capacitors for ac drives, etc. This may be because traditional harmonic sourceswere mainly phase-controlled thyristor rectifiers and cycloconverters, which can be regarded as current-sourceloads. On the other hand, since more and more diode rectifiers with smoothing dc capacitors are used in electronic equipment, household appliances, and ac drives, harmonics generated by these loads have become a major issue. Naturally, attempts have been made to use parallel active filters for harmonic compensation of these diode rectifiers. However, it has been found in the field that the parallel active filters
not only cannot cancel the harmonics completely but also cause problems, such as enlarging the dc volt-age ripples and ac peak current of the rectifier. This is because a diode rectifier with smoothing dc capacitors behaves like a harmonic voltage source rather than as a harmonic current source. Another aspect is that there may be LC passive filters or power-factor correction capacitor banks connected on the load side (downstream) from the point where an active filter is connected. In this case, the equivalent circuit downstream seen from the connection point of active filter would not be a current source even ifthe main loads are a harmonic current source. When a conventional parallel active filter is applied to compensate a diode rectifier or a power system such that downstream contains passive filters and/or capacitor banks, the current injected by the active filter will flow into the diode rectifier or the load side that presents low impedance. As a result, harmonics of the source current cannot be completely canceled. Moreover, harmonic current flowing into the diode rectifier or the system downstream increases greatly, and overcurrent may occur due to the injected current. A series active filter has been proposed to compensate for harmonics of diode rectifiers [ l b ] ,[17]. Although the series active filter is not found in common practical use, [16] and E171 have shown that the series active filter is more suitable for harmonic compensation ofdiode rectifiers, i.e., harmonic voltage sources. This paper puts more emphasis on the application issues of both parallel and series active filters in power systems. Their features and required operation conditions are clarified analytically and demonstrated through real field testing.
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This article was presented in its original firm at the 7th Intl Conference on Harmonics and Quality of Power, Las Vexas, Nevada. Pen(: is with Oak Ridge National Laboratory, P.0. Box 2009, Bldg. 91 02-1, Oak Ridge, T N 37831 -8038. He is a Stnior Member of the I E E E .
1077-2618/98/$10.00O1998 IEEE
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/L
AC Source
(b) Fig. I . Typical current-source type of harmonic source. ( d j Thyristor rectifier for dc drives, heater drive, etc. (b) Per-phase equivalent circuit o thyristor f
For Harmonic Current Sources Fig. 5 shows the basic p,rinciple of a parallel active
filter compensating for a harmonic current source, where the harmonic source is represented as Nortons equivalent, 2 s is the source (line) impedance, ILO is the equivalent harmonic current source, Z L is the equivalent impedance on the load side which may include passive filters and power-factor correction capacitors, and G is the equivalent transfer function of the active filter including the detection circuit of harmonics and the delay of the control circuit. In general, G has the function of notching the fundamental component, that is, IGlf=O at the fundamental, and IGlh= 1 for harmonics. In the following analysis, all equations are represented in per unit (pz).From Fig. 5 , the following equations are obtained.
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monics, results from the switching operation. Fig.l(a) shows a typical thyristor rectifier, where a sufficient dc inductance produces a constant dc current. Fig.2 shows the source voltage and rectifier current waveforms. Because the harmonic current contents and characteristics are less dependent upon the ac side, this type of harmonic source behaves like a current source. Therefore, they are called current-source type of harmonic source (or harmonic current source) and represented as a current source shown in Fig. l(b).
I , =GI,
(1)
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z,
I, =
lGG
(3)
.I,,,
z,+- ZL
1-G
+-.
vs
Z z,+--I
1-G
(4)
VL
AC Source
(b) Fig. 3, Typical voltage-source type of harmonic source. (a)Diode rectifier for ac PWM drives, electronic equipment, etc. (b) Per-phase equivalent circuit of
where, the subscripts, h and f, represent the harmonic components and the fundamental components respectively. ''I'/'' represents the magnitude of a transfer function. Equation (6) shows that the source current becomes sinusoidal because of l-Glh=O for harmonics when ( 4 )is satisfied. Therefore, ( 4 )is the required operating condition for the parallel active filter to cancel the load harmonic current. From ( 4 ) , i t is seen t h a t only G can be pre-designed and determined by the active filter while Zs and ZLare determined by the system, i.e., the ac source imprdance and the load charac; teristics. Therefore, compensation characteristics of the active filter are determined not only by the active filter itself but also by the ac source and load impedance just like the case of conventional passive filters'. O n the other hand, we have IZLI>>IZ~I a pure current-source type of harfor monic source such as a thyristor rectifier with a large dc inductance. So (2) and (4)can be reduced to the following equations, respectively.
Fig. 4. Typical current a n d voltage waveforms of diode rectifier, (a)line current, (b) line-to-neutral voltage and line-to-line voltage at the rectifier inbut.
zs
' , s
k +
AC Source
1 LO
Parallel AF
Harmonic Source
Equation (8)shows that compensation characteristics of the active filter are not influenced by the
source impedance, Zs. So far, this property has been alleged as the advantage the active filter, making it superior to the passive filter. However, this superior property holds true only under the condition of
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For Harmonic Voltage Sources Fig. 6 shows the basic principle of parallel active
filter compensating for a harmonic voltage source, where the load is represented as Thevenin's equivalent, i.e., a voltage source VL with an impedance ZL. Fig. 6, we have the following equations. From
I , =GI,
(10)
z,+Fig. 6. Basic principle of parallel active filter for harmonic voltage source.
I I
L L
1-G
I
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lZ~l>>lZsl. Equation (9) can be easily satisfied by the active filter. G is determined by the active filter, and mainly dominated by the detection circuit of harmonics, delay time of the control circuit, and current response of the PWM inverter of the active filter. Ingeneral, ll-Glb=0.1-0.3, so the compensation rate of harmonics, which is defined as (1-11s /I~0/).100%, ranges over 90% - 70%. However, the load impedance, ZL, will become very low for harmonics when a parallel (or shunt) passive filter or power-factor improvement capacitor bank is connected on the side of the thyristor rectifier. Consequently, compensation characteristics of the active filter are influenced by the source >>1Zsl, impedance, Zs, because the condition, ~ZLI is no longer satisfied [13]. Moreover, it is clear from (7) that the current flowing into the passive filter 'connected on the load side is equal to ILhILOh=VSh/ZL. This current may be devastatingly large when the ac source is stiff and has appreciable voltage distortion, VJh. This means that ambient harmonics upstream will flow into the passive fil, ter. The load harmonic current, I L O ~will be entirely compensated by the active filter but not by the passive filter and the passive filter will absorb all ambient harmonics upstream instead. Therefore, special considerations are needed when a parallel passive filter and a parallel active filter are placed in the same power system. If one tries to use a combined system of parallel active filter and parallel passive filter to compensate load harmonics, the compensation responsibility of both the active filter and passive filter should be clear and well controlled. For example, using an active filter to compensate for the fifth- and seventh-order harmonics and a passive filter for higher order harmonics is a good responsibility-sharing of harmonic compensation, since an active filter is better for lower order harmonic compensation and a passive filter is better for higher order harmonic compensation. In this case, only the fifth- and seventh-order harmonics of the load current should be extracted as the reference of the active filter so that the active filter would not inject higher order harmonic current into the line.
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I,
=o
Equation (13) is the required operating condition that should be satisfied when a parallel active filter compensates for a harmonic voltage source. However, it is difficult for a parallel active filter to satisfy (13 ) , because a harmonic voltage source usually presents a very low internal impedance, ZL. For example, considering a diode rectifier with a large smoothing electrolytic dc capacitor, we have 1,= 0 as long as no series reactor is placed on the 2 1 ac side of the rectifier. So (13) cannot be satisfied only with the source impedance, Zs, which is usually under 10 percent (0.1 pu). Providedthat lZjl=?%=O.O3pu,/l-G/h=O.l for the fifth-order harmonic, a series reactor of o.06pu (i.e., 6 percent) has to be placed on the ac side ofthe diode rectifier to let lZs+ZL/(l-G)I=3pu. Moreover, it is evident from (12), (14)and (16) that (i) the parallel active filter makes the source impedance equivalent to zero as seen from the load side, thus lowering ac impedance to the load, (ii) harmonic current injected by the parallel active filter will flow into the load, and (iii) distortion of the source voltage, vsb, also causes a large harmonic
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current to flow into the load. These effects will largely increase the load harmonic current and the required volt-ampere (VA) rating ofthe parallel active filter, especially when ZL is small. These problems will be shown later, in the discussion of field testing results.
For Harmonic Curvent Sources Fig. 7 shows the basic principle of a series active filter compensating for a harmonic current source, where Vc represents output voltage ofthe series active filter and the load (or harmonic source) is represented as Nortons equivalent. If the series active filter is controlled as
AC Source
Harmonic Source
V, =KGI, ,
then we get the source current as follows,
(17)
where G is the equivalent transfer function of a detection circuit of harmonic current, including delay time of the control circuit. G is supposed to equal zero at the fundamental and approximately equal to K 1 for harmonics, that is, IGk=O and / G / h = l . is a gain with the dimension of ohms inpu. Distortion voltage of the ac source, V S h , usually is much smaller than harmonic current of the harmonic source. So when
is satisfied, we have
Z, side, I& be small for harmonics, in order to suppress the source harmonic current. However, for a conventional phase-controlled thyristor rectifier, Z L is almost infinite, so (19) cannot be satisfied. It is clear from (20) that the required output voltage of the series active filter, Vc, also becomes infinite. As a result, the series active filter cannot compensate for a current-source type of harmonic source theoretically. If a parallel passive filter is placed with the thyristor rectifier, however, Z L will become very small, (19) can be easily satisfied, and the required output voltage, Vc, becomes very small as well. This case is the combined system of series active filter and parallel passive filter, which has been discussed in 1141. In addition, it should be noted that the series active filter has a very important feature, that is, it provides harmonic isolation between the source and load. Equations (20) and (21) indicate that neither the source harmonics, VSh, will appear on the load side, nor the load harmonics, ILO, will flow into the ac source.
For Harmonic Voltage Sources Fig. 8 shows the basic principle of series active filter compensating for a harmonic voltage source. If the series active filter is controlled as
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Is
=o,
(21)
that is, the source current becomes sinusoidal. Here, (19) is the required operating condition for compensate for a harmonic the series active filter 1-0 current source. Equation (19) requires that the gain,
V, = K G I S ,
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I
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I
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in Fig. 9, can be adapted. In this case, we have almost K=-. Also, the ramp (or triangular wave) comparison control method shown in Fig. 10 can be used, where the reference of output voltage, Vi, is given by
Fig. 9. Hysteresis control method for series active filter.
V,* = G ( K I , - V L ) .
(27)
Hence, assuming that the active filter follows its reference bona fide, i.e.,V, = V i , the source current becomes
Fig. 10. Ramp-comparison control method for series active filter.
I
I
I
I I I I I
I, =
V,
- (1-
G)V,
Z , + Z L +KG
I
I
I
I I I
(29)
I
I I
I
I I
I
I I I I I I I I I I I I I I I I I
I,
=o
(25)
Equation (24) is the required operating condition for the series active filter to compensate for a harmonic voltage source. To realize a large gain, K , the hysteresis-comparator control method shown
Operates os a current source Inductive or current-source loads or harmonic e.g., phase-controlled thyristor rectifiers of dc drives
SOUrceS,
Operates us a voltage sourte Capacitive Or voltage-source loads harmonic Or e.g., diode rectifiers with direct smoothing capacitors for ac drives
Compensation Characteristics
Excellent and independent of the source impedance, Z for cur, rent-source loads, but depend on Z when the load impedance, , Z, , is IOW Iniected current flows into the load side and may cause overcurrent when applied to a capacitive or voltage-source load
Excellent and independent of the source impedance, Z and the , load impedance, Z,, for voltage-source loads, but depend on Z , when the loads are a current-source tvue A low impedance parallel branch (parallel passive filter or power-factor improvement capacitor bank) is needed when apdied to an inductive or current-source load
Application Considerations
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pensating for a harmonic current-source load. Experimental verificationis shown two sectionshence.
40
(dB-pu)
0
-20
-49
Fig. 12. Compensation characteristics of parallel active filter for a harmonic voltage source w i t h different load impedances.
I
sors and current control), G, is the equivalent transfer function of the harmonic detection circuit (in the experimental system, first-order high-pass filter with cutoff frequency,fc=SOHz, is used on the synchronous reference frame, see [l5f and [ 8 ] for details), z is the delay time of the control circuit (a DSP digital control is used in the practical system, T = 30 psec), andaol(s+oo) is the transfer function of the isolation amplifier used in the control circuit. From (1 l), the compensation characteristics can be obtained as
I"Ll",=O
Iz,
+&I
I
Fig. 12 shows the calculated values plotted in the solid lines. It is clear that, the smaller the load
impedance, the worse are the compensation charac-
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where k is the equivalent gain (k=1+0.01-1k0.1, the error results from the precision of current sen-
teristics. Fig. 13 shows the simulation waveforms with Z ~ = 0 . 2 4 % (i.e., a small series ac reactor, as shown in Fig. 11, is placed). Harmonics remained in the source current after the parallel active filter was started. In addition, harmonic current of the load, especially the peak value, increases largely
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Fig. 13. Simulated waveforms of parallel active filter for a harmonic voltage source (diode rectifier) w i t h ZL=O.24%.
due to the injected harmonic current from the active filter, which may cause overcurrent. When the series inductance ZLis reduced to zero, the parallel active filter will form a positive feedback, because the injected current will completely flow into the load side and then will be picked up by the active filter itself as its current reference. With the same conditions, experiments were performed in the field. The experimental waveforms are shown in Fig. 14, which exactly agree with the simulation waveforms shown in Fig. 13. The FFT results of the experimental waveforms are plotted as X in Fig. 12, which agree with the calculated results very well. In Fig. 14, the dc voltage of the parallel active filter was 8OOV, the rms VA rating and the peak VA rating of the active filter were 76% and 123% of that of the load, respectively. (The peak VA rating is defined as the product of peak voltage value and peak current value, divided by 2, that is, the peak VA rating = (V, / .(I, / Therefore, it is not economi-
fi
fi.
(4
(b)
Fig. 14. Field testing results ofparallel active filter for a harmonic voltage source (diode rectifier) w i t h ZL=0.24%, IS, IC, and IL: 2OOAldi6 time: Smsldiv.
Fig. 15. Field testing results of parallel active filter for a harmonic voltage source (diode rectifier) w i t h ZL=7.30%, IS, IC, and IL: 2OOAldiv, time: Smsldiv.
cal and practical for a parallel active filter to compensate for a harmonic voltage-source load, especially when the load-side impedance is low, because the required VA rating of the parallel active filter may be even larger than that ofrhe load. In the case of applying a parallel active filter to a harmonic voltage source, a large series reactor must be placed on the load side to enhance the load impedance. Fig. 15 shows experimental waveforms with larger series inductance, Z ~ = 7 . 3 %In this . case, the source current, Is, becomes sinusoidal, and the rms and peak VA ratings of the parallel active filter were 33% and 49% of that of the diode rectifier, respectively. To compensate for a harmonic voltage source, therefore, a minimum 6% of series inductance should be placed on the load side to meet the required operation conditions as mentioned previously in the discussion of parallel active filters for harmonic voltage sources.
Fig. 16. System configuration of series active filter for harmonic compensation of a diode rectifier.
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Fig. 16 shows the system configuration of a series active filter used to compensate for the diode rectifier. The series active filter is placed between the ac source and the load through a three-phase transformer, the main circuit of which is the same circuit used in the parallel active filter shown in Fig. 11, composed of three-phase bridge PWM inverter. Lr, Cy, and R, form a switching ripple trap just like the switching ripple filter used in the parallel active filter. The hysteresis control method shown in Fig. 9 is usvd, the average switching frequency is 4 kHz, and the dc voltage of the series active filter is 340V, which is much lower than that of the parallel active filter of Fig. 11. Figs. 17, 18, and 19 show experimental and simulated waveforms under the same conditions. Note that no series reiwtor is placed on the rectifier side, that is, ZL=O.After the series active filter was started, the source current became sinusoidal. The output voltage of the series active filter, Vc, was 65V. Without the aforementioned problems of the parallel active filter, ]:he series active filter has excellent compensation characteristics. The rms VA rating of the series active filter was 25% of that of the load. Also, it is clear that since the current (in this case, the source current is equal to the load current) becomes sinusoidal, the peak value of the load current, and the tipples ofthe dc voltage of the rectifier, are minimized. In addition, the series active filter and the diode rectifier can share the same dc capacitor (source)by selecting an appropriate turns ratio for the isolation rransformer [l8]. In this way, the dc voltage control will become very easy. Futher, the switching ripple filtering inductor, L,, can be incorporated into the transformer to reduce component count.
(a)
(b)
Fig. 17. Field testing results of series active filter, VTa: 635Vldiv, ISa: ZOOAldiu, VCa: 254Vldiv, time: Smsldiv. (a) before being started, (b) aft6 being started.
Fig. 18. Field testing results of series active filter, upper trace=VLab: 63SVldiq middle trace=ISa:2OOAldiv, lower trace=VCa:254Vldiv, time: Smsldiv.
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C tnclusions c
In this article, comm'm nonlinear loads have been characterized into two types of harmonic sources, current-source type of harmonic source and voltage-source type of harmonic source. Compensation characteristics of both parallel active filters and series active filters have been discussed analytically and experimentally for these two types ofharmonic sources. The corresponding required operation conditions, features, application issues, and adaptive harmonic sources of both filters have been presented. The fact that the traditional active filter, the parallel active filter, is not panacea to harmonic compensation, and that and one cannot use it blindly, has been clearly addressed. The parallel active filter will increase harmonic current and may cause overcurrent of the load when the load is a harmonic voltage source. Instead, it has been verified that the series active filter is better suited for compensation of a harmonic voltage source such as a diode rectifier with smoothing dc capacitor. The conclusions of this article also imply that when a parallel active filter is installed in a power system
Fig. 19. Simulated results of series active filter.
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network such as at a point of common coupling, the network impedance and main harmonic sources downstream from the installation point should be investigated in order to get good petformance and to minimize influence to the loads downstream. In some cases, a combined system of parallel active filter and series active filter may be necessary by utilizing the harmonic isolation function of the series active filters. No doubt active filters are superior to passive filters if used in their niche applications.
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References
111 H. Sasaki and T. Machida, "A new method ro eliminare AC harmonic currenrs by magnetic compensation-considerarions on basic design," l E E E Tram P A S , Vo1.90, no. 5, p. 2009, 1971. 121 L. Gyugyi and E. C. Strycula, "Active AC power filters," IEEEIIAS Annu. Meeting, 1976, p. 529.
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131N Mohan, H A Peterson, W F Long, G R Dreifaerst, and J J Vithayathil, Active filters for AC harmonic suppression, IEEE PES Wznter Meeting, A77 026-8, 1977 C4] H Akagi, A Nabae, and S Atoh, Control strategy ofactive power filters using voltage-source PWM converters, IEEE Trans Ind Applicat , vol 22, no 3, p 460, 1986 [5] K Komatsugi andT Imura, Harmonic current compensator composed ofstatic power converter, IEEEIPESC, 1986, p 283 [6] K Hayafune, T Ueshiba, E Masada, and Y Ogiwara, Microcomputer controlled active power filter, ZEEEIZECON, 1984,p 1221 [7] S Bhattacharya, A Veltman, D M Divan, and R D Lorenz, Flux based active filter controller, IEEEIIAS Annu Meeting, 1995, pp 2483-2491,1995 IS] S Bhattacharyaand D M Divan, Synchronous frame based controller implementation for a hybrid series active filter system, IEEEIIAS Annu Meetzng, 1995, pp 2531-2540 191 S M Williams and R G Hoft, Implementation of current source inverter for power line conditioning, ZEEEIZAS Annu Meeting, 1990, pp 1071-1080 [lo] M Takeda, K Ikeda, Y Tominaga, and K Oku, Harmonic current compensation with active filters, IEEEIIAS Annu Meeting, 1987, p 808 [I11 M Kohata, S Atnh, and H Akagi, Practical active power filters using SI thyristors, Proc ISPE, 1989 112) N Watanabe, Applications ofactive power filters to UPS systems, Proc ISPE, 1989
1131F. 2. Peng, H. Akagi, and A. Nabae, Some considerations on active power filters using PWM converters (in Japanese), I E E ofJapan>PE-86-154, 1986. [14]-, A new approach to harmonic compensation in power systems, IEEEIIAS Annu. Meeting, 1988, p. 874. 1151-, Compensation characteristics of the combined system of shunt passive and series active filters, IEEEIIAS Annu. Meeting, 1989, pp. 959-966. [l6] F. 2. Peng and M. Kohata, Seriesactive filter,1991 Nat. Conv. Rec. IEE Japan, paper no. 568. 1171 F. 2. Peng, M. Kohata, and H. Akagi, Compensation characteristics of shunt active and series active filters, Chinese-/apanese Power Electron. Con$, Beijing, China, 1992, pp. 381-387. 1181H . Akagi, New trends inactivefilters,EPECon~, Sevilla, 1995, pp.O.017-0.026. 1191 F. 2. Peng, J. Lai, Appplication considerations and compensation characteristics ofshunt active and series active filters in power systems, Proc. 7th Int. Conh Harmonics and Q a i y of Power, Las Vegas, NV, 1996, pp. 12-20. ult 1201 A. Mansoor, J. McGee, and F. 2.Peng, Even-harmonic concerns at an industrial facility using a large number of half-controlled rectifiers, presented at PQA97, Cnlumbus, OH. [21] A. Mansoor and R. J. Ferraro, Characterizing ASD power quality application issues, presented at PQA97, Columbus, OH.
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