FOR THE SECOND CIRCUIT EDITH SCHLAIN WINDSOR, In Her Official Capacity as Executor of the Estate of Thea Clara Spyer, Plaintiff-Appellee, v. UNITED STATES OF AMERICA, Defendant-Appellant, BIPARTISAN LEGAL ADVISORY GROUP OF THE UNITED STATES HOUSE OF REPRESENTATIVES, Intervenor-Defendant-Appellant,
On Appeal from the United States District Court for the Southern District of New York, Case No. 10-civ-8435 JOINT APPENDIX VOLUME II __________________________________ STUART F. DELERY Acting Assistant Attorney General MICHAEL JAY SINGER (202) 514-5432 AUGUST E. FLENTJE (202) 514-3309 Attorneys, Appellate Staff Civil Division, U.S. Department of Justice 950 Pennsylvania Ave., N.W., Room 7228 Washington, DC 20530-0001 Case: 12-2335 Document: 155-1 Page: 1 08/17/2012 695244 194 TABLE OF CONTENTS
10 Notice to the Court by Defendant United States of America (Feb. 25, 2011) .............................................................................................. A-46
22 Revised Scheduling Order (May 11, 2011) ................................................... A-57
26 Intervention Order (May 2, 2011) .................................................................. A-59
30 Affidavit of Andrew J. Ehrlich (filed June 24, 2011) .................................... A-71
31 Affidavit of Edith Schlain Windsor (filed June 24, 2011) ........................... A-199
32 Affidavit of Leticia Anne Peplau, Ph.D (filed June 24, 2011) .................... A-305
33 Affidavit of Nancy F. Cott, Ph.D (filed June 24, 2011) ............................... A-350
34 Affidavit of Michael Lamb, Ph.D (filed June 24, 2011) .............................. A-387
35 Affidavit of George Chauncey, Ph.D (filed June 24, 2011) ........................ A-526
36 Affidavit of Gary Segura, Ph.D (filed June 24, 2011) ................................. A-582
40 Brief for the State of New York as Amicus Curiae in Support of the Plaintiff (filed July 27, 2011) ................................................................. A-638
51 Intervenor-Defendants Local Rule 56.1 Response to Plaintiffs Statement of Material Facts (filed August 1, 2011) ..................................... A-671
53-1 Ex. A to Memorandum of Law of Intervenor-Defendant the Bipartisan Legal Advisory Group of the United States House of Representatives in Support of its Motion to Dismiss (filed August 1, 2011) ........................ A-690
53-2 Ex. B to Memorandum of Law of Intervenor-Defendant the Bipartisan Legal Advisory Group of the United States House of Representatives in Support of its Motion to Dismiss (filed August 1, 2011) ........................ A-718
Case: 12-2335 Document: 155-1 Page: 2 08/17/2012 695244 194 ii
62 Declaration of Conor B. Dugan in Opposition to Motion for Summary Judgment, (with Exhibit A) (filed August 2, 2011) ..................................... A-721
Volume II:
62 Exhibits B, D, E, & F to Declaration of Conor B. Dugan in Opposition to Motion for Summary Judgment (filed August 2, 2011) .......................... A-737
74 Declaration of Lisa M. Diamond (filed August 22, 2011) ........................... A-837
82 Declaration of Roberta A. Kaplan (filed September 15, 2011) ................... A-840
83 Supplemental Affidavit of Edith Schlain Windsor (filed September 15, 2011) ........................................................................ A-943
84 Supplemental Expert Affidavit of Letitia Anne Peplau, Ph.D (filed September 15, 2011) ........................................................................ A-949
85 Supplemental Expert Affidavit of Michael Lamb, Ph.D (filed September 15, 2011) ........................................................................ A-952
86 Supplemental Declaration of Lisa M. Diamond (filed September 15, 2011) ........................................................................ A-961
91 Intervenor-Defendants Notice of Recent Decisions (filed October 20, 2011) ............................................................................. A-966
93 Order Granting Motion for Summary Judgment and Denying Motions to Dismiss (filed June 6, 2012) .................................................................... A-985
94 Judgment (filed June 7, 2012) .................................................................... A-1011
95 Notice of Appeal of Intervenor-Defendant the Bipartisan Legal Advisory Group of the U.S. House of Representatives (filed June 8, 2012) .................................................................................. A-1012
97 Notice of Appeal of United States of America (filed June 14, 2012) ........ A-1044
Recently Docketed Letters to the District Court in Chronological Order
124 November, 22, 2010 Letter from R. Kaplan to J. Jones ............................. A-1045
122 April 19, 2011 Letter from R. Kaplan to J. Jones ...................................... A-1047
* Pages A-1049 through A-1076 have been removed intentionally. Case: 12-2335 Document: 155-1 Page: 3 08/17/2012 695244 194 iii
121 August 17, 2011 Letter from R. Kaplan to J. Jones (with attachments) .... A-1077
110 December 8, 2011 Letter from R. Kaplan to J. Jones ................................ A-1272
109 January 23, 2012 Letter from R. Kaplan to J. Jones (with attachments) ... A-1274
108 February 6, 2012 Letter from R. Kaplan to J. Jones .................................. A-1374
107 February 8, 2012 Letter from R. Kaplan to J. Jones .................................. A-1376
106 February 16, 2012 Letter from H. C. Bartolomucci to J. Jones ................. A-1378
105 February 21, 2012 Letter from R. Kaplan to J. Jones ................................ A-1380
125 February 23, 2012 Letter from R. Kaplan to J. Jones ................................ A-1382
103 March 6, 2012 Letter from H. C. Bartolomucci to J. Jones ....................... A-1384
102 March 7, 2012 Letter from R. Kaplan to J. Jones ...................................... A-1387
126 March 15, 2012 Letter from H. C. Bartolomucci to J. Jones ..................... A-1389
101 March 28, 2012 Letter from R. Kaplan to J. Jones .................................... A-1390
100 March 29, 2012 Letter from R. Kaplan to J. Jones .................................... A-1392
99 May 29, 2012 Letter from R. Kaplan to J. Jones ....................................... A-1394
98 May 31, 2012 Letter from R. Kaplan to J. Jones ....................................... A-1396
Exhibit B Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 1 of 51 A-737 Case: 12-2335 Document: 155-1 Page: 5 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK -------------------------------------- EDITH SCHLAIN WINDSOR, in her capacity as Executor of the Estate of CLARA SPYER, Plaintiff, -against- 10-CV-8435 THE UNITED STATES OF AMERICA, Defendant. -------------------------------------- (Caption continued on next page.)
DEPOSITION OF LETITIA ANNE PEPLAU, Ph.D., Friday, June 17, 2011 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 2 of 51 A-738 Case: 12-2335 Document: 155-1 Page: 6 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 2 1 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF CONNECTICUT 2 -------------------------------------- 3 JOANNE PEDERSEN & ANN MEITZEN, GERALD V. PASSARO II, 4 LYNDA DEFORGE & RAQUEL ARDIN, JANET GELLER & JOANNE MARQUIS, 5 SUZANNE & GERALDINE ARTIS, BRADLEY KLEINERMAN & JAMES GEHRE, and 6 DAMON SAVOY & JOHN WEISS, 310 CV 1750 7 Plaintiffs, (VLB) v. 8 OFFICE OF PERSONNEL MANAGEMENT, 9 TIMOTHY F. GEITHNER, in his official capacity as the Secretary of the Treasury, 10 and HILDA L. SOLIS, in her official capacity as the Secretary of Labor, 11 MICHAEL J. ASTRUE, in his official capacity as the Commissioner of the 12 Social Security Administration, UNITED STATES POSTAL SERVICE, JOHN 13 E. POTTER, in his official capacity as The Postmaster General of the United 14 States of America, DOUGLAS H. SHULMAN, in his official 15 capacity as the Commissioner of Internal Revenue, 16 ERIC H. HOLDER, JR., in his official capacity as United States Attorney General, 17 JOHN WALSH, in his official capacity as 18 Acting Comptroller of the Currency, and THE UNITED STATES OF AMERICA, 19 20 Defendants. 21 -------------------------------------- 22 23 24 25 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 3 of 51 A-739 Case: 12-2335 Document: 155-1 Page: 7 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 3 1 2 3 DEPOSITION OF LETITIA ANNE PEPLAU, Ph.D., 4 an Expert Witness herein, taken by Defendant, 5 pursuant to Agreement, at the offices of Paul 6 Weiss Rifkind Wharton & Garrison, LLP, 1285 Avenue 7 of the Americas, New York, New York, on Friday, 8 June 17, 2011, at 10:40 a.m., before Margaret Eustace, 9 a Shorthand Reporter and notary public, within 10 and for the State of New York. 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 4 of 51 A-740 Case: 12-2335 Document: 155-1 Page: 8 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 11 1 L.A. Peplau, Ph.D. 2 A. Yes, I have. 3 Q. How many times? 4 A. I have testified twice. 5 Q. Have you ever been excluded as an 6 expert in a case? 7 A. No. 8 Q. Do you know the plaintiffs in both 9 these cases? 10 A. No, I don't. 11 Q. You have never met any of them? 12 A. No. 13 Q. I know the answer to this, but I will 14 ask it for the record: Are you an attorney? 15 A. No. 16 Q. I would like to go into the question 17 of sexuality. 18 How do you define homosexuality? 19 A. Homosexuality isn't actually a term I 20 would use. I would think of it in the terms 21 of the broader term of sexual orientation. 22 That is what I addressed in my affidavit. 23 Q. How would you define sexual 24 orientation? 25 A. I would define sexual orientation as Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 5 of 51 A-741 Case: 12-2335 Document: 155-1 Page: 9 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 12 1 L.A. Peplau, Ph.D. 2 an enduring set of emotional sexual 3 attractions towards men, toward women or 4 toward both. 5 I would as well define sexual 6 orientation as including a person's identity 7 as gay or lesbian or heterosexual or bisexual. 8 And I would also include it under the rubric 9 of sexual orientation related behavior. For 10 example, forming a relationship with a person 11 of the same sex or of the other sex. 12 Q. Within the definition of sexual 13 orientation, do you define gay differently 14 from that? 15 MR. BENSON: Object to the form. 16 A. I think the term gay is used in a 17 variety of ways. It is one of the sexual 18 orientation identity labels that some people 19 might adopt. The term is, I think, most 20 commonly used with regard to men, but it is 21 sometimes used in a generic way to apply to 22 women as well. 23 Q. How would you define lesbian? 24 A. I think of lesbian as an identity 25 label or category that would be used for women Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 6 of 51 A-742 Case: 12-2335 Document: 155-1 Page: 10 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 13 1 L.A. Peplau, Ph.D. 2 whose enduring attractions are toward other 3 women. 4 Q. How would you define bisexual? 5 A. Again, I would define it as an 6 identity label for a person whose emotional 7 and romantic and sexual attraction are towards 8 persons of both sexes. 9 Q. Do different fields of study use 10 different definitions of sexual orientation? 11 MR. BENSON: Object to the form. 12 A. You know, I really am not an expert 13 on how philosophy or political science or 14 other fields might define sexual orientation. 15 So I don't have a good answer for that 16 question. 17 Q. What about in the social sciences? 18 MR. BENSON: Object to the form. 19 A. You know, I am a psychologist, so the 20 definition of sexual orientation that I use 21 and that I am most familiar with is one that 22 is -- has been used by the American 23 Psychological Association, which is our 24 national professional association, it has been 25 used by them in their educational materials Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 7 of 51 A-743 Case: 12-2335 Document: 155-1 Page: 11 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 14 1 L.A. Peplau, Ph.D. 2 for the public and for practitioners. It is a 3 widely accepted definition within psychology, 4 but I really couldn't tell you what is a 5 standard sociology definition of sexual 6 orientation would be. 7 MR. DUGAN: I am going to have 8 this marked Exhibit 3. This is the APA 9 answers to your questions. 10 (APA answers were marked as 11 Defendants' Exhibit 3 for 12 identification.) 13 Q. Dr. Peplau, do you recognize this 14 document? 15 A. Yes. 16 Q. What is this document? 17 A. It's a document prepared by the 18 American Psychological Association. It is 19 called "Answers to your questions." It has 20 been prepared as an educational material by 21 the APA. 22 Q. I direct you to page 2 of this 23 document. There is a question that says, What 24 causes a person to have a particular sexual 25 orientation?" Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 8 of 51 A-744 Case: 12-2335 Document: 155-1 Page: 12 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 15 1 L.A. Peplau, Ph.D. 2 And I will read this in for the 3 record. 4 "There is no consensus amongst 5 scientists about the exact reasons that an 6 individual develops a heterosexual, bisexual, 7 gay or lesbian orientation. Although much 8 research has examined the possible genetic, 9 hormonal, developmental, social and cultural 10 influences on sexual orientation no findings 11 have emerged that permit scientists to 12 conclude that sexual orientation is determined 13 by any particular factor or factors. Many 14 think that nature and nuture both play complex 15 roles. Most people experience little or no 16 choice about their sexual orientation." 17 Do you agree with this? 18 A. Yes. 19 Q. And is this a consensus for you 20 amongst scientists? 21 MR. BENSON: Object to the form. 22 A. I think it is a widespread view. 23 There are many ideas here, but in the main, I 24 think the ideas that the causes of sexual 25 orientation are not understood is an idea that Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 9 of 51 A-745 Case: 12-2335 Document: 155-1 Page: 13 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 16 1 L.A. Peplau, Ph.D. 2 is accepted by many researchers. 3 Q. Would it fair to say that scientists 4 don't know what causes a particular sexual 5 orientation? 6 A. I will say that. 7 Q. Paragraph 11 of your expert report 8 you stated -- 9 MR. BENSON: Exhibit 2 for the 10 record. 11 MR. DUGAN: Yes. 12 Q. -- you stated that, "It is well 13 established that homosexuality is a normal 14 expression of human sexuality." 15 What do you mean by "normal" in 16 that sentence? 17 A. What I really mean is explained in 18 the following sentence, which says, "It is not 19 a mental illness, and being gay or lesbian has 20 no inherent association with a person's 21 ability to lead a happy, healthy or productive 22 life or to contribute to society." 23 I mean it in that way, that 24 homosexuality is part of a wide array of forms 25 of sexual orientation and that there is Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 10 of 51 A-746 Case: 12-2335 Document: 155-1 Page: 14 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 18 1 L.A. Peplau, Ph.D. 2 one that suggests that unlike some of the past 3 views that linked sexual orientation with 4 mental health that that is a view that 5 psychologists and I no longer accept. 6 Q. I want to go back to the question of 7 sexual orientation. 8 Is there a difference between sexual 9 orientation and sexual attraction? 10 A. I think sexual orientation is a 11 fairly broad term that encompasses many 12 components, and attraction would be one of the 13 ingredients of sexual orientation. 14 Q. Do scientists know what percentage of 15 the American population is homosexual? 16 MR. BENSON: Object to the form. 17 A. There are a variety of estimates that 18 have been made based on research projects. 19 So, for example, in the national 20 representative probability sample by Laumann 21 and others, a project I reference, they used 22 people's sexual orientation identity 23 self-definition of being lesbian, gay or 24 bisexual or heterosexual. 25 And according to their data, Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 11 of 51 A-747 Case: 12-2335 Document: 155-1 Page: 15 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 19 1 L.A. Peplau, Ph.D. 2 somewhere between 1 and 2 percent of women 3 identified as lesbian, and somewhere between 2 4 and 3 percent of men identified as gay. And I 5 think that's a reasonable estimate, using 6 self-identification as a measure of sexual 7 orientation. 8 Q. Have these estimates varied 9 throughout time? 10 MR. BENSON: Object to the form. 11 A. It is fairly new that we have 12 estimates based on representative probability 13 samples. And so prior to research by Laumann 14 and others, there were certainly estimates 15 that were based on nonrepresentative samples 16 and sometimes those estimate were different. 17 Q. You cite Dr. Kinsey's work. 18 A. Yes. 19 Q. I believe he said that -- he had that 20 famous 10 percent number about homosexuals. 21 Has that number been discredited? 22 MR. BENSON: Objection to form. 23 A. Yes. I would say that people have a 24 better understanding of Kinsey's numbers, that 25 Kinsey's sample of men, just where the number Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 12 of 51 A-748 Case: 12-2335 Document: 155-1 Page: 16 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 20 1 L.A. Peplau, Ph.D. 2 comes from was not representative, and that it 3 is, I think, now widely believed to have been 4 too large a number. 5 Q. Does the percentage of people who 6 consider themselves homosexual differ in 7 different areas of the country? 8 MR. BENSON: Object to the form. 9 A. The data that I know that have 10 representative samples are not differentiated 11 by region of the country. For instance, the 12 Laumann data are not differentiated by region, 13 so I don't have a basis for answering that 14 question. 15 Q. The term LGBT, lesbian, gay, bisexual 16 and transgender, what does that term mean? 17 MR. BENSON: Object to the form. 18 A. Sometimes when people are trying to 19 find a shorthand way to talk about people who 20 are not sort of traditionally heterosexual, 21 they will use acronyms. And I think that's 22 really just a way of saying here are a set of 23 people. For instance, in many colleges there 24 might be an LGBT resource center for students, 25 and that would be a center that provided Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 13 of 51 A-749 Case: 12-2335 Document: 155-1 Page: 17 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 25 1 L.A. Peplau, Ph.D. 2 homosexual acts? 3 MR. BENSON: Object to the form. 4 Same objection. 5 A. You know, how I would classify such a 6 person would depend on the goal of the 7 research project. Researchers who are 8 interested in studying the transmission of 9 sexually transmitted diseases might be 10 particularly interested in studying men who 11 have sex with men regardless of whether they 12 identify as heterosexual or gay. And a term 13 that is commonly used for that for those men 14 is men who have sex with men, MSM. 15 Q. Can sexual orientation be defined at 16 birth? 17 MR. BENSON: Objection to form. 18 A. What research shows is that people 19 come to understand their sexual orientation 20 most typically during adolescence, so I would 21 say that looking at a newborn, I would not be 22 able to tell you what that child's sexual 23 orientation is going to be. 24 Q. In paragraph 15 of Exhibit 2, you 25 describe the continuum of sexual orientation. Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 14 of 51 A-750 Case: 12-2335 Document: 155-1 Page: 18 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 36 1 L.A. Peplau, Ph.D. 2 (Copy of paper by Herek Norton 3 Allen and Sims was marked as 4 Defendants' Exhibit 4 for 5 identification.) 6 Q. Do you recognize that, Dr. Peplau? 7 A. Yes. 8 Q. What is that? 9 A. This is a copy of the paper by Herek 10 Norton Allen and Sims that I was referring to 11 in paragraph 25. 12 Q. If I could have you turn to page 186, 13 which is table 3 of this article. 14 You wrote, "95 percent of gay men 15 experience no choice at all or very little 16 choice about their sexual orientation." 17 Looking at table 3, is it fair to say 18 that nearly 7 percent of gay men felt that 19 they had a small amount of choice in their 20 sexuality and 5.2 percent said that they 21 experienced a fair amount or a great deal of 22 choice in their sexuality? 23 MR. BENSON: Objection to form. 24 Q. Let me split that up. 25 Is it fair to say that 7 percent of Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 15 of 51 A-751 Case: 12-2335 Document: 155-1 Page: 19 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 37 1 L.A. Peplau, Ph.D. 2 gay men felt that they had a small amount of 3 choice in their sexuality? 4 A. Yes. 5 Q. And is it fair to say that 5.2 6 percent experienced a fair amount or great 7 deal of choice in their sexuality? 8 A. Yes. 9 Q. With regard to lesbians, doesn't the 10 study show that 31.6 percent of lesbian women 11 experience a small amount or a fair amount of 12 choice in their sexuality? 13 MR. BENSON: Objection to form. 14 Compound. 15 Q. I will split that up. 16 Does this study show that 15.2 17 percent of lesbians experience a small amount 18 of choice in their sexual orientation? 19 A. Yes, that's what the study shows. 20 Q. And does this study show that 16.4 21 percent of lesbians experience a fair amount 22 or a great deal of choice in their sexual 23 orientation? 24 A. Yes, that's what this study shows. 25 Q. And looking at the last column there, Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 16 of 51 A-752 Case: 12-2335 Document: 155-1 Page: 20 08/17/2012 695244 194 Letitia Anne Peplau June 17, 2011 Page 38 1 L.A. Peplau, Ph.D. 2 on table 3, if one factors in gays, lesbians 3 and bisexuals, both bisexual men and women, 4 isn't it true that 14.2 percent experience a 5 small amount of choice in their sexual 6 orientation? 7 A. Yes, that's what the table shows. 8 Q. Is it true that 25.2 percent 9 experience a fair amount or a great deal of 10 choice in their sexual orientation? 11 A. So just so I am clear, what we are 12 doing here is we are adding in bisexuals, who 13 are people who are attracted to both men and 14 women, and when you do that you find that the 15 percent of lumping together lesbians, gay men 16 and bisexuals who report they have a fair 17 amount or a great deal of choice is 25 18 percent. 19 And, yes, that's what the table 20 shows. 21 MR. DUGAN: Mark that Exhibit 5. 22 (Paper by Greg Herek was 23 marked as Defendants' Exhibit 5 24 for identification.) 25 Q. Do you recognize Exhibit 5, Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 17 of 51 A-753 Case: 12-2335 Document: 155-1 Page: 21 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 18 of 51 A-754 Case: 12-2335 Document: 155-1 Page: 22 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 19 of 51 A-755 Case: 12-2335 Document: 155-1 Page: 23 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 20 of 51 A-756 Case: 12-2335 Document: 155-1 Page: 24 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 21 of 51 A-757 Case: 12-2335 Document: 155-1 Page: 25 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 22 of 51 A-758 Case: 12-2335 Document: 155-1 Page: 26 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 23 of 51 A-759 Case: 12-2335 Document: 155-1 Page: 27 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 24 of 51 A-760 Case: 12-2335 Document: 155-1 Page: 28 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 25 of 51 A-761 Case: 12-2335 Document: 155-1 Page: 29 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 26 of 51 A-762 Case: 12-2335 Document: 155-1 Page: 30 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 27 of 51 A-763 Case: 12-2335 Document: 155-1 Page: 31 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 28 of 51 A-764 Case: 12-2335 Document: 155-1 Page: 32 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 29 of 51 A-765 Case: 12-2335 Document: 155-1 Page: 33 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 30 of 51 A-766 Case: 12-2335 Document: 155-1 Page: 34 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 31 of 51 A-767 Case: 12-2335 Document: 155-1 Page: 35 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 32 of 51 A-768 Case: 12-2335 Document: 155-1 Page: 36 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 33 of 51 A-769 Case: 12-2335 Document: 155-1 Page: 37 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 34 of 51 A-770 Case: 12-2335 Document: 155-1 Page: 38 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 35 of 51 A-771 Case: 12-2335 Document: 155-1 Page: 39 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 36 of 51 A-772 Case: 12-2335 Document: 155-1 Page: 40 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 37 of 51 A-773 Case: 12-2335 Document: 155-1 Page: 41 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 38 of 51 A-774 Case: 12-2335 Document: 155-1 Page: 42 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 39 of 51 A-775 Case: 12-2335 Document: 155-1 Page: 43 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 40 of 51 A-776 Case: 12-2335 Document: 155-1 Page: 44 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 41 of 51 A-777 Case: 12-2335 Document: 155-1 Page: 45 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 42 of 51 A-778 Case: 12-2335 Document: 155-1 Page: 46 08/17/2012 695244 194
Name of Cases: UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK EDITH SCHLAIN WINDSOR, in her capacity as Executor of the Estate of THEA CLARA SPYER, Plaintiff, v. THE UNITED STATES OF AMERICA, Defendant. (10 Civ. 8435) (BSJ) (JCF) UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT JOANNE PEDERSEN & ANN MEITZEN, GERALD V. PASSARO II, LYNDA DEFORGE & RAQUEL ARDIN, JANET GELLER & JOANNE MARQUIS, SUZANNE & GERALDINE ARTIS, BRADLEY KLEINERMAN & JAMES GEHRE, and DAMON SAVOY & JOHN WEISS, Plaintiffs, v. OFFICE OF PERSONNEL MANAGEMENT, TIMOTHY F. GEITHNER, in his official capacity as the Secretary of the Treasury, and HILDA L. SOLIS, in her official capacity as the Secretary of Labor, MICHAEL J. ASTRUE, in his official capacity as the Commissioner of the Social Security Administration, UNITED STATES POSTAL SERVICE, JOHN E. POTTER, in his official capacity as The Postmaster General of the United States of America, DOUGLAS H. SHULMAN, in his official capacity as the Commissioner of Internal Revenue, ERIC H. HOLDER, JR., in his official capacity as United States Attorney General, JOHN WALSH, in his official capacity as Acting Comptroller of the Currency, and THE UNITED STATES OF AMERICA, Defendants. (310-CV-1750) (VLB) Date of Deposition: Friday, June 17, 2011 Name of Witness: Letitia Anne Peplau, Ph.D.
Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 43 of 51 A-779 Case: 12-2335 Document: 155-1 Page: 47 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 2 I wish to make the following changes, for the following reasons:
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PAGE LINE: 33:23 CHANGE FROM: I see against relationships of lesbians and gay men. CHANGE TO: I seewhere it says, The relationships of lesbians and gay men Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 44 of 51 A-780 Case: 12-2335 Document: 155-1 Page: 48 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 3 REASON: Transcription error
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PAGE LINE: 51:35 CHANGE FROM: harms not individuals in legal same sex marriage but gay men, lesbians and bisexuals as a group. CHANGE TO: harm not only individuals in legal same-sex marriages, but gay men, lesbians, and bisexuals as a group. REASON: Transcription error
Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 45 of 51 A-781 Case: 12-2335 Document: 155-1 Page: 49 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 4 PAGE LINE: 57:10 CHANGE FROM: no singular theory CHANGE TO: no single theory REASON: Transcription error
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Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 46 of 51 A-782 Case: 12-2335 Document: 155-1 Page: 50 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 5 PAGE LINE: 63:6 CHANGE FROM: CHANGE TO: Add Q: REASON: Typographical error
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Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 47 of 51 A-783 Case: 12-2335 Document: 155-1 Page: 51 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 6 PAGE LINE: 76:8 CHANGE FROM: they in partners are CHANGE TO: that partners are REASON: Transcription error
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Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 48 of 51 A-784 Case: 12-2335 Document: 155-1 Page: 52 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 7 PAGE LINE: 81:24 CHANGE FROM: Fingerhut, et al. Paper CHANGE TO: Fingerhut, et al. paper REASON: Typographical error
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Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 49 of 51 A-785 Case: 12-2335 Document: 155-1 Page: 53 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 8 PAGE LINE: 98:6 CHANGE FROM: for trails CHANGE TO: portrayals REASON: Transcription error
PAGE LINE: 98:14 CHANGE FROM: More the point CHANGE TO: More to the point REASON: Typographical error Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 50 of 51 A-786 Case: 12-2335 Document: 155-1 Page: 54 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-2 Filed 08/02/11 Page 51 of 51 A-787 Case: 12-2335 Document: 155-1 Page: 55 08/17/2012 695244 194
Exhibit D Case 1:10-cv-08435-BSJ-JCF Document 62-4 Filed 08/02/11 Page 1 of 11 A-788 Case: 12-2335 Document: 155-1 Page: 56 08/17/2012 695244 194 In The Matter Of: EDITHSCHLAINWINDSOR v. THEUNITEDSTATESOFAMERICA ___________________________________________________ NANCYF.COTT,PH.D.Vol.1 July6,2011 ___________________________________________________
Case 1:10-cv-08435-BSJ-JCF Document 62-4 Filed 08/02/11 Page 2 of 11
A-789 Case: 12-2335 Document: 155-1 Page: 57 08/17/2012 695244 194 NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK - - - - - - - - - - - - - - - - - - x EDITH SCHLAIN WINDSOR, in her capacity as Executor of the estate of THEA CLARA SPYER Plaintiff v. No. 1:10-cv-08435(BSJ)(JCF) THE UNITED STATES OF AMERICA Defendant - - - - - - - - - - - - - - - - - - x DEPOSITION of NANCY F. COTT, PH.D. Wednesday, July 6, 2011 9:34 a.m. Gay & Lesbian Advocates & Defenders 30 Winter Street Boston, Massachusetts Michelle Keegan, Court Reporter Case 1:10-cv-08435-BSJ-JCF Document 62-4 Filed 08/02/11 Page 3 of 11 A-790 Case: 12-2335 Document: 155-1 Page: 58 08/17/2012 695244 194 NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 2 1 A P P E A R A N C E S: 2 GAY & LESBIAN ADVOCATES & DEFENDERS 3 By Mary Bonauto, Esq. 30 Winter Street 4 Boston, Massachusetts 02108 (617) 426-1350 5 mbonauto@glad.org Counsel for Plaintiffs in Peterson Case 6 7 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 8 By Andrew J. Ehrlich, Esq. 1285 Avenue of the Americas 9 New York, New York 10019 (212) 373-3166 10 aehrlich@paulweiss.com Counsel for Plaintiffs in Windsor Case 11 12 BANCROFT PLLC 13 By Conor B. Dugan, Esq. 1919 M Street, N.W. 14 Washington, D.C. 20036 (202) 234-0090 15 cdugan@bancroftpllc.com Counsel for the Defendant 16 17 UNITED STATES DEPARTMENT OF JUSTICE 18 By Jean Lin, Esq. Federal Programs Branch 19 20 Massachusetts Avenue, N.W. Washington, D.C. 20530 20 (202) 514-3716 jean.lin@usdoj.gov 21 Conusel for the Defendant 22 Also Present: 23 Shira Hoffman Peter Dunne 24 Suzanne Love Ashley Dunn 25 Case 1:10-cv-08435-BSJ-JCF Document 62-4 Filed 08/02/11 Page 4 of 11 A-791 Case: 12-2335 Document: 155-1 Page: 59 08/17/2012 695244 194 NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 3 1 I N D E X 2 Videotaped Deposition of: Page 3 NANCY F. COTT, PH.D. 4 Examination by Mr. Dugan 4 5 Examination by Mr. Ehrlich 59 6 Further Examination by Mr. Dugan 61 7 8 E X H I B I T S 9 No. Page 10 Exhibit 1 Portion of deponent's CV 7 11 Exhibit 2 Deponent's expert affidavit 8 12 Exhibit 3 Bibliography 8 13 Exhibit 4 Excerpts from deponent's book, 42 14 "Public Vows" 15 16 17 Original exhibits retained by court reporter 18 19 20 21 22 23 24 25 Case 1:10-cv-08435-BSJ-JCF Document 62-4 Filed 08/02/11 Page 5 of 11 A-792 Case: 12-2335 Document: 155-1 Page: 60 08/17/2012 695244 194 NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 17 1 09:52:19 together. 2 09:52:24 Q I think you talked about the pair, in your 3 09:52:31 previous answer. Did that pair ever include same-sex 4 09:52:36 couples? 5 09:52:36 A Not to my knowledge, in the colonial part of 6 09:52:41 the -- part of North America or at the time of the 7 09:52:44 founding among those who consider themselves part of the 8 09:52:47 new United States. 9 09:52:47 Q Has marriage been a national or federal issue 10 09:53:02 at times during American history? 11 09:53:05 MR. EHRLICH: Objection to the form. Vague and 12 09:53:08 ambiguous. 13 09:53:08 You can answer. 14 09:53:10 A You said a national or a -- 15 09:53:13 Q Let me rephrase. 16 09:53:15 Has marriage been an issue of federal law at 17 09:53:17 times during American history? 18 09:53:19 A Yes, marriage in federal territories. 19 09:53:23 Q What about marriage among native Americans? 20 09:53:29 A Yes, that's a good point, that in dealing with 21 09:53:34 Indians, again, in federal territories and in certain 22 09:53:43 states where the federal government was dealing with 23 09:53:51 the -- with native Americans through the Bureau of 24 09:53:56 Indian Affairs, the form of marriage observed by these 25 09:53:59 populations was of concern to that federal agency, yes, Case 1:10-cv-08435-BSJ-JCF Document 62-4 Filed 08/02/11 Page 6 of 11 A-793 Case: 12-2335 Document: 155-1 Page: 61 08/17/2012 695244 194 NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 18 1 09:54:04 and to certain people in congress. 2 09:54:05 Q In the post civil war era, did the federal 3 09:54:12 government involve itself in the question of the 4 09:54:15 marriage between former slaves? 5 09:54:17 A During the civil war when the South was 6 09:54:21 occupied and in the very beginning of the post civil war 7 09:54:25 period when the southern states were not yet 8 09:54:28 reconstituted, yes, the federal government through the 9 09:54:32 Freedmen's Bureau concerned itself with marriages of the 10 09:54:36 freed men and women. 11 09:54:37 Q I'd like you to turn to Paragraph 13, page 5 of 12 09:54:55 Exhibit 2. This is your expert affidavit. 13 09:54:59 A I'm sorry. I didn't catch which page. 14 09:55:00 Q Page 5, Paragraph 13, right under Section B. 15 09:55:05 A Okay. 16 09:55:07 Q You write there, "What is seen as legitimate 17 09:55:11 marriage in a given society may be, for instance, 18 09:55:14 polygamous, monogamous, matrifocal or patrifocal, 19 09:55:19 patrilineal or matrilineal, lifelong or temporary, open 20 09:55:21 or closed to concubinage, divorce-prone or 21 09:55:25 divorce-averse," and so on. 22 09:55:26 Are you an expert in marriage and world 23 09:55:29 cultures? 24 09:55:30 A As I said at the outset, I am a specialist in 25 09:55:34 the history of the United States, but that is studied in Case 1:10-cv-08435-BSJ-JCF Document 62-4 Filed 08/02/11 Page 7 of 11 A-794 Case: 12-2335 Document: 155-1 Page: 62 08/17/2012 695244 194 NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 20 1 09:57:40 to divorce his wife because she was past child-bearing 2 09:57:43 age. Men and women known to be sterile have not been 3 09:57:46 prevented from marrying, nor could a marriage be 4 09:57:49 annulled for an inability to bear or beget children." 5 09:57:57 What about the case of impotence? Has that 6 09:58:02 been a bar to marriage? 7 09:58:03 MR. EHRLICH: Objection to form. In -- 8 09:58:04 Q -- in the United States, from the founding 9 09:58:06 until now. 10 09:58:07 MR. EHRLICH: Under federal law or any state 11 09:58:09 law? 12 09:58:09 MR. DUGAN: That's right. 13 09:58:10 A Federal law, so far as I know, has never dealt 14 09:58:14 with this. Certainly in colonial law there -- in New 15 09:58:21 England, yes, impotence or impotency was a reason to 16 09:58:25 dissolve a marriage if there had been no knowledge of 17 09:58:29 that by the partner who was deprived before the 18 09:58:38 marriage. 19 09:58:39 Knowledge that the person he or she was 20 09:58:42 marrying could not engage in sexual intercourse would -- 21 09:58:47 if that knowledge was there before the marriage, then 22 09:58:49 the inability was not a cause for dissolving the 23 09:58:53 marriage. 24 09:58:53 Q Does this mean that consummation has been 25 09:58:57 required to validate marriages in the United States, Case 1:10-cv-08435-BSJ-JCF Document 62-4 Filed 08/02/11 Page 8 of 11 A-795 Case: 12-2335 Document: 155-1 Page: 63 08/17/2012 695244 194 NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 21 1 09:59:00 federal or state subdivisions? 2 09:59:02 A Well, certainly federal law has never dealt 3 09:59:04 with this, so far as I am aware. 4 09:59:07 No, I do not think that consummation has been 5 09:59:10 required. I'm not aware of any law in a state or colony 6 09:59:16 that required consummation through sexual intercourse 7 09:59:19 for a marriage to be valid. Consent was considered 8 09:59:24 sufficient. And prior and more important and even the 9 09:59:28 Christian church from the beginning of the period 10 09:59:31 considered consent more important than consummation to a 11 09:59:34 marriage. 12 09:59:34 Q And in returning to the question of impotence, 13 09:59:38 do you know why impotence has been a grounds for 14 09:59:40 annulment or divorce in American law? 15 09:59:42 A Yes. I believe that it is because sexual 16 09:59:49 intimacy was assumed to be part of marriage. It was not 17 09:59:55 required for a marriage, but it was assumed to be part 18 09:59:57 of marriage. And that was the reason. 19 10:00:01 Q Would you turn to Paragraph 21, which goes from 20 10:00:15 the bottom of page 6 to the top of page 7. Dr. Cott, 21 10:00:19 you write, "The notion that the main purpose of marriage 22 10:00:22 is to provide an ideal or optimal context for raising 23 10:00:26 children was never the prime mover in states' 24 10:00:29 structuring of the marriage institution of the United 25 10:00:32 States, and it cannot be isolated as the main reason for Case 1:10-cv-08435-BSJ-JCF Document 62-4 Filed 08/02/11 Page 9 of 11 A-796 Case: 12-2335 Document: 155-1 Page: 64 08/17/2012 695244 194 NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 28 1 10:11:15 characteristics and in their skills and in their 2 10:11:18 strengths and weaknesses. Yes. 3 10:11:21 Q Has monogony been a central part of the 4 10:11:38 American understanding of marriage? 5 10:11:40 MR. EHRLICH: Objection to the form. At all 6 10:11:43 points since the founding? 7 10:11:44 MR. DUGAN: At all points since the founding in 8 10:11:46 the states and in federal law. 9 10:11:49 A Has monogony be a central understanding of what 10 10:11:52 marriage is? I would say yes. 11 10:11:54 Q And where does the concept of monogony come 12 10:11:57 from? 13 10:11:58 MR. EHRLICH: Objection to the form and beyond 14 10:12:00 the scope of the affidavit. 15 10:12:01 But you can answer if you know. 16 10:12:02 A I believe it is Christianity that has been the 17 10:12:11 most important philosophical trend in enforcing 18 10:12:15 monogony -- Christianity as compared to Judaism or Islam 19 10:12:23 or Buddhism or other world religions. 20 10:12:27 Q And the understanding of monogony in the United 21 10:12:45 States from the founding until, let's say, 15 years ago, 22 10:12:49 monogony was understood to be between one man and one 23 10:12:52 woman, correct? 24 10:12:53 MR. EHRLICH: Objection to the form. 25 10:12:55 Understanding by whom? Case 1:10-cv-08435-BSJ-JCF Document 62-4 Filed 08/02/11 Page 10 of 11 A-797 Case: 12-2335 Document: 155-1 Page: 65 08/17/2012 695244 194 NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 29 1 10:12:56 Q The public understanding. 2 10:12:57 A The general public understanding? 3 10:12:58 Q Yes. 4 10:12:59 A Yes, although I would put it back more than 5 10:13:05 15 years. I would say that really from the 1970s 6 10:13:09 certain people thought that monogony could -- was 7 10:13:15 appropriate for two people of the same sex, but it 8 10:13:17 wasn't a general majority view. 9 10:13:28 Q I want to paraphrase. I hope I'm accurately 10 10:13:45 paraphrasing your testimony about Christianity's 11 10:13:48 influence in establishing monogony. I think you said it 12 10:13:54 was a -- sort of the chief philosophical -- not 13 10:14:00 principle but philosophical sort of thread that led to 14 10:14:05 monogony in the west. Is that correct? 15 10:14:07 A Well, that valorized or celebrated monogony, 16 10:14:12 yes. 17 10:14:12 Q Does that mean monogony has been the norm in 18 10:14:15 Western society for 2,000 years? 19 10:14:18 MR. EHRLICH: Objection to the form. 20 10:14:19 Definitely beyond the scope of the affidavit. 21 10:14:20 But if you know, you can answer. 22 10:14:22 A No, not that long. In Roman -- Christian Rome, 23 10:14:27 for instance, monogony with concubinage was quite 24 10:14:32 typical for elites. So no, I think it's a much shorter 25 10:14:37 history than that. Case 1:10-cv-08435-BSJ-JCF Document 62-4 Filed 08/02/11 Page 11 of 11 A-798 Case: 12-2335 Document: 155-1 Page: 66 08/17/2012 695244 194
Exhibit E (First Part) Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 1 of 18 A-799 Case: 12-2335 Document: 155-1 Page: 67 08/17/2012 695244 194 Michael E. Lamb, Ph.D. June 24, 2011 Page 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK -------------------------------------- EDITH SCHLAIN WINDSOR, in her capacity as Executor of the Estate of CLARA SPYER, Plaintiff, -against- 10-CV-8435 THE UNITED STATES OF AMERICA, Defendant. -------------------------------------- UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT -------------------------------------- JOANNE PEDERSEN & ANN MEITZEN, GERALD V. PASSARO II, LYNDA DEFORGE & RAQUEL ARDIN, JANET GELLER & JOANNE MARQUIS, SUZANNE & GERALDINE ARTIS, BRADLEY KLEINERMAN & JAMES GEHRE DAMON SAYVOY & JOHN WEISS, Plaintiffs, Civil Action No. -against- 310 CV 1750 (VLB) OFFICE OF PERSONNEL MANAGEMENT, TIMOTHY F. GEITHNER, in his official capacity as the Secretary of the Treasury, and HILDA L. SOLIS, in her official capacity as the Secretary of Labor, et al., Defendants. -------------------------------------- DEPOSITION OF MICHAEL E. LAMB, Ph.D. Friday, June 24, 2011 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 2 of 18 A-800 Case: 12-2335 Document: 155-1 Page: 68 08/17/2012 695244 194 Michael E. Lamb, Ph.D. June 24, 2011 Page 2 1 2 3 DEPOSITION OF MICHAEL E. LAMB, Ph.D., a 4 Witness herein, taken by Intervenors, pursuant to 5 Notice, at the offices of Paul, Weiss, Rifkind, 6 Wharton & Garrison LLP, 1285 Avenue of the 7 Americas, New York, New York 10019 on Friday, 8 June 24, 2011, at 8:45 a.m., before DEBRA 9 STEVENS, a Registered Professional Reporter and 10 notary public, within and for the State of New 11 York. 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 3 of 18 A-801 Case: 12-2335 Document: 155-1 Page: 69 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 4 of 18 A-802 Case: 12-2335 Document: 155-1 Page: 70 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 5 of 18 A-803 Case: 12-2335 Document: 155-1 Page: 71 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 6 of 18 A-804 Case: 12-2335 Document: 155-1 Page: 72 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 7 of 18 A-805 Case: 12-2335 Document: 155-1 Page: 73 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 8 of 18 A-806 Case: 12-2335 Document: 155-1 Page: 74 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 9 of 18 A-807 Case: 12-2335 Document: 155-1 Page: 75 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 10 of 18 A-808 Case: 12-2335 Document: 155-1 Page: 76 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 11 of 18 A-809 Case: 12-2335 Document: 155-1 Page: 77 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 12 of 18 A-810 Case: 12-2335 Document: 155-1 Page: 78 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 13 of 18 A-811 Case: 12-2335 Document: 155-1 Page: 79 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 14 of 18 A-812 Case: 12-2335 Document: 155-1 Page: 80 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 15 of 18 A-813 Case: 12-2335 Document: 155-1 Page: 81 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 16 of 18 A-814 Case: 12-2335 Document: 155-1 Page: 82 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 17 of 18 A-815 Case: 12-2335 Document: 155-1 Page: 83 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-5 Filed 08/02/11 Page 18 of 18 A-816 Case: 12-2335 Document: 155-1 Page: 84 08/17/2012 695244 194
Exhibit E (Second Part) Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 1 of 18 A-817 Case: 12-2335 Document: 155-1 Page: 85 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 2 of 18 A-818 Case: 12-2335 Document: 155-1 Page: 86 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 3 of 18 A-819 Case: 12-2335 Document: 155-1 Page: 87 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 4 of 18 A-820 Case: 12-2335 Document: 155-1 Page: 88 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 5 of 18 A-821 Case: 12-2335 Document: 155-1 Page: 89 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 6 of 18 A-822 Case: 12-2335 Document: 155-1 Page: 90 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 7 of 18 A-823 Case: 12-2335 Document: 155-1 Page: 91 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 8 of 18 A-824 Case: 12-2335 Document: 155-1 Page: 92 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 9 of 18 A-825 Case: 12-2335 Document: 155-1 Page: 93 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 10 of 18 A-826 Case: 12-2335 Document: 155-1 Page: 94 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 11 of 18 A-827 Case: 12-2335 Document: 155-1 Page: 95 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 12 of 18 A-828 Case: 12-2335 Document: 155-1 Page: 96 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 13 of 18 A-829 Case: 12-2335 Document: 155-1 Page: 97 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 14 of 18 A-830 Case: 12-2335 Document: 155-1 Page: 98 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 15 of 18 A-831 Case: 12-2335 Document: 155-1 Page: 99 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 16 of 18 A-832 Case: 12-2335 Document: 155-1 Page: 100 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 17 of 18 A-833 Case: 12-2335 Document: 155-1 Page: 101 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-6 Filed 08/02/11 Page 18 of 18 A-834 Case: 12-2335 Document: 155-1 Page: 102 08/17/2012 695244 194
Exhibit F Case 1:10-cv-08435-BSJ-JCF Document 62-7 Filed 08/02/11 Page 1 of 2 A-835 Case: 12-2335 Document: 155-1 Page: 103 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 62-7 Filed 08/02/11 Page 2 of 2 A-836 Case: 12-2335 Document: 155-1 Page: 104 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 74 Filed 08/22/11 Page 1 of 3 A-837 Case: 12-2335 Document: 155-1 Page: 105 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 74 Filed 08/22/11 Page 2 of 3 A-838 Case: 12-2335 Document: 155-1 Page: 106 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 74 Filed 08/22/11 Page 3 of 3 A-839 Case: 12-2335 Document: 155-1 Page: 107 08/17/2012 695244 194 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK EDITH SCHLAIN WINDSOR, in her capacity as Executor of the estate of THEA CLARA SPYER, Plaintiff, v. THE UNITED STATES OF AMERICA, Defendant. 10 Civ. 8435 (BSJ) (JCF) ECF Case DECLARATION OF ROBERTA A. KAPLAN Roberta A. Kaplan declares as follows: 1. I am a partner at the firm of Paul, Weiss, Rifkind, Wharton & Garrison LLP, 1285 Avenue of the Americas, New York, New York 10019-6064, counsel for Plaintiff Edith Schlain Windsor. I submit this Declaration in support of Plaintiffs Reply Memorandum in Support of her Motion for Summary Judgment. 2. Attached to this Declaration as Exhibit A are true and correct copies of excerpts from the deposition of Professor George Chauncey, Ph.D. 3. Attached to this Declaration as Exhibit B are true and correct copies of excerpts from the deposition of Professor Letitia Anne Peplau, Ph.D. 4. Attached to this Declaration as Exhibit C are true and correct copies of excerpts from the deposition of Professor Gary Segura, Ph.D. 5. Attached to this Declaration as Exhibit D are true and correct copies of excerpts from the deposition of Professor Michael Lamb, Ph.D.. 6. Attached to this Declaration as Exhibit E are true and correct copies of excerpts from the deposition of Professor Nancy F. Cott, Ph.D. Case 1:10-cv-08435-BSJ-JCF Document 82 Filed 09/15/11 Page 1 of 2 A-840 Case: 12-2335 Document: 155-1 Page: 108 08/17/2012 695244 194 I declare under penalty of perjury, pursuant to 28 U.S.C. 1746 (2006), that the foregoing is true and current. Executed at New York, New York on this 15th day of September 2011: Roberta A. Kaplan, Esq. Case 1:10-cv-08435-BSJ-JCF Document 82 Filed 09/15/11 Page 2 of 2 A-841 Case: 12-2335 Document: 155-1 Page: 109 08/17/2012 695244 194
EXHIBIT A Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 1 of 26 A-842 Case: 12-2335 Document: 155-1 Page: 110 08/17/2012 695244 194 George A. Chauncey, Ph. D. July 12, 2011 Page 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK -------------------------------------- EDITH SCHLAIN WINDSOR, in her capacity as Executor of the Estate of CLARA SPYER, Plaintiff, -against- 10-CV-8435 THE UNITED STATES OF AMERICA, Defendant. -------------------------------------- (Caption continued on next page.) DEPOSITION OF GEORGE A. CHAUNCEY, Ph.D. Tuesday, July 12, 2011 Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 2 of 26 A-843 Case: 12-2335 Document: 155-1 Page: 111 08/17/2012 695244 194 George A. Chauncey, Ph. D. July 12, 2011 Page 25 1 G. Chauncey 2 the family. And it did this in newspaper ads 3 published in the local papers and the pamphlets 4 that it distributed door to door and so forth. 5 So I would call it demeaning stereotypes and 6 inflammatory rhetoric used by that particular 7 organization. 8 Take another example. In 1992, I 9 believe it was called Coloradoans Against Special 10 Rights, but I need to double check that name, was 11 established in Colorado to enact Amendment 2, a 12 state constitutional amendment that would have 13 overturned existing protections, legislative 14 protections against discrimination against gay 15 people in Denver, Boulder, a couple other places 16 in Colorado, and have prohibited the government 17 from enacting any other such protections 18 legislatively or by regulation. 19 And the group that campaigned for that 20 was connected to groups that campaigned in 21 similar campaigns in other states and cities to 22 overturn such laws, and they distributed door to 23 door and played on churches -- played in churches 24 videos with names like "The Gay Agenda," "Gay 25 Rights/Special Rights," that again demonized Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 3 of 26 A-844 Case: 12-2335 Document: 155-1 Page: 112 08/17/2012 695244 194 George A. Chauncey, Ph. D. July 12, 2011 Page 26 1 G. Chauncey 2 homosexuals as child molesters, as people who 3 engaged in the most startlingly strange and 4 disgusting seeming kinds of sexual behavior, who 5 were a wealthy class, privileged class who didn't 6 need these rights and who threatened children. 7 So, those would be two examples. 8 Q. Can you give any examples of anti-gay 9 groups, contemporary anti-gay groups? 10 A. Well, today those groups would include 11 Focus on the Family, the American Family 12 Association, Traditional Values Coalition. 13 Groups of that sort that have organized -- the 14 National Organization For Marriage -- which have 15 organized around the country to pass 16 constitutional amendments prohibiting same-sex 17 couples from getting married. Those would be 18 some examples. 19 Q. Is the Church of Latter Day Saints an 20 anti-gay organization? 21 MS. KAPLAN: You mean the Mormons? 22 MR. DUGAN: Yes. 23 MS. KAPLAN: Objection to form. 24 A. Well, I guess I would want to say that 25 the Church of Latter Day Saints has certainly Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 4 of 26 A-845 Case: 12-2335 Document: 155-1 Page: 113 08/17/2012 695244 194 George A. Chauncey, Ph. D. July 12, 2011 Page 29 1 G. Chauncey 2 MR. DUGAN: Today. 3 MS. KAPLAN: Objection to form but you 4 can answer. 5 A. Well, again, your question is still a 6 little vague to me, I have to admit. But I will 7 attempt an answer. I will go in one direction. 8 I think that there is a difference 9 between a group seeking a tax break which might 10 be looked upon favorably at one point and then 11 get attention and be portrayed unfavorably at 12 another point and a group of people who are being 13 denied fundamental civil rights. 14 I think that in the case of gay and 15 lesbian Americans, we have seen in the last 16 decade really just an extraordinary degree to 17 which their basic rights have been subject to the 18 vicissitudes of public opinion, with -- since the 19 seventies, a large number of cases in which their 20 civil rights have been put to the vote in popular 21 referenda and, something like in three quarters 22 of the cases, have been taken away, or in just 23 the last decade you have seen 29 states enact 24 constitutional amendments which write in gay and 25 lesbian inequality into the fundamental law of Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 5 of 26 A-846 Case: 12-2335 Document: 155-1 Page: 114 08/17/2012 695244 194 George A. Chauncey, Ph. D. July 12, 2011 Page 30 1 G. Chauncey 2 the states. 3 It is hard to think of many other 4 groups that have been subject to the vicissitudes 5 of public opinion in quite that way. 6 Q. So when you are talking about civil 7 rights that are subject to the whims of public 8 opinion you have in mind things like marriage, 9 housing -- 10 A. Freedom from discrimination. Now, we 11 can look in a longer duration and see for a long 12 time black civil rights were subject to the 13 vicissitudes of public opinion and were, even 14 after emancipation, were severely curtailed by 15 legislation across the south and Supreme Court 16 rulings, until a point when the courts said that 17 actually segregation of the schools is 18 unconstitutional. 19 When the court, the Supreme Court said 20 denying the freedom to marry to an interracial 21 couple is unconstitutional, the court said that 22 at a time when the vast majority of white 23 Americans -- and I think it is something like 24 90 percent of white southerners did not believe 25 that interracial couples should have the right to Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 6 of 26 A-847 Case: 12-2335 Document: 155-1 Page: 115 08/17/2012 695244 194 George A. Chauncey, Ph. D. July 12, 2011 Page 39 1 G. Chauncey 2 There were crackdowns in Boise, Idaho and Miami. 3 It would just go on and on. I can't give you a 4 precise number. 5 Q. Were there some regions of the country 6 that were not involved in these crackdowns? 7 A. I am unaware of regions through most 8 of the 20th century, certainly the mid 20th 9 century, which I am talking about here, in which 10 this did not happen. 11 Q. Turning to paragraph 12 on the same 12 page, page 5 of Exhibit 2? You write in that 13 first sentence, "Private hostility and 14 discrimination, often encouraged by government 15 officials, has had a similarly profound and 16 enduring negative effect on lesbians and gay men 17 in American society." 18 Is there any way to evaluate how 19 widespread this private hostility and 20 discrimination is and was? 21 MS. KAPLAN: Objection to form. You 22 can answer. 23 A. Well, again it is difficult to give 24 you precise numbers here, but I will give you two 25 examples of this. As I say in the sentence, Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 7 of 26 A-848 Case: 12-2335 Document: 155-1 Page: 116 08/17/2012 695244 194 George A. Chauncey, Ph. D. July 12, 2011 Page 40 1 G. Chauncey 2 private hostility and discrimination was often 3 encouraged by government officials. And one 4 example of this is that in President Eisenhower's 5 executive order in 1953, he not only banned 6 homosexuals from serving in civilian as well as 7 military agencies of the government but required 8 companies that had federal contracts to ferret 9 out and discharge their homosexual employees. 10 And at that time, early -- 11 significantly, during the cold war, Korean war, 12 et cetera -- about 20 percent of American 13 companies had contracts with the federal 14 government, so they were required by this law to 15 do this. 16 It was just taken as a matter of 17 course on the part of most lesbians and gay men 18 in this period that except for a handful of 19 professions and job niches, they had to be very 20 careful to hide their homosexuality because they 21 would lose their jobs if their employers learned 22 that they were gay. 23 The most horrifying example I heard 24 was someone talking about a close friend of his 25 whose partner of many years was dying from a Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 8 of 26 A-849 Case: 12-2335 Document: 155-1 Page: 117 08/17/2012 695244 194 George A. Chauncey, Ph. D. July 12, 2011 Page 41 1 G. Chauncey 2 brain tumor and he was caring for him and he 3 could never tell his employers what was going on 4 and why he was sometimes missing days at work 5 because he knew he would lose his job if he did 6 so. 7 Q. I think you mentioned there were some 8 professions where gays and lesbians could be 9 open. Which professions were those? 10 A. Again, "be open" is a complicated word 11 in this context. There were a handful of 12 professions that were stereotypically associated 13 with gay men or lesbians, which typically were 14 low prestige, low income professions. Being a 15 waiter, low-level clerical work, being a sales 16 clerk at a department store were some of the 17 professions where people felt -- they still 18 typically wouldn't want to let their customers 19 know that they were gay, but often they didn't 20 deal with the public, as it were, and they could 21 get by. 22 But certainly of the many -- at this 23 point I have interviewed more than 180 older gay 24 men, and pretty consistently they felt that there 25 was a ceiling on how far they could progress if Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 9 of 26 A-850 Case: 12-2335 Document: 155-1 Page: 118 08/17/2012 695244 194 George A. Chauncey, Ph. D. July 12, 2011 Page 53 1 G. Chauncey 2 homosexual as an individual and to the growing 3 visibility of those individuals, began to 4 classify and discriminate against certain of its 5 citizens on the basis of their status or identity 6 as homosexuals." 7 When you use the term or the phrase 8 "hostility to same-sex conduct," is that the same 9 as hostility to gays or homosexuals? 10 MS. KAPLAN: Objection to form. 11 A. Well, as I have tried to say, the 12 category of homosexual or heterosexual, gay 13 people or straight people didn't exist in the 14 same way before, so there was certainly a long 15 history of hostility to the behavior that would 16 come to be identified with and seen as 17 characteristic of the people that would come to 18 be known as homosexuals or gay people. 19 So, that's the longer tradition. But 20 as I have said here, it was in the 20th century 21 that the government began to classify and 22 discriminate against certain of its citizens on 23 the basis of their status as homosexuals. Again, 24 that drew on a longer history of vilification but 25 it took a distinctive form in the 20th century. Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 10 of 26 A-851 Case: 12-2335 Document: 155-1 Page: 119 08/17/2012 695244 194 Name of Cases: UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK EDITH SCHLAIN WINDSOR, in her capacity as Executor of the Estate of THEA CLARA SPYER, Plaintiff, v. THE UNITED STATES OF AMERICA, Defendant. (10 Civ. 8435) (BSJ) (JCF) UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT JOANNE PEDERSEN & ANN MEITZEN, GERALD V. PASSARO II, LYNDA DEFORGE & RAQUEL ARDIN, JANET GELLER & JOANNE MARQUIS, SUZANNE & GERALDINE ARTIS, BRADLEY KLEINERMAN & JAMES GEHRE, and DAMON SAVOY & JOHN WEISS, Plaintiffs, v. OFFICE OF PERSONNEL MANAGEMENT, TIMOTHY F. GEITHNER, in his official capacity as the Secretary of the Treasury, and HILDA L. SOLIS, in her official capacity as the Secretary of Labor, MICHAEL J. ASTRUE, in his official capacity as the Commissioner of the Social Security Administration, UNITED STATES POSTAL SERVICE, JOHN E. POTTER, in his official capacity as The Postmaster General of the United States of America, DOUGLAS H. SHULMAN, in his official capacity as the Commissioner of Internal Revenue, ERIC H. HOLDER, JR., in his official capacity as United States Attorney General, JOHN WALSH, in his official capacity as Acting Comptroller of the Currency, and THE UNITED STATES OF AMERICA, Defendants. (310-CV-1750) (VLB) Date of Deposition: Tuesday, July 12, 2011 Name of Witness: George Chauncey, Ph.D. Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 11 of 26 A-852 Case: 12-2335 Document: 155-1 Page: 120 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 2 I wish to make the following changes, for the following reasons: PAGE LINE: 6:19 CHANGE FROM: Vicki CHANGE TO: Vickie REASON: Typographical Error PAGE LINE: 7:1 CHANGE FROM: plaintiffs CHANGE TO: plaintiff REASON: Transcription error PAGE LINE: 8:20 CHANGE FROM: American history since 1919; courses on American CHANGE TO: American history since 1919; also courses on American REASON: Transcription error PAGE LINE: 8:24 CHANGE FROM: in the United States, courses on the history of CHANGE TO: in the United States, and courses on the history of REASON: Transcription error PAGE LINE: 11:89 CHANGE FROM: for deposition preparation for the deposition. CHANGE TO: for preparation for the deposition. Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 12 of 26 A-853 Case: 12-2335 Document: 155-1 Page: 121 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 3 REASON: Transcription error PAGE LINE: 12:25 CHANGE FROM: synonymous CHANGE TO: synonymously REASON: Transcription error PAGE LINE: 14:4 CHANGE FROM: content to homosociality. So that American CHANGE TO: content to homosociality. American society REASON: Transcription error PAGE LINE: 15:12 CHANGE FROM: this subject I wouldnt say that every single CHANGE TO: this subject. I wouldnt say that every single REASON: Typographical error PAGE LINE: 18:23 CHANGE FROM: alone between mid 1920s and mid-1960s CHANGE TO: alone between the mid-1920s and mid-1960s. REASON: Transcription and typographical error PAGE LINE: 23:11 CHANGE FROM: as second class citizens by denying the right to CHANGE TO: as second class citizens by denying them the right to Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 13 of 26 A-854 Case: 12-2335 Document: 155-1 Page: 122 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 4 REASON: Transcription error PAGE LINE: 24:3 CHANGE FROM: courts to decide what they may wish to about this CHANGE TO: courts to decide what they may wish to do about this REASON: Transcription error PAGE LINE: 25:810 CHANGE FROM: I believe it was called Coloradoans Against Special Rights, but I need to double check that name, CHANGE TO: Colorado for Family Values REASON: Witness advised he would confirm the groups name and he did. PAGE LINE: 27:25 CHANGE FROM: it was engaged CHANGE TO: it has engaged REASON: Transcription error PAGE LINE: 29:24 CHANGE FROM: write in gay CHANGE TO: write gay REASON: Clarification PAGE LINE: 31:5 CHANGE FROM: have been allow to. Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 14 of 26 A-855 Case: 12-2335 Document: 155-1 Page: 123 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 5 CHANGE TO: have been allowed to marry. REASON: Clarification PAGE LINE: 34:21 CHANGE FROM: Leviticus, CHANGE TO: Leviticuss REASON: Transcription error PAGE LINE: 36:17 CHANGE FROM: accustomed to road shows, but in these days they CHANGE TO: accustomed to road shows, but in those days they REASON: Transcription error PAGE LINE: 37:5 CHANGE FROM: I have think you touched on this CHANGE TO: I think you have touched on this REASON: Transcription error PAGE LINE: 38:2021 CHANGE FROM: clippings of crackdowns. And so they both published CHANGE TO: clippings of crackdowns. And so they published REASON: Transcription error PAGE LINE: 42:1011 Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 15 of 26 A-856 Case: 12-2335 Document: 155-1 Page: 124 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 6 CHANGE FROM: In the 1990s many clergy condemned and still condemn homosexuality as sinful. The CHANGE TO: In the 1990s, many clergy condemned (and still condemn) homosexuality as sinful. The REASON: Typographical error PAGE LINE: 43:10 CHANGE FROM: Gods CHANGE TO: God has REASON: Transcription error PAGE LINE: 44:13 CHANGE FROM: rights of that equality CHANGE TO: rights or that equality REASON: Transcription error PAGE LINE: 48:1112 CHANGE FROM: intermeshed. There is some thought that the CHANGE TO: intermeshed -- there is some thought that the REASON: Transcription error PAGE LINE: 51:4 CHANGE FROM: you know, CHANGE TO: even though it REASON: Transcription error Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 16 of 26 A-857 Case: 12-2335 Document: 155-1 Page: 125 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 7 PAGE LINE: 51:5 CHANGE FROM: conduct. It was CHANGE TO: conduct it was REASON: Clarification PAGE LINE: 57:16 CHANGE FROM: of World War CHANGE TO: in World War REASON: Transcription error PAGE LINE: 52:22 CHANGE FROM: same paragraph, you write, Between the 1920s and the 1950s the government, drawing on long CHANGE TO: same paragraph, you write, Between the 1920s and the 1950s, the government, drawing on long REASON: Transcription error PAGE LINE: 63:3 CHANGE FROM: who was psychological better adjusted. And no CHANGE TO: who was psychologically better adjusted. And no REASON: Transcription error PAGE LINE: 66:1821 CHANGE FROM: You say that [] CHANGE TO: Omit quotation marks. REASON: This is a paraphrase of the actual text. Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 17 of 26 A-858 Case: 12-2335 Document: 155-1 Page: 126 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 8 PAGE LINE: 67:11 CHANGE FROM: I have mentioned. And so there was much more CHANGE TO: I have mentioned. And so there was a much more REASON: Transcription error PAGE LINE: 67:13 CHANGE FROM: that the CHANGE TO: why the REASON: Clarification PAGE LINE: 68:20 CHANGE FROM: campaigns and that CHANGE TO: campaigns, in that REASON: Transcription error PAGE LINE: 69:4 CHANGE FROM: demonization and became an occasion for CHANGE TO: demonization and it became an occasion for REASON: Transcription error PAGE LINE: 74:1617 CHANGE FROM: Polling data suggests the magnitude of the shift. In 1985 only a quarter of CHANGE TO: Polling data suggest the magnitude of the shift. In 1985, only a quarter of Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 18 of 26 A-859 Case: 12-2335 Document: 155-1 Page: 127 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 9 REASON: Transcription error PAGE LINE: 74:20 CHANGE FROM: gay and more than half believed that they did not CHANGE TO: gay, and more than half believed that they did not REASON: Transcription error PAGE LINE: 76:6 CHANGE FROM: camp CHANGE TO: camps REASON: Transcription error PAGE LINE: 76:9 CHANGE FROM: accepted. It is very regionally and by religion CHANGE TO: accepted. It varies regionally and by religion REASON: Typographical error PAGE LINE: 76:19 CHANGE FROM: has been relative more openness, less policing, CHANGE TO: has been relatively more openness, less policing, REASON: Transcription error PAGE LINE: 78:12 CHANGE FROM: can be healed. NARTH also lectures partners with CHANGE TO: can be healed. NARTH also lectures, partners with Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 19 of 26 A-860 Case: 12-2335 Document: 155-1 Page: 128 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 10 REASON: Transcription error. PAGE LINE: 79:21 CHANGE FROM: homosexuals to be disordered in some way, a CHANGE TO: homosexuals to be disordered in some way, based on a REASON: Transcription error PAGE LINE: 83:24 CHANGE FROM: And so, their discrimination has taken CHANGE TO: And so, discrimination has taken REASON: Transcription error PAGE LINE: 84:19 CHANGE FROM: meant and who was CHANGE TO: meant and who it was REASON: Transcription Error PAGE LINE: 87:7 CHANGE FROM: respectful CHANGE TO: respectable REASON: Transcription error PAGE LINE: 88:11 CHANGE FROM: beginning of the 20th century there was much more CHANGE TO: beginning of the 20th century, it was much more Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 20 of 26 A-861 Case: 12-2335 Document: 155-1 Page: 129 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 11 REASON: Transcription error PAGE LINE: 91:13 CHANGE FROM: decision, which was significant, to overturn the CHANGE TO: decision, which was significant, in overturning the REASON: Transcription error PAGE LINE: 91:19 CHANGE FROM: at any given CHANGE TO: in the present REASON: Clarification PAGE LINE: 94:19 CHANGE FROM: generic. CHANGE TO: generic term. REASON: Transcription error PAGE LINE: 94:20 CHANGE FROM: Fifty years ago no state had a gay rights law CHANGE TO: Fifty years ago no state had a gay rights law REASON: Omit quotation marks; transcription error PAGE LINE: 97:56 CHANGE FROM: changes that have led to decline CHANGE TO: changes that have led to a decline Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 21 of 26 A-862 Case: 12-2335 Document: 155-1 Page: 130 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 12 REASON: Transcription error PAGE LINE: 98:3 CHANGE FROM: because of censorship, less representation at all CHANGE TO: because of censorship, less representation, if at all, REASON: Transcription error PAGE LINE: 98:5 CHANGE FROM: that on the CHANGE TO: that in the REASON: Transcription error PAGE LINE: 98:19 CHANGE FROM: there have also been persistence and even an CHANGE TO: there has also been persistence and even an REASON: Typographical error PAGE LINE: 101:9 CHANGE FROM: Do this strand of gay liberationist CHANGE TO: Does this strand of gay liberationist REASON: Typographical error PAGE LINE: 101:15 CHANGE FROM: bit but shared CHANGE TO: bit, but it shares Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 22 of 26 A-863 Case: 12-2335 Document: 155-1 Page: 131 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 13 REASON: Clarification PAGE LINE: 102:12 CHANGE FROM: Guy CHANGE TO: Gay REASON: Transcription Error PAGE LINE: 103:2 CHANGE FROM: Why dont you look at it. CHANGE TO: Why dont you look at it? REASON: Typographical error PAGE LINE: 105:13 CHANGE FROM: Now as I say here, yes, there is CHANGE TO: Now, as I say here, yes, there is a REASON: Typographical error PAGE LINE: 108:11 CHANGE FROM: directly but often CHANGE TO: directly, but most often REASON: Clarification PAGE LINE: 109:1819 CHANGE FROM: people who support anti-gay -- sorry. Laws against discrimination against gay people but -- Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 23 of 26 A-864 Case: 12-2335 Document: 155-1 Page: 132 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 14 CHANGE TO: people who support anti-gay -- sorry, laws against discrimination against gay people but REASON: Transcription error PAGE LINE: 110:20 CHANGE FROM: Dr. Chauncey that ran in University of Chicago CHANGE TO: Dr. Chauncey that ran in the University of Chicago REASON: Transcription error PAGE LINE: 111:25 CHANGE FROM: referring to CHANGE TO: referring to, REASON: Transcription Error PAGE LINE: 112:23 CHANGE FROM: some of the sailors at this naval station training station in Newport CHANGE TO: some of the sailors at this naval training station in Newport REASON: Transcription error PAGE LINE: 112:20 CHANGE FROM: to page 28. I think it is second page in. This CHANGE TO: to page 28. I think it is the second page in. This REASON: Transcription error PAGE LINE: 115:67 Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 24 of 26 A-865 Case: 12-2335 Document: 155-1 Page: 133 08/17/2012 695244 194 George Chauncey Errata Sheet for July 12, 2011 Deposition 15 CHANGE FROM: hand -- I dont think have made a claim that marriage between two women or two men have been CHANGE TO: hand -- I dont think they made a claim that marriage between two women or two men had been REASON: Transcription error PAGE LINE: 118:7 CHANGE FROM: the Jews or the CHANGE TO: the Jews, or of REASON: Transcription error PAGE LINE: 118:8 CHANGE FROM: enslaved people or CHANGE TO: enslaved people, or REASON: Transcription error Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 25 of 26 A-866 Case: 12-2335 Document: 155-1 Page: 134 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 82-1 Filed 09/15/11 Page 26 of 26 A-867 Case: 12-2335 Document: 155-1 Page: 135 08/17/2012 695244 194
EXHIBIT B Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 1 of 13 A-868 Case: 12-2335 Document: 155-1 Page: 136 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 2 of 13 A-869 Case: 12-2335 Document: 155-1 Page: 137 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 3 of 13 A-870 Case: 12-2335 Document: 155-1 Page: 138 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 4 of 13 A-871 Case: 12-2335 Document: 155-1 Page: 139 08/17/2012 695244 194 Name of Cases: UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK EDITH SCHLAIN WINDSOR, in her capacity as Executor of the Estate of THEA CLARA SPYER, Plaintiff, v. THE UNITED STATES OF AMERICA, Defendant. (10 Civ. 8435) (BSJ) (JCF) UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT JOANNE PEDERSEN & ANN MEITZEN, GERALD V. PASSARO II, LYNDA DEFORGE & RAQUEL ARDIN, JANET GELLER & JOANNE MARQUIS, SUZANNE & GERALDINE ARTIS, BRADLEY KLEINERMAN & JAMES GEHRE, and DAMON SAVOY & JOHN WEISS, Plaintiffs, v. OFFICE OF PERSONNEL MANAGEMENT, TIMOTHY F. GEITHNER, in his official capacity as the Secretary of the Treasury, and HILDA L. SOLIS, in her official capacity as the Secretary of Labor, MICHAEL J. ASTRUE, in his official capacity as the Commissioner of the Social Security Administration, UNITED STATES POSTAL SERVICE, JOHN E. POTTER, in his official capacity as The Postmaster General of the United States of America, DOUGLAS H. SHULMAN, in his official capacity as the Commissioner of Internal Revenue, ERIC H. HOLDER, JR., in his official capacity as United States Attorney General, JOHN WALSH, in his official capacity as Acting Comptroller of the Currency, and THE UNITED STATES OF AMERICA, Defendants. (310-CV-1750) (VLB) Date of Deposition: Friday, June 17, 2011 Name of Witness: Letitia Anne Peplau, Ph.D. Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 5 of 13 A-872 Case: 12-2335 Document: 155-1 Page: 140 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 2 I wish to make the following changes, for the following reasons: PAGE LINE: 16:3 CHANGE FROM: would it CHANGE TO: would it be REASON: Transcription error PAGE LINE: 22:23 CHANGE FROM: ASEF (ph) CHANGE TO: NSF [National Science Foundation] REASON: Transcription error PAGE LINE: 29:20 CHANGE FROM: questions CHANGE TO: lesbians REASON: Transcription error PAGE LINE: 32:13 CHANGE FROM: Does California studies CHANGE TO: Those California studies REASON: Transcription error PAGE LINE: 33:23 CHANGE FROM: I see against relationships of lesbians and gay men. CHANGE TO: I seewhere it says, The relationships of lesbians and gay men Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 6 of 13 A-873 Case: 12-2335 Document: 155-1 Page: 141 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 3 REASON: Transcription error PAGE LINE: 41:4 CHANGE FROM: It was always conceivable CHANGE TO: It is always conceivable REASON: Transcription error PAGE LINE: 42:1518 CHANGE FROM: All close same sex relationships between friends, relatives, coworkers, acquaintances or others which shall be considered hom osexual relationships. CHANGE TO: Of all close same-sex relationships between friends, relatives, coworkers, acquaintances, or others, which shall be considered hom osexual relationships? REASON: Transcription error PAGE LINE: 49:56 CHANGE FROM: however, it actually an encompasses CHANGE TO: however, it actually encompasses REASON: Transcription error PAGE LINE: 51:35 CHANGE FROM: harms not individuals in legal same sex marriage but gay men, lesbians and bisexuals as a group. CHANGE TO: harm not only individuals in legal same-sex marriages, but gay men, lesbians, and bisexuals as a group. REASON: Transcription error Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 7 of 13 A-874 Case: 12-2335 Document: 155-1 Page: 142 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 4 PAGE LINE: 57:10 CHANGE FROM: no singular theory CHANGE TO: no single theory REASON: Transcription error PAGE LINE: 57:14 CHANGE FROM: the interplay biological, CHANGE TO: the interplay of biological, REASON: Transcription error PAGE LINE: 57:24 CHANGE FROM: that is all learning experience CHANGE TO: that it is all learning, experience REASON: Typographical error PAGE LINE: 59:22 CHANGE FROM: married that the families would accept CHANGE TO: married that their families would accept REASON: Typographical error PAGE LINE: 61:7 CHANGE FROM: protection or lesbians CHANGE TO: protection for lesbians REASON: Typographical error Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 8 of 13 A-875 Case: 12-2335 Document: 155-1 Page: 143 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 5 PAGE LINE: 63:6 CHANGE FROM: CHANGE TO: Add Q: REASON: Typographical error PAGE LINE: 66:6 CHANGE FROM: One form that CHANGE TO: One form that is REASON: Transcription error PAGE LINE: 67:11 CHANGE FROM: homosexual marriage is one CHANGE TO: homosexual marriage if one REASON: Transcription error PAGE LINE: 70:21 CHANGE FROM: I to want pose an objection CHANGE TO: I want to pose an objection REASON: Transcription error PAGE LINE: 71:24 CHANGE FROM: will not effect heterosexual CHANGE TO: will not affect heterosexual REASON: Typographical error Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 9 of 13 A-876 Case: 12-2335 Document: 155-1 Page: 144 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 6 PAGE LINE: 76:8 CHANGE FROM: they in partners are CHANGE TO: that partners are REASON: Transcription error PAGE LINE: 77:25 CHANGE FROM: expert CHANGE TO: experiment REASON: Transcription error PAGE LINE: 78:3 CHANGE FROM: assign peoples conditions CHANGE TO: assign people to conditions REASON: Transcription error PAGE LINE: 78:18 CHANGE FROM: simply her asking CHANGE TO: simply asking her REASON: Typographical error PAGE LINE: 80:13 CHANGE FROM: mental harm disparities CHANGE TO: mental health disparities REASON: Transcription error Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 10 of 13 A-877 Case: 12-2335 Document: 155-1 Page: 145 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 7 PAGE LINE: 81:24 CHANGE FROM: Fingerhut, et al. Paper CHANGE TO: Fingerhut, et al. paper REASON: Typographical error PAGE LINE: 82:16 CHANGE FROM: depressed CHANGE TO: depression REASON: Transcription error PAGE LINE: 88:8 CHANGE FROM: an individual as CHANGE TO: an individuals REASON: Typographical error PAGE LINE: 96:2 CHANGE FROM: many Americans old CHANGE TO: many Americans hold REASON: Typographical error PAGE LINE: 98:4 CHANGE FROM: imagines of lesbian CHANGE TO: images of lesbian REASON: Transcription error Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 11 of 13 A-878 Case: 12-2335 Document: 155-1 Page: 146 08/17/2012 695244 194 Letitia Anne Peplau Errata Sheet for June 17, 2011 Deposition 8 PAGE LINE: 98:6 CHANGE FROM: for trails CHANGE TO: portrayals REASON: Transcription error PAGE LINE: 98:14 CHANGE FROM: More the point CHANGE TO: More to the point REASON: Typographical error Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 12 of 13 A-879 Case: 12-2335 Document: 155-1 Page: 147 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 82-2 Filed 09/15/11 Page 13 of 13 A-880 Case: 12-2335 Document: 155-1 Page: 148 08/17/2012 695244 194
EXHIBIT C Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 1 of 44 A-881 Case: 12-2335 Document: 155-1 Page: 149 08/17/2012 695244 194 Gary M. Segura, Ph. D. July 8, 2011 Page 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK -------------------------------------- EDITH SCHLAIN WINDSOR, in her capacity as Executor of the Estate of CLARA SPYER, Plaintiff, -against- 10-CV-8435 THE UNITED STATES OF AMERICA, Defendant. -------------------------------------- (Caption continued on next page.) DEPOSITION OF GARY MICHAEL SEGURA, Ph.D. Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 2 of 44 A-882 Case: 12-2335 Document: 155-1 Page: 150 08/17/2012 695244 194 Gary M. Segura, Ph. D. July 8, 2011 Page 28 1 G. Segura 2 MS. HENRY: Objection to form. 3 A. The term significant is a very 4 squishy term. Do they have resources? Yes. 5 Do they expend those resources? Certainly. 6 Are their resources sufficient to the needs of 7 the group to defend their basic interests? 8 That's a different question. Are those 9 resources -- let's see what am I looking 10 for -- comparable to the resources that are 11 arrayed against them? That's a different 12 question. 13 So taking a more narrow response to 14 your question, gays and lesbians do expend 15 financial resources in their own defense. 16 Those resources have repeatedly proven 17 insufficient to protect their basic interests 18 because the resources arrayed against them are 19 far superior. 20 Q. Have you studied how much money gay 21 and lesbian advocacy groups have spent on 22 political lobbying? 23 A. Not specifically. I have not summed 24 up their annual budgets. 25 Q. If you could turn to paragraph 13, Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 3 of 44 A-883 Case: 12-2335 Document: 155-1 Page: 151 08/17/2012 695244 194 Gary M. Segura, Ph. D. July 8, 2011 Page 29 1 G. Segura 2 page 5, you write "Political power refers to a 3 person's or group's demonstrated ability to 4 extract favorable or prevent unfavorable 5 policy outcomes from the political system." 6 What do you mean by the use of 7 extract in that sentence? 8 A. We want to look at two aspects of a 9 policy outcome. The first aspect is whether 10 or not that policy outcome is consistent with 11 the preferences of the group. The second is 12 whether or not the group themselves are in the 13 position to make that policy outcome happen or 14 if the policy outcome was simply the 15 happenstance of political conditions or a 16 meeting of the minds or an agreement of others 17 who agree with their position. 18 Q. What is the difference between, I 19 think political happenstance is the term you 20 used, and actual extraction of political 21 benefit? 22 A. I think the difference is best 23 illustrated in the following way: If the 24 desirable outcome is not achieved, are gays 25 and lesbians in the political position to Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 4 of 44 A-884 Case: 12-2335 Document: 155-1 Page: 152 08/17/2012 695244 194 Gary M. Segura, Ph. D. July 8, 2011 Page 57 1 G. Segura 2 more access to the Republican party than the 3 Democratic party. 4 Would you say that they have limited 5 access to the political process? 6 MS. HENRY: Objection. 7 A. So I do not present myself as an 8 expert on pro-life politics. That 9 notwithstanding, I would actually take issue 10 with the supposition. 11 There is a sizable contingent of 12 quote-unquote pro-life Democrats in the United 13 States Congress. One former Congressman, Bart 14 Stupak actually held up passage of the 15 comprehensive healthcare reform legislation 16 precisely over the issue of abortion. That 17 is, a Democratic legislator held the 18 President's signature policy goal hostage for 19 months over the issue of abortion. 20 So the idea that pro-lifers only have 21 sympathy in one party I think is actually 22 misrepresenting the facts. 23 Q. How is what you write there in 24 paragraph 32 in that final sentence different 25 from the normal give and take of politics? Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 5 of 44 A-885 Case: 12-2335 Document: 155-1 Page: 153 08/17/2012 695244 194 Gary M. Segura, Ph. D. July 8, 2011 Page 58 1 G. Segura 2 MS. KAPLAN: Objection to form. 3 A. Let's think about a variety of groups 4 who contest for power in the political system. 5 When we think about businesses and the 6 financial sector, both parties seek the 7 support of businesses. This is a group that 8 we normally think of as associated with the 9 Republicans but not exclusively, and certainly 10 the President has made no secret of his effort 11 to keep Wall Street financial folks on board 12 with the Democratic party agenda. The 13 Democratic party would describe itself as 14 probusiness, even though obviously the 15 Republicans disagree. There is a case of both 16 sides trying to lure a group. 17 The same might be true for 18 Evangelical Christians, even though 19 Evangelical Christians are overwhelming 20 identified with the Republican party, 21 President Obama appeared at Saddleback Church 22 during the campaign, had Rick Warren give the 23 invocation at his inauguration, has made 24 frequent and repeated overtures to try to 25 bring some number of Evangelical Christians Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 6 of 44 A-886 Case: 12-2335 Document: 155-1 Page: 154 08/17/2012 695244 194 Gary M. Segura, Ph. D. July 8, 2011 Page 59 1 G. Segura 2 whose policy preferences might not be quite as 3 conservative as others into the Democratic 4 fold. Both sides seek their votes. 5 Another example might be police 6 unions or all sorts of peace officer 7 associations. Police unions tend to prefer 8 law and order sorts of policies from 9 Republicans, but they tend to prefer the 10 fiscal policies and public expenditure 11 policies of Democrats, and also, by the way, 12 the gun control policies of Democrats. So 13 both Democrats and Republicans seek the 14 support of police unions. 15 That is the rough and tumble of 16 politics, where one group has their support 17 sought from one political party and the other 18 tries to go in there and peel some away or 19 create an alternative narrative to get the 20 group to switch sides. That's what I think of 21 as the rough and tumble of politics. 22 In the case of gay men and lesbians, 23 there is a political party who, by practice 24 and by platform, is affirmatively 25 disinterested in their issues. That literally Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 7 of 44 A-887 Case: 12-2335 Document: 155-1 Page: 155 08/17/2012 695244 194 Gary M. Segura, Ph. D. July 8, 2011 Page 60 1 G. Segura 2 opposes employment nondiscrimination, opposes 3 adoption rights, opposes same-sex marriage 4 equality, opposes service in the military. 5 Opposes essentially every element of equality 6 that gays and lesbians seek. 7 So when gays and lesbian are seeking 8 legislative redress, there is the occasional 9 Republican that they might wish to go to. But 10 by and large, they really only have one party. 11 That sort of party capture is really 12 debilitating to the political power of a 13 group. And I would give you an example 14 outside of gays and lesbians which I think 15 illustrates my point. I think that in recent 16 years, though certainly not in the last year, 17 but in recent years, I think Latinos have been 18 advantaged vis-a-vis African-Americans because 19 African-Americans split 95 to 5 for the 20 Democratic party; whereas, Latinos are about a 21 two-thirds, one-third. And Republicans 22 believe that if they can get up to about 40 23 percent of the Latino vote, then that would 24 make them more competitive and they can win 25 elections. What this means is that at least Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 8 of 44 A-888 Case: 12-2335 Document: 155-1 Page: 156 08/17/2012 695244 194 Gary M. Segura, Ph. D. July 8, 2011 Page 143 1 G. Segura 2 I can't think of a group that has to 3 regularly face legislative and electoral 4 challenges to even the simplest effort at 5 securing protection from social hostility, 6 whether that be valid initiatives to overturn 7 gay rights ordinances that protect employment 8 discrimination, or whether that be the 9 same-sex marriage fight or other issues. So, 10 as I have testified earlier, there is no group 11 that has faced these ballot initiatives or 12 public referendum more frequently than gay men 13 and lesbians. Those things together I think 14 constitute a pretty extreme disadvantage. 15 Q. Earlier you talked about the 16 continuum of political power. 17 Is there a way to determine the 18 dividing line between politically powerful and 19 politically powerless? 20 A. The shorts answer is that the 21 dividing line would be contingent, and I 22 believe this was like one of your first 23 questions when you asked me what is the 50 24 percent mark or what is the threshold or 25 whatever. Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 9 of 44 A-889 Case: 12-2335 Document: 155-1 Page: 157 08/17/2012 695244 194 Gary M. Segura, Ph. D. July 8, 2011 Page 166 1 G. Segura 2 question. If you ask me a specific question, 3 I may have to read the section. 4 Q. Let me stipulate that this is a 5 letter that was written to President Barack 6 Obama lamenting the fact that his 7 administration was defending DOMA. 8 MS. KAPLAN: Did you get this off a 9 website? How did you get this? 10 MR. DUGAN: I got it from Chris 11 Bartolmucci. I presume he got it from a 12 website. I can fill in that gap. 13 MS. KAPLAN: If you can just let me 14 know. 15 MR. DUGAN: Sure. 16 Q. This letter was written to President 17 Obama June 2009. Sometime thereafter, the 18 President and the Attorney General determined 19 that they believe DOMA to be unconstitutional. 20 Could this be evidence of politically 21 effective power? 22 MS. KAPLAN: Objection to form. 23 You can answer. 24 A. It could, but I am not buying it. 25 First of all, this letter was written Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 10 of 44 A-890 Case: 12-2335 Document: 155-1 Page: 158 08/17/2012 695244 194 Gary M. Segura, Ph. D. July 8, 2011 Page 167 1 G. Segura 2 almost two years before the administration 3 changed its policy on DOMA, so maybe in the 4 neighborhood of 21 months. 5 Second, the President of the United 6 States receives literally tens of thousands of 7 letters a day. He probably receives hundreds 8 of letters a day from leaders of large 9 organizations. So that a letter precedes a 10 policy change would require me to assume that 11 the order of, the temporal order of the events 12 is causal, and I have no reason to believe 13 that. I need a little bit more than a letter. 14 Q. Fair enough. 15 MR. DUGAN: Mark this as Exhibit 6. 16 I will represent that this was taken 17 from the White House website. 18 (Defendant's Exhibit 6, excerpt 19 from White House website, 20 marked for identification.) 21 Q. What is this Exhibit 6, Dr. Segura? 22 MS. KAPLAN: Objection to the form 23 and foundation. 24 If you know. 25 A. Based on my observation it appears to Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 11 of 44 A-891 Case: 12-2335 Document: 155-1 Page: 159 08/17/2012 695244 194 Name of Cases: UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK EDITH SCHLAIN WINDSOR, in her capacity as Executor of the Estate of THEA CLARA SPYER, Plaintiff, v. THE UNITED STATES OF AMERICA, Defendant. (10 Civ. 8435) (BSJ) (JCF) UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT JOANNE PEDERSEN & ANN MEITZEN, GERALD V. PASSARO II, LYNDA DEFORGE & RAQUEL ARDIN, JANET GELLER & JOANNE MARQUIS, SUZANNE & GERALDINE ARTIS, BRADLEY KLEINERMAN & JAMES GEHRE, and DAMON SAVOY & JOHN WEISS, Plaintiffs, v. OFFICE OF PERSONNEL MANAGEMENT, TIMOTHY F. GEITHNER, in his official capacity as the Secretary of the Treasury, and HILDA L. SOLIS, in her official capacity as the Secretary of Labor, MICHAEL J. ASTRUE, in his official capacity as the Commissioner of the Social Security Administration, UNITED STATES POSTAL SERVICE, JOHN E. POTTER, in his official capacity as The Postmaster General of the United States of America, DOUGLAS H. SHULMAN, in his official capacity as the Commissioner of Internal Revenue, ERIC H. HOLDER, JR., in his official capacity as United States Attorney General, JOHN WALSH, in his official capacity as Acting Comptroller of the Currency, and THE UNITED STATES OF AMERICA, Defendants. (310-CV-1750) (VLB) Date of Deposition: Friday, July 8, 2011 Name of Witness: Gary Michael Segura, Ph.D. Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 12 of 44 A-892 Case: 12-2335 Document: 155-1 Page: 160 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 2 I wish to make the following changes, for the following reasons: PAGE LINE: 10:15 CHANGE FROM: individuals CHANGE TO: individuals REASON: Transcription Error PAGE LINE: 13:9 CHANGE FROM: Pearce CHANGE TO: Pedersen REASON: Transcription Error PAGE LINE: 13:10 CHANGE FROM: Galinsky CHANGE TO: Golinski REASON: Typographical Error PAGE LINE: 14:19 CHANGE FROM: primarily the same sex sexual attraction CHANGE TO: primarily same-sex sexual attraction REASON: Transcription Error PAGE LINE: 16:24 CHANGE FROM: to prior to CHANGE TO: prior to Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 13 of 44 A-893 Case: 12-2335 Document: 155-1 Page: 161 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 3 REASON: Transcription Error PAGE LINE: 17:10 CHANGE FROM: and in least in one instance CHANGE TO: and at least in one instance REASON: Transcription Error PAGE LINE: 17:1213 CHANGE FROM: so I guess that would yes CHANGE TO: so I guess that would mean yes REASON: Transcription Error PAGE LINE: 18:6 CHANGE FROM: at as well CHANGE TO: as well REASON: Transcription Error PAGE LINE: 19:5 CHANGE FROM: is CHANGE TO: are REASON: Typographical Error PAGE LINE: 19:18 CHANGE FROM: do not possess meaningful degree CHANGE TO: do not possess a meaningful degree Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 14 of 44 A-894 Case: 12-2335 Document: 155-1 Page: 162 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 4 REASON: Transcription Error PAGE LINE: 19:25 CHANGE FROM: would like a break it down CHANGE TO: would like to break it down REASON: Transcription Error PAGE LINE: 22:12 CHANGE FROM: press government for return, et cetera. CHANGE TO: press the government for a return, et cetera. REASON: Transcription Error PAGE LINE: 23:7 CHANGE FROM: excluded from basics civil equality CHANGE TO: excluded from basic civil equality REASON: Typographical Error PAGE LINE: 23:25, 24:7 CHANGE FROM: firefighters CHANGE TO: firefighters REASON: Transcription Error PAGE LINE: 24:16 CHANGE FROM: achieve its end CHANGE TO: achieve its ends Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 15 of 44 A-895 Case: 12-2335 Document: 155-1 Page: 163 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 5 REASON: Transcription Error PAGE LINE: 25:8 CHANGE FROM: politicians candidates CHANGE TO: politicians or candidates REASON: Transcription Error PAGE LINE: 25:12 CHANGE FROM: successful, valid CHANGE TO: successful, ballot REASON: Transcription Error PAGE LINE: 26:11 CHANGE FROM: cost CHANGE TO: costs REASON: Transcription Error PAGE LINE: 26:15 CHANGE FROM: You could have someone says CHANGE TO: You could have someone who says REASON: Transcription Error PAGE LINE: 30:910 CHANGE FROM: If legislator CHANGE TO: If a legislator Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 16 of 44 A-896 Case: 12-2335 Document: 155-1 Page: 164 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 6 REASON: Transcription Error PAGE LINE: 31:4 CHANGE FROM: Thats powerful CHANGE TO: Thats a powerful REASON: Transcription Error PAGE LINE: 31:5 CHANGE FROM: are able CHANGE TO: is able REASON: Transcription Error PAGE LINE: 33:11 CHANGE FROM: some in CHANGE TO: some. In REASON: Transcription Error PAGE LINE: 33:18 CHANGE FROM: ? CHANGE TO: . REASON: Transcription Error PAGE LINE: 35:4 CHANGE FROM: just as easily choose not advocate on behalf CHANGE TO: just as easily choose not to advocate on behalf Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 17 of 44 A-897 Case: 12-2335 Document: 155-1 Page: 165 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 7 REASON: Transcription Error PAGE LINE: 36:1920 CHANGE FROM: presence or absence of significant gay population CHANGE TO: presence or absence of a significant gay population REASON: Transcription Error PAGE LINE: 37:5 CHANGE FROM: And if answer is CHANGE TO: And if the answer is REASON: Transcription Error PAGE LINE: 37:15 CHANGE FROM: I can look at two party votes CHANGE TO: I can look at the party votes REASON: Transcription Error PAGE LINE: 38:34 CHANGE FROM: knowing for sure counterfactual CHANGE TO: knowing for sure the counterfactual REASON: Transcription Error PAGE LINE: 38:19 CHANGE FROM: evidence CHANGE TO: evidenced Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 18 of 44 A-898 Case: 12-2335 Document: 155-1 Page: 166 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 8 REASON: Transcription Error PAGE LINE: 40:15 CHANGE FROM: think of good CHANGE TO: think of a good REASON: Transcription Error PAGE LINE: 40:20 CHANGE FROM: a heterosexual coup;e CHANGE TO: a heterosexual couple REASON: Typographical Error PAGE LINE: 40:24 CHANGE FROM: those basics rights CHANGE TO: those basic rights REASON: Typographical Error PAGE LINE: 43:13 CHANGE FROM: groups interest are CHANGE TO: groups interests are REASON: Transcription Error PAGE LINE: 43:18 CHANGE FROM: as or CHANGE TO: as gay or Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 19 of 44 A-899 Case: 12-2335 Document: 155-1 Page: 167 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 9 REASON: Transcription Error PAGE LINE: 44:18 CHANGE FROM: but isnt this the in case of any CHANGE TO: but isnt this the case in any REASON: Transcription Error PAGE LINE: 45:19 CHANGE FROM: disadvantage CHANGE TO: disadvantaged REASON: Transcription Error PAGE LINE: 45:7, 21; 46:13 CHANGE FROM: valid CHANGE TO: ballot REASON: Transcription Error PAGE LINE: 46:3 CHANGE FROM: cornered CHANGE TO: concerned REASON: Transcription Error PAGE LINE: 46:13 CHANGE FROM: valid CHANGE TO: ballot Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 20 of 44 A-900 Case: 12-2335 Document: 155-1 Page: 168 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 10 REASON: Transcription Error PAGE LINE: 48:13 CHANGE FROM: there is, not to my knowledge, CHANGE TO: there is not, to my knowledge, REASON: Transcription Error PAGE LINE: 48:23 CHANGE FROM: violences CHANGE TO: violence REASON: Transcription Error PAGE LINE: 49:14 CHANGE FROM: they would vote fort he hate CHANGE TO: they would vote for the hate REASON: Typographical Error PAGE LINE: 49:25 CHANGE FROM: acts CHANGE TO: Acts REASON: Transcription Error PAGE LINE: 50:19 CHANGE FROM: basics CHANGE TO: basic Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 21 of 44 A-901 Case: 12-2335 Document: 155-1 Page: 169 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 11 REASON: Transcription Error PAGE LINE: 52:19 CHANGE FROM: they have CHANGE TO: they would have REASON: Typographical Error PAGE LINE: 52:21 CHANGE FROM: had the administration switched position CHANGE TO: had the administration switched positions REASON: Typographical Error PAGE LINE: 53:19 CHANGE FROM: that Obama administration CHANGE TO: that the Obama administration REASON: Transcription Error PAGE LINE: 54:2 CHANGE FROM: That is, Obama administration CHANGE TO: That is, the Obama administration REASON: Transcription Error PAGE LINE: 54:7 CHANGE FROM: changes CHANGE TO: change Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 22 of 44 A-902 Case: 12-2335 Document: 155-1 Page: 170 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 12 REASON: Transcription Error PAGE LINE: 55:16, 55:21, 129:6, 171:13, 172:21, 175:2, 176:3, 177:8, 177:10, 177:16, 177:21 CHANGE FROM: Dont CHANGE TO: Dont REASON: Transcription Error PAGE LINE: 61:18 CHANGE FROM: votes CHANGE TO: voters REASON: Transcription Error PAGE LINE: 63:3 CHANGE FROM: are little CHANGE TO: are a little REASON: Transcription Error PAGE LINE: 64:7 CHANGE FROM: constitutionally-establish inequality CHANGE TO: constitutionally-established inequality REASON: Transcription Error PAGE LINE: 65: 15 CHANGE FROM: ,, Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 23 of 44 A-903 Case: 12-2335 Document: 155-1 Page: 171 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 13 CHANGE TO: , REASON: Typographical Error PAGE LINE: 66: 19 CHANGE FROM: matter CHANGE TO: marry REASON: Transcription Error PAGE LINE: 68: 7 CHANGE FROM: Couldnt it simple demonstrate CHANGE TO: Couldnt it simply demonstrate REASON: Typographical Error PAGE LINE: 68: 21 CHANGE FROM: last CHANGE TO: lasted REASON: Transcription Error PAGE LINE: 70:25 CHANGE FROM: Imagine you are Maine voter CHANGE TO: Imagine you are a Maine voter REASON: Transcription Error PAGE LINE: 71:6 CHANGE FROM: enactment of marriage right Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 24 of 44 A-904 Case: 12-2335 Document: 155-1 Page: 172 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 14 CHANGE TO: enactment of marriage rights REASON: Transcription Error PAGE LINE: 71:13 CHANGE FROM: possible CHANGE TO: possibly REASON: Transcription Error PAGE LINE: 75:10 CHANGE FROM: in other state where CHANGE TO: in other states where REASON: Transcription Error PAGE LINE: 76:11 CHANGE FROM: activist might feel CHANGE TO: activists might feel REASON: Transcription Error PAGE LINE: 76:12 CHANGE FROM: pervail CHANGE TO: prevail REASON: Typographical Error PAGE LINE: 76:19 CHANGE FROM: activists Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 25 of 44 A-905 Case: 12-2335 Document: 155-1 Page: 173 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 15 CHANGE TO: activists REASON: Transcription Error PAGE LINE: 78:8 CHANGE FROM: was preemptive CHANGE TO: was a preemptive REASON: Transcription Error PAGE LINE: 78:10 CHANGE FROM: during that 2004 waive CHANGE TO: during that 2004 wave REASON: Typographical Error PAGE LINE: 79:3 CHANGE FROM: to a CHANGE TO: to be a REASON: Transcription Error PAGE LINE: 82:20 CHANGE FROM: reduce CHANGE TO: reduces REASON: Transcription Error PAGE LINE: 84:19 CHANGE FROM: and the district safe Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 26 of 44 A-906 Case: 12-2335 Document: 155-1 Page: 174 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 16 CHANGE TO: and the district is safe REASON: Transcription Error PAGE LINE: 84:24 CHANGE FROM: that 60 percent CHANGE TO: that of the 60 percent REASON: Transcription Error PAGE LINE: 86:10 CHANGE FROM: and reason CHANGE TO: and the reason REASON: Transcription Error PAGE LINE: 87:15 CHANGE FROM: is CHANGE TO: are REASON: Typographical Error PAGE LINE: 88:7, 88:9 CHANGE FROM: receive much CHANGE TO: receive a much REASON: Transcription Error PAGE LINE: 88:8 CHANGE FROM: packed donations Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 27 of 44 A-907 Case: 12-2335 Document: 155-1 Page: 175 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 17 CHANGE TO: PAC donations REASON: Transcription Error PAGE LINE: 88:23 CHANGE FROM: at CHANGE TO: as REASON: Transcription Error PAGE LINE: 89:6 CHANGE FROM: costal CHANGE TO: coastal REASON: Transcription Error PAGE LINE: 89:17 CHANGE FROM: I a lawyer, not accountant CHANGE TO: I am a lawyer, not an accountant REASON: Transcription Error PAGE LINE: 90:6 CHANGE FROM: group CHANGE TO: groups REASON: Transcription Error PAGE LINE: 91:10 CHANGE FROM: outcome process Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 28 of 44 A-908 Case: 12-2335 Document: 155-1 Page: 176 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 18 CHANGE TO: outcome and process REASON: Transcription Error PAGE LINE: 92:4 CHANGE FROM: political power numerous CHANGE TO: political power or numerous REASON: Transcription Error PAGE LINE: 93:8 CHANGE FROM: that is CHANGE TO: that are REASON: Transcription Error PAGE LINE: 93:22 CHANGE FROM: infectious decease CHANGE TO: infectious disease REASON: Transcription Error PAGE LINE: 94:17 CHANGE FROM: Randy Schultz CHANGE TO: Randy Shilts REASON: Transcription Error PAGE LINE: 94:22 CHANGE FROM: have Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 29 of 44 A-909 Case: 12-2335 Document: 155-1 Page: 177 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 19 CHANGE TO: has REASON: Transcription Error PAGE LINE: 99:19 CHANGE FROM: individuals or who know CHANGE TO: individuals who know REASON: Transcription Error PAGE LINE: 100:2 CHANGE FROM: crime study about Latino CHANGE TO: crime study about Latinos REASON: Typographical Error PAGE LINE: 101:8 CHANGE FROM: worse CHANGE TO: worse, REASON: Transcription Error PAGE LINE: 101:22 CHANGE FROM: and as consequence CHANGE TO: and as a consequence REASON: Transcription Error PAGE LINE: 104:2 CHANGE FROM: propose Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 30 of 44 A-910 Case: 12-2335 Document: 155-1 Page: 178 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 20 CHANGE TO: proposing REASON: Typographical Error PAGE LINE: 104:3 CHANGE FROM: have better CHANGE TO: have a better REASON: Typographical Error PAGE LINE: 104:24 CHANGE FROM: advocates our positio CHANGE TO: advocates our position REASON: Typographical Error PAGE LINE: 107:5 CHANGE FROM: We promise they anonymity CHANGE TO: We promise them anonymity REASON: Transcription Error PAGE LINE: 107:16 CHANGE FROM: The question is is CHANGE TO: The question is, is REASON: Typographical Error PAGE LINE: 108:16 CHANGE FROM: virtual Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 31 of 44 A-911 Case: 12-2335 Document: 155-1 Page: 179 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 21 CHANGE TO: virtually REASON: Transcription Error PAGE LINE: 109:23 CHANGE FROM: vary CHANGE TO: very REASON: Transcription Error PAGE LINE: 112:10 CHANGE FROM: time and profession CHANGE TO: time in profession REASON: Transcription Error PAGE LINE: 116:12 CHANGE FROM: heterosexual erotic art was not in any funded CHANGE TO: heterosexual erotic art was not in any way funded REASON: Transcription Error PAGE LINE: 116:20 CHANGE FROM: home CHANGE TO: here REASON: Transcription Error PAGE LINE: 120:15 CHANGE FROM: tough flowing Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 32 of 44 A-912 Case: 12-2335 Document: 155-1 Page: 180 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 22 CHANGE TO: tough going REASON: Transcription Error PAGE LINE: 121:1011 CHANGE FROM: I believe it was Senator could he burn CHANGE TO: I believe it was Senator Coburn REASON: Transcription Error PAGE LINE: 121:14 CHANGE FROM: imagine CHANGE TO: imagine an REASON: Transcription Error PAGE LINE: 122:6 CHANGE FROM: we had should CHANGE TO: we should REASON: Transcription Error PAGE LINE: 122:7 CHANGE FROM: and a perverts. CHANGE TO: and perverts. REASON: Transcription Error PAGE LINE: 125:17 CHANGE FROM: It would Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 33 of 44 A-913 Case: 12-2335 Document: 155-1 Page: 181 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 23 CHANGE TO: It would be REASON: Transcription Error PAGE LINE: 126:10 CHANGE FROM: content CHANGE TO: contempt REASON: Transcription Error PAGE LINE: 128:18 CHANGE FROM: An CHANGE TO: And REASON: Transcription Error PAGE LINE: 129:15 CHANGE FROM: in the Old CHANGE TO: to the Old REASON: Transcription Error PAGE LINE: 130:7 CHANGE FROM: thats answer you are looking for CHANGE TO: thats the answer you are looking for REASON: Transcription Error PAGE LINE: 131:6 CHANGE FROM: Paper Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 34 of 44 A-914 Case: 12-2335 Document: 155-1 Page: 182 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 24 CHANGE TO: Papers REASON: Transcription Error PAGE LINE: 134:15 CHANGE FROM: discrimination CHANGE TO: nondiscrimination REASON: Transcription Error PAGE LINE: 134:19 CHANGE FROM: majority of the Americans CHANGE TO: majority of Americans REASON: Transcription Error PAGE LINE: 134:22 CHANGE FROM: END CHANGE TO: ENDA REASON: Transcription Error PAGE LINE: 135:9 CHANGE FROM: if you are performing job CHANGE TO: if you are performing your job REASON: Transcription Error PAGE LINE: 139:56 CHANGE FROM: tremendous detail the about sources Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 35 of 44 A-915 Case: 12-2335 Document: 155-1 Page: 183 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 25 CHANGE TO: tremendous detail about the sources REASON: Transcription Error PAGE LINE: 139:9 CHANGE FROM: EAP CHANGE TO: APA REASON: Transcription Error PAGE LINE: 140:7 CHANGE FROM: and as CHANGE TO: and as a REASON: Transcription Error PAGE LINE: 141:9 CHANGE FROM: undermines gay and lesbians CHANGE TO: undermines gay and lesbians REASON: Transcription Error PAGE LINE: 142:19 CHANGE FROM: who CHANGE TO: whom REASON: Transcription Error PAGE LINE: 143:6 CHANGE FROM: valid Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 36 of 44 A-916 Case: 12-2335 Document: 155-1 Page: 184 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 26 CHANGE TO: ballot REASON: Transcription Error PAGE LINE: 144:4 CHANGE FROM: contestation over basics rights CHANGE TO: contestation over basic rights REASON: Typographical Error PAGE LINE: 144:13 CHANGE FROM: a group as powerless CHANGE TO: a group as powerful REASON: Transcription Error PAGE LINE: 144:19 CHANGE FROM: very CHANGE TO: varies REASON: Transcription Error PAGE LINE: 144:20 CHANGE FROM: shorts CHANGE TO: short REASON: Transcription Error PAGE LINE: 145:11 CHANGE FROM: so the one Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 37 of 44 A-917 Case: 12-2335 Document: 155-1 Page: 185 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 27 CHANGE TO: so the one that REASON: Transcription Error PAGE LINE: 146:12 CHANGE FROM: I think it primarily CHANGE TO: I think it is primarily REASON: Transcription Error PAGE LINE: 146:23 CHANGE FROM: various come forms CHANGE TO: various forms REASON: Transcription Error PAGE LINE: 147:10 CHANGE FROM: profession CHANGE TO: professionals REASON: Transcription Error PAGE LINE: 149:19 CHANGE FROM: that very significantly by geography CHANGE TO: that varies significantly by geography REASON: Transcription Error PAGE LINE: 151:4 CHANGE FROM: so it Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 38 of 44 A-918 Case: 12-2335 Document: 155-1 Page: 186 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 28 CHANGE TO: so it is REASON: Transcription Error PAGE LINE: 151:10 CHANGE FROM: there are still few CHANGE TO: there are still a few REASON: Transcription Error PAGE LINE: 154:1112 CHANGE FROM: it very equivalent CHANGE TO: it was very equivalent REASON: Transcription Error PAGE LINE: 154:17 CHANGE FROM: money reason CHANGE TO: money for a reason REASON: Transcription Error PAGE LINE: 155:4 CHANGE FROM: quite expense CHANGE TO: quite expensive REASON: Transcription Error PAGE LINE: 156:17 CHANGE FROM: older people Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 39 of 44 A-919 Case: 12-2335 Document: 155-1 Page: 187 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 29 CHANGE TO: younger people REASON: Transcription Error PAGE LINE: 157:6 CHANGE FROM: thats central argument CHANGE TO: thats the central argument REASON: Transcription Error PAGE LINE: 157:13 CHANGE FROM: some of nuance CHANGE TO: some of the nuance REASON: Transcription Error PAGE LINE: 160:9 CHANGE FROM: defining stories CHANGE TO: defining what stories REASON: Transcription Error PAGE LINE: 160:13 CHANGE FROM: that the arguments CHANGE TO: that the argument REASON: Transcription Error PAGE LINE: 161:24 CHANGE FROM: lesbians remain hotly Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 40 of 44 A-920 Case: 12-2335 Document: 155-1 Page: 188 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 30 CHANGE TO: lesbians remains hotly REASON: Transcription Error PAGE LINE: 163:2021 CHANGE FROM: defending the ing statute CHANGE TO: defending the statute REASON: Typographical Error PAGE LINE: 165:5 CHANGE FROM: So it less CHANGE TO: So its less REASON: Transcription Error PAGE LINE: 166:11 CHANGE FROM: Bartolmucci CHANGE TO: Bartolomucci REASON: Transcription Error PAGE LINE: 169:1920 CHANGE FROM: he is poor judge CHANGE TO: he is a poor judge REASON: Transcription Error PAGE LINE: 174:16 CHANGE FROM: separately equal Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 41 of 44 A-921 Case: 12-2335 Document: 155-1 Page: 189 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 31 CHANGE TO: separate but equal REASON: Transcription Error PAGE LINE: 176:89 CHANGE FROM: By themselves, they are not neither nor sufficient to demonstrate policital power. CHANGE TO: By themselves, they are neither necessary nor sufficient to dem onstrate political power. REASON: Transcription Error PAGE LINE: 176:18 CHANGE FROM: I am political scientist CHANGE TO: I am a political scientist REASON: Transcription Error PAGE LINE: 177:22 CHANGE FROM: repeal was CHANGE TO: repeal which is REASON: Transcription Error PAGE LINE: 180:13, 180:19 CHANGE FROM: Galinsky CHANGE TO: Golinski REASON: Typographical Error Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 42 of 44 A-922 Case: 12-2335 Document: 155-1 Page: 190 08/17/2012 695244 194 Gary Michael Segura Errata Sheet for July 8, 2011 Deposition 32 Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 43 of 44 A-923 Case: 12-2335 Document: 155-1 Page: 191 08/17/2012 695244 194 Case 1:10-cv-08435-BSJ-JCF Document 82-3 Filed 09/15/11 Page 44 of 44 A-924 Case: 12-2335 Document: 155-1 Page: 192 08/17/2012 695244 194
EXHIBIT D Case 1:10-cv-08435-BSJ-JCF Document 82-4 Filed 09/15/11 Page 1 of 4 A-925 Case: 12-2335 Document: 155-1 Page: 193 08/17/2012 695244 194 Michael E. Lamb, Ph.D. June 24, 2011 Page 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK -------------------------------------- EDITH SCHLAIN WINDSOR, in her capacity as Executor of the Estate of CLARA SPYER, Plaintiff, -against- 10-CV-8435 THE UNITED STATES OF AMERICA, Defendant. -------------------------------------- UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT -------------------------------------- JOANNE PEDERSEN & ANN MEITZEN, GERALD V. PASSARO II, LYNDA DEFORGE & RAQUEL ARDIN, JANET GELLER & JOANNE MARQUIS, SUZANNE & GERALDINE ARTIS, BRADLEY KLEINERMAN & JAMES GEHRE DAMON SAYVOY & JOHN WEISS, Plaintiffs, Civil Action No. -against- 310 CV 1750 (VLB) OFFICE OF PERSONNEL MANAGEMENT, TIMOTHY F. GEITHNER, in his official capacity as the Secretary of the Treasury, and HILDA L. SOLIS, in her official capacity as the Secretary of Labor, et al., Defendants. -------------------------------------- DEPOSITION OF MICHAEL E. LAMB, Ph.D. Friday, June 24, 2011 Case 1:10-cv-08435-BSJ-JCF Document 82-4 Filed 09/15/11 Page 2 of 4 A-926 Case: 12-2335 Document: 155-1 Page: 194 08/17/2012 695244 194 Michael E. Lamb, Ph.D. June 24, 2011 Page 31 1 M. Lamb 2 Q. Have there been any studies of the 3 children of same-sex couples in the state of 4 Massachusetts? 5 A. I am not familiar with studies of 6 children in those circumstances in Massachusetts. 7 Q. Are you aware of any other study -- 8 let me rephrase. 9 Are you aware of any studies of 10 children of same-sex parents in jurisdictions 11 where same-sex parents can be married? 12 A. Am I aware -- sorry. Can you repeat 13 it? 14 Q. Yes. Are you aware of any studies 15 that look at the benefits or the detriments 16 obtained by children of same-sex parents in 17 jurisdictions where same-sex marriage is allowed? 18 A. Same-sex marriage has been allowed 19 only quite recently in this country. There are 20 studies such as those by Henny Bos in the 21 Netherlands, where same-sex marriage has been 22 allowed longer, that would be directly relevant 23 to that issue. 24 Q. And what do those studies show? 25 A. The studies show, as I summarized Case 1:10-cv-08435-BSJ-JCF Document 82-4 Filed 09/15/11 Page 3 of 4 A-927 Case: 12-2335 Document: 155-2 Page: 1 08/17/2012 695244 145 Michael E. Lamb, Ph.D. June 24, 2011 Page 32 1 M. Lamb 2 earlier, that there is no difference in 3 children's adjustment depending upon the sexual 4 orientation of their parents and that the 5 children's adjustment in those families, as in 6 all other circumstances, depends on the three 7 classes of variables that I have outlined in my 8 affidavit. 9 Q. In paragraph 41, Exhibit 2, you write, 10 "DOMA may convey to children of married same-sex 11 couples that their parents' relationships are 12 less valid or legitimate than the marriages of 13 heterosexual couples." 14 Can you point to any study that 15 confirms this supposition? 16 A. No. Again, I can't point to any 17 study, which is why I used the word "may." 18 Again, it's an extrapolation from the literature 19 that we do have focused on the factors that 20 affect children. 21 Q. In that same paragraph, paragraph 41, 22 you state that "DOMA denies --" let me read the 23 actual quote. 24 You write, "In addition to denying 25 children important federal legal protections, Case 1:10-cv-08435-BSJ-JCF Document 82-4 Filed 09/15/11 Page 4 of 4 A-928 Case: 12-2335 Document: 155-2 Page: 2 08/17/2012 695244 145
EXHIBIT E Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 1 of 14 A-929 Case: 12-2335 Document: 155-2 Page: 3 08/17/2012 695244 145 In The Matter Of: LDlTHSCHLAlNWlNDSOR t THLUNlTLDSTATLSOlAMLRlCA
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Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 2 of 14
A-930 Case: 12-2335 Document: 155-2 Page: 4 08/17/2012 695244 145 3b8828a4-74af-4853-9ec9-ed3844ff2d5e NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 17 1 09:52:19 together. 2 09:52:24 Q I think you talked about the pair, in your 3 09:52:31 previous answer. Did that pair ever include same-sex 4 09:52:36 couples? 5 09:52:36 A Not to my knowledge, in the colonial part of 6 09:52:41 the -- part of North America or at the time of the 7 09:52:44 founding among those who consider themselves part of the 8 09:52:47 new United States. 9 09:52:47 Q Has marriage been a national or federal issue 10 09:53:02 at times during American history? 11 09:53:05 MR. EHRLICH: Objection to the form. Vague and 12 09:53:08 ambiguous. 13 09:53:08 You can answer. 14 09:53:10 A You said a national or a -- 15 09:53:13 Q Let me rephrase. 16 09:53:15 Has marriage been an issue of federal law at 17 09:53:17 times during American history? 18 09:53:19 A Yes, marriage in federal territories. 19 09:53:23 Q What about marriage among native Americans? 20 09:53:29 A Yes, that's a good point, that in dealing with 21 09:53:34 Indians, again, in federal territories and in certain 22 09:53:43 states where the federal government was dealing with 23 09:53:51 the -- with native Americans through the Bureau of 24 09:53:56 Indian Affairs, the form of marriage observed by these 25 09:53:59 populations was of concern to that federal agency, yes, Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 3 of 14 A-931 Case: 12-2335 Document: 155-2 Page: 5 08/17/2012 695244 145 3b8828a4-74af-4853-9ec9-ed3844ff2d5e NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 18 1 09:54:04 and to certain people in congress. 2 09:54:05 Q In the post civil war era, did the federal 3 09:54:12 government involve itself in the question of the 4 09:54:15 marriage between former slaves? 5 09:54:17 A During the civil war when the South was 6 09:54:21 occupied and in the very beginning of the post civil war 7 09:54:25 period when the southern states were not yet 8 09:54:28 reconstituted, yes, the federal government through the 9 09:54:32 Freedmen's Bureau concerned itself with marriages of the 10 09:54:36 freed men and women. 11 09:54:37 Q I'd like you to turn to Paragraph 13, page 5 of 12 09:54:55 Exhibit 2. This is your expert affidavit. 13 09:54:59 A I'm sorry. I didn't catch which page. 14 09:55:00 Q Page 5, Paragraph 13, right under Section B. 15 09:55:05 A Okay. 16 09:55:07 Q You write there, "What is seen as legitimate 17 09:55:11 marriage in a given society may be, for instance, 18 09:55:14 polygamous, monogamous, matrifocal or patrifocal, 19 09:55:19 patrilineal or matrilineal, lifelong or temporary, open 20 09:55:21 or closed to concubinage, divorce-prone or 21 09:55:25 divorce-averse," and so on. 22 09:55:26 Are you an expert in marriage and world 23 09:55:29 cultures? 24 09:55:30 A As I said at the outset, I am a specialist in 25 09:55:34 the history of the United States, but that is studied in Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 4 of 14 A-932 Case: 12-2335 Document: 155-2 Page: 6 08/17/2012 695244 145 3b8828a4-74af-4853-9ec9-ed3844ff2d5e NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 31 1 10:15:59 where did the norm come from? 2 10:16:00 A Both from religious, i.e., Christian, sets of 3 10:16:07 belief and from political theories that were built with 4 10:16:13 that belief system as their base, although, again, that 5 10:16:19 deals with settler populations and not with native 6 10:16:22 Americans in that geographical range. 7 10:16:26 Q Would you turn to Paragraph 74 on page 18. In 8 10:16:39 the first sentence you write, "The U.S. Congress has 9 10:16:41 involved itself directly in making or breaking marriages 10 10:16:44 only in exceptional situations." 11 10:16:49 What do you mean by "exceptional situations" in 12 10:16:55 this line? 13 10:16:55 A I mean situations in which state governments 14 10:16:58 were not functioning, since state governments have 15 10:17:02 historically had jurisdiction over making and breaking 16 10:17:05 marriages. 17 10:17:05 Q And what have those exceptional situations been 18 10:17:10 where the federal government -- excuse me -- the 19 10:17:13 U.S. Congress has involved itself directly in marriage? 20 10:17:15 A First of all, in the federal territories where 21 10:17:20 congress has primary power; and secondly, as I describe 22 10:17:25 here, in the period of the civil war and immediately 23 10:17:33 after when areas that had been states were -- their 24 10:17:39 state governments were crushed and not yet really 25 10:17:43 assembled. Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 5 of 14 A-933 Case: 12-2335 Document: 155-2 Page: 7 08/17/2012 695244 145 3b8828a4-74af-4853-9ec9-ed3844ff2d5e NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 32 1 10:17:44 Q Turn to Paragraph 79, page 19 of Exhibit 2. 2 10:18:13 You write, Dr. Cott, "Congress acted not only because 3 10:18:16 the presence of polygamy on the North American continent 4 10:18:20 seemed loathsome but because Utah's intent to apply for 5 10:18:24 statehood loomed on the horizon." 6 10:18:25 What do you mean by "loathsome"? 7 10:18:27 A There was with an American political theory 8 10:18:34 since the founding, an opposition understood between 9 10:18:37 monogony and polygamy that aligned with the difference 10 10:18:41 between a government of laws in alignment with monogony 11 10:18:52 and a despotic government, which to American founders 12 10:18:56 and many Americans through the 19th century aligned with 13 10:18:59 polygamy. So that polygamy was not only foreign to 14 10:19:04 their religious beliefs of Christianity but also foreign 15 10:19:09 to their political intents. 16 10:19:16 Q If one finds something loathsome, does she 17 10:19:19 demonstrate an animus towards the things she finds 18 10:19:22 loathsome? 19 10:19:22 MR. EHRLICH: Objection to the form. Vague as 20 10:19:27 to "animus." 21 10:19:27 You can answer. 22 10:19:28 A Well, I don't understand why "animus" as a word 23 10:19:33 is so important to you in this question, but I would say 24 10:19:36 that just using the word as I do, yes, that 19th century 25 10:19:40 Americans in general and certainly members of congress Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 6 of 14 A-934 Case: 12-2335 Document: 155-2 Page: 8 08/17/2012 695244 145 3b8828a4-74af-4853-9ec9-ed3844ff2d5e NANCY F. COTT, PH.D. - 7/6/2011 1-800-325-3376 www.merrillcorp.com/law Merrill Corporation - New York Page 33 1 10:19:45 who are involved in this action and a series of 2 10:19:49 presidents exhibited great animus against polygamy. 3 10:19:57 They associated it with barbarism. That was the word 4 10:20:02 most used to describe polygamy. 5 10:20:05 Q And as a historical matter, congress had the 6 10:20:15 power to ban polygamy, correct? 7 10:20:17 A Only in the territories. 8 10:20:23 Q And in Paragraph 78 right above the last 9 10:20:43 paragraph we were looking at, you say that bigamy was a 10 10:20:46 crime in every state. Is it fair to say that polygamy 11 10:20:52 was an exceptional situation because it departed from 12 10:20:54 the understanding of monogony that Americans had 13 10:20:58 embraced? 14 10:20:59 MR. EHRLICH: Objection to the form. 15 10:21:01 A I don't understand the question. Polygamy was 16 10:21:04 an exceptional situation? Whose polygamy? 17 10:21:08 Q Well, you write that "U.S. Congress has 18 10:21:10 involved itself directly in making or breaking marriages 19 10:21:12 only in exceptional situations." 20 10:21:14 What made polygamy an exceptional situation? 21 10:21:17 MR. EHRLICH: Objection to the form. I think 22 10:21:18 she already described exceptional situations, and it 23 10:21:21 didn't relate to polygamy. 24 10:21:22 But you can answer. 25 10:21:23 A Well, I mean, exceptional in the general course Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 7 of 14 A-935 Case: 12-2335 Document: 155-2 Page: 9 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 8 of 14 A-936 Case: 12-2335 Document: 155-2 Page: 10 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 9 of 14 A-937 Case: 12-2335 Document: 155-2 Page: 11 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 10 of 14 A-938 Case: 12-2335 Document: 155-2 Page: 12 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 11 of 14 A-939 Case: 12-2335 Document: 155-2 Page: 13 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 12 of 14 A-940 Case: 12-2335 Document: 155-2 Page: 14 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 13 of 14 A-941 Case: 12-2335 Document: 155-2 Page: 15 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 82-5 Filed 09/15/11 Page 14 of 14 A-942 Case: 12-2335 Document: 155-2 Page: 16 08/17/2012 695244 145 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK EDITH SCHLAIN WINDSOR, in her capacity as Executor of the estate of THEA CLARA SPYER, Plaintiff THE UNITED STATES OF AMERICA, Defendant. STATE OF NEW YORK ) ) ss.: COUNTY OF SUFFOLK ) lOCiv. 8435(BSJ)(JCF) EOF Case SUPPLEMENTAL AFFIDAVIT OF EDITH SCHLAIN WINDSOR Edith Schlain Windsor, being duly sworn, states: 1. I am the plaintiff in this action seeking a refund of the federal estate tax levied on and paid by the estate of my late spouse, Thea Clara Spyer ("Thea"). 2. I submit this affidavit, which contains additional details about my life experiences, in order to respond to certain issues raised by defendant-intervenor, the Bipartisan Legal Advisory Group of the House of Representatives ("BLAG") in its papers in opposition to the motion I made for summary judgment and in further support of my motion for summary judgment. My First Marriage to Saul Weiner 3. I understand that BLAG argues in its papers that my first, brief marriage to Saul Weiner in 1951 demonstrates that I had a "choice" about my sexual orientation. As I explain below, that is certainly not the case. What my marriage to Saul Weiner shows is that although I tried to make a "choice" about my sexual orientation by Case 1:10-cv-08435-BSJ-JCF Document 83 Filed 09/15/11 Page 1 of 6 A-943 Case: 12-2335 Document: 155-2 Page: 17 08/17/2012 695244 145 getting married to a man, I was simply unable to do so. Thus, as a matter of fact, I really had no choice at all. 4. Before I met Thea, shortly after I graduated from Temple University in 1950,1 married a man named Saul Weiner in Philadelphia. 5. Saul was my older brother's best friend, whom I had long looked up to and respected. He and my brother were friends throughout high school and "hung out" together at our house. They both served as soldiers in World War IISaul in the Army in Europe; my brother in the Air Force. Saul often visited my family when he was on leave during the war. During all those years, he thought of and treated me as a "kid sister." 6. When the war ended, Saul and I started college together. By that time, I had matured into a woman, and Saul had noticed. He began asking me out on dates, and I accepted his offers. Although I had had the feeling that I was attracted to women, and not men, since I was a young girl, I never considered the possibility of consummating those feelings with anyone, and I didn't want to. In the context of the homophobia that was so prevalent in the 1950's, I certainly did not want to be a "queer." Instead, I wanted to live a "normal" life. 7. I cared very much for Saul, and I was able to convince myself that I could have a life together with him. He was exactly what most girls wanted in a man. He was big, handsome and strong, yet sweet. I think that if I had been straight, Saul would have been the love of my life. We went to all the dances together and did the things that couples did back then, which did not include physical intimacy prior to marriage. Case 1:10-cv-08435-BSJ-JCF Document 83 Filed 09/15/11 Page 2 of 6 A-944 Case: 12-2335 Document: 155-2 Page: 18 08/17/2012 695244 145 8. During our third year of college, Saul asked me to marry him, and I accepted. 9. Soon after the engagement, I met and developed, for the first time in my life, strong romantic feelings for another person, a female classmate of mine at Temple University. I fell deeply in love with her. 10. I did not know what to do next, but I had such terribly strong feelings for this woman that I decided I needed to break off my engagement with Saul. I told Saul that I was not ready to get married. Inside, however, I knew that I needed to figure how to deal with my love for this woman. 11. Of course, times were very different thenpeople did not even talk about being gay or the possibility of having a life with someone of the same sex. I associated my same-sex attractions with shame, and I did not want to be "queer." In fact, people tried to reassure me that I wasn't destined to be "queer." I therefore tried to stick it out with Saul. 12. Although I would get jealous when I saw two women together on the street on a Saturday night, what I thought I really wanted was to be like my older sisterto have a husband, children and lead a "normal" life. Because of the intense social pressure and homophobia, even the woman I fell in love with in college was not interested in staying together in a relationship with me. 13. Meanwhile, Saul persisted and kept asking me out. I loved him and so did my whole family; everyone thought we made a great pair. My time with Saul was wonderful in many ways, although not romantically, as I soon discovered after we were married in May 1951. Case 1:10-cv-08435-BSJ-JCF Document 83 Filed 09/15/11 Page 3 of 6 A-945 Case: 12-2335 Document: 155-2 Page: 19 08/17/2012 695244 145 14. After the wedding, it did not take long for me to realize that I could not fulfill any of Saul's or my own expectations for the relationship. I couldn't love Saul the way a wife should love her husband, and, after a few months, I told him so. I also explained to Saul that I was yearning for women and that I needed something else in my life. I explained to Saul that he deserved much better, and that I wanted him to have someone in his life for whom he was the most desirable person imaginable. 15. And so, with a heavy heart, I moved back in with my mother. Saul and I soon divorced on March 3, 1952. 16. Saul and I parted on good terms. He later got married to another woman and had a family. He telephoned me on my 70th birthday in 1999 to wish me well. The FBI Interview 17. I also understand that BLAG makes statements in its opposition papers seeking to minimize the seriousness of the discrimination that existed against gay men and lesbians in the twentieth century. As a result, I would like to tell a story about something that happened to me personally to add some context concerning what things were really like for gay men and lesbians when I was young. 18. After Saul and I got divorced, I moved to New York from Philadelphia, where, in 1955, I began working on a master's degree in applied mathematics at NYU. 19. In order to cover tuition, I worked as a secretary at NYU. I took some computer classes and later sought a technology-related job. I eventually got a job as a research assistant, programming NYU's Univac computer, which was devoted to Case 1:10-cv-08435-BSJ-JCF Document 83 Filed 09/15/11 Page 4 of 6 A-946 Case: 12-2335 Document: 155-2 Page: 20 08/17/2012 695244 145 United States Atomic Energy Commission work. Consequently, I had to get "Q" security clearancea particularly high level of security clearancein order to perform my duties. 20. While I was waiting to obtain this clearance, I received a letter from the FBI requesting that I attend a meeting with them. Although they explained that I did not need a lawyer for this meeting, it immediately occurred to me that the meeting was really about my homosexuality. In other words, I expected to be asked by the FBI if I was a "queer." 21. Not only did I worry that I might not get the necessary security clearance if the FBI found out that I was "queer," but I was also very concerned that being "queer" was actually illegal. After I went to the trouble of doing some research, I came to understand that, for women, all that was illegal in New York at that time was impersonating a man. So, I went to the FBI interview dressed even more "feminine" than I usually didwearing a dress with crinolines and high heels. 22. There was no question in my mind that I would be completely honest with the FBI, even though I knew doing so would likely mean that I would lose the job that I loved. At the time, I was especially frightened because the FBI had asked my building superintendent whether there were people coming and going from my apartment. My superintendent told me that he had told them in response: "just a bunch of college girls." As a result, I thought for sure that the FBI was "on to me." Case 1:10-cv-08435-BSJ-JCF Document 83 Filed 09/15/11 Page 5 of 6 A-947 Case: 12-2335 Document: 155-2 Page: 21 08/17/2012 695244 145 23. As it turned out, the FBI was only following up on a false lead. Fortunately for me, and to my great relief, the FBI agents asked a series of questions about my sisters' friends in the teachers' union, but did not ask me any questions about whether I was a lesbian. And in the end, despite all my fears and anxiety, I received my "Q" security clearance. 2 ^ 1 S ^ J J 3 U^ ^ - Edith Schlain Windsor Sworn to before me on this 15 day of August, 2011 ^jJA^y^^ Notary Public Case 1:10-cv-08435-BSJ-JCF Document 83 Filed 09/15/11 Page 6 of 6 A-948 Case: 12-2335 Document: 155-2 Page: 22 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 84 Filed 09/15/11 Page 1 of 3 A-949 Case: 12-2335 Document: 155-2 Page: 23 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 84 Filed 09/15/11 Page 2 of 3 A-950 Case: 12-2335 Document: 155-2 Page: 24 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 84 Filed 09/15/11 Page 3 of 3 A-951 Case: 12-2335 Document: 155-2 Page: 25 08/17/2012 695244 145 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK EDITH SCHLAIN WINDSOR, in her capacity as Executor of the estate of THEA CLARA SPYER, Plaintiff, THE UNITED STATES OF AMERICA, Defendant. 10 Civ. 8435 (BSJ) (JCF) ECF Case SUPPLEMENTAL EXPERT AFFIDAVIT OF MICHAEL LAMB, PH.D. I, Michael Lamb, Ph.D., hereby depose and say as follows: 1. I am Professor of Psychology in the Social Sciences and Head of the Division of Social and Developmental Psychology in the Faculty of Social, Human and Political Science at the University of Cambridge. 2. On May 19, 2011,1 submitted my expert affidavit in this matter, which set forth my relevant background and experience, and attached my curriculum vitae and a list of my publications from the last 10 years, at Exhibit A. 3. That affidavit set forth the principal opinion that I am offering in this case: that children and adolescents raised by same-sex parents are as likely to be well-adjusted as children raised by heterosexual parents, including "biological" parents. 4. I have read the relevant portions of the Rule 56.1 statement and memorandum of law filed by the Bipartisan Legal Advisory Group of the House of Representatives ("BLAG") in opposition to plaintiffs motion for summary judgment. More specifically, various statements on pages 23 and 24 of BLAG's memorandum suggest that the research on the psychological adjustment of children with gay and lesbian parents is not valid or reliable Case 1:10-cv-08435-BSJ-JCF Document 85 Filed 09/15/11 Page 1 of 9 A-952 Case: 12-2335 Document: 155-2 Page: 26 08/17/2012 695244 145 because it has "serious flaws." I submit this affidavit in order to respond to this statement, with which I strongly disagree. There is No Basis for Dismissal of the Studies Referenced in My Affidavit as "Flawed". 5. First, BLAG asserts that studies referenced in my affidavit "comparing gay or lesbian parents to heterosexual parents have serious flaws," and as supposed support for this position, quote from three articles discussed at my deposition. (BLAG Opp. Br. at 23-24.) 6. This assertion is both misleading and false. When these quotations from other scholars' articles were presented to me at my deposition in this case, I explained how they had been taken out of context and that the scientific research on gay parent families is robust, meets accepted rigorous standards for research in the field, and supports the central conclusion provided in my prior affidavit and reiterated here: that children with gay and lesbian parents are just as likely to be well-adjusted as those with heterosexual parents. 7. Specifically, in response to the first quotation from a report I had cited ["Studies of children raised by same-sex parents have almost exclusively focused on families headed by lesbian mothers rather than gay fathers" (BLAG Opp. Br. at 23)], I explained at my deposition: [I]t's a fact that there have been more studies that are focused on the adjustment of children raised by lesbians rather than by gay parents. It's a fact that results of studies that are focused on the children in both of those contexts are similar to one another. And it's a fact that in both contexts one finds that the adjustment of children is affected not by the sexual orientation or by the family structure but by the family process variables that we talked about earlier this morning. (Dep. Tr. at 16:6-11. f For example, Fair, Forsell and Patterson (2010) Parenting and child development in adoptive families: Does parental sexual orientation matter? Applied 1 There are fewer studies of children raised by gay fathers than lesbian mothers largely because there have been fewer gay men than lesbians raising children in their own households presumably because, among other things, it is easier for lesbians to bring biological children into their families. Indeed, only quite recently have significant numbers of gay men begun to do so, too. Case 1:10-cv-08435-BSJ-JCF Document 85 Filed 09/15/11 Page 2 of 9 A-953 Case: 12-2335 Document: 155-2 Page: 27 08/17/2012 695244 145 Developmental Science, 14(3), 164-178 (referenced in my initial affidavit) studied a sample of children raised since infancy in families headed by gay male couples. The results were the same as in the lesbian family researchchild outcomes did not vary depending on the parents' sexual orientation. 8. In other words, there is sufficient, indeed overwhelming, evidence that the adjustment of children is not affected by their parents' sexual orientation, and the fact that more studies have focused on children raised by lesbians, rather than by gay men, does nothing to undercut that conclusion. 9. In response to BLAG's second quotation"We still have relatively few studies of adolescent offspring of lesbian or gay parents however, and some have advised caution when generalizing the results of research conducted with young children to adolescents" (BLAG Opp. Br. at 23)I explained at my deposition as follows: There are fewer studies of adolescents than there are of younger children. I think that this statement here is part of a way of underscoring the importance of this research. And it is important research. But there are several other studies that have looked at adolescent offspring living with same-sex parents. Q. Does the fact that there are, I think you said, fewer studies on adolescents counsel us to be cautious about drawing conclusions about adolescents who are raised by same-sex parents? Well, I don't think it does because the results of those fewer studies are consistent with the results of other research that looks at children's adjustment and other research that looks at adolescents and the factors that are associated with their adjustment. Again, I think what's important to underscore is how important it is to look at any set of findings in context. In that context, the fact that studies like this show that children being raised by same-sex parents are as likely to be well adjusted as children raised by ~ sorry - as adolescents raised by heterosexual parents and that when one looks at the correlates of better or worse adjustment, that it's the same factors regardless of sexual orientation. It is the convergence between the findings and the broader body of literature that is really the key thing we want to look at. (Dep. Tr. at 82:15-83:21.) 10. As I explained, although there is less research on adolescents than on younger children, there have been several studies involving adolescents and they have uniformly Case 1:10-cv-08435-BSJ-JCF Document 85 Filed 09/15/11 Page 3 of 9 A-954 Case: 12-2335 Document: 155-2 Page: 28 08/17/2012 695244 145 reported positive outcomes on the part of adolescents raised by gay parents. Further, the correlates of positive adolescent adjustment are the same regardless of the parents' sexual orientation. 11. The third quotation presented to me at my deposition and used by BLAG was the following statement by Lawrence Kurdek: Future research on gay and lesbian couples needs to address several key issues. One is sampling. Because most studies have used convenience samples of mostly white and well-educated partners, the extent to which findings generalize to the larger population of gay and lesbian couples is unknown.... Most studies on gay and lesbian couples have used self-report surveys. Future work could address some of the biases associated with self-report data . . . . (BLAG Opp. Br. at 23-24.) When presented with this quote at my deposition, I explained as follows: Well, he's certainly correct in noting these issues in the literature on gay and lesbian couples, particularly research of the sort that he has done, which has painstakingly, and I think very usefully, shown that the dynamics of relationships in gay and lesbian couples are characterized by the same dimensions as those in heterosexual families and that clearly elaborating on that and doing more research may be helpful for those who are interested in further understanding couple dynamics. I do want to underscore that this, his research, is focused on gay and lesbian couples, mostly couples without children, and that these studies don't look at the relationship between the couple variables and the children's adjustment. They are nevertheless very useful because they do show that the research on the dynamics of those couples is subject to and has the same sorts of correlates and variables as do heterosexual couples, both those that are married as well as those who are co- habiting. (Dep. Tr. at 85:10-86:7.) 12. In other words, researchers typically identify areas for future research in their studies. This does not mean, as BLAG suggests, that the studies are invalid or unreliable. As I explained, Kurdek's research on same-sex couples' relationships is both rigorous and reliable. It is also important to note that he was not discussing research on gay parents, as BLAG incorrectly suggests. Case 1:10-cv-08435-BSJ-JCF Document 85 Filed 09/15/11 Page 4 of 9 A-955 Case: 12-2335 Document: 155-2 Page: 29 08/17/2012 695244 145 13. Contrary to BLAG's misleading presentation, therefore, I have never suggested that the scientific research on gay parent families is flawed or deficient; rather, I made it clear that the research is not only robust, but reliably shows equally good outcomes for children of gay and heterosexual parents. None of the quotations that BLAG cites undercuts the validity of the research. BLAG fundamentally mischaracterizes the scientific evidence, more fully summarized in my affidavit to which an extended bibliography was appended. The Sources BLAG Cites Do Not Reflect the Science 14. In further attempts to support its position that the gay parenting research should be dismissed because of methodological flaws, BLAG also made reference to a decision of the Eleventh Circuit Court of Appeals in the Lofton case (addressing a challenge to a Florida law banning adoption by gay people) and two articles, one written by Anne Hulbert, a writer, and one by George Dent, a law professor. Based on these writings, BLAG claims that, "Numerous studies have pointed to methodological flaws in those studies comparing heterosexual and homosexual parents." (BLAG Opp. Br. at 24.) 15. That is not the case. The Hulbert and Dent materials are non-scientific sources and, thus, are fundamentally unreliable. As an initial matter, neither Anne Hulbert nor George Dent have professional expertise with respect to child development. In addition, their articles were not published in peer-reviewed scientific journals. Indeed, the three page 2 Some of the "authorities" that Dent cites in his article were authored by individuals who have been discredited as biased with respect to the research on homosexuality. For example, Dent cites Paul Cameron, the founder of an anti-gay advocacy organization called the Family Research Institute, who reportedly had his membership in the American Psychological Association revoked. He also cites George Rekers and Walter Schumm. Two courts have found Rekers' testimony about gay parents to be biased. As a Florida court explained: "[His] testimony was far from a neutral and unbiased recitation of the relevant scientific evidence. Dr. Rekers' beliefs are motivated by his strong ideological and theological convictions that are not consistent with science. Based on his testimony and demeanor at trial, the court cannot consider his testimony to be credible nor worthy of forming the basis of public policy." In re Adoption of Doe, 2008 WL 5006172, at *12 (Fla. Cir. Ct. Nov. 25, Case 1:10-cv-08435-BSJ-JCF Document 85 Filed 09/15/11 Page 5 of 9 A-956 Case: 12-2335 Document: 155-2 Page: 30 08/17/2012 695244 145 article by Hulbert, which was published in a popular on-line magazine, www.slate.com, contains an errata footnote acknowledging her earlier misunderstanding of statistics presented in a study. 16. The Eleventh Circuit's characterization of the gay parenting research also does not match reality. The sources cited by the Lofton court purporting to show that the research is flawed include: (1) a 1995 commentary by Baumrind calling for the very kinds of studies that have been published in the years since; (2) a booklet written by Lemer and Nagai that was published by the Marriage Law Project, an advocacy organization that opposes marriage for same-sex couples; and (3) a review article written by Stacey and Biblarz that, contrary to the Court's characterization, deems the research sufficiently strong and reliable to draw the following conclusion: Because every relevant study to date shows that parental sexual orientation, per se, has no measurable effect on the quality of parent-child relationships or on children's mental health or social adjustment, there is no evidentiary basis for considering parental sexual orientation in decisions about children's best interest. 4 17. Contrary to the conclusion of the Lofton court, the research on gay parent families is a robust body of research that meets the rigorous methodological standards 2008); see also Howard v. Child Welfare Agency Review Bd, 2004 WL 3154530 (Ark. Cir. 2004), aff d, 238 S.W.3d 1 (Ark. 2006)CTt was apparent from both Dr. Rekers' testimony and attitude on the stand that he was there primarily to promote his own personal ideology. If the furtherance of such ideology meant providing the court with only partial information or selectively analyzing study results that was acceptable to Dr. Rekers. . . . Dr. Rekers' willingness to prioritize his personal beliefs over his function as an expert provider of fact rendered his testimony extremely suspect and of little, if any, assistance to the court in resolving the difficult issues presented by this case."). As for Walter Schumm, the same Florida court that criticized Rekers concluded that Schumm "integrates his religious and ideological beliefs into his research." Id. 3 BLAG also cites in its motion to dismiss an article by Lynn Wardle as purported support for its argument that children raised by same-sex parents miss the benefits of being raised by men and women. (BLAG Mem. in Support of Mot. to Dismiss at 43.) Like Dent, Lynn Wardle is a law professor with no professional expertise in child development and his article, which was published in a law journal, is not a scientific publication. 4 The Hulbert article from slate.com similarly misinterprets Stacey and Biblarz. Case 1:10-cv-08435-BSJ-JCF Document 85 Filed 09/15/11 Page 6 of 9 A-957 Case: 12-2335 Document: 155-2 Page: 31 08/17/2012 695244 145 demanded for publication in the leading academic journals. There is simply no basis on which to dismiss this body of research as invalid or unreliable due to methodological deficiencies. 18. Of the two studies cited by the Lofton court to purportedly show worse outcomes for children with gay parents, the first, a publication by Paul Cameron, is worthless because, although it claims to show that children are more likely to be molested by gay parents than heterosexual parents, it makes clear that the researchers did not even ask respondents about the sexual orientation of their parents. See also n. 1, supra. Second, the Stacey and Biblarz review discussed above did not conclude that children with gay parents fared worse than children with heterosexual parents. In fact, it concluded that there is "no evidentiary basis for considering parental sexual orientation in decisions about children's best interest." As discussed more fully in my original affidavit, the research on children raised by gay parents consistently shows that parental sexual orientation has no bearing on child outcomes. There can be no reasonable doubt that this is a matter of scientific consensus. 19. Finally, BLAG attempts to refute my statement that "[t]here is no empirical support for the notion that the presence of both male and female role models in the home promotes children's adjustment or well being," by referencing studies cited in the case Mzarry v. Bd ofEduc. of Chi., 251 F.3d 604, 607 (7th Cir. 2001). (BLAG Rule 56.1 Stmt. Tf47.) As BLAG notes, those studies show only that so far as heterosexuals are concerned, the evidence that marriage "provides a stable and nourishing framework for child-rearing . . . 5 In addition, while BLAG did not cite it in the Windsor case, in Pedersen, BLAG cited Norval Glenn's criticism of sampling in research on gay/lesbian parenting: See BLAG's opposition to summary judgment in Pedersen, pp. 31-32 (citing Glenn's article, "The Struggle for Same-Sex Marriage"). For the same reasons discussed above, Glenn's article is without merit. Although Glenn dismisses this body of research for using small convenience samples, such sampling is appropriate and routinely used in psychological research. Moreover, a number of the studies on gay parent families did use representative samples. Case 1:10-cv-08435-BSJ-JCF Document 85 Filed 09/15/11 Page 7 of 9 A-958 Case: 12-2335 Document: 155-2 Page: 32 08/17/2012 695244 145 refutes any claim that policies designed to promote marriage are irrational." Significantly, the Mzarry court and these studies were not comparing families of heterosexual and gay couplesthey were simply comparing married and non-married heterosexual couples. BLAG also cites a 1974 review by Biller extolling the positive impact that heterosexual fathers can have on their children's development. The speculation nearly 40 years ago that that children needed to have both male and female parents in order to be well-adjusted has not been supported by the research. Research conducted since then has demonstrated that both mothers and fathers are important to their children as parents, not as males and females, and that the parents' genders do not affect children's adjustment. 20. Finally, the sources cited by BLAG are not only unscientific and do not support their arguments, but were largely published prior to 2004. As discussed above and in my original affidavit, the body of scientific research pre-dating 2004 fully supported my opinion that child adjustment is not affected by the parents' sexual orientation. Since then, however, there has been much additional research exploring the psychological adjustment of children and adolescents raised by same-sex couples. (I cited forty-three academic articles published after 2004 in Exhibit B appended to my initial affidavit.) This more recent research only serves to underscore the established conclusion that child adjustment is not in any way affected by parental sexual orientation. 6 In its motion to dismiss at 40-41, n. 11, BLAG says that "In 2004, Congress extensively reviewed the evidence that children whose mother or father is absent are comparatively worse off," and references an article by Barbara Dafoe Whitehead published in the Atlantic magazine (http://www.theatlantic.eom/magazine/archive/l993/04/dan-quayle- was-right/7015/) and a report by the organization Child Trends (http://www.childtrends.org/files/marriagerb602.pdf) as examples. These articles discuss the research on family dissolution and single parenthood among heterosexual parents, noting poorer average outcomes for children whose family lives are disrupted by divorce and those who do not have supportive relationships with both of their parents. These articles do not, as BLAG suggests, say anything to support the claim that parents' gender affects children's adjustment. And they have no relevance to gay parent families other than to suggest that children of gay parents would also be more likely to be well adjusted if their parents' relationships remained intact. Case 1:10-cv-08435-BSJ-JCF Document 85 Filed 09/15/11 Page 8 of 9 A-959 Case: 12-2335 Document: 155-2 Page: 33 08/17/2012 695244 145 21. The conclusion stated in my affidavitthat children with gay, lesbian, and heterosexual parents are all as likely as one another to be well-adjusted because it is the quality of parenting and parent-child relationships, the quality of the parents' relationships with partners and other significant adults, and their social and economic resources, rather than their family structure or type that determines children's outcomesis well supported by the empirical research literature, and is not undermined by the misleading assertions made by BLAG in opposing plaintiffs motion for summary judgment. I declare under penalty of perjury under the laws of the United States of America that the foregoing is true and accurate. Executed this [ o th day of September 2011 at Washington, DC. Case 1:10-cv-08435-BSJ-JCF Document 85 Filed 09/15/11 Page 9 of 9 A-960 Case: 12-2335 Document: 155-2 Page: 34 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 86 Filed 09/15/11 Page 1 of 5 A-961 Case: 12-2335 Document: 155-2 Page: 35 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 86 Filed 09/15/11 Page 2 of 5 A-962 Case: 12-2335 Document: 155-2 Page: 36 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 86 Filed 09/15/11 Page 3 of 5 A-963 Case: 12-2335 Document: 155-2 Page: 37 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 86 Filed 09/15/11 Page 4 of 5 A-964 Case: 12-2335 Document: 155-2 Page: 38 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 86 Filed 09/15/11 Page 5 of 5 A-965 Case: 12-2335 Document: 155-2 Page: 39 08/17/2012 695244 145 UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK
____________________________________ ) EDITH SCHLAIN WINDSOR, in her ) capacity as executor of the estate of ) THEA CLARA SPYER, ) ) Plaintiff, ) ) v. ) Civil Action No. 10-CV-8435 (BSJ)(JCF) ) THE UNITED STATES OF AMERICA, ) ) Defendant. ) ____________________________________)
INTERVENOR-DEFENDANTS NOTICE OF RECENT DECISIONS
Intervenor-Defendant the Bipartisan Legal Advisory Group of the U.S. House of Representatives (the House) respectfully submits this notice of two recent decisions, each relevant to both its motion to dismiss and its opposition to Plaintiffs motion for summary judgment. First, on September 29, 2011 (after the close of briefing on the Houses motion to dismiss in this matter and after the Houses final submission in opposition to Plaintiffs motion for summary judgment), the United States Court of Appeals for the Ninth Circuit issued the decision attached at Exhibit A. See Log Cabin Republicans v. United States, --- F.3d ----, Nos. 10-56634 & 10-56813, 2011 WL 4494225 (9th Cir. Sept. 29, 2011) (per curiam); see also id. at *5-10 (OScannlain, J., concurring). The Log Cabin Republicans decision and the concurring opinion thereto are relevant to the Houses arguments, including regarding the propriety of leaving political issues to the elected branches of government and the ability of homosexuals to Case 1:10-cv-08435-BSJ-JCF Document 91 Filed 10/20/11 Page 1 of 4 A-966 Case: 12-2335 Document: 155-2 Page: 40 08/17/2012 695244 145 2 achieve gains through those branches. See, e.g., Mem. of Law . . . in Supp. of . . . Mot. to Dismiss at 1-2, 43-45 (Aug. 1, 2011) (ECF No. 53); Mem. of Law in . . . Oppn to Pl.s Mot. for Summ. J. at 1, 12-21 (Aug. 1, 2011) (ECF No. 50). Second, on September 28, 2011 (also after the close of briefing on the Houses motion to dismiss in this matter and after the Houses final submission in opposition to Plaintiffs motion for summary judgment), the United States District Court for the Central District of California issued the decision attached at Exhibit B, which dismisses a complaint that, like the instant one, challenged on equal protection grounds the constitutionality of Section 3 of the Defense of Marriage Act, 1 U.S.C. 7. See In Chambers Order, Lui v. Holder, et al., No. 2:11-cv-01267- SVW (JCGx) (C.D. Cal. Sept. 28, 2011). The Lui decision is relevant to the Houses arguments regarding the applicable standard of equal protection scrutiny. See, e.g., Mem. of Law in . . . Oppn to Pl.s Mot. for Summ. J. at 5-7 (Aug. 1, 2011) (ECF No. 50); Mem. of Law . . . in Supp. of . . . Mot. to Dismiss at 22-26 (Aug. 1, 2011) (ECF No. 53).
/s/ Paul D. Clement Paul D. Clement H. Christopher Bartolomucci Conor B. Dugan Nicholas J. Nelson BANCROFT PLLC 1919 M Street, Northwest, Suite 470 Washington, District of Columbia 20036 Telephone: (202) 234-0090 Facsimile: (202) 234-2806
Counsel for the Bipartisan Legal Advisory Group of the U.S. House of Representatives
OF COUNSEL:
Kerry W. Kircher, General Counsel Christine Davenport, Senior Assistant Counsel Katherine E. McCarron, Assistant Counsel William Pittard, Assistant Counsel Kirsten W. Konar, Assistant Counsel OFFICE OF GENERAL COUNSEL U.S. House of Representatives 219 Cannon House Office Building Washington, District of Columbia 20515 Telephone: (202) 225-9700 Facsimile: (202) 226-1360
October 20, 2011 Case 1:10-cv-08435-BSJ-JCF Document 91 Filed 10/20/11 Page 3 of 4 A-968 Case: 12-2335 Document: 155-2 Page: 42 08/17/2012 695244 145
CERTIFICATE OF SERVICE
I certify that on October 20, 2011, I served one copy of Intervenor-Defendants Notice of Recent Decisions by CM/ECF and by electronic mail (.pdf format) on the following: Roberta A. Kaplan, Esquire, & Andrew J. Ehrlich, Esquire PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 1285 Avenue of the Americas New York City, New York 10019-6064 rkaplan@paulweiss.com aehrlich@paulweiss.com
Alexis B. Karteron, Esquire, & Arthur N. Eisenberg, Esquire NEW YORK CIVIL LIBERTIES UNION FOUNDATION 125 Broad Street, Nineteenth Floor New York City, New York 10004 akarteron@nyclu.org arteisenberg@nyclu.org
James D. Esseks, Esquire, Melissa Goodman, Esquire, & Rose A. Saxe, Esquire AMERICAN CIVIL LIBERTIES UNION FOUNDATION 125 Broad Street New York City, New York 10004 jesseks@aclu.org mgoodman@nyclu.org rsaxe@aclu.org
Jean Lin, Esquire UNITED STATES DEPARTMENT OF JUSTICE, CIVIL DIVISION 20 Massachusetts Avenue, Northwest, Seventh Floor Washington, District of Columbia 20530 jean.lin@usdoj.gov
Simon Heller, Esquire STATE OF NEW YORK OFFICE OF THE ATTORNEY GENERAL 120 Broadway New York City, New York 10271 simon.heller@ag.ny.gov
/s/ Kerry W. Kircher Kerry W. Kircher
Case 1:10-cv-08435-BSJ-JCF Document 91 Filed 10/20/11 Page 4 of 4 A-969 Case: 12-2335 Document: 155-2 Page: 43 08/17/2012 695244 145
Exhibit A Case 1:10-cv-08435-BSJ-JCF Document 91-1 Filed 10/20/11 Page 1 of 9 A-970 Case: 12-2335 Document: 155-2 Page: 44 08/17/2012 695244 145 Log Cabin Republicans v. U.S., --- F.3d ---- (2011) 11 Cal. Daily Op. Serv. 12,451, 2011 Daily Journal D.A.R. 14,795 2011 Thomson Reuters. No claim to original U.S. Government Works. 1 zo11 W qqqqzz UnILed SLuLes CourL oI AeuIs, NInLh CIrcuIL. OG CABN REPUBCANS, u non- roIIL cororuLIon, PIuInLIII-AeIIee, v. UNTED STATES oI AmerIcu; eon PuneLLu, SecreLury oI DeIense, In hIs oIIIcIuI cuucILy, DeIendunLs-AeIIunLs. og CubIn ReubIIcuns, u non-roIIL cororuLIon, PIuInLIII-AeIIunL, v. UnILed SLuLes oI AmerIcu; eon PuneLLu, SecreLury oI DeIense, In hIs oIIIcIuI cuucILy, DeIendunLs-AeIIees. Nos. 1o-66q, 1o-681. Argued und SubmILLed SeL. 1, zo11. IIed SeL. zq, zo11. Synopsis Background: Nonprofit corporation brought action against federal government challenging as facially unconstitutional the Don't Ask, Don't Tell statute and its implementing regulations, which permitted discharge of military service members on account of homosexual conduct, asserting claims under the due process clause of the Fifth Amendment, the right to equal protection guaranteed by that Amendment, and the First Amendment right to freedom of speech. The United States District Court for the Central District of California, Virginia A. Phillips, J., dismissed equal protection claim, but ruled after bench trial that policy violated due process and First Amendment, and permanently enjoined government from applying policy, 716 F.Supp.2d 884. Parties appealed, and challenged statute was repealed while appeal was pending. Holdings: The Court of Appeals held that: 1 action became moot when repeal of statute took effect while parties' appeal was pending; 2 collateral-consequences exception to mootness doctrine did not apply; and 3 mootness of action deprived government of appeal to which it was entitled, and thus vacatur of district court's judgment was appropriate. Vacated and remanded with directions to dismiss. O'Scannlain, Circuit Judge, filed specially concurring opinion. Attorneys and Law Firms Henry C. Whitaker, Attorney, Appellate Staff, Civil Division, United States Department of Justice, Washington, D.C., argued the cause and filed the briefs for the defendants- appellants/defendants-appellees. With him on the briefs were Tony West, Assistant Attorney General, Andr Birotte Jr., United States Attorney, and Anthony J. Steinmeyer and August E. Flentje, Attorneys, Appellate Staff, Civil Division, United States Department of Justice, Washington, D.C. Dan Woods, White & Case LLP, Los Angeles, CA, argued the cause and filed a brief for the plaintiff-appellee/plaintiff- appellant. With him on the brief was Earle Miller, Aaron A. Kahn, and Devon A. Myers, White & Case LLP, Los Angeles, CA. Appeal from the United States District Court for the Central District of California, Virginia A. Phillips, District Judge, Presiding. D.C. No. 2:04cv08425VAPE. Before ARTHUR L. ALARCN, DIARMUID F. O'SCANNLAIN, and BARRY G. SILVERMAN, Circuit Judges. Opinion OPINION PER CURIAM: *1 We are called upon to decide whether the congressionally enacted Don't Ask, Don't Tell policy respecting homosexual conduct in the military is unconstitutional on its face. I A In 1993, Congress enacted the policy widely known as Don't Ask, Don't Tell. The policy generally required that a service member be separated from the military if he had engaged or attempted to engage in homosexual acts, stated that he is a homosexual, or married or attempted to marry a person of the same sex. 10 U.S.C. 654(b) (repealed); see, e.g., Dep't of Def. Instructions 1332.14, 1332.30 (2008). Case 1:10-cv-08435-BSJ-JCF Document 91-1 Filed 10/20/11 Page 2 of 9 A-971 Case: 12-2335 Document: 155-2 Page: 45 08/17/2012 695244 145 Log Cabin Republicans v. U.S., --- F.3d ---- (2011) 11 Cal. Daily Op. Serv. 12,451, 2011 Daily Journal D.A.R. 14,795 2011 Thomson Reuters. No claim to original U.S. Government Works. 2 The nonprofit corporation Log Cabin Republicans brought this suit in 2004, challenging section 654 and its implementing regulations as facially unconstitutional under the due process clause of the Fifth Amendment, the right to equal protection guaranteed by that Amendment, and the First Amendment right to freedom of speech. Log Cabin sought a declaration that the policy is facially unconstitutional and an injunction barring the United States from applying the policy. The district court dismissed the equal protection claim under Witt v. Department of the Air Force, 527 F.3d 806 (9th Cir.2008) (upholding section 654 against a facial equal protection challenge), but allowed the due process and First Amendment challenges to proceed to trial. After a bench trial, in October 2010 the district court ruled that section 654 on its face violates due process and the First Amendment. The court permanently enjoined the United States from applying section 654 and its implementing regulations to anyone. The United States appealed; Log Cabin cross-appealed the dismissal of its equal protection claim. B While the appeal was pending, Congress enacted the Don't Ask, Don't Tell Repeal Act of 2010, Pub.L. No. 111321, 124 Stat. 3515 (2010) (Repeal Act). That statute provides that section 654 would be repealed 60 days after: (1) the Secretary of Defense received a report determining the impact of repealing section 654 and recommending any necessary changes to military policy, and (2) the President, Secretary of Defense, and Chairman of the Joint Chiefs of Staff certified that they had considered the report's recommendations and were prepared to implement the repeal consistent with military readiness, military effectiveness, and unit cohesion. Repeal Act 2(b). The Repeal Act left section 654 in effect until the prerequisites to repeal were satisfied and 60 days had then passed. The report was issued November 30, 2010, and certification occurred July 21, 2011. Section 654 was thus repealed September 20, 2011. II A 1 Because section 654 has now been repealed, we must determine whether this case is moot. [I]t is not enough that there may have been a live case or controversy when the case was decided by the court whose judgment is under review. Burke v. Barnes, 479 U.S. 361, 363, 107 S.Ct. 734, 93 L.Ed.2d 732 (1987). Article III of the United States Constitution requires that there be a live case or controversy at the time that a reviewing federal court decides the case. Id. *2 2 Applying that limitation, the Supreme Court and our court have repeatedly held that a case is moot when the challenged statute is repealed, expires, or is amended to remove the challenged language. In determining whether a case has become moot on appeal, the appellate court review[s] the judgment below in light of the ... statute as it now stands, not as it ... did before the district court. Hall v. Beals, 396 U.S. 45, 48, 90 S.Ct. 200, 24 L.Ed.2d 214 (1969) (per curiam); see Burke, 479 U.S. at 363, 107 S.Ct. 734. In Hall v. Beals, for example, the Supreme Court deemed moot a challenge to a six-month residency requirement imposed by Colorado for eligibility to vote in the 1968 presidential election. 396 U.S. at 4648, 90 S.Ct. 200. After the district court rejected the challenge and the Supreme Court noted probable jurisdiction, the Colorado legislature reduced the residency requirement to two months, which the plaintiffs would have met at the time of the 1968 election. Id. at 4748, 90 S.Ct. 200. The case was moot because, under the statute as ... written when the Supreme Court reviewed the district court's judgment, the appellants could have voted in the 1968 presidential election. Id. at 48, 90 S.Ct. 200. Similarly, in United States Department of the Treasury v. Galioto, after the Supreme Court had noted probable jurisdiction to review a ruling that federal firearms legislation unconstitutionally singled out mental patients, the case became moot because Congress amended the statute to remove the challenged language. 477 U.S. 556, 55960, 106 S.Ct. 2683, 91 L.Ed.2d 459 (1986). And in Burke v. Barnes, where several congressmen challenged the President's attempt to pocket-veto a bill, the Supreme Court deemed the case moot because the bill expired by its own terms before the Court could rule on the case. 479 U.S. at 363, 107 S.Ct. 734. As in cases dealing with repealed legislation, the Court analyze[d] th[e] case as if[the plaintiffs] had originally sought to litigate the validity of a statute which by its terms had already expired. See id. 3 Following the Court's lead, we have routinely deemed cases moot where a new law is enacted during the pendency of an appeal and resolves the parties' dispute. Qwest Corp. v. City of Surprise, 434 F.3d 1176, 1181 (9th Cir.2006) (Qwest's challenge to ordinances rendered moot by amendment exempting Qwest from ordinances); see Chem. Producers & Distribs. Ass'n v. Helliker, 463 F.3d 871, 875 Case 1:10-cv-08435-BSJ-JCF Document 91-1 Filed 10/20/11 Page 3 of 9 A-972 Case: 12-2335 Document: 155-2 Page: 46 08/17/2012 695244 145 Log Cabin Republicans v. U.S., --- F.3d ---- (2011) 11 Cal. Daily Op. Serv. 12,451, 2011 Daily Journal D.A.R. 14,795 2011 Thomson Reuters. No claim to original U.S. Government Works. 3 78 (9th Cir.2006) (case moot where amendment eliminated challenged part of pesticide registration law); Martinez v. Wilson, 32 F.3d 1415, 141920 (9th Cir.1994) (case moot where, after injunction was issued, statute was amended to eliminate challenged factors used by the State of California in distributing funds under the Older Americans Act). Under these precedents, when a statutory repeal or amendment gives a plaintiff everything [it] hoped to achieve by its lawsuit, the controversy is moot. Helliker, 463 F.3d at 876. 4 This suit became moot when the repeal of section 654 took effect on September 20. If Log Cabin filed suit today seeking a declaration that section 654 is unconstitutional or an injunction against its application (or both), there would be no Article III controversy because there is no section 654. The repeal, in short, gave Log Cabin everything its complaint hoped to achieve. Helliker, 463 F.3d at 876. There is no longer a present, live controversy of the kind that must exist for us to reach the merits. Hall, 396 U.S. at 48, 90 S.Ct. 200. B *3 Log Cabin concedes that the injunctive relief awarded by the district court [has] become moot due to the repeal, but contends that its quest for declaratory relief is live under either of two exceptions to mootness. 5 6 We are not persuaded. When a statutory repeal or amendment extinguishes a controversy, the case is moot. There is no exception for declaratory relief. See Native Vill. of Noatak v. Blatchford, 38 F.3d 1505, 1514 (9th Cir.1994) (Declaratory relief is unavailable where [a] claim is otherwise moot....); Pub. Utils. Comm'n of State of Cal. v. FERC, 100 F.3d 1451, 1459 (9th Cir.1996) (same). 7 In any event, no exception to mootness applies here. Log Cabin notes that generally a defendant's voluntary cessation of a challenged practice does not deprive a federal court of its power to determine the legality of the practice. City of Mesquite v. Aladdin's Castle, Inc., 455 U.S. 283, 289, 102 S.Ct. 1070, 71 L.Ed.2d 152 (1982). But voluntary cessation is different from a statutory amendment or repeal. Repeal is usually enough to render a case moot, even if the legislature possesses the power to reenact the statute after the lawsuit is dismissed. Helliker, 463 F.3d at 878. Cases rejecting mootness in such circumstances are rare and typically involve situations where it is virtually certain that the repealed law will be reenacted. Id. (emphases omitted); see, e.g., City of Mesquite, 455 U.S. at 289 & n. 11, 102 S.Ct. 1070 (City admitted that it intended to reenact precisely the same provision that it had repealed after the district court's adverse judgment); Ballen v. City of Redmond, 466 F.3d 736, 741 (9th Cir.2006) (statutory amendment adopted only as an interim regulation in response to the district court's summary judgment ruling); Coral Constr. Co. v. King Cnty., 941 F.2d 910, 928 (9th Cir.1991) (district court had upheld the challenged ordinance, allowing the County to reenact its earlier ordinance without the spectre of a prior finding of unconstitutionality). We cannot say with virtual[ ] certain[ty], Helliker, 463 F.3d at 878, that the Congress that passed the Repeal Act or a future Congress whose composition, agenda, and circumstances we cannot knowwill reenact Don't Ask, Don't Tell. We can only speculate, and our speculation cannot breathe life into this case. 8 9 A second exception to mootness applies when a party faces collateral consequences from a challenged statute even when the statute is repealed. Log Cabin cites several benefits that discharged service members may have lost as a result of their separation. But because these missed benefits are not legal penalties from past conduct, they do not fall within this exception. Qwest, 434 F.3d at 1182; Pub. Utils. Comm'n, 100 F.3d at 1461 (the collateral consequences must be legal ). III 10 Having determined that this case is moot, we must direct the entry of such appropriate judgment, decree, or order, or require such further proceedings to be had as may be just under the circumstances. 28 U.S.C. 2106. *4 11 The established practice when a civil suit becomes moot on appeal is to vacate the district court's judgment and remand for dismissal of the complaint. See United States v. Munsingwear, Inc., 340 U.S. 36, 39, 71 S.Ct. 104, 95 L.Ed. 36 (1950). Vacatur ensures that those who have been prevented from obtaining the review to which they are entitled [are] not ... treated as if there had been a review. Id. It prevent[s] an unreviewable decision from spawning any legal consequences, so that no party is harmed by what [the Supreme Court has ] called a preliminary adjudication. Camreta v. Greene, U.S. , 131 S.Ct. 2020, 2035, 179 L.Ed.2d 1118 (2011) (quoting Munsingwear, 340 U.S. at 40 41, 71 S.Ct. 104). 12 To be sure, in the rare situation when mootness[does] not deprive the appealing party of any review to which[it] was entitled, reviewing courts have left lower court decisions intact. Camreta, 131 S.Ct. at 2035 n. 10. Vacatur thus may be Case 1:10-cv-08435-BSJ-JCF Document 91-1 Filed 10/20/11 Page 4 of 9 A-973 Case: 12-2335 Document: 155-2 Page: 47 08/17/2012 695244 145 Log Cabin Republicans v. U.S., --- F.3d ---- (2011) 11 Cal. Daily Op. Serv. 12,451, 2011 Daily Journal D.A.R. 14,795 2011 Thomson Reuters. No claim to original U.S. Government Works. 4 unwarranted when the losing party did not file an appeal or settled the case. See id. (citing Karcher v. May, 484 U.S. 72, 83, 108 S.Ct. 388, 98 L.Ed.2d 327 (1987), and U.S. Bancorp Mortg. Co. v. Bonner Mall P'ship, 513 U.S. 18, 25, 115 S.Ct. 386, 130 L.Ed.2d 233 (1994)). In each circumstance, the losing party voluntarily forfeit[s] his legal remedy by the ordinary process[ ] of appeal and thus surrender[s] his claim to the equitable remedy of vacatur. U.S. Bancorp, 513 U.S. at 25, 115 S.Ct. 386. That is not the situation before us. The United States did not forfeit the appellate review to which it was entitled. After the district court entered its judgment and injunction, the United States appealed promptly, moved our court to stay the district court order, filed two merits briefs disputing the judgment and relief ordered, moved to reinstate the stay of the injunction after this court briefly lifted it, filed a letter brief reiterating its arguments against the district court's judgment and injunction, and at oral argument made clear that it still advances all of its arguments against the district court's judgment and injunction. Mootness has thus deprived the United States of the review to which it is entitled. Vacatur is proper. See Arizonans for Official English v. Arizona, 520 U.S. 43, 74, 117 S.Ct. 1055, 137 L.Ed.2d 170 (1997) (holding that vacatur was proper because, when the mooting event occurred, the Arizona Attorney General was pursuing his right to present argument on appeal). We therefore vacate the judgment of the district court. Burke, 479 U.S. at 365, 107 S.Ct. 734 (vacating and remanding to dismiss complaint); Helliker, 463 F.3d at 880 (same); Martinez, 32 F.3d at 1420. Because Log Cabin has stated its intention to use the district court's judgment collaterally, we will be clear: It may not. Nor may its members or anyone else. We vacate the district court's judgment, injunction, opinions, orders, and factual findingsindeed, all of its past rulingsto clear the path completely for any future litigation. Those now-void legal rulings and factual findings have no precedential, preclusive, or binding effect. The repeal of Don't Ask, Don't Tell provides Log Cabin with all it sought and may have had standing to obtain. (We assume without deciding that Log Cabin had standing to seek a declaration that section 654 is unconstitutional and an injunction barring the United States from applying it to Log Cabin's members. See Arizonans for Official English, 520 U.S. at 6667, 117 S.Ct. 1055 (court may assume without deciding that standing exists in order to analyze mootness).) Because the case is moot and the United States may not challenge further the district court's rulings and findings, giving those rulings and findings any effect would wrongly harm the United States. 1 *5 On remand, the district court will dismiss the complaint forthwith. VACATED AND REMANDED WITH DIRECTIONS TO DISMISS. O'SCANNLAIN, Circuit Judge, concurring specially: I fully concur in the court's opinion. The repeal of Don't Ask, Don't Tell has mooted this case, and our opinion properly vacates the district court's judgment, injunction, rulings, and findings. I write separately because our inability to reach the merits may leave uncertainty about the role Lawrence v. Texas, 539 U.S. 558, 123 S.Ct. 2472, 156 L.Ed.2d 508 (2003), may have in substantive due process challenges. Although Congress spared us the need to reach the merits in this case, other such challenges will come to the courts. Because guideposts for responsible decisionmaking on matters of substantive due process are scarce and open ended, Collins v. City of Harker Heights, 503 U.S. 115, 125, 112 S.Ct. 1061, 117 L.Ed.2d 261 (1992), I think it useful to explain how courts should approach the application of Lawrence in appropriate cases. I The Supreme Court has emphasized its reluctan[ce] to expand the concept of substantive due process. Collins, 503 U.S. at 125, 112 S.Ct. 1061. To confine that concept to its proper bounds, the Court has developed an established method of substantive due process analysis that comprises two primary features. Washington v. Glucksberg, 521 U.S. 702, 720, 117 S.Ct. 2258, 138 L.Ed.2d 772 (1997). First, the Court requires a careful description of the asserted fundamental liberty interest. Glucksberg, 521 U.S. at 721, 117 S.Ct. 2258; see Reno v. Flores, 507 U.S. 292, 302, 113 S.Ct. 1439, 123 L.Ed.2d 1 (1993); Collins, 503 U.S. at 125, 112 S.Ct. 1061. In crafting such descriptions, the Court has eschewed breadth and generality in favor of narrowness, delicacy, and precision. In Washington v. Glucksberg, for example, the Court framed the issue before it as whether the liberty specially protected by the Due Process Clause includes a right to commit suicide which itself includes a right to assistance in doing so. 521 U.S. at 723, 117 S.Ct. 2258. The Court rejected capacious formulations of the asserted right, such as the right to choose a humane, dignified death or the liberty to shape death. Id. at 722, 117 S.Ct. 2258 (internal quotation marks omitted). Case 1:10-cv-08435-BSJ-JCF Document 91-1 Filed 10/20/11 Page 5 of 9 A-974 Case: 12-2335 Document: 155-2 Page: 48 08/17/2012 695244 145 Log Cabin Republicans v. U.S., --- F.3d ---- (2011) 11 Cal. Daily Op. Serv. 12,451, 2011 Daily Journal D.A.R. 14,795 2011 Thomson Reuters. No claim to original U.S. Government Works. 5 Similarly, in Cruzan v. Director, Missouri Department of Health, the Court formulated the interest at stake as a right to refuse lifesaving hydration and nutrition, 497 U.S. 261, 279, 110 S.Ct. 2841, 111 L.Ed.2d 224 (1990), rather than as a right to die. So too in Reno v. Flores, where the Court described the interest at issue as the alleged right of a child who has no available parent, close relative, or legal guardian, and for whom the government is responsible, to be placed in the custody of a willing-and-able private custodian rather than of a government-operated or government-selected child-care institution. 507 U.S. at 302, 113 S.Ct. 1439. Again, the Court rejected more general articulations of the alleged right, such as the freedom from physical restraint and the right to come and go at will. Id. *6 Second, the Court examines whether that carefully described right is deeply rooted in our Nation's history, legal traditions, and practices or in supporting case law. Glucksberg, 521 U.S. at 721, 117 S.Ct. 2258 (internal quotation marks omitted); see Collins, 503 U.S. at 12629, 112 S.Ct. 1061 (examining the text [and] history of the Due Process Clause); Cruzan, 497 U.S. at 26977, 110 S.Ct. 2841 (examining the common law and contemporary case law); see also Flores, 507 U.S. at 303, 113 S.Ct. 1439 (observing that no court had ever held that there was a constitutional right of the sort alleged). In Glucksberg, for example, the Court examined those sources for evidence of a right to commit suicide with another's assistance. 521 U.S. at 724, 117 S.Ct. 2258; see id. at 71019, 72328, 117 S.Ct. 2258. Coming up empty-handed, the Court concluded that this asserted right ... is not a fundamental liberty interest protected by the Due Process Clause. Id. at 728, 117 S.Ct. 2258. The Court has imposed these dual limitations on substantive due process analysis to preserve the judiciary's proper role in the constitutional structure. [E]xtending constitutional protection to an asserted right or liberty interest ... to a great extent[ ] place[s] the matter outside the arena of public debate and legislative action. Glucksberg, 521 U.S. at 720, 117 S.Ct. 2258. Whenever the Court expands the concept of substantive due process, moreover, it risks subtly transform[ing] the liberty protected by the due process clause to the policy preferences of the Members of th[e] Court.Id. In short, when confronted with assertions of new fundamental rights, rather than invite innovation the Court has counseled caution. The Court has developed a trusted method reflecting that caution. And while the Court has on occasion departed from its established method, it has not licensed lower courts to do so. See Witt v. Dep't of Air Force, 548 F.3d 1264, 1273 (9th Cir.2008) (O'Scannlain, J., dissenting from denial of rehearing en banc). Most important, when a right is not rooted in our constitutional text, traditions, or history, our authority as judges is at its end. We must then leave the task of identifying and protecting new rights where the Constitution leaves itwith the political branches and the people. See Glucksberg, 521 U.S. at 720, 117 S.Ct. 2258. II A Against this established legal background, the district court in this case reasoned as follows: Fundamental rights trigger heightened judicial scrutiny. Log Cabin Republicans v. United States, 716 F.Supp.2d 884, 911 (C.D.Cal.2010). Lawrence v. Texas recogniz[ed] the fundamental right to an autonomy of self that includes freedom of thought, belief, expression, and certain intimate conduct. Id. (quoting 539 U.S. at 562, 123 S.Ct. 2472). Log Cabin's challenge to Don't Ask, Don't Tell implicates that same fundamental right. Id. Therefore, Don't Ask, Don't Tell must withstand heightened scrutiny. Id. This is not the established method of substantive due process analysis. Indeed, this analysis was tantamount to a conclusion that the Supreme Court in Lawrence rejected its own settled approach and established a sweeping fundamental right triggering heightened scrutiny regardless of context. On that unsupported foundation, the district court subjected 10 U.S.C. 654 to heightened scrutiny. *7 The Supreme Court's cases instruct that departures from the constitutional text must be narrow, carefully considered, and grounded in the Nation's history, traditions, or practices. See supra Part I. The district court's decision followed none of those instructions. Departing from settled practice was particularly improper in this case, which involved a facial constitutional challenge to a federal statute. Judging the constitutionality of an Act of Congress is the gravest and most delicate duty that federal courts are called upon to perform. Rostker v. Goldberg, 453 U.S. 57, 64, 101 S.Ct. 2646, 69 L.Ed.2d 478 (1981) (internal quotation marks omitted). Proper respect for Supreme Court precedents, for a considered congressional policy, and for the traditions and history of our country required the district court to apply the tried and trusted method of substantive due process analysis. B Case 1:10-cv-08435-BSJ-JCF Document 91-1 Filed 10/20/11 Page 6 of 9 A-975 Case: 12-2335 Document: 155-2 Page: 49 08/17/2012 695244 145 Log Cabin Republicans v. U.S., --- F.3d ---- (2011) 11 Cal. Daily Op. Serv. 12,451, 2011 Daily Journal D.A.R. 14,795 2011 Thomson Reuters. No claim to original U.S. Government Works. 6 Log Cabin's due process challenge required the district court to begin by carefully formulating the interest at stake. Glucksberg, 521 U.S. at 722, 117 S.Ct. 2258. Because Log Cabin alleged that 10 U.S.C. 654 violates substantive due process, this first step calls for examining the statutory language, see Glucksberg, 521 U.S. at 723, 117 S.Ct. 2258. 1 Taking close account of that language, a substantive due process challenge to section 654 presented the question whether the due process clause protects the right of a member of the armed forces to do any of the following without being discharged: (1) to engage in, to attempt to engage in, or to solicit another to engage in homosexual acts without demonstrating that such conduct is (to simplify for brevity) unusual for the service member, uncoerced, and non- disruptive to the military; (2) to state that he is a homosexual or bisexual and also to engage in, to attempt to engage in, to have the propensity to engage in, or to intend to engage in homosexual acts; or (3) to marry or to attempt to marry a person known to be of the same biological sex. Put simply, the substantive due process question raised by Don't Ask, Don't Tell was whether a service member possesses a right to serve in the military when he is known to engage in homosexual conduct or when he states that he is a homosexual. Having carefully described the asserted right, the next question is whether the right is manifested in our Nation's history, traditions, or practices. A trusted guide for this analysis is past decisions of the courts, which have repeatedly approved the very actions that Log Cabin contends are unconstitutional. As our court recognized in 1997, [f]or nearly twenty years we have upheld the constitutionality of the military's authority to discharge service members who engage in homosexual acts. Philips v. Perry, 106 F.3d 1420, 1425 (9th Cir.1997); see id. at 142527 (summarizing cases). Affirming a discharge under section 654 in Philips, we observed that this court has consistently held that regulations of the nature at issue here ... are constitutional and noted that [e]very other circuit to address this issue is in accord, upholding against constitutional challenge the authority of the military to discharge those members who engage in homosexual conduct . Id. at 1427 & n. 12 (emphasis omitted) (citing decisions of the Second, Tenth, D.C., and Federal Circuits); see, e.g., Thomasson v. Perry, 80 F.3d 915, 92731, 934 (4th Cir.1996) (en banc); Dronenburg v. Zech, 741 F.2d 1388, 139798 (D.C.Cir.1984). *8 Courts have rejected such challenges on equal protection as well as due process grounds. See, e.g., Able v. United States, 155 F.3d 628, 63536 (2d Cir.1998); Richenberg v. Perry, 97 F.3d 256, 26062 (8th Cir.1996); Steffan v. Perry, 41 F.3d 677, 68687 (D.C.Cir.1994) (en banc); BenShalom v. Marsh, 881 F.2d 454, 46465 (7th Cir.1989). Such equal protection decisions are instructive here: The mere focus on equal protection rather than on due process in such cases confirms that the right asserted here has not been viewed as part of the liberty protected by due process. See Flores, 507 U.S. at 303, 113 S.Ct. 1439 (The mere novelty of ... a claim is reason enough to doubt that substantive due process' sustains it.). Moreover, substantive due process and equal protection doctrine are intertwined for purposes of equal protection analyses of federal action because the Fifth Amendment's equal protection guarantee is grounded in its due process clause. Philips, 106 F.3d at 1427 (internal quotation marks omitted). These decisions, all of them recent by historical standards, span the Nation and belie any claim that the right asserted by Log Cabin is deeply rooted in our history or traditions. Indeed, the alleged right certainly cannot be considered so rooted in the traditions and conscience of our people as to be ranked as fundamental when no court had held (until the district court did here) that there is such a fundamental constitutional right. Flores, 507 U.S. at 303, 113 S.Ct. 1439 (internal quotation marks omitted). C The district court in this case never contended that the right asserted by Log Cabin has deep roots in our history, tradition, or practices, nor in a line of cases stretching an appreciable distance into the past. Rather, the linchpin for the district court's ruling was the Supreme Court's decision just eight years ago in Lawrence. Lawrence held that the liberty interest protected by the due process clause prohibits states from criminalizing private homosexual conduct by consenting adults. 539 U.S. at 578, 123 S.Ct. 2472. Nothing in Lawrence establishes a general fundamental right to engage in homosexual conduct. See, e.g., Muth v. Frank, 412 F.3d 808, 817 (7th Cir.2005) (Lawrence ... did not announce ... a fundamental right, protected by the Constitution, for adults to engage in all manner of consensual sexual conduct....); Lofton v. Sec'y of the Dep't of Children & Family Servs., 358 F.3d 804, 817 (11th Cir.2004) ([I]t is a strained and ultimately incorrect reading of Lawrence to interpret it to announce a new fundamental right.). Indeed, far from establishing a broad interest, the Supreme Court in Lawrence struck down with marksman-like precision Case 1:10-cv-08435-BSJ-JCF Document 91-1 Filed 10/20/11 Page 7 of 9 A-976 Case: 12-2335 Document: 155-2 Page: 50 08/17/2012 695244 145 Log Cabin Republicans v. U.S., --- F.3d ---- (2011) 11 Cal. Daily Op. Serv. 12,451, 2011 Daily Journal D.A.R. 14,795 2011 Thomson Reuters. No claim to original U.S. Government Works. 7 an outlier criminal statute and expressly emphasized the limitations of the liberty interest guiding its holding: The present case does not involve minors. It does not involve persons who might be injured or coerced or who are situated in relationships where consent might not easily be refused. It does not involve public conduct or prostitution. It does not involve whether the government must give formal recognition to any relationship that homosexual persons seek to enter. *9 539 U.S. at 578, 123 S.Ct. 2472; see Lofton, 358 F.3d at 815 (Lawrence's holding was that substantive due process does not permit a state to impose a criminal prohibition on private consensual homosexual conduct.). The case did not address the military context, did not establish a right to continued employment for those engaged in proscribed conduct, and did not address how homosexual conduct might be addressed outside a criminal context. The opinion does not prescribe heightened scrutiny. These limitations make clear that Lawrence does not establish that a member of the armed forces has a constitutionally protected right to engage in homosexual acts or to state that he or she is a homosexual while continuing to serve in the military. To be sure, Lawrence contained broad language on personal autonomy. See, e.g., 539 U.S. at 562, 123 S.Ct. 2472 (Liberty protects the person from unwarranted government intrusions into a dwelling or other private places.... Liberty presumes an autonomy of self that includes freedom of thought, belief, expression, and certain intimate conduct.). But this broad language does not constitute the careful[ ] formulation of the interest at stake in this case and cannot, under Supreme Court precedent, be transmuted into the new fundamental right claimed by Log Cabin. Glucksberg, 521 U.S. at 722, 726, 117 S.Ct. 2258. In the end, careful application of the Supreme Court's established method in substantive due process cases shows that Lawrence did not establish any fundamental rightlet alone any right relevant to the Don't Ask, Don't Tell policy in the military. D Because Lawrence does not change the scrutiny applicable to policies regarding personnel decisions in the military, section 654 should have been upheld if it was rationally related to legitimate government interests. Glucksberg, 521 U.S. at 728, 117 S.Ct. 2258. When enacting section 654, Congress put forth the legitimate interests of military capability and success (among others), see, e.g., 10 U.S.C. 654(a)(6)- (7), (13)-(15), and Congress could have rationally concluded that the statute served those interests, as reflected in the considerable evidence before it, see Philips, 106 F.3d at 142223; Thomasson, 80 F.3d at 92223. If we had been able to reach the merits in this case, I would have been obliged to vote to reverse. 2 III [J]udicial self-restraint requires federal courts to exercise the utmost care whenever we are asked to break new ground in the field of substantive due process. Flores, 507 U.S. at 302, 113 S.Ct. 1439 (internal quotation marks omitted). This note of caution is especially important in cases such as this one, where moral and personal passions run high and where there is great risk that the liberty protected by the Due Process Clause [will] be subtly transformed into the policy preferences of unelected judges. Glucksberg, 521 U.S. at 720, 117 S.Ct. 2258. The Constitution entrusts to public debate and legislative action the task of identifying and protecting rights that are not rooted in our constitutional text, history, or traditions. Id. This case involves precisely such a right, and legislative action achieved the goals pursued in this lawsuit. That was the proper resolution: although Log Cabin had every right to bring this suit, only Congressnot the courtshad the authority under our Constitution to vindicate Log Cabin's efforts here. *10 In this highly charged area, we constitutionally inferior courts should be careful to apply established law. Failure to do so begets the very errors that plagued this case. That failure culminated in a ruling that invalidated a considered congressional policy and imposed a wholly novel view of constitutional liberty on the entire United States. The Supreme Court's cases tell us to exercise greater care, caution, and humility than that. Indeed, our constitutional system demands more respect than that. When judges sacrifice the rule of law to find rights they favor, I fear the people may one day find that their new rights, once proclaimed so boldly, have disappeared because there is no longer a rule of law to protect them. 1 In light of our disposition, we deny the United States' Suggestion of Mootness and Motion to Vacate the District Court Judgment filed September 20, 2011. 1 As relevant, section 654 provided: A member of the armed forces shall be separated from the armed forces under regulations prescribed by the Secretary of Defense if one or more of the following findings is made and approved in accordance with procedures set forth in such regulations: Case 1:10-cv-08435-BSJ-JCF Document 91-1 Filed 10/20/11 Page 8 of 9 A-977 Case: 12-2335 Document: 155-2 Page: 51 08/17/2012 695244 145 Log Cabin Republicans v. U.S., --- F.3d ---- (2011) 11 Cal. Daily Op. Serv. 12,451, 2011 Daily Journal D.A.R. 14,795 2011 Thomson Reuters. No claim to original U.S. Government Works. 8 (1) That the member has engaged in, attempted to engage in, or solicited another to engage in a homosexual act or acts unless there are further findings, made and approved in accordance with procedures set forth in such regulations, that the member has demonstrated that (A) such conduct is a departure from the member's usual and customary behavior; (B) such conduct, under all the circumstances, is unlikely to recur; (C) such conduct was not accomplished by use of force, coercion, or intimidation; (D) under the particular circumstances of the case, the member's continued presence in the armed forces is consistent with the interests of the armed forces in proper discipline, good order, and morale; and (E) the member does not have a propensity or intent to engage in homosexual acts. (2) That the member has stated that he or she is a homosexual or bisexual, or words to that effect, unless there is a further finding, made and approved in accordance with procedures set forth in the regulations, that the member has demonstrated that he or she is not a person who engages in, attempts to engage in, has a propensity to engage in, or intends to engage in homosexual acts. (3) That the member has married or attempted to marry a person known to be of the same biological sex. 10 U.S.C. 654(b). 2 So too for the district court's holding that Don't Ask, Don't Tell on its face violates the First Amendment. I do not address this ruling at length because it was little more than a follow-on to the district court's due process ruling. The district court's substantive due process analysis focused on section 654(b)(1), which concerns homosexual acts, whereas its First Amendment analysis looked to section 654(b)(2), which concerns statements made by service members. The district court concluded that if the acts prong in section 654(b)(1) violates substantive due process, then the limitation on speech in section 654(b)(2) necessarily fails as well under the First Amendment because that provision limits speech in support of an unconstitutional objective. 716 F.Supp.2d at 926. As already explained, in my view the substantive due process challenge could not have succeeded here. Moreover, the district court's ruling squarely conflicted with our own decision just fourteen years ago in Holmes v. California Army NationalGuard, which rejected the argument that section 654(b) (2) violates the First Amendment. 124 F.3d 1126, 1136 (9th Cir.1997). The district court believed that Holmes's foundations ... all have been undermined by Lawrence, 716 F.Supp.2d at 926, even though Lawrence did not involve the First Amendment and did not even transform the doctrine it did involve (due process). Lawrence could hardly be taken to undermine the established principle that the First Amendment does not prohibit the use of speech as evidence of the facts admitted. See Holmes, 124 F.3d at 1136. Because section 654(b)(1) has a plainly legitimate sweep, section 654(b)(2) may constitutionally be used to identify those within that sweep. See Wash. State Grange v. Wash. State Republican Party, 552 U.S. 442, 449 n. 6, 128 S.Ct. 1184, 170 L.Ed.2d 151 (2008) (First Amendment facial challenge requires a showing that a substantial number of [the challenged statute's] applications are unconstitutional, judged in relation to the statute's plainly legitimate sweep) (internal quotation marks omitted). Parallel Citations 11 Cal. Daily Op. Serv. 12,451, 2011 Daily Journal D.A.R. 14,795 End of Document 2011 Thomson Reuters. No claim to original U.S. Government Works. Case 1:10-cv-08435-BSJ-JCF Document 91-1 Filed 10/20/11 Page 9 of 9 A-978 Case: 12-2335 Document: 155-2 Page: 52 08/17/2012 695244 145
Exhibit B Case 1:10-cv-08435-BSJ-JCF Document 91-2 Filed 10/20/11 Page 1 of 6 A-979 Case: 12-2335 Document: 155-2 Page: 53 08/17/2012 695244 145 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA CIVIL MINUTES - GENERAL Case No. No: 2:11-CV-01267-SVW (JCGx) Date September 28, 2011 Title Handi Lui, et al. V. Eric H. Holder, U.S. Attorney General, et al. 1 As Intervenor notes, in February of this year, the Department of Justice decided to forego defending the constitutionality of DOMA. Accordingly, Defendants filed an Opposition to Intervenors Motion to Dismiss in order to argue that Section 3 of DOMA is unconstitutional. : Initials of Preparer PMC CV-90 (06/04) CIVIL MINUTES - GENERAL Page 1 of 5 Present: The Honorable STEPHEN V. WILSON, U.S. DISTRICT JUDGE Paul M. Cruz N/A Deputy Clerk Court Reporter / Recorder Tape No. Attorneys Present for Plaintiffs: Attorneys Present for Defendants: N/A N/A Proceedings: IN CHAMBERS ORDER re DEFENDANTS PARTIAL MOTION TO DISMISS; INTERVENOR'S MOTION TO DISMISS [18] [19] I. INTRODUCTION Plaintiffs Hamdi Lui (Lui) and Michael Ernest Roberts,(Roberts) (collectively Plaintiffs) bring this suit challenging Defendants denial of Roberts Form I-130 Petition (the Petition). Roberts filed the Petition on behalf of Lui, seeking to classify Lui as an immediate relative in order for Lui to gain lawful permanent resident status in the United States. See 8 C.F.R. 204.1(a). Plaintiffs challenge the denial of the Petition on two grounds. First, Plaintiffs claim that the denial of the Petition violates the Immigration and Nationaity Acts (INA) anti-discrimination provision based on alleged sex discrimination. (Compl., 8, 32, 35). Second, Plaintiffs challenge the constitutionality of the denial of the Petition as a result of the United States Citizenship and Immigration Services (USCIS) interpretation of the Defense of Marriage Act (DOMA) Pub. L. No. 104-199, 110 Stat. 2419 (1996), codified at 1 U.S.C. 7. On June 17, 2011 Defendants filed their Partial Motion to Dismiss, which focuses solely on the INA sex discrimination claim. On the same day, Intervenor the Bipartisan Legal Advisory Group for the U.S. House of Representatives (Intervernor) filed its Motion to Dismiss, which focuses solely on Plaintiffs constitutional challenge to Section 3 of DOMA. Plaintiffs and Defendants filed separate Oppositions to Intervenors Motion to Dismiss. 1
Case 2:11-cv-01267-SVW -JCG Document 38 Filed 09/28/11 Page 1 of 5 Page ID #:692 Case 1:10-cv-08435-BSJ-JCF Document 91-2 Filed 10/20/11 Page 2 of 6 A-980 Case: 12-2335 Document: 155-2 Page: 54 08/17/2012 695244 145 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA CIVIL MINUTES - GENERAL Case No. No: 2:11-CV-01267-SVW (JCGx) Date September 28, 2011 Title Handi Lui, et al. V. Eric H. Holder, U.S. Attorney General, et al. : Initials of Preparer PMC CV-90 (06/04) CIVIL MINUTES - GENERAL Page 2 of 5 II. BACKGROUND FACTS Plaintiff Lui is a native and citizen of Indonesia. Plaintiff Roberts is a U.S. Citizen. Plaintiffs, same-sex couple, were legally married under the laws of Massachusetts on April 9, 2009. On the same day, Plaintiff Roberts filed the Petition on behalf of Plaintiff Lui with the USCIS California Service Center. (Id. 28). On August 28, 2009, Plaintiffs Petition was denied. On January 20, 2011, the BIA dismissed Plaintiffs appeal of the I-130 Petition Denial. Plaintiffs claim that Defendants refusal to grant the Petition on the basis of Plaintiffs same-sex marriage constitutes sex discrimination in violation of the INAs anti-discrimination provision, 8 U.S.C. 1152(a)(1)(A). (Compl. 8). Plaintiffs further contend that Defendants application of DOMAs definition of marriage in making the determination that a same-sex spouse is not an immediate relative for I-130 petition purposes violated their constitutional due process and equal protection rights. (Id. 5, 18). III. LEGAL STANDARD A motion to dismiss under Rule 12(b)(6) challenges the legal sufficiency of the claims stated in the complaint. See Fed. R. Civ. Proc. 12(b)(6). To survive a motion to dismiss, the plaintiffs complaint must contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face. Ashcroft v. Iqbal, 556 U.S. __, 129 S.Ct. 1937, 1949 (2009) (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007)). A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged. Id. A complaint that offers mere labels and conclusions or a formulaic recitation of the elements of a cause of action will not do. Id.; see also Moss v. U.S. Secret Service, 572 F.3d 962, 969 (9th Cir. 2009) (Citing Iqbal, 129 S. Ct. at 1951). In reviewing a Rule 12(b)(6) motion, the Court must accept all allegations of material fact as true and construe the allegations in the light most favorable to the nonmoving party. Daniel v. County of Santa Barbara, 288 F.3d 375, 380 (9th Cir. 2002). While a court does not need to accept a pleader's legal conclusions as true, the court reviews the complaint, accepting all factual allegations as true, and drawing all reasonable inferences in favor of the nonmoving party. Knievel v. ESPN, 393 F.3d 1068, 1072 (9th Cir. 2005). The court may grant a plaintiff leave to amend a deficient claim "when justice so requires." Fed. R. Civ. P. 15(a)(2). "Five factors are frequently used to assess the propriety of a motion for leave to amend: (1) bad faith, (2) undue delay, (3) prejudice to the opposing party, (4) futility of amendment; and (5) whether plaintiff has previously amended his Complaint." Allen v. City of Beverly Hills, 911 F.2d 367, 373 (9th Cir. 1990) (Citing Ascon Properties, Inc. v. Mobil Oil Co., 866 Case 2:11-cv-01267-SVW -JCG Document 38 Filed 09/28/11 Page 2 of 5 Page ID #:693 Case 1:10-cv-08435-BSJ-JCF Document 91-2 Filed 10/20/11 Page 3 of 6 A-981 Case: 12-2335 Document: 155-2 Page: 55 08/17/2012 695244 145 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA CIVIL MINUTES - GENERAL Case No. No: 2:11-CV-01267-SVW (JCGx) Date September 28, 2011 Title Handi Lui, et al. V. Eric H. Holder, U.S. Attorney General, et al. 2 As Intervenor notes, eleven federal circuits have held that homosexuals are not a suspect class. See Cook v. Gates, 528 F.3d 42, 61-62 (1st Cir. 2008), cert. denied, Pietrangelo v. Gates, 129 S. Ct. 2763 (2009); Citizens for Equal Prot., v. Bruning, 455 F.3d 859, 866 (8th Cir. 2006); Lofton v. Sec. of Dept. of Children & Fam. Servs., 358 F.3d 804, 818 & n.16 (11th Cir. 2004), cert. denied, 543 U.S. 1081 (2005); Equal. Found. of Greater Cincinnati, Inc. v. City of Cincinnati, 128 F.3d 289 (6th Cir. 1997); Holmes v. Cal. Army Nat'l Guard, 124 F.3d 1126 (9th Cir. 1997); Richenberg v. Perry, 97 F.3d 256 (7th Cir. 1996); Thomasson v. Perry, 80 F.3d 915 (4th Cir. 1996); Steffan v. Perry, 41 F.3d 677 (D.C. Cir. 1994); Ben-Shalom v. Marsh, 881 F.2d 454 (7th Cir. 1989); Woodward v. United States, 871 F.2d 1068 (Fed. Cir. 1989); Town of Ball v. Rapides Parish Police Jury, 746 F.2d 1049 (5th Cir. 1984); Rich v. Sec'y of the Army, 735 F.2d 1220 (10th Cir. 1984); see also Able v. United States, 155 F.3d 628, 632 (2d Cir. 1998) (not applying heightened scrutiny). : Initials of Preparer PMC CV-90 (06/04) CIVIL MINUTES - GENERAL Page 3 of 5 F.2d 1149, 1160 (9th Cir. 1989)). Where a motion to dismiss is granted, leave to amend should be granted unless the court determines that the allegation of other facts consistent with the challenged pleading could not possibly cure the deficiency. DeSoto v. Yellow Freight Sys., Inc., 957 F.2d 655, 658 (9th Cir. 1992) (quoting Schreiber Distrib. Co. v. Serv-Well Furniture Co., 806 F.2d 1393, 1401 (9th Cir. 1986)). In other words, where leave to amend would be futile, the Court may deny leave to amend. See Desoto, 957 F.2d at 658; Schreiber, 806 F.2d at 1401. IV. DISCUSSION The gravamen of Plaintiffs complaint is that Roberts Petition was improperly rejected because Lui, as Roberts same-sex spouse, qualifies as an immediate relative under the INA. Defendants maintain that the USCIS and the BIA do not engage in impermissible sex discrimination under the INA when they refuse to grant an I-130 petition under these circumstances. The Court finds that this proposition is well settled under Adams v. Howerton, 673 F.2d 1036 (9th Cir. 1982), which also involved an I-130 immediate relative petition filed by a party to a same-sex marriage. See Adams, 673 F.2d at 1036 (holding that the agencys interpretation of marriage in the INA, 8. U.S.C. 1151(b), as excluding same-sex couples did not violate plaintiffs due process or equal protection rights under rational basis review). 2 Furthermore, Plaintiffs have failed to assert any facts to suggest the Defendants discriminated against them on the basis of their sex, as opposed to their sexual orientation. Accordingly, the Court GRANTS Defendants Partial Motion to Dismiss without prejudice. As noted above, USCIS relied on the definitions of marriage and spouse contained in Section 3 of DOMA in denying Plaintiffs Petition. In this instance, Defendants walk a fine line, on the one hand Case 2:11-cv-01267-SVW -JCG Document 38 Filed 09/28/11 Page 3 of 5 Page ID #:694 Case 1:10-cv-08435-BSJ-JCF Document 91-2 Filed 10/20/11 Page 4 of 6 A-982 Case: 12-2335 Document: 155-2 Page: 56 08/17/2012 695244 145 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA CIVIL MINUTES - GENERAL Case No. No: 2:11-CV-01267-SVW (JCGx) Date September 28, 2011 Title Handi Lui, et al. V. Eric H. Holder, U.S. Attorney General, et al. 3 In addition to Adams, Intervenor argues that Baker v. Nelson, 409 U.S. 810 (1972) controls. In Baker, plaintiffs, a same-sex couple, appealed a decision of the Minnesota Supreme Court affirming rejecting a constitutional challenge to the rejection of their application for a Minnesota marriage license. Baker v. Nelson, 191 N.W.2d 185 (Minn. 1971), affd, 409 U.S. 810 (1972). The Supreme Court unanimously dismissed plaintiffs appeal for want of a substantial federal question. The Court need not determine the effect of a summary disposition of the Supreme Court because we are bound to follow the Ninth Circuits decision in Adams. 4 See also, High-Tech Gays v. Def. Indus. Sec. Clearance Ofc., 895 F.2d 563, 571 (9th Cir. 1990) (rejecting the argument that homosexuality should be added to the list of suspect or quasi-suspect classifications requiring strict or heightened scrutiny). 5 The Court in Adams noted that Congress has almost plenary power to admit or exclude aliens, and that, as a result, the decisions of Congress [in the immigration context] are subject only to limited judicial review. Adams, 673 F.2d at 1041. While the Court noted that, pursuant to its plenary power in the immigration context, Congress may enact statues which, if applied to citizens, would be unconstitutional, the Court ultimately upheld the exclusion of same-sex couples from the definition of marriage under the INA under rational basis review, as opposed to some lesser standard of review. Id. at 1042. 6 The Court is aware of a similar case recently heard by District Judge R.Gary Klausner. See Torres-Barragan v. Holder, No. 2:09-cv-08564-RGK-MLG (C.D. Cal. April 30, 2010) (ECF No. 24) appeal docketed, No. 10-55768 (9th Cir.). The only substantive difference between Torres-Barragan and the instant action is that Torres-Barragan arose prior to the Department of Justices change in : Initials of Preparer PMC CV-90 (06/04) CIVIL MINUTES - GENERAL Page 4 of 5 arguing in their Partial Motion to Dismiss that they did not violate the INA by discriminating against Plaintiffs on the basis of their same-sex marriage while simultaneously arguing that Section 3 of DOMA, which excludes same-sex couples from the definitions of marriage and spouse for purposes of federal law, violates equal protection. To the extent that Plaintiffs Challenge Section 3 of DOMA on equal protection grounds, that issue has been decided by Adams. 3 673 F.2d at 1041. 4 In Adams, the Ninth Circuit held that Congress's decision to confer spouse status . . . only upon the parties to heterosexual marriages has a rational basis and therefore comports with the due process clause and its equal protection requirements. 5 Id. at 1042. The fact that DOMA was enacted years after the Ninth Circuits decision in Adams is not persuasive given that marriage as defined in Section 3 of DOMA is consistent with Adams. While Plaintiffs and Defendants point out the alleged deficiencies in the reasoning in Adams, this Court is not in a position to decline to follow Adams or critique its reasoning simply because Plaintiffs and Defendants believe that Adams is poorly reasoned. 6 Furthermore, as Intervenor Case 2:11-cv-01267-SVW -JCG Document 38 Filed 09/28/11 Page 4 of 5 Page ID #:695 Case 1:10-cv-08435-BSJ-JCF Document 91-2 Filed 10/20/11 Page 5 of 6 A-983 Case: 12-2335 Document: 155-2 Page: 57 08/17/2012 695244 145 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA CIVIL MINUTES - GENERAL Case No. No: 2:11-CV-01267-SVW (JCGx) Date September 28, 2011 Title Handi Lui, et al. V. Eric H. Holder, U.S. Attorney General, et al. policy. 7 The Court is aware of the District of Massachusetts decision in Gill v. OPM, 699 F. Supp. 2d 374 (D. Mass. 2010) appeal docketed, No. 10-2204 (1st Cir.), in which the court held that Section 3 of DOMA violates equal protection under rational basis review. The Court notes that the plaintiffs in Gill were spouses of federal employees who brought suit on the basis of denial of certain federal marriage- based benefits, thus the context of that case was somewhat different from the present case, which arose in the context of immigration law. More importantly, the courts decision in Gill does not affect this Courts obligation to follow binding Ninth Circuit precedent. : Initials of Preparer PMC CV-90 (06/04) CIVIL MINUTES - GENERAL Page 5 of 5 argues, the prerogative to overturn Ninth Circuit precedent rests not with this District Court, but with the en banc Ninth Circuit and the Supreme Court. See Twentieth Century Fox Film Corp. v. Entmt Distrib., 429 F.3d 869, 877 (9th Cir. 2005) (citing Palmer v. Sanderson, 9 F.3d 1433, 1437 n.5 (9th Cir. 1993) (As a general rule, a panel not sitting en banc may not overturn circuit precedent.). The Court feels bound by Ninth Circuit precedent, and believes that those precedents are sufficiently clear. 7
V. CONCLUSION For the reasons set forth in this Order, Defendants Partial Motion to Dismiss and Intervenors Motion to Dismiss are hereby GRANTED without prejudice.
. Case 2:11-cv-01267-SVW -JCG Document 38 Filed 09/28/11 Page 5 of 5 Page ID #:696 Case 1:10-cv-08435-BSJ-JCF Document 91-2 Filed 10/20/11 Page 6 of 6 A-984 Case: 12-2335 Document: 155-2 Page: 58 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 1 of 26 A-985 Case: 12-2335 Document: 155-2 Page: 59 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 2 of 26 A-986 Case: 12-2335 Document: 155-2 Page: 60 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 3 of 26 A-987 Case: 12-2335 Document: 155-2 Page: 61 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 4 of 26 A-988 Case: 12-2335 Document: 155-2 Page: 62 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 5 of 26 A-989 Case: 12-2335 Document: 155-2 Page: 63 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 6 of 26 A-990 Case: 12-2335 Document: 155-2 Page: 64 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 7 of 26 A-991 Case: 12-2335 Document: 155-2 Page: 65 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 8 of 26 A-992 Case: 12-2335 Document: 155-2 Page: 66 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 9 of 26 A-993 Case: 12-2335 Document: 155-2 Page: 67 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 10 of 26 A-994 Case: 12-2335 Document: 155-2 Page: 68 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 11 of 26 A-995 Case: 12-2335 Document: 155-2 Page: 69 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 12 of 26 A-996 Case: 12-2335 Document: 155-2 Page: 70 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 13 of 26 A-997 Case: 12-2335 Document: 155-2 Page: 71 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 14 of 26 A-998 Case: 12-2335 Document: 155-2 Page: 72 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 15 of 26 A-999 Case: 12-2335 Document: 155-2 Page: 73 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 16 of 26 A-1000 Case: 12-2335 Document: 155-2 Page: 74 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 17 of 26 A-1001 Case: 12-2335 Document: 155-2 Page: 75 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 18 of 26 A-1002 Case: 12-2335 Document: 155-2 Page: 76 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 19 of 26 A-1003 Case: 12-2335 Document: 155-2 Page: 77 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 20 of 26 A-1004 Case: 12-2335 Document: 155-2 Page: 78 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 21 of 26 A-1005 Case: 12-2335 Document: 155-2 Page: 79 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 22 of 26 A-1006 Case: 12-2335 Document: 155-2 Page: 80 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 23 of 26 A-1007 Case: 12-2335 Document: 155-2 Page: 81 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 24 of 26 A-1008 Case: 12-2335 Document: 155-2 Page: 82 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 25 of 26 A-1009 Case: 12-2335 Document: 155-2 Page: 83 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 26 of 26 A-1010 Case: 12-2335 Document: 155-2 Page: 84 08/17/2012 695244 145 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ------------------------------------------------------------)( EDITH SCHLAIN WINDSOR, Plaintiff, -against- THE UNITED STATES OF AMERICA, Defendant. -----------------------------------------------------------)( USDC SDNY DOCUMENT ELECTRONICALLY FILED DOC#: ____ --:--- b{?/11-- DATE FILED: 10 CIVIL 8435 (BSJ) JUDGMENT / 1 ~ or;., 1'3 Plaintiff having moved for summary judgment; Defendant-Intervenor having moved to dismiss, and the matter having come before the Honorable Barbara S. Jones, United States District Judge, and the Court, on June 6, 2012, having rendered its Order granting Plaintiffs motion for summary judgment, denying Defendant-Intervenor's motion to dismiss, declaring that section 3 of the Defense of Marriage Act, 1 U.S.C. 7, is unconstitutional as applied to Plaintiff, awarding Plaintiff judgment in the amount of$363,053.00, plus interest and costs allowed by law with each party to bear their own costs and fees, it is, ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Order dated June 6, 2012, Plaintiffs motion for summary judgment is granted and Defendant-Intervenor's motion to dismiss is denied; the Court declares that section 3 ofthe Defense of Marriage Act, 1 U.S.C. 7, is unconstitutional as applied to Plaintiff; Plaintiff is awarded judgment in the amount of$363,053.00, plus interest and costs allowed by law; each party shall bear their own costs and fees; accordingly, the case is closed. Dated: New York, New York June 7, 2012 THIS DC'CUME1'j 1 WAS ENTERED ON THE DOCKET ON---- BY: RUBY J. KRAJICK Clerk of Court Deputy Clerk A-1011 Case: 12-2335 Document: 155-2 Page: 85 08/17/2012 695244 145 UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK
__________________________________________ ) EDITH SCHLAIN WINDSOR, in her capacity as ) executor of the estate of THEA CLARA SPYER, ) ) Plaintiff, ) ) v. ) No. 10-CV-8435 (BSJ)(JCF) ) THE UNITED STATES OF AMERICA, ) ) Defendant. ) __________________________________________)
NOTICE OF APPEAL OF INTERVENOR-DEFENDANT THE BIPARTISAN LEGAL ADVISORY GROUP OF THE U.S. HOUSE OF REPRESENTATIVES
Intervenor-Defendant the Bipartisan Legal Advisory Group of the U.S. House of Representatives (House) hereby appeals to the U.S. Court of Appeals for the Second Circuit the District Courts Order (June 6, 2012) (ECF No. 93), and Judgment (June 7, 2012) (ECF No. 94), both insofar as they grant plaintiffs [ . . . ] Motion for Summary Judgment (June 24, 2011) (ECF No. 28) and deny the [House]s Motion to Dismiss (Aug. 1, 2011) (ECF No. 52). Copies of the Order and Judgment are attached as Exhibits A and B, respectively. The statutory basis for this appeal is 28 U.S.C. 1291. The House is exempt from the filing fee requirement for this appeal. See 28 U.S.C. 1913; Judicial Conference of the United States, Court of Appeals Miscellaneous Fee Schedule, available at http://www.uscourts.gov/FormsAndFees/Fees/CourtOfAppealsMiscellaneousFeeSchedule.aspx. Case 1:10-cv-08435-BSJ-JCF Document 95 Filed 06/08/12 Page 1 of 3 A-1012 Case: 12-2335 Document: 155-2 Page: 86 08/17/2012 695244 145 2 Respectfully submitted,
/s/ Paul D. Clement Paul D. Clement 1
H. Christopher Bartolomucci Conor B. Dugan Nicholas J. Nelson
BANCROFT PLLC 1919 M Street, N.W., Suite 470 Washington, D.C. 20036 Telephone: (202) 234-0090 Facsimile: (202) 234-2806
Counsel for Intervenor-Defendant the Bipartisan Legal Advisory Group of the U.S. House of Representatives 2
OF COUNSEL:
Kerry W. Kircher, General Counsel William Pittard, Deputy General Counsel Christine Davenport, Senior Assistant Counsel Todd B. Tatelman, Assistant Counsel Mary Beth Walker, Assistant Counsel
OFFICE OF GENERAL COUNSEL U.S. HOUSE OF REPRESENTATIVES 219 Cannon House Office Building Washington, D.C. 20515 Telephone: (202) 225-9700 Facsimile: (202) 226-1360
June 8, 2012
1 Kerry W. Kircher, as the ECF filer of this document, attests that concurrence in the filing of the document has been obtained from signatory Paul D. Clement.
2 The Bipartisan Legal Advisory Group, which speaks for the House in litigation matters, is currently comprised of the Honorable John A. Boehner, Speaker of the House, the Honorable Eric Cantor, Majority Leader, the Honorable Kevin McCarthy, Majority Whip, the Honorable Nancy Pelosi, Democratic Leader, and the Honorable Steny H. Hoyer, Democratic Whip. The Democratic Leader and Democratic Whip decline to support the filing of this Notice of Appeal. Case 1:10-cv-08435-BSJ-JCF Document 95 Filed 06/08/12 Page 2 of 3 A-1013 Case: 12-2335 Document: 155-2 Page: 87 08/17/2012 695244 145
CERTIFICATE OF SERVICE
I certify that on June 8, 2011, I served one copy of the foregoing Notice of Appeal of Intervenor-Defendant the Bipartisan Legal Advisory Group of the U.S. House of Representatives by CM/ECF and by electronic mail (.pdf format) on the following: Roberta A. Kaplan, Esq. Andrew J. Ehrlich, Esq. PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 1285 Avenue of the Americas New York City, NY 10019-6064 rkaplan@paulweiss.com; aehrlich@paulweiss.com
Alexis B. Karteron, Esq. Arthur N. Eisenberg, Esq. NEW YORK CIVIL LIBERTIES UNION FOUNDATION 125 Broad Street, Nineteenth Floor New York City, NY 10004 akarteron@nyclu.org; arteisenberg@nyclu.org
James D. Esseks, Esq, Melissa Goodman, Esq. Rose A. Saxe, Esq. AMERICAN CIVIL LIBERTIES UNION FOUNDATION 125 Broad Street New York City, NY 10004 jesseks@aclu.org; mgoodman@nyclu.org; rsaxe@aclu.org
Jean Lin, Esq. UNITED STATES DEPARTMENT OF JUSTICE, CIVIL DIVISION 20 Massachusetts Avenue, N.W., Seventh Floor Washington, DC 20530 jean.lin@usdoj.gov
Simon Heller, Esq. STATE OF NEW YORK OFFICE OF THE ATTORNEY GENERAL 120 Broadway New York City, NY 10271 simon.heller@ag.ny.gov
/s/ Kerry W. Kircher Kerry W. Kircher Case 1:10-cv-08435-BSJ-JCF Document 95 Filed 06/08/12 Page 3 of 3 A-1014 Case: 12-2335 Document: 155-2 Page: 88 08/17/2012 695244 145 Exhibit A
Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 1 of 27 A-1015 Case: 12-2335 Document: 155-2 Page: 89 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 1 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 2 of 27 A-1016 Case: 12-2335 Document: 155-2 Page: 90 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 2 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 3 of 27 A-1017 Case: 12-2335 Document: 155-2 Page: 91 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 3 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 4 of 27 A-1018 Case: 12-2335 Document: 155-2 Page: 92 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 4 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 5 of 27 A-1019 Case: 12-2335 Document: 155-2 Page: 93 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 5 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 6 of 27 A-1020 Case: 12-2335 Document: 155-2 Page: 94 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 6 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 7 of 27 A-1021 Case: 12-2335 Document: 155-2 Page: 95 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 7 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 8 of 27 A-1022 Case: 12-2335 Document: 155-2 Page: 96 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 8 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 9 of 27 A-1023 Case: 12-2335 Document: 155-2 Page: 97 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 9 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 10 of 27 A-1024 Case: 12-2335 Document: 155-2 Page: 98 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 10 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 11 of 27 A-1025 Case: 12-2335 Document: 155-2 Page: 99 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 11 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 12 of 27 A-1026 Case: 12-2335 Document: 155-2 Page: 100 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 12 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 13 of 27 A-1027 Case: 12-2335 Document: 155-2 Page: 101 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 13 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 14 of 27 A-1028 Case: 12-2335 Document: 155-2 Page: 102 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 14 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 15 of 27 A-1029 Case: 12-2335 Document: 155-2 Page: 103 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 15 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 16 of 27 A-1030 Case: 12-2335 Document: 155-2 Page: 104 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 16 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 17 of 27 A-1031 Case: 12-2335 Document: 155-2 Page: 105 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 17 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 18 of 27 A-1032 Case: 12-2335 Document: 155-2 Page: 106 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 18 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 19 of 27 A-1033 Case: 12-2335 Document: 155-2 Page: 107 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 19 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 20 of 27 A-1034 Case: 12-2335 Document: 155-2 Page: 108 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 20 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 21 of 27 A-1035 Case: 12-2335 Document: 155-2 Page: 109 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 21 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 22 of 27 A-1036 Case: 12-2335 Document: 155-2 Page: 110 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 22 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 23 of 27 A-1037 Case: 12-2335 Document: 155-2 Page: 111 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 23 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 24 of 27 A-1038 Case: 12-2335 Document: 155-2 Page: 112 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 24 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 25 of 27 A-1039 Case: 12-2335 Document: 155-2 Page: 113 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 25 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 26 of 27 A-1040 Case: 12-2335 Document: 155-2 Page: 114 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ -JCF Document 93 Filed 06/06/12 Page 26 of 26 Case 1:10-cv-08435-BSJ-JCF Document 95-1 Filed 06/08/12 Page 27 of 27 A-1041 Case: 12-2335 Document: 155-2 Page: 115 08/17/2012 695244 145 Exhibit B Case 1:10-cv-08435-BSJ-JCF Document 95-2 Filed 06/08/12 Page 1 of 2 A-1042 Case: 12-2335 Document: 155-2 Page: 116 08/17/2012 695244 145 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ------------------------------------------------------------)( EDITH SCHLAIN WINDSOR, Plaintiff, -against- THE UNITED STATES OF AMERICA, Defendant. -----------------------------------------------------------)( USDC SDNY DOCUMENT ELECTRONICALLY FILED DOC#: ____ --:--- b{?/11-- DATE FILED: 10 CIVIL 8435 (BSJ) JUDGMENT / 1 ~ or;., 1'3 Plaintiff having moved for summary judgment; Defendant-Intervenor having moved to dismiss, and the matter having come before the Honorable Barbara S. Jones, United States District Judge, and the Court, on June 6, 2012, having rendered its Order granting Plaintiffs motion for summary judgment, denying Defendant-Intervenor's motion to dismiss, declaring that section 3 of the Defense of Marriage Act, 1 U.S.C. 7, is unconstitutional as applied to Plaintiff, awarding Plaintiff judgment in the amount of$363,053.00, plus interest and costs allowed by law with each party to bear their own costs and fees, it is, ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Order dated June 6, 2012, Plaintiffs motion for summary judgment is granted and Defendant-Intervenor's motion to dismiss is denied; the Court declares that section 3 ofthe Defense of Marriage Act, 1 U.S.C. 7, is unconstitutional as applied to Plaintiff; Plaintiff is awarded judgment in the amount of$363,053.00, plus interest and costs allowed by law; each party shall bear their own costs and fees; accordingly, the case is closed. Dated: New York, New York June 7, 2012 THIS DC'CUME1'j 1 WAS ENTERED ON THE DOCKET ON---- BY: RUBY J. KRAJICK Clerk of Court Deputy Clerk Case 1:10-cv-08435-BSJ-JCF Document 95-2 Filed 06/08/12 Page 2 of 2 A-1043 Case: 12-2335 Document: 155-2 Page: 117 08/17/2012 695244 145 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK
) EDITH SCHLAIN WINDSOR, et al., ) ) Plaintiff, ) v. ) Civil Action No. 10-CV-8435 (BSJ)(JCF) ) THE UNITED STATES OF AMERICA, ) ECF CASE ) Defendant. ) ) NOTICE OF APPEAL TO THE CLERK OF THIS COURT AND ALL PARTIES OF RECORD: NOTICE IS HEREBY GIVEN that Defendant the United States of America hereby appeals to the United States Court of Appeals for the Second Circuit from the Judgment dated June 7, 2012 [ECF No. 94] and the underlying Order dated June 6, 2012 [ECF No. 93]. Dated this 14th day of June, 2012. Dated: June 14, 2012 Respectfully submitted, STUART F. DELERY Acting Assistant Attorney General ARTHUR R. GOLDBERG Assistant Branch Director /s/ Jean Lin JEAN LIN (NY Bar No. 4074530) Senior Trial Counsel United States Department of Justice Civil Division, Federal Programs Branch 20 Massachusetts Ave., N.W. Washington, DC 20530 Case 1:10-cv-08435-BSJ-JCF Document 97 Filed 06/14/12 Page 1 of 1 A-1044 Case: 12-2335 Document: 155-2 Page: 118 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 124 Filed 08/08/12 Page 1 of 2 A-1045 Case: 12-2335 Document: 155-2 Page: 119 08/17/2012 695244 145 Case 1:10-cv-08435-BSJ-JCF Document 124 Filed 08/08/12 Page 2 of 2 A-1046 Case: 12-2335 Document: 155-2 Page: 120 08/17/2012 695244 145 Pages A-1049 through A-1076 have been removed intentionally. Case: 12-2335 Document: 155-2 Page: 121 08/17/2012 695244 145 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 1 285 AVENUE OF THE AMERI CAS NEW YORK, NEW YORK 1 OO 1 9- 6064 TELEPHONE ( 2 1 2 ) 3 7 3 3 000 LLOYD K GARRI SON ( 1946- 1991) RANDOLPH E PAUL ( 1946- 1956) SI MON H RI FKI ND ( 1950- 1995) LOUI S S WEI SS ( 1927- 1950) JOHN F WHARTON ( 1927- 1977) WRI TER S DI RECT DI AL NUMBER WRI TER' S DI RECT FACSI MI LE (212)373-3086 WRI TER' S DIRECT E-MAI L ADDRESS (212)373-2818 rkaplan@paulweiss.com UNI T 3 6 0 1 , FORTUNE PLAZA OFFI CE TOWER A NO 7 DONG SANHUAN ZHONGLU CHAO YANG DI STRI CT BEI JI NG 100020 PEOPLE' S REPUBLI C OF CHI NA TELEPHONE ( 86- 1 O) 5 8 2 8 - 63 00 12TH FLOOR, HONG KONG CLUB BUI LDI NG 3A CHATER ROAD, CENTRAL HONG KONG TELEPHONE (852) 2846- 0300 ALDER CASTLE l O NOBLE STREET L ONDONE C2 V 7 J U U K TELEPHONE ( 44 20) 7 3 67 1 600 FUKOKU SEI MEI BUI LDI NG 2 2 UCHI SAI WAI CHO 2-CHOME CHI YODA-KU TOKYO IOO-OOI 1 , JAPAN TELEPHONE ( 81 3 ) 3 5 9 7 - 8 1 0 1 TORONTO- DOMI NI ON CENTRE 77 KI NG STREET WEST, SUI TE 3 1 OO PO BOX 2 2 6 TORONTO, ONTARI O M5K 1J3 TELEPHONE (4 16) 5 04- 05 2 0 2001 K STREET NW WASHI NGTON, DC 2 0006- 1 047 TELEPHONE ( 202) 2 2 3 7 3 0 0 5 00 DELAWARE AVENUE SUI TE 2 0 0 POST OFFI CE BOX 32 WI LMI NGTON DE 1 98 99- 003 2 TELEPHONE ( 302) 65 5 - 441 0 MATTHEW W ABBOTT AL L AN J ARFFA ROBERTA ATKI NS DAVI D J BALL JOHN F BAUGHMAN LYNN B BAYARD DANI EL J SELLER CRAI G A BENSON* MI TCHELL L BERG MARK S BERGMAN BRUCE BI RENBOI M H CHRI STOPHER BOEHN1NG ANGELO BONV1NO HENK BRANDS JAMES L BROCH1N RI CHARD J BRONSTEI N DAVI D W BROWN SUSANNA M BUERGEL PATRI CKS CAMPBELL* JEANETTE K CHAN YVONNE Y F CHAN LEWI S R CLAYTON JAY COHEN KELLEY A CORNI SH CHRI STOPHER J CUMMI NGS CHARLES E DAVI DOW DOUGLAS R DAVI S THOMAS V DE LA BASTI DE III ARI EL J DECKELBAUM JAMES M DUBI N ALI CE BELI SLE EATON ANDREW J EHRLI CH GREGORY A E2RI NG LESLI E GORDON FAGEN MARC FALCONE ANDREW C FI NCH BRAD J FI NKELSTEI N ROBERTO FI NZI PETER E FI SCH ROBERT C FLEDER MARTI N FLUMENBAUM ANDREW J FOLEY HARRI S B FREI DUS MANUEL S FREY KENNETH A GALLO MI CHAEL E GERTZMAN PAUL D GI NSBERG ADAM M GI VERTZ ROBERT D GOLDBAUM NEI L GOLDMAN ERI CS GOLDSTEI N ERIC GOODISON CHARLES H GOOGE, JR ANDREW G GORDON NI CHOLAS GROOMBRI DGE BRUCE A GUTENPLAN GAI NES GWATHMEY, III AL AN S HALPERI N CLAUDI A HAMMERMAN GERARD E HARPER BRI AN S HERMANN ROBERT M HI RSH MI CHELE HI RSHMAN JOYCES HUANG DAVI D S HUNTI NGTON MEREDI TH J KANE ROBERTA A KAPLAN BRAD S KARP J OHN C KENNEDY ALAN W KORNBERG DANI EL J KRAMER DAVI D K LAKHDHI R STEPHEN P LAMB* JOHN E LANGE DANI EL J LEFFELL XIAOYU GREG LI U JEFFREY D MARELL MARCO V MASOTTI EDWI N S MAYNARD DAVI D W MAYO ELI ZABETH R MCCOLM MARK F MENDELSOHN TOBY S MYERSON JOHN E NATHAN CATHERI NE NYARADY J OHN J O' NEI L ALEXYOUNG K OH BRAD R OKUN KELLEY D PARKER ROBERT P PARKER* MARC E PERLMUTTER MARK F POMERANTZ VALERI E E RADWANER CARL L REI SNER WALTER G RI CCI ARDI WALTER RI EMAN RI CHARD A ROSEN ANDREW N ROSENBERG PETER J ROTHENBERG JACQUELI NE P RUBI N RAPHAEL M RUSSO JEFFREY D SAFERSTEI N JEFFREY B SAMUELS DALE M SARRO TERRY E SCHI MEK KENNETH M SCHNEI DER ROBERT B SCHUMER JAMES H SCHWAB J OHN M SCOTT STEPHEN J SHI MSHAK DAVI D R S1CULAR MOSES SI LVERMAN STEVEN SI MKI N JOSEPH J SI MONS MARI LYN SOBEL AUDRA J SOLOWAY TARUN M STEWART ERIC ALAN STONE AI DAN SYNNOTT ROBYN F TARNOFSKY MONI CA K THURMOND DANI EL J TOAL MARK A UNDERBERG LI ZA M VELAZQUEZ MARI A T VULLO LAWRENCE G WEE THEODORE V WELLS JR BETH A WI LKI NSON STEVEN J WI LLI AMS LAWRENCE I WI TDORCHI C MARK B WLAZLO JULI A TM WOOD JORDAN E YARETT KAYE N YOSHI NO TONG YU TRACEYA ZACCONE T ROBERT ZOCHOWSKI JR *NOT ADMITTED TO THE NEW YORK BAR August 17,2011 BY HAND Judge Barbara S. Jones United States District Court Southern District of New York 500 Pearl Street New York, NY 10007 Windsor v. United States, 10 Civ. 8435 (BSJ) (JCF) Dear Judge Jones: We write on behalf of the plaintiff, Edith Schlain Windsor, in the above- captioned matter with respect to the Court's Order dated August 15, 2011 (the "August 15 Order"). In connection with Your Honor's consideration of Plaintiffs motion to strike, filed on August 10, 2011, enclosed please find what we believe to be true and correct copies of the 12 documents referenced by Defendant-Intervenor, the Bipartisan Legal Advisory Group of the House of Representatives ("BLAG"), in opposition to A-1077 Case: 12-2335 Document: 155-2 Page: 122 08/17/2012 695244 145 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP Hon. Barbara S. Jones Plaintiffs motion for summary judgment that are also the subject of Plaintiff s motion to strike. As we previously mentioned, we did not receive these materials in discovery and they were not attached to BLAG's papers in opposition to Plaintiffs motion for summary judgment. 1 Thus, we obtained most of these materials either by searching the internet for them or by obtaining them from sources like amazon.com. As a result, we apologize in advance if we have made any errors. Nevertheless, we believe that the Court should have copies in order to facilitate its resolution of the pending motion to strike. Finally, while as the Court can imagine, we are loathe to raise this issue, we note that in our letter to the Court dated August 11, 2011, we requested permission to file a reply brief in connection with our motion for summary judgment of up to thirty (30) pages. In the August 15 Order, however, Your Honor indicated that "Plaintiffs request to file a reply in support of her motion for summary judgment of up to 25 pages will be decided along with the Court's resolution of the motion to strike." Although we were not sure whether this numerical disparity was intentional or not, we of course will comply with whatever page limitation is ultimately ordered by the Court. Respectfully submitted, -fedrnf^^ Roberta A. Kaplan End. cc: James D. Esseks, Esq. H. Christopher Bartolomucci, Esq. Jean Lin, Esq. i As discussed in Plaintiffs motion to strike and related correspondence with the Court, four of the documents Plaintiff seeks to strike were used by BLAG at the depositions of Plaintiff s expert witnesses. (App. Entries 4, 5, 6, & 11.) A-1078 Case: 12-2335 Document: 155-2 Page: 123 08/17/2012 695244 145
Appendix References to Documents in BLAGs 56.1 Statement and Opposition to Plaintiffs Motion for Summary Judgment That Plaintiff Seeks to Strike Entry Location of Citation Material Cited Proposition BLAG Attempts to Support References in Plaintiffs Expert Reports References at Depositions 1 BLAG 56.1 33, 39, 50, 51, 54, 55, 57; SJ Br. at 10 Lisa M. Diamond, New Paradigms for Research on Heterosexual and Sexual Minority Development, 32 J. Clinical Child and Adolescent Psychol. 492 (2003). Sexual orientation is not immutable; change in sexual orientation occurs with some frequency None None 2 BLAG 56.1 33, 39, 50, 51, 54, 55, 57; SJ Br. at 11 12 Lisa M. Diamond & Ritch C. Savin- Williams, Explaining Diversity in the Development of Same-Sex Sexuality Among Young Women, 56 J. Soc. Issues 297, 301 (2000). Sexual orientation is not immutable; change in sexual orientation occurs with some frequency None None 3 BLAG 56.1 33, 39, 50, 51, 54, 55, 57; SJ Br. at 12 Nigel Dickson, et al., Same Sex Attracting in a Birth Cohort: Prevalence and Persistence in Early Adulthood, 56 Soc. Sci. & Med. 1607, 161213 (2003). Sexual orientation is not immutable; change in sexual orientation occurs with some frequency None None 4 BLAG 56.1 40, 41, 42, 43, 44, 45, 46, 48; SJ Br. at 23 Susan Golombok and Fiona Tasker, Gay Fathers, The Role of The Father in Child Development (2010). Homosexual parenting studies are flawed; cited to dispute Plaintiffs assertions that same-sex parents are not as effective as straight Lamb Aff. at Ex. B. Lamb Dep. 75:978:24. A-1079 Case: 12-2335 Document: 155-2 Page: 124 08/17/2012 695244 145
A-2 parents 5 BLAG 56.1 40, 41, 42, 43, 44, 45, 46, 48; SJ Br. at 23 Jennifer L. Wainright and Charlotte J. Patterson, Delinquency, Victimization, And Substance Use Among Adolescents With Female Same-Sex Parents, 20 J. Family Psych. 526 (2006). Homosexual parenting studies are flawed; cited to dispute Plaintiffs assertions that same-sex parents are not as effective as straight parents Lamb Aff. at Ex. B. Lamb Dep. 81:1283:21. 6 BLAG 56.1 40, 41, 42, 43, 44, 45, 46, 48; SJ Br. at 2324 Lawrence A. Kurdek, What Do We Know About Gay And Lesbian Couples? Current Directions in Psychological Science (2005). Homosexual parenting studies are flawed; cited to dispute Plaintiffs assertions that same-sex parents are not as effective as straight parents Lamb Aff. at Ex. B. Lamb Dep. 83:2286:7. 7 BLAG 56.1 40, 41, 42, 43, 44, 45, 46, 48; SJ Br. at 24 Ann Hulbert, The Gay Science: What Do We Know About the Effects of Same-Sex Parenting?, Slate.com, March 12, 2004, http://www.slate.com/id/2097048/. Homosexual parenting studies are flawed; cited to dispute Plaintiffs assertions that same-sex parents are not as effective as straight parents None None 8 BLAG 56.1 47, 48 Linda J. Waite & Maggie Gallagher, The Case for Marriage: Why Married People Are Happier, Healthier, and Better Off Financially (2000). It is better for children to have both male and female parents in the home who assume traditional gender roles None None 9 BLAG 56.1 47, 48 David Popenoe, Life without Father: Compelling New Evidence That Fatherhood and Marriage Are Indispensable for the Good of Children It is better for children to have both male and female parents in the home who assume traditional gender None None A-1080 Case: 12-2335 Document: 155-2 Page: 125 08/17/2012 695244 145
A-3 and Society (1996). roles 10 BLAG 56.1 47, 48 George W. Dent, Jr., The Defense of Traditional Marriage, 15 J.L. & Pol. 581 (1999). It is better for children to have both male and female parents in the home who assume traditional gender roles None None 11 BLAG 56.1 50, 51; SJ Br. at 11 Gregory M. Herek, et al., Demographic, Psychological, and Social Characteristics of Self-Identified Lesbian, Gay, and Bisexual Adults in a US Probability Sample, 7 Sex. Res. Soc. Poly 176 (2010). Immutable is not an accurate descriptor for sexual orientation Peplau Aff. at Ex. B. Peplau Dep. 35:1338:20, 100:4101:18. 12 SJ Br. at 24 George W. Dent, Jr., No Difference?: An Analysis of Same-Sex Parenting, ___ Ave Maria L. Rev. ___ (forthcoming 2011), http://papers.ssrn.com/sol3/papers.cfm?a bstract_id=1848184. Research into gay and lesbian parents has limitations None None
A-1081 Case: 12-2335 Document: 155-2 Page: 126 08/17/2012 695244 145 A-1082 Case: 12-2335 Document: 155-2 Page: 127 08/17/2012 695244 145 A-1083 Case: 12-2335 Document: 155-2 Page: 128 08/17/2012 695244 145 A-1084 Case: 12-2335 Document: 155-2 Page: 129 08/17/2012 695244 145 A-1085 Case: 12-2335 Document: 155-2 Page: 130 08/17/2012 695244 145 A-1086 Case: 12-2335 Document: 155-2 Page: 131 08/17/2012 695244 145 A-1087 Case: 12-2335 Document: 155-2 Page: 132 08/17/2012 695244 145 A-1088 Case: 12-2335 Document: 155-2 Page: 133 08/17/2012 695244 145 A-1089 Case: 12-2335 Document: 155-2 Page: 134 08/17/2012 695244 145 A-1090 Case: 12-2335 Document: 155-2 Page: 135 08/17/2012 695244 145 A-1091 Case: 12-2335 Document: 155-2 Page: 136 08/17/2012 695244 145 Journal of Social Issues, Vol. 56, No. 2, 2000, pp. 297-313 Explaining Diversity in the Development of Same-Sex Sexuality Among Young Women Lisa M. Diamond* University of Utah Ritch C. Savin-Williams Cornell University This article summarizes findings from two ongoing studies charting the develop- ment of 167 adolescent and young adult sexual-minority women. Results document considerable variation in the quality, relative distribution, and context of women's same-sex and other-sex attractions. Furthermore, contrary to conventional wis- dom, the timing of a woman's first same-sex attractions is not systematically related to subsequent features of sexual identity development. Rather, the quality and context of a woman's early attractions and behavior is more important. We argue that variability in sexual-minority and heterosexual women's development is best explained by interactions between personal characteristics and environ- mental contexts, and we urge future studies of the sexual-minority life course to include women with same-sex attractions that do not identify as lesbian or bisexual. Models of sexual identity development typically posit a sequence of feelings, experiences, and events through which individuals progressively realize, under- stand, and accept a nonheterosexual (or sexual-minority) identity. Because most of these "coming-out" models are based on men, they portray as normative a sequence of feelings and experiences that may be entirely foreign to a sexual- minority woman: early "precursors" such as gender atypicality or feelings of differentness, late childhood and early adolescent same-sex attractions, lack of Correspondence concerning this article should be addressed to Lisa M. Diamond, Department of Psychology, University of Utah, 390 South 1530 East, Room 502, Salt Lake City, UT, 84112-0251 [e-mail: diamond@psych.utah.edu]. 297 2000 The Society for the Psychological Study of Social Issues A-1092 Case: 12-2335 Document: 155-2 Page: 137 08/17/2012 695244 145 298 Diamond and Savin-Williams sexual interest in the other sex, subsequent same-sex experimentation, and finally adolescent self-labeling as lesbian, gay, or bisexual. In fact, the developmental trajectories of most sexual-minority women violate this "master narrative" in at least one way. Some sexual-minority women have no childhood or adolescent recollections of same-sex attractions (Kitzinger & Wilkinson, 1995), but assert that their same-sex attractions were triggered in adult- hood by exposure to lesbian, gay, or bisexual ideas or individuals (Golden, 1996) or the formation of an unusually intense emotional attachment to one particular woman (Cassingham & O'Neil, 1999; Kitzinger & Wilkinson, 1995; Shuster, 1987). Others report abrupt changes in their sexual attractions over time (Wein- berg, Williams, & Pryor, 1994). Such cases run counter to the conventional view of sexual orientation as a stable, early-appearing trait. Yet these cases have typically been considered few in number and exceptional in natureunwanted noise in the "data" of normative sexual identity development. The results of our intensive investigations of adoles- cent and young adult sexual-minority women directly challenge this view (Diamond, 1998, 2000a, 2000b; Diamond & Dube, 2000; Savin-Williams, in press; Savin-Williams & Diamond, in press). Our findings lead us to propose that variability in the emergence and expression of female same-sex desire during the life course is normative rather than exceptional. In other words, the cases noted above are not noise in the data; rather, they are the data with potentially the most to tell us about female sexual development. In this article we review major findings from our ongoing program of research, integrate them with existing knowledge on female sexuality, and articulate a con- ceptual approach to the study of female same-sex sexuality that aims to explain, and not simply describe, the diverse developmental trajectories we have observed. Our goal is not to replace a single model of development with an ever-increasing number of ideosyncratic models but to highlight the conditions and processes that produce multiple developmental trajectories. Toward this end, our main points are as follows: 1. Because of the prevalence of nonexclusivity and fluidity in women's attrac- tions, there is considerable variation in the quality and relative distribution of women's same-sex and other-sex attractions as well as the context in which these attractions are experienced. 2. The timing of a woman's first same-sex attractions does not systematically predict their quality or exclusivity, nor does it predict the stability of her sexual identity. 3. Variability in both sexual-minority and heterosexual women's sexual devel- opment is best explained by interactions between personal characteristics and environmental contexts. A-1093 Case: 12-2335 Document: 155-2 Page: 138 08/17/2012 695244 145 Explaining Diversity 299 Although we here emphasize women's development, the approach we advo- cate would also enhance research on men's sexual development (Savin-Williams, 1998). Yet we believe it holds particular promise for research on women given the prevalence of nonexclusivity and fluidity in women's attractions (Baumeister, 2000), as well as the documented tendency for social and environmental factors to exert stronger influences on female than male sexual behavior (Udry, Talbert, & Morris, 1986). Sample and Methods We here review findings from two independent, ongoing studies (for clarity, Study A and Study B). Study A is a longitudinal study of the sexual attractions, behaviors, and identities of 89 sexual-minority and 11 heterosexual women who were first interviewed in 1995 when they were between the ages of 16 and 23 (Diamond, 1998). These women were reinterviewed 2 years later in 1997 (Diamond, 2000a, 2000b) and are currently undergoing a third round of interviews. This is the first prospective study of female sexual-minority youth ever undertaken and therefore offers a unique opportunity to observe the long-term course of sexual identity development. Study B is an interview study of the childhood and adoles- cent experiences of 78 female and 86 male sexual minorities between the ages of 17 and 25 (Savin-Williams, 1998, in press; Savin-Willaims & Diamond, in press). Because this study uses a standardized, qualitative interview protocol, it permits systematic examination of the quality and context of sexual identity milestones and not just their timing. Participants for both projects were recruited from similar sites: lesbian/gay/ bisexual community events and youth support groups in central New York, college classes on gender and sexuality, campus social and political organizations, and Internet list-serves (for more detail, see publications cited above). This wide- ranging recruitment strategy was undertaken to ensure diversity in women's histories of same-sex attractions and behaviors and to recruit women who decline to identify as lesbian or bisexual but acknowledge same-sex attractions. Of the participants in Study A, 34% identified as lesbian, 26% as bisexual, 20% as "unlabeled" or "questioning" (collectively denoted unlabeled), and 10% as hetero- sexual (heterosexual participants were recruited on the basis of having consciously reflected on their sexual identity at some point in time and thus cannot be consid- ered representative of most heterosexual women). Of the female participants in Study B, 38% identified as lesbian, 42% as bisexual, and 20% as unlabeled. Both samples overrepresent highly educated, middle-class White women; about 25% of the women were working-class and 20% were women of color. A primary goal for the ongoing expansion of both studies involves recruitment of greater numbers of ethnic-minority and working-class women. A-1094 Case: 12-2335 Document: 155-2 Page: 139 08/17/2012 695244 145 300 Diamond and Savin-Williams The interview questions for both studies were modeled on those represented in existing survey and interview data on sexual identity development (Golden, 1996; Rust, 1992, 1993; Savin-Williams, 1998; Weinberg et al., 1994). Topics included childhood experiences such as gender atypicality and feelings of differentness, early sexual and emotional attractions, sexual and romantic relationship history, and antecedents and processes of sexual questioning (for more details, see publica- tions cited above). Will the Real Sexual Minorities Please Stand Up? Studying Bisexual and Unlabeled Women Both studies include notable proportions of bisexual and unlabeled women, who have been traditionally underrepresented in research on sexual minorities. In fact, many researchers intentionally exclude such individuals from their samples because they are difficult to categorize. As a journal reviewer for one of our recent manuscripts queried, "How can you be sure of their true sexual orientation? It would make for a cleaner study if you took them out." The implicit assumption is that openly identified lesbians are the most prototypical group of sexual-minority women and therefore the most valid basis for generalizations about the development of same-sex sexuality. Yet this assump- tion is questionable. Data from a random, representative sample of American men and women (Laumann, Gagnon, Michael & Michaels, 1994) showed that 84% of women with same-sex attractions or behavior identify as heterosexual. Given that research on female sexual minorities has focused exclusively on openly identified lesbian/bisexual women, it appears that our current understanding of the female sexual-minority life course is based on the smallest, least representative subset of this population. In our view, any explanation of female sexual development that does not account for the full range of sexual-minority women is no explanation at all. For this reason, we begin with a discussion of two phenomena that critically influence variability in women's developmental trajectories: nonexclusivity and fluidity in women's attractions. Nonexclusivity Contrary to conventional wisdom, exclusive same-sex attractions are the exception rather than the norm among sexual-minority women. Laumann et al. (1994) found that 4.4% of American women reported experiencing same-sex attractions, and 94% of these women were also attracted to men. In fact, nearly two thirds were predominantly attracted to men. Similarly, two thirds of the lesbian women in Study A reported experiencing periodic attractions to men. The prev- alence of nonexclusivity in sexual-minority women's attractions suggests that A-1095 Case: 12-2335 Document: 155-2 Page: 140 08/17/2012 695244 145 Explaining Diversity 301 other-sex attractions and relationships remain an ever-present possibility for most sexual-minority women, a fact that creates multiple opportunities for discontinuity and inconsistency in the female sexual-minority life course. For example, nearly one fourth of lesbians in Study A listed a high school boyfriend as one of the stron- gest attractions they had ever experienced, yet many of these women reported that they no longer experienced other-sex attractions (Diamond, 1998). An altogether different subset of lesbians (again, approximately one fourth) pursued other-sex sexual contact between the first and second interviews (Diamond, 1998, 2000b). Such experiences may explain why so many women in Study A changed iden- tity labels over time. Contrary to the notion that most sexual minorities undergo a one-time discovery of their true identities, 50% of the respondents had changed their identity label more than once since first relinquishing their heterosexual identity (Diamond, 2000b). Rust (1993) ably identified nonexclusive attractions as a key factor in such transitions. She argued that women with nonexclusive attractions may comfortably adopt a lesbian or bisexual identity, depending on such factors as the relative intensity of their attractions, perceived prospects for same-sex and other-sex relationships, and their social network. When one of these factors or its importance changes, identity may change as well. It is possible that by the time women in Study A reach late adulthood, a majority will have reconsidered or changed their sexual-minority identity in the process of navigating the multiple possibilities engendered by nonexclusive attractions. What about heterosexual women? If most sexual-minority women retain a capacity for other-sex attractions, do most heterosexual women retain a capacity for same-sex attractions? A reliable answer to this question is elusive, given the stigma that prevents heterosexual women from readily acknowledging same-sex attractions, yet Laumann et al. (1994) found that 7.3% of heterosexually identified women admitted experiencing same-sex attractions or behavior. As they noted, sporadic same-sex attractions and fantasies among heterosexuals may never culmi- nate in same-sex behavior or identity change. Yet in order to interpret their devel- opmental significance, both same-sex and other-sex attractions, fantasies, and behaviors should be routinely assessed in studies of female sexual development. Sexual Fluidity One of the most significant challenges to traditional notions of sexual orienta- tion is posed by heterosexual women who report experiencing sexual desire (some- times culminating in sexual contact) for one and only one woman, typically an extremely close friend. Such stories are often greeted with a wink and a knowing smile, implying a tacit understanding that there is, of course, no such thing as one same-sex attraction. However, the experiences of several heterosexual women interviewed for Study A suggest that unusually intense emotional bonds some- times spill over into authentic, albeit temporary, same-sex sexual desire. A-1096 Case: 12-2335 Document: 155-2 Page: 141 08/17/2012 695244 145 302 Diamond and Savin-Williams We attribute this phenomenon to sexual fluidity, defined as a capacity for situation dependence in some women's erotic responses. The notion that female sexuality is more situation dependent than male sexuality has been noted by many researchers (Dixon, 1985; Kitzinger & Wilkinson, 1995; Pillard, 1990; Shuster, 1987; Weinberg et al., 1994) and has recently been the subject of an extensive review and theoretical treatment by Baumeister (2000). However, notions of fluidity have not been systematically integrated into models of female sexual identity development, perhaps because sexual fluidity is thought to pose a de facto challenge to any systematic developmental model of same-sex sexuality. How- ever, this is not the case: Fluid sexual responsiveness is not the same as random sexual responsiveness. Across a wide variety of cultures and historical periods, the situations that trigger unexpected same-sex eroticism among ostensibly hetero- sexual women are remarkably similar, allowing for some speculation regarding the underlying mechanisms, limiting parameters, and even evolutionary bases of sexual fluidity (Baumeister, 2000; Diamond, 2000c). One of the most common triggers for sexual fluidity is an intense, emotionally intimate relationship. For example, an unlabeled participant in Study A was inter- viewed shortly after becoming sexually involved with her best Mend: "We've known each other since we were twelve and we've always been really affectionate, but last Tuesday it just sort of kept going.... Right now I only have these feelings for her, and I don't know if that'll change. I don't know if I'm a lesbian. I just know I want to be with her, forever." One might be tempted to characterize this woman as a budding lesbian who was not quite ready to embrace her true identity. Two years later, however, she reported that she and her best friend had gone back to being platonic friends. Neither one ever experienced attractions for other women, nor could they recall prior "repressed" same-sex attractions (to their disappointment, actually). Both continue to identify as heterosexual. Similarly, a lesbian in Study A unexpectedly fell in love with a close male friend between the first and second interviews, and felt this relationship was "an exception." In our view, neither one of these women's experiences is fully interpretable without an appreciation for nonexclusivity and fluidity in women's attractions, and we maintain that these phenomena should be integrated into models of all women's sexual development. Yet by blurring distinctions among lesbian, bisexual, and heterosexual women, they make it difficult to discern exactly who we have been (and should be) sampling in research on sexuality. How should we distinguish a latent bisexual from a curious heterosexual? At what point in a woman's develop- ment can we reliably sort her into one of these categories? In truth, the answer may be "never." One of the unavoidable implications of nonexclusivity and sexual fluidity is that no heterosexual woman can be unequivocally assured that she will never desire same-sex contact, just as no lesbian woman can be unequivocally assured that she will never desire other-sex contact. Of course, not all women appear equally fluid, and the question of A-1097 Case: 12-2335 Document: 155-2 Page: 142 08/17/2012 695244 145 Explaining Diversity 303 individual differences in fluidity deserves substantive attention. For now, we argue that it is both logistically impossible and theoretically misguided to study female same-sex sexuality by seeking out "true" sexual minorities and assessing the process by which they came out. The notion of "true" sexual minorities presumes categories where there may be continua, and "coming out" presumes a single out- come where there may be several. We advocate replacing traditional assessments of identity labels with descrip- tive data on women's actual feelings and behaviors in different circumstances and replacing the traditional focus on coming out with a focus on sexual questioning. The advantage of focusing on sexual questioning is that it shifts attention to the process, rather than the outcome, of sexual development. Unlike coming out, sexual questioning can be initiated by any woman, can be repeated multiple times, and might never culminate with the adoption of a lesbian or bisexual identity. The advantage of focusing on specific experiences of same-sex attractions and behav- ior rather than identity labels is that it broadens the scope of our investigations to include women who do not subscribe to the set of sexual identity categories defined by (historically male) researchers. This allows us to begin modeling not "lesbian identity development," but female sexual development, a process that possibly involves varying degrees of same-sex and other-sex eroticism at different points in the life course. Although we define the population of sexual minorities fairly broadly, we consider their defining characteristic to be same-sex attractions. Sexual attractions have generally been considered the most reliable indicator of an individual's sexual orientation (Cohen, 1999; Marmor, 1980). Yet our research suggests that accurate models of female sexual development may have to jettison traditional assumptions about when and how same-sex attractions emerge. Specifically, the notion that the timing of a woman's first same-sex attractions predicts the future course of her sexuality requires substantial revision. It is this topic to which we turn next. First Same-Sex Attractions: What's Age Got to Do With It? / should probably tell you that Fm not one of those people who knew they were gay from when they were very little. I didn't know at all until I was 20! Listen, Fm probably not a very good example of a gay person, and I don't want to mess up your study or anything, so it's okay if you don't want to interview me after all. (21-year-old bisexual) Perhaps the most common question posed to sexual minorities by friends, family members, and social scientists is, "When were you first attracted to the same sex?" The most common answer, especially among women, is, "When I was A-1098 Case: 12-2335 Document: 155-2 Page: 143 08/17/2012 695244 145 304 Diamond and Savin-Williams young, although I didn't interpret it that way at the time." Most studies (including our own) find that individuals' earliest recollections of same-sex attractions take place around age 10 (see McClintock & Herdt, 1996, for a review); importantly, this is also the age at which heterosexual children first recall experiencing sexual feelings (Knoth, Boyd, & Singer, 1988) and has been linked to adrenal maturation (McClintock & Herdt, 1996). Yet rarely are these early feelings interpreted at the time as same-sex attrac- tions, especially among women. The respondents in Study A reported that their first conscious same-sex attraction occurred at a mean age of 15, and they did not consider the relevance of these feelings for sexual identity until a mean age of 16. Once the full range of variability is taken into account, some women show disjunctures of 10 to 20 years between their first recollected experience and their first recollected awareness of same-sex attractions. These gaps are typically attrib- uted to the fact that women receive more ambiguous cues of sexual arousal from their bodies than do men and are not socialized to monitor such cues as rigorously as are men (Baldwin & Baldwin, 1997). Nonetheless, the attractions are presumed to be "in there" all along, and sexual minorities often search their memories for such prescient childhood desires in the process of sexual questioning. "Early Onset" and "Late Onset" Subtypes What if they can't find any? Is it possible that such individuals develop authentic same-sex attractions in adulthood, with no prior warning? This notion runs directly counter to the popular conceptualization of sexual orientation as an early-appearing trait. Perhaps for this reason, women with late-appearing same-sex attractions are often characterized as less essentially or exclusively attracted to the same sex than those with early-appearing same-sex attractions and more likely to question their sexual identities for ideological rather than sexual reasons. This con- ceptual framework contrasts bom, primary, or exclusive lesbians with elective, political, or bisexual lesbians (Burch, 1993; Ettore, 1980; Golden, 1996; Ponse, 1978). The underlying presumption is that a woman who recalls being sexually attracted to women from the age of 10 is more essentially, consistently, and exclu- sively attracted to the same sex than a woman whose first attractions emerged in a Women's Studies class at age 20. Despite its intuitive appeal, our research finds no support for this view. Study A subdivided sexual-minority women into primary and elective subgroups to determine whether this distinction fell along lesbian/bisexual lines. The primary group contained women who reported a childhood feeling or event that presaged their eventual sexual orientation (prepubertal same-sex attractions, childhood gender atypicality, or "feelings of differentness"), experienced clear-cut same-sex attractions before questioning their sexuality, and reported stability in their attrac- tions over time. The elective group contained any woman who did not meet these A-1099 Case: 12-2335 Document: 155-2 Page: 144 08/17/2012 695244 145 Explaining Diversity 305 criteria. As it turned out, there were equal proportions of lesbian, bisexual, and unlabeled women in each group, and there was no link between group membership and a woman's degree of same-sex attractions (Diamond, 1998). Since then, follow-up assessments have established that women in the primary group are just as likely to report changes in their sexual attractions or sexual identities over time as women in the elective group. One important implication of these findings, which we teased out with follow-up analyses, is that prior inconsistencies do not neces- sarily foreshadow later inconsistencies, and prior stability does not necessarily foreshadow later stability. Women who reported at the first interview that their attractions had previously changed were not more likely to undergo subsequent changes in either their attractions or their sexual identity. These findings cast doubt not only on the notion of primary/elective subtypes but also on the view that the timing of a woman's same-sex attractions gives us critical information about the nature of her sexual orientation. Study B provides further evidence to this effect: Neither the age of first same-sex attractions nor the recollection of childhood experiences such as gender atypicality was associated with subsequent features of sexual identity development, including the timing of first same-sex sexual contact, the timing of first sexual-minority identification, the sequencing of first sex and first identification, the total length of time of the questioning process, or the selection of a lesbian versus bisexual versus unlabeled identity. In our minds, these counterintuitive findings spotlight two critical questions. First, what did we think "age of first attractions" had to do with the rest of sexual identity development to begin with? Were we assuming that earlier attractions represented stronger attractions? More exclusive attractions? A more authentic same-sex orientation? A more self-aware individual? These are all plausible and testable hypotheses, but the simple truth is that few studies assessing age of first attractions articulate a theoretical rationale for doing so, relying instead on a collective, implicit intuition that it has some developmental relevance. In our view, this vague notion of developmental relevance needs to be clarified and reconsidered. We think the timing of same-sex attractions is relevant but not for the reasons some have thought. Specifically, we believe that it taps general features of sexual development (such as whether the sexual system is "on line" and the availability of various eliciting stimuli) rather than predicting or explaining variation in developmental trajectories. This does not mean that the childhood feel- ings of heterosexual and sexual-minority women are necessarily identical, only that the comparative timing of their same-sex and other-sex attractions may be less informative than their comparative quality. Thus, rather than simply assessing the age at which heterosexuals and sexual minorities first experienced same-sex and other-sex attractions, we should assess the experiential context of these attractions, their strength, their physiological and affective correlates, their frequency, and their capacity to motivate behavior. A-1100 Case: 12-2335 Document: 155-2 Page: 145 08/17/2012 695244 145 306 Diamond and Savin-Williams Will the Real Same-Sex Attractions Please Stand Up ? This brings us to a second question: When respondents report "age of first attractions," what are they counting as an attraction? It is implicitly assumed that researchers, study participants, and readers have comparable conceptualizations of sexual attractions and that we all "know them when we feel them." Yet for many of the women in Study A, a significant component of their questioning process involved trying to determine just what qualified as a sexual attraction. As one 16-year-old noted, "When I look at a beautiful woman I'm not sure if I want her or if I want to be her." Another young woman was unsure whether she had ever experienced an authentic sexual attraction to either sex. Such reports challenge the notion that same-sex and other-sex attractions are unambiguous, easily recognizable experiences. This becomes particularly clear when one attempts to interpret a sexual- minority woman's most intense same-sex friendships. Nearly half of the young women in Study A (Diamond, 2000a) reported having participated in a platonic same-sex friendship characterized by high levels of emotional passion, devotion, exclusivity, and physical affection. Such relationships typically occurred in early adolescence, often long before sexual questioning, and appeared remarkably similar to the unusually affectionate bonds that have been documented between young women in a variety of cultures and historical periods (Faderman, 1981; Gay, 1985; Sahli, 1979; Smith-Rosenberg, 1975). In most cases, the intense feelings that developed were not considered sexual (Diamond, 2000a; Faderman, 1981). Should we consider such relationships early manifestations of same-sex attractions? After all, even if women did not experience their feelings as explicitly sexual, it seems plausible that sexual-minority women might unconsciously desire more intense and affectionate same-sex friendships than do heterosexual women and might find such relationships particularly rewarding even when they do not involve explicit sexual interest or activity. At the same time, Faderman (1981) con- vincingly argued that we are too eager to apply our contemporary cultural notions of same-sex sexuality to such passionate friendshipsin many cases, they may be authentically nonsexual attachments. In truth, the affectional component of sexuality has been drastically undertheorized in studies of both sexual minorities and heterosexuals, creating a notable stumbling block for efforts to understand the uniqueness of women's expe- riences. How common are passionate, platonic friendships among sexual-minority and heterosexual women? To what extent does a young woman's sexual orienta- tion prefigure experiences of emotional bonding? In our view, research on the development of sexual orientation must begin to explore systematically processes of emotional bonding and attachment formation to better understand how these processes shape sexual desires and behaviors. Toward this end, we have begun to A-1101 Case: 12-2335 Document: 155-3 Page: 1 08/17/2012 695244 113 Explaining Diversity 307 explore associations between the specific quality and context of sexual minorities' first same-sex attractions and their subsequent development. Do Quality and Context Matter? When asked to describe their first same-sex attraction, interviewees listed a wide range of divergent experiences. Examples included "wanted all the girls to take their clothes off," "fixation on the popular girls in school," "loved to look at pretty women," "moved my cot next to this one girl and wanted to be napping with her," "platonic crushes on girlswanted to get to know them," "wanted to touch Wonder Woman's breasts," "terribly upset when best friend moved away, couldn't stop crying." The men in Study B, too, listed a wide range of experiences, but their descriptions were more consistently linked to the concrete experience of sexual arousal. We coded interviewees' descriptions into three basic groups: The sexual group included individuals who described this experience as involving explicit sexual thoughts or sexual activity (for example, "wanted to touch Wonder Woman's breasts"). The emotional group included individuals who described their attractions as involving only emotional feelings (for example, "terribly upset when best friend moved away"). The ambiguous group included individuals who described this experience in terms that were neither explicitly sexual nor emotional (such as "fixation on the popular girls in school"). The following discussion will focus on the sexual and emotional categories, as these were the primary sites for gender differences. The ambiguous category is clearly a fascinating one, but we suspect it houses several meaningful subcategories, and we are holding off on interpreting "ambiguous" attractions until we can tease them apart. Interrater reliability for the existing coding scheme was assessed by calculating Cohen's kappa on a subset of cases {n = 86), and this value was .86. Although nearly two thirds of young men recalled an explicitly sexual context for their first same-sex attraction, just over one third of the young women did so. In contrast, women were five times as likely as young men to recall an exclusively emotional basis for their first same-sex attraction (Savin-Williams & Diamond, in press). Quite frequently these were emotional "crushes" on peers, teachers, or coaches. The quality of a young man's or woman's same-sex attractions was not associated with the age at which those attractions were experienced, or with the age at which he/she first had same-sex sexual contact. Among women, however, the quality of first attractions was associated with the context of first same-sex contact. Women who described their first same-sex attractions as exclusively emotional were more likely to have their first same-sex contact within an established same-sex romantic relationship (a pattern characteristic of nearly 70% of the women and only 5% of the men). Furthermore, women who had their first same-sex sexual contact within a relationship were more likely to self-identify as A-1102 Case: 12-2335 Document: 155-3 Page: 2 08/17/2012 695244 113 308 Diamond and Savin-Williams sexual minorities before or soon after this experience, and they reported shorter absolute latencies between first sex and first self-labeling. To the contrary, the majority of sexual-minority men had their first same-sex sexual contact several years before self-labeling. We observed that some young women whose first sexual contact took place within a relationship appeared to undergo a compressed version of sexual identity development, moving quickly through self-labeling, first sex, first relationship, and first disclosure during the course of a single, transformative romance. One possibility is that such women are only comfortable acknowledging and acting on sexual feelings when these feelings have an intimate emotional context. Alter- natively, they may be disproportionately sensitive to emotional cues, such that sexual attractions achieve greater strength, intensity, and motivational force when they occur in an intimate emotional context. At the present time, we are simply unable to discriminate between such possibilities. We now offer a number of suggestions on how future research might address these questions. Individual Differences and Person-Context Interactions In our review of research on processes of sexual identity development, we are struck by what the extant data do not address: individual differences in women's personal characteristics and environmental/situational contexts. By personal characteristics, we mean factors such as personality, attachment style, sexual atti- tudes and expectations, self-efficacy, self-control, social skills, and even physical attractiveness. By environmental/situational context, we mean factors such as a woman's family relationships (including her degree of involvement in and super- vision by the family), friendship and local community ties, ethnic background, social class, access to educational and work opportunities, access to information about sexuality, and opportunities for both same-sex and other-sex friendships and romantic relationships. Such factors have been exhaustively investigated in studies of heterosexual feelings and behaviors during adolescence (see, for example, Feldman, Rosenthal, Brown, & Canning, 1995; Goodson, Evans, & Edmundson, 1997; Udry, 1988), yet have been almost entirely ignored by researchers investigating same-sex sexuality, with the exception of ethnicity and social class. Even when ethnicity and social class are addressed, the unfortunate tendency has been to emphasize group differ- ences at the expense of individual differences. Our suggestion that researchers pay greater attention to person-context inter- actions is far from revolutionary: Such interactions have long been a chief concern in developmental psychology. Yet investigations of sexual identity development have been strangely myopic on this front. This may have been justifiable in the earliest phases of research on sexual orientation but is no longer tenable. To under- stand why women with similar feelings and experiences follow radically different A-1103 Case: 12-2335 Document: 155-3 Page: 3 08/17/2012 695244 113 Explaining Diversity 309 sexual identity trajectories, we must begin to assess factors other than sexual orien- tation that impinge on their participation in (and subjective experience of) sexually and emotionally intimate relationships. For example, research on heterosexual adolescents has identified a wide range of environmental factors that reliably influence me age at which an adolescent becomes sexually active, ranging from peers' sexual attitudes and behavior (Udry, 1990) to mothers' coerciveness and love withdrawal (Miller et al., 1997). An adolescent's personal characteristics also play a role, such as independence, restlessness, achievement motivation, aggressiveness, tolerance for deviance, risk taking, and religiosity (R. lessor, Costa, S. L. Jpssor, & Donovan, 1983; S. L. lessor & R. lessor, 1974; Udry, Kovenock, Morris, & Vandenberg, 1995). Then there is basic sexual motivation. It is well-known that some individuals are more arousable than others (Bancroft, 1989), have more difficulty recognizing feelings of sexual arousal (Heiman, 1975; Knoth et al., 1988), and are more likely to initiate sexual behavior than others (Cyranowski & Andersen, 1998). These differences are obviously related to social factors (Udry et al., 1986), but they also show associations with individual differences in hormonal status and personality (Andersen & Cyranowski, 1995) and are reliably associated with sexual behavior (Udry, 1990). How might our interpretation of a "late onset" lesbian change if we discovered that she has a generally low sex drive, is fairly inhibited, and has had the same boyfriend throughout high school? Such a woman might only become aware of same-sex attractions if and when she encounters a situation that makes it extraor- dinarily easy to do so, such as a Women's Studies class or having a lesbian room- mate. She might only act on those attractions if the opportunity practically falls in her lap, and this is probably more likely to occur if she is socially and physically attractive, has plenty of female friends, is comfortable with intimacy, and enjoys some degree of privacy. Conversely, a woman with unusually high arousability, low self-restraint, a tendency to approach novel situations, and a history of early heterosexual behavior might begin experimenting with same-sex sexual contact at a fairly early age, even in environments that are less conducive to this behavior. Importantly, the difference between these two women's trajectories might have nothing to do with the quality or exclusivity of their same-sex attractions. As if this is not complicated enough, we must also consider the fact that sexual arousal and desire are not the only motivations for sexual behavior. Youths also engage in sexual behavior to discharge negative affect, to achieve status, to attain intimacy, to procure companionship, or to experience excitement (Cooper, Shapiro, & Powers, 1998). The long-term implications of same-sex sexual behav- ior for sexual identity development likely depends on these initial motivations. For example, one interviewee in Study A indicated that although her "gut level" attrac- tions for men were stronger than her attractions for women, she consistently achieved greater levels of emotional intimacy with women than men. Because this A-1104 Case: 12-2335 Document: 155-3 Page: 4 08/17/2012 695244 113 310 Diamond and Savin-Williams was more important to her, she eventually identified as lesbian. To characterize this woman as "in denial" of her bisexual orientation would be not only dismissive but wrong. Yet in order to make sense of her identity development, we must move beyond models of sexual orientation that assume clean, stable matches between attractions, behavior, and identity toward models that acknowledge the multiple factors shaping all women's experiences and interpretations of same-sex and other-sex desires and relationships. Conclusion The incredible variability in the developmental trajectories of sexual minori- ties, especially sexual-minority women, has received little systematic attention. Instead, researchers have focused disproportionately on discerning whether milestones such as "age of first same-sex attractions" predict the adult course of sexual orientation. The findings from our research suggest that this approach may be of limited usefulness. The quality, timing, and interpretation of same-sex and other-sex erotic responses (and their manifestation in sexual behavior) are multiply determined phenomena. This is anything but a new argument (Kinsey, Pomeroy, & Martin, 1948), but it seems to have been forgotten in the rush to describe and explain the unique experiences of gay, lesbian, and bisexual men and women. As a result, researchers commonly treat sexual minorities as a homogeneous class of people whose differences from heterosexuals (owing to their sexual orientation) outweigh differences among themselves. This reification of sexual identity categories has long been the subject of criti- cism, particularly by feminist theorists who argue that the very notion of essential, traitlike sexual predispositions is a historically specific social construction (Kitzinger, 1987; Rust, 1993). An early blow against sexual categorization was struck by Rich (1980), who argued in a now-classic article that all women occupy a "lesbian continuum" ranging from passionate, platonic same-sex friendships to explicit same-sex sexual affairs. Rich's notion of a lesbian continuum has been most influential as an ideological vision, yet our research demonstrates that it is also an empirical reality with substantive implications for understanding the course of female sexual development. For this reason, we argue that future research on sexual minorities should undertake a large-scale shift from classifying individuals into sexual identity categories to describing the full range of men's and women's same-sex and other-sex desires, affections, and behaviors. This requires more complex and labor-intensive research strategies, yet there is no alternative. Our failure to systematically study the development of individuals who challenge our traditional notions of same-sex and other-sex sexuality is, at a basic level, unscientific. Asking all adolescents about the quality and context of their same-sex and other-sex sexuality, and questioning our own assumptions about what experiences do and do A-1105 Case: 12-2335 Document: 155-3 Page: 5 08/17/2012 695244 113 Explaining Diversity 311 not "count" as developmentally relevant, is a necessary first step toward building models that both describe and explain diversity in human sexuality. 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She received her doctorate in Human Development from A-1107 Case: 12-2335 Document: 155-3 Page: 7 08/17/2012 695244 113 Explaining Diversity 313 Cornell University. Diamond's research focuses on adolescent and young adult social and sexual development. She has written extensively on female sexual identity development and is conducting the first long-term, prospective study of sexual identity transitions among sexual-minority women. She also investigates how peer attachment relationships (particularly best friendships and romantic relationships) help adolescents and adults regulate negative emotions and physio- logical stress and whether romantic relationships are uniquely beneficial. She has been particularly interested in the phenomenon of "passionate friendships" among young women. RITCH C. SAVIN-WILLIAMS is Professor of Clinical and Developmental Psychology and Director of Graduate Studies in the Department of Human Devel- opment at Cornell University. Savin-Williams has written six books on adolescent development. His latest, published by APA Press, "Mom, Dad, I'm Gay": Stories, Research, Advice, details the coming-out process of sexual-minority youths. It follows ". . . And Then I Became Gay ": Young Men's Stories (Routledge, 1998) and (coedited with Kenneth M. Cohen) The Lives of Lesbians, Gays, and Bisexuals: Children to Adults (Harcourt Brace, 1996). Savin-Williams is currently writing about the experiences of growing up female with same-sex attractions, suicide attempts among sexual-minority youths, and other aspects of gay youths. He is also a licensed clinical psychologist with a private practice specializing in identity, relationship, and family issues among young adults and has served as an expert witness on same-sex marriage, adoption, and Boy Scout court cases. A-1108 Case: 12-2335 Document: 155-3 Page: 8 08/17/2012 695244 113 PERGAMON Social Science & Medicine 56 (2003) 1607-1615 SOCIAL SCIENCE & MEDICINE www.elsevier.com/locate/socscimed Same-sex attraction in a birth cohort: prevalence and persistence in early adulthood Nigel Dickson*, Charlotte Paul, Peter Herbison Department of Preventive and Social Medicine, University of Otago Medical School, P. O. Box 913, Dunedin, New Zealand Abstract There is a continuing debate about the importance of social versus biological factors in the expression of same-sex attraction. Investigation of prevalence, continuities, and changes over time among young adults growing up in a country with a relatively accepting climate to homosexuality is likely to illuminate this debate. Analyses were therefore undertaken of self-reported same-sex attraction at age 21 and 26, in a cohort of about 1000 people born in 1972/3 in one New Zealand city. Participants were also asked about same-sex behaviour and attitudes to same-sex relationships. By age 26, 10.7% of men and 24.5% of women reported being attracted to their own sex at some time. This dropped to 5.6% of men and 16.4% of women who reported some current same-sex attraction. Current attraction predominantly to their own sex or equally to both sexes (major attraction) was reported by 1.6% of men and 2.1%) of women. Occasional same-sex attraction, but not major attraction, was more common among the most educated. Between age 21 and 26, slightly more men moved away from an exclusive heterosexual attraction (1.9% of all men) than moved towards it (1.0%), while for women, many more moved away (9.5%) than towards (1.3%) exclusive heterosexual attraction. These findings show that much same-sex attraction is not exclusive and is unstable in early adulthood, especially among women. The proportion of women reporting some same-sex attraction in New Zealand is high compared both to men, and to women in the UK and US. These observations, along with the variation with education, are consistent with a large role for the social environment in the acknowledgement of same-sex attraction. The smaller group with major same-sex attraction, which changed less over time, and did not differ by education, is consistent with a basic biological dimension to sexual attraction. Overall these findings argue against any single explanation for homosexual attraction. 2002 Elsevier Science Ltd. All rights reserved. Keywords: Same-sex attraction; Homosexuality; Longitudinal study; New Zealand Introduction The wave of studies over the last 15 years of the prevalence of sexual behaviour and attitudes in popula- tions began in response to the HIV epidemic. In New Zealand such studies have been used to predict and monitor the course of the HIV epidemic among population samples and gay men, and to evaluate preventive methods (Paul et al., 1995; Worth, Saxton, Hughes, Reid, & Segedin, 1997). The focus of such *Corresponding author. Tel.: +64-3-479-7211; fax: +64-3- 479-7298. E-mail address: ndickson@gandalf.otago.ac.nz (N. Dickson). studies has not been on the causes of sexual preferences or behaviours, but on their health implications. Other threats to health among gay men and lesbians have been the subject of increasing attention (Northridge, 2001). There is growing evidence that homosexual young people are more vulnerable to suicidal behaviour, which may relate to social pressures against homosexuality and lack of self-acceptance (Fergusson, Horwood, & Beau- trais, 1999). Victimization has also been related to social hostility to homosexuality (Russell, Franz, & Driscoll, 2001). The Institute of Medicine (IOM) report on lesbian health (IOM, 1999) has highlighted the impor- tance of characterizing the health needs of this popula- tion. This called for prospective, longitudinal studies to increase understanding of lesbian development and its 0277-9536/03/$-see front matter 2002 Elsevier Science Ltd. All rights reserved. PI I : S0277- 9536( 02) 00161- 2 A-1109 Case: 12-2335 Document: 155-3 Page: 9 08/17/2012 695244 113 1608 N. Dickson et al. I Social Science & Medicine 56 (2003) 1607-1615 implications for defining and measuring lesbian sexual orientation. We hope to contribute to this understand- ing, for both lesbians and gay men. Investigations of the development of homosexuality have tended to focus on adults with an established homosexual identity reporting their earlier experiences. This tells us little about those who have transient same- sex attraction and experience at young ages. National surveys of sexual behaviour such as that in the United Kingdom reported by Johnson, Wadsworth, Wellings, and Field (1994) have shown that there are major differences in prevalence between reports of current and lifetime homosexual experiences, suggesting that such experiences are episodic or passing events for many people, especially during adolescence. The very few longitudinal studies have mainly followed groups identified by some same-sex behaviour or attraction, so have not been able to assess acquisition of same-sex attraction over time (Diamond, 2000). In addition, recruitment into these studies has been predominantly through gay, bisexual, lesbian and women's studies networks rather than from the general population (Pattatucci & Hamer, 1995). Information about continuities and changes over time also casts light on theoretical claims about the nature of sexual attraction and orientation. There has been a major debate between essentialists and social construc- tionists. But, as demonstrated by Stein (1990), in his anthology of essays on both sides of this debate, the two sides have a questionable understanding of each other's views. Instead of taking a position within this con- troversy, we have set out the theories that influenced the choice of research methods and which we have used in the interpretation of our results. Kinsey, Pomeroy, and Martin (1948), in the first major empirical study of the sexual behaviour of the American male, assumed that sexual orientation was a matter of degree rather than of kind, and framed their questions accordingly. Kinsey believed that "the capacity of an individual to respond erotically to any sort of stimulus... is basic to the species" (Kinsey et al., 1948). We have used his scale, with the modifications made by Johnston et al. (1994). Subsequent empirical research has suggested that this continuum of sexual attraction and behaviour is clearer for lesbians, while for gay men there is more evidence for a bimodal distribution (LeVay, 1996). In contrast to Kinsey's view, that there is an innate capacity to respond sexually to men or women, those who argue for a genetic basis for sexual orientation generally assume there are distinct categories of orienta- tion and that the prevalence of homosexuality is stable over time. LeVay (1996) states "the only kind of prevalence data that could undermine a purely genetic theory would be the demonstration that homosexuality has rapidly become more common or less common within a single culture". The main aim of this study was to investigate the prevalence and persistence of sexual attraction and same-sex sexual contact, and attitudes to same-sex relationships, among young adults enrolled in a multi- disciplinary longitudinal study. The association of these with education, as a key measure of the social environment of young people, has also been examined. We have also used this empirical evidence to test theoretical claims about a continuum versus categories of sexual attraction and about the roles of the environment versus biology. Methods The sample was enrolled in the Dunedin Multi- disciplinary Health and Development Study. This long- itudinal study of about 1000 children born in Dunedin, New Zealand in 1972-1973, and still living in the region at age 3, has been described by Silva and Stanton (1996). The sample was first followed up at age 3, then seen every two years until age 15, and again at ages 18, 21 and 26, for an extensive medical, psychological and behavioural assessment. Participants generally returned to Dunedin for the assessments at ages 21 and 26, even if overseas. The questions on sexual behaviour were presented by computer. Most responses were given by indicating the desired response from a list of options. The opportunity was given to skip every question. The participants were informed of the strict safeguards for confidentiality. At ages 21 and 26, questions on past and current sexual attraction based on the 1990 British National Survey of Sexual Attitudes and Lifestyles were asked ("What best describes who you have ever felt [these days feel] sexually attracted to?"), with six Kinsey-style options being offered (Johnson et al., 1994). At age 26, men were asked "Have you ever had sexual contact with another man (or men)? By sexual contact we mean oral, anal or any other form of sex", and women "Have you ever had sexual contact with another woman (or women)? By sexual contact we mean oral, vaginal or any other form of sex". Sexual intercourse between men and women was defined as penile-vaginal sex. Both men and women at age 26 were asked their opinion about sex between men and women using the same question as in the British study ("What is your general opinion about sex between two men/women?"). The highest educational qualifica- tion was recorded at age 26. Those who had obtained a non-university qualification after leaving school were classified as having a "vocational" qualification. To assess the representativeness of the sample, information on the highest school qualification of people normally resident in New Zealand aged 25 and 26 years at the national census in 1996 was obtained. Chi-squared tests for heterogeneity were used for comparison of A-1110 Case: 12-2335 Document: 155-3 Page: 10 08/17/2012 695244 113 N. Dickson et al I Social Science & Medicine 56 (2003) 1607-1615 1609 proportions. The relationship between same-sex attrac- tion and education was examined using a log-linear model. full range of socioeconomic strata is represented in the cohort. Sexual attraction and same-sex contact Results Sample Of the 1037 members of the cohort formed at age 3, 1019 were believed to be alive at age 26 in 1998/9. Of these, 39 (3.8%) were either not traceable or refused involvement in the whole study. In addition, 22 (2.2%) who were seen either refused the sexual health section of the assessment or did not compete this for other reasons. The responses of one man have not been included because of gross inconsistencies. In all, 485 men and 473 women, respectively, 92.4% and 95.8% of men and women in the surviving cohort, answered questions on sexual health. At formation the cohort was slightly socio-economically advantaged compared to New Zealand families as a whole at that time (Silva & Stanton, 1996). This difference persisted, and at the 26-year-old assessment 15.1% of those seen had no school qualification, compared to 25.7% of a compar- able age group nationally at the census. Nonetheless, the Most men and women had only ever been sexually attracted to the opposite sex (Table 1). Fewer men than women had ever been (10.7% versus 24.5%, /?<0.001), or were at age 26 (5.6% and 16.4%,/?<0.001), attracted at all to their own sex. However, similar proportions of men and women had ever been (1.9% for each), or were currently (1.6% and 2. 1%, respectively), attracted either equally to both sexes, or mainly or only to their own. (This combination is subsequently referred to as "major same-sex attraction". Those who were more often attracted to the opposite sex and at least once to their own are referred to as having "occasional same-sex attraction".). The proportions of men (8.9%) and women (9.7%) who reported ever having had sexual contact with a person of their own sex were similar (p 0.74) (Table 2). Of the 43 men reporting this, 17 (3.5% of all men) had contact within the previous 12 months, of whom four (0.8%) reported currently being in a sexual relationship with another man. The lifetime numbers of male partners reported by the 43 men ranged from 1 to 120. Table 1 Sexual attraction currently and ever at age 26 Currently Ever Men {N = 485) Women (N = 473) Men {N = 485) Women (N = 473) No. 452 19 1 1 6 0 6 % 93.2 3.9 0.2 0.2 1.2 0.0 1.2 No. 387 68 4 2 4 1 7 % 81.9 14.3 0.8 0.4 0.8 0.2 1.5 a No. 427 43 2 4 3 0 6 % 88.0 8.8 0.4 0.8 0.6 0.0 1.2 No. 350 107 4 5 0 3 4 % 74.1 22.6 0.8 1.1 0.0 0.6 0.8 Only to opposite sex, never to same sex More often to opposite sex at least once to same sex About equally to both sexes More often to same sex, at least once to opposite sex Only to same sex, never to opposite sex Not attracted to anyone at all Not answered a Includes those who were not asked as they had reported no sexual attraction ever. Table 2 Same-sex sexual contact in previous year and ever at age 26 In previous 12 months Ever Men {N = 485) Women (JV = 473) Men (JV = 485) Women (N = 473) Yes No Not answered No. 17 465 3 % 3.5 95.9 0.6 No. 15 456 2 % 3.2 96.4 0.4 No. 43 439 3 % 8.9 90.5 0.6 No. 46 425 2 % 9.7 89.9 0.4 A-1111 Case: 12-2335 Document: 155-3 Page: 11 08/17/2012 695244 113 1610 N. Dickson et al I Social Science & Medicine 56 (2003) 1607-1615 One partner was reported by 23, between two and four by 15, between five and nine by 2, and 10 or more by 3 men. Anal intercourse ever with another man was reported by 13 (2.7%) of all the men, less than a third of those who reported any same-sex sexual contact, and by eight in the previous 12 months. Of the 46 women who had ever had sexual contact with another woman, 15 (3.2% of all women) had done so within the previous 12 months, of whom four (0.8%) were currently in a sexual relationship with another woman. The lifetime number of female partners reported by these 46 women ranged from 1 to 28. Twenty-seven had had one, 14 between two and four, 2 between five and nine, and 2 had had 10 or more female partners. Of the eight men who at age 26 reported current major attraction to men, five had had sexual contact, and four anal intercourse, with a man during the previous year. These behaviours were reported, respec- tively, by four and two of the 19 men currently reporting occasional attraction to men. Of the 10 women who reported major current attraction to women, eight had sexual contact with a woman in the previous year, whereas this was reported by only four of the 68 women who had occasional attraction to women. Opinions of same-sex relationships Opinions about same-sex relationships were polarized (Table 3). While men and women had similar attitudes about sexual relationships between women, men were much more likely than women to consider sex between men always or mostly wrong (36.3% vs. 22.2% p = <0.001). The views of women about homosexual behaviour were similar whether the behaviour involved women or men. Not surprisingly opinions were more favourable among those who reported same-sex contact or attrac- tion. Of the 17 men who had sexual contact with a man in the past year, none thought sex between men was wrong at all. Of the 15 comparable women, one thought sex between women was rarely, and one mostly, wrong. Of the 27 men who currently had any attraction to men, again none thought sex between men at all wrong. Of the corresponding 78 women, six thought sex between women was wrong in some circumstances. All of these six women were only occasionally attracted to women, and only one had had sexual contact with another woman in the previous year. Attraction and current relationships Overall 328 (67.6%) of the men were in a sexual relationship with a woman at age 26, among whom 12 (3.7%) had an occasional, but none a major attraction to other men. Of the 157 who were not in a heterosexual relationship, 142 (90.4%) had had sexual intercourse with a woman. Among these 142, seven (4.9%) had occasional, and five (3.5%) a major attraction to other men. Of the 15 men who had not had intercourse with a woman, none reported occasional, and three (20.0%) major attraction to men. Therefore, same-sex attraction was more common among men not in a heterosexual relationship, with one in ten (9.6%) of these having some current same-sex attraction. Of the women, 374 (78.9%) were in a sexual relationship with a man, among whom 55 (11.6%) reported occasional and 4 (0.8%) major attraction to women. Of the 100 who were not in a heterosexual relationship, 90 had had intercourse with a man and of these, 12 (13.3%) reported occasional, and five (5.5%) major attraction to women. Among the 10 women who had never had sexual intercourse with a man, one reported occasional attraction, and one major attraction to women. Overall of the 100 women not in a relationship with a man, one in five (19.0%) had any current attraction to other women. At age 26, all four men and four women who were currently in a same-sex relationship reported major same-sex attraction. In fact, all of these except one woman reported currently being attracted only to their own sex. Table 3 Opinions about same-sex sexual relationships reported at age 26 Sex between two men Sex between two women Men (N = 485) Women (N = 473) Men (JV = 485) 10.3 6.4 5.6 6.2 47.4 16.3 4.9 2.9 Women (N = 473) 14.2 6.1 4.3 4.4 51.2 12.5 5.3 2.1 Always wrong Mostly wrong Sometimes wrong Rarely wrong Not wrong at all Depends Do not know Not answered 27.6 8.7 3.5 3.1 34.6 11.8 8.0 2.7 15.4 6.8 4.4 3.8 48.8 12.3 6.6 1.9 A-1112 Case: 12-2335 Document: 155-3 Page: 12 08/17/2012 695244 113 N. Dickson et al I Social Science & Medicine 56 (2003) 1607-1615 1611 Association of education with sexual attraction, same-sex sexual contact, and attitudes to same-sex relationships Those men and women with the highest education were more likely to report currently having any attraction to their own sex (Table 4). For men there was a trend across the range of educational levels, but for women the difference was only apparent at the highest level. However, for both men and women the variation was solely due to variations in the proportion with only occasional same-sex attraction. Whereas for men this trend was statistically significant (p = 0.002), it was not for women (p = 0.14). There was no difference by education level among those who reported major attraction to their own sex. For same-sex sexual contact there were no significant differences according to education. Opinions about same-sex relationships dif- fered by educational level among both men and women, in a way corresponding to the variation in sexual attraction. the two assessments (Fig. 1). Between age 21 and 26, slightly more men moved away from an exclusive heterosexual attraction (1.9% of all men) than moved towards it (1.0%). Among the women, more reported attraction only to the opposite sex at age 21 (90.7%) than at age 26 (84.0%), as many more moved away (9.5%) than towards (1.3%) exclusive heterosexual attraction. There had been little change in the propor- tion of women reporting major attraction to women (1.9% at 21 and 2. 1% at 26). Not shown in the figure is that no sexual attraction at age 21 was reported by three men, of whom at age 26, two were attracted only to women, and one occasionally to men. Among women, 13 reported no attraction at age 21, of whom at age 26, 8 were attracted only to men, one occasionally to women, one had a major attraction to women, and three still reported no attraction to either sex. Discussion Sexual attraction at ages 21 and 26 Overall 451 men and 436 women reported their current sexual attraction at both ages 21 and 26. Among the 448 men reporting any sexual attraction at both ages, similar proportions were in the three categories at The findings show the diversity of sexual attraction. We were able to distinguish two groups having any same-sex attraction. There was a large group with occasional same-sex attraction, which was larger for females than males and largest for those with the most education. There was a smaller group with major Table 4 Sexual attractions ever, same-sex contact ever and opinions of same-sex relationships between members of own sex by highest qualification Current sexual attraction Only opposite sex Occasional same sex Major same sex No one Not answered Men a Degree Ar = 92 89.1 8.7 2.2 0 0 Vocational Ar = 214 92.5 5.2 1.4 0 0.9 Same-sex contact in previous 12 months Yes No Not answered 3.3 96.7 0 4.7 94.4 0.9 Attitude to sexual relationships between members of Always/mostly wrong Sometimes wrong Rarely/not wrong Depends Do not know Not answered 20.7 4.3 54.3 14.1 6.5 0.0 36.0 3.7 36.0 12.1 8.9 3.3 School N= 177 96.0 0 1.7 0 2.3 2.3 97.1 0.6 own sex 45.2 2.8 31.6 9.0 7.9 3.4 Total # = 485 93.2 3.9 1.6 0 1.2 3.5 95.9 0.6 36.3 3.5 37.7 11.8 8.0 2.7 Women a Degree N= 121 78.5 19.8 1.7 0 0 1.7 97.5 0.8 8.2 4.1 74.6 9.8 2.5 0.8 Vocational N= 183 83.1 12.6 2.7 0 1.6 4.9 95.1 0 23.0 4.4 48.6 18.0 4.4 1.6 School N= 168 82.7 12.5 1.8 0.6 2.4 2.4 97.0 0.6 26.2 4.8 48.8 8.3 8.3 3.6 Total V = 473 81.8 14.4 2.1 0.2 1.5 3.2 96.4 0.4 20.3 4.2 55.6 12.5 5.3 2.1 a Two men and one woman who did not provide information on highest qualification. A-1113 Case: 12-2335 Document: 155-3 Page: 13 08/17/2012 695244 113 1612 N. Dickson et al I Social Science & Medicine 56 (2003) 1607-1615 Men Only opposite sex 428 (95.5%) Only opposite sex 424 (94.6%) Occasional attraction to same sex 15 (3.3%) Occasional attraction to same sex 17 (3.8%) Major attraction to same sex 5 (1.1%) / ^ ^ k Major attraction to same sex 7 (1 6%) Women Only opposite sex 390 (90.7%) Occasional attraction to same sex 32 (7.4%) Major attraction to same sex 8 (1.9%) 345 ^ X^15 \ / ^ ^ r ^ |8 Only opposite sex 361 (84.0%) Occasional attraction to same sex 60 (14.0%) ' k Major attraction to same sex 9(2.1%) Age 21 years Age 26 years Fig. 1. Persistence and change in current sexual attraction reported at ages 21 and 26. same-sex attraction, which was of similar size for males and females and did not differ according to education. The findings also revealed a surprising degree of change over time. Ten percent of men, and nearly a quarter of women, reported same-sex attraction at any time, but this nearly halved for current attraction at age 26. The changes were not just in one direction. The instability was most marked for women, with a greater movement away from exclusively heterosexual attrac- tion from age 21 to 26 than among men. The strengths of this study are that it is based on a relatively large birth cohort with a very high response rate, and used well-validated instruments (Johnson et al., 1994). Moreover, the use of a computer, with safeguards to protect confidentiality, is likely to improve disclosure as has been shown by Turner et al. (1998). Disclosure may also have been more complete because of the trust in the study built up over many years. Care was taken to distinguish sexual attraction from behaviour, to consider sexual attraction on a continuum, and to avoid the use of terms such as homosexual or bisexual which require self-identification, which are potentially stigmatizing, and may, as suggested by Johnson et al. (1994) affect response. Because the responses were collected by computer there was a possibility of entry mistakes by the subjects. We investigated this possibility by examin- ing consistency, and one person was excluded for grossly inconsistent responses. The prevalence of some same-sex attraction for men (5.6%) was not markedly different from that found for similar age groups in the US (18-29 years, 7.4%) (Laumann, Gagnon, Michael, & Michaels, 1994) and the UK (25-34 years, 5.3%) (Johnson et al , 1994). In contrast the prevalence of same-sex attraction among women (16.7%) was much higher than reported for US women (4.4%) and UK women (5.7%). Our survey used identical questions to the UK survey. Ever having same- sex contact was similar in this sample of New Zealand men (8.9%) as for men aged 25-34 years in the US (6.8%) (only contact at age 18 and over) and higher than A-1114 Case: 12-2335 Document: 155-3 Page: 14 08/17/2012 695244 113 N. Dickson et al I Social Science & Medicine 56 (2003) 1607-1615 1613 in the UK (3.7%). (Michael, Wadsworth, Feinleib, Johnson, Laumann, & Wellings, 1998). But again the differences were more marked for women9.7% in New Zealand compared to 3.7% and 2.0% of women aged 25 to 34 years in the US and UK, respectively. The US survey by Laumann et al. was conducted in 1992. More recent data from the US General Social Surveys show a significant increase in same-sex contact in the last five years among women aged 18-59 years, from 1.0% on 1991 to 3.3% in 1998 (Butler, 2000). A New Zealand national survey in 1991 also showed a lower prevalence of same-sex contact (Paul et al , 1995) in women aged 18-24 years than we found in this current study. Three aspects of the results are particularly striking and require explanation. First, the high prevalence among women compared to men of same-sex attraction; second, the greater proportion of women who report same-sex attraction but not contact, compared to men; and third, the higher rates of both same-sex attraction and behaviour among women compared to other comparable countries. These results cannot be explained by the greater disclosure from the computer question- naire, because they applied to women only. Disclosure may be easier for women than men in New Zealand because of more accepting attitudes to female homo- sexuality than male (as our results have shown). Conversely, admitting same-sex attraction may be harder for men, so that those who do admit it have stronger attraction, which they are more likely to act on. The overall higher rate of same-sex attraction and contact for women in New Zealand in relation to other comparable countries, almost certainly represents a recent increase in prevalence. As such it argues strongly against a purely genetic explanation and suggests the environment can have a significant influence. It might be related to social changes which have happened with particular intensity and rapidity in this country. Though New Zealand has a strong feminist tradition: women got the vote early, in 1893, the dominance of women in public life is new and has been remarked on (Guardian Weekly, 2000). In 2001, the Prime Minister, Leader of the Opposition, Attorney General, Governor General- elect and the Chief Justice were all women. It is also a small country, having a population of less than 4 million, which tends to adopt new social trends easily as indicated by the rapid uptake of the oral contraceptive in the 1960s and vasectomy in the 1970s (Pool et al , 1999). Also relevant is that there has been a recent change in the age of sexual initiation of young women compared to men: women now report earlier median age of first intercourse than men (Dickson, Paul, Herbison, & Silva, 1998). Changes that empower women socially and sexually may be important in relaxing the taboos around to whom women will allow themselves to feel attracted. The increases in same-sex sexual partnerships among women in the US (Butler, 2000) in the 1990s have been attributed more specifically to the equalizing of earning potential of men and women which enable women to consider family structures and sexual partner- ships which do not include men. Average hourly earnings of women in New Zealand (Statistics New Zealand, 1997) are now 81% of those of men. The association of same-sex attraction with education has also been found in the US, although there the association between increasing education and increasing prevalence of same-sex attraction was strongest among women (Laumann et al , 1994). In New Zealand relatively high rates of attraction were seen among women of all educational levels, although this was most common among those with a university education. What is surprising and unexplained in these findings is that the high rates of same-sex attraction in the highly educated were not accompanied by higher rates of sexual contact for the most educated, for either men or women, though the numbers were small. Nevertheless, this lack of association with education and sexual contact was also seen in the US General Social Survey data (Butler, 2000). Attitudes to homosexual sex were much more tolerant than in either the US or the UK. We found that sex between two men was regarded as "always" or "mostly wrong" by 36.3% of men and 22.2% of women, compared to 62.1% of men and 48.9% of women aged 25-34 years in the UK (Johnson et al , 1994). In the US, 70.7% of men and 66.8% of women in this age group regarded any homosexual sex as always or almost always wrong (Laumann et al , 1994). Tolerance has increased during the 1990s in the US, though the proportion regarding homosexual relations as "always wrong" remained above 50% in 1998 (Butler, 2000). The differences observed in behaviour, attraction and attitudes compared to the US and UK, raise the possibility that methodological differences may be responsible. Our study had an unusually high response rate and the computer-based questionnaire may have facilitated disclosure. We have already shown higher rates of reported numbers of heterosexual partners in our study at age 18 compared to a national New Zealand survey (Dickson, Paul, & Herbison, 1993). Hence our higher rates may be partly because of greater openness and accuracy. The higher educational attain- ment of the sample compared to the population of this age as a whole, means that we might also have slightly overestimated the extent of same-sex attraction. Apply- ing our rates for the three educational groups to the distribution in the whole population of a similar age we would expect rates of any current same-sex attraction of 4.3% for men and 15.3% for women (instead of 5.6% and 16.7%). An accepting climate towards homosexuality has been found to be associated with higher rates of reported homosexual behaviour among European countries A-1115 Case: 12-2335 Document: 155-3 Page: 15 08/17/2012 695244 113 1614 N. Dickson et al I Social Science & Medicine 56 (2003) 1607-1615 (Sandfort 1998). Nevertheless, as discussed by Catania, Gibson, Chitwood, and Coates (1990), more acceptance may increase reporting as well as occurrence, and it is difficult to disentangle these. New Zealand does have a relatively accepting climate towards homosexuality, demonstrated not only by attitudes reported here but also by openly gay Members of Parliament, and by the annual Gay and Lesbian Hero Parade in Auckland being attended by leading politicians. Despite the present results suggesting relatively high levels of homosexual behaviour among men (consistent with a relaxed social climate towards homosexuality) we have shown that the epidemic of HIV in New Zealand was one of the first in developed countries to plateau (Sharpies, Dickson, Paul, & Skegg, 1996). HIV preven- tion programmes involving gay men were developed early in the epidemic. One explanation is that a society with more tolerance and less stigma enables the development of effective HIV prevention programmes. Conclusions Much same-sex attraction is non-exclusive and unstable. The large size of this unstable group in New Zealand, compared to other countries, and for women compared to men, and its variation by education, is consistent with a large role for the social environment. Nevertheless, we also noted a smaller group of men and women who reported more major same-sex attraction. Most people in this group reported some same-sex attraction at both age 21 and age 26, and prevalence did not differ by education. This minority may be less influenced in the expression of their sexuality by their social environmentconsistent with a basic biological dimension to sexual orientation. Overall these findings argue against any single explanation for homosexual attraction. Acknowledgements This study was part of the Dunedin Multidisciplinary Health and Development Study (DMHDS). We thank Paula Sowerby and Dianne Morrison for monitoring the interviews, and the other staff of the DMHDS who were involved in the collection of the data and other aspects of the study. We also thank the sample members and their families for their long-term involvement in the study. Helpful comments on an early draft of this paper were received from Julie Fitzjohn, Tony Hughes, Rob McGee, Shyamala Nada-Raja, Lianne Parkin, Sarah Romans, Peter Saxton, David Skegg and Keren Skegg. The Health Research Council of New Zealand funded this study and provided salary support for Peter Herbison. References Butler, A. C. (2000). Trends in same-gender sexual partnering, 1988-1998. The Journal of Sex Reaserch, 37, 333-343. Catania, J. A, Gibson, D. R, Chitwood, D. D, & Coates, T. J. (1990). Methodological problems in AIDS behavioural research: Influences on measurement error and participation bias in studies of sexual behaviour. Psychological Bulletin, 108, 339-362. Diamond, L. M. (2000). Sexual identity, attractions, and behaviour among young sexual-minority women over a 2- year period. Developmental Psychology, 36, 241-250. Dickson, N. P, Paul, C, & Herbison, P. (1993). Adolescents, sexual behaviour and implications for an epidemic of HIV/ AIDS among the young. Genitourinary Medicine, 69, 133-140. Dickson, N. P, Paul, C, Herbison, P., & Silva, P. (1998). First sexual intercourse: Age, coercion, and later regrets reported by a birth cohort. British Medical Journal, 316, 29-33. Fergusson, D. M, Horwood, L. J, & Beautrais, A. L. (1999). Is sexual orientation related to mental health problems and suicidality in young people? Archives of General Psychiatry, 56, 876-880. Guardian Weekly. (2000). Where women rule. Guardian Weekly, 31 August-6 September. Institute of Medicine. (1999). Lesbian health. Current assess- ment and directions for the future. Washington, DC: National Academy Press. Johnson, A. M, Wadsworth, J, Wellings, K, & Field, J. (1994). Sexual attitudes and lifestyles. Oxford: Blackwell. Kinsey, A. C, Pomeroy, W. B, & Martin, C. E. (1948). Sexual behavior in the human male. Philadelphia: Saunders. Laumann, E. O, Gagnon, J. H., Michael, R. T, & Michaels, S. (1994). The social organisation of sexuality. Chicago: The University of Chicago Press. LeVay, S. (1996). Queer science. Cambridge, MA: The MIT Press. Michael, R. T, Wadsworth, J, Feinleib, J, Johnson, A. M, Laumann, E. O, & Wellings, K. (1998). Private sexual behaviour, public opinion, and public health policy related to sexually transmitted disease: A US-British comparison. American Journal of Public Health, 88, 749-754. Northridge, M. E. (2001). Editorial note: Advancing lesbian, gay, bisexual and transgender health. American Journal of Public Health, 91, 855-856. Pattatucci, A. M. L, & Hamer, D. H. (1995). Development and familiarity of sexual orientation in females. Behavior Genetics, 25, 407-420. Paul, C, Dickson, N. P, Davis, P. B, Yee, R. L, Chetwynd, J, & McMillan, N. (1995). Hetersexual behaviour and HIV risk in New Zealand. Australian Journal of Public Health, 19, 13-18. Pool, I , Dickson, J, Dharmalingam, A, Hillcoat-Nelletamby, S, Johnstone, K, & Roberts, H. (1999). New Zealand's contraceptive revolutions. Hamilton: Population Studies Centre, University of Waikato. Russell, S. T, Franz, B. T, & Driscoll, A. K. (2001). Same-sex romantic attraction and experience of violence in adoles- cence. American Journal of Public Health, 91, 903-906. Sandfort, T. (1998). Homosexual and bisexual behaviour in European countries. In M. Hubert, N. Bajos, & T. Sandfort (Eds.), Sexual behaviour and HIV/AIDS in Europe. London, Pennsylvania: UCL Press. A-1116 Case: 12-2335 Document: 155-3 Page: 16 08/17/2012 695244 113 N. Dickson et al. I Social Science & Medicine 56 (2003) 1607-1615 1615 Sharpies, K. J , Dickson, N. P , Paul, C, & Skegg, D. C. G. Turner, C. F , Ku, L, Rogers, S. M, Lindberg, L. D, Pleck, J. (1996). HIV/AIDS in New Zealand: An epidemic in decline? H, & Sonenstein, F. L. (1998). Adolescent sexual beha- AIDS, 10, 1273-1278. viour, drug use, and violence: Increased reporting with Silva, P. A, & Stanton, W. R. (1996). From child to adult: the computer survey technology. Science, 280, 867-873. Dunedin multidisciplinary health and development study. Worth, H, Saxton, P., Hughes, A, Reid, A, & Segedin, R. Auckland: Oxford University Press. (1997). Male Call/Waea Mai, Tane Ma. Report one: Statistics New Zealand. (1997). New Zealand official year book Methodology and demographic characteristics. Auckland: 1997. Wellington: Statistics New Zealand. New Zealand AIDS Foundation. A-1117 Case: 12-2335 Document: 155-3 Page: 17 08/17/2012 695244 113 The Role of the Father in Child Development Fifth Edition Edited by Michael E. Lamb University of Cambri dge WILEY John Wiley & Sons, Inc. A-1118 Case: 12-2335 Document: 155-3 Page: 18 08/17/2012 695244 113 This book is printed on acid-free paper @ Copyright 2010 by John Wiley & Sons, Inc. All rights reserved. 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Library of Congress Cataloging-in-Publication Data: The role of the father m child development/edited by Michael E. Lamb. - 5th ed. p cm Includes index. ISBN 978-0-470-40549-9 (cloth) 1. Fathers. 2 Father and child-United States. 3. Paternal deprivation-United States. 4. Smgle-parent families-United States. I. Lamb, Michael E., 1953- HQ756.R64 2010 306.874 , 2-dc22 2009041484 Printed m the United States of America 10 9 8 7 6 5 4 3 2 1 A-1119 Case: 12-2335 Document: 155-3 Page: 19 08/17/2012 695244 113 C H A P T E R 1 1 Gay Fathers SUSAN GOLOMBOK and FIONA TASKER t I A LTHOUGH IT HAS always been the case that gay men have had children, it is only in recent years that children have been raised in gay-father families. This has occurred through several routes. First, children of previously married gay men are more likely to live with their father following a divorce. Second, more gay men are adopting children both singly and as couples. Third, a small but increasing number of gay men are having children with lesbian women and sharing parenting with them. Finally, as a result of increasing accessibility to assisted reproductive technologies, gay men are beginning to have children through surrogacy arrangements. In their recently published report, the Ethics Committee of the American Society for Repro- ductive Medicine (2006) concluded that requests for assisted reproduction should be treated without regard for sexual orientation. Consequently, there is likely to be a rise in the number of gay men who become parents through assisted reproductive techniques. In spite of these new routes to parenthood, it remains the case that most gay fathers who no longer reside with the mother of their children do not have children living with them. This chapter traces the various ways in which gay men become fathers. We examine the experiences of those who had children in the context of a heterosexual relationship or marriage and those who planned their family after coming out as gay. The consequences for children are also explored, followed by a consideration of the implications of the existing body of research on gay-father families and the limitations of the findings. & HR! -la M r: PATHWAYS TO PARENTING It is difficult to accurately estimate how many gay men are involved in parenting. Given the prejudice that is regularly encountered by lesbians and gay men (homophobia) and mainstream society's assumption of hetero- sexuality (heterosexism), many individuals are reluctant to disclose their sexual identity. Further, a universally accepted definition of sexual identity remains elusive (Savin-Williams, 2005) or even untenable (Alexander, 1999; -4 319 A-1120 Case: 12-2335 Document: 155-3 Page: 20 08/17/2012 695244 113 320 GAY FATHERS IS Pi % - IK 1 Butler, 1990,1993). Data from the National Health and Social Life Survey have indicated that between 2.7% and 4.9% of U.S. men have had a same-sex relationship (Laumann, Gagnon, Michael, & Michaels, 1994). These data have been used to estimate that between 1% and 12% of children are being raised by a gay or lesbian parent (Perrin, 2002a, b). If we consider only the male same-sex couples who declared an "unmarried partner" in the U.S. census in 2000, then 22% of male same-sex partner households also contained resident children (Simmons & O'Connell, 2003). More detailed surveys using convenience and snowball sampling through the gay community have indicated that between 8% and 10% of gay men in the United States have parenting responsibilities (Bryant and Demian, 1994; Kaiser Family Foundation, 2001) and, as discussed later, more may be involved in the upbringing of children if broader definitions of parenting are considered. Changes in the sociohistorical context for gay men have raised the visibility of gay parenthood, and gay fatherhood is less likely to be viewed by either mainstream society or the gay community as the "social enigma" it once was (Barret & Robinson, 2000; Signer, 1996). Moreover, fathers generally are becoming more acceptable as primary caregivers within mainstream society. The increasing proportion of fathers being awarded custodial responsibility for their children has meant that "motherless" families are less likely to be seen as unusual or to necessarily threaten the "best interests of the child." Greater advocacy of gay fathers within increasingly diverse gay communities has meant that they are more accepted or tolerated by gay men not involved in parenting (Barret & Robinson). Gay parenthood seems more likely to be contemplated by younger cohorts of gay men than ever before. For example, for the 39 young adult gay men in Berkowitz's U.S. study: "The so-called gay lens into the future has shifted from an imagined life of childlessness to a life with new potentialities that include many familial possibilities, some of which involve becoming a parent and some of which do not" (Berkowitz, 2007, p. 245). Stacey (2006) identified a passion-for-parenthood continuum in the interview transcripts of the gay male parents and non-parents in Los Angeles who talked to her about their views on becoming a parent: Of the 50 men interviewed, 22 revealed a passionate commitment to parenting, 26 indicated how situational factors (especially a partner' s interest in parent- ing) influenced their own decision making, while only two could be classed as completely rejecting the idea of parenthood. Gay men' s involvement in parenting arises through various routes in a wide diversity of circumstances. The largest group of gay parents so far researched appear to be those who had children in the context of previous heterosexual relationships and have subsequently identified as gay (Barrett & Tasker, 2001; Dunne, 2001). Both studies were conducted with nationwide samples in the United Kingdom. Most of these men then move out of the marital home, but some continue their relationship with the mother of their child. One common misconception is that gay men who fathered children through previous heterosexual relationships "are not really gay." Some men would no doubt self-identify, or be identified as, bisexual rather than gay m many contexts. Dunne has argued that the sexual and emotional feelings and A-1121 Case: 12-2335 Document: 155-3 Page: 21 08/17/2012 695244 113 Pathways to Parenting 321 relationships narrated by the 50 gay fathers she interviewed were more complex than the identity categories available to them as descriptions (Dunne). A growing group of gay parents are men who have children after coming out as gay in planned gay-father families. Parenthood may be achieved through adopting or fostering a child, through a surrogacy arrangement, or through a formal or informal agreement to share parenting with a single lesbian mother or a lesbian couple. Surrogacy may appeal to gay men who want a genetic connection with their baby and those who do not wish to share parenting across households (Lev, 2006). However, the financial costs of surrogacy can be prohibitive for many gay men: Not only do they need to pay expenses (and in some cases a fee) to the surrogate mother and sometimes to an egg donor as well, but they also must fund the necessary legal costs to ensure assignment of custody once the child is born. Gay community surveys, such as the U.S. National Survey of Gay and Lesbian Parents have indicated that a sizeable group of planned gay-father families have been formed through adoptive parenting (Johnson and O'Connor, 2002). Nevertheless, gay men face a long and difficult journey when applying to adopt. A survey of adoption agencies in the United States has suggested that a growing number of agencies will consider lesbian or gay applicants (Brod- zinsky, Patterson, & Vaziri, 2002). However, even when agencies are open to applications, studies surveying social workers in the adoption field have suggested that these professionals often hold negative and stereotypical views of gay men (Hicks, 2006), and gay parents have recounted previous instances of discrimination prior to successful adoption, for example, being placed last in the queue for babies, being matched with hard-to-place children, or experienc- ing "false starts" in the adoption process when a child's birth family member registers an objection (Hicks & McDermott, 1999). In a study conducted in New England, Gianino (2008) concluded that facing discrimination by public agen- cies can make private adoption agencies seem a more attractive option for gay men who can afford them but may expose them to the possibility of exploitation. When joint adoption by a same-sex couple is not legal, couples are more likely than they would be elsewhere to conceal their relationship from the adoption agency, placing a strain on their relationship with each other and with the agency (Gianino, 2008). The gay father who is not legally recognized is left in a potentially vulnerable position, being unable to authorize medical or legal decisions for their child. The lack of legal recognition may also expose gay fathers to more subtle forms of prejudice. For example, the gay couples in Gianino's study who were not able to jointly adopt were sometimes quizzed by others as to who was the legal (i.e., the "real") adoptive parent (Gianino). We can also catch glimpses of gay parenting in child-rearing arrangements with lesbian mothers in multiparental families (Gross, 2006; Stacey, 2006). In many of these cases, a gay father may be the known sperm donor and so be genetically related to the child he parents; or his partner may be the actual donor but the couple have planned fatherhood and both are involved in parenting. Children may be resident only part-time with their gay father(s) or may simply visit their fathers on a regular basis. Anecdotal reports indicate that these arrangements can be satisfying for the gay fathers involved, but if . SI A-1122 Case: 12-2335 Document: 155-3 Page: 22 08/17/2012 695244 113 m^:m 322 GAY FATHERS K* m Ts r. the living arrangements of the lesbian mother(s) change, it may be difficult for the father to claim legal rights (The Times, 2008). Studies of planned lesbian-led families have indicated that in the absence of any continued involvement with a donor father, lesbian mothers often identify a close male friend to be a male role model or play a significant mentoring role in their child's life. Hare and Richards (1993) liken the mentor- ing role ascribed to these men by the lesbian mothers in their study to that of an older close friend rather than a father. Clarke (2006, 2007) has highlighted the hegemonic tensions involved for lesbian mothers in claiming gay men as role models. However, systematic research has not yet examined how gay men define their relationship to children in these family arrangements. Gay men also have planned families with single heterosexual women, for example, with an intermediary organization arranging donor insemination for gay men and single heterosexual women wanting parenthood without intimate partnership (Segal-Engelchin, Erera, & Cwikel, 2005). In these hetero- gay family configurations, the single heterosexual mother and single gay father maintain separate households and the child generally resides with only one parent (usually the mother) but both share parental responsibilities (Segal- Engelchin et al.). The practical arrangements of coparenting between two households may in many ways be similar to those reached in harmonious divorce settlements, but the planned nature of these families may mean that their resemblance to postdivorce households is untainted by previous conflict. Segal-Engelchin and colleagues suggest several reasons why gay men may want to parent in this context, including perhaps wanting to coparent with a woman rather than a man in a quasi-traditional family arrangement, not wanting to be a resident parent, or the relative ease of this route to parenthood compared with the costs and difficulties associated with adoption or surro- gacy. However, we do not know how gay men experience parenting in this context, or how the experience of growing up in a hetero-gay family may impact on child development. GAY MEN AS PARENTS: CONTEXT AND EXPERIENCE OF PARENTHOOD Given the diversity in routes to gay parenthood and the variety of family structures formed, the main issue that gay fathers have in common may not be related to parenting per se but to how to best prepare their children to deal with societal institutions, communities, and individuals that rarely affirm gay fathering, frequently ignore it, or sometimes are openly hostile toward it. Surveys that have assessed heterosexuals' attitudes toward same-sex parenting have found that same-sex parents are rated more poorly than heterosexual parents (Morse, McLaren, & McLachlan, 2007). From other studies, we can see indications of the complexity of responses that gay fathers might encounter from heterosexuals. For example, McLeod, Crawford, & Zechmeister (1999) assessed the attitudes of heterosexual college students toward gay male parenting through comparison of the responses to two vignettes: the first one depicting a boy with a gay couple, the second portraying an identical parenting situation except with a heterosexual couple. A-1123 Case: 12-2335 Document: 155-3 Page: 23 08/17/2012 695244 113 Gay Men as Parents Context and Experience of Parenthood 323 In comparison to the control condition, students rated the child with the gay couple as experiencing significantly higher levels of general distress and, in particular, being more confused about their sexual and gender identity. While the gay fathers in the vignette were rated as being more loving, nurturing, and responsive to their adopted son than was the heterosexual father, this was paradoxically seen to count against the child' s well-being because the alleged effeminacy of the gay men was seen as a contravention of the traditional patriarchal concept of fatherhood. In another study where heterosexual students were asked to evaluate vignettes depicting parenting competency, gay male parenting skills were rated most positively and heterosexual female parenting skills most negatively perhaps because low expectations of men' s parenting meant greater praise for gay fathers who were seen as active parents (Massey, 2007). Armesto (2002) has suggested that parenting is inevitably more stressful for gay men than for heterosexual men because gay fathers are a socially stigmatized group. While studies have not systematically examined coming out and psychological adjustment among gay fathers, other research has indicated that whether or not gay men decide to disclose to others, coming out decisions are omnipresent, stressful, and associated with increased risk to mental health (Carragher & Rivers, 2002; Meyer, 2003). Gay fathers addition- ally fear that disclosure may mean that their child will be stigmatized by association or that they will be rejected by their child (Bigner, 1996). DIVORCED GAY FATHERS At first glance, one enigma of gay parenting is how gay men came to have children within a marital or long-term heterosexual relationship. Findings from earlier and more recent research suggest these gay fathers often married because they had wanted to be a traditional husband or father (Barret & Robinson, 2000; Benson, Silverstein, & Auerbach, 2005; Bigner & Jacobsen, 1989; Bozett, 1981, 1987; Dunne, 2001; Miller, 1979; Wyers, 1987). These retrospective studies have recorded a mixture of motivations underlying fatherhood. Some men felt they had been responding to societal or inter- personal pressure to marry. Others recalled that when they married they did not know what it meant to have a gay identity, thought that a gay identity was incompatible with fatherhood, or could not see a reflection of themselves in the negative stereotypes of gay men they had encountered. Some felt that marriage would change their sexual desires away from men or that having children would emphasize their manhood both to themselves and to others. Others cited more positive personal reasons for matrimony and fatherhood, such as the desire to have children or an affection for their wife. In Benson et al.'s (2005) qualitative study of 25 gay fathers living in metropolitan areas in the United States who had children while married, some highlighted having children as a catalyst that opened them up emo- tionally and from which they started to gain a sense of their own sexual identity (Benson et al.). Identifying as gay, however, meant that these fathers faced the challenge of whether and how to integrate their new sense of self within the traditional boundaries of fatherhood. Some fathers in Benson "BSl i l l f i l l A-1124 Case: 12-2335 Document: 155-3 Page: 24 08/17/2012 695244 113 324 GAY FAIHERS et al.'s study decided not to disclose their sexual identity to their families or attempt to integrate their sexual identity with fatherhood; prominent reasons in these men' s accounts were protecting their children from any problems disclosure might bring, feeling obliged to respond to pressure from their wife (or other family members) not to disclose a gay identity, or not knowing when to disclose or how to deal with the reactions they imagined their children or other family members might have (see also Dunne (1987) for reflections on group therapy with gay fathers around the issues involved in "coming out"). Writing from his psychoanalytic work with homosexual men married to women, Isay (1998) suggested subconscious reasons connected with early emotional loss of a psychological relationship with their own mother as the motivation for some gay men to comply with matrimony and deny their sexual feelings for other men. Other authors have suggested that some gay or bisexual men reach an accommodation with their wives allowing for gay relationships while still remaining married to, residing with, and/ or con- tinuing an emotionally or sexually intimate relationship with her (Dunne, 2001; Matteson, 1987). For some fathers in Benson et al.'s study, the desire for greater authen- ticity became the drive for "coming out" and the reason for disclosing to their families (Benson et al., 2005). Other researchers have suggested that a key factor in coming out and precipitating the end of a prior heterosexual relationship was falling in love with a same-sex partner (Miller, 1979). Studies have not systematically addressed whether having their father come out as gay in the context of a gay partnership clarifies or compounds children's ability to come to terms with their father's gay identity. However, children's acceptance may be complicated by disclosure of HIV infection (Shuster, 1996) or other family members' objections (Lynch & Murray, 2000). Looking back at their experiences of disclosing, many gay fathers said that managing family reactions was generally not as difficult as they had anticipated (Miller). Nevertheless, one author has argued that emotional distress surrounding the process of "coming out" may last several years before resolution occurs (Bigner, J 996). No studies have yet compared the emotional well-being and parenting of gay fathers who have come out to their children versus those who have not. However, uncontrolled and retrospective studies have suggested long-term benefits for fathers of coming out to one' s children (Armesto, 2002). Nearly half of the fathers in Benson ct al.'s study who had come out to their children regarded it as a transformative experience, increasing openness and honesty in their relationship with their children, and felt that this was reciprocated by their children (Benson et al., 2005). These men felt both lucky to be a father and satisfied with their gay identity. One father summed this up as having "the best of both worl ds" (pp 15). Llowever, the gay fathers in Benson et al.'s study had to work hard to create a new social support network for themselves that both facilitated their parenting and recognized their new gay identity. Researchers have suggested that some of the gay fathers who had "come out" to their children had developed a new parenting ideology that separated fathering i^om (hetercOsexuality (Benson et ah, 2005; Silverstein, Auerbach, & Levant, 2002). Here, the gay father's parenting identity and sexual identity are A-1125 Case: 12-2335 Document: 155-3 Page: 25 08/17/2012 695244 113 Gay Men as Parents: Context and Experience of Parenthood 325 seen as complementary rather than exclusivesexuality was not important for gay men' s parenting; instead, it was the quality of their relationship with their children that mattered. Entering into a new partnership may be a goal for many previously married gay men who would again like to have the commitment of a long-term relationship initially sought in marriage (Bigner, 1996). While forming new gay relationships postseparation or divorce presents similar challenges to those encountered in heterosexual stepfamilies, the process is more complicated in a new gay stepfather family because family members need to negotiate how "out " they will be as a family group (Lynch & Murray, 2000). In nearly all of the lesbian and gay stepfamilies interviewed by Lynch and Murray, decisions about whether to be out as a family had been a family decision led by the child's level of comfort with being out rather than by the biological parent and his or her new partner, who, for example, may have had to make compromises in openly expressing affection for each other. A couple of research studies have indicated that successful gay partner- ships are associated with positive parenting, although as yet no longitudinal studies have investigated causal linkage. Barrett and Tasker (2001) found that gay fathers with cohabiting partners rated themselves as being more suc- cessful than single gay fathers at meeting a variety of emotional, practical, and financial parenting challenges. In another study of 48 gay-father stepfamilies, the level of integration of a gay partner into family life with the children was the factor most associated with positive ratings of family satisfaction as reported by either divorced gay fathers, their partners, or their children (Crosbie-Burnett & Helmbrecht, 1993). PLANNED GAY-FATHER FAMILIES Brinamen and Mitchell have proposed a six-stage model describing the transition to parenting delineated from their thematic analyses of interviews with 10 gay men living in the San Francisco Bay area who were parenting a pre-school-age child (Brinamen & Mitchell, 2008). Initially these gay men recalled abandoning a parent identity as during their youth they had viewed fatherhood as incompatible with their developing sense of a gay identity. Later on, a growing sense of comfort in a gay identity engendered greater confidence in working out their own life goals, which led them to reexamine previously held views of both fatherhood and gay identity. Subsequently, recognition (of the strength) of gay families engendered a feeling of confidence in the contribution that families of choice built on strong emotional ties could make in supporting parenthood. In Gianino's study, the eight gay couples who had adopted children saw partnership as the foundation of their parenting and felt that their partnership was in turn strengthened by their experience of parenting together (Gianino, 2008). Prior to embarking on parenthood, Brinamen and Mitchell (2008) interpose a fourth stage in their model of gay fatherhood: seeking models and mentors. Other researchers also have noted that gay fathers have carefully explored the prospect of parenthood by getting to know other gay families with children (these were more likely to be lesbian-led families than families led by gay '* [ ;> ^1 A-1126 Case: 12-2335 Document: 155-3 Page: 26 08/17/2012 695244 113 326 GAY FATHERS I?* l J , , ' * * t 4, men) and by researching the growing literature on nonheterosexual parenting (Gianino, 2008; Schacher, Auerbach, & Silverstein, 2005). Once committed to the idea of parenthood, the gay men in these studies often made major adjustments to their lives, such as moving to a different neighborhood or changing jobs, to find a more conducive environment or access more support in bringing up children. Preparation for parenthood also involved telling others of their plans, and in particular sensitively informing their family of origin and coping with any negative responses. In Brinamen and Mitchell's fifth stage of the transition to parenthood, the gay father is seen as recognizing the strengths of the gay father as a parent: valuing what he could offer as a parent through being a gay man, for example, in terms of valuing difference or in being more emotionally available than most heterosexual fathers were seen as being. In the final stage of Brinamen and Mitchell's model, gay fathers are viewed as transitioning into parenthood through integrating an expanded identity as gay men and as fathers. As gay fathers, the men interviewed in various studies have indicated how they have valued drawing upon a variety of sources of social support, not only from their own family of origin, with whom they often felt a deeper connection through parenthood, but also from other types of nontraditional families and new friends made through common parenting experiences with heterosexual couples (Brinamen & Mitchell, 2008; Gianino, 2008; Schacher et al., 2005) Some of the gay couples in Gianino' s (2008) study described feeling isolated from mainstream parenting groups and children' s services but linked this to their observation that these revolved around mothers, not fathers, as primary caregivers; their experiences as gay fathers were thus different from those of lesbian mothers in this key respect. Most of the gay fathers studied have reported a positive response from the gay community to the announcement that they were expecting a child but also said that most of their gay friends would not choose to parent and indicated that some friendships had cooled over the years (Brinamen & Mitchell, 2008; Gianino, 2008; Mallon, 2004). In Brinamen and Mitchell's study, gay fathers felt that they had expanded their identity to become more than just a gay man and more than just a father, although this expanded identity was also countered by the feeling that they were set apart from both other gay men and other (heterosexual) fathers. Single gay fathers seem to have been more vulnerable to these feelings of isolation than were men in gay couples (Brinamen & Mitchell). Gay couples also appeared to have an easier time being accepted by heterosexual parents and by mainstream parenting services, perhaps because they fitted a more traditional parenting model (Brinamen & Mitchell). However, parenting as a gay couple may also increase the public visibility of the gay-father family, raising the greater possibility of encountering prejudice and the need for vigilance (Gianino). In reflecting on the strengths they brought to parenthood, gay fathers have argued that they have been able to be more child centered than most heterosexual fathers could through their greater openness and tolerance of their child's choices (Brinamen & Mitchell, 2008). Bigner (1999) additionally has argued that gay fathers may model androgynous behavior, particularly for their sons, as fathers m motherless families must necessarily incorporate ' * 8 A-1127 Case: 12-2335 Document: 155-3 Page: 27 08/17/2012 695244 113 Consequences for Child Development 327 nurturing roles into their parenting repertoire. The 21 urban American gay fathers interviewed by Schacher et al. (2005) described degendered parenting because their roles were not prescribed by gender as they were in the majority of heterosexual couples they knew. The gay fathers described themselves as having a hybrid parenting role, where both they and their partner divided child care duties by preference, aptitude, or equality, rather than splitting into "mother" or "father" roles, thus challenging the dominance embedded in (hetero)patriarchal fatherhood (see also Gianino, 2008; Silverstein et al., 2002). Schacher et al. (2005) reported that the gay fathers they interviewed de- scribed a variety of different examples of heterosexist gender role strain as they experienced double prejudice: first, against nonheterosexual parenting; sec- ond, against a man taking on the role of the child's primary caregiver. They sometimes were the recipients of greater critical attention and comment even as they walked their children down the street. Within this context, gay fathers felt the responsibilities of trailblazing and the need to be "super-parents" to counteract cultural stereotypes, although pioneering social change also brought its own satisfactions. Nevertheless, these fathers described experienc- ing conflict, both internally and with their partner, as they made career compromises in order to look after their children. They sometimes felt person- ally devalued as a result of these compromises, despite clearly prioritizing children and fatherhood over monetary or career success and feeling immense personal satisfaction in their parenthood. A further advantage of gay men' s parenting may lie in the flexibility of multiparental child-rearing arrangements. There may be one, two, or more parents, some of whom live together in the same household while others live separately, some of whom may share the same ethnic identity while others do not, some of whom may be biologically related to a particular child while others are not. Many of the gay fathers in Schacher et al.'s study (2005) reconceptualized family relationships as being based on love rather than biology, encompassing a wide variety of family constellations. CONSEQUENCES FOR CHILD DEVELOPMENT Studies of children raised by same-sex parents have almost exclusively focused on families headed by lesbian mothers rather than gay fathers. This body of research was initiated in the 1970s and concentrated on women who had become mothers within a heterosexual marriage before making the transition to a lesbian relationship. The findings of the early investigations were strikingly consistent (Golombok, Spencer, & Rutter, 1983; Green, Man- del, Hotvedt, Gray, & Smith, 1986; Hoeffer, 1981; Huggins, 1989; Kirkpatrick, Smith, & Roy, 1981). With respect to psychological well-being, children with lesbian mothers did not show a higher incidence of psychological disorder, or difficulties in peer relationships, than those from heterosexual homes. In addition, there was no evidence of gender identity confusion for any of the children studied, and in terms of gender role behavior, no differences were found between children with lesbian and heterosexual parents for either boys or girls (for reviews, see Falk, 1989; Golombok, 1999; Patterson, 1992,2002). A longitudinal study of adults who had been raised as children in lesbian- m fl A-1128 Case: 12-2335 Document: 155-3 Page: 28 08/17/2012 695244 113 * ' i l l W' a ft * * 1 J V 328 GAY FATHERS mother families found that these young men and women continued to function well in adult life (Tasker & Golombok, 1995, 1997). More young people from lesbian-mother families than from heterosexual families had experimented in same-sex relationships, although the large majority identi- fied as heterosexual in adulthood (Golombok & Tasker, 1996). More recent studies of children born through donor insemination and raised in lesbian-mother families from birth produced similar results. The children were not found to experience difficulties m terms of gender devel- opment, peer relationships, or psychological well-being (Bos, 2004; Brewaeys, Ponjaert, Van Hall, & Golombok, 1997; Chan, Raboy, & Patterson, 1998; Flaks' Ficher, Masterpasqua, & Joseph, 1995; Gartrell, 2005; Golombok, Tasker, & Murray, 1997; MacCallum & Golombok, 2004). Findings from general popu- lation samples in the United States (Wainright & Patterson, 2006; Wainright, Russell, & Patterson, 2004) and the United Kingdom (Golombok et al., 2003) are also in line with those of earlier investigations in that the children were found to be well adjusted with no differences in sex-typed behavior between the children of lesbian and heterosexual parents for either boys or girls. i i I* I V." r ; I I'* K* ! &* B ' * I V CHILDREN OF GAY FATHERS WHO LIVE WITH THEIR MOTHER Much less research has been conducted on children with gay fathers, and the few studies that do exist are of children who live with their mother. There are no indications, either from fathers' reports or from the limited number of interviews with the children themselves, that children who live with their mother but remain in contact with their gay father experience emotional or behavioral problems (Barret & Robinson, 1994; Bigner, 1999; Bigner & Jacobsen, 1989; Bozett, 1987;Harris & Turner, 1986; Miller, 1979). However, no system- atic evaluations of the self-esteem or psychological adjustment of children of gay fathers have been carried out, and no study has systematically investi- gated how children respond to the loss of contact with a gay father after divorce (Tasker, 2005). Estimates vary as to how likely children with gay fathers are to experience stigma and relationship problems with peers or adults outside the family. Wyers (1987) reported that 20% of children in his U.S. study were believed by their father to have experienced discrimination due to his sexual orientation. In a survey of 101 gay and bisexual fathers in the United Kingdom by Barrett & Tasker (2001), 37% reported that their children had experienced teasing by other children. In contrast, neither Bozett (1987) nor Miller (1979) recorded many instances of homophobia directed against children of gay fathers in their U.S. samples, although it was thought that the children may have avoided disclosing their father's sexual orientation to those from whom they anticipated a negative response. A recent investigation has shed light on the experiences of young people with gay fathers from their own perspective based on an analysis of 67 published accounts from children of lesbian and gay parents in the United Kingdom, United States, and New Zealand, one-third of which were from those with a gay father (Fairtlough, 2008). Whereas 37 of the accounts were predominantly positive or neutral, and only three were rated as somewhat negative, 27 were characterized by both positive and negative feelings. A-1129 Case: 12-2335 Document: 155-3 Page: 29 08/17/2012 695244 113 Consequences for Child Development 329 Qualitative analysis of these accounts showed that the problems the young people experienced arose almost entirely from the negative views of others. In addition to negative societal views and institutional discrimination against lesbian and gay people, the adolescents and young adults described instances of homophobic behavior from family members, including parents, as well as from peers. Just as in Tasker and Golombok' s (1995, 1997) study of young adults raised in lesbian-mother families, these young people reported benefit- ting from both parental openness and from having control over when and how their family life was made public. Although the authors did not state whether the pattern of findings differed according to the gender of the same- sex parent, it seems likely that homophobia is just as salient a problem to young people with gay fathers as it is for those with lesbian mothers. In a study of school experiences in Australia, Ray and Gregory (2001) found teasing and bullying to be common. The children were frustrated by peers' lack of understanding about their families and lacked confidence in their teachers' abilities to deal with homophobia. -m CHILDREN WHO LIVE WITH GAY FATHERS At present, little is known about the psychological development and well- being of the increasing number of children who are being raised by gay fathers, that is, children who live with their gay fathers and have done so from birth or early childhood. These children have generally been adopted by a gay couple or born through assisted reproduction procedures such as surrogacy and egg donation, although some are born within their gay father's marriage to, or relationship with, their mother and reside with their gay father. Can we assume that the psychological outcomes for children who live with gay fathers will be the same as for children who live with lesbian mothers? Although the concern that children with lesbian mothers would show psychological problems was found to lack empirical support, the circum- stances of children raised by gay fathers are more unusual. Not only are these children being raised by same-sex parents, but also it is rare for fathers, whether heterosexual or gay, to be primary caregivers. It is not known what the combined effect of these two factors will be on children' s social, emo- tional, identity, and gender development as they grow up. Whereas studies of other types of nontraditional family suggest that the quality of family relationships is more important for children' s psychological well-being than is family structure (Golombok, 2000), the psychological processes that operate in gay-father families may differ from those of other nontraditional family forms. Psychological Adjustment. With respect to children' s psychological adjust- ment, difficulties would not necessarily be predicted unless gay fathers differ from lesbian or heterosexual mothers with respect to the parenting processes that are associated with children' s healthy psychological development such as parental warmth, sensitivity, emotional involvement, appropriate disci- pline, and control (Baumrind, 1989,1991; Bomstein, 2002; Bowlby, 1969,1988; Darling & Steinberg, 1993; Maccoby, 1992). The literature on fathering A-1130 Case: 12-2335 Document: 155-3 Page: 30 08/17/2012 695244 113 330 GAY FATHERS IV- I** I* ^ * , itB suggests that fathers are just as capable of parenting as are mothers (Lamb 1997; Parke, 1996), and that children are just as likely to develop a secure attachment relationship with their father as their mother (van IJzendoorn & De Wolff, 1997). However, relationships between parents and their children do not take place within a social vacuum. The wider social environment can have a marked impact on the quality of family life and can also have a direct effect on children's psychological well-being irrespective of the quality of family relationships. It has been argued that children raised in gay-father families may be exposed to greater prejudice and discrimination than chil- dren who grow up in families headed by lesbian mothers and thus may be at greater risk of developing psychological problems. Although both lesbian- mother families and gay-father families deviate from the heterosexual norm, gay-father families possess the additional feature of being headed by men in the absence of women and thus may be more likely to be stigmatized by the outside world. In spite of greater acceptance of nontraditional family struc- tures over recent decades, it is often thought that mothers are more suited to parenting than are fathers. Adoption and assisted reproduction bring with them additional issues. In heterosexual famiHes, adoption is associated with a greater incidence of emo- tional and behavioral problems for children, although it is important to stress that difficulties are most likely among those who are adopted later in childhood, especially those who have experienced trauma in their early years (Brodzinsky, Smith, & Brodzinsky, 1998). Assisted reproduction procedures such as surro- gacy and egg donation have also been predicted to result in an increased risk of psychological problems for children in heterosexual families due to the absence of a genetic and/ or gestational link with the mother. Although the existing empirical evidence does not support this claim (Golombok, Jadva, Lycett, E., Murray, & MacCallum, 2005; Golombok, MacCallum, Murray, Lycett, & Jadva, 2006a; Golombok, Murray, Jadva, MacCallum, & Lycett, 2004a; Golombok et al., 2004b; Golombok et al., 2006b), little is known about children born through surrogacy or egg donation beyond the early years, particularly the consequences of ongoing contact with the egg donor or surro- gate mother. Moreover, studies of adoptive families and assisted reproduction famihes created through gamete donation demonstrate that the quality of communication about the nature of their family, and the circumstances of their birth including their genetic origins, is central to children's psychological well- being and self-esteem (Daniels & Taylor, 1993; Freeman, Jadva, Kramer, & Golombok, 2009; Turner & Coyle, 2000) indicating that, for children with gay fathers, open communication about their origins and their family structure may be of crucial importance. Just as with adopted children (Grotevant & McRoy, 1998) and children conceived by donor insemination (Jadva, Freeman, Kramer, & Golombok, 2009), it appears that parents should talk to children about their nontraditional family at an early age. Children who were told about their gay father when young were reported to be more accepting than those who found out when older (Turner, Scadden, & Harris, 1990). In the first controlled study of parenting and child development in gay- father families conducted in the United States, Farr and Patterson (2009) compared 29 gay couples with 27 lesbian couples and 52 heterosexual % A-1131 Case: 12-2335 Document: 155-3 Page: 31 08/17/2012 695244 113 Consequences for Child Development 331 couples, all of whom had an adopted child aged between 1 and 5 years. The children in the various family types did not differ with respect to psycholog- ical adjustment as assessed by the parent or teacher version of the Child Behavior Checklist (Achenbach & Rescorla, 2000) or the gender development of boys or girls as measured by the Pre-School Activities Inventory (Golombok & Rust, 2009). Regarding parenting behavior, no differences in discipli- nary techniques or parenting stress were identified according to family type. However, heterosexual fathers perceived themselves as less competent at parenting than the other parents and a greater division of labor in relation to child care was reported by the heterosexual couples than by the lesbian or gay couples. As with studies of other family types (Golombok, 2000), family processes were found to be the most important predictors of child outcomes. Gender Development. What about children' s gender developmentare chil- dren who grow up with gay fathers likely to follow a different path from those with lesbian or heterosexual parents resulting from the presence of one or two male gay parents and the absence of a female parent from the home? Gender development is generally conceptualized according to three con- structs: (a) gender identity, that is, a person' s concept of him- or herself as male or female; (b) gender role behavior, that is, behavior that is considered to be typical for boys or girls in a particular culture; and (c) sexual orientation, that is, whether a person identifies as heterosexual, bisexual, lesbian, or gay. Although a male gender identity, masculine gender role behavior, and a heterosexual orientation typically go together, as do a female gender identity, feminine gender role behavior, and a heterosexual orientation, different permutations of these three constructs are not unusual. For example, a man may have a male gender identity, masculine gender role behavior, and a homosexual orientation, or he may have a female gender identity, feminine gender role behavior, and a heterosexual orientation. Similarly, a variety of patterns can be found among women (Hines, 2004). A range of theories has been put forward to explain the processes involved in gender development, each suggesting a different developmental pathway for the sons and daughters of gay fathers. The most influential theories of gender development have arisen from biological (Hines, 2004), social learning (Bandura, 1977; Mischel, 1966,1970), and cognitive developmental (Kohlberg, 1966; Martin, 1993) perspectives. It is now generally agreed that sex differ- ences in behavior result from an interplay among biological, psychological, and social mechanisms from early fetal development onward (Bussey & Bandura, 1999; Golombok & Fivush, 1994; Hines, 2004; Ruble, Martin, & Berenbaum, 2006), with parents playing a minor, and possibly insignificant, role (Golombok & Tasker, 1996). A few studies have been conducted in the United States of the gender development of the sons and daughters of gay fathers, focusing on children who remained with their mother. With respect to gender identity and gender role behavior, a small survey found the children of gay fathers to be developing typical gender role identification and gender role behavior (Harris & Turner, 1986; Turner et al., 1990). Other investigators have exam- ined sexual orientation. From interviews with gay fathers about the sexual 'iii*! ! A-1132 Case: 12-2335 Document: 155-3 Page: 32 08/17/2012 695244 113 Ifl.'n 332 GAY FATHERS rv 1 4 Hfc orientation of 27 adult daughters and 21 adult sons. Miller (1979) reported that 3 daughters identified as lesbian, and 1 son identified as gay. Six sons and 13 daughters of gay fathers, aged between 14 and 35 years old, were interviewed by Bozett (1987). Two sons reported being gay, and one daughter identified as bisexual. In a more extensive study of 55 gay fathers and their 82 sons, the large majority of the sons were reported by their fathers to be heterosexual, with 9% classified as gay or bisexual (Bailey, Bobrow, Wolfe, & Mikach, 1995). Data obtained directly from around half of the sons generally validated the fathers' reports. As suggested by Bailey et al., fathers with gay offspring may have been more likely to participate in research of this kind because they believed that the researchers would find them especially interesting. The only investigation to include a control group of young adults with heterosexual fathers, thus allowing a comparison between individuals with gay and heterosexual fathers using identical criteria for the assessment of sexual orientation, is a study of 24 gay fathers and 24 heterosexual fathers by Tasker and Barrett (2004) in the United Kingdom. Each group of fathers, matched for age and social class, had 36 adult sons and daughters who participated in a standardized, in-depth interview about their psychosexual development. The children of gay fathers were more likely than the children of heterosexual fathers to have been attracted to someone of the same gender and to have had a sexual relationship with someone of the same gender. All of the offspring of heterosexual fathers identified as heterosexual. Whereas the large majority of offspring of gay fathers also identified as heterosexual, six young adults did not. Of these, two sons identified as gay, one daughter identified as lesbian, and two sons and one daughter identified as bisexual. The investigations by Bailey et al. (1995) and Tasker and Barrett (2004) obtained additional data on family environment factors that potentially could be related to the development of a lesbian, gay, or bisexual orientation for the offspring of gay fathers. Examples include the young person' s frequency of contact with the father, acceptance of the father's gay identity, the father's response to the young person' s partners, and the quality of the young person' s relationship with the father. These possible influences were found to be unrelated to the young people' s sexual orientation, suggesting that family environment factors do not explain the greater same-gender sexual interest shown by the adult offspring of gay fathers. The lack of influence of family environment factors in their study led Bailey et al. to argue that genetic factors may be involved. Nevertheless, the significant association between same- gender relationships and a more positive response by fathers to the young person' s partners found in Tasker and Barrett's study is in line with Golombok and Tasker's (1996) conclusion that children who grow up in lesbian-mother families may be more likely to engage in same-sex relationships because they are not subject to the disapproval experienced by their peers from heterosexual homes. Research on the sexual orientation of children of same-sex parents is in its infancy, and no conclusions can be drawn about the relative influence of family environment and genetic factors. As with other aspects of human development and behavior, the answer is likely to involve a complex interplay between the two (Rutter, 2005), with different individuals following different A-1133 Case: 12-2335 Document: 155-3 Page: 33 08/17/2012 695244 113 Limitations and Implications 333 pathways from conception to adult life. What is more certain, however, is that the majority of children of gay fathers identify as heterosexual, indicating that the sexual orientation of parents is, at most, a minor influence on the sexual orientation of their daughters and sons. As described above, only one controlled study has been conducted of the development of young children who are actually living in gay-father families (Farr & Patterson, 2009). In this study, no difference was identified in the sex- typed behavior of boys or girls in comparison with their counterparts from matched groups of lesbian and heterosexual families as measured by the Pre- School Activities Inventory (Golombok & Rust, 2009). Thus, the commonly held assumption that children raised by gay fathers would show atypical gender role behavior was not supported by the findings of this study. & LIMITATIONS AND IMPLICATIONS In spite of the pioneering studies of a small group of researchers in the 1970s and 1980s, studies of gay fathers and their children lag well behind those of families headed by lesbian mothers. Whereas much is known about children in lesbian-mother families, there is currently only one controlled study of children who live with gay fathers (Farr & Patterson, 2009). This is largely because children with gay fathers have generally been raised by their heterosexual mothers. It is only in recent years, through adoption, surrogacy, and a variety of parenting arrangements between gay fathers and hetero- sexual or lesbian mothers that children have begun to reside with gay fathers. Research on gay-father families is currently at the same place as research on lesbian-mother families was in the 1970s. Although little is known about children who grow up with their gay fathers, the body of research that does exist has begun to shed light on the experiences of gay fathers and their children who live apart. These studies are not without their problems. Most are qualitative studies of small samples. Moreover, reliance on volunteers means that the samples may be biased. The nature of such bias is unknown and can be overcome only through the recruitment of representative samples. It is conceivable, however, that fathers Whose children were experiencing problems may have been less likely to take part in research on children' s psychological well-being. A further limitation is the absence of comparison groups of lesbian or heterosexual families in the majority of studies conducted so far. As a result, it is not known whether the findings regarding gay-father families also apply to other family types, or whether they arise from confounding factors such as age of the children, socioeconomic status, or route to parenthood. For example, until demograph- ically matched comparison groups of lesbian-mother families are assessed using identical measures, we shall not know whether children of gay fathers are more or less likely to experience homophobia than are children of lesbian mothers. It should also be noted that the majority of gay fathers who have participated in research are white, college-educated, and "out " about their sexuality. They also tend to live in cities or areas that are tolerant of diversity, and thus their experiences may not be generalizable to less accepting communities. A-1134 Case: 12-2335 Document: 155-3 Page: 34 08/17/2012 695244 113 334 GAY FATHERS Research on lesbian-mother families has helped dispel myths about the problems that were widely assumed to arise for children. The findings of the studies initiated in the 1970s and continuing to this day have contributed to policy making and legislation in relation to same-sex parenting, not just for lesbian women but also for gay men. Many changes have taken place over the past 30 years; it is now rare for lesbian mothers to lose custody of their children following divorce on the grounds of their sexual orientation; in some countries and some states of the United States, lesbian and gay individuals can adopt children, sometimes jointly; and an increasing number of fertility clinics are offering assisted reproductive technologies not only to lesbian women but also to gay men. Although gay men experience many more obstacles to parenthood than do lesbian women, there is a slow shift toward acceptance of gay men as fathers. This was highlighted in November 2008 when Florida's 30-year-old ban on gay adoption was declared un- constitutional. In her ruling, the judge stated: 's *! V. 1 # i ' " J - t Based on evidence presented from experts from all over this country and abroad, it is clear that sexual orientation is not a predictor of a person's ability to parent. . . . The most important factor in ensuring a well-adjusted child is the quality of parenting. 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Social Work, 32, 143-148. w m- m A-1141 Case: 12-2335 Document: 155-3 Page: 41 08/17/2012 695244 113 BRIEF REPORTS Delinquency, Victimization, and Substance Use Among Adolescents With Female Same-Sex Parents Jennifer L. Wainright and Charlotte J. Patterson University of Virginia The question of whether parental sexual orientation has an impact on human development has important implications for psychological theories and for legal policy. This study examined associations among family type (same-sex vs. different-sex parents), family and relationship variables, substance use, delinquency, and victimization of adolescents. Participants included 44 adolescents living with female same-sex couples and 44 adolescents living with different- sex couples, matched on demographic characteristics and drawn from a national sample. Analyses indicated that adolescents were functioning well and that their adjustment was not associated with family type. Adolescents whose parents described closer relationships with them reported less delinquent behavior and substance use, suggesting that the quality of parentadolescent relationships better predicts adolescent outcomes than does family type. Keywords: sexual orientation, parenting, substance use, delinquency, victimization The question of whether parental sexual orientation has an impact on human development has received considerable attention recently from a variety of sources (Stacey & Biblarz, 2001). This topic has important implications for theories of socialization (Golombok, 1999) and for law and social policy (Patterson, Fulcher, & Wainright, 2002; Perrin & the Committee on Psychosocial Aspects of Child and Family Health, 2002). A growing body of empirical re- search has examined outcomes among children who are reared by gay and lesbian parents. Studies reported to date have identied few associations between parental sexual orientation and young childrens well-being (Patterson, 2000), but have suggested that pro- cesses within the family may be associated with child out- comes (Chan, Raboy, & Patterson, 1998). We still have relatively few studies of adolescent offspring of lesbian or gay parents, however, and some have advised caution when generalizing the results of research conducted with young children to adolescents (e.g., Baumrind, 1995; Perrin & the Committee on Psychosocial Aspects of Child and Family Health, 2002). The small body of research that has focused on adoles- cent offspring of families headed by same-sex couples found no differences in young peoples self-esteem (Hug- gins, 1989); depression, anxiety, and peer group hostility (Tasker & Golombok, 1997); or depressive symptoms, anx- iety, grade-point average, trouble in school, sexual behav- ior, and romantic relationships (Wainright, Russell, & Patterson, 2004) as a function of mothers sexual orienta- tion. Wainright et al. (2004), however, did report signicant associations between parental perception of parent adolescent relationship quality and adolescent school adjustment. Considerable research indicates that parenting style inu- ences the effectiveness of parents efforts to socialize their children (Steinberg & Silk, 2002). A warm, accepting style of parenting is generally related to optimal outcomes for adolescents (Rohner, 1999), especially if it is combined with appropriate limit setting and monitoring of adolescent behavior (Steinberg & Silk, 2002). In particular, family processes such as the quality of the parentadolescent rela- tionship have been found to be associated with adolescent risk behaviors (e.g., Crosnoe, Erickson, & Dornbusch, 2002; Matherne & Thomas, 2001). We assessed levels of risk behavior among adolescent offspring of female same-sex parents and explored factors associated with individual differences within this group. We assessed family type (i.e., whether parent has a same-sex or different-sex partner) as well as relationship variables. On the basis of previous ndings with children (e.g., Chan et al., 1998), we expected to nd no differences in substance use, risky and delinquent behaviors, or victimization based on family type. Consistent with the literature on sources of individual differences among adolescents (e.g., Steinberg & Silk, 2002), however, we did expect to nd signicant associations between relationship variables such as the qual- ity of the parentadolescent relationship and adolescent outcomes. Jennifer L. Wainright and Charlotte J. Patterson, Department of Psychology, University of Virginia. Correspondence concerning this article should be addressed to Charlotte J. Patterson, Department of Psychology, P.O. Box 400400, University of Virginia, Charlottesville VA 22904. E-mail: CJP@virginia.edu Journal of Family Psychology Copyright 2006 by the American Psychological Association 2006, Vol. 20, No. 3, 526530 0893-3200/06/$12.00 DOI: 10.1037/0893-3200.20.3.526 526 A-1142 Case: 12-2335 Document: 155-3 Page: 42 08/17/2012 695244 113 Method Participants Participating families were drawn from a large, nationally rep- resentative sample of adolescents in the United States collected for the National Longitudinal Study of Adolescent Health (Add Health), a school-based study of the health-related behaviors of adolescents in Grades 712 (See Bearman, Jones, & Udry, 1997). Data used in the present study were collected through the In-Home Interview (IHI) and surveys, as well as in-school surveys of students (collected in 19941995), and through in-home question- naires of parents. Details on sampling and methods used in the current research can be found in an earlier publication (Wainright et al., 2004) that focused on psychosocial outcomes, school func- tioning, and romantic attractions. The focal group of families that were headed by a mother who reported having a marriage or marriage-like relationship with a woman consisted of 44 adolescents, 23 girls and 21 boys. Approx- imately 31.8% identied themselves as non-White. On average, the adolescents were 15.1 years of age (SD 1.5 years), with a range of 12 to 18 years of age. Average household income was approximately $45,500 per year. Each of these adolescents was matched with an adolescent from the Add Health database who was reared by different-sex parents, on the basis of gender, age, ethnic background, adoption status, learning disability status, fam- ily income, and parents education. The nal sample included 88 families, including 44 families headed by mothers with female partners and 44 comparison families headed by different-sex couples. Dependent Measures Substance use. Adolescents use of tobacco was assessed with a composite variable (Sieving et al., 2000) that uses four items to classify adolescents into one of seven levels of tobacco use (1 never smoked, 3 currently smoking 12 cigarettes/day, 5 currently smoking 610 cigarettes/day, 7 currently smok- ing 20 cigarettes/day). Friends use of tobacco was assessed by asking how many of three best friends smoke at least 1 cigarette per day. Use of alcohol was assessed with three variables from the Adolescent IHI. We utilized a composite variable (Sieving et al., 2000), which uses 2 items to create an eight-level variable about adolescents use of alcohol in their lifetime and in the past 12 months (1 23 drinks in lifetime, 3 drank alcohol on 1 or 2 days in the past 12 months, 5 drank 23 days a month in the past 12 months, 7 drank 35 days a week in the past 12 months, 8 drank every day or almost every day in the past 12 months). Adolescents were instructed to exclude a sip or taste of someone elses drink. Individual items measured how often in the past 12 months adolescents had binged on alcohol (5 drinks in a row) and had gotten drunk. Scores for these items ranged from 1 (never) to 7 (every day or almost every day). Lifetime and current marijuana use were assessed with a com- posite variable (Sieving et al., 2000), which uses two survey items from the Adolescent IHI to form a seven-level variable (1 never used marijuana, 3 3 times in lifetime, no use in past 30 days, 5 23 times in past 30 days, 7 5 times in past 30 days). Adolescents risky use of alcohol and drugs was assessed with a scale of eight items (1 yes, 0 no; .78) from the Adolescent IHI, which asked whether the adolescent had driven a car, gone to school, gotten into a ght, or carried a weapon while consuming alcohol or drugs. The sum of the eight items was taken, with higher scores indicating more risky use. Relationship and physical problems caused by adolescents use of alcohol were assessed with a scale of nine items ( .84) from the Adolescent IHI, asking about the frequency of being hung over, sick, in a ght, in a situation that was later regretted, or in trouble with parents, school, or friends or dates because of alcohol use in the past 12 months. Items were measured on a scale ranging from 0 (never) to 4 (5 or more times), and the mean of the nine items was taken, with higher scores indicating more problems. Adolescents joint occurrences of substance use and sexual activity were assessed with a scale of 6 items (1 yes, 0 no; .68) from the Adolescent IHI asking whether the adolescent had used drugs or alcohol or had been drunk the rst time (three items) or most recent time (three items) he or she had sexual intercourse. The sum of the six items was taken, and higher scores indicated more joint occurrences. Delinquent behavior. Adolescent delinquent behavior was as- sessed with 10 items ( .74) from the portion of the Adolescent IHI in which adolescents listen to questions through headphones and record their answers on a laptop computer. These items ask about the occurrence of activities such as damaging others prop- erty, shoplifting, and getting into ghts in the past 12 months. Scores on this scale were the sum of the 10 items (1 yes, 0 no), with higher scores indicating more delinquent behaviors. Victimization. Adolescents experiences as victims and wit- nesses of violence were assessed with ve items ( .97) from the Adolescent IHI asking how often adolescents had been shot at, cut, or jumped; had a gun or knife pulled on them; or had seen someone shot or stabbed. Scores were the sum of 5 items (1 yes, 0 no). Higher scores indicated more victimization. Family and Relationship Variables Adolescents perceived care from adults, teachers, and friends was measured with three items from the Adolescent IHI regarding how much the adolescent believed that others care about them. The mean of the three items ( .58) was taken, and possible scores ranged from 1 (not at all) to 5 (very much), with higher scores indicating perceptions of more caring. Parents perceptions of the quality of their relationship with their child were assessed with a scale made up of the mean of six items ( .71) from the Parents In-Home Questionnaire. Items included parents assessment of trust, understanding, communication, and general quality of rela- tionship and were measured on a scale ranging from 1 to 5, with higher scores indicating closer relationships. Results Overall, adolescents reported positive outcomes. They reported moderate use of cigarettes and alcohol, with 25% reporting that they had ever smoked regularly and 44% reporting that they had drunk alcohol when they were not with their parents. Reports of adolescents frequency of alcohol use (M 2.91, SD 1.88) and tobacco use (M 1.94, SD 1.59) were low. Adolescents also reported low levels of alcohol abuse, including binge drinking (M1.82, SD 1.53) and getting drunk (M1.81, SD 1.46). Their reports of physical and relationship problems because of alcohol use (M 0.24, SD 0.46) were low, as were their reports of risky use of drugs and alcohol (M 0.53, SD 1.27) and reports of joint occurrences of sexual activity and drug or alcohol use (M 0.23, SD 0.71). They reported 527 BRIEF REPORTS A-1143 Case: 12-2335 Document: 155-3 Page: 43 08/17/2012 695244 113 low levels of delinquent behavior (M 1.81, SD 1.86) and victimization (M 0.39, SD 0.88). As expected, we did not nd a statistically signicant difference in adolescents reports of their frequency of alcohol, tobacco, or marijuana use as a function of family type. In addition, our analyses revealed no signicant dif- ference in the number who smoke among three best friends or frequency of getting drunk or binge drinking (see Table 1). Consistent with results for substance use, we found no signicant difference in problems arising from alcohol or drug use (relationship and physical problems, risky use of alcohol and drugs, and sex while under inuence of alcohol or drugs) as a function of family type. Analyses also re- vealed no difference in adolescents delinquent behavior between offspring of same-sex couples and offspring of comparison families headed by different-sex couples. Sim- ilarly, we found no difference in adolescents experiences as victims or witnesses of violence as a function of family type. Overall, adolescents and their parents reported positive family relationships. Parents perceptions of the quality of the relationship were high, with a mean of 4.20 (SD 0.53) and a range of 2.66 to 5.00. Adolescents perceptions of others care were high (M 4.07, SD 0.65), with a range of 2.33 to 5.00. Consistent with results for adolescent out- comes, analyses revealed no differences in parent report of the quality of the parentadolescent relationship or adoles- cent report of care from others as a function of family type. Having found no associations between family type and adolescent risk behavior, we explored possible associations between processes in the adolescents environment and ad- olescent outcomes. We conducted regression analyses sep- arately for use of tobacco, alcohol, and marijuana, as well as victimization and delinquent behavior. Family type, gender, parental education, and family income were included as predictors. Variables and interactions that were not statisti- cally signicant predictors were removed from the models. We also conducted logistic regressions on dichotomized outcome variables, but because results were similar to those for the multiple regression models, we do not describe them further. Results showed that, as expected, quality of family rela- tionships was signicantly associated with many adolescent outcomes (see Table 2). Adolescents tobacco use was as- sociated with parental report of the quality of the parent adolescent relationship ( 31, p .01) and with adolescents reports of caring from adults and peers (b .37, p .01). As expected, greater perceived care from others and more positive relationships were associated with lower levels of tobacco use. Adolescents use of alcohol, use of marijuana, and delinquent behavior were associated with parental report of the quality of the parentadolescent relationship ( .26, p .05; .51, p .001; and .38, p .001, respectively), with more positive relationships associated with less use of alcohol and mari- juana and less delinquent behavior. Boys reported more victimization than did girls ( .25, p .05). Interac- tions between family type and predictor variables were not signicant. In summary, adolescents reports of family and relationship processes such as quality of the parentchild relationship and care from adults and peers were associated with several measures of adolescent outcomes and were better predictors of adolescent risk behavior than were fam- ily type and adolescent gender. Discussion The results of the present study revealed that, across a diverse array of assessments, including measures of delin- quent behavior, victimization, substance abuse, and quali- ties of family relationships, adolescents with female same- sex parents did not differ signicantly from a matched group of adolescents living with different-sex parents. Re- gardless of family type, adolescents were less likely to Table 1 Adolescents Mean (and Standard Deviation) Reports of Risk Behavior as a Function of Family Type Variable Family type Different sex Same sex M (SD) M (SD) Tobacco use 2.50 (1.73) 2.60 (1.91) Of three best friends, number who smoke 0.83 (0.91) 0.84 (1.12) Alcohol use 2.91 (1.74) 2.91 (2.02) Frequency of getting drunk 1.68 (1.20) 1.93 (1.69) Frequency of binge drinking 1.61 (1.19) 2.02 (1.80) Marijuana use 1.76 (1.57) 2.02 (1.78) Risky use of alcohol and drugs 0.38 (0.92) 0.68 (1.54) Problems related to alcohol use 0.18 (0.38) 0.30 (0.53) Sex under inuence of alcohol or drugs 0.14 (0.46) 0.32 (0.88) Delinquent behavior 1.75 (1.82) 1.86 (1.92) Victimization 0.25 (0.78) 0.52 (0.95) Care from others 4.10 (0.62) 4.05 (0.68) Parent report of quality of relationship 4.17 (0.50) 4.23 (0.57) Note. According to Wilcoxon signed ranks test, there were no signicant differences as a function of family type. 528 BRIEF REPORTS A-1144 Case: 12-2335 Document: 155-3 Page: 44 08/17/2012 695244 113 report risky behavior when parents described close relation- ships with them. Thus, as has been reported in studies of children with lesbian mothers (e.g., Chan et al., 1998), it was qualities of adolescentparent relationships rather than family composition that was signicantly associated with adolescent adjustment (Golombok, 1999). Condence in the present ndings is bolstered by the strengths of the Add Health study (Bearman et al., 1997), which allowed for examination of important outcomes among adolescents living with female same-sex parents, as compared with a well-matched sample of adolescents living with different-sex parents, using data from a large national sample. Results of our current study add signicantly to those from earlier studies, which were most often smaller in their size, less representative in their sampling, and less comprehensive in their assessment of adolescent outcomes (Stacey & Biblarz, 2001). Despite the many strengths of the present study, however, we also acknowledge several limitations. For instance, par- ents were not asked directly about their sexual identities, and we were thus forced to rely on indirect assessments (e.g., parents reports of being in a marriage or marriage- like relationship with a person of the same sex). The sample size of the current study is larger than those of much of the previous research with this population, but the nding of no group differences would be strengthened by replica- tion in larger samples. Results that include variables with lower reliabilities should be interpreted with caution pend- ing replication. Finally, our assessment of victimization did not include verbal harassment or bullying, and any inter- pretation of these data must consider this fact. Major theories of human development have often been interpreted as predicting that adolescents living with same- sex parents would encounter important difculties in their adjustment, especially during adolescence (Baumrind, 1995). The fact that results from a large national sample of American adolescents fail to conrm this view leads to questions about the extent to which predictions of the the- ories have been disconrmed (Patterson, 2000). In particu- lar, results of recent research on children and adolescents who are not living with different-sex parents (e.g., Patter- son, 2000; Stevens, Golombok, Beveridge, & the ALSPAC Study Team, 2002) suggest that theorists may need to re- consider the importance of different-sex parents for human personal and social development (Silverstein & Auerbach, 1999). Our current ndings also have implications for public policies that involve children of lesbian parents (Patterson et al., 2002). Inasmuch as our ndings suggest that adolescents living with same-sex parents develop in much the same ways as do adolescents living with different-sex parents, they provide no justication for limitations on child custody or visitation by lesbian parents. Our ndings provide no warrant for legal or policy discrimination against adoles- cents with same-sex parents (Patterson et al., 2002). In summary, the present study is the rst to have assessed delinquent behavior, victimization, and substance use among adolescents living with same-sex versus different- sex couples. Family type was not linked to adolescent risk behavior, but the qualities of adolescents relationships with parents were associated with several variables. Regardless of whether they lived with same-sex or different-sex cou- ples, adolescents whose parents reported having close rela- tionships with them were likely to have fewer problems with delinquency or substance use. Our results are consis- tent with theories that emphasize the importance of adoles- cent relationships with parents, and suggest that parental sexual orientation is not a major factor in shaping adoles- cent development or behavior. Table 2 Prediction of Adolescent Risk Behavior Variable B SE (B) F df R 2 Tobacco use 5.42*** 4, 69 .24 Family type .05 .36 .01 Adolescent gender .15 .37 .05 Quality of relationship .96 .33 .31** Care from adults & peers .95 .29 .37** Alcohol use 3.09* 3, 69 .12 Family type .01 .43 .001 Adolescent gender .86 .43 .22 Quality of relationship .90 .40 .26* Marijuana use 8.92*** 3, 69 .28 Family type .42 .36 .12 Adolescent gender .47 .36 .13 Quality of relationship 1.66 .33 .51*** Delinquent behavior 4.62** 3, 71 .16 Family type .11 .41 .03 Adolescent gender .56 .41 .15 Quality of relationship 1.31 .38 .38*** Victimization 3.14* 2, 72 .08 Family type .20 .20 .11 Adolescent gender .45 .20 .25* p .10. * p 0.05. ** p 0.01. *** p 0.001. 529 BRIEF REPORTS A-1145 Case: 12-2335 Document: 155-3 Page: 45 08/17/2012 695244 113 References Baumrind, D. (1995). Commentary on sexual orientation: Re- search and social policy implications. Developmental Psychol- ogy, 31, 130136. Bearman, P. S., Jones, J., & Udry, J. R. (1997). The National Longitudinal Study of Adolescent Health: Research design. Re- trieved from http://www.cpc.unc.edu/addhealth Chan, R. W., Raboy, B., & Patterson, C. J. (1998). Psychosocial adjustment among children conceived via donor insemination by lesbian and heterosexual mothers. Child Development, 69, 443 457. Crosnoe, R., Erickson, K. G., & Dornbusch, S. M. (2002). Pro- tective functions of family relationships and school factors on the deviant behavior of adolescent boys and girls: Reducing the impact of risky friendships. Youth & Society, 33(4), 515544. Golombok, S. (1999). New family forms: Children raised in solo mother families, lesbian mother families, and in families created by assisted reproduction. In L. Balter & C. S. Tamis-LeMonda (Eds.), Child psychology: A handbook of contemporary issues (pp. 429446). Philadelphia, PA: Psychology Press/Taylor & Francis. Huggins, S. L. (1989). A comparative study of self-esteem of adolescent children of divorced lesbian mothers and divorced heterosexual mothers. In F. W. Bozett (Ed.), Homosexuality and the family (pp. 123135). New York: Harrington Park Press. Matherne, M. M., & Thomas, A. (2001). Family environment as a predictor of adolescent delinquency. Adolescence, 36(144), 655 664. Patterson, C. J. (2000). Family relationships of lesbians and gay men. Journal of Marriage and the Family, 62, 10521069. Patterson, C. J., Fulcher, M., & Wainright, J. (2002). Children of lesbian and gay parents: Research, Law, and Policy. In B. L. Bottoms, M. B. Kovera, & B. D. McAuliff (Eds.), Children and the law: Social science and policy. New York: Cambridge Uni- versity Press. Perrin, E., & the Committee on Psychosocial Aspects of Child and Family Health. (2002). Coparent or second-parent adoption by same-sex partners [Policy statement]. Pediatrics, 109, 339340. Rohner, R. P. (1999). Acceptance and rejection. In D. Livinson, J. Ponzetti, & P. F. Jorgenson (Eds.), Encyclopedia of human emotions (Vol. 1, pp. 614). New York: Macmillan. Sieving, R. E., Beurhing, T., Resnick, M. D., Bearinger, L. H., Shew, M., Ireland, M., Blum, R. W. (2000). Development of adolescent self-report measures from the National Longitudinal Study of Adolescent Health. Journal of Adolescent Health, 28(1), 7381. Silverstein, L. B., & Auerbach, C. F. (1999). Deconstructing the essential father. American Psychologist, 54, 397407. Stacey, J., & Biblarz, T. J. (2001). (How) does the sexual orien- tation of parents matter? American Sociological Review, 66, 159183. Steinberg, L., & Silk, J. S. (2002). Parenting adolescents. In M. H. Bornstein (Ed.), Handbook of parenting: Volume 1. Children and parenting (2nd ed.), Mahwah, NJ: Erlbaum. Stevens, M., Golombok, S., Beveridge, M., & the ALSPAC Study Team. (2002). Does father absence inuence childrens gender development? Findings from a general population study of pre- school children. Parenting: Science and practice, 2, 4760. Tasker, F. L., & Golombok, S. (1997). Growing up in a lesbian family: Effects on child development. New York: Guilford Press. Wainright, J. L., Russell, S. T., & Patterson, C. J. (2004). Psycho- social adjustment, school outcomes, and romantic attractions of adolescents with same-sex parents. Child Development, 75, 18861898. Received April 12, 2004 Revision received September 1, 2005 Accepted October 26, 2005 530 BRIEF REPORTS A-1146 Case: 12-2335 Document: 155-3 Page: 46 08/17/2012 695244 113 CURRENT DIRECTIONS IN PSYCHOLOGICAL SCIENCE What Do We Know About Gay and Lesbian Couples? Lawrence A. Kur de k Wright State University ABSTRACTResearch on gay and lesbian couples is high- lighted with regard to household labor, conflict, satisfac- tion, perceived social support, stability, and the variables that predict relationship quality. Relative to partners from married heterosexual couples, partners from gay and les- bian couples tend to assign household labor more fairly, resolve conflict more constructively, experience similar levels of satisfaction, and perceive less support from family members but more support from friends. The limited data available indicate that gay and lesbian couples may be less stable than married heterosexual couples. The factors that predict relationship quality tend to be the same for gay, lesbian, and heterosexual married couples. Overall, re- search paints a positive picture of gay and lesbian couples and indicates that they tend to be more similar to than different from heterosexual couples. KEYWORDSgay couples; lesbian couples; relationship qual- ity; relationship stability In November 2004, Americans in 11 states voted on whether marriage should be legal for only heterosexual couples. The resounding message from the voters in each of these states was that marriage as a legal institution should, indeed, be reserved only for couples consisting of a man and a woman. One inter- pretation of voters' response to the gay-marriage issue is that most Americans regard gay and lesbian couples as being dif- ferent from heterosexual couples. But what does research on gay and lesbian couples say on this matter? Does evidence support the view that gay and lesbian couples work in ways that are different from the way that heterosexual couples work? Before I examine aspects of these questions, I will address the question of the number of gay and lesbian couples in America. HOW MANY AMERICAN GAY AND LESBIAN COUPLES ARE THERE? Because of the stigma associated with homosexuality, many gay and lesbian persons are reluctant to disclose their sexual orien- tation. Consequendy, there are no definitive data on the number of gay and lesbian Americans. Perhaps the best available estimates were derived by Laumann, Gagnon, Michael, and Michaels (1994), who interviewed a national sample of 1,511 men and 1,921 women. Of this sample, 4.9% of the men and 4. 1% of the women reported having engaged in sexual behavior with a person of their own sex since the age of 18, 6.2% of the men and 4.4% of the women re- ported having been attracted to a person of their own sex, and 2.8% of the men and 1.4% of the women identified themselves with a label denoting same-sex sexuality (e.g., homosexual). Given the difficulty in estimating the number of gay and lesbian Americans, it is not surprising that there are also no definitive data on the number of gay and lesbian American couples. However, changes in the way information about households is collected in the United States Census have allowed estimates of the number of households headed by a person with a same-sex partner to be obtained. Data from the Census of 2000 (Simons & O'Connell, 2003) indicate that of the 5.5 million couples who were living to- gether but not married, about 1 in 9 were same-sex couples. Of these couples, 301,026 involved male partners and 293,365 in- volved female partners. Children under the age of 18 resided with 22% of the male couples and with 33% of the female couples. Because presenting oneself publicly as gay or lesbian opens the door to discrimination and even violence, estimates of the number of gay and lesbian individuals and couples are most assuredly underestimates. Nonetheless, it is clear that, despite a generally inhospitable social climate, being part of a couple is integral to the lives of many gay men and lesbians. Next, topics of particular relevance to gay and lesbian couples are reviewed. Address correspondence to Larry Kurdek, Department of Psycholo- gy, Wright State University, Dayton, OH 45435-0001; e-mail: larry. kurdek@wright.edu. TOPICS RELEVANT TO GAY AND LESBUN COUPLES Household Labor One perception of partners from happy couples is that each partner does something to contribute to the overall well-being of Volume 14Number 5 Copyright 2005 American Psychological Society 251 A-1147 Case: 12-2335 Document: 155-3 Page: 47 08/17/2012 695244 113 Gay and Lesbian Couples the couple. When members of a couple live together, the extent to which they depend on each other increases, making it likely that the general issue of "Who does what?" has to be confronted. For many heterosexual couples, biological sex is one major factor that determines which roles partners assume. For exam- ple, despite major changes in the number of American women who work outside the home, wives still do the majority of household tasks (Artis & Pavalko, 2003). Given the persistence with which biological sex is used to assign roles relevant to household labor in heterosexual couples, the division of household labor for gay and lesbian couples provides one way to examine how roles in relationships get assigned independently of biological sex. Three conclusions emerge from studies of how members of gay and lesbian couples divide household labor (e.g., Carrington, 1999). First, members of gay and lesbian couples do not assign roles for household labor such that one partner is the "husband" and the other partner is the "wife." Second, although members of gay and lesbian couples do not divide household labor in a perfectly equal manner, they are more likely than members of heterosexual couples to negotiate a balance between achieving a fair distribution of household labor and accommodating the different interests, skills, and work schedules of particular partners. This pattern of negotiation holds true even when cou- ples have children living with them (Patterson, 2000). Third, as couples become more established, partners are likely to spe- cialize in the household tasks they do, perhaps as one way of getting household tasks done efficiently. Conflict Conflict is inevitable in any relationship. In heterosexual cou- ples, conflict is often thought to occur because of systematic differences in how men and women perceive their worlds. If this view of relationship conflict is valid, then one might expect that partners from same-sex couples would resolve conflict better than partners from heterosexual couples do because they per- ceive their worlds through similar lenses. Research supports this expectation. Gottman et al. (2003) videotaped partners from gay, lesbian, and married heterosexual couples discussing problems in their relationships and then coded the emotions expressed by the partners in the course of the discussions. The researchers found that, relative to heterosexual partners, gay and lesbian partners began their discussions more positively and were more likely to maintain a positive tone throughout the course of the discussion. Findings from survey data also indicate that partners from gay and lesbian couples resolve conflict more positively than spouses from married couples do: They argue more effectively, are less likely to use a style of conflict resolution in which one partner demands and the other partner withdraws, and are more likely to suggest possible solutions and compromises (Kurdek, 2004a). Gottman et al. speculated that partners from gay and lesbian couples handle conflict more positively than spouses from heterosexual couples do because they value equality more and have fewer differences in power and status between them. It is of note that, although partners from gay and lesbian couples tend to resolve conflict more positively than spouses from married couples do, partners from gay, lesbian, and het- erosexual couples are likely to disagree over the same issues. In a study in which partners rated how frequently they fought over 20 specific issues (Kurdek, 2004b), differences between gay, lesbian, and heterosexual couples were largely nonexistent. Equally striking was the finding that partners from gay, lesbian, and heterosexual couples identified the same areas as sources of the most conflict: finances, affection, sex, being overly critical, driving style, and household tasks. Thus, differences in conflict resolution appear to be due to how conflict is handled rather than to what the conflict is about. Percei ved Suppor t for t he Relationship Based on evidence that the level of support from members of one's social network affects the health of one's relationship, current theories about relationships (e.g., Huston, 2000) rec- ognize that relationships develop within social contexts. Several studies have examined the extent to which members of gay and lesbian couples perceive support for their relationships (e.g., Kurdek, 2004a). Relative to spouses from heterosexual couples, partners from gay and lesbian couples are less likely to name family members as support providers and are more likely to name friends as support providers. These differences are notable because they are among the largest differences found in com- parisons between heterosexual and gay or lesbian couples. The lack of family support for one's primary close relationship is often viewed as a unique stressor for gay men and lesbians and perhaps represents the overall lack of legal, social, political, economic, and religious support that gay and lesbian partners experience for their relationships. On the other hand, the high level of support that gay and lesbian partners enjoy from friends has been viewed as one way in which they compensate for the absence of institutionalized support. Satisfaction Nearly all available evidence indicates not only that gay men and lesbians are, on average, satisfied with their relationships, but that their level of satisfaction is at least equal to that reported by spouses from married heterosexual couples (Blumstein & Schwartz, 1983; Kurdek, 2001). Further, longitudinal data from partners from gay, lesbian, and heterosexual couples indicate that, for each type of couple, self-reported relationship quality is relatively high at the start of the relationship but decreases over time (Kurdek, 1998). Stability Perhaps the most important "bottom-line" question asked about gay and lesbian couples is whether their relationships last. Be- 252 Volume 14Number 5 A-1148 Case: 12-2335 Document: 155-3 Page: 48 08/17/2012 695244 113 Lawrence 4 Kurdek cause survey data (see Kurdek, 2004b) indicate that between 8% and 2 1 % of lesbian couples and between 18% and 28% of gay couples have lived together 10 or more years, it is clear that gay men and lesbians can and do build durable relation- ships. More detailed information on the stability of gay and lesbian relationships is limited because few studies have fol- lowed the same samples of gay and lesbian couples over time. Nonetheless, findings from three studies are relevant. Kurdek (2004a) reported that for 126 gay couples and 101 lesbian couples assessed annually up to 12 times, 24 of the gay couples (19%) and 24 of the lesbian couples (24%) dissolved their relationships. With controls for demographic variables (e.g., length of cohabitation), the difference in the rate of dis- solution for gay and lesbian couples was not significant. Over a comparable period of 11 annual assessments, 70 of 483 hetero- sexual married couples (15%) ended their relationships. With controls for demographic variables, the dissolution rate for heterosexual couples was significantly lower than that for either gay or lesbian couples. In their 18-month follow-up survey of partners from 1,021 married heterosexual couples, 233 cohabiting heterosexual couples, 493 cohabiting gay couples, and 335 cohabiting lesbian couples, Blumstein and Schwartz (1983) found that 4% of the married couples, 14% of the cohabiting heterosexual cou- ples, 13% of the cohabiting gay couples, and 18% of the co- habiting lesbian couples had dissolved their relationships. Although these authors reported no statistical comparisons, my analyses of their data indicated that, although rates of dissolution did not differ for either gay couples versus lesbian couples or for gay and lesbian couples versus cohabiting heterosexual couples, both gay and lesbian couples were more likely to dissolve their relationships than married heterosexual couples were. Andersson, Noack, Seierstad, and Weedon-Fekjaer (2004) examined differences in the dissolution rates of gay and lesbian registered partnerships in Norway and in Sweden. Because registered partnerships were first made available in Norway in 1993 and in Sweden in 1995, dissolution rates are necessarily based on couples with legal unions of relatively short duration. For both countries, dissolution rates were significantly higher for lesbian couples than they were for gay couples. In Norway, 56 out of 497 lesbian partnerships were dissolved (11.26%) as com- pared to 62 out of 796 gay partnerships (7.78%). In Sweden, 117 out of 584 lesbian partnerships were dissolved (20.03%) as compared to 135 out of 942 gay partnerships (14.33%). In comparison, the percentage of dissolved heterosexual marriages in Sweden was 8%. For both countries, the higher rate of dis- solution for lesbian couples than for gay couples persisted even when statistical analyses controlled for length of the partnership (which, if different between the two groups, can produce illusory differences in gay and lesbian couples' stability). In sum, the data are too scant to warrant any conclusions about the relative stability of gay and lesbian couples. However, it is of note that Blumstein and Schwartz's (1983) data indicated that the dissolution rate for cohabiting heterosexual couples was similar to that for both cohabiting gay couples and cohabiting lesbian couples. Unlike spouses from married heterosexual couples who experience social, religious, and legal barriers to leaving their relationships, cohabiting coupleswhether gay, lesbian, or heterosexualhave no such institutionalized barri- ers. Further, although some gay and lesbian couples raise chil- dren, the majority do not (Simons & O'Connell, 2003), thereby removing another significant barrier to dissolution. Thus, per- haps what is most impressive about gay and lesbian couples is not that they may be less stable than heterosexual married couples, but rather that they manage to endure without the benefits of institutionalized supports. Factors Predicting Relationship Quality One way of determining whether the relationships of gay men and lesbians work the same way the relationships of hetero- sexual persons do is to see if the links between variables known to be relevant to relationship functioning and relationship quality are as strong for gay and lesbian partners as they are for heterosexual married partners. The predictors of relationship quality that have been examined usually come from four classes of variables commonly used in research on relation- ships (e.g., Huston, 2000). These include characteristics each partner brings to the relationship (such as personality traits), how each partner views the relationship (such as level of trust), how partners behave toward each other (such as com- munication and conflict-resolution styles), and perceived level of support for the relationship (such as that from family members and friends). The relevant findings are easily summarized. Nearly all studies (e.g., Kurdek, 2004a) find that the links between varia- bles from the four classes just listed and relationship quality for gay and lesbian couples do not differ from the parallel links for heterosexual married couples. That is, the extent to which re- lationship quality is predicted by these four kinds of variables tends to be as strong for gay and lesbian couples as it is for heterosexual couples. Thus, despite external differences in how gay, lesbian, and heterosexual couples are constituted, the re- lationships of gay and lesbian partners appear to work in much the same way as the relationships of heterosexual partners do. Based on evidence that gay and lesbian relationships are in- fluenced by the same set of factors that influence heterosexual marriages, institutionalized support for gay and lesbian rela- tionships might be expected to enhance the stability of these relationships just as it does for heterosexual marriages. In fact, this reasoning formed one of the bases for the American Psy- chological Association's passing a resolution declaring it unfair and discriminatory to deny same-sex couples legal access to civil marriage and all its attendant benefits, rights, and privi- leges (American Psychological Association, 2004). Volume 14Number 5 253 A-1149 Case: 12-2335 Document: 155-3 Page: 49 08/17/2012 695244 113 Gay and Lesbian Couples ISSUES FOR FUTURE RESEARCH REFERENCES Future research on gay and lesbian couples needs to address several key issues. One is sampling: Because most studies have used convenience samples of mostly white and well-educated partners, the extent to which findings generalize to the larger population of gay and lesbian couples is unknown. Problems with regard to sampling may be eased as specialized popula- tionssuch as couples with civil unions from states with open recordsbecome identified. Another issue is research methods: Most studies on gay and lesbian couples have used self-report surveys. Future work could address some of the biases associ- ated with self-report data by employing behavioral observations as well as peer or partner ratings. The life course of gay and lesbian relationships is another area requiring further research. Because gay and lesbian courtship is a fairly hidden process, littie is known about how gay and lesbian relationships develop from courtship to cohabitation to marriage- like unions with high commitment. Recruiting dating couples for longitudinal research, however, remains a challenge. It is also necessary to establish what variables are unique to gay and lesbian persons. Most research has used theories and methods derived from work with heterosexual couples, so little is known about how variables unique to gay and lesbian personssuch as negotiating a private and public identity as a gay or lesbian personaffect the quality of their relationships. Finally, it is necessary to learn more about the forces that help stabilize relationships. Because it is unlikely that all American gay and lesbian couples will soon have the option to marry, they will need to continue to rely on less in- stitutionalized forces to maintain the stability of their relation- ships. These include psychological processes such as commitment and social processes such as level of integration into the support systems of family, friends, and coworkers. Recommended Readi ng Kurdek, L.A. (2001). (See References) Kurdek, L.A. (2003). Differences between gay and lesbian cohabiting couples. Journal of Social Personal Relationships, 20, 411-^136. Kurdek, L.A. (2004a). (See References) Patterson, C.J. (2000). (See References) Peplau, L.A., & Beals, K.P. (2004). The family lives of lesbians and gay men. In A.L. Vangelisti (Ed.), Handbook of family communication (pp. 233-248). Mahwah, NJ: Erlbaum. American Psychological Association (2004). Resolution on sexual ori- entation and marriage. Retrieved November 14, 2004 from http:// www.apa.org/pi/lgbc/policy/marriage.pdf Andersson, G., Noack, T., Seierstad, A., & Weedon-Fekjaer, H. (2004). The demographics of same-sex "marriages " in Norway and Sweden. Rostock, Germany: Max-Planck Institute for Demographic Re- search. Retrieved November 14, 2004 from http://www.demogr. mpg.de/papers/working/wp-2004-018.pdf. Artis, J.E., & Pavalko, E.K. (2003). Explaining the decline in women's household labor: Individual change and cohort differences. Jour- nal of Marriage and Family, 65, 746- 761. Blumstein, P., & Schwartz, P. (1983). American couples: Money, work, sex. New York: William Morrow. Carrington, C. (1999). Noplace like home: Relationships and family life among lesbians and gay men. Chicago: University of Chicago Press. Gottman, J.M., Levenson, R.W., Swanson, C, Swanson, K., Tyson, R., & Yoshimoto, D. (2003). Observing gay, lesbian, and heterosexual couples' relationships: Mathematical modeling of conflict inter- action. Journal of Homosexuality, 45, 65- 91. Huston, T.L. (2000). The social ecology of marriage and other intimate unions. Journal of Marriage and the Family, 62, 298- 320. Kurdek, L.A. (1998). Relationship outcomes and their predictors: Longitudinal evidence from heterosexual married, gay cohabiting, and lesbian cohabiting couples. Journal of Marriage and Family, 60, 553- 568. Kurdek, L.A. (2001). Differences between heterosexual-nonparent couples and gay, lesbian, and heterosexual-parent couples. Jour- nal of Family Issues, 22, 727- 754. Kurdek, L.A. (2004a). Are gay and lesbian cohabiting couples really different from heterosexual married couples? Journal of Marriage and Family, 66, 880- 900. Kurdek, L.A. (2004b). Gay men and lesbians: The family context. In M. Coleman & L.H. Ganong (Eds.), Handbook of contemporary fam- ilies: Considering the past, contemplating the future (pp. 96-115). Thousand Oaks, CA: Sage. Laumann, E.O., Gagnon, J.H., Michael, R.T., & Michaels, S. (1994). The social organization of sexuality: Sexual practices in the United States. Chicago: University of Chicago Press. Patterson, CJ . (2000). Family relationships of lesbians and gay men. Journal of Marriage and Family, 62, 1052-1069. Simons, T, & O'Connell, M. (2003). Married-couple and unmarried- partner households: 2000. Washington, DC: U.S. Census Bureau. Retrieved November 14, 2004, from http://www.census.gov/prod/ 2003pubs/censr-5.pdf 254 Volume 14Number 5 A-1150 Case: 12-2335 Document: 155-3 Page: 50 08/17/2012 695244 113 The Gay Science What do we know about the effects of same-sex parenting? By Ann Hulbert Posted Friday, March 12, 2004, at 3:16 PM ET First comes love, t hen comes marr iage, t hen comes baby in t he baby carr iage: So far, t he gay marriage debat e has been about right s and romance and, of cour se, religion. Advocat es and opponent s alike have been not ably quiet about a fourt h " R" raising children. But when t he r het or ic heat s up, we' ll doubt less hear plent y from each side about t he research on same- sex par ent ing and it s effect s on kids. What ' s surpr ising is t hat bot h camps have conver ged lat ely on a very basic point : The exist ing science is met hodologically flawed and ideologically skewed. Don' t count on t hat consensus, however, t o dampen t he feud. You wouldn' t guess from t he curr ent "expert " posit ion on homosexual child- rear ing t hat t he dat a ar e in any doubt . Two year s ago, t he American Academy of Pediat r ics put it s impr imat ur on t he st ance adopt ed by t he Amer ican Psychiat r ic Associat ion in 2000. An ar t icle in Pediat rics pronounced t hat " a growing body of scient ific lit erat ur e demonst rat es t hat children who gr ow up wit h 1 or 2 gay and/ or lesbian parent s fare as well in emot ional, cognit ive, social, and sexual funct ioning as do children whose parent s are het erosexual. " But behind t he scenes, skept ics have emergedand from an unexpect ed quart er. I t ' s har dly st art ling t o find conservat ive family- values crusaders and opponent s of gay mar riage balking at t he ver dict and challenging t he validit y of several decades' wort h of dat a. As one of t he most sober of t hem, St even Nock of t he Universit y of Virginia, wr ot e in an affidavit in last year' s Ont ar io Superior Cour t gay marriage case, " not a single one of t hose st udies was conduct ed according t o gener ally accept ed st andar ds of scient ific research. " What ' s j ar ring is t o hear champions of family diversit y and gay mar riage chiming in. Who would have predict ed t his camp would come up wit h t he most incisive cr it ique of t he claim t hat research has proved t here ar e no differences bet ween kids r aised by gay and st raight parent s? Whenever advocat es shoot down findings t hat wor k in t heir favor, t he result car ries ext ra credibilit y. I n t his case it helps, t oo, t hat t he pr ofessor st epping for t h t o do so, Judit h St acey, is a well- known sociologist whose st r ident advocacy of " alt ernat ive" families has made her a nemesis of t radit ionalist s. St acey' s st ringent assessment of 21 of t he bet t er st udies on gay child- rear ing, in an ar t icle t it led " ( How) Does t he Sexual Or ient at ion of Parent s Mat t er ?" cut t hrough t he ideological st at ic t hat such a charged ar ea of research almost inevit ably gener at es. ( Co- aut hored wit h Timot hy J. Biblar z, it appear ed in t he Amer ican Sociological Review in 2001. ) St acey r eadily concurred wit h t he t r adit ionalist cr it ics' charge t hat scholarship in t he st ill- fledgling field of gay parent ing has been conduct ed almost ent irely by resear chers sympat het ic t o gay concerns. This is precisely why she set out t o subj ect t he st udies t o a "height ened degr ee of crit ical scr ut iny. " She focused in on t he difficult ies t hat have st ymied good, syst emat ic wor k. For st art ers, when t he first small st udies comparing children of het ero- and homosexual par ent s came out in t he lat e 1970s, it was impossible t o obt ain represent at ive samplesand it st ill is. Aft er all, nobody really knows how big t he populat ion of homosexual- headed families wit h kids is or what it looks like. ( The gener al demogr aphic profile of such households is only beginning t o emerge. Dat a fr om t he 1990 Census suggest ed t hat 27 percent of lesbians in same- sex couples had given birt h t o children; bet ween 5 percent and 17 per cent of gay male households included kids. Est imat es of t he number of kids of gay and lesbian parent s range from 6 million t o 10 million, accor ding t o a group called COLAGE, or Childr en of Lesbians and Gays Everywhere.) Part ly because Adver t isement
KEEPING AN EYE ON KIDS AND PARENTS. : / HOME SANDBOX PRINT DISCUSS E-MAIL RSS RECOMMEND... REPRINTS SINGLE PAGE 8 Like Page 2 of 5 The research on gay parenting. - By Ann Hulbert - Slate Magazine 8/9/2011 http://www.slate.com/id/2097048/pagenum/all/ A-1151 Case: 12-2335 Document: 155-3 Page: 51 08/17/2012 695244 113 researcher s ar e dealing wit h subj ect s who have not exact ly clamored t o be count ed and measur ed, samples have been small and anyt hing but r andomt hey consist of adult s and children who get r eferred or recruit ed. The r esult ing dat a have been heavily slant ed t o well- educat ed whit e families and overwhelmingly t o lesbian parent s r at her t han gay men wit h kids. The problems don' t st op t here. A chunk of t he gay- parent ing lit erat ure dat es t o t he 1980s, when researcher s drew most ly on children born in het erosexual mar riages t hat dissolved before or aft er a parent came out . ( I t was a decade during which st udies of divorced- and single- parent families in general mult iplied. ) Wit h t his " t ransit ional generat ion, " it ' s impossible t o disent angle t he effect s of parent s' sexual or ient at ion from t hose of divorce, of t he r evelat ion of homosexualit y, and of re- part ner ing. And what ever impact social st igma had t hen, it ' s sur ely changed somewhat now t hat same- sex par ent hood is mor e visible. Finding suit able cont r ol gr oups is t r icky, t oo. I n t he past , children of divorced single mot hers have oft en served as t he point of comparison, even t hough once- mar ried lesbian mot hers are more likely t han t heir het erosexual peers t o be living wit h new par t ners. Only in t he 1990s have some ( small) st udies mat ched up children of homosexual and het er osexual donor - inseminat ion couples. Given t he limit at ions of such shaky cr oss- sect ional r esearch, longit udinal st udies would be ver y usefulespecially since t here' s so much int er est in development al issues, including t he evolut ion of kids' gender ident it ies and sexual or ient at ions when t hey gr ow up wit h gay par ent s. Almost nobody, however, has t racked gay and lesbian families over t ime. But St acey' s boldest move is t o challenge not j ust t he met hodology but t he fundament al assumpt ion t hat has infor med t he bulk of gay parent ing st udies: t he idea t hat it would be damning t o discover t hat kids of gay parent s deviat ed in any way from kids growing up wit h moms and dads. As ot her cr it ics have point ed out , t he defensive goal of proving sameness is almost a guarant ee of weak science. ( The hypot hesis t hat bot h groups of kids ar e alike is hard t o rule out , but t hat doesn' t mean you' ve est ablished t hat t here are no differ ences. ) That " het er osexist " bias, St acey ar gues, has also encouraged resear chers t o fudge result s, anxiously claiming homogeneit y wher e t here' s act ually some variet y. Why, she asks, buy int o t he view t hat "differences indicat e deficit s"? Her quest ion is a good one t o guide fut ure wor k. But r ight now, it seems t o be inspir ing yet more dubious science, as t he admit t edly weak evidence is now sift ed for indicat ions t hat gay parent s and t heir kids do in fact diver ge from het erosexual familiesand in advant ageous ways. Dip int o a r ecent book called The Gay Baby Boom, by Suzanne M. Johnson and Elizabet h O' Connor , and you' ll find t he muddled dat a oft en summoned as pr oof of t he dist inct iveness of gay child- rear ing, rat her t han it s equivalence t o t he het erosexual version. Out comes a port r ait of egalit ar ian, consist ent , harmonious, and " aut hor it at ive" ( warm but not lax) lesbian co- parent ing t hat moms and dads might learn from. ( Dads, it seems, t end t o lag on par ent ing skills t est s. ) Digging around in t he exist ing dat a on kids of gay par ent s leads t he aut hors and ot hers t o similarly rosy speculat ions t hat t hese childr en ar e unusually open- minded. Some st udies, for example, show boys playing less aggressively and behaving more " chast ely" as yout hs, while gir ls' early int erest s are more andr ogynous and t heir adolescence evident ly somewhat more sexually advent urous. On t he hot t opic of sexual or ient at ion, t he only long- t erm st udy of lesbian- headed families report s 64 percent of t he young adult children saying t hey' ve consider ed same- sex relat ionships ( compared t o 17 percent wit h het erosexual parent s) alt hough t her e is no st at ist ical difference bet ween t he number in bot h groups who ident ify t hemselves as gay, lesbian, or bisexual. * From t he perspect ive of sympat hizer s wit h t he gay mar riage cause, t he bot t om line of t his t urn- of- t he- millennium revisionism is ver y upbeat : Kids of gays and lesbians are now j udged t o far e as well as or bet t er t han children of het er osexualsespecially, advocat es not e, when you fact or in t he prej udice and ot her pressures t hat such kids may face. The fact t hat t hey hold t heir own wit h children from mor e convent ional families is read as an augury of unusual r esilience ( and some st udies even report finding t hem more emot ionally expressive) . But you can bet t hat Focus on t he Family and ot her conservat ives are likely t o t ake a rat her dimmer view of t his lat est t wist on t he dat a. What pro- gay scholars hail as signs of empat het ic flexibilit y are t he kind of gender- bending proclivit ies t hat provide grist for more ant igay alarm. The idea of " andr ogynous" parent ing, t oget her wit h t oler ance of fluid not ions of sexual ident it y, comes awfully close t o t he spect er of queer parent s spawning queer kids t hat haunt s right - wing child- rear ing expert / polit ical advocat e James Dobson and his follower s, among ot hers. But wait : All t he evidenceas bot h sides acknowledgeis seriously flawed and doesn' t begin t o supply anyt hing like solid suppor t for eit her t he hopes of gay family harmony or t he fears about scar red children and skewed parent ing. And unt il gay couples ar e allowed t o mar ry, t here can' t possibly be decent st udies of whet her t he honor able est at e confer s t he same benefit s on kids whose par ent s ar e t he same sex as it does on t hose who have a mom Summer Reading Top Kid's Picks (Patch - Babylon Village, NY) Pleasantville Pediatrician Talks ADHD (Patch - Pleasantville-Briarcliff Manor, NY) Female Anatomy Changes Post-Partum (Baby Health Guru) Olney: Montero to Yanks 'imminent' (ESPN)
Too Much TV Can Make Your Sick Child Even Sicker (The Stir By CafeMom) Page 3 of 5 The research on gay parenting. - By Ann Hulbert - Slate Magazine 8/9/2011 http://www.slate.com/id/2097048/pagenum/all/ A-1152 Case: 12-2335 Document: 155-3 Page: 52 08/17/2012 695244 113 and a dad. I n t he meant ime, it ' s quit e clear t hat t he absence of good science won' t and shouldn' t set t le a fraught debat e. What will help clarify it ar e experiences like mine, wat ching my sist er and her par t ner sharing t he har d wor k and t he happiness of r aising t heir daught er . I can' t t hink of a bet t er argument for gay marr iage t han t hat . Cor r ect i on, Mar ch 22, 2004: The original version of t his piece st at ed t hat t he same per cent age of young adult children of homosexual and het erosexual mot hers ident ified t hemselves as gay, lesbian, or bisexual. I n fact , t he r esearchers discover ed no st at ist ical difference in t he number of young adult children from bot h groups who ident ified as gay or lesbian. ( Ret urn t o cor rect ed sent ence. ) An n Hu l ber t i s t h e au t h or of Rai si n g Amer i ca: Ex per t s, Par en t s, an d a Cen t u r y of Ad v i ce Abou t Ch i l dr en . I l l u st r at i on b y Rob er t Neu b eck er . Ph ot og r ap h of t h e t wo b r i d es on Sl a t e ' s h om e p ag e b y Lou Dem at t ei s/ Reu t er s. Ph ot og r ap h of t w o mot h er s an d a b ab y on Sl a t e ' s h om e p ag e b y Ji m Er i ck son / CORBI S.
Like 8 people like this. MORE FROM SLATE MORE FROM THE WEB Sponsor ed Li nk s Ar e y ou pr egnant ? Lear n t he science behind baby' s cord blood st em cells - get info kit t oday! Cor dblood. com Login required, click here t o begin This Page Follow Cancel Post Post Social Networking by Echo Or join the discussion on the Fray 0 Comments Add Yours Like This Story z House Republ i cans def ense of DOMA w i l l be r oot ed i n t hei r ow n ugl y hi st or y. z I s Mar cus Bachmann gay ? Dan Sav age and Jon St ew ar t t hi nk gaydar answ er s t he quest i on. They ' r e w r ong. z Most Amer i cans now suppor t gay mar r i age. But t hey can' t l egal i ze i t , t hank s t o t he v ot er s of 2004. z Ti m Tebow ' s Non - Abor t i on
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Page 4 of 5 The research on gay parenting. - By Ann Hulbert - Slate Magazine 8/9/2011 http://www.slate.com/id/2097048/pagenum/all/ A-1153 Case: 12-2335 Document: 155-3 Page: 53 08/17/2012 695244 113 - > i-1 J * - THE CASE FOR Marriage Why Married People Are Happier, Healthier, and Better Off Financially Linda J. Waite Maggie Gallagher BROADWAY BOOKS New York WKJ itlffi A-1154 Case: 12-2335 Document: 155-3 Page: 54 08/17/2012 695244 113 To Rafc A hardcover of this book was originally published in 2000 by Doubleday, a division of Random House, Inc. It is here reprinted by arrangement with Doubleday. THE CASE FOR MARRIAGE. Copyright 2000 by Linda J. Waite and Maggie Gallagher. All rights reserved. Printed in the United States of America. No part of this book may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or by any information storage and retrieval system, without written permission from the publisher. For information address: Broadway Books, a division of Random House, Inc., 1540 Broadway, New York, NY 10036 Broadway Books titles may be purchased for business or promotional use or for special sales. For information, please write to: Special Markets Department, Random House, Inc., 1540 Broadway, New York, NY 10036. BROADWAY BOOKS and its logo, a letter B bisected on the diagonal, are trademarks of Broadway Books, a division of Random House, Inc. Visit our website at www.broadwaybooks.com First Broadway Books trade paperback edition published November 2001 Designed by Carla Bolte The Library of Congress has cataloged the hardcover as follows: Waite, Linda J. The case for marriage/Linda J. Waite and Maggie Gallagher.1st ed. p. cm. Includes bibliographical references and index. 1. Married couplesUnited States^Psychology. 2. Man-woman relationshipsUnited States. 3. Single peopleUnited States^Psychology. I. Gallagher, Maggie. II. Title. HQ536.W33 2000 360.81'0973dc2i 00-022672 ISBN 0-7679-0632-2 "f: A-1155 Case: 12-2335 Document: 155-3 Page: 55 08/17/2012 695244 113 R^V'. >,-- V' - J - - LIF WITHOUT FATHER Compelling new evidence that fatherhood and marriage are indispensable for the good of children and society DAVID POPENOE ii MARTIN KESSLER BOOKS THE FREE PRESS New York London Toronto Sydney Tokyo Singapore IS^!1 ^ | M * S l " S 5 * ^ ^ , ^ ^ - ^ ^ S ^ - ^ - ^ w * ^ sa A-1156 Case: 12-2335 Document: 155-3 Page: 56 08/17/2012 695244 113 THE FREE PRESS A Division of Simon & Schuster Inc 1230 Avenue of the Amencas New York NY 10020 Copyright 1996 b) David Popenoe All nghts reserved including the right of reproduction in whole or in part m any form THE FREE PRESS and colophon are trademarks of Simon & Schuster Inc Designed by Carla Bolte Manufactured m the United States of America 10 9 8 7 6 ^ 4 3 2 1 Library of Congress Cataloging in Publication Data Popenoe David 1932- Life without father compelling new evidence that fatherhood and mamage are indispensable for the good of children and societ) / David Popenoe p cm Includes bibliographical references (p ) and index ISBN 0-684-82297-0 1 Fatherless familyUnited States 2 FatherhoodUnited States 3 Fathers United States 4 Paternal depnvationUnited States 5 Children of single parents United States 6 United StatesSocial conditions I Title HQ756 P65 1996 306 874 2-dc20 95-46z33 CIP A-1157 Case: 12-2335 Document: 155-3 Page: 57 08/17/2012 695244 113 HeinOnline -- 15 J.L. & Pol. 581 1999 A-1158 Case: 12-2335 Document: 155-3 Page: 58 08/17/2012 695244 113 HeinOnline -- 15 J.L. & Pol. 582 1999 A-1159 Case: 12-2335 Document: 155-3 Page: 59 08/17/2012 695244 113 HeinOnline -- 15 J.L. & Pol. 583 1999 A-1160 Case: 12-2335 Document: 155-3 Page: 60 08/17/2012 695244 113 HeinOnline -- 15 J.L. & Pol. 584 1999 A-1161 Case: 12-2335 Document: 155-3 Page: 61 08/17/2012 695244 113 HeinOnline -- 15 J.L. & Pol. 585 1999 A-1162 Case: 12-2335 Document: 155-3 Page: 62 08/17/2012 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695244 113 HeinOnline -- 15 J.L. & Pol. 633 1999 A-1210 Case: 12-2335 Document: 155-3 Page: 110 08/17/2012 695244 113 HeinOnline -- 15 J.L. & Pol. 634 1999 A-1211 Case: 12-2335 Document: 155-3 Page: 111 08/17/2012 695244 113 HeinOnline -- 15 J.L. & Pol. 635 1999 A-1212 Case: 12-2335 Document: 155-3 Page: 112 08/17/2012 695244 113 HeinOnline -- 15 J.L. & Pol. 636 1999 A-1213 Case: 12-2335 Document: 155-3 Page: 113 08/17/2012 695244 113 HeinOnline -- 15 J.L. & Pol. 637 1999 A-1214 Case: 12-2335 Document: 155-4 Page: 1 08/17/2012 695244 185 HeinOnline -- 15 J.L. & Pol. 638 1999 A-1215 Case: 12-2335 Document: 155-4 Page: 2 08/17/2012 695244 185 HeinOnline -- 15 J.L. & Pol. 639 1999 A-1216 Case: 12-2335 Document: 155-4 Page: 3 08/17/2012 695244 185 HeinOnline -- 15 J.L. & Pol. 640 1999 A-1217 Case: 12-2335 Document: 155-4 Page: 4 08/17/2012 695244 185 HeinOnline -- 15 J.L. & Pol. 641 1999 A-1218 Case: 12-2335 Document: 155-4 Page: 5 08/17/2012 695244 185 HeinOnline -- 15 J.L. & Pol. 642 1999 A-1219 Case: 12-2335 Document: 155-4 Page: 6 08/17/2012 695244 185 HeinOnline -- 15 J.L. & Pol. 643 1999 A-1220 Case: 12-2335 Document: 155-4 Page: 7 08/17/2012 695244 185 HeinOnline -- 15 J.L. & Pol. 644 1999 A-1221 Case: 12-2335 Document: 155-4 Page: 8 08/17/2012 695244 185 Demographic, Psychological, and Social Characteristics of Self-Identified Lesbian, Gay, and Bisexual Adults in a US Probability Sample Gregory M. Herek & Aaron T. Norton & Thomas J. Allen & Charles L. Sims Published online: 3 March 2010 # The Author(s) 2010. This article is published with open access at Springerlink.com Abstract Using data from a US national probability sample of self-identified lesbian, gay, and bisexual adults (N=662), this article reports population parameter estimates for a variety of demographic, psychological, and social variables. Special emphasis is given to information with relevance to public policy and law. Compared with the US adult population, respondents were younger, more highly educated, and less likely to be non-Hispanic White, but differences were observed between gender and sexual orientation groups on all of these variables. Overall, respondents tended to be politically liberal, not highly religious, and supportive of marriage equality for same-sex couples. Women were more likely than men to be in a committed relationship. Virtually all coupled gay men and lesbians had a same-sex partner, whereas the vast majority of coupled bisexuals were in a heterosexual relationship. Compared with bisexuals, gay men and lesbians reported stronger commitment to a sexual- minority identity, greater community identification and involvement, and more extensive disclosure of their sexual orientation to others. Most respondents reported experiencing little or no choice about their sexual orientation. The importance of distinguishing among lesbians, gay men, bisexual women, and bisexual men in behavioral and social research is discussed. Keywords Lesbians . Gay men . Bisexuals . Public policy . Sampling . Survey research . Committed relationships . Politics and religion . Identity, community, and disclosure Empirical studies using nonrepresentative samples of gay men and lesbians show that the vast majority of participants have been involved in a committed relationship at some point in their lives [and] that large proportions are currently involved in such a relationship.... (American Psychological Association 2007, pp. 1415) ...[D]ata are not available to indicate the exact number of lesbian and gay parents in the United States.... (American Psychological Association 2007, p. 25) Most or many gay men and lesbians experience little or no choice about their sexual orientation. (American Psychological Association 2003, p. 8) These three passages, all excerpted from amicus briefs submitted jointly by the American Psychological Associa- tion (APA) and other professional organizations in court cases involving gay rights, illustrate some of the ways in which descriptive data about the lesbian, gay, and bisexual population are relevant to policy debates. In each instance, the APA and its co-amici summarized current knowledge about an aspect of the US gay, lesbian, and bisexual population that was relevant to a question being considered by the courtrespectively, how many gay men and lesbians are involved in a committed relationship, how many are parents, and how many experience their sexual orientation as a choice. Yet, in each instance, the briefs could not provide definitive population estimates because relevant data were not available from nationally represen- G. M. Herek (*) : A. T. Norton : T. J. Allen : C. L. Sims Psychology Department, University of California, One Shields Avenue, Davis, CA 95616-8686, USA e-mail: gmherek@ucdavis.edu A. T. Norton e-mail: atnorton@ucdavis.edu T. J. Allen e-mail: tjallen@ucdavis.edu Sex Res Soc Policy (2010) 7:176200 DOI 10.1007/s13178-010-0017-y A-1222 Case: 12-2335 Document: 155-4 Page: 9 08/17/2012 695244 185 tative samples of self-identified gay, lesbian, and bisexual adults. The need for data describing the gay, lesbian, and bisexual population is not limited to legal proceedings. As Black et al. (2000) have noted, such data are relevant to a wide variety of policy debates in the USA, including those about initiatives designed to prohibit discrimination based on sexual orientation, public policy concerning the provi- sion of benefits to same-sex couples, military policy concerning service by openly gay personnel, and lesbian and gay parental rights. They observed that informed policy analysis about these issues requires accurate demo- graphic information about the lesbian and gay population (Black et al. 2000, p. 139). Population data describing lesbians, gay men, and bisex- uals also have important scientific implications insofar as they can inform researchers who study the gay, lesbian, and bisexual population. Examination of demographic, social, and psychological patterns in the population, for example, can highlight gaps in current scientific knowledge and suggest hypotheses for empirical testing. Reliable estimates of the extent to which various characteristics and experiences are present in the sexual-minority population can also assist researchers in interpreting data from nonprobability samples and assessing their likely generalizability. To date, however, most social science knowledge about people who identify as gay, lesbian, or bisexual has been based on data from nonprobability samples. These samples have been recruited through such venues as clubs, cafes, and commercial establishments catering to gay men, lesbians, and bisexuals; neighborhood and community events; community-based organizations; local and national publications; e-mail lists and web-based communities; and friendship networks (e.g., Bell and Weinberg 1978; Bradford et al. 1994; Herek et al. 1999; Martin and Dean 1990; Riggle et al. 2005; Rothblum et al. 2004; Rothblum and Factor 2001). Researchers have also used public records to recruit specific groups, such as same-sex couples who have married or legally registered their partnership in states where they are allowed to do so (Balsam et al. 2008; Rothblum et al. 2008). Although the data collected from such samples are sources of important information, the extent to which their participants represent the larger population is unknown (Harry 1986; Meyer and Colten 1999; Sell and Petrulio 1996). It has often been assumed that traditional probability sampling methodswhich permit assessment of sampling error and whose results can be generalized beyond a specific sampleare not feasible with lesbians, gay men, and bisexuals because nonheterosexuals constitute only a small proportion of the population and because sexual stigma deters some individuals from disclosing their homosexual or bisexual orientation to researchers. Con- cerns about the limitations of findings from convenience samples, however, have fostered the development of innovative strategies for obtaining probability samples of gay, lesbian, and bisexual people (Cochran and Mays 2006; Meyer and Wilson 2009). For example, researchers have used various methods to identify nonheterosexuals in large national probability samples (Badgett 1995; Cochran and Mays 2006; Edelman 1993; Harry 1990; Laumann et al. 1994) and have applied probability sampling methods to specific settings or venues where sexual-minority individ- uals are known to be concentrated (Blair 1999; Diaz et al. 2004; Diaz et al. 1996; Stall and Wiley 1988). When examining this body of research, it is important to note that sexual orientation is a multifaceted construct that encompasses sexual attraction, sexual behavior, personal identity, romantic relationships, and community membership (Herek 2000; Sell 2007). Most social and behavioral research has operationally defined sexual orientation in terms of attraction, behavior, or identity, or some combination of these constructs. Which of these definitions is most appropriate for a particular study depends on the research goals (Sell and Silenzio 2006). For example, studies of sexually transmitted diseases among men who have sex with men might optimally focus on sexual behavior, whereas research on experiences stemming from ones status as an openly gay, lesbian, or bisexual individual would, ideally, operationalize sexual orientation in terms of identity. However, even in studies for which sexual orientation identity is the relevant variable, researchers employing existing data sets based on large probability samples have often had to operationalize sexual orientation in terms of sexual behavior simply because most surveys have not collected data about identity. In many studies of economic discrimination that use national survey data sets, for example, the results have been characterized in terms of disparities between heterosexual workers and their gay or lesbian counterparts (e.g., Badgett 1995; Berg and Lien 2002; Blandford 2003). Although the terms heterosexual, gay, and lesbian suggest a focus on identity, limitations of the available data dictated that the operational definitions of sexual orientation be based on self-reported sexual behavior, from which the researchers inferred respondents sexual orientation identity. Although unavoidable, such use of sexual behavior as a proxy for identity and community membership is limiting for several reasons (see Herek et al. 2007). For example, it inevitably excludes gay, lesbian, and bisexual individuals who were not sexually active during the specified time period (e.g., Carpenter 2005). Moreover, the population of individuals who have experienced same-sex attractions or engaged in same-sex sexual behavior includes many people who do not identify as lesbian, gay, or bisexual (e.g., Cochran and Mays 2006; Laumann et al. 1994). Insofar as Sex Res Soc Policy (2010) 7:176200 177 A-1223 Case: 12-2335 Document: 155-4 Page: 10 08/17/2012 695244 185 much of the stigma directed at gay, lesbian, and bisexual people finds behavioral expression when others become aware of their sexual orientation identity (e.g., Herek 2009b), the experiences of self-identified gay, lesbian, and bisexual people are likely to differ in important respects from, say, self-identified heterosexuals with incidental same-sex attractions or sexual behavior. Some studies with probability samples have operation- alized sexual orientation in terms of identity, but they have been limited by small sample sizes. 1 For example, the National Health and Social Life Survey collected data about respondents sexual behavior, attractions, and sexual orien- tation identity. However, the sample ultimately included only 24 women who identified as lesbian or bisexual and only 39 men who identified as gay or bisexual (Laumann et al. 1994). Similarly, the National Survey of Midlife Development in the United States asked respondents to label their sexual orientation as heterosexual, homosexual, or bisexual. Of the approximately 3,000 respondents in this national probability sample, only 41 identified as homo- sexual and only 32 as bisexual (Mays and Cochran 2001). Such small numbers clearly preclude extensive analysis of self-identified lesbians, gay men, and bisexuals. Other studies using probability samples have obtained larger numbers of self-identified lesbian, gay, and bisexual respondents, but the samples have been restricted to specific US states (Carpenter 2005) or cities (Blair 1999; Sell et al. 2007) or to gay neighborhoods or venues in specific cities (Diaz et al. 1996; Stall and Wiley 1988). These studies have yielded invaluable data, but their findings may not be generalizable beyond those settings. Another important limitation is that the data from probability samples have generally not permitted separate analyses of self-identified lesbians, gay men, bisexual women, and bisexual men. As noted previously, some studies that directly assessed sexual orientation identity have yielded samples that were simply too small to permit separate analyses of subgroups (e.g., Laumann et al. 1994; Mays and Cochran 2001). In other studies, the sexual orientation question was not framed in a manner that permitted differentiation between bisexual and homosexual respond- ents. For example, exit polls conducted in conjunction with national elections have asked respondents to indicate whether they are gay, lesbian, or bisexual without differen- tiating among these groups (Edelman 1993; Hertzog 1996). Yet, empirical research with nonprobability samples suggests that important differences may exist among sexual-minority subgroups. For example, lesbians may differ from gay men in their likelihood of being involved in an intimate relationship (Peplau and Fingerhut 2007), bisexuals may differ from lesbians and gay men in the extent to which they are open about their sexual orientation and feel connected to a sexual-minority community (Balsam and Mohr 2007), and lesbians and bisexual women may differ from gay and bisexual men in the extent to which they manifest self-directed stigma (Balsam and Mohr 2007; Herek et al. 2009). Whether or not these findings can be generalized beyond the specific samples in which they were initially observed is as yet unknown, but they highlight the value of collecting data from probability samples that are sufficiently large to permit comparisons among gender and sexual orientation subgroups. This article uses data from a national probability sample of self-identified gay, lesbian, and bisexual adults to estimate population parameters on a variety of demograph- ic, psychological, and social variables. Recognizing that sexual orientation subgroups may differ, we also compare and contrast gay men, lesbians, bisexual men, and bisexual women on each variable. Rather than testing specific hypotheses, our central goal is to report basic descriptive data about self-identified gay, lesbian, and bisexual adults. Although an overwhelming number of questions about potentially interesting and important characteristics of the sexual-minority population could be generated, practical considerations limited the number of variables that could be assessed. Guided mainly by our review of policy studies and amicus briefs from scientific and professional organ- izations that have addressed topics for which data about the US population of self-identified gay, lesbian, and bisexual adults would be relevant (e.g., American Psychological Association 1986, 2003, 2007; Belkin 2008; Black et al. 2000; Egan and Sherrill 2005; Herek 2006; Schaffner and Senic 2006), we focused on variables in four categories. First, we examined the basic demographic characteristics of this population, including age, educational background, and race and ethnicity. We also examined key variables identified by Black et al. (2000) as warranting description, including geographical distribution, household structure, and military veteran status. Second, consistent with the present studys focus on adults who identify as gay, lesbian, or bisexual, we report descriptive data about key aspects of sexual orientation identity. These include the extent to which respondents used various identity labels in describing themselves; felt committed to their sexual orientation identity; had disclosed their sexual orientation to others; and were involved with 1 The problem of small sample size is not restricted to studies that have focused on sexual orientation identity. For example, an analysis of data from male respondents in the third National Health and Nutrition Examination Survey Studies (N=3,648) yielded a weighted total of 79 men who reported any same-sex sexual behavior during their lifetime (Cochran and Mays 2000). A 1985 ABC News Washington Post poll recruited a national probability sample of men and included a question about sexual attraction. Of the 663 respondents, 16 reported that they were attracted to members of their same sex and another five volunteered that they were attracted to both men and women (Harry 1990). 178 Sex Res Soc Policy (2010) 7:176200 A-1224 Case: 12-2335 Document: 155-4 Page: 11 08/17/2012 695244 185 the gay, lesbian, and bisexual community. We also assessed the extent to which respondents perceived they had chosen their sexual orientation, an issue that has often been raised in policy debates and in legal discussions of gay, lesbian, and bisexual rights (see, for example, the 2003 APA amicus brief quoted at the beginning of this article; see also Herman 1997). Third, recognizing the importance of religious and political institutions in shaping contemporary policy and public opinion affecting gay, lesbian, and bisexual people, we assessed several aspects of respondents religious and political involvement. Although it is widely recognized that the condemnation of homosexuality that characterizes many religious denominations often creates conflicts and challenges for gay, lesbian, and bisexual people, there has been relatively little examination of the role that religion plays in the lives of sexual-minority individuals (Rodriguez and Ouellette 2000). We obtained descriptive data concerning respondents affiliation with a religious denomination, their participation in religious services, and the importance of religion in their daily lives. In the realm of political involvement, national exit poll data have suggested that lesbian, gay, and bisexual voters tend to be liberal and identify with the Democratic Party (e.g., Edelman 1993; Hertzog 1996). We assessed the extent to which these attributes characterize the larger lesbian, gay, and bisexual population. Finally, relevant to ongoing national debates about marriage equality and lesbian and gay parenting (e.g., Herek 2006), we collected data concerning respondents current relationship and parental status, as well as their future aspirations related to marrying. We also asked respondents about their general attitudes toward civil unions and marriage rights for same-sex couples. 2 Method The study employed a probability sample of English- speaking, self-identified lesbian, gay, and bisexual adults residing in the USA. The sample was drawn from the Knowledge Networks (KN) panel, a large (approximately 40,000 households at the time of data collection) probability sample of English-speaking US residents who were recruited through random digit dialing (RDD) methods. Upon initially joining the KN panel, respondents agreed to participate regularly in on-line surveys and were provided with free Internet access and equipment if they did not already have it. Thus, in contrast to Internet studies with volunteer samples recruited via the Web, the KN panel includes individuals who would not otherwise have Internet access because of their financial or social situation. Reflecting this fact, KN samples more closely match the US population than do other Internet samples. Indeed, they are demographically similar to the RDD samples used in traditional telephone surveys (Chang and Krosnick 2009; see also Berrens et al. 2003) and have been used extensively in academic research (for examples, see Knowledge Networks 2009). Sample and Procedure All KN panel members routinely answer a battery of background questions, including one about their sexual orientation (Are you yourself gay, lesbian, or bisexual?). A probability sample of 902 English-speaking adults (18 years of age) was drawn from the subset of all panel members who had previously responded affirmatively to this question. Following standard KN procedures, they each received an e-mail invitation to complete the survey at their convenience. A follow-up e-mail was sent to nonresponders after approximately 1 week. Neither invitation mentioned sexual orientation. As with all KN surveys, panel members were free to decline to participate. A total of 775 individuals (86%) accessed the question- naire between September 13 and October 7, 2005. In response to an initial screening question (described subsequently), six respondents declined to state their sexual orientation, and 50 indicated they were heterosexual. 3 They were thanked for their assistance, and their survey was terminated. This 2 Data about hate crime victimization and related experiences among members of this sample are reported elsewhere (Herek 2009a). 3 We hypothesized that these individuals were heterosexual respond- ents who had incorrectly characterized their sexual orientation on the original screening questionnaire (e.g., due to misunderstanding the question). However, we also recognized that some may have been gay, lesbian, or bisexual but reluctant to disclose this fact in the current questionnaire (e.g., out of concern that their responses might be seen by a household member who was unaware of their sexual orientation). We compared the personal characteristics of these respondents with those of the self-identified sexual-minority adults in the current sample. On most variables (including marital status, race and ethnicity, current employment status, residence in a metropolitan area, presence of children under 18 in their household, Internet access independent of KN, political party affiliation, and self-described political ideology), the 50 respondents who reported they were heterosexual differed from the self-identified sexual-minority sample. Although we cannot draw definitive conclusions, these patterns are consistent with the hypoth- esis that most of the 50 respondents were indeed heterosexual. Moreover, insofar as educational level is correlated with general questionnaire response validity (e.g., Krosnick 1991), the fact that these respondents had less formal education than others (42% had not attended college) is consistent with the hypothesis that many of them had misunderstood the original KN screening question. These analyses suggest that simply asking respondents whether they are gay, lesbian, or bisexualwith response options of yes and nomay not be an optimal strategy for ascertaining sexual orientation identity in national probability samples. The question on the current survey, which presented the different sexual orientations along a continuum and included the familiar term straight as a synonym for heterosexual, may have been easier to comprehend and answer accurately. Sex Res Soc Policy (2010) 7:176200 179 A-1225 Case: 12-2335 Document: 155-4 Page: 12 08/17/2012 695244 185 screening process left 719 self-identified lesbian, gay, and bisexual respondents who completed the questionnaire. Within that group, 56 households were represented by multiple respondents. In these cases, one respondent was randomly selected from the household for inclusion in the data set, yielding a final sample of 662. Taking into account all attrition in the KN panel since the earliest stage of RDD recruitment, the response rate for the present study was 30% (American Association for Public Opinion Research 2006 [Formula 3]). This rate is relatively high for contemporary commercial surveys (Holbrook et al. 2008). Measures The variables included in the questionnaire are described here, and the wording of most questions is reported in the tables. When appropriate, the question wording was tailored to respondents sexual orientation (bisexual vs homosexual) and gender. Basic Demographic Characteristics and Other Background Variables Information about respondents age, race and ethnicity, residence, location, and household composition had been routinely collected by Knowledge Networks in prior questionnaires. The present survey included a ques- tion asking whether the respondent was currently on active military duty, a member of the Military Reserves or National Guard, or a military veteran. Sexual Orientation Identity As noted previously, all respond- ents had reported they were gay, lesbian, or bisexual on a previously administered KN questionnaire. The present survey began with a screening question that asked respondents Which of the following best describes your sexual orienta- tion? and provided five options arrayed on a continuum from homosexual to heterosexual. For male respondents, the options were (a) gay or homosexual; (b) bisexual, mostly attracted to men; (c) bisexual, equally attracted to men and women; (d) bisexual, mostly attracted to women; (e) heterosexual or straight. For females, the first response option was lesbian, gay, or homosexual, and options (b) and (d) were trans- posed. Respondents were asked how often they use various identity terms to describe themselves (Gay, Lesbian [women only], Bisexual, Queer, Dyke [women only], Homosexual). They were then asked to indicate their preferred term for characterizing their own sexual orientation (e.g., Gay, Lesbian, Bisexual, Queer, Homosexual). This label was subsequently inserted into questions that referred to the respondents sexual orientation or identity. This individualized item wording is indicated throughout the present article as [L/G/B/Q/H]. We used two measures to assess the strength of respond- ents commitment to their sexual orientation identity and to the larger gay, lesbian, and bisexual community. First, three items assessing commitment to a sexual-minority identity were taken from the Internalized Homophobia Scale, or IHP (Herek et al. 1998; Herek et al. 2009): (1) In general, Im glad to be [L/G/B/Q/H]; (2) If someone offered me the chance to be completely heterosexual (straight), I would accept the chance; and (3) I wish I werent [L/G/B/Q/H]. Second, two items assessing community identification were adapted from the Importance to Identity subscale of the Collective Self-Esteem scale (Herek and Glunt 1995; Luhtanen and Crocker 1992): (1) My membership in the [L/G/B/Q/H] community is an important reflection of who I am and (2) Overall, my membership in the [L/G/B/Q/H] community has very little to do with how I feel about myself. All of these items were presented with 5-point Likert-type response formats ranging from strongly agree to strongly disagree, with each respondents preferred identity label substituted for [L/G/B/Q/H]. Perceived choice about ones sexual orientation was assessed with the question, How much choice do you feel you had about being [L/G/B/Q/H]? The response options were no choice at all, a small amount of choice, a fair amount of choice, and a great deal of choice. Respondents were asked their age when they first knew about their sexual orientation (How old were you when you first knew or decided you were [gay/lesbian/bisexual]?) and when they first disclosed it to another person (How old were you the first time you told someone else that you are [gay/ lesbian/bisexual]?). They were subsequently asked whether their mother or father knew about their sexual orientation and, if applicable, how many of their sisters and brothers knew about it. In addition, using a scale that ranged from 0 (not at all out to any of them) to 7 (completely out to all of them), respondents reported the extent to which they were out of the closet (openly [L/G/B/Q/H]) to six additional groups: (1) other relativesnot your immediate family, (2) your current heterosexual (straight) friends, (3) your casual acquaintances who are heterosexual (straight), (4) het- erosexual (straight) friends whom you knew before you came out, (5) your boss and other supervisors at work, and (6) the people you work with on a daily basis (other than your boss or supervisors). A doesnt apply to me response option was included for each group. Community involvement was assessed by asking respon- dents to rate how important each of the following activities is to you these days. By important, we mean that you would feel differently about life and about yourself if you couldnt do this activity. The list of activities was adapted from a scale developed by Herek and Glunt (1995) and consisted of the following: (1) Knowing what is going on in the local [L/G/B/Q/H] community, (2) Doing volunteer work in the [L/G/B/Q/H] community, (3) Giving money to [L/G/ B/Q/H] organizations, (4) Being politically active in the 180 Sex Res Soc Policy (2010) 7:176200 A-1226 Case: 12-2335 Document: 155-4 Page: 13 08/17/2012 695244 185 [L/G/B/Q/H] community, and (5) Reading community newspapers and magazines for news about the [L/G/B/Q/H] community. Each activity was rated on a 4-point scale (Not at all important, Somewhat important, Fairly impor- tant, Very important). Respondents also were asked whether they had ever engaged in a variety of activities related to lesbian, gay, or bisexual issues, including public expressions of opinion (Wore a button, posted a sign, or displayed a bumper sticker); participating in a rally, march, or demonstration; contacting a government official; and contributing money to a lesbian, gay, or bisexual organization or cause. For comparison purposes, this series of questions was followed by a parallel set of items that asked whether the respondent had participated in the same activities for a non-gay issue or causethat is, something not related mainly to gay men, lesbians, or bisexuals. Political and Religious Involvement Information about respondents political party affiliation and ideology (liberal, moderate, conservative) had been previously collected by Knowledge Networks. For the present study, respondents were asked whether they had voted in the most recent (2004) presidential election and, if so, for which candidate. They were also asked for information about their religious denomination, frequency of attendance at religious services during the previous 12 months, how much guidance religion provides in their day-to-day living, and (for respondents who reported affiliation with a religious denomination and any attendance at religious services) the extent to which their congregation includes lesbian, gay, and bisexual members. Relationships, Marriage, and Family Respondents were asked their current relationship status, their legal marital status, and how many children they have (including adopted children and stepchildren). Respondents currently in a relationship (including those who were married) were asked the gender of their partner. Those who were in a relationship but not married were asked whether they were cohabiting and the likelihood they would marry their partner if their state were to allow same-sex marriages (this conditional clause was omitted for respondents in Massachusetts, the only state where marrying a same-sex partner was legal at the time of data collection). Those who were not currently in a relationship were asked whether they would like to marry someday. Respondents attitudes toward marriage rights for same-sex couples were assessed with three items. Using a 5-point Likert-type response format ranging from strongly agree to strongly disagree, they indicated the extent to which they agreed or disagreed with each of the following statements: (1) The law should allow two people of the same sex to marry each other. (2) There is really no need to legalize same-sex marriage in the United States. (3) The U.S. public isnt ready for a debate about gay marriage. In addition, respondents were asked whether they strongly supported, somewhat supported, somewhat opposed, or strongly opposed state laws to create civil unions. An accompanying note explained that civil unions are not marriage, but give a same-sex couple some legal protection in their home state in areas such as inheritance, health insurance, and hospital visits. Data Analysis Tables 1, 2, 3, 4, 5, 6, 7, and 8 report population parameter estimates with 95% confidence intervals (CIs). The CIs facilitate comparisons among the four gender and sexual orientation subgroups and are preferable to p values because they indicate whether group differences are statistically significant while also providing additional information about effect size (Cumming 2008; Wilkinson and Task Force on Statistical Inference 1999). As reported subsequently, the four subgroups differed significantly in age, race, and educational level. We conducted analyses to assess whether these demographic patterns might account for the group differences in the outcome variables reported in Tables 3, 4, 5, 6, 7, and 8. For each outcome variable, therefore, we conducted two linear regression analyses (for continuous and ordinal outcome variables) or two logistic regression analyses (for categorical outcome variables). In the first equation, sexual orientation (homosexual vs bisexual), gender, and their multiplicative interaction term were entered. In the second equation, age, educational level, and race (dichotomized as Black vs non- Black) were added as statistical controls. Except where noted in the subsequent text, inclusion of the control variables did not alter the patterns of significant differences among subgroups shown in the tables. Weighting The KN panels original RDD design yielded a simple random sample with equal probability of selection for all US households with a landline telephone. However, the actual probability of selection for individual respondents was affected by multiple factors (e.g., differences in household size, number of telephone lines). Design weights were assigned to each case to adjust for unequal probability of selection (e.g., Kish 1965). 4 Because the use of weighted 4 Design weights were computed to account for (a) variations in the number of adults and telephone lines in the household; (b) over- sampling of Blacks and Hispanics, households with prior Internet access, and, early in the life of the KN panel, residents of California, New York, Florida, Texas, and Central regional states; (c) under- sampling of telephone numbers for which matching addresses were unavailable and of households in areas without MSN-WebTV coverage; and (d) slight overrepresentation of Chicago and Los Angeles during KNs early pilot testing. Sex Res Soc Policy (2010) 7:176200 181 A-1227 Case: 12-2335 Document: 155-4 Page: 14 08/17/2012 695244 185 data necessitates special analytic techniques to correct standard errors (Lee and Forthofer 2006), analyses were conducted using STATA and SPSS Complex Samples, which permit such correction. Results The sample consisted of 311 women (152 lesbians, 159 bisexuals) and 351 men (241 gay men, 110 bisexuals). Applying design weights, the weighted sample was 34.8% gay male, 14.6% lesbian, 26.9% bisexual male, and 23.7% bisexual female (Table 1). 5 Unless otherwise indicated, the weighted data are used hereafter. Representativeness Check One challenge associated with evaluating the representa- tiveness of a lesbian, gay, and bisexual probability sample is the general lack of comparison data from the population of self-identified sexual minorities. Even though the US Census does not collect information about individuals sexual orientation, however, Census data are available for a subset of the sexual-minority population, namely, adults who report they are members of a cohab- iting same-sex couple. Taking advantage of the fact that such individuals were able to identify themselves in the 2000 Census, we assessed the present samples represen- tativeness by comparing its members who were cohabiting with a same-sex partner to their counterparts in the Census data. These comparisons are shown in Table 2, with the 2000 Census data corrected for misclassifications of some heterosexual couples due to miscodings of the partners gender (Black et al. 2007). 6 Except for mean age, the two groups do not differ significantly, as indicated by the overlapping 95% CIs. These findings are consistent with the conclusion that, apart from being slightly older, the current sample was generally repre- sentative of self-identified lesbian, gay, and bisexual adults in the USA. Age, Race, Ethnicity, and Education As shown in Table 1, the mean age of respondents was 39, 7 approximately two thirds were non-Hispanic White, and roughly one third had earned a college degree. Significant differences were observed in these variables among the sexual orientation and gender groups. Gay men (M= 45 years) were significantly older than all other groups, and lesbians (M=40 years) were significantly older than bisexual women (M=32 years). Only 43% of bisexual men were non-Hispanic White, compared with more than 70% of other respondents (21% of bisexual men were Hispanic and 29% were non-Hispanic Black). More homosexuals than bisexuals had earned a bachelors degree: 46% of gay men and 41% of lesbians reported having a degree, compared with only 16% of bisexual men and 28% of bisexual women. According to Census data from approximately the same time period, the mean age of US adults (18 and older) was 45, about 75% were non-Hispanic White, and 24% had earned a college degree. 8 Thus, the present sample was younger than the US adult population, was less likely to be non-Hispanic White, and had a higher level of formal education. However, these patterns were not uniform across subgroups within the sample. Gay mens mean age was not significantly different from that of US adult men, whereas the other sexual orientation groups were significantly younger. Patterns of race and ethnicity among gay men and lesbians did not differ from the US population, but bisexual men were less likely to be non-Hispanic White, and bisexual women were less likely to be Hispanic or non- Hispanic Black. 9 Finally, whereas gay men and lesbians were significantly more likely than the US adult population to have earned a college degree, bisexual men and women did not differ significantly from the population in this regard. 5 Among bisexuals, 27% (40 men, 33 women) reported they were mainly attracted to people of their same sex, 39% (34 men, 71 women) were mainly attracted to the other sex, and 34% (36 men, 55 women) were attracted equally to both sexes. Because of the large margin of error associated with groups of such small size, these three categories were combined for the analyses presented subsequently. 6 We are grateful to Dr. Gary Gates (UCLA Williams Institute) for his kind assistance in this regard. 7 Approximately one third of the respondents (34%) were under 30, 33% were 3044 years old, and 33% were 45 or older. Gay men were underrepresented in the 1829 age category, compared with bisexual men and women; bisexual men were underrepresented in the 3044 category, compared with gay men and lesbians; and bisexual women were underrepresented in the 45 and older category, compared with gay men and lesbians. However, because of the small number of respondents in some subcategories, these comparisons across sexual orientation subgroups must be considered tentative. 8 Comparisons were made with data from the US Census Bureaus American Community Surveys 20002003, using the UC Berkeley SDA interface (http://sda.berkeley.edu/archive.htm). 9 These patterns describe respondents who identified with a single racial or ethnic group. Our data do not permit intensive analyses of respondents reporting mixed race ancestry. 182 Sex Res Soc Policy (2010) 7:176200 A-1228 Case: 12-2335 Document: 155-4 Page: 15 08/17/2012 695244 185 Table 1 Demographic characteristics of sample Variable Gay men Lesbians Bisexual men Bisexual women Total Unweighted N 241 152 110 159 662 Weighted % 34.8 14.6 26.9 23.7 100 CI 28.941.2 11.718.2 19.136.4 18.829.3 Age Range 2389 1879 1840 1876 1889 Mean 45.3 a 40.1 b 36.6 bc 31.8 c 39.0 CI 43.047.5 37.742.6 32.041.1 29.334.3 37.140.9 Race/Ethnicity Non-Hispanic White 70.5% ab 74.4% a 43.0% b 77.5% a 65.4% CI 59.679.5 62.683.5 25.862.1 65.986.0 56.573.2 Non-Hispanic Black 14.0% 12.8% 28.6% 5.2% 15.6% CI 7.624.3 6.124.9 10.956.8 2.410.9 9.125.5 Hispanic 11.3% 10.5% 20.6% 6.2% 12.5% CI 6.120.0 5.020.6 7.246.6 2.713.6 7.420.2 Other, mixed race 4.2% 2.3% 7.8% 11.1% 6.5% CI 1.016.1 0.86.6 3.217.7 4.823.5 3.811.0 Education (highest level) Less than high school 5.6% 7.8% 8.0% 8.9% 7.3% CI 2.213.5 3.118.4 3.119.4 3.620.2 4.611.6 High school diploma 19.5% 17.5% 47.2% 26.8% 28.4% CI 12.629.1 9.829.3 27.168.3 16.540.4 20.737.6 Some college (<4 years) 28.5% 33.8% 28.9% 36.8% 31.4% CI 21.436.9 25.343.5 15.148.2 27.147.8 25.637.7 Bachelors degree or higher 46.4% a 40.9% ac 15.9% b 27.5% bc 32.9% CI 37.555.4 31.950.6 9.126.1 19.337.4 27.538.8 Military service Currently serving or veteran 15.1% a 10.6% a 20.8% a 0.7% b 12.6% CI 9.822.5 5.519.4 11.434.8 0.15.1 9.316.8 Never served 84.9% a 89.4% a 79.2% a 99.3% b 87.4% CI 77.590.2 80.694.5 65.288.6 94.999.9 83.290.7 Census region Northeast 21.9% 17.8% 27.6% 18.5% 22.0% CI 15.530.1 10.728.0 12.450.5 12.327.0 16.329.0 South 37.7% 36.2% 40.6% 35.1% 37.7% CI 29.446.8 26.846.8 21.363.4 23.948.2 30.445.5 Sex Res Soc Policy (2010) 7:176200 183 A-1229 Case: 12-2335 Document: 155-4 Page: 16 08/17/2012 695244 185 Table 1 (continued) Variable Gay men Lesbians Bisexual men Bisexual women Total Midwest 11.9% 22.9% 17.1% 16.5% 16.0% CI 7.817.8 16.231.3 8.830.4 11.024.1 12.520.2 West 28.4% 23.2% 14.7% 29.9% 24.3% CI 20.438.2 16.331.9 7.626.6 20.741.0 19.529.9 Type of residence area Large city 56.1% 40.8% 43.3% 38.0% 46.1% CI 47.164.7 31.151.2 24.164.7 27.749.5 39.053.5 Small city 18.1% 27.1% 21.8% 27.0% 22.5% CI 12.725.0 19.037.2 9.741.9 18.437.6 17.428.5 Suburban 17.5% 16.7% 22.2% 18.6% 18.9% CI 11.725.2 10.825.0 8.546.6 9.832.4 13.326.2 Rural or small town 8.4% 15.4% 12.7% 16.4% 12.5% CI 4.714.7 9.923.1 6.722.7 10.125.7 9.516.3 Housing Homeowner 56.4% a 60.9% a 30.8% b 40.3% ab 46.4% CI 46.965.4 50.270.7 18.247.0 30.051.6 39.553.3 Renter 38.9% a 34.1% a 67.6% b 52.8% ab 49.2% CI 29.948.7 24.545.1 51.080.8 41.464.0 42.056.5 Doesnt pay for housing 4.8% 5.0% 1.6% 6.8% 4.4% CI 2.39.7 2.211.1 0.45.7 2.417.9 2.77.3 Household composition 1 adult (18 years or older) 55.4% a 28.7% b 30.1% ab 21.8% b 36.7% CI 46.464.1 21.037.8 17.247.1 15.030.5 30.743.2 2 adults 32.3% a 54.0% b 44.6% ab 55.3% b 44.2% CI 25.040.5 44.063.8 24.666.6 43.666.5 37.051.8 3+ Adults 12.3% 17.3% 25.2% 22.9% 19.0% CI 7.220.3 10.527.2 12.444.7 13.137.0 13.925.5 % with any children (<18 years) 4.8% a 16.6% a 25.6% ab 49.3% b 22.7% CI 2.010.9 9.826.8 10.051.5 38.060.8 16.330.6 Within rows, values with different lowercase letters differ significantly, as indicated by nonoverlapping confidence intervals 184 Sex Res Soc Policy (2010) 7:176200 A-1230 Case: 12-2335 Document: 155-4 Page: 17 08/17/2012 695244 185 Residence Variables In terms of residence patterns, the sample generally matched the US population except that a disproportionately small number of respondents lived in the Midwest. Within the sample, the sexual orientation groups did not differ significantly in their geographic distribution or the extent to which they resided in urban, suburban, or rural settings (Table 1). Women were more likely than men to live in a household with another adult. Although higher proportions of homosexuals reported owning their home and more bisexuals reported renting, this difference was not signifi- cant when age, education, and race were statistically controlled. Military Service Approximately 15% of gay men and 11% of lesbians had a history of military service. Compared with the US adult population, gay men were significantly less likely to have served, compared with all adult males (approximately 25% of whom had served), whereas lesbians were significantly more likely to have a history of military service, compared with all adult females (approximately 2% of whom had served). By contrast, bisexual men and women did not differ significantly from the US population in their pattern of military service. Sexual Orientation Identity Identity Labels Table 3 reports the proportions of respond- ents in each subgroup who said they used various identity labels for themselves all the time, often, or some- times (vs respondents who reported using the labels rarely or never). Nearly all homosexual men (93%) called themselves Gay at least sometimes, as did 76% of lesbians, 19% of bisexual men, and 10% of bisexual women. The proportions of lesbians (73%) and bisexual women (11%) who used Lesbian as an identity label was about the same as the proportions using Gay. Among bisexuals, 71% of men and 60% of women labeled themselves Bisexual at least sometimes. By contrast, Bisexual was rarely used as an identity label by gay men (2%) or lesbians (8%). Queer was used by relatively few respondents (12% overall), and Dyke was used as a self- label by only 10% of women. Homosexual was used at least sometimes by more than one third of the gay men and lesbians, but by relatively few bisexuals. Only 4% of respondents reported never using any of the labels. Identity Commitment and Community Identification IHP scores were computed by summing responses to the items and dividing by 3 (responses to the glad to be [L/G/B/Q/ H] item were reversed). This procedure yielded a scale score (=0.82) that could range from 1 to 5, with higher scores indicating more negative attitudes toward or greater psychological distancing from ones sexual-minority iden- tity (Herek et al. 2009). 10 As indicated by the relatively low overall IHP mean score (Table 3), respondents generally expressed positive feelings about their sexual orientation identity. Indeed, only 6% of respondents manifested a general pattern of agreement with statements expressing negative feelings about ones sexual orientation (i.e., scored 4 or greater). The greatest degree of identity distancing was observed among bisexual men, who scored significantly higher than lesbians but whose mean score was neverthe- less below the hypothetical midpoint of the scale. 11 The two items assessing community identification were not signif- icantly intercorrelated (r=0.09) and thus were analyzed separately. As shown in Table 3, a majority of respondents agreed that their membership in the sexual-minority 10 Coefficient alpha was computed with unweighted data for all scales reported in this article. Table 2 Demographic characteristics of cohabiting same-sex couples: 2000 US Census data and current sample Variable US Census Current sample Gender (% female) 49.3% (48.849.9) 48% (39.156.9) Race/ethnicity (% non-Hispanic White) 77.4% (77.077.9) 74.1% (63.782.4) Mean age (years) 40.1 (40.040.3) 43.8 (41.745.9) Education (% with college degree or higher) 41.9% (41.342.4) 48% (39.256.9) Employment status (% employed) 79.2% (78.779.6) 79.2% (70.785.7) Housing (% homeowner) 61.8% (61.262.3) 69.1% (59.577.2) Military service (% veteran) 12.0% (11.712.4) 11.8% (6.919.4) Table displays population parameter estimates and 95% confidence intervals (CIs) for same-sex cohabiting couples in 2000 US Census and current sample. Census data are drawn from a combined sample of the 1% and 5% Public Use Micro Samples of the 2000 US Census by G. Gates (May 3, 2007, personal communication), based on Black et al. (2003) 11 Because IHP scores were highly skewed, analyses were also conducted with a log-transformation of the scale scores. The pattern of results did not differ from the raw scores. Table 3 reports the more easily interpreted raw scores. Sex Res Soc Policy (2010) 7:176200 185 A-1231 Case: 12-2335 Document: 155-4 Page: 18 08/17/2012 695244 185 Table 3 Identity characteristics Variable Gay men Lesbians Bisexual men Bisexual women Total Self-labeling (% using label all the time, often, or sometimes) Gay 93.0% a 75.9% b 18.7% c 9.5% c 50.7% CI 87.796.1 66.383.5 10.231.6 5.914.9 43.558.0 Lesbian N/A 73.4% a N/A 11.2% b 34.9% CI 64.280.9 7.017.5 28.342.3 Bisexual 2.4% a 7.6% a 71.3% b 60.3% b 35.4% CI 1.05.3 3.714.9 54.983.5 49.070.7 27.744.0 Queer 16.8% 16.4% 8.5% 7.2% 12.2% CI 11.823.2 10.424.8 3.718.2 2.717.5 9.216.0 Homosexual 38.7% a 35.9% a 10.8% b 3.7% b 22.5% CI 30.447.7 27.045.9 5.021.8 1.87.4 18.127.6 Dyke N/A 16.9% N/A 6.0% 10.1% CI 11.224.8 1.917.0 6.316.1 Identity distancing (mean IHP; higher score = greater distancing) 1.97 ab 1.65 a 2.62 b 1.84 ab 2.07 CI 1.772.16 1.491.82 1.883.36 1.632.06 1.812.32 Community identification (% strongly agree or agree somewhat) My membership in the [L/G/B/Q/H] community is an important reflection of who I am. 44.6% a 43.1% a 15.6% b 24.7% ab 32.0% CI 35.853.8 33.653.0 8.427.0 15.038.0 26.438.2 Overall, my membership in the [L/G/B/Q/H] community has very little to do with how I feel about myself. 55.1% 51.3% 60.2% 68.1% 59.0% CI 46.163.9 41.261.4 37.878.9 57.976.8 51.666.0 Perceived choice about sexual orientation No choice at all 88.0% a 68.4% b 38.3% bc 40.6% c 60.6% CI 80.692.8 57.877.4 21.857.9 30.152.0 52.668.1 Small amount 6.9% 15.2% 22.4% 15.2% 14.2% CI 3.214.1 9.623.3 8.646.9 9.623.1 9.221.3 Fair amount/Great deal 5.2% a 16.4% ab 39.3% bc 44.3% c 25.2% CI 2.69.9 9.327.3 20.661.9 32.956.3 18.433.5 Within rows, values with different lowercase letters differ significantly, as indicated by nonoverlapping confidence intervals. N/A=question not asked 186 Sex Res Soc Policy (2010) 7:176200 A-1232 Case: 12-2335 Document: 155-4 Page: 19 08/17/2012 695244 185 Table 4 Openness about sexual orientation Variable Gay men Lesbians Bisexual men Bisexual women Total Mean age of self-identification 15.1 a 18.0 b 17.5 ab 19.9 b 17.3 CI 14.016.1 16.519.5 14.620.4 18.521.4 16.418.3 Mean age of first disclosure 20.2 21.1 21.5 21.0 20.9 CI 19.221.2 19.722.4 18.624.4 19.722.4 20.021.7 Out to: Mother 73.8% a 81.4% a 25.0% b 35.4% b 52.7% CI 65.580.6 73.087.7 12.244.5 25.946.2 45.360.0 Father 60.1% a 58.0% a 19.5% b 22.2% b 39.8% CI 50.768.9 47.667.8 8.339.4 15.231.2 33.246.5 Sister(s) (out to one or more) 82.3% ab 87.4% a 56.8% bc 50.4% cd 69.1% CI 73.388.7 78.293.0 34.476.7 36.863.9 61.775.7 Brother(s) (out to one or more) 84.8% a 81.5% a 58.9% ab 39.1% b 66.3% CI 77.190.3 70.789.0 35.179.2 27.452.2 58.373.6 Out to at least one: Distant family member 80.3% a 83.2% a 27.6% b 53.3% c 60.3% CI 80.386.9 83.289.3 27.647.8 53.364.6 60.368.0 Current heterosexual friend 86.4% ab 94.2% a 69.2% b 84.1% ab 82.6% CI 79.391.4 86.797.6 51.682.6 73.191.1 77.486.7 Casual heterosexual friend 81.6% a 85.6% a 49.9% b 69.1% ab 70.9% CI 74.187.3 77.491.1 29.270.7 58.278.3 63.077.7 Prior heterosexual friend 83.5% a 89.5% a 39.8% b 79.8% a 71.2% CI 75.989.0 81.394.3 22.759.8 68.887.6 61.979.0 Coworker 80.8% a 77.4% ab 18.1% c 56.0% b 57.8% CI 72.886.8 67.585.0 9.531.6 43.767.5 49.365.8 Boss or supervisor 72.8% a 71.2% ab 13.8% c 50.3% b 50.9% CI 63.780.4 60.979.7 7.025.4 38.062.6 43.058.8 Mean Summary Score. Extent of outness to: Extended family, heterosexual friends, and acquaintances 5.40 ac 5.73 a 2.52 b 4.45 c 4.46 CI 4.945.86 5.296.17 2.122.92 3.815.08 4.104.83 Coworkers and supervisors 5.20 a 4.98 a 1.78 b 3.36 c 3.80 CI 4.645.76 4.375.58 1.232.33 2.524.20 3.334.27 Within rows, values with different lowercase letters differ significantly, as indicated by nonoverlapping confidence intervals. Questions about outness to parents were worded to reflect whether each parent was living or deceased. Questions about outness to siblings were asked only if respondents reported that they had one or more sisters or brothers Sex Res Soc Policy (2010) 7:176200 187 A-1233 Case: 12-2335 Document: 155-4 Page: 20 08/17/2012 695244 185 community had little to do with how they felt about themselves, and fewer than half considered their community membership to be an important reflection of themselves. These patterns were different across subgroups, however, with lesbians and gay men indicating stronger identification with the sexual-minority community than bisexuals (Table 3). Choice about Sexual Orientation Overall, respondents reported that they did not experience their sexual orienta- tion as a choice. This pattern varied somewhat, however, according to gender and sexual orientation. The vast majority of gay men (88%) and roughly two thirds of lesbians (68%) reported having had no choice at all about their sexual orientation. Combining respondents who said theyd had a small amount of choice with those reporting no choice, 95% of gay men and 84% of lesbians could be characterized as perceiving that they had little or no choice about their sexual orientation. More bisexuals than homo- sexuals reported having had a fair amount or great deal of choice about their sexual orientation. Nevertheless, fewer than half of the bisexuals (39% of men, 44% of women) endorsed either of the latter response options. Disclosure of Sexual Orientation On average, respondents reported having first recognized their own sexual orientation when they were 17 years old (Table 4). Gay men said they first knew or decided they were gay at age 15, which was significantly younger than for lesbians (18 years) or bisexual women (20 years). Bisexual men reported that they recog- nized their bisexuality at 17.5 years. On average, all groups Table 5 Community involvement and activism Variable Gay men Lesbians Bisexual men Bisexual women Total Importance of community involvement (% responding very important or fairly important) Knowing what is going on 57.4% a 47.3% a 29.0% ab 15.7% b 38.4% CI 48.266.1 37.457.4 12.154.8 9.425.3 31.445.9 Doing community volunteer work 29.4% a 29.0% a 10.7% ab 12.2% b 20.3% CI 22.038.0 20.838.8 4.822.1 7.220.0 16.125.2 Giving money to organizations 43.1% a 33.9% a 6.5% b 7.8% b 23.5% CI 34.352.3 25.243.8 3.013.6 4.513.0 19.028.6 Being politically active 33.4% a 36.2% a 8.4% b 13.4% b 22.3% CI 25.542.4 27.246.3 3.817.4 8.121.5 18.027.4 Reading newspapers and magazines 56.0% a 51.6% a 31.3% ab 19.4% b 40.0% CI 46.565.0 41.561.6 13.956.2 12.129.6 33.147.4 Community activism (% reporting having ever done this related to a sexual minority issue) Button, sign, bumper sticker 43.6% ab 58.1% a 23.5% b 41.7% ab 39.9% CI 35.052.7 47.667.9 11.242.8 30.653.7 33.446.7 Rally, march, or demonstration 49.4% a 44.4% ab 25.3% ab 27.9% b 37.0% CI 40.358.5 34.854.4 12.544.6 19.738.1 30.943.7 Contacting a government official 42.3% a 39.1% a 24.7% ab 20.2% b 31.9% CI 33.851.3 30.348.7 11.744.8 13.229.7 26.138.3 Contributing money 65.3% a 53.3% ab 28.0% bc 24.6% c 43.9% CI 56.173.5 43.063.4 14.647.0 16.834.5 37.150.8 Within rows, values with different lowercase letters differ significantly, as indicated by nonoverlapping confidence intervals 188 Sex Res Soc Policy (2010) 7:176200 A-1234 Case: 12-2335 Document: 155-4 Page: 21 08/17/2012 695244 185 Table 6 Religious characteristics of sample Variable Gay men Lesbians Bisexual men Bisexual women Total Religious denomination Protestant/other Christian: not Born Again 31.6% 36.6% 29.9% 22.6% 29.7% CI (23.541.0) (27.646.6) (15.549.8) (15.731.4) (24.036.2) Born Again Christian 15.9% 14.8% 22.1% 16.3% 17.5% CI (10.623.1) (8.225.3) (6.653.3) (7.631.5) (11.126.3) Catholic 21.8% 16.4% 26.3% 11.2% 19.7% CI (15.330.2) (9.925.9) (11.150.5) (6.319.3) (14.026.8) Jewish 0.4% 1.9% 0.5% 2.4% 1.2% CI (0.13.0) (0.84.9) (0.12.3) (0.86.8) (0.62.2) Wiccan, pagan 1.5% 4.5% 1.5% 6.6% 3.1% CI (0.45.3) (2.19.4) (0.45.2) (3.412.4) (2.05.0) Buddhist 0.4% 1.1% 3.4% 5.8% 2.6% CI (0.12.6) (0.33.8) (0.520.8) (2.313.7) (1.15.9) Atheist, agnostic, none 26.7% 21.4% 16.3% 30.7% 24.2% CI (19.435.7) (14.231.1) (8.229.9) (21.042.5) (19.329.8) Attendance at religious services (past 12 months) Weekly or more 7.2% 8.9% 24.0% 7.5% 12.0% CI (4.012.6) (4.915.6) (8.352.6) (3.415.8) (6.521.2) Less than weekly but at least monthly 13.9% 7.9% 12.7% 7.9% 11.3% CI (8.122.7) (4.214.4) (4.033.8) (4.114.5) (7.316.9) Once or a few times 39.3% 48.6% 30.8% 44.1% 39.5% CI (30.948.4) (38.758.6) (14.953.1) (32.856.0) (32.846.7) Never 39.7% 34.6% 32.5% 40.5% 37.2% CI (31.148.9) (25.045.6) (18.850.1) (30.151.8) (31.143.8) Type of congregation All or mostly heterosexual 35.2% 36.5% 43.9% 30.8% 36.7% CI (27.044.3) (27.946.2) (24.964.8) (22.141.2) (30.044.0) At least half sexual minority 12.0% 16.5% 19.3% 12.3% 14.7% CI (6.720.5) (10.125.8) (4.952.4) (4.529.1) (8.624.0) Not applicable 52.8% 47.0% 36.9% 56.9% 48.6% CI (43.661.8) (37.057.2) (21.755.1) (45.068.0) (41.555.8) Sex Res Soc Policy (2010) 7:176200 189 A-1235 Case: 12-2335 Document: 155-4 Page: 22 08/17/2012 695244 185 reported having first told someone else about their sexual orientation when they were in their early 20s (Table 4). However, the regression analysis revealed differences among the subgroups. With age, education, and race entered in the equation, the effect of age was significant (b=0.26 [CI=0.18, 0.34], t(643)=6.50, p <0.001), and the parameter estimates became significant for both sexual orientation (b=2.40 [CI= 0.69, 4.10], t(643)=2.76, p < 0.01) and gender (b=2.30 [CI =3.93, 0.66], t(643)=2.76, p < 0.01). Thus, older respondents were likely to have first disclosed their sexual orientation at a later age than younger respondents. When this generational difference was statistically controlled, bisexuals and women tended to have first disclosed at a later age than, respectively, homosexuals and men. Regarding respondents outness within their immediate families, Table 4 indicates that their fathers were the least likely to know about their sexual orientation, whereas their sisters were the most likely to know. Gay men and lesbians were substantially more open about their sexual orientation with their parents and siblings than were bisexuals. For example, they were about three times as likely as bisexual men, and at least twice as likely as bisexual women, to be out to their mother. Similar patterns were observed for outness to relatives outside ones immediate family, heterosexual friends and acquaintances, and workplace contacts (Table 4). The four items assessing openness to distant family members and heterosexual friends and acquaintances were recoded as a continuum ranging from 1 to 8, summed, and divided by the number of items. The resulting scale scores ( = 0.91) can range from 1 (not at all out) to 8 (completely out). The same procedure was followed with the two items about outness in the workplace ( = 0.95). On average, respondents scored at the midpoint for outness to extended family and heterosexual friends and acquaintances, and slightly lower for outness to coworkers and supervisors. Comparisons of summary scores revealed that lesbians and gay men were more out to their relatives and heterosexual acquaintances and in the workplace than were bisexuals, especially bisexual men. With the demographic control variables included in the regression equation, the unstandardized parameter estimates for workplace outness remained significant for sexual orientation but not for gender. Instead, the parameter for race became significant (b = 1.10 [CI=0.28, 1.92], t(568) = 2.63, p < 0.001), indicating that Black respondents were less open about their sexual orientation in the workplace than were others. With this effect statistically controlled, bisexual men were still significantly less open in the workplace than other groups, as indicated by the significant parameter estimate for the gender sexual orientation interaction (b=1.52 [CI=2.84, 0.19], t(568)=2.25, p < 0.05). Community Involvement and Activism As shown in Table 5, fewer than half of the respondents attached a high level of importance to any of the aspects of community involvement included in the questionnaire. The greatest importance was accorded to obtaining information about the community (knowing what is going on and reading newspapers or magazines). Gay men and lesbians placed more impor- tance on each of the five types of community involvement than did bisexual men and women. By summing responses and dividing by the total number of items, scale scores were Table 6 (continued) Variable Gay men Lesbians Bisexual men Bisexual women Total Amount of daily guidance from religion None at all 33.4% 26.7% 16.7% 35.0% 28.3% CI (25.542.4) (18.337.1) (9.028.9) (25.146.2) (23.234.1) Some 44.5% 42.1% 44.9% 42.8% 43.9% CI (35.653.9) (32.752.1) (25.865.7) (32.154.1) (36.851.1) Quite a bit 15.0% 14.1% 17.6% 12.7% 15.0% CI 10.021.7 8.722.0 8.732.3 5.128.3 11.020.2 A great deal 7.1% 17.1% 20.8% 9.5% 12.8% CI 3.912.4 10.327.1 6.051.8 5.316.5 7.221.7 Mean score 1.96 2.22 2.42 1.97 2.12 CI 1.82.1 2.02.4 1.92.9 1.82.2 2.02.3 190 Sex Res Soc Policy (2010) 7:176200 A-1236 Case: 12-2335 Document: 155-4 Page: 23 08/17/2012 695244 185 computed that indicate overall perceived importance of involvement in the sexual-minority community. Scores can range from 1 to 4, with higher scores indicating greater importance attached to community involvement ( = 0.91). Gay men and lesbians scored significantly higher on this measure than bisexuals: Mean scores were 2.4 for gay men (CI = 2.252.57), 2.25 for lesbians (2.062.45), 1.65 for bisexual men (1.441.86), and 1.68 for bisexual women (1.541.82). Consistent with that pattern, lesbians and gay men reported higher levels of past activism in all areas, compared with bisexuals (see Table 5). The four sexual- minority activism items were summed to form an index ranging from 0 (did not engage in any of the activities) to 4 (engaged in all activities; not shown in Table 5). Gay men reported community activism in significantly more areas (M = 1.97, CI = 1.712.29) than did bisexual men (M = 1.01, CI=0.381.65) or bisexual women (M = 1.13, CI=0.831.44). Lesbians also reported activism in more areas (M = 1.94, CI = 1.632.26) than bisexuals, but their CI slightly overlapped with that of bisexual men. When the parallel questions about activism that was unrelated to sexual-minority issues were combined to create a summary score, a similar pattern emerged. As with sexual-minority activism, bisexuals reported a lower level of general activism than gay men and lesbians, although only the difference between gay men (M = 2.13, CI = 1.862.40) Variable Gay men Lesbians Bisexual men Bisexual women Total Party affiliation Democrat 82.0% 81.7% 60.5% 76.0% 74.7% CI (74.687.6) (71.388.9) (38.179.3) (65.584.0) (66.781.3) Republican 13.1% 16.7% 29.8% 17.3% 19.2% CI (8.719.3) (9.827.1) (12.855.2) (10.427.5) (13.027.4) Other 4.9% 1.6% 9.6% 6.7% 6.1% CI (2.011.3) (0.37.1) (3.523.8) (3.412.6) (3.710.0) Political ideology Liberal 62.9% 66.0% 45.3% 53.0% 56.4% CI 53.171.8 55.475.2 25.766.4 41.164.5 48.663.8 Moderate 27.4% 24.5% 27.5% 33.4% 28.4% CI 19.237.5 16.834.3 13.647.6 22.546.5 22.435.4 Conservative 9.7% 9.5% 27.2% 13.6% 15.2% CI 5.715.9 4.419.3 10.155.6 7.523.6 9.124.3 % Voted in 2004 88.8% 83.6% 86.1% 83.4% 86.2% CI (79.994.1) (71.391.2) (71.493.9) (71.990.8) (80.890.2) Candidate voted for John Kerry 86.2% 91.5% 81.9% 79.6% 84.4% CI (79.591.0) (84.595.5) (66.591.1) (69.986.8) (79.688.3) George W. Bush 11.7% 7.6% 9.9% 15.0% 11.2% CI (7.418.0) (3.914.3) (5.018.6) (9.423.1) (8.414.8) Ralph Nader 1.4% a 0 b 7.1% a 2.9% a 3.2% CI (0.35.9) (1.923.4) (0.711.2) (1.37.6) Table 7 Political characteristics of sample Within rows, values with differ- ent lowercase letters differ sig- nificantly, as indicated by nonoverlapping confidence intervals Sex Res Soc Policy (2010) 7:176200 191 A-1237 Case: 12-2335 Document: 155-4 Page: 24 08/17/2012 695244 185 Table 8 Relationship and family characteristics Variable Gay men Lesbians Bisexual men Bisexual women a Total Current relationship status In a same-sex relationship Married, civil union, domestic partner 4.1% a 16.1% b 0.2% c 1.5% ac 4.2% CI 2.37.4 9.825.2 01.7 0.54.3 2.96.1 Cohabiting b 24.9% a 45.3% b 3.0% c 3.3% c 16.9% CI 18.532.6 35.555.4 0.99.5 1.38.2 13.521.0 Not cohabiting 10.7% ab 14.5% a 2.1% ab 2.8% b 7.1% CI 6.716.6 8.124.7 0.58.8 1.17.2 5.010.0 In a different-sex relationship Currently married 0.3% a 0 a 29.2% b 45.2% b 18.6% CI 0.11.1 13.851.5 34.356.6 13.225.7 Cohabiting, not married 0 a 0 a 0.8% b 16.3% c 4.1% CI 0.23.7 7.731.2 1.98.6 Not cohabiting 0 a 0 a 7.9% b 7.0% b 3.8% CI 3.218.3 3.314.4 2.16.7 Not in a committed relationship c 60.0% a 24.2% b 56.7% a 23.3% b 45.2% CI 51.368.1 16.933.2 36.275.2 15.333.8 37.952.7 Would like to marry someday? (respondents not currently in a relationship) Yes 33.8% 46.0% 43.0% 40.9% 38.1% CI 22.946.8 27.865.3 23.964.5 20.964.4 29.447.6 No 22.6% 8.3% 25.9% 8.3% 20.1% CI 13.535.5 3.319.5 12.745.8 3.319.0 13.828.4 Not sure 43.5% 45.7% 31.0% 50.9% 41.8% CI 30.557.5 27.465.1 14.554.5 29.472.0 32.551.7 How likely would marry current same-sex partner, if legal? d (Respondents currently in a same-sex relationship) e Not at all likely 21.6% 11.5% * * CI 13.333.2 5.921.1 Somewhat likely 37.7% a 12.2% b * * CI 26.350.6 6.820.8 Fairly likely or very likely 40.7% a 76.4% b * * CI 29.852.5 65.684.5 192 Sex Res Soc Policy (2010) 7:176200 A-1238 Case: 12-2335 Document: 155-4 Page: 25 08/17/2012 695244 185 and bisexual women (M = 1.46, CI = 1.111.82) was reliable. Lesbians (M = 1.93, CI = 1.622.25) scored between the two, and bisexual men scored the lowest, albeit with the largest CI (M = 1.34, CI = 0.642.05). Religious and Political Characteristics As shown in Table 6, more than half of the respondents belonged to a Christian denomination, and most of these were Catholics (20%) or Protestants who reported they were not born again Christians (30%). However, slightly more than one respondent in six reported being born again. Roughly 3% reported they were Wiccan or pagan, and about the same proportion were Buddhist. About 1% were Jewish. Nearly one respondent in four was an atheist or agnostic or reported having no religion. Across sexual orientation subgroups, the distributions among religious denominations, attendance at religious services, and proportion of sexual-minority members in ones congregation did not differ significantly. However, with age, education, and race statistically controlled, lesbians and bisexual men reported receiving significantly more daily guidance from their religion, compared with gay men and bisexual women. With religious guidance expressed as a score on a 4-point scale (1 = none at all, 4 = a great deal of guidance), lesbians and bisexual mens mean scores were 2.22 and 2.42, respectively, compared with 1.96 for gay men and 1.97 for bisexual women (Table 6). Examination of the frequencies within each response category suggests that lesbians and bisexual men were somewhat more likely to report that religion offers them a great deal of guidance, whereas gay men and bisexual women were more likely to report receiving no guidance from religion. However, in response to a follow-up question (How important is spirituality in your life?), roughly two thirds of the respondents who said they received no daily guidance from religion nevertheless assigned at least some importance to spirituality (not shown in Table 6). When these responses were combined with ratings of the importance of religion, the aforementioned group differ- ences were eliminated. Only 10.6% of the sample reported both that they received no guidance from religion and that spirituality was not at all important to them (CI=7.6 14.7). A majority (51.8%, CI=44.659.0) reported either that they received some guidance from religion or that spirituality was not too important. Another 21.4% (CI= 16.726.9) received quite a bit of guidance or considered spirituality to be somewhat important, and 16.2% (CI= 10.424.5) received a great deal of guidance or consid- ered spirituality to be very important. As reported in Table 7, the sample largely identified as Democratic, tended to be politically liberal, and over- whelmingly reported having voted for John Kerry in the 2004 presidential election. These patterns are consistent with findings from previous studies that gay, lesbian, and bisexual voters are less conservative than the general voting Table 8 (continued) Variable Gay men Lesbians Bisexual men Bisexual women a Total Parental status No children 91.6% a 65.1% b 63.5% bc 32.8% c 66.2% CI 87.194.6 54.974.1 42.180.7 23.643.5 59.172.7 1 child 3.3% a 15.7% b 8.4% ab 27.5% b 12.2% CI 1.57.1 10.223.3 3.618.5 17.240.8 8.716.9 2+ children 5.1% a 19.3% b 28.0% bc 39.7% c 21.5% CI 3.08.5 12.029.4 12.850.9 29.451.1 15.928.4 Within rows, values with different lowercase letters differ significantly, as indicated by nonoverlapping confidence intervals. * = results not reported because of the small number of bisexuals in a same-sex relationship a Two bisexual women reported that they were cohabiting but did not report the gender of their partner; they are excluded from the Relationship Status section of the table b Includes four lesbians and four gay men who reported they were in a cohabiting relationship but did not report the gender of their partner, as well as one lesbian and one bisexual woman who characterized their cohabiting partner as transgender c Includes two lesbians and three gay men who did not report their current relationship status but reported elsewhere in the questionnaire that they were legally single or divorced d For Massachusetts residents, the clause if same-sex marriages were legally recognized in your state was not included in the question e Because of the small number of bisexual men and women in a same-sex relationship, responses are reported only for gay men and lesbians Sex Res Soc Policy (2010) 7:176200 193 A-1239 Case: 12-2335 Document: 155-4 Page: 26 08/17/2012 695244 185 public (e.g., Edelman 1993; Hertzog 1996). Except for the fact that no lesbians reported having voted for Ralph Nader, the subgroups did not differ significantly on these variables. Relationship and Family Characteristics Women were significantly more likely than men to report they were currently in a committed relationship, either heterosexual or homosexual. As shown in Table 8, 60% of gay men and 57% of bisexual men were not in a committed relationship, compared with fewer than one fourth of lesbians and bisexual women. Another notable difference was observed between homosexual and bisexual respond- ents: Whereas all coupled lesbians and virtually all coupled gay men reported that their partner was someone of their same sex, the vast majority of coupled bisexual men (88%) and women (90%) had a different-sex partner. Most uncoupled respondents either stated they would like to marry someday or indicated uncertainty about it; overall, only 20% expressed no interest in ever marrying. Among respondents who were currently in a same-sex relationship, significantly more lesbians than gay men said they were very likely or fairly likely to marry their partner (76% and 41%, respectively), whereas more gay men than lesbians said they were somewhat likely to marry (38% and 12%, respectively). In all, nearly 90% of lesbians and 80% of gay men indicated some likelihood of marrying their current partner. (Because so few bisexuals were in a same-sex relationship, their responses to this question are not reported.) Overall, approximately one third of respondents reported having one or more children, including adopted and stepchildren. Gay men were the least likely to have a child (8%), whereas approximately two thirds of bisexual women reported having one or more children. About one third of lesbians and bisexual men reported having children. Respondents overwhelmingly supported legal recogni- tion for same-sex couples. Although bisexual males were somewhat less supportive than others, the overlapping confidence intervals across groups indicate that these differences were not reliable. Overall, 77.9% of respondents (CI=69.784.4) agreed that The law should allow two people of the same sex to marry each other, whereas 74.4% (CI=66.481.1) disagreed with the assertion that There is really no need to legalize same-sex marriage in the United States. Similarly, 89.1% (CI =81.293.9) supported civil unions. The sample was divided in its response to the statement The U.S. public isnt ready for a debate about gay marriage. A plurality (42%, CI = 35.1 49.2) disagreed, but 28.1% (CI = 23.033.9) agreed, and 29.9% (CI = 22.938.1) placed themselves in the middle between agreement and disagreement. Discussion The data presented here offer a wealth of information about the general characteristics of self-identified gay, lesbian, and bisexual adults in the USA while highlighting impor- tant commonalities and differences among sexual orienta- tion subgroups. Without recapitulating all of the results, we comment here on some key findings. To begin, the composition of the sample is noteworthy. With design weights applied to account for aspects of the sampling procedures that might have affected respondents likelihood of inclusion in the KN panel, fully half of the participants identified as bisexual, indicating that bisexuals constitute a substantial portion of the self-identified sexual- minority population. In addition, gay men outnumbered lesbians at a ratio of approximately 2.4:1. This finding is consistent with data from other national probability samples (Black et al. 2000; Laumann et al. 1994) and suggests that self-identified gay men may outnumber self-identified lesbians in the US adult population. Among self-identified bisexuals, by contrast, the weighted proportions of women and men did not differ significantly. Within genders, the weighted sample included more gay than bisexual men and more bisexual women than lesbians, but the differ- ence was reliable only among the women respondents. Of course, any inferences from these patterns about the composition of the sexual-minority population must be considered tentative until more data are obtained from other probability samples. Sexual orientation and gender subgroups within the sample differed on key demographic variables, with bisexuals tending to be younger than homosexuals, and bisexual men the least likely to be non-Hispanic White or to have a college degree. Comparisons to the US adult population using contemporaneous Census data suggest that lesbians and bisexuals (but not gay men) may be younger, on average, than the US adult population; that bisexual men (but not lesbians, gay men, or bisexual women) may be less likely to be non-Hispanic White; and that lesbians and gay men (but not bisexuals) may be more highly educated. These patterns are consistent with previ- ous findings from nonprobability samples indicating that lesbians and gay men tend to be highly educated (e.g., Herek et al. 1999; Rostosky et al. 2009; Rothblum and Factor 2001). They are also consistent with past observa- tions that bisexual behavior is more common among African American and Latino men than among non- Hispanic White males (e.g., Millett et al. 2005; OLeary et al. 2007; Rust 2000). Bisexual men and women were not only younger than the US adult population, they were also significantly younger than lesbians and gay men. This age difference might reflect generational differences in patterns of identity 194 Sex Res Soc Policy (2010) 7:176200 A-1240 Case: 12-2335 Document: 155-4 Page: 27 08/17/2012 695244 185 labeling: Perhaps younger people are more likely than their older counterparts to view their own sexuality in fluid terms and thus to identify as bisexual rather than exclusively homosexual or heterosexual. Alternatively, it could reflect developmental differences insofar as some younger respondents who currently self-identify as bisexual might later identify as gay or heterosexual (indeed, roughly one fifth of bisexual men and one tenth of bisexual women said they label themselves Gay or Lesbian at least some of the time). These accounts are not mutually exclusive. Younger adults may be more open to a bisexual identity today than was the case a generation ago, and bisexuality may constitute a transitional identity for some individuals who will ultimately define their sexuality in terms of exclusive attraction to men or women. Indeed, the findings of the present study suggest that bisexuals may constitute a more heterogeneous population than gay men and lesbians, one that includes not only individuals who publicly identify as bisexual but also those who privately acknowledge same- sex attractions while currently maintaining a heterosexual relationship, and still others who are in the process of defining their sexuality. It is possible that comparisons of self-identified bisexual men and women according to their self-reported attraction patterns (i.e., mainly attracted to men, mainly attracted to women, equally attracted to both sexes) would yield useful insights in this regard. However, the present sample was not large enough to permit such analyses. Compared with bisexual men and women, gay men and lesbians were more strongly committed to a minority sexual identity, identified more strongly with a sexual-minority community, were more likely to consider their community membership to be a reflection of themselves, and were generally more open about their sexual orientation. Overall, gay men and lesbians tended to attach greater importance than bisexuals to community involvement and were more likely to engage in such behaviors as attending rallies and demonstrations or donating money to community organ- izations. Here again, the present data suggest that the population of individuals who label themselves bisexual may be a more diverse group than those who self-identify as lesbian or gay and may include many women and men for whom being bisexual is not a primary basis for a personal identity or community involvement. These pat- terns may also reflect, in part, bisexuals sometimes marginal status in established gay and lesbian communities, along with the relative lack of visible bisexual communi- ties, owing to bisexualitys recent emergence as a public identity linked to a social movement (Herdt 2001; Udis- Kessler 1995). Related to this point, substantial minorities of the bisexual respondents said they never (4.6% of bisexual women, 8.1% of bisexual men) or rarely (34.9% and 20.7%, respectively) used Bisexual as a self-descriptor. By contrast, men who indicated they were homosexual over- whelmingly reported using the term Gay to describe themselves at least some of the time. Similarly, about three fourths of homosexual women used Lesbian as a self-label, and roughly the same proportion employed Gay as a self- descriptor. The latter finding is somewhat surprising because Gay has often been assumed to be primarily a male-oriented identity label (e.g., Kulick 2000). Other patterns of self-labeling also warrant comment. The term Queer was used by only a small minority of respondents, as was the case for Dyke among female respondents. Considerably more respondents (more than one third of gay men and lesbians) used Homosexual as a self-descriptor at least some of the time. Notably, gay male and lesbian respondents were much more likely to say they never used Queer as a self-descriptor (58.9% of gay men, 65% of lesbians) than to say they never used Homosexual (32% and 34.1%, respectively). Bisexuals, by contrast, were about equally likely to say they never used either term. Among bisexual men, 71.7% never used Homosexual and 77.9% never used Queer; for bisexual women, the proportions were 88.8% and 87.3%, respectively. Thus, although Queer has sometimes been suggested as an inclusive label for sexual minorities (e.g., Jacobs 1998), it appears that a majority of US gay, lesbian, and bisexual adults never used it to describe themselves at the time the survey was conducted. Some recent court cases addressing rights for gay, lesbian, and bisexual people have considered questions related to the origins of sexual orientation and its mutability (e.g., In re Marriage Cases 2008; Varnum v. Brien 2009). Moreover, some opponents of equal rights for sexual minorities have asserted that homosexuality represents a willful choice of a sinful way of life (Herman 1997). 12 In this context, it is noteworthy that most respondents in the present studyincluding bisexual men and women reported that they experienced little or no choice about their sexual orientation. The question of exactly what is meant by choice in this realm warrants further discussion and research (see, for example, Whisman 1996), but if ones sexual orientation were experienced as a choice, it seems reasonable to expect that large numbers of gay, lesbian, and bisexual people would report this perception in response to a survey question. We believe that the responses to this question may also provide a useful insight for interpreting the often observed correlation between heterosexuals levels of sexual preju- dice and their beliefs about whether homosexuality is a choice (e.g., Haider-Markel and Joslyn 2008; Hegarty 12 At least one conservative Christian organization has broken with this position, stating on its website that [w]e do not believe anyone chooses his or her same-sex attractions (Love Won Out 2008). Sex Res Soc Policy (2010) 7:176200 195 A-1241 Case: 12-2335 Document: 155-4 Page: 28 08/17/2012 695244 185 2002). If, as the present data indicate, gay, lesbian, and bisexual people experience little or no choice about their sexual orientation, they probably communicate this fact to their heterosexual friends and relatives. Given the consis- tently high correlations observed between heterosexuals attitudes toward sexual minorities and the extent of their personal relationships with nonheterosexual individuals (Herek and Capitanio 1996; Lewis 2008; Pettigrew and Tropp 2006), the correlation that is reliably observed between origin beliefs and attitudes may result at least in part from both variables association with personal contact. Related to this point, the data reveal notable differences in disclosure and outness between gay men and lesbians, on the one hand, and bisexuals, on the other. The parents and siblings of gay men and lesbians are substantially more likely to know about the latters sexual orientation than is the case for the families of bisexual men and women. A similar pattern was also observed in most categories of friends, other family, and coworkers: Compared with lesbians and gay men, significantly fewer bisexuals especially menreported they were out of the closet to even one member of these groups. Coming out as bisexual may differ in important respects from coming out as a gay or lesbian person (McLean 2007). Nevertheless, insofar as heterosexuals levels of sexual prejudice are reduced by having personal relationships with nonheterosexuals (Herek and Capitanio 1996; Lewis 2008; Pettigrew and Tropp 2006), these patterns could have important implications for societal attitudes toward bisexual men and women. The data indicate that self-identified gay, lesbian, and bisexual adults tend to be less religious and more politically liberal than the US population. Although most respondents reported that religion or spirituality provides some guidance in their daily lives, the sample overall reported a fairly low level of religious commitment. Slightly more than one fourth stated that they receive quite a bit or a great deal of guidance from religion in their daily lives, and this proportion increased to approximately 38% when the question was expanded to include spirituality as well as formal religion. By comparison, in the 2004 American National Election Survey (ANES), 35% of US adults reported that religion provides a great deal of guidance in their day-to-day lives, and another 24% said it provides quite a bit of guidance. 13 Whereas about one fourth of the present sample reported at least monthly attendance at religious services, a 2008 Pew survey found that 39% of Americans reported at least weekly attendance at religious worship services (Pew Forum on Religion and Public Life 2008). The data corroborate previous findings that sexual minorities constitute a politically progressive constituency (e.g., Edelman 1993; Hertzog 1996; Schaffner and Senic 2006). A majority of respondents described themselves as liberal, and the sample was overwhelmingly Democratic in party affiliation and voting patterns. By comparison, 25% of the 2004 ANES respondents said they were liberal, and 32% identified as Democrats, whereas a plurality (about 41%) described themselves as conservative and 29% identified as Republicans. Consistent with findings from previous research with convenience samples (Peplau and Fingerhut 2007), sexual- minority women were substantially more likely than sexual-minority men to report that they were currently in a committed relationship. Whereas virtually all coupled gay men and lesbians had a same-sex partner, the vast majority of coupled bisexuals were in a heterosexual relationship. This disproportionate number of different- sex couples among bisexual adults probably has multiple explanations. In part, it may simply reflect the fact that most adults are heterosexual, and thus, bisexuals have many more opportunities to form a different-sex intimate relationship than a same-sex relationship. In addition, same-sex relationships are stigmatized and lack wide- spread legal recognition in the USA, whereas different-sex relationships enjoy social approval and many tangible benefits (Herek 2006). These factors may facilitate different-sex relationships among those bisexuals who are attracted to the other sex at least as much as to their own sex (roughly three fourths of the bisexual respondents in the present sample). Among respondents who were not currently in a committed relationship, relatively few said they would not want to marry someday. A plurality, however, indicated uncertainty about the desirability of marrying. Among the homosexual respondents currently in a relationship, les- bians were substantially more likely than gay men to say they would be very likely or fairly likely to marry their current partner if they could legally do so (76% vs 41%). This pattern is consistent with the available data concerning patterns of marriage and registrations of civil unions and domestic partnerships, which reveal that female couples are considerably more likely than male couples to formally register their relationship when the law allows them to do so (Korber and Calvan 2008; Rothblum et al. 2008). It is also consistent with the present finding that lesbians are significantly more likely than gay men to live in a household with at least one other adult. Lesbians greater tendency to seek legal recognition of their relationships may be explained in part by the fact that they are about four times more likely than gay men to have one or more 13 The figures are based on our analysis of the 2004 National Election Study pre-election interview data, using the UC Berkeley SDA interface (http://sda.berkeley.edu/archive.htm). 196 Sex Res Soc Policy (2010) 7:176200 A-1242 Case: 12-2335 Document: 155-4 Page: 29 08/17/2012 695244 185 children or to report that they have children younger than 18 years residing in their home. Seeking legal protections and benefits for children may be an important motivator for marrying (Herek 2006). The data obtained in any survey are subject to possible error due to sampling, telephone noncoverage, and prob- lems with question wording. In addition to these sources of error, we note several important limitations of the present study that should be kept in mind when interpreting the results. Our operationalization of sexual orientation in terms of identity means that the findings reported here should not be generalized to the population of US adults who experience same-sex attractions or have engaged in same- sex sexual behavior but do not identify as lesbian, gay, or bisexual. The sample was restricted to English-speaking adults in households with a telephone; thus, it is potentially problematic to generalize from these results to non-English speakers, nonadults, and individuals without a telephone. In addition, it is likely that some lesbian, gay, and bisexual adults in the full KN panel did not report their true sexual orientation in response to the original screening question and thus had no opportunity of being included in the present sample. Insofar as self-administered Internet questionnaires appear to elicit greater disclosure of sensitive and potentially stigmatizing information than telephone and face-to-face interviews (e.g., Kreuter et al. 2008), such underreporting may be less common in the KN panel than in surveys using other modes of data collection. Without minimizing the possibility of problems created by such nonreporting in the present study, we note that many respondents who had not disclosed their sexual orientation to their family or friends nevertheless reported it in the questionnaire. Another potential limitation results from the fact that the data are derived from self-reports. As in any survey study, some respondents may have provided inaccurate responses to questions, either intentionally (e.g., because of social desir- ability concerns) or because of problems with comprehension or recall (Tourangeau et al. 2000). Yet another potential concern is whether the survey responses obtained from experienced Internet panel members might differ from those of nave or fresh respondents. To date, the minimal research that has addressed this issue suggests that the res- ponse patterns of the two groups probably do not differ substantially (Toepoel et al. 2009). Finally, as with all surveys, the data represent a snapshot of the population at the time the study was fielded. Additional research with comparable probability samples will be needed to develop a more definitive portrait of sexual-minority adults in the USA. Such research will be useful not only in assessing the extent to which the findings of the present study can be reliably replicated but also might permit more detailed analyses of key subgroups within the sexual-minority population. It would be illuminating, for example, to compare lesbian, gay, and bisexual adults in different race and ethnic groups on many of the variables discussed previously. In the present sample, these subgroups are too small for reliable analyses. Throughout the present article, we have noted the importance of having accurate data about gay, lesbian, and bisexual people for legal and policy debates. Such information will also be highly useful for informing behavioral and social science research on sexual orienta- tion and sexual minorities in a variety of ways. In particular, the present findings highlight the importance for researchers of distinguishing among lesbian, gay, bisexual female, and bisexual male individuals, rather than combining them into an undifferentiated LGB group. For example, the data indicate that sexual orientation groups differ in their levels of identity commitment, community involvement, and outness. Future research might profitably examine whether the meanings attached to these and related variablesand, indeed, the very concept of community membershipmight differ among sexual ori- entation subgroups. Moreover, because these variables may play important roles in moderating the effects of sexual stigma on psychological well-being (Herek and Garnets 2007; Meyer 2003), studies of sexual-minority mental health should include separate analyses of bisexuals and homosexuals, as well as of men and women. A similar analytic strategy should be followed in studies of intimate relationships among sexual minorities because, as shown here, sexual orientation and gender groups differ significantly in their relationship patterns. More broadly, the present study demonstrates the need for researchers to conceive of gay men, lesbians, bisexual men, and bisexual women not only as a cultural minority united by the common experience of sexual stigma but also as distinct groups whose members have different experiences, beliefs, and needs. As society confronts a widening array of policy issues that uniquely affect sexual minorities, accurate scientific information about the lesbian, gay, and bisexual population will continue to be needed by government officials, the courts, and legislative bodies. Social and behavioral researchers working in this area have long recognized the value of data collected through probability sampling methods and have used a variety of creative strategies during the past two decades to obtain such data. In reporting what is perhaps the most extensive description to date of a national probability sample of self-identified lesbian, gay, and bisexual adults in the USA, the present article extends these efforts. We hope it will be useful not only for informing policy but also for generating hypoth- eses that can be tested in future studies with ever more sophisticated samples. Sex Res Soc Policy (2010) 7:176200 197 A-1243 Case: 12-2335 Document: 155-4 Page: 30 08/17/2012 695244 185 Acknowledgments Data collection was funded by a grant to Gregory Herek from the Gill Foundation. Throughout the project, we received assistance, feedback, and helpful suggestions from a large number of colleaguestoo many to list here. We express our appreciation to all of them and our special thanks to Lee Badgett, Aaron Belkin, Murray Edelman, Gary Gates, Ethan Geto, Jeff Henne, Anne Peplau, and Ken Sherrill. We also thank Clinton Anderson and Linda Garnets for their helpful comments on an earlier draft of this article. Open Access This article is distributed under the terms of the Creative Commons Attribution Noncommercial License which per- mits any noncommercial use, distribution, and reproduction in any medium, provided the original author(s) and source are credited. References American Association for Public Opinion Research. (2006). Standard definitions: Final dispositions of case codes and outcome rates for surveys. Lenexa, KS: Author. American Psychological Association. (1986). Bowers v. Hardwick: Brief for amicus curiae, Supreme Court of the United States. Washington, DC: Author. American Psychological Association. (2003). Lawrence v. Texas: Brief for amicus curiae, Supreme Court of the United States. Washington, DC: Author. American Psychological Association. (2007). In re marriage cases: Brief for amicus curiae, California Supreme Court. Washington, DC: Author. Badgett, M. V. L. 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CASE WESTERN RESERVE UNIVERSITY
NO DIFFERENCE?: AN ANALYSIS OF SAME-SEX PARENTING
George W. Dent, Jr.
Case Research Paper Series in Legal Studies Working Paper 2011-11 May, 2011
This paper can be downloaded without charge from the Social Science Research Network Electronic Paper Collection:
For a complete listing of this series: http://ssrn.com/abstract=1848184 A-1247 Case: 12-2335 Document: 155-4 Page: 34 08/17/2012 695244 185 Electronic copy available at: http://ssrn.com/abstract=1848184 1
NO DIFFERENCE?: AN ANALYSIS OF SAME-SEX PARENTING - George W. Dent, Jr. 1
The principal argument for traditional marriage is that it is uniquely beneficial to children. Accordingly, a key tenet of the campaign for same-sex marriage (SSM) is that same-sex couples are just as good as other parents; there is no difference between the two. This article analyzes this claim and concludes that it is unsubstantiated and almost certainly false. I. No Difference from What? In Perry v. Schwarzenegger the District Court pronounced that same-sex parents and opposite-sex parents are of equal quality. 2 Some scholars make similar claims. 3 A crucial problem with the no difference claim is determining what is alleged to be no different from what. Defenders of traditional marriage claim that children generally fare best when raised by their married biological parents and (correlatively) that children would not fare as well with same-sex married couples. Since SSM has been recognized only recently and only in a few jurisdictions, these claims cannot be empirically refuted or confirmed. In fact, no one has tried. In Perry the plaintiffs expert witness could not identify any study comparing children raised by same-sex couples with children raised by their married, biological parents. 4
Studies of children raised by same-sex couples often compare them with children raised by single mothers. 5 Others compare them to children raised by divorced heterosexual
1 Schott-van den Eynden Professor of Law, Case Western Reserve University School of Law. 2 Mimeo. Op. at 127. 3 See e.g., Michael S. Wald, Adults Sexual Orientation and State Determinations Regarding Placement of Children, 40 FAM. L.Q. 381, 400 (2006); Gregory N. Herek, Legal Recognition of Same-Sex Relationships in the United States: A Social Science Perspective, 61 AM. PSYCH. 607, 611 (2006) (stating that [e]mpirical studies comparing children raised by sexual minority parents with those raised by otherwise comparable heterosexual parents have not found reliable disparities in mental health or social adjustment); CARLOS A. BALL, THE MORALITY OF GAY RIGHTS: AN EXPLORATION IN POLITICAL PHILOSOPHY 168 (The social science literature indicates that lesbians and gay men as a group meet their responsibilities toward their children as well and as completely as do heterosexual parents.) (footnote omitted). 4 ER 263-87. 5 [T]he biggest problem by far is that the vast majority of these studies compare single lesbian mothers to single heterosexual mothers--in other words, they compare children in one kind of fatherless family with children in another kind of fatherless A-1248 Case: 12-2335 Document: 155-4 Page: 35 08/17/2012 695244 185 Electronic copy available at: http://ssrn.com/abstract=1848184 2
parents. 6 Clearly neither comparison group does as well as children raised by their married, biological parents, so on its face these claims carry little weight even if they are true. Moreover, studies do suggest at least one significant difference of children raised by same-sex couples: they are more likely to engage in homosexuality and to experience greater confusion and anxiety about sex. 7 Again, the absence of longitudinal data and of statistically significant samples mandates caution in weighing these findings. However, these new findings do raise suspicion that there may be other differences from same-sex parenting that have not yet been uncovered. II. Other Methodological Problems Most studies of same-sex parenting have small, self-selected samples of children who have not been in the household very long and who have been evaluated at a single
family. Steven Nock, quoted in THE REVOLUTION IN PARENTHOOD: THE EMERGING GLOBAL CLASH BETWEEN ADULT RIGHTS AND CHILDRENS NEEDS 21-22 (INST. FOR AMERICAN VALUES 2006) [hereinafter THE REVOLUTION IN PARENTHOOD]. See also A. Dean Byrd, Conjugal Marriage Fosters Healthy Human and Societal Development, in WHATS THE HARM?: DOES LEGALIZING SAME-SEX MARRIAGE REALLY HARM INDIVIDUALS, FAMILIES OR SOCIETY? 16 (Lynn D. Wardle, ed. 2008) [hereinafter WHATS THE HARM?] (The studies on same-sex parenting . . . are basically restricted to children who were conceived in a heterosexual relationship whose mothers later divorced and self- identified as lesbians. It is these children who were compared to divorced, heterosexual, mother-headed families.). 6 See, e.g., Mary Parke, Are Married Parents Really Better for Children? What Research Says About the Effects of Family Structure on Child Well-Being 6, available at www.clasp.org. 7 See Walter R. Schumm, Children of Homosexuals More Apt To Be Homosexuals? A Reply to Morrison and to Cameron Based on an Examination of Multiple Sources of Data, 42 J. BIOSOCIAL SCI. 721 (2010) (meta-analysis finding that children raised by gay couples are much more likely than others to be gay); Richard E. Redding, Its Really About Sex: Same-Sex Marriage, Lesbigay Parenting, and the Psychology of Disgust, 15 DUKE J. GENDER L. & POLICY 127, 143-44, 147-51 (2008) (reviewing studies and concluding that homosexuality does seem to be more common among children raised by same-sex couples); Traycee Hansen, A Review and Analysis of Research Studies Which Assessed Sexual Preference of Children Raised by Homosexuals (2009), available at http://www.drtaycehansen.com/Pages/writings_sexprefprt.html (concluding that studies by pro-homosexual researchers cant be used to make definitive statements, [but] are suggestive that homosexual parents are rearing disproportionate numbers of non-heterosexual children); Judith Stacey & Timothy J. Biblarz, (How) Does the Sexual Orientation of Parents Matter, 66 AM. SOCIO. REV. 159 (2001) (study finding homosexually parented children are more likely to experience sexual confusion and to engage in homosexual and bisexual behavior). A-1249 Case: 12-2335 Document: 155-4 Page: 36 08/17/2012 695244 185 3
time rather than followed for a substantial period. 8 One researcher who clearly supports the gay movement concedes: [T]here has never been a comprehensive study of same-sex parents and their children from nationally representative data; . . . . The studies that have been done on same-sex couples have been mostly small scale studies of non-random samples from sampling frames that are not nationally representative. 9
This is not necessarily a result of any impropriety by the investigators. Until recently few examples of same-sex parenting existed (especially for gay male homes), 10
so a large, longitudinal study is not yet possible. Given the small number of children now being raised by same-sex couples, getting a statistically significant random sample would be extremely expensive; it would require looking at a very large, random sample of children in order to get information about the one percent or so with same-sex couples. It is not surprising, then, that no one has done this.
8 A group of 70 prominent scholars from all relevant academic fields concluded: The current research on children raised by [same-sex couples] is inconclusive and underdeveloped--we do not yet have any large, long-term studies that can tell us much about how children are affected by being raised in a same-sex household. WITHERSPOON INST., MARRIAGE AND THE PUBLIC GOOD: TEN PRINCIPLES 18 (2006) [hereinafter MARRIAGE AND THE PUBLIC GOOD]. See Lynn D. Wardle, Considering the Impacts on Children and Society of Lesbigay Parenting, 23 QUINNIPIAC L. REV. 541 (2004) [hereinafter Wardle, Considering the Impacts] (listing methodological flaws of these studies, especially use of small, self-selected samples). See also Lynn D. Wardle, The Potential Impact of Homosexual Parenting on Children, 1997 U. ILL. L. REV. 833, 897 [hereinafter Wardle, Potential Impact]. The most recent study to claim to prove the success of same-sex parenting is Laura Langbein & Mark A. Yost, Jr., Same-Sex Marriage and Negative Externalities, 90 SOC. SCI. Q. xx (2009). It has the same methodological shortcomings as the prior studies. See Douglas W. Allen, Lets Slow Down: Comments on Same-Sex Marriage and Negative Externalities 3 (Dec., 2010), available at http://ssrn.com/abstracts=1722764. 9 Michael J. Rosenfeld, Abstract, The Development of Children of Same-Sex Couples 2, available at http://www.stanford.edu/~mrosenfe/same- sex%20and%20their%20children,%20abstract.pdf. See also Michael J. Rosenfeld, Nontraditional Families and Childhood Progress Through School, 47 DEMOGRAPHY 755, 757 (2010) (stating that the sample sizes of studies of same-sex parenting remain too small for statistically powerful tests) [hereafter Rosenfeld, Nontraditional Families]. 10 See Charlotte Patterson, Lesbian and Gay Parenting 15, available at http://www.apa.org/pi/lgbt/resources/parenting-full.pdf (reporting only two longitudinal studies of lesbian parenting and none of gay male parenting). See also Byrd, supra note x, at 16 (Studies of children raised by male couples are virtually non-existent.). A-1250 Case: 12-2335 Document: 155-4 Page: 37 08/17/2012 695244 185 4
Instead, researchers have sought volunteers to be studied. 11 The validity of self- selected samples is doubtful. The legal guardians of children--of whatever sexual orientation or legal relationship--are unlikely to volunteer for a study if their children are not doing well. Also, several of the most important [studies] have been based on samples of women who became parents through assisted reproductive technology, who tend to be white, upper-middle class women. 12 They may not be representative of the broader population. Further, homosexual couples in these studies are intrepid pioneers, keenly aware of the obstacles they face. They would not take up the challenge of same-sex parenting unless they felt themselves able to conquer the difficulties and were determined to do so. In many social experiments such pioneers succeed, but less impressive people who later try the same thing do less well. 13 Whatever the success of the pioneers of same-sex parenting has been, that success may not be matched by others in the future. Finally, some studies find that children raised by their married, biological parents fare best. 14 They may then claim that this result stems from the higher socioeconomic status of these parents. 15 That conclusion, however, raises the question of the direction of cause and effect. A classic justification for marriage is that having a wife and the presence or prospect of children motivates a man to earn more money and achieve higher status. 16 Thus higher socioeconomic status of married couples may be a result of marriage.
11 See Paul Cameron, Homosexual Parents: Testing Common Sense--A Literature Review Emphasizing Golombok & Tasker Longitudinal Study of Lesbians Children, 85 PSYCHOL. REP. 282, 318 (1998); George A. Rekers, An Empirically- Supported Rational Basis for Prohibiting Adoption, Foster Parenting, and Contested Child Custody by Any Person Residing in a Household that Includes a Homosexuality- Behaving Member, 18 ST. THOMAS L. REV. 325, 401-02 (2005). 12 Rosenfeld, Nontraditional Families, supra note x, at 757. See also Charlotte J. Patterson, Family Relationships of Lesbians and Gay Men, 62 J. MARRIAGE & FAM. 1052, 1058 (2000). 13 See DIANE RAVITCH, THE DEATH AND LIFE OF THE GREAT AMERICAN SCHOOL SYSTEM: HOW TESTING AND CHOICE ARE UNDERMINING EDUCATION x (2010). 14 See Rosenfeld, Nontraditional Families, supra note xx, at 755, 770 (finding that children of heterosexual married couples have the lowest rate of grade retention in school). Note that this group includes adopted children and children living with one biological parent who has divorced the other biological parent and remarried. Such children tend not to do as well as children living with the married biological parents, so the study does not reveal the full advantages of their latter milieu. 15 See id. 16 See infra note xx. A-1251 Case: 12-2335 Document: 155-4 Page: 38 08/17/2012 695244 185 5
For lack of evidence, especially about male couples and long-term effects, uncertainty about gay parenting will persist for years. Liberalization of divorce was touted on the seemingly humane premise that some marriages are irreparably broken and that it is better to let the parties end these marriages rather than to perpetuate their misery by forcing a couple either to stay married or to endure a long, bitter, damaging legal battle over questions of fault. 17 It was argued that children would not be harmed by divorce because they are infinitely malleable. 18 [I]t was fashionable among intellectuals to contend that the best interest of adults also serve the best interests of children. This once conventional wisdom has proven to be gravely mistaken. . . . 19
The damage done to children by divorce became evident only many years after divorce laws were liberalized and divorce became more common. 20 The experience with liberalized divorce follows the law of unintended consequences--major legal changes invariably produce unexpected effects. Likewise, an unprecedented change in the law and meaning of marriage may have detrimental consequences. The studies invoked by the gay movement cannot refute this possibility. III. Further Reasons for Doubt
17 See JANE LEWIS, THE END OF MARRIAGE? INDIVIDUALISM AND INTIMATE RELATIONS 5 (2001). 18 Seana Sugrue, The Erosion of Marriage: A Pyrrhic Victory?, in WHATS THE HARM?, supra note x, at 302. 19 Seana Sugrue, Canadian Marriage Policy: A Tragedy for Children, REPORT, INST. FOR MARRIAGE & FAMILY CANADA 2 (May 31, 2006), quoted in Lynne Marie Kohm, Whats the Harm to Women and Children?: A Prospective Analysis, in WHATS THE HARM?, supra note x, at 79, 86. 20 See MARGARET F. BRINIG, FROM CONTRACT TO COVENANT: BEYOND THE LAW AND ECONOMICS OF THE FAMILY 174-77 (2000); ELIZABETH MARQUARDT, BETWEEN TWO WORLDS: THE INNER LIVES OF CHILDREN OF DIVORCE (2005); JUDITH WALLERSTEIN, JULIA LEWIS & SANDRA BLAKESLEE, THE UNEXPECTED LEGACY OF DIVORCE: A 25 YEAR LANDMARK STUDY (2000); BARBARA DAFOE WHITEHEAD, THE DIVORCE CULTURE: RETHINKING OUR COMMITMENTS TO MARRIAGE AND THE FAMILY (1996). Liberalized divorce also harms women. See LENORE J. WEITZMAN, THE DIVORCE REVOLUTION: THE UNEXPECTED SOCIAL AND ECONOMIC CONSEQUENCES FOR WOMEN AND CHILDREN IN AMERICA (1985). It took almost forty years before rigorous studies were possible, and they showed the great damage wrought by liberalized divorce. Allen, supra note x, at 2. One striking datum: the single strongest social predictor (as opposed to personality predictor) of early death was parental divorce during childhood. Katherine Bouton, Eighty Years Along, a Longevity Study Still Has Ground to Cover, N.Y. TIMES, Apr. 19, 2011, at D3 (citing a finding in HOWARD S. FRIEDMAN & LESLIE R. MARTIN, THE LONGEVITY PROJECT: STARTLING DISCOVERIES FOR HEALTH AND LONG LIFE FROM THE LANDMARK EIGHT-DECADE STUDY (2011)). A-1252 Case: 12-2335 Document: 155-4 Page: 39 08/17/2012 695244 185 6
There are further empirical evidence and inductive reasons indicating that same- sex married couples almost certainly would not be equally good parents as are married biological parents. A. Adoption Vs. Biology Every child with homosexual guardians has lost at least one biological parent. Loss of a parent is universally regarded as a great misfortune. If the child has one biological parent, the other adult is a step-parent. In fables step-parents are typically hostile to their step-children. 21 Homosexual couples with children often experience competition or jealousy over parenting, and the children often have a preference for or primary bond with one parent. 22 If one is the childs biological parent, it would be natural for the child to identify the other as secondary, or as not a true parent at all. 23
Alternatively, the child with homosexual custodians has lost both parents. This is universally regarded as a tragedy. Adoption can be a great blessing for children whose parents are unable or unwilling to care for them, but even adoption by a traditional married couple is not equal to the biological family. 24 If same-sex couples are just as
21 See BRUNO BETTELHEIM, THE MEANING AND IMPORTANCE OF FAIRY TALES 66- 73 (1975) (discussing The Fantasy of the Wicked Stepmother). 22 See Claudia Ciano-Boyce & Lynn Shelley-Sireci, Who Is Mommy Tonight? Lesbian Parenting Issues, 43 J. HOMOSEXUALITY No. 2, at 1, 10-11 (2002); Susan Bennett, Is There a Primary Mom? Parental Perceptions of Attachment Bond Hierarchies Within Lesbian Adoptive Families, 20 CHILD & ADOLESCENT SOC. WORK J. No. 3, at 159, 166-69 (2003). 23 See Louis DeSerres, Preserve Marriage--Protect Childrens Rights, in WHATS THE HARM?, supra note x, at 106 (This biological imbalance can also be the source of numerous tensions and conflicts that are not likely to benefit the child. . . .). 24 See David M. Brodzinsky, Long-Term Outcomes in Adoption, 3 THE FUTURE OF CHILDREN 153, 153 (Spring, 1993) (A selective review of the literature indicates that, although most adoptees are well within the normal range of functioning, as a group they are more vulnerable to various emotional, behavioral, and academic problems than their peers living in intact homes with their biological parents.); Gail Slap et al., Adoption as a Risk Factor for Attempted Suicide During Adolescence, 108 PEDIATRICS 330 (Aug. 2001) (Attempted suicide is more common among adolescents who live with adoptive parents than among adolescents who live with biological parents.); Michael Wierzbicki, Psychological Adjustment of Adoptees: A Meta-Analysis, 22 J. CLINICAL CHILD PSYCH. 447 (1993) (meta-analysis of 66 published studies finding that adoptees had significantly higher levels of maladjustment, externalizing disorders, and academic problems that nonadoptees); Matthew D. Bramlett et al., The Health and Well-Being of Adopted Children, 119 PEDIATRICS, Supp. 2007, at S54. See also SHARON VANDIVERE ET AL., ADOPTION USA: A CHARTBOOK BASED ON THE 2007 NATIONAL SURVEY OF ADOPTIVE PARENTS 5 (2007), which found inter alia: A-1253 Case: 12-2335 Document: 155-4 Page: 40 08/17/2012 695244 185 7
good as biological parents, they must be better than traditional married couples as adoptive parents. It would be astounding if this were true, and there is no evidence to suggest that it is. Adopted children often crave knowledge of and contact with their biological parents and are challenging laws that prevent them having it. 25 In effect, these children assert the natural importance of blood ties and a human right to access to their biological parents. The law increasingly acknowledges such a right. The Convention on the Rights of the Child, for example, recognizes the right of every child, as far as possible . . . to know and be cared for by his or her parents. 26 Because homosexual couples cannot biologically create children, however, the SSM movement must deny the importance of blood ties and any right of children to access to their biological parents. 27
B. Special Issues with Same-Sex Couples
[C]ompared to the general population of children, adopted children are more likely to have ever been diagnosed withand to have moderate or severe symptoms ofdepression, ADD/HAD, or behavior/conduct disorder. . . . . [P]arental aggravation (for example, feeling the child was difficult to care for, or feeling angry with the child . . . is more common among parents of adopted children than among parents in the general U.S. population (11 compared with 6 percent). 25 See Patrick F. Fagan, Adoption Works Well: A Synthesis of the Literature 13 (Family Research Council, Nov., 2010) (At some stage, adopted children commonly desire to get to know their birth mother.). It is now being widely recognized that adopted children have the right to know who their biological parents are whenever possible, and legislation establishing that right has become the norm. MARGARET SOMERVILLE, THE ETHICAL IMAGINATION: JOURNEYS OF THE HUMAN SPIRIT 147 (2006). Children also have a right to be reared within their biological families and to have a mother and a father, unless an exception can be justified as being in the best interests of a particular child. Margaret Somerville, Childrens Human Rights to Natural Biological Origins and Family Structure, 1 INTL J. JURISP. FAM. 35, 35 (2011). See also David Crary, Sperm-Donors Kids Seek More Rights, Want to End Anonymous Sperm Donation, available at http://www.app.com/apps/pbcs.dll/article?AID-2010100812064; Vardit Ravitsky & Joanna E. Scheib, Donor-Conceived Individuals Right to Know, The Hastings Center, Bioethics Forum (July 20, 2010), available at http://www.thehastingscenter.org/Bioethicsforum/Post.aspx?id=4811&blogid=140. 26 Convention on the Rights of the Child, G.A. Res. 44/25, at 166, 168, U.N. Doc. A/RES/44/25 (Nov. 20, 1989), reprinted in 28 I.L.M. 1456 (1989), available at http://www.ochr.org/english/law/pdf/crc.pdf. Unfortunately, the United States has not ratified this convention. 27 See infra note x and accompanying text. A-1254 Case: 12-2335 Document: 155-4 Page: 41 08/17/2012 695244 185 8
In addition to the detriments of adoption even by a traditional married couple, there are reasons to believe that adoption by same-sex couples would raise further problems. 1. Childrens Sexuality The claim that living with a same-sex couple does not affect a childs sexuality is implausible. It would be surprising indeed if . . . childrens own sexual identities were unaffected by the sexual identities of their parents. 28 Even young children may sense, or be told by others, that their guardians are unusual--queer--thereby initiating their sexualization at an unusually early age. There is evidence that children raised by homosexuals are more likely to engage in homosexuality and to feel confused about their sexual identity. 29
2. Durability and Fidelity Other aspects of homosexual relationships make same-sex couples less likely to be good parents. Heterosexual relationships are more durable. The bond between woman and man is rooted in the biological necessity to nurture human infants for a long time. 30
The parents fidelity affirms paternity--the identity of the father--which is hidden by promiscuity in some other species, including close relatives of humans, like chimpanzees. 31 The recognition of paternity lets a father care for his own children, which includes caring their mother--his mate. The recognition of patrilineal kin also made it
28 Diana Baumrind, Commentary on Sexual Orientation: Research and Social Policy Implications, 31 DEVELOPMENTAL PSYCH. 130, 134 (1995). See also A. Dean Byrd, Gender Complementarity and Child-Rearing: Where Tradition and Science Agree, 6 J. L. & FAMILY STUD. 213, x (2004) (Children learn about male-female relationships through the modeling of their parents.); Bruce Ellis, Of Fathers and Pheromones: Implications of Cohabitation for Daughters Pubertal Timing, in JUST LIVING TOGETHER: IMPLICATIONS OF COHABITATION ON FAMILIES, CHILDREN, AND SOCIAL POLICY 161 (A. Booth & A. Crouter eds., 2002); Susan Golombok & Fiona Tasker, Do Parents Influence the Sexual Orientation of Their Children? Findings from a Longitudinal Study, 32 DEVELOPMENTAL PSYCH. 3 (1996). 29 See supra note x and accompanying text. 30 Discussing the emergence of human beings from other primates, Dr. Bernard Chapais, a primatologist, said: If you take the promiscuity that is the main feature of chimp society and replace it with pair bonding, you get many of the most important features of human society. Quoted in Nicholas Wade, New View of How Humans Moved Away from Apes, N.Y. TIMES, Mar. 11, 2011, at Ax. See generally BERNARD CHAPAIS, PRIMEVAL KINSHIP (2008). 31 See Wade, supra note x (the presence of both parents revealed the genealogical structure of the family, which is at least half hidden in chimp societies). A-1255 Case: 12-2335 Document: 155-4 Page: 42 08/17/2012 695244 185 9
possible to move forward and establish peaceful relations with other groups. 32 For either parent to have sex outside the marriage can disrupt their bond by creating competing demands from other children and the other parent(s). It would be astonishing if this natural bond, a product of a million years of evolution, were just coincidentally equaled by the bond between same-sex couples, which has no biological basis. A comparison with other species is instructive. Among some animals male and female mate for life; among many they do not. But in no species do members of the same sex mate for life. Homosexuals have less reason to bond as couples and, when they do bond, less reason for the bond to be enduring and exclusive. Not surprisingly, then, homosexuals are less inclined than heterosexuals to marry, 33 and gays who do marry have a high divorce rate. 34
32 Id. (quoting primatologist Bernard Chapais). See also Nicholas Wade, Supremacy of a Social Network, N.Y. TIMES, Mar. 15, 2011, at D4. 33 See Paul Ames, Dutch Gays Dont Take Advantage of Opportunity to Marry (Apr. 20, 2011), available at http://www.globalpost.com (reporting statistics from the Netherlands national statistics agency that just 20 percent of gay Dutch couples are married, compared to 80 percent of heterosexual couples); Harry R. Jackson, Jr., Whats the Vex of Same-Sex, TownHall.com, Oct. 12, 2009, available at http://townhall.com?Common/PrintPage.aspx?g=c9bc9aad-468e-49e2-9e1c-03225fd7ba2 (reporting that in the Netherlands, where SSM is recognized, only 12% of gays have chosen to marry). See also Maggie Gallagher & Joshua K. Baker, Demand for Same-Sex Marriage: Evidence from the United States, Canada, and Europe, 3 IMAPP POLICY BRIEF No. 1, 1, 6 (Apr. 26, 2006), available at http://www.marriagedebate.com/pdf/imapp.demandforssm.pdf. In 2006 the New Jersey Supreme Court found that there were 16,000 same-sex couples living in committed relationships among a state population of 8,500,000. Lewis v. Harris, 908 A.2d 196, 218 (N.J. 2006). Those 32,000 people are less than 0.4% of the population. One study found that only 85,000 same-sex couples had entered into a legally recognized relationship in America. That is about 1/18th of 1% of the U.S. population. Gary J. Gates, M.V. Lee Badgett & Deborah Ho, Marriage, Registration and Dissolution by Same-Sex Couples in the U.S. 5 (July 2008), available at http://www.ssrn.com/abstract=1264106. In Oregon 2,600 same-sex couples [thus 5,200 people], comprising about 20% of the of Oregons same-sex couples, registered in the first year after Oregon instituted domestic partnerships, even though this offered most of the legal protections and benefits of marriage. Steve McKinsey, Only One-Fifth of Oregons Same-Sex Couples Opt for Union, THE OREGONIAN, Feb. 2, 2009, available at http://blog.oregonlive.com/news_- impact/2009/02/domestic_partnerships.html. 70% were female. Oregons population was estimated at 3,790,060 in 2008. See http://quickfacts.census.gov/gfd/states/41000.html. Thus those 5,200 people are less than 0.0014% of the population. In three years only 6,500 couples registered under Vermonts civil union law. See Pam Belluck, Gays Respond: I do, I Might and I Wont, N.Y. TIMES, Nov. 26, 2003, at A1. One reason for the low number is that couples who came of age in the 1960s and A-1256 Case: 12-2335 Document: 155-4 Page: 43 08/17/2012 695244 185 10
Where homosexuals (especially gay men) do marry or otherwise enter into a committed relationship, it generally happens later in life than it generally does for normal couples. 35 This is not surprising. A normal motive for a traditional marriage is to start a family, so it generally occurs when the couple is young enough to bear children and to handle the physical rigors of raising them. Gay couples do not bear children. Further, gay men tend to be even more preoccupied than most straight women with their bodies, physical attractiveness, attire, adornment and self-presentation. 36 They may choose to
1970s [tended] to see marriage as a heterosexual institution symbolizing a system that they could not, or would not, want to be part of. Id. Only 166 of General Motors 1,300,000 employees claimed the same-sex benefits it offered. See Maggie Gallagher, What Is Marriage For?, WKLY. STANDARD, Aug. 4/Aug. 11, 2003, available at LEXIS, Nexis Library, The Weekly Standard File. In short, very few same-sex couples have sought legal recognition when it is available, and most (especially the males couples) had no interest in establishing legal recognition. 34 See Gunnar Andersson et al., The Demographics of Same-Sex Marriages in Norway and Sweden, 43 DEMOGRAPHY 79 (2006) (divorce-risk levels are considerably higher in same-sex marriages); DENNIS ALTMAN, THE HOMOSEXUALIZATION OF AMERICA, THE AMERICANIZATION OF THE HOMOSEXUAL 187 (1982) ([A]mong gay men a long-lasting monogamous relationship is almost unknown.); Maria Xiridou et al., The Contribution of Steady and Casual Partnerships to the Incidence of HIV Infection in America, 17 AIDS 1029, 1031 (2003) (finding that among a sample of Amsterdam men that gay male partnerships lasted on average 1.5 years and that men in these partnerships had an average of eight casual partners per year); Maggie Gallagher & Joshua K. Baker, Same-Sex Unions and Divorce Risk: Data from Sweden, IMAPP POLICY BRIEF, May 3, 2004 (study of registered partnerships in Sweden finding that gay male couples were 50% more likely to divorce, and lesbian couples were over 150% more likely to divorce than heterosexual couples); C.C. Hoff et al., Serostatus Differences and Agreements About Outside Sex Partners Among Gay Couples, 21 AIDS EDUC. & PREVENTION x (2009) (study finding that half of gay couples in committed relationships had explicit agreements allowing sex with others); Lawrence Kurdek, Are Gay and Lesbian Cohabiting Couples Really Different from Heterosexual Married Couples?, 66 J. FAMILY & MARRIAGE 893 (Nov. 2004) (finding that the dissolution rate of homosexual couples was more than three times that of heterosexual married couples, and the dissolution rate of lesbian couples was more than four times that of heterosexual married couples). 35 See Gates et al., supra note x, at 9 (study finding that same-sex couples who married in Massachusetts were considerably older than opposite-sex couples who married). 36 Judith Stacey, Fellow Families? Genre of a Gay Male Intimacy and Kinship in a Global Metropolis (2006), available at http://www.leeds.ac.uk/CAVA/papers/intseminar3Stacey.htm A-1257 Case: 12-2335 Document: 155-4 Page: 44 08/17/2012 695244 185 11
marry only when they no longer feel attractive enough for the promiscuity of the homosexual meat market. 37
Many gay men are promiscuous to an extent incompatible with marriage. 38 Some gays disdain monogamy as proper only for heterosexuals because they bear children, not a model gays should emulate. 39 One says: Gay liberation was founded . . . on a sexual brotherhood of promiscuity and any abandonment of that promiscuity would amount to a communal betrayal of gargantuan proportions. 40 Promiscuity is implicit in educational materials about homosexuality, which are becoming more common in public schools. 41
Due in part to promiscuity, homosexuals have high rates of disease. Gay men became more cautious about sex after the onset of AIDs, but infection rates soon rebounded to their former levels. 42 Gay men also suffer disproportionately from many
37 This possibility seems consistent with the importance of physical appearance in the gay male marketplace: In cruising culture, the gay male sexual sports arena, its all in the gaze. Erotic attraction and connection occur (or fail) in the blink of an eye. . . . The extraordinary emphasis on the visual at the core of this dynamic imposes painful challenges for gay men seeking eros and intimacy who fall outside desirable standards of beauty and youth. Id. 38 In one study 43% of white male homosexuals reported having sex with 500 or more partners, with 28% having 1,000 or more sex partners. MARTIN S. BELL & ALAN P. WEINBERG, HOMOSEXUALITIES: A STUDY OF DIVERSITY AMONG MEN AND WOMEN 308- 09 (1978). See also Paul Van den Ven et al., A Comparative Demographic and Sexual Profile of Older Homosexually Active Men, 34 J. SEX RESEARCH 354 (1997) (finding similar figures). Homosexual promiscuity is acknowledged by many homosexuals. See MARSHALL KIRK & HUNTER MADSEN, AFTER THE BALL 280-347 (1990). Even gay men with a steady partner tend to be promiscuous. See Jackson, supra note x (reporting that in the Netherlands . . . homosexual men who have a steady partner have had an average of eight other sexual partners per year; lesbians were found to have more male partners over their lifetime than heterosexual women.). 39 See DAVID A.J. RICHARDS, SEX, DRUGS, DEATH, AND THE LAW: AN ESSAY ON HUMAN RIGHTS AND OVERCRIMINALIZATION 53 (1982); Michael Bronski, Behind the SexPanic! Debate, HARV. GAY & LESBIAN REV. 29 (Spring 1998); Caleb Crain, Pleasure Principles: Queer Theorists and Gay Journalists Wrestle Over the Politics of Sex, LINGUA FRANCA 27 (Oct. 1997); Sheryl Gay Stolberg, Gay Culture Weighs Sense and Sexuality, N.Y. TIMES, Nov. 23, 1997, 4, at 1. 40 GABRIEL ROTELLO, SEXUAL ECOLOGY: AIDS AND THE DESTINY OF GAY MEN xx (1997). 41 See George W. Dent, Jr., Straight Is Better: Why Law and Society May Justly Prefer Heterosexuality, x TEX. REV. L. & POLITICS x, x (2011). 42 See Centers for Disease Control and Prevention, CDC Analysis Provides New Look at Disproportionate Impact of HIV and Syphilis Among U.S. Gay and Bisexual Men A-1258 Case: 12-2335 Document: 155-4 Page: 45 08/17/2012 695244 185 12
other diseases. 43 The tendency of male homosexual acts to spread disease may help explain the revulsion many people feel about them. 44 Lesbians also suffer high rates of certain diseases and drug abuse. 45 Homosexuals also have higher rates of suicide, mental illness, and drug and substance abuse. 46 Although many homosexuals brag about the
(Mar. 10, 2010), available at http://www/cdc/gov/nchstp/Newsroom/msmpressrelease.html (report finding that the rate of new HIV diagnoses among men who have sex with men (MSM) is more than 44 times that of other men and more than 40 times that of women, and even greater discrepancies for syphilis) [hereafter CDC Analysis]. This report stated that one reason for the high rate of HIV infection among gay men is complacency about HIV risk. See also Centers for Disease Control, Resurgent Bacterial Sexually Transmitted Disease Among Men Who Have Sex with Men--King County, Washington, 1997-99, MORBIDITY & MORTALITY WKLY. REPT., Sept. 10, 1999, at 773; Byrd, supra note x, at 14 (summarizing several studies). 43 See Byrd, supra note x, at 13-14 (summarizing several studies); Anne Tompalo & H. Hunter Handsfield, Overview of Sexually Transmitted Diseases in Homosexual Men, in AIDS AND INFECTIONS OF HOMOSEXUAL MEN 3 (Pearl M. & Donald Armstrong eds., 2d ed. 1989) (homosexual men were known to be at high risk of acquiring sexually transmitted diseases); Centers for Disease Control, Sexually Transmitted Disease Surveillance 2009, at 33 (Nov. 2010) (finding high and growing rates of syphilis infection among homosexual men). 44 See Roger Scruton, Gay Reservations, in THE LIBERATION DEBATE 108, 122 (Michael Leahy & Dan Cohn-Sherbok eds., 1996); Redding, supra note x, at 180-91 (discussing the evolutionary basis for disgust and the widespread feelings of disgust for homosexual acts).. 45 See Katherine Fethers, et al., Sexually Transmitted Infections and Risk Behaviors in Women Who Have Sex with Women, 76 SEXUALLY TRANSMITTED INFECTIONS 345 (2000). 46 See D.M. Ferguson et al., Is Sexual Orientation Related to Mental Health Problems and Suicidality in Young People?, 56 ARCHIVES GEN. PSYCH. 876 (1999) (study concluding: Gay, lesbian and bisexual young people were at increased risks of major depression . . . generalized anxiety disorder . . . conduct disorder . . . [and] suicide attempts.); Richard Herrel et al., Sexual Orientation and Suicidality, 56 ARCHIVES OF GEN. PSYCH. 867 (1999) (study finding that same gender sexual orientation is significantly associated with each of the suicidality measures); Christine E. Grella et al., Influence of Gender, Sexual Orientation, and Need on Treatment Utilization for Substance Use and Mental Disorders: Findings from the California Quality of Life Survey,19 BMC PSYCH. 52 (2009), available at http://www.biomedcentral.com/1471- 244X/9/52 (empirical study finding that homosexuals were twice as likely to seek mental health, and substance abuse treatment); Redding, supra note x, at 156-59 (reviewing literature); Yue Zhao et al., Suicidal Ideation and Attempt Among Adolescents Reporting Unsure Sexual Identity or Heterosexual Identity Plus Same-Sex Attraction or Behavior: Forgotten Groups?, 49 J. AM. ACAD. OF CHILD & ADOLESCENT PSYCH. 89 (2010) (study finding homosexual and bisexual youths have higher suicide risk than others). Many gay men also suffer from eating disorders. Stacey, supra note x; Cassandra A-1259 Case: 12-2335 Document: 155-4 Page: 46 08/17/2012 695244 185 13
absence of gender discrimination in their relationships, those relationships are often abusive. 47
Some gays blame the pathology of promiscuity and disease on their social oppression. 48 William Eskridge argues that validating SSM would civilize gay men by making them more like lesbians. 49 Both claims are weak. Society condemns promiscuity in homosexuals more than their fidelity or abstinence. One study found HIV infection of gay men in American cities to be highest in San Francisco, a famously gay friendly city. Its rate was 150% higher than in Pittsburgh, not a particularly gay-friendly city, which had the lowest rate. 50 Similarly, high levels of mental illness among gays are also found in the Netherlands, perhaps the most gay-friendly country in the world. 51
Brooks, Meth Use Among Gay Men Remains a Pervasive Problem, SEATTLE TIMES, Aug. 27, 2010. 47 See Byrd, supra note x, at 12-13 (summarizing several studies); Lisa K. Waldner-Haugrud et al., Victimization and Perpetration Rates of Violence in Gay and Lesbian Relationships: Gender Issues Explored, 12 VIOLENCE & VICTIMS 173 (1997) (reporting that 47.5% of lesbians and 29.7% of gays have been victimized by a same sex partner); P.A. Brand & A.H. Kidd, Frequency of Physical Aggression in Heterosexual and Female Homosexual Dyads, 59 PSYCH. REPTS. 1307 (1986) (finding reports of abuse in 30% of lesbian relationships); C.K. Waterman et al., Sexual Coercion in Gay Male and Lesbian Relationships: Predictors and Implications and Support Services, 26 J. SEX RESEARCH 118 (1989); S. Owen & T.W. Burke, An Exploration of the Prevalence of Domestic Violence in Same-Sex Relationships, 95 PSYCH. REPTS. 129 (2004); U.S. Dept of Justice, Office of Justice Programs, Extent, Nature, and Consequences of Intimate Partner Violence: Findings from the National Violence Against Women Survey 30 (July, 2000), available at http://www.ncjrs.gov/txtfiles1/nij/181867.txt (Same-sex cohabitants reported significantly more intimate partner violence than did opposite-sex cohabitants 39% of lesbians reported being raped, physically assaulted, and/or stalked by a cohabiting partner at some time in their lifetimes, compared to 21% of heterosexual women. Among men, the comparable figures are 23.1% and 7.4%.). 48 See Christopher Banks, The Cost of Homophobia: Literature Review of the Economic Impact of Homophobia on Canada, available at http://lgbthealth.net/downloads/research/Human_Impact_of_Homophobia.pdf. 49 WILLIAM N. ESKRIDGE, JR, THE CASE FOR SAME-SEX MARRIAGE 84 (1996). See also JONATHAN RAUCH, GAY MARRIAGE: WHY IT IS GOOD FOR GAYS, GOOD FOR STRAIGHTS, AND GOOD FOR AMERICA 19-21 (2004). 50 The estimated level of [HIV] infection among homosexual men ranges from 20% in a Pittsburgh study to 50% in a San Francisco study. THOMAS E. SCHMIDT, STRAIGHT & NARROW 27 (1995) (citing many studies). 51 T.G. Sandfort et al., Same-Sex Behavior and Psychiatric Disorder, 58 ARCHIVES GEN. PSYCH. 87 (2001). A-1260 Case: 12-2335 Document: 155-4 Page: 47 08/17/2012 695244 185 14
As for marriage civilizing gay men, probably few gay men (especially the young) will marry, 52 and marriages that are entered into are likely to be short-lived. 53 Further, if the threat of deadly diseases from homosexual acts, including the gay plague of AIDS, has not deterred gay mens promiscuity, it is unlikely that a wedding ring will. Men are not domesticated by a wedding ceremony and a ring, but by a wife and children. 54
Gay couples are also more prone to adultery. 55 This is hardly surprising since, unlike normal couples, adultery in gays does not threaten to create new children who would compete for resources and care with the couples own biological children. 56 They may have different expectations or preferences than do normal married couples about adultery 57 as well as other matters, like the sharing of finances. 58
Given the fragility of homosexual relationships, children in these homes are more likely to suffer the stresses of divorce and to learn that marriage is temporary, not a lasting relationship of trust. Every child raised by a homosexual couple has already lost at least one biological parent, so a divorce may cause heightened trauma. Given the frequent infidelity in homosexual couples, children in these homes are more likely to witness conflict over infidelity and to see it as a normal part of marriage. Given the frequent
52 See Gates et al. supra note x, at 8 (finding that two-thirds of same-sex couples that entered into a legally recognized relationship were female). See also supra note x. 53 See supra note x and accompanying text. 54 See GEORGE GILDER, MEN AND MARRIAGE 12-18 (1993); RICHARD A. POSNER, SEX AND REASON 312 (1992) (stating that the presence of children helps to keep married couples together). 55 One study of 156 male couples found that for them fidelity is not defined in terms of sexual behavior, but rather by their emotional commitment to one another. All the couples who had been together over five years made allowance for outside sexual activity. DAVID P. MCWHIRTER & ANDREW M. MATTISON, THE MALE COUPLE: HOW RELATIONSHIPS DEVELOP 252-53 (1984). See also KIRK & MADSEN, supra note x, at 330 (study finding that the cheating ratio of married gay males, given enough time, approaches 100%). Andrew Sullivan exhorts heterosexuals to develop a greater understanding of the need for extramarital outlets between two men than between a man and a woman. . . . The truth is, homosexuals are not entirely normal; and to flatten their varied and complicated lives into a single, moralistic model is to miss what is essential and exhilarating about their otherness. ANDREW SULLIVAN, VIRTUALLY NORMAL: AN ARGUMENT ABOUT HOMOSEXUALITY 202-03 (1995). 56 See supra notes x-x and accompanying text. 57 See Craig Christensen, If Not Marriage? On Securing Gay and Lesbian Family Values by a Simulacrum of Marriage, 66 FORDHAM L. REV. 1699, 1726 (1998) (conceding that marriage may not have the same meaning--entailing commitment to the same values--for gay people as for their heterosexual counterparts). See also supra note x (discussing understandings and practices concerning fidelity among gay couples). 58 See George W. Dent, Jr., How Does Same-Sex Marriage Threaten You?, 59 RUTGERS L. REV. 233, 250 & n.94 (2007). A-1261 Case: 12-2335 Document: 155-4 Page: 48 08/17/2012 695244 185 15
violence in homosexual couples, children in these homes are more likely to witness domestic violence and to understand it as a normal part of marriage. A child whose mother lives with a man other than his biological father is more likely to be abused by that man than a child living with his biological father is likely to be abused by him. 59 Every child raised by a gay male couple has at least one unrelated male adult in the home. There is no reason to think that such a child will fare better than a child living with an unrelated heterosexual male. The high rates of child sex abuse among homosexuals and bisexuals 60 are also a cause for concern. At the least, given the uncertain effects of homosexual parenting, the children raised by homosexual couples are being treated as guinea pigs, which is troubling. 3. Parents and Gender Advocates of same-sex parenting claim there is no difference between having a mother and a father and having two guardians of the same sex. 61 This, too, is implausible. Men and women differ in significant ways. 62 A growing body of studies confirms: Mothers and fathers contribute in gender specific and in gender complementary ways to the healthy development of children. 63 Fathers tend to do things differently, but not in
59 See W. Bradford Wilcox, Suffer the Little Children: Cohabitation and the Abuse of Americas Children (Apr. 22, 2011), available at http://www.thepublicdiscourse.com/2011/04/3181 (citing a new federal study showing that children living with their mother and her boyfriend are about 11 times more likely to be sexually, physically, or emotionally abused than children living with their married biological parents). 60 See R. Blanchard et al., Pedophiles: Mental Retardation, Maternal Age, and Sexual Orientation, 28 ARCHIVES OF SEXUAL BEHAVIOR 111 (1999); Kurt Freund & Robin J. Watson, The Proportions of Heterosexual and Homosexual Pedophilia: An Explanatory Study, 18 J. SEX & MARITAL THERAPY 34 (1992). 61 See Louise B. Silverstein & Carl F. Auerbach, Deconstructing the Essential Father, 54 AM. PSYCHOLOGIST 397 (1999). 62 See generally STEVEN PINKER, THE BLANK SLATE: THE MODERN DENIAL OF HUMAN NATURE 343-50 (2002); DAVID C. GEARY, MALE, FEMALE: THE EVOLUTION OF HUMAN SEX DIFFERENCES (1998); Dorion Sagan, Gender Specifics: Why Women Arent Men, N.Y. TIMES, June 21, 1998, 15, at 1 (stating that hormonal differences affect all organs of the body, abilities, behaviors, and effects of medication). 63 Byrd, supra note x, at 5; Ilanit Gordon et al., Oxytocin and the Development of Parenting in Humans, 68 BIO. PSYCH. 377 (Aug. 15, 2010) (finding that hormonal differences between men and women are associated with different parenting behavior). In the last 20 years, everyones been talking about how important it is for fathers to be involved. Sara S. McLachlan, professor of sociology and public affairs at Princeton University, quoted in Laurie Tarkan, Fathers Gain Respect from Expert (and Mothers), N.Y. TIMES, Nov. 3, 2009, at D5. See also MARRIAGE AND THE PUBLIC GOOD, supra note x, at 18; WADE HORN & TOM SYLVESTER, FATHER FACTS 153 (2002); ELEANOR E. A-1262 Case: 12-2335 Document: 155-4 Page: 49 08/17/2012 695244 185 16
ways that are worse for the children. Fathers do not mother, they father. 64 The contribution of fathers benefits their children. 65 The presence of fathers in the home also benefits the neighborhoods where they live. 66
Because of problems like these, the American College of Pediatricians believes it is inappropriate, potentially hazardous to children, and dangerously irresponsible to change the age-old prohibition on homosexual parenting, whether by adoption, foster care, or by reproductive manipulation. 67 Most European countries bar adoption by gays and lesbians. 68 A complete prohibition on adoption or foster care by homosexual couples would be inappropriate. In worn-torn, impoverished countries there are starving orphans
MACOBY, TWO SEXES: GROWING UP APART, COMING TOGETHER (1998); Thomas G. Powers et al., Compliance and Self-Assertion: Young Childrens Responses to Mothers Versus Fathers, 30 DEVELOPMENTAL PSYCH. 980 (1994); Robin Fretwell Wilson, Undeserved Trust: Reflections on the ALIs Treatment of De Facto Parents, in RECONCEIVING THE FAMILY: CRITIQUE ON THE AMERICAN LAW INSTITUTES PRINCIPLES OF THE LAW OF FAMILY DISSOLUTION 90, 106-10 (Robin Fretwell Wilson, ed. 2006); A. Sarkadi et al., Fathers Involvement and Childrens Developmental Outcomes: A Systematic Review of Longitudinal Studies, 97 ACTA PAEDIATRICA 153 (2008) (review spanning 20 years of studies including over 22,000 children found that fathers reduce behavioral problems in boys and psychological problems in girls, enhance cognitive development, and decrease delinquency). In a recent study, fathers who were counseled in parenting spent more time with their children, and the children were much less aggressive, hyperactive, depressed or socially withdrawn than children of fathers in the control group. See Tarkan, supra. Studies with animals have found behavioral and even neurological deficiencies in mammals raised without fathers. See Shirley S. Wang, This Is Your Brain Without Dad, WALL ST. J., Oct. 27, 2009, at x. 64 Child psychologist Dr. Kyle Pruett, quoted in Tarkan, supra note x, at D5. 65 [C]ontrolling for income and all other factors, youths in father-absent families . . . had significantly higher odds of incarceration than those of other-father families. Cynthia C. Harper & Sara S. McLanahan, Father Absence and Youth Incarceration, 14 J. RES. ON ADOLESCENCE 369, 385-86 (2004) 66 See SARA MCLANAHAN & GARY SANDEFUR, GROWING UP WITH A SINGLE PARENT: WHAT HURTS, WHAT HELPS? 137 (1994) (noting that crime is higher in communities with higher proportions of single-mother families); Amy L. Anderson, Individual and Contextual Influences on Delinquency: The Role of the Single-Parent Family, 30 J. CRIM. JUST. 575, 582 (2002) (finding that eighth graders attending schools with a higher proportion of teens from single-parent families committed more violent offenses, regardless of their own family structure). 67 American College of Pediatricians, Homosexual Parenting: Is It Time for Change? (revd Mar. 26, 2009), available at http://www.acpeds.org/?CONTEXT=art&cat=22&art=50&BISKIT=2920801063. 68 See YUVAL MERIN, EQUALITY FOR SAME-SEX COUPLES: THE LEGAL RECOGNITION OF GAY PARTNERSHIPS IN EUROPE AND THE UNITED STATES 254 (2002). A-1263 Case: 12-2335 Document: 155-4 Page: 50 08/17/2012 695244 185 17
who would be better off if they were adopted by a carefully screened homosexual couple. However, adoption by homosexual couples should be limited, requiring a showing that no better placement is possible. III. SAME-SEX COUPLES AND ARTIFICIAL REPRODUCTION Not surprisingly, some homosexuals are using artificial means of reproduction. 69
Recognition of SSM arguably requires that artificial reproduction (including cloning) be legalized. Since homosexuals cannot create children sexually, the principle of equality arguably entitles them to other means of reproducing. 70 This argument has already been accepted in some countries that have validated SSM. 71
Artificial reproduction generally entails the separation of the resulting child from one or both of its biological parents. To plan deliberately to separate a child from one or both parents seems to be child abuse. 72 At least in theory, biological parents can act in
69 See BALL, supra note x, at 166 (stating that changes in reproductive technology have made it possible for lesbians and gay men to have biological children). 70 See Anthony C. Infanti, Dismembering Families, Univ. of Pittsburgh Legal Stud. Research Paper No. 2009-11 (April 2009), available at http://www.ssrn.com/abstract=1374492 (arguing that denial of a federal tax deduction for the medical costs of artificial reproduction contributes to the subordination of lesbian and gay families as well as many other nontraditional American families). See also DeSerres, supra note x, at 104-05. Under the Universal Declaration of Human Rights the right to marry includes the right to found a family. UNITED NATIONS, UNIVERSAL DECLARATION OF HUMAN RIGHTS, Art 16.1. To complete this bootstrap circle of reasoning, after SSM is invoked to justify gays use of artificial reproduction, the possibility of artificial reproduction is then cited to justify SSM. See Karen Streuning, Looking for Liberty and Defining Marriage in Three Same-Sex Marriage Cases, in MORAL ARGUMENT, RELIGION, AND SAME-SEX MARRIAGE: ADVANCING THE PUBLIC GOOD 19, 38 Gordon A. Babst et al., eds. 2009). 71 See DeSerres, supra note x, at 104 (citing a French parliamentary report); Elizabeth Marquardt, How Redefining Marriage Redefines Parenthood (Dec. 1, 2010), available at, http://familyscholars.org/2010/12/01/how-redefining-marriage-redefines- parenthood/ (stating facts indicating that use of third party sperm and egg donors to conceive children does appears to be increasing in jurisdictions that have recognized same-sex marriage or similar arrangements). The likelihood that recognition of SSM would normalize artificial reproduction also casts doubt on Dale Carpenters claim that recognition would reduce the number of scenarios in which you have multiple adults vying for children. Dale Carpenter, The Unconservative Consequences of Conservative Opposition to Gay Marriage, in WHATS THE HARM?, supra note xx, at 319, 323. 72 See Camille W. Williams, Planned Parent-Deprivation: Not in the Best Interests of the Child, 4 WHITTIER J. CHILD & FAM. ADVOC. 375 (2005); SOMERVILLE, supra note x, at 147 (drawing ethical distinction between accidental and deliberate A-1264 Case: 12-2335 Document: 155-4 Page: 51 08/17/2012 695244 185 18
their own interests; infant or unborn children cannot. Although baby selling is illegal, adults can give or take pay for egg or sperm donations or surrogate motherhood and take steps to prevent the resulting children from having any legal rights against, or contact with, or even knowledge of the identity of their parents. In this way some men have sired hundreds of children. 73
Artificial reproduction is more problematic than adoption because the former is harder for the law to monitor. Every adoption must be approved by a court charged to protect the child. Artificial reproduction gets little legal oversight. 74 The children created are subject to the whims of adults. Artificial reproduction also differs from adoption in that the former is irreversible. If an adoption goes awry it can be rescinded, but the artificial creation of a human being cannot be undone. Neither artificially created children nor adoptees have an adequate natural family to which they can return. The difference between the two is that for the artificially created child this happens by the design of the custodial parents. The law has paid little attention to the rights of children regarding their biological parents because in the past there was no threat to these rights. Children lived with their natural parents unless the parents died, voluntarily surrendered them, or were found unfit by a court. Through artificial reproduction children may be separated from their biological parents without any of these conditions being present. This separation damages children. Children artificially conceived and raised apart from their biological fathers hunger for an abiding paternal presence. 75
destruction of childrens links to their biological parents, and especially for society to be complicit in this destruction). 73 See Rachel Lehmann-Haupt, Mapping the God of Sperm, NEWSWEEK, Dec. 16, 2009, at xx, available at http://www.newsweek.com/id/227104 (discussing a man who is the father of nearly 400 children by sperm donation). 74 See Mark Hansen, . . . and Baby Makes Litigation, ABA J. 53, 54-55 (March 2011) (stating that state laws governing assisted reproductive technology vary widely and that a majority of states . . . have no laws directly addressing surrogacy). See generally NAOMI R. CAHN, TEST TUBE FAMILIES: WHY THE FERTILITY MARKET NEEDS LEGAL REGULATION (2009). 75 KYLE PRUETT, FATHERNEED 207 (2000); see also DAVID POPENOE, LIFE WITHOUT FATHER (1996). See also Barbara Dafoe Whitehead, Answered Prayers: Where Is Technological Reproduction Taking Us?, COMMONWEAL, Oct. 20, 2006, at 133 (citing study finding widespread identity problems among such children resulting from artificial insemination); THE REVOLUTION IN PARENTHOOD, supra note 54, at 17 (stating that damage to children raised by same-sex couples may be greater when [a]dults purposefully conceive a child with the clear intention of separating that child from a biological parent.). See also ELIZABETH MARQUARDT, NORVAL D. GLENN & KAREN CLARK, MY DADDYS NAME IS DONOR: A NEW STUDY OF YOUNG ADULTS CONCEIVED A-1265 Case: 12-2335 Document: 155-4 Page: 52 08/17/2012 695244 185 19
Some dangers of artificial reproduction were adumbrated by Aldous Huxley in his novel, Brave New World. In this world, people are created in test tubes in laboratories. Each child is given genes appropriate to a certain function and status. Some are given low intelligence but a strong physical constitution so they can perform menial, physical labor. Others get high intelligence and serve as the ruling class. Some details of Huxleys vision now seem implausible, but the overall picture is a prescient warning. Artificial reproduction could enable the wealthy to manufacture genetically superior offspring. 76 This would increase class (and perhaps racial) inequality. In short, it would create genetic castes. Artificial reproduction could actually limit reproductive choice. Those with access to reproductive technology would face a Hobsons choice of either using it to fabricate the most advanced product or, by eschewing technology and using natural reproduction, condemn their children to genetic inferiority. Artificial reproduction could also worsen gender inequality. 77
Some people have superior talents that bring them more prestige, fame, and respect than others enjoy. We accept these inequalities because they seem accidental and randomly bestowed. These inequalities would be hard to justify if talents were manufactured products available only to the wealthy. There is another possibility that homosexuals usually ignore. If, as seems likely, genes are at least a substantial factor in determining sexuality, before long science may identify the genes that contribute to homosexuality. 78 In a culture that honors untrammeled reproductive freedom, what objection could there be to parents choosing to screen out gay genes? In the novel The Elementary Particles by French writer Michel Houellebecq 79 the problems of the human race are solved by eliminating love and replacing natural
THROUGH SPERM DONATION 5 stating that on average, young adults conceived through sperm donation are hurting more, are more confused, and feel more isolated from their families. They fare worse than their peers raised by biological parents on important outcomes such as depression, delinquency and substance abuse.) (Inst. for American Values 2010); Alessandra Rafferty, Donor-Conceived and Out of the Closet, NEWSWEEK, Feb. 25, 2001, at x. 76 See generally MAXWELL J. MEHLMAN & JEFFREY R. BOTKIN, ACCESS TO THE GENOME: THE CHALLENGE TO EQUALITY (1998). 77 Some feminists have warned of the dangers of artificial reproduction under male control. See Christine Stolba, Overcoming Motherhood: Pushing the Limits of Reproductive Choice, POLICY REV., Dec. 2002-Jan. 2003, at x. 78 A team of Chinese biologists found that male mice genetically engineered to lack serotonin exhibited homosexual behavior; male mice with serotonin did not. See Janelle Weaver, Is Homosexuality Based on a Brain Chemical? (Mar. 25, 2011), available at http://www.livescience.com/13408-brain-chemical-serotonin-sexual- orientation.html/ 79 MICHEL HOUELLEBECQ, THE ELEMENTARY PARTICLES (1998). A-1266 Case: 12-2335 Document: 155-4 Page: 53 08/17/2012 695244 185 20
reproduction with cloning so that all people are genetically identical. This certainly does eliminate inequality, but what then is the purpose of life? What happens to the idea that every person is unique and has a right to his own personality and beliefs and to choose his own, unique life plan? Most people would consider Houellebecqs world not idyllic but horrible. It might be better to avoid these problems of artificial reproduction by severely restricting its use to begin with. More generally, artificial reproduction threatens relationships between children and parents. What will happen to the bonds between parents and their first child when the parents get a genetically enhanced second child who is bigger, stronger, smarter, healthier, and better looking than the first? 80 In short, what will happen to relations between parents and children when children become manufactured products? Artificial reproduction threatens to transform what it means to be human. We consider ourselves a different species from Neanderthals and other earlier humanoids. At what point would genetically enhanced beings become so different from us as to be a different species, one that renders homo sapiens as obsolete as the Neanderthals now are? For these reasons some consider most artificial reproduction a denial of the childs human rights. 81 Because of its dangers many foreign countries regulate artificial reproduction. 82
A total ban on artificial reproduction may go too far. In some cases a married woman and man cannot conceive a child by coitus but only by in vitro fertilization. It is hard to see a strong objection to this, which does not involve separation of the child from its biological parents. Permitting any artificial reproduction, however, puts the law on a very slippery slope. Immediately there will be demands based on the cry of equality to permit every form of artificial reproduction. 83 Such demands must be resisted. IV. THE IMPORTANCE OF BLOOD TIES
80 This scenario is not entirely fanciful. An online sperm and egg bank is being established that will accept only donations from beautiful people so that ugly people can have beautiful children. See Dating Site Creates Online Sperm and Egg Bank, NEWSWEEK, Available at http://www.newsweek.com/blogs/techtonic- shifts/2010/06/21/dating-site-creates-online-sperm-and-egg-bank.html. 81 The obligations we owe to human beings include not to manufacture them; not to make them into objects or commodities; and to respect their right not to be designed by another human being. SOMERVILLE, supra note x, at 122. 82 See generally CAHN, supra note x; MERIN, supra note x, at 254 (stating that all European countries except the Netherlands explicitly prohibit lesbians (and single women) from obtaining alternative reproductive services).. 83 See, e.g., Radhika Rao, Equal Liberty: Assisted Reproductive Technology and Reproductive Equality, 76 GEO. WASH. L. REV. 1457 (2008) (urging courts to focus on reproductive equality rather than making substantive determinations about artificial reproduction); Andrew B. Coan, Assisted Reproductive Equality: An Institutional Analysis, 60 CASE W. L. REV. 1143 (2010) (semble). A-1267 Case: 12-2335 Document: 155-4 Page: 54 08/17/2012 695244 185 21
Most people instinctively value blood ties. The American slave hymn, Sometimes I Feel Like a Motherless Child, moves most people. 84 Many couples that have difficulty in conceiving a child make heroic efforts to do so, often at great expense and enduring humiliating and painful medical procedures. Nonetheless, there is a movement to reduce or eliminate the social and legal significance of the biological nexus between parents and children. 85 It is argued that parents should be those who really perform normal parenting functions. 86 This would deprive biological parents of any rights in their children and deny children any rights in their biological parents. Most people would consider that prospect appalling. Because homosexuals can get children only through adoption or artificial reproduction, homosexual activists support the movement to disparage blood ties. William Eskridge says that recognizing SSM involves the reconfiguration of the family, de-emphasizing blood, gender, and kinship ties. . . . Gay experience with families we choose delinks family from gender, blood, and kinship. Gay families . . . often form no more than a shadowy connection between the larger kinship groups. 87 As David Blankenhorn says, children in a homosexual household will not be treated as the victims of a tragedy; rather it will be explained to everyone, including the children, that something wonderful has happened! 88 Homosexuals may tell children conceived by artificial insemination that they do not have a mother or a father. 89
As Eskridge suggests, validating SSM would affect not only children in homosexual households. By changing the meaning of parenthood it would affect all children. Traditionally biological parents have inalienable duties to their children. As the adages say, you can choose your friends but not your relatives, and home is where they
84 The hymn stems from the practice of deliberately separating a slave mother and child by the sale of one or another. See WILLIAM E. BARTON, HYMNS OF THE SLAVE AND THE FREEDMAN 17 (n.p.d.). 85 They are not the only supporters. Feminists who want to diminish or abolish the rights of biological fathers (including sperm donors in artificial insemination) are also advocates. See Susan Frelich Appleton, Gender and Parentage: Family Laws Equality Project in Our Empirical Age 6-7 (June 21, 2010), available at http://ssrn.com/abstract=1628232. 86 See id. 87 WILLIAM N. ESKRIDGE, JR., GAYLAW: CHALLENGING APARTHEID IN THE CLOSET 11 (1999). 88 David Blankenhorn, Protecting Marriage to Protect Children, L.A. TIMES, Sept. 19, 2008, at xx. 89 See Jerry Mahoney, Mom/Not Mom/Aunt, N.Y. TIMES, July 16, 2010, at x (reporting that the author and his homosexual partner were told by their surrogacy agency not to use the m-word. This child will have two fathers, the staff member scolded. He or she will have an egg donor and a surrogate, but no mother. See also supra note 53. A-1268 Case: 12-2335 Document: 155-4 Page: 55 08/17/2012 695244 185 22
cant turn you away. De-emphasizing blood and validating families we choose imply that biological parents may choose to eschew those duties. If biology is irrelevant, parents have no more rights in or responsibility to their biological children than any other adults. The law could abandon consistency and continue to impose duties on biological parents despite de-emphasizing blood in favor of families we choose, but the new social meaning of parenthood would make it harder to enforce those duties. Ironically, many same-sex couples who do have children tacitly confirm the importance of blood ties. They often arrange get an infant who is the biological child of one member of the couple. Many people consider this inadequate and argue for a birthright of children to be connected to their mothers and fathers. 90 As a French parliamentary commission put it, The interests of the child must outweigh the exercise of the freedom of adults. 91 The United Nations Convention on the Rights of the Child states that each child shall have, as far as possible, the right to know and be cared for by his or her parents. 92 David Blankenhorn argues that children have the right, insofar as society can make it possible, to know and to be cared for by the two parents who brought them into this world. 93
The law has begun to recognize a right of offspring of artificial insemination to know who their fathers are. 94 If children born of surrogate mothers have not demanded to know who their mothers are, that is only because surrogacy is so new that few children of surrogates are old enough yet to assert their rights. Does a mere right to know ones biological parents go far enough? These children have already been denied the right to grow up with their real parents. If that happened because their guardians had bought or stolen the child from the parents, we would
90 Daniel Cere, War of the Ring, in DIVORCING MARRIAGE: UNVEILING THE DANGERS IN CANADAS NEW SOCIAL EXPERIMENT 9, 11 (Daniel Cere & Douglas Farrow eds., 2004). See also Margaret Somerville, What About the Children?, in id. at 67. 91 Commission Report to Parliament on the Family and the Rights of Children 48, National Assembly, France (Jan. 25, 2006) (Eng. translation), quoted in DeSerres, supra note 48, at 112. 92 UNITED NATIONS, CONVENTION ON THE RIGHTS OF THE CHILD, Art. VII (1989). 93 Blankenhorn, supra note x, at xx. See also Daniel Cere, Toward an Integrative Account of Parenthood, in WHAT IS PARENTHOOD? X, x (Daniel Cere & Linda McClain, eds. forthcoming) (referring to childrens rights to a maternal bond and to be connected to their genetically-related parents). 94 See Neal Hall, Daughter of Sperm Donor Seeks to Know Identity of Biological Father, VANCOUVER SUN, Oct. 27, 2008, at xx. Some children are deploying sophisticated techniques to find their fathers despite legal obstacles. See Rachel Lehmann-Haupt, Are Sperm Donors Really Anonymous Anymore?, SLATE, March 1, 2010, available at http://www.slate.com/toolbar.aspx?action=print&id-2243743. A-1269 Case: 12-2335 Document: 155-4 Page: 56 08/17/2012 695244 185 23
consider the child gravely wronged and injured. How is a child any less wronged or injured by artificial reproduction? Some argue that many children already live with homosexual adults and will continue to do so even if we do not recognize SSM, so we may as well recognize it and give those children the resulting benefits. 95 This argument assumes, however, that recognizing SSM will affect only homosexuals who marry and will not diminish the existing benefits of marriage. This discussion here shows, however, that recognizing SSM will profoundly change the meaning of marriage from a child-centered institution to one intended primarily for the gratification of adults. This change would diminish respect for marriage and probably impair its benefits to children. Recognizing SSM may not even generate much benefit for children with homosexual guardians. The benefits of marriage to children arise mainly from binding them with their biological parents. With SSM, this is impossible. Many gay couples have children because one of the childs biological parents left the other and now lives with another adult. I know of no evidence that children benefit if those two people are married, even if they are of different genders. It is speculative that children in a gay household will benefit if the adults are in a recognized marriage. The number of children in gay households is also small, so that any benefits to those children would likely be outweighed by damage to the much larger number of other children. 96
Conclusion The claim that there is no difference between homosexual and heterosexual parents 97 is ambiguous. If it means that same-sex couples are as good as single parents, the statement may be true, but it is largely irrelevant to the debate over same-sex marriage where the issue is whether SSM is just as good as traditional marriage. If the claim is that same-sex parents are just as good as married, biological parents, the statement is not supported by any substantial evidence and is almost certainly false. Empirical studies indicate some problems with same-sex parenting, and inductive reasons give further cause for concern.
95 See Carpenter, supra note x, at 320. 96 Dale Carpenter gives some numbers that are hard to reconcile. At one point he estimates the number of such children as at least a million. Carpenter, supra note x, at 320. However, he also recites an estimate of 777,000 same-sex couple households and says that about 20% or all male couple households in the United States and one-third of all female couple households in the United States are raising children. Id. That would mean 200,000-250,000 such households, which would have to have an average of four to five children each to bring the total of children to 1,000,000. That seems unlikely. 97 See supra note x and accompanying text. A-1270 Case: 12-2335 Document: 155-4 Page: 57 08/17/2012 695244 185 24
Supporters of SSM want to change marriage--an institution that has been fundamental in every culture in every corner of the globe throughout history--in a way that, with a few recent exceptions, has never been tried before. Minimal prudence forbids such a radical change until we have strong evidence that it will do no harm. In other words, the burden of proof should be on advocates of SSM. They cannot sustain that burden now, and it unlikely that they will ever be able to do so because only traditional marriage is rooted in human nature. 98 Accordingly, same-sex marriage should not be recognized at law, artificial reproduction should be permitted only to traditional married couples, and adoption by same-sex couples should be allowed only in limited circumstances.
98 See Redding, supra note x, at 143 (stating that the importance of these issues argues for setting a fairly demanding standard when relying on lesbigay parenting research in guiding public policy.). A-1271 Case: 12-2335 Document: 155-4 Page: 58 08/17/2012 695244 185 PAUL, WEI SS, RI FKI ND, WHAR T ON & GARRI S ON LLP 1 285 AVENUE OF THE AMERI CAS NEW YORK, NEW YORK 10019- 6064 TELEPHONE (212)373-3000 LLOYD K GARRISON (1946-1991) RANDOLPH E PAUL (1946-1956) SIMON H RIFKIND (1950-1995) LOUIS S WEISS (1927-1950) JOHN F WHARTON (1927-1977) WRITER'S DIRECT DIAL NUMBER (212)373-3086 WRITER'S DIRECT FACSIMILE (212)373-2818 WRITER'S DIRECT E-MAIL ADDRESS rkaplan@paulweiss.com UNIT 3601, FORTUNE PLAZA OFFICE TOWER A NO 7 DONG SANHUAN 2HONGLU CHAO YANG DISTRICT BEIJING 100020 PEOPLE'S REPUBLIC OF CHINA TELEPHONE (86-10) 582S-6300 1 2TH FLOOR, HONG KONG CLUB BUILDING 3A CHATER ROAD CENTRAL HONG KONG TELEPHONE (852) 2846-0300 ALDER CASTLE 10 NOBLE STREET LONDON EC2V 7JU, U K TELEPHONE (44 20) 7367 1 600 FUKOKU SEIMEI BUILDING 2-2 UCHISAIWAICHO 2-CHOIV1E CHIYODA-KU, TOKYO 1 OO-O01 1, JAPAN TELEPHONE (81 3) 3597-8101 TORONTO-DOMINION CENTRE 77 KING STREET WEST, SUITE 3 1 OO PO BOX 226 TORONTO ONTARIO M5K 1J3 TELEPHONE (416) 504-0520 2001 K STREET, NW WASHINGTON DC 20006-1047 TELEPHONE (202) 223-7300 500 DELAWARE AVENUE, SUITE 200 POST OFFICE BOX 32 WILMINGTON DE 1 9899 0032 TELEPHONE (302) 655 4410 Decembers, 2011 MATTHEW W ABBOTT ALLAN J ARFFA ROBERTA ATKINS DAVID J BALL JOHN F BAUGHMAN LYNN B BAYARD DANIEL J SELLER CRAIG A BENSON* MITCHELL L BERG MARKS BERGMAN BRUCE BIRENBOIM H CHRISTOPHER BOEHNING ANGELO BONVINO HENK BRANDS JAMES L BROCHIN RICHARD J BRONSTEIN DAVID W BROWN SUSANNA M BUERGEL PATRICKS CAMPBELL* JEANETTE K CHAN YVONNEY F CHAN LEWIS R CLAYTON JAY COHEN KELLEY A CORNISH CHRISTOPHER J CUMMINGS CHARLES E DAVIDOW DOUGLAS R DAVIS THOMAS V DE LA BASTIDE IN ARIEL J DECKELBAUM JAMES M DUBIN ALICE BELISLE EATON ANDREW J EHRLICH GREGORY A EZRING LESLIE GORDON FAGEN MARC FALCONE ANDREW C FINCH BRAD J FINKELSTEIN ROBERTO FINZI PETER E FISCH ROBERTC FLEDER MARTIN FLUMENBAUM ANDREW J FOLEY HARRIS B FREIDUS MANUEL S FREY KENNETH A GALLO MICHAEL E GERTZMAN PAUL D GINSBERG ADAM M GIVERTZ ROBERT D GOLDBAUM NEIL GOLDMAN ERICS GOLDSTEIN ERIC GOODISON CHARLES H GOOGE, JR ANDREW G GORDON UDI GROFMAN NICHOLAS GROOMBRIDGE BRUCE A GUTENPLAN GAINES GWATHMEY, III ALAN S HALPERIN CLAUDIA HAMMERMAN GERARD E HARPER BRIAN S HERMANN ROBERT M HIRSH MICHELE HIRSHMAN JOYCE S HUANG DAVIDS HUNTINGTON MEREDITH J KANE ROBERTA A KAPLAN BRAD S KARP JOHN C KENNEDY -NOT ADMITTED TO THE NEW YORK BAR ALAN W KORNBERG DANIEL J KRAMER DAVID K LAKHDHIR STEPHEN P LAMB* JOHN E LANGE DANIEL J LEFFELL XIAOYU GREG LIU JEFFREY D MARELL MARCO V MASOTTI EDWIN S MAYNARD DAVID W MAYO ELIZABETH R McCOLM MARK F MENDELSOHN TOBY S MYERSON JOHN E NATHAN CATHERINE NYARADY JOHN J O'NEIL ALEX YOUNG K OH BRAD R OKUN KELLEY D PARKER ROBERT P PARKER* MARC E PERLMUTTER MARK F POMERANTZ VALERIE E RADWANER CARL L REISNER WALTER G R1CC1ARDI WALTER RIEMAN RICHARD A ROSEN ANDREW N ROSENBERG PETER J ROTHENBERG JACQUELINE P RUBIN RAPHAEL M RUSSO JEFFREY D SAFERSTEIN JEFFREYS SAMUELS DALE M SARRO TERRY E SCHIMEK KENNETH M SCHNEIDER ROBERTS SCHUMER JAMES H SCHWAB JOHN M SCOTT STEPHEN J SHIMSHAK DAVID R SICULAR MOSES SILVERMAN STEVEN SIMKIN JOSEPH J SIMONS MARILVN SOBEL AUDRAJ SOLOWAY TARUN M STEWART ERIC ALAN STONE AIDAN SYNNOTT ROBYN F TARNOFSKY MONICA K THURMOND DANIEL J TOAL MARK A UNDERBERG LIZA M VELAZQUEZ MARIA T VULLO LAWRENCE G WEE THEODORE V WELLS JR BETH A WILKINSON STEVEN J WILLIAMS LAWRENCE I WITDORCHIC MARK B WLAZLO JULIA TM WOOD JORDAN E YARETT KAYE N YOSHINO TONG YU TRACEYA ZACCONE T ROBERT ZOCHOWSKI JR BY HAND Judge Barbara S. Jones United States District Court Southern District of New York 500 Pearl Street New York, NY 10007 Windsor v. United States, 10 Civ. 8435 (BSJ) (JCF) Dear Judge Jones: We represent plaintiff, Edith Windsor, in the above-captioned matter. As Your Honor is aware, two dispositive motions are pending in this case, plaintiffs motion for summary judgment and the Bipartisan Legal Advisory Group's motion to dismiss. We write to inform Your Honor of some recent developments concerning Edith Windsor's health. As you know, Ms. Windsor is 82 years old and suffers from a serious heart condition. In recent months she has been experiencing a severe allergic reaction which her doctors have been unable to diagnose with precision. Because of Ms. Windsor's heart condition, she is limited in what medications she can take to alleviate the symptoms. As a result, plaintiff has been confined to her apartment for large periods of time during the past months and her medical condition is obviously not good. A-1272 Case: 12-2335 Document: 155-4 Page: 59 08/17/2012 695244 185 Judge Barbara S. Jones PAUL, WEISS, RI FKI ND, WHARTON & GARRISON LLP We write to inform Your Honor of these developments to the extent that plaintiffs health has any bearing on the timing of the Court's consideration of the pending motions. We are, of course, acutely aware of the press of work facing the Court, and raise these issues simply in an effort to ensure that the Court has all potentially relevant information. Respectfully submitted, Roberta A. Kaplan cc: James D. Esseks, Esq. Paul Clement, Esq. H. Christopher Bartolomucci, Esq. Jean Lin, Esq. A-1273 Case: 12-2335 Document: 155-4 Page: 60 08/17/2012 695244 185 PAUL, W EISS, RIFKIND, WHARTON & GARRISON LLP 1285 AVENUI i OF THE AMERICAS NEW YORK, NEW YORK 10019- 6064 TELEPHONE (2 1 Z) 3 7 3 - 3 0 0 0 LLOYD K GARRI RANDOLPH E PAllJL SI MON H RIFK]N[|: LOUI S S WEI SS JOHN F WHARTON WRI TER' S DIRECT (212) TER S DII (212) 373 WRI TER S DIRECT 373 WRI TER' S DI RECT rkaplan ( 1946- 1991) ( 1946- 1956) ( 1950- 1995) ( 1927- 1950) ( 1927- 1977) DI AL NUMBER 3086 FACSI MI LE 2037 E-MAIL ADDRESS ipaulweiss.com January 23, 2012 By Hand The Honorable Barbara S. Jones United States District Court Southern District of New York 500 Pearl Street New York, NY 10007 IT 3 6 0 1 , FORTUNE PLAZA OFFI CE TOWER A NO 7 DONG SANHUAN ZHONGLU CHAO YANG DI STRI CT BEI JI NG 100020 PEOPLE' S REPUBLI C OF CHI NA TELEPHONE ( 86- I O) 5 8 2 8 6 3 0 0 12TH FLOOR, HONG KONG CLUB BUI LDI NG ' 3A CHATER ROAD, CENTRAL i HONG KONG TELEPHONE ( 852) 2 8 4 6 - 0 3 0 0 ALDER CASTLE l O NOBLE STREET LONDON EC2V 7JU U K TELEPHONE ( 44 20) 7 3 67 1 6OO FUKOKU SEI MEI BUI LDI NG 2-2 UCHI SAI WAI CHO 2- CHOME CHI YODA- KU, TOKYO 1 OO-OO 1 1 JAPAN TELEPHONE ( 81- 3) 3 597 - 8101 TORONTO- DOMI NI ON CENTRE 77 KI NG STREET WEST, SUI TE 3 1 OO PO BOX 226 TORONTO, ONTARI O M5K 1J3 TELEPHONE (4 16) 5 0 4 - 0 5 2 0 2001 K STREET, NW WASHI NGTON DC 2 0 0 0 6 - 1 0 4 7 TELEPHONE ( 202) 2 2 3 - 7 3 0 0 500 DELAWARE AVENUE, SUI TE 200 POST OFFI CE BOX 32 WI LMI NGTON, DE 1 9899- 003 2 TELEPHONE ( 302) 655- 4410 MATTHEW W ABBOTT AL L AN J ARFFA ROBERT A ATKI NS DAVI D J BALL JOHN F BAUGHMAN LYNN B BAYARD DANI EL J SELLER CRAI G A BENSON* MI TCHELL L BERG MARK S BERGMAN BRUCE BI RENBOI M H CHRI STOPHER BOEHNI NG ANGELO BONVI NO JAMES L BROCHI N RI CHARD J BRONSTEI N DAVI D W BROWN SUSANNA M BUERGEL PATRICK S CAMPBELL* JESSI CA S CAREY JEANETTE K CHAN YVONNE Y F CHAN LEWI S R CLAYTON JAY COHEN KEL L EYA CORNI SH CHRI STOPHER J CUMMI NGS CHARLES E DAVI DOW DOUGLAS R DAVIS THOMAS V DE LA BASTI DE III ARI EL J DECKELBAUM JAMES M DUBI N ALI CE BELI SLE EATON ANDREW J EHRLI CH GREGORY A EZRI NG LESLI E GORDON FAGEN MARC FALCONE ANDREW C FI NCH BRAD J F1NKELSTEI N ROBERTO FI NZI PETER E FI SCH ROBERT C FLEDER MARTI N FLUMENBAUM ANDREW J FOLEY HARRI S B FREI DUS MANUEL S FREY KENNETH A GALLO MI CHAEL E GERTZMAN PAUL D GI NSBERG ADAM M GI VERTZ ROBERT D GOLDBAUM NEI L GOLDMAN ERIC S GOLDSTEI N ERIC GOODISON CHARLES H GOOGE, JR ANDREWG GORDON UDI GROFMAN NI CHOLAS GROOMBRI DGE BRUCE A GUTENPLAN GAI NES GWATHMEY, III AL AN S HALPERI N JUSTI N G HAMI LL CLAUDI A HAMMERMAN GERARD E HARPER BRI AN S HERMANN ROBERT M H' RSH MI CHELE HI RSHMAN JOYCE S HUANG DAVI DS HUNTI NGTON MEREDI TH J KANE ROBERTA A KAPLAN *NOT ADMITtED TO THE NEW YORK BAR BRAD S KARP JOHN C KENNEDY AL AN W KORNBERG DANI EL J KRAMER DAVI D K LAKHDHI R STEPHEN P LAMB* JOHN E LANGE DANI EL J LEFFELL XIAOYU GREG LI U JEFFREY D MARELL MARCO V MASOTTI EDWI N S MAYNARD DAVI D W MAYO ELI ZABETH R MCCOLM MARK F MENDELSOHN TOBY S MYERSON JOHN E NATHAN CATHERI NE NYARADY JOHN J O' NEI L ALEX YOUNG K OH BRAD R OKUN KELLEY D PARKER ROBERT P PARKER* MARC E PERLMUTTER MARK F POMERANTZ VALERI E E RADWANER CARL L REI SNER WALTER G R1CCIARDI WALTER RI EMAN RI CHARD A ROSEN ANDREW N ROSENBERG JACQUELI NE P RUBI N RAPHAEL M RUSSO JEFFREY D SAFERSTEI N JEFFREY B SAMUELS DALE M SARRO TERRY E SCHI MEK KENNETH M SCHNEI DER ROBERT B SCHUMER JAMES H SCHWAB JOHN M SCOTT STEPHEN J SHI MSHAK DAVI D R SI CULAR MOSES SI LVERMAN STEVEN SI MKI N JOSEPH J SI MONS MARI LYN SOBEL AUDRAJ SOLOWAY TARUN M STEWART ERIC AL AN STONE AI DAN SYNNOTT ROBYN F TARNOFSKY MONI CA K THURMOND DANI EL J TOAL LI ZA M VELAZQUEZ MARI A T VULLO LAWRENCE G WEE THEODORE V WELLS, JR BETH A WI LKI NSON STEVEN J WI LLI AMS LAWRENCE I WI TDORCHI C MARK B WLAZLO JULI A TM WOOD JORDAN E YARETT KAYE N YOSHI NO TONG YU TRACEYA ZACCONE T ROBERT ZOCHOWSKI JR Windsor v. United States, 10 Civ. 8435 (BSJ) (JCF) Dear Judge Jones: We write on behalf of the plaintiff, Edith Schlain Windsor, in the above- captioned matter to bring to the Court's attention two recent developments since the submission of the materials in connection with plaintiffs motion for summary judgment. First, in the affidavit submitted by our expert Professor Michael Lamb on June 24, 2011, he cited as "in press" an article by Charlotte J. Patterson and Jennifer L. Wainwright entitled "Adolescents with Same-Sex Parents: Findings from the National Longitudinal Study of Adolescent Health." That article has since been published by Oxford University Press in a book entitled Adoption by Lesbians and Gay Men: A New Dimension in Family Diversity (David M. Brodzinsky & Adam Pertman eds., 2012), a copy of which we enclose for the Court's reference. We submit this article to the Court because the issue of whether there has been sufficient academic study of adolescents (as opposed to younger children) raised in families with same-sex parents was disputed by the Bipartisan Legal Advisory Group ("BLAG") in this case. {See, e.g., Opp'n to PL's Mot. for Summ. J. at 23-24.) In the A-1274 Case: 12-2335 Document: 155-4 Page: 61 08/17/2012 695244 185 PAUL] WEISS, RI FKI ND, WHARTON The Honorable Barbara S. Jones GARRI SON LLP enclosed article, the authors conclude that the "results do not support the idea that adolescent outcomes are shaped by parental sexual orientation . . . ." (Patterson & Wainwright, supra at 108.) Second, as Your Honor may recall, in the papers it submitted in opposition to plaintiffs motion for summary judgment, BLAG made certain arguments regarding the role of the federal government, as opposed to state governments, in the area of domestic relations. {See, e.g., BLAG's Local Rule 56.1 Response to PL's Statement of Material Facts \ 83 (disputing plaintiffs assertion that "[mjarriage in the United States has been defined and controlled historically at the state level").) However, during a recent oral argument in a related case in the Northern District of California, in response to a question on this issue posed by the district court judge, counsel for BLAG made the following material concession: THE COURT: The few unique examples cited by BLAG . . . when Congress legislated in the area of domestic relations occurred when Congress was explicitly acting in the role of state government. Are there any historical examples in which Congress legislated on behalf of the federal government, in the area of domestic relations? [...] MR. DUGAN: Your Honor, our research hasn't shown that there are historical examples which Congress has legislated on behalf of the federal government in the area of domestic relations. (Tr. of Oral Arg. at 10:15-20, 18:2-5, Golinski v. Office ofPers. Mgmt., No. C 10-257 (JSW) (N.D. Cal. Dec. 16, 2011).) We enclose a copy of the entire transcript for the Court's reference as well. Respectfully submitted, Roberta A. Kaplan Enclosures cc (via email): Paul D. Clement, Esq. H. Christopher Bartolomucci, Esq. James D. Esseks, Esq. Jean Lin, Esq. A-1275 Case: 12-2335 Document: 155-4 Page: 62 08/17/2012 695244 185 Volume 1 Pages 1 - 80 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA BEFORE THE HONORABLE JEFFREY S. WHITE, JUDGE KAREN GOLINSKI, ) ) Plaintiff, ) ) VS. ) NO. C 10-00257 JSW ) UNITED STATES OFFICE OF PERSONNEL ) MANAGEMENT and JOHN BERRY, ) Director of the United States ) Office of Personnel Management, in ) his official capacity, ) ) San Francisco, California Defendants. ) Friday ) December 16, 2011 ___________________________________) 9:56 a.m.
TRANSCRIPT OF PROCEEDINGS APPEARANCES:
For Plaintiff: MORRISON & FOERSTER LLP 425 market Street San Francisco, California 94105-2482 BY: RITA F. LIN, ESQ. JAMES R. MCGUIRE, ESQ. GREGORY P. DRESSER, ESQ. and LAMBDA LEGAL 3325 Wilshire Boulevard Suite 1300 Los Angeles, California 90010 BY: TARA L. BORELLI, ESQ. JON W. DAVIDSON, ESQ.
(Appearances continued, next page)
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
For the United States: U.S. DEPARTMENT OF JUSTICE 950 Pennsylvania Avenue, N.W. Washington, D.C. 20530 BY: TONY WEST, ESQ. ASSISTANT ATTORNEY GENERAL
For Intervenor Bipartisan Legal Advisory Group: BANCROFT, PLLC 1919 M Street, N.W. Suite 470 Washington, D.C. 20036 BY: CONOR DUGAN, ESQ.
Reported by: BELLE BALL, CSR #8785, RMR, CRR Official Reporter, U.S. District Court
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1277 Case: 12-2335 Document: 155-4 Page: 64 08/17/2012 695244 185 3 1 FRIDAY, DECEMBER 16, 2011 9:56 A.M. 2 P R O C E E D I N G S 3 THE CLERK: Case No. C-10-257, Karen Golinski versus 4 United States Office of Personnel Management, et al. 5 Counsel, please step forward to the podiums and state 6 your appearances. 7 MS. LIN: Your Honor, Rita Lin, I'm an associate at 8 Morrison & Foerster, for Plaintiff Karen Golinski. 9 THE COURT: Good morning. 10 MS. LIN: I'll be addressing Your Honor's Questions 6 11 through 10. 12 THE COURT: All right. Do me a favor, since I might 13 not remember two minutes from now, you can stand up and tell me 14 who -- the primary counsel or the first counsel that's arguing 15 can say, "I'm going to defer to Ms. Lin," or whatever. Okay? 16 MS. LIN: Your Honor, I'd also like to introduce 17 Ms. Golinski and her wife, Amy Cunninghis, who are here today. 18 THE COURT: Welcome. 19 MR. MCGUIRE: Good morning, Your Honor. James 20 McGuire, Morrison & Foerster, for Plaintiff Golinski. 21 THE COURT: Good morning. 22 MS. BORELLI: Good morning, Your Honor. Tara Borelli 23 with Lambda Legal, on behalf of the Plaintiff. And I will be 24 addressing Questions 1 through 5. 25 THE COURT: Good morning.
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1278 Case: 12-2335 Document: 155-4 Page: 65 08/17/2012 695244 185 4 1 MR. DAVIDSON: Good morning, Your Honor. Jon 2 Davidson from Lambda Legal. 3 THE COURT: Good morning. 4 MR. DRESSER: Good morning, Your Honor. Gregory 5 Dresser, Morrison & Foerster, for Plaintiff Karen Golinski. 6 THE COURT: Good morning. Welcome. 7 MR. WEST: Good morning, Your Honor. Tony West, 8 Assistant Attorney General for the Civil Division, on behalf of 9 the United States. 10 THE COURT: Good morning. Welcome. 11 MR. DUGAN: Good morning, Your Honor. Conor Dugan 12 for the intervenor. 13 THE COURT: Good morning. 14 Counsel, would you mind having a seat at this point, 15 because I want to make a statement just to put the matter in 16 context. 17 Procedurally -- and you don't have to come forward, I 18 just want to make sure for housekeeping reasons -- I assume 19 this is correct, based upon having received additional 20 information from the parties, but just for the Record, Ms. Lin, 21 have you received and had an opportunity to review the Court's 22 questions? 23 MS. LIN: We have, Your Honor. 24 THE COURT: And, Mr. West? 25 MR. WEST: Yes, Your Honor, we have.
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1279 Case: 12-2335 Document: 155-4 Page: 66 08/17/2012 695244 185 5 1 THE COURT: And -- 2 MR. DUGAN: Yes, Your Honor. 3 THE COURT: Okay, very well. Thank you. 4 So, I just want to read a statement -- or make a 5 statement that puts this in context, and maybe gives the 6 parties a little bit more of the Court's thinking as you 7 approach these questions, and then we will go forward from 8 there. 9 Some of these things may be obvious, but this is 10 what -- the facts and the matters that the Court has taken 11 notice of as it prepared for this very important hearing. 12 Ms. Golinski, an employee of the office of staff 13 attorneys for the Ninth Circuit Court of Appeals, is, under the 14 laws of the State of California, married to her long-time 15 domestic partner and co-parent. After seeking to enroll her 16 spouse in the family coverage plan by her employer, the 17 Administrative Office of the Courts advised Ms. Golinski that 18 her election form would not be processed because her spouse 19 shared her gender and the extension of coverage to her spouse 20 would violate the Defense of Marriage Act, or DOMA, D-O-M-A, 21 and that's at 1 United States Code, Section 7. 22 Notwithstanding multiple orders requiring the 23 extension of coverage authored by Chief Judge Kozinski, sitting 24 as the Ninth Circuit administrator, the Office of Personnel 25 Management instructed Ms. Golinski's health insurance carrier
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1280 Case: 12-2335 Document: 155-4 Page: 67 08/17/2012 695244 185 6 1 not to enroll her spouse on the basis that DOMA prohibited such 2 coverage. 3 Ms. Golinski filed a mandamus action to enforce Chief 4 Judge Kozinksi's orders, which was dismissed by this Court. 5 Following dismissal of her original suit based on the 6 procedural complexities of the mandamus action, Ms. Golinski 7 filed an amended complaint presenting a direct challenge to the 8 constitutionality of Section 3 of DOMA as applied. 9 Specifically, Ms. Golinski alleges that, by operation 10 of DOMA, she has been denied marriage-based federal benefits 11 that are available to similarly-situated heterosexual married 12 persons, in violation of her rights to equal protection and due 13 process as secured by the United States Constitution. 14 I want to say a word about the Equal Protection 15 Clause because it is something that is central to the case. 16 The history of the Equal Protection Clause is a colorful and 17 storied one. After nearly a century of sanctioning slavery, in 18 amending the Constitution, the American people sought to 19 guarantee equality to all persons, thereby expanding the 20 breadth of the promise of equality founded in the Declaration 21 of Independence. The amendment changed the Constitutional text 22 to read that all persons were created equal, not just that all 23 men were created equal. Redeeming the Constitution from the 24 sins of slavery, the phrase, quote, "We the People," unquote, 25 made equality a binding guarantee of the Constitution and
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1281 Case: 12-2335 Document: 155-4 Page: 68 08/17/2012 695244 185 7 1 extended protection to all persons. 2 This historical transformation is marked by rulings 3 of the Supreme Court honoring the promise of equality for all 4 persons, including Brown versus Board of Education, striking 5 down racial segregation; Reed versus Reed, prohibiting 6 discrimination against women; and most recently, Romer v. 7 Evans, striking down discrimination based on sexual 8 orientation. 9 Here, the Court is faced with enforcing the Equal 10 Protection Clause in the context of a fundamental right, that 11 is marriage. As far back as 1888, our Supreme Court recognized 12 that marriage is "the most important relation in life," and 13 "the foundation of the family and of society, without which 14 there would be neither civilization nor progress." More 15 recently, the Court established that the right to marry and to 16 establish a home and bring up children, quote, "is a central 17 part of the liberty protected by" unquote, the Constitution. 18 The question before this Court is whether the law denying gay 19 men and lesbians equal access to the benefits of marriage 20 contravenes the Constitution's guarantee of the equal 21 protection and due process of law. 22 The purpose of this hearing is to have the parties 23 help the Court resolve the constitutionality of Section 3 of 24 DOMA, as applied to a lawfully married same-sex couple. In 25 light of the Executive's pronouncement that DOMA is
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1282 Case: 12-2335 Document: 155-4 Page: 69 08/17/2012 695244 185 8 1 unconstitutional and will no longer -- and will no longer 2 defend it in court, the Bipartisan Legal Advisory Group, or 3 BLAG, has taken up the defense of the statute. The Court is, 4 frankly, concerned about the defense of the statute by a 5 non-party. 6 In this case, the Court is confronted with an issue 7 of equal access to one of the most central fundamental freedoms 8 of our time: the freedom to marry the person of our choice. 9 Interestingly, the Court must resolve the issue as presented by 10 all three branches of government. 11 Now, just a housekeeping point here. The Court 12 instructs the parties to refrain from rearguing the material 13 covered in their extensive briefing on the issues, and rather, 14 to focus on the Court's questions. Once the parties have 15 addressed the Court's specific questions, the parties will have 16 an opportunity to address any other issues they may wish to 17 bring to the Court's attention. 18 With that, let us begin, and let us bring forward 19 counsel who are going to be dealing with the initial questions, 20 or the first question. 21 Now, before we -- even before we do that, counsel 22 has -- the parties have filed additional materials in response 23 to the Court's questions, which thereby manifests what this 24 Court calls its vacuum theory, which is, nature hates a vacuum 25 and lawyers hate a vacuum, and when given an opportunity to
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1283 Case: 12-2335 Document: 155-4 Page: 70 08/17/2012 695244 185 9 1 fill that vacuum with briefing or argument which was invited by 2 the Court, will do so. 3 And so the Court has reviewed -- although briefly, 4 given the amount of time involved -- the additional authorities 5 submitted late yesterday afternoon by both parties. The Court 6 has concerns that some of the authorities indicate that perhaps 7 the parties may have misunderstood or misinterpreted some of 8 the questions posed. Accordingly, the Court would like to 9 clarify its position with respect to those questions. 10 Although it is clear that the parties have received 11 the Court's proposed questions for this hearing, for the sake 12 of those in the gallery and the completeness of the oral record 13 for whatever court may review this matter, the Court will read 14 into the Record each of the questions before engaging the 15 parties' arguments. I don't normally do that but, given the 16 nature of the case, I thought it would be helpful to do so. 17 And I'm going -- I'll read the questions in their 18 entirety, although I would obviously like counsel to respond to 19 the subparts. And I'm going to leave out the specific pin 20 cites and just mention the names of the cases, since the 21 citations are in the Record since the Court e-filed its 22 questions. 23 Question No. 1: The passage of Section 3 of the 24 Defense of Marriage Act ("DOMA") marks a unique departure from 25 the recognition the federal government historically has
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1284 Case: 12-2335 Document: 155-4 Page: 71 08/17/2012 695244 185 10 1 afforded to State marital status determinations. And I have 2 this citing, Elk Grove Unified School District versus Newdow 3 case, N-E-W-D-O-W, holding that "the whole subject of the 4 domestic relations of husband and wife, parent and child, 5 belongs to the laws of the States and not to the laws of the 6 United States." See also Boggs v. Boggs, B-O-G-G-S, holding 7 that family law, including "declarations of status, for 8 example, marriage, annulment, divorce, custody and paternity," 9 is the archetypal area of local concern. 10 Question 1.a: As DOMA represents a stark departure 11 from the federalist tradition and implicates a core State power 12 to govern domestic relations, is there any authority for the 13 Court to subject the statute to a more rigorous constitutional 14 scrutiny? 15 1.b: The few unique examples cited by BLAG -- 16 B-L-A-G -- when Congress legislated in the area of domestic 17 relations occurred when Congress was explicitly acting in the 18 role of state government. Are there any historical examples in 19 which Congress legislated on behalf of the federal government, 20 in the area of domestic relations? 21 Now, I usually don't do this much talking, ever, but 22 certainly not in court, except when I'm giving jury 23 instructions. But I think it's important because the parties 24 have given the Court additional materials. 25 With respect to Question 1.a, and as interpreted by
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1285 Case: 12-2335 Document: 155-4 Page: 72 08/17/2012 695244 185 11 1 BLAG, Question 7.a, which the Court shall have the parties 2 address separately, the Court has received the authorities from 3 BLAG, and is concerned that the group, this group seeks to 4 reframe the question posed. The Court is not concerned about 5 federal officials in any particular case having any authority 6 to determine whether any particular individual is validly 7 married under state law. In other words, the Court is 8 concerned, not with the specific adjudication, whether 9 individuals are married under state law, as there is no contest 10 here that Ms. Golinski is validly married under California law. 11 Rather, the Court is concerned with the new proposition that 12 the federal government should be involved with the 13 determination, whether any particular state's set of 14 requirements defining marriage is inherently valid, and thus 15 deserving of recognition for the purposes of federal benefits. 16 The Court's question addresses the introduction of the federal 17 definition and requirements for marriage, which have 18 historically been an area of exclusive state dominion. 19 So, with that, I'm going to start with Question 1.a, 20 and I think it is appropriate to have Plaintiff initially 21 respond to Question 1.a. And would you mind, as you get up, 22 restate your name, just so the Record's clear who's speaking. 23 MS. BORELLI: Sure. Thank you, Your Honor. My name 24 is Tara Borelli. 25 And, with respect to Question 1.a, we think that
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1286 Case: 12-2335 Document: 155-4 Page: 73 08/17/2012 695244 185 12 1 Romer versus Evans speaks particularly powerfully to the 2 Court's question. Romer, just as this case presents, 3 confronted a question about an amendment to the Colorado 4 Constitution that was an unprecedented enactment. And the 5 Court noted that, and said that the absence of precedent from 6 the two is instructive. Discriminations of an unusual 7 character especially suggest careful consideration to determine 8 whether they are obnoxious to the constitutional provision. 9 We think this also makes sense, just as a matter of 10 first, principles, Your Honor, if we step back for a moment and 11 consider why it is that the courts subject some actions of 12 other branches of government to more exacting scrutiny. It's 13 when a branch might overreach, like the legislative branch, by 14 singling out a vulnerable minority group for deferential 15 treatment. And that's particularly a circumstance when the 16 ordinary political process is unlikely to correct that kind of 17 a problem. 18 This unprecedented action by Congress presents a 19 similar problem. Where the federal government overreaches in a 20 way that targets a vulnerable minority group, that similarly is 21 quite unlikely to be rectified by the ordinary political 22 process, and that's why it's certainly appropriate for the 23 Court to subject DOMA, at a minimum, to a careful and searching 24 form of rational-basis review. 25 THE COURT: All right. Thank you, Counsel.
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1287 Case: 12-2335 Document: 155-4 Page: 74 08/17/2012 695244 185 13 1 I think it's appropriate at this point, given the 2 Executive Branch's position, to ask Assistant Attorney General 3 West to respond next to address the Court's question next, 1.a. 4 MR. WEST: Your Honor, we certainly believe that this 5 Court ought to subject DOMA to a heightened scrutiny analysis. 6 We think it's appropriately done under the Equal Protection 7 Clause. 8 With respect to this specific question that the Court 9 asks, we have not been able to find any authority on point for 10 the proposition that a -- a statute that deals with domestic 11 state relations should be subjected to more rigorous scrutiny. 12 But, we don't think that means DOMA should not get that 13 scrutiny from this Court. 14 We think that, as a matter of -- of course, that 15 there's a distinction to be made, and the Srail case made this 16 distinction. The District Court in the Central District of 17 California made this distinction between the issue of 18 allocating benefits, which we think is exactly what this case 19 is about, and sanctifying a relationship, which is more toward 20 the question of domestic relations that the Court -- the Court 21 discusses. 22 And, we would also note that there are federal laws 23 which do not adopt wholesale the state definition of marriage, 24 Social Security laws, tax laws, retirement laws. Those are 25 just some examples. But, again, we think that's why this is
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1288 Case: 12-2335 Document: 155-4 Page: 75 08/17/2012 695244 185 14 1 probably a case that is better analyzed on the equal protection 2 context and, therefore, meriting (Inaudible). 3 THE COURT: Would you re-identify yourself. 4 MR. DUGAN: Your Honor, Connor Dugan, for BLAG. 5 THE COURT: Thank you. Welcome. 6 MR. DUGAN: If I could just pass out -- we have a lot 7 of cases, I realize, Your Honor, and I brought copies for -- 8 THE COURT: Are these more than the ones that you 9 cited -- 10 MR. DUGAN: No, these are the ones that went in 11 yesterday. 12 THE COURT: All right. I have copies of all of 13 those. I actually have a binder with each case. 14 (Off-the-Record discussion) 15 THE COURT: Certainly enough paper. We don't need to 16 add to that. 17 MR. DUGAN: Your Honor, we agree with Mr. West. We 18 have not been able to find any string of case law that would 19 subject this statute to more rigorous scrutiny because of -- 20 because of what it says about marriage. We also would, with 21 all due respect, say that this is not a stark departure. As 22 Mr. West said, there are statutes on the books right now, 23 besides DOMA, that decide whether or not to recognize a state 24 marriage for immigration benefits, for tax benefits, for a 25 variety of things which we briefed. And, I'm not going to
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1289 Case: 12-2335 Document: 155-4 Page: 76 08/17/2012 695244 185 15 1 reargue those here, Your Honor. 2 We also cited the De Sylva case, in which the Court 3 said that a state wouldn't be entitled to use the word "child" 4 or "children" any way it wanted, but rather, would -- if it was 5 strange to the familiar way of using it. And in that case, in 6 concurrence, Justices Douglas and Black made clear that whether 7 or not Congress had to -- was going to adopt the state law, was 8 -- was a question for Congress to make. 9 THE COURT: But there are certain -- there are other 10 statements in the majority opinion in that case, albeit -- 11 dictum, that say if the Court were to begin to making fine 12 distinctions about what constitutes marriage and what doesn't, 13 that would have constitutional implications. 14 Do you agree with that? Did you find those cites as 15 well? 16 MR. DUGAN: I -- 17 THE COURT: For example, Page 581. 18 MR. DUGAN: Yeah, no, just -- in terms of 19 specifically what -- what you are asking Your Honor, I just 20 want to make sure I understand the question. 21 THE COURT: Well, you understood the question 22 correctly, but you were citing concurrence. And I was saying 23 that there was -- although, again, I only had an opportunity to 24 review these matters briefly, these cases, there was language 25 in those cases about making -- that it's problematic from a
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1290 Case: 12-2335 Document: 155-4 Page: 77 08/17/2012 695244 185 16 1 constitutional standpoint, where the state -- where the federal 2 government is making definitions with respect to what is 3 marriage, what is -- what is parenthood, et cetera. 4 And so I'm saying, those cases, you cited concurrence 5 in those cases. I'm not sure that they stand for the 6 proposition that you're citing them for. 7 MR. DUGAN: Well, the first quotation wasn't from the 8 concurrence. It was actually from the majority. And the 9 majority said states can't just define "children" any way they 10 want. If they went beyond sort of the common usage, Congress 11 could step in, and it could define. 12 Here, we already have Congress deciding which 13 marriages it will recognize for purposes of many different -- 14 excuse me, several different laws. So this is not -- this 15 isn't an injection into domestic law, this is simply a question 16 of recognizing -- what Congress is going to recognize. 17 THE COURT: All right. All right. 18 Would you like to reply? 19 MS. LIN: Yes. And, I think this begins to take us 20 into the territory of Question 1.b, if that is okay with the 21 Court. 22 THE COURT: All right, then let's do that. And, I 23 appreciate that. 24 But before I get into that, to keep this on the same 25 track, Mr. West, is there anything would you like to say
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1291 Case: 12-2335 Document: 155-4 Page: 78 08/17/2012 695244 185 17 1 further in response to what BLAG has stated? 2 MR. WEST: No, Your Honor. 3 THE COURT: All right. 4 MS. LIN: I'm sorry. 5 THE COURT: Let's go to Question 1.b, and I was going 6 to put that question, in the first instance, to BLAG. 7 MS. BORELLI: Sure. And, just to tack on to what was 8 discussed -- 9 THE COURT: Yes. 10 MS. BORELLI: -- we agree with the Court's reading of 11 De Sylva versus Ballentine. In the majority opinion, the Court 12 says: There is no federal law of domestic relations; it is a 13 matter of state law. So we agree with the Court's reading on 14 that. 15 THE COURT: All right. 16 MS. BORELLI: To turn to Question b -- 17 THE COURT: Actually, I actually wanted BLAG to 18 answer this in the first instance. 19 MS. BORELLI: I apologize. 20 THE COURT: I'll give you an opportunity, because I 21 think the questions, the way I framed the question was to 22 challenge one side or the other, and then give the other an 23 opportunity to say, you know, whatever they want to say. 24 So I'll start with BLAG, and then you will have an a 25 full opportunity.
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1292 Case: 12-2335 Document: 155-4 Page: 79 08/17/2012 695244 185 18 1 Counsel? 2 MR. DUGAN: Your Honor, our research hasn't shown 3 that there are historical examples which Congress has 4 legislated on behalf of the federal government in the area of 5 domestic relations. We would, of course, go back to fact that 6 the federal government today does, and has in the past, drawn 7 lines about which particular relationships that states define 8 that they'll recognize. 9 THE COURT: All right. 10 Mr. West? 11 MR. WEST: But, what is not the case, we have not 12 seen historically, is the federal government picking and 13 choosing which set of legally married couples, similarly 14 situated, may receive benefits and be denied benefits simply on 15 the basis of sexual orientation or simply on the basis of 16 something that might be unpopular. And so, we've not seen that 17 historically, and that is why we think this case, which 18 presents that question squarely, is particularly a good one for 19 that analysis. 20 THE COURT: All right. Counsel? 21 MS. BORELLI: Your Honor, to the extent the Court is 22 not aware of it, there was an amicus brief submitted on behalf 23 of family law professors in the Commonwealth and Gill cases on 24 appeal before the First Circuit, and it addresses in great 25 detail this particular question. And that brief actually takes
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1293 Case: 12-2335 Document: 155-4 Page: 80 08/17/2012 695244 185 19 1 upon itself the task of cataloging all of the examples of 2 federal statutes, and cases that have been cited by BLAG, 3 previously by DOJ, and by amici, supporting their position. 4 We did not submit that as additional authority 5 because it, of course, contains argument. But we have copies 6 today, and would be happy to file a copy electronically if the 7 Court would find that helpful. 8 What this brief explains -- and each and every one of 9 the supplemental authorities submitted yesterday by BLAG can 10 fit into these particular categories -- is that we have 11 categories of federal treatment of state marital status, but 12 absolutely none of them displace the requirement of a valid 13 state marriage. 14 So, for example, there is one category which is the 15 vast majority of federal statutes and regulations. They may 16 use terms such as "spouse," "marriage," or even "parent." 17 There is no federal definition. They implicitly and always 18 rely on state definitions of those terms. 19 There's a second category of some small number of 20 statutes that rely explicitly on state status. And they do so 21 by incorporating whether a marriage is valid according to place 22 of celebration or place of domicile. 23 There is a third category, and I think this is where 24 some of the controversy or argument has arisen by BLAG. But, 25 these are equal -- easily understood as cases that again do not
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A-1294 Case: 12-2335 Document: 155-4 Page: 81 08/17/2012 695244 185 20 1 displace state marital status. This third category of statutes 2 where a valid state marriage is treated as necessary but not 3 sufficient, and these have to do with particular areas, like 4 immigration or Social Security, where the federal government 5 may have particular policy interest and applies additional 6 requirements for a person to qualify for particular benefits or 7 for particular immigration status. 8 So, for example, the Immigration and Nationality Act 9 imposes additional requirements on top of the requirement of 10 state marriage. That parties have been present for the 11 marriage and that they live together. Those are neutral 12 requirements. They apply equally to all spouses, and they 13 relate to particular policy reasons that the government has in 14 making sure people are not entering fraudulent marriages for 15 purposes of getting those benefits. 16 Again, each and every category does not begin to 17 displace state marriages. Instead, they all rely on it and 18 incorporate the requirement of valid marital status as 19 determined by the States. 20 THE COURT: So that's where you -- the Plaintiffs 21 would stick with those cases, where the federal -- federal 22 statutes and Congress purport to actually impose their own 23 requirements with respect to what they view as a valid marriage 24 for purposes of meeting those statutes such as Social Security 25 or immigration.
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1295 Case: 12-2335 Document: 155-4 Page: 82 08/17/2012 695244 185 21 1 MS. BORELLI: That's precisely right. The Court -- 2 rather, the federal government might have an interest in saying 3 a couple must not only have been married, they must have been 4 married for a particular period of time in order to receive a 5 certain Social Security benefit. That does not displace the 6 state marital status; it relies upon it, and imposes an 7 additional policy-specific neutral requirement for eligibility 8 for benefits. 9 THE COURT: All right, thank you. 10 Any reply? 11 MR. DUGAN: Yes, Your Honor. 12 THE COURT: Briefly, please. 13 MR. DUGAN: Yeah, briefly. 14 The idea that that -- that the Social Security 15 statute, for instance, isn't displacing something I think is 16 false. And, and DOMA -- if DOMA is displacing, in this case. 17 DOMA does not displace any state law. Congress can draw lines 18 about where it wants to give benefits and to give burdens. 19 THE COURT: How does it not displace it when, 20 basically, the State of California or other states say marriage 21 can be between a -- same-sex marriage is valid, and the federal 22 government says "That's is all well and good, but we're not 23 going to recognize that, for very important federal purposes'? 24 How is that not a displacement? 25 MR. DUGAN: Because, in this case, Ms. Golinski and
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1296 Case: 12-2335 Document: 155-4 Page: 83 08/17/2012 695244 185 22 1 her wife are still married. It hasn't displaced their 2 marriage. 3 THE COURT: But it's displaced the benefits of their 4 marriage. 5 MR. DUGAN: Well, and Congress gets to draw the lines 6 of where benefits -- what benefits it wants to give. It 7 certainly can't be the case that Congress has to, basically, 8 rubber-stamp any definition that is given by a state. And I 9 think that was what I was alluding to with the De Sylva case. 10 THE COURT: All right. Mr. West, do you want 11 anything? 12 MR. WEST: No, Your Honor. 13 THE COURT: All right. Let's go to Question No. 2. 14 And this again will be, in the first instance, addressed to 15 BLAG: 16 Why should the Court not subject DOMA to heightened 17 scrutiny for impacting marriage, as a basic fundamental freedom 18 and an exercise of personal decision-making protected by the 19 right of privacy? 20 And I'm citing, for example, Loving versus the 21 Commonwealth of Virginia; In re Levenson. 22 MR. DUGAN: For a number of reasons, Your Honor. The 23 first being that these questions were specifically in the 24 jurisdictional statement of Baker v. Nelson. The question of 25 freedom, the question of privacy. This does not -- also, DOMA
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1297 Case: 12-2335 Document: 155-4 Page: 84 08/17/2012 695244 185 23 1 does not implicate the concerns that Justice -- excuse me. The 2 joint opinion in Casey talked about that "At the heart of 3 liberty is the right to define one's own concept of existence 4 of meaning of the universe and the mystery of human life." 5 That's still allowed here. This is simply a question of what 6 Congress is going recognize for purposes of benefits. 7 And, and, it also is the case in Harris versus McRae, 8 which we cited yesterday, that it's established that the 9 government cannot infringe on a fundamental right just by 10 declining to subsidize that fundamental right. And I think 11 that's the distinction we would point to. 12 THE COURT: All right. Mr. West? 13 MR. WEST: Well, Your Honor, I think it is true that 14 no married couple, regardless of their sexual orientation, 15 enjoys a Constitutional right to federal benefits. Which is 16 why I think viewing this in a substantive due-process frame I 17 think may collapse the inquiry in such a way that -- that 18 complicates it, instead of making it more straightforward like 19 it's presented. 20 So, the question is not, you know, whether or not 21 someone has a right to benefits because of the way that -- 22 because of -- of their marriage status. And the question is 23 not really one of sanctifying the particular relationship. I 24 think the question is squarely whether the federal government 25 can use this classification to make determinations amongst
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1298 Case: 12-2335 Document: 155-4 Page: 85 08/17/2012 695244 185 24 1 otherwise similarly-situated legally married couples. 2 And that is also the reason why Baker V. Nelson, 3 which is cited by BLAG, is of no precedential value here in 4 this case because that's a case, a per curiam decision, a 5 one-sentence per curiam decision, which deals with a question 6 that's not at issue here. It deals with a question from a 7 Minnesota State Supreme Court about whether or not a same-sex 8 union was going to be recognized as marriage under the laws of 9 the State of Minnesota. That is nowhere at issue in this case. 10 Ms. Golinski and her wife are already married. 11 So, the only question is whether or not the federal 12 government has a good reason to be able to make these 13 distinctions, to draw these lines. And, we think the federal 14 government does not. 15 THE COURT: All right. Counsel? 16 MS. BORELLI: Your Honor, the Court cited in its 17 question, Footnote 5 in the Levenson decision. And we would 18 suggest to the Court that it could do what that decision did, 19 which is to say the only question before the Court is whether 20 the federal government has any adequate interest in denying, 21 for the first time in 230 years, federal recognition to a valid 22 state marriage just because of the sexual orientation of the 23 couples married. 24 We don't believe that the Court needs to reach the 25 question of whether this infringes the fundamental right to
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A-1299 Case: 12-2335 Document: 155-4 Page: 86 08/17/2012 695244 185 25 1 marry. As the Court is aware, that's a question with broad 2 implications. It touches the marriage laws of 44 states. And 3 we think there are other grounds that are more than adequate to 4 hold the DOMA unconstitutional. Of course, the equal 5 protection grounds we have raised, but also impression to have 6 liberty interest identified in Lawrence and applied by the 7 Ninth Circuit in Witt, as well as the right to family autonomy. 8 To be clear, we do believe that the Constitution 9 equally protects the fundamental right of same-sex couples to 10 marry, just as it protect that right for different-sex couples. 11 But we don't believe that is presented by this case. And to 12 say a bit more specifically about why, we're not arguing about 13 the fundamental right to marry. We've not presented that claim 14 in this case, because she is married. Instead, we view this 15 law as having to do with penalizing her choice of the person 16 with whom she's built her family life. 17 So, the Court might think of this as among those who 18 are married, the government disapproves of and burdens those 19 who form that family life with a same-sex partner. 20 I concur with Mr. West's statements about Baker 21 versus Nelson, and I won't repeat our briefing. But if the 22 Court had additional questions about it, then we would be happy 23 to address them. 24 THE COURT: No, that's fine. 25 Do you want to say anything more on this, Counsel?
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1300 Case: 12-2335 Document: 155-4 Page: 87 08/17/2012 695244 185 26 1 MR. DUGAN: Just briefly on the Baker v. Nelson 2 point, Your Honor. We put the jurisdictional statement in the 3 record -- or, excuse me, attached it to our motion to dismiss. 4 The question was squarely presented on whether or not Equal 5 Protection Clause requires a state to recognize a same-sex 6 union. We believe it is on all fours with the question here. 7 And, I would just urge you to look at that jurisdictional 8 statement. 9 THE COURT: All right. I understand Counsel's 10 argument on that. Let's move on to Question No. 3. 11 MS. BORELLI: Your Honor? 12 THE COURT: Yes. 13 MS. BORELLI: I apologize for interrupting the Court. 14 Would it be possible to address the Harris v. McRae? 15 THE COURT: Please. 16 MS. BORELLI: So, another case that's been cited for 17 the same proposition in the briefing already is Regan versus 18 Taxation with Representation. And that is a paradigmatic case 19 in which the Court distinguishes the arguments the plaintiffs 20 were making there as having to do with the subsidy because in 21 that case, for example, and in Harris versus McRae, the 22 plaintiffs were saying, "If the government provides me with a 23 particular subsidy, I can engage in more of this fundamental 24 right." 25 So Regan, in ruling on that, said this is quite
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A-1301 Case: 12-2335 Document: 155-4 Page: 88 08/17/2012 695244 185 27 1 different from a case that involves a government-created 2 obstacle. 3 That is precisely what DOMA is. There is no question 4 that DOMA is a government-created obstacle. That is why this 5 is not merely a case about subsidizing a fundamental right; 6 this is about removing an obstacle that the government has 7 created without any adequate reason. 8 THE COURT: All right. 9 MR. DUGAN: Can I say one more word, Your Honor? 10 THE COURT: Probably more than one word. 11 MR. DUGAN: Probably one or two sentences. 12 THE COURT: You'd be the first lawyer that -- that 13 could do that. 14 MR. DUGAN: Harris versus McRae did involve a statute 15 which said that the government was not going to fund a 16 fundamental right. It was the Hyde Amendment. And so I don't 17 think the distinction that has just been put forward actually 18 gives a lot of daylight between that case and this. 19 THE COURT: Well, I'll read that, and Counsel's given 20 me what I need to decide that specific issue. 21 Question No. 3: In Lawrence versus Texas, the 22 Supreme Court, in overruling Bowers v. Hardwick, 23 H-A-R-D-W-I-C-K, noted that the Bowers court had 24 "misapprehended the claim of liberty presented to it," and had 25 failed "to appreciate the extent of the liberty at stake."
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1302 Case: 12-2335 Document: 155-4 Page: 89 08/17/2012 695244 185 28 1 Here, BLAG advocates defining the right at issue as the right 2 to same-sex marriage. 3 And my question is, is that too narrow -- I'll read 4 all of the parts, and then you can respond to those, Counsel, 5 both sides -- is that too narrowly defining the right at issue? 6 What is the authority for the position that only the right to 7 opposite-sex marriage is fundamental, as opposed to the right 8 to marriage generally? 9 I'll start with you. Yes, please, Counsel. Thank 10 you. 11 MR. DUGAN: Your Honor, there are a couple of 12 responses to that. First -- 13 THE COURT: I assume the first question, the answer 14 to the first question is no, it's not too narrowly -- 15 MR. DUGAN: No, that's right, it's not too narrowly. 16 It's hard to understand how government could have a legitimate 17 state interest in preserving the traditional institution of 18 marriage, as Justice O'Connor said in her concurrence in 19 Lawrence, if there's a fundamental right to same-sex marriage. 20 In Glucksberg, the court -- which we cite in our 21 briefs, Glucksberg says that you look to the fundamental rights 22 and liberties which are objectively deep-rooted in this 23 nation's history and tradition, and implicit in the concept of 24 order of liberty, to discover whether or not something is a 25 fundamental right. But it added also that they required -- the
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A-1303 Case: 12-2335 Document: 155-4 Page: 90 08/17/2012 695244 185 29 1 Court is required, in substantive due-process cases, a very 2 careful description of the right at issue. 3 So we would say that Lawrence, because of Baker, also 4 because of what Justice Kennedy said in terms of what this is 5 not reaching, and also what Justice O'Connor says in her 6 concurrence, does not indicate that we have defined the right 7 too narrowly here. 8 THE COURT: All right. Mr. West? 9 MR. WEST: Your Honor, I think Lawrence is 10 instructive here for a number of reasons, but I don't think it 11 is for the reasons of defining what the right at issue is in 12 this case. And so, with respect, I disagree certainly with 13 BLAG, that the right at issue is the right to same-sex 14 marriage. 15 But, we don't believe the right to marriage is at 16 issue in this case at all. Again, Ms. Golinski is already 17 married. There's no Constitutional right to federal benefits, 18 so that -- there's no issue there about whether or not there's 19 a fundamental right that's implicated there. 20 What is at issue is whether or not the federal 21 government can use sexual orientation as the basis to grant 22 health benefits to some legally married couples, yet deny them 23 to others. 24 THE COURT: All right. Counsel? 25 MS. BORELLI: Your Honor, so let me jump for a moment
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A-1304 Case: 12-2335 Document: 155-4 Page: 91 08/17/2012 695244 185 30 1 to the concurrence of Justice O'Connor that was cited by 2 Mr. Dugan. That reference comes up in an entirely different 3 context, where she talks about, in the hypothetical, the 4 interest in preserving traditional marriage in an 5 equal-protection claim. And, Your Honor, what BLAG has not 6 explained in this case is what that has to do with excluding 7 same-sex couples from recognition at the federal level. 8 But, to answer the Court's question, obviously we 9 disagree with BLAG, and we think that some of the Court's 10 seminal freedom-to-marry cases address this. In Loving, it was 11 not about the right to interracially marry. Zablocki v. 12 Redhail was not about the right to have a child-support -- 13 THE COURT: What was that case you just cited? 14 MS. BORELLI: Zablocki v. Redhail was not about the 15 right to have a child-support debtor's marriage. Turner versus 16 Safley was not about the right to have a prisoner marriage. 17 These were cases about the right to marry. One does not define 18 the right by who was excluded. When women won the right to 19 vote, they did not win the right to female vote. They won the 20 right to vote. 21 To the extent that Washington versus Glucksberg is 22 something the Court might look to, I want to make a strong 23 distinction, a different argument about how the Court should 24 understand that decision, and its application here. Glucksberg 25 said there's not a right to assisted suicide that is
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A-1305 Case: 12-2335 Document: 155-4 Page: 92 08/17/2012 695244 185 31 1 fundamental in nature. The court looked at the specific way in 2 which that right would apply in a particular context, but it 3 did not define that right by the characteristics of any 4 particular plaintiff who sought to exercise it. 5 And, that is exactly the mistake that BLAG makes in 6 their argument that there is no right to same-sex marriage 7 (Indicating quotation marks). 8 THE COURT: All right. Counsel, would you like to 9 reply? 10 MR. DUGAN: No, thank you. 11 THE COURT: All right. Mr. West? 12 MR. WEST: No, Your Honor. 13 THE COURT: All right. So, Question No. 4, and the 14 question is -- and then I'm going to have a comment based upon 15 the additional authority that the parties have given the Court. 16 Question 4: Are classifications based on religious 17 affiliation treated as suspect class and subject to heightened 18 scrutiny under an Equal Protection analysis? And the next 19 subpart of that is: How does BLAG distinguish the line of 20 authority treating classifications based on religious 21 affiliation as a suspect class from classification based on 22 sexual orientation? 23 Now, with respect to that question, let me add a 24 thought the Court had, in light of the Court's -- presentation 25 to the Court by counsel. With respect to Question 4, the Court
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A-1306 Case: 12-2335 Document: 155-4 Page: 93 08/17/2012 695244 185 32 1 does not dispute and is not concerned with the line of 2 authority supporting the proposition that discrimination 3 against religious groups is subject to heightened scrutiny 4 based on the group's exercise of religion, which is 5 unquestionably a fundamental freedom. Rather, the Court is 6 concerned with the line of authority indicating that religious 7 groups are afforded heightened security where they are treated 8 as a suspect class under Equal Protection Clause. A number of 9 the additional authorities cited blur this distinction, and the 10 Court is concerned only with the treatment of 11 religiously-affiliated groups as a suspect class. 12 So I don't know if that helps BLAG, but I wanted to 13 elucidate a little bit more the Court's thinking, having read 14 your authorities. 15 MR. DUGAN: Would you like BLAG to go first again? 16 THE COURT: Absolutely, please. 17 MR. DUGAN: Okay. I have -- 18 THE COURT: And if these are the same cases, 19 Counsel -- 20 MR. DUGAN: That's right, I'm not giving you any. 21 THE COURT: Thank you. 22 MR. DUGAN: Your Honor, we're aware of no line of 23 authority in which -- in which religious affiliation or 24 religion is considered a suspect class. We could find no case 25 that goes through the -- the various factors that cases -- the
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A-1307 Case: 12-2335 Document: 155-4 Page: 94 08/17/2012 695244 185 33 1 courts need to go through to determine whether or not a group 2 is a suspect class. 3 For instance, the analysis that is in High Tech Gays, 4 one of the cases we rely on in our briefs, goes through and 5 asks -- 6 THE COURT: Which the Plaintiffs argue has been 7 severely undercut. 8 MR. DUGAN: Well, it's still binding precedent, Your 9 Honor. So, that's another reason that this isn't a suspect 10 class, though, because the Ninth Circuit has decided that 11 sexual orientation is not a suspect class. 12 But, going back to the question of religion. There 13 are no cases that we could find in which courts actually go 14 through that same analysis: Asking whether or not a group is 15 politically powerless, asking whether or not they have 16 immutable characteristics. And I think part of that is because 17 they have looked at it, as you were indicating earlier, as a 18 fundamental right. They've looked at it in that context. So 19 we don't think that there's this body of religious suspect 20 class case law that would be helpful here. 21 THE COURT: All right. Mr. West? 22 MR. WEST: Well, Your Honor, certainly, I think this 23 highlights the fact that the Supreme Court factors are an 24 important balance. No one factor is dispositive. And, it's 25 not like, if you add up three or four you get suspect class,
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A-1308 Case: 12-2335 Document: 155-4 Page: 95 08/17/2012 695244 185 34 1 and if you only have two, you don't. I think there are clear 2 parallels between sexual orientation and religious affiliation. 3 I think the Court, when looking at religion and 4 treating it as a suspect classification for equal-protection 5 purposes, does so because of the very unique role that 6 religious affiliation plays throughout the history of this 7 country. It -- one of the reasons that this nation was founded 8 was because of religious persecution, and religious-freedom 9 concerns. 10 And we think something that -- that fundamental to 11 the United States, where it has been absolutely clear since the 12 founding of the country that discrimination based on religious 13 affiliation is something to be disfavored, I think puts it 14 squarely within the equal-protection analysis that the Court is 15 sort of -- has sort of articulated. 16 The point is, you know, what is the Court trying to 17 do when it is setting forth this equal-protection analysis? 18 So, we think sexual orientation has many parallels there, just 19 as it does with other quasi-suspect or suspect classes like 20 gender, race, national origin, lineage. 21 THE COURT: Counsel? 22 MS. BORELLI: Your Honor, of course, as a preliminary 23 note, we strongly disagree that High Tech Gays is still 24 binding. As the Court noted, it has been severely undercut. 25 If the Court were to have any questions about our arguments
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A-1309 Case: 12-2335 Document: 155-4 Page: 96 08/17/2012 695244 185 35 1 about High Tech Gays, we would appreciate the chance to address 2 them. 3 But, as the Court noted, all of the sources that have 4 been submitted to the Court that have to do with religious as a 5 suspect classification fall into two categories. One set 6 recognizes it as a fundamental right, and that infringements on 7 that right are subject to strict scrutiny. But there is a 8 significant amount of, admittedly, dicta, and yet it is 9 repeated over a significant period of time by both the Supreme 10 Court and the Ninth Circuit, which treat as obvious the idea 11 that religion constitutes a suspect classification. 12 We think it is a particularly apt analogy here, Your 13 Honor. There are all kinds of reasons to think that the 14 arguments that BLAG has made about sexual orientation -- the 15 fact that some small minority can experience a change that's 16 not necessarily an obvious trait, that it's about conduct -- 17 each and every one of these things can be said about religion, 18 as well. Some people convert their religion. Some people, you 19 can't identify their religion by looking at them. The only way 20 you might know is by conduct. 21 So, in the way that you might be able to surmise 22 sexual orientation of someone as holding the hand of a same-sex 23 partner, you might be able to able to infer religion possibly 24 by religious practices, if someone is wearing a cross or a 25 Yarmulke, or praying to Mecca.
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A-1310 Case: 12-2335 Document: 155-4 Page: 97 08/17/2012 695244 185 36 1 You can tell what some people's religion is by their 2 conduct. And yet, some people have a religious identity, and 3 yet never engage in the practices of that particular religion, 4 in the same way that some people identify as gay or 5 heterosexual, and might be celibate. 6 But, if the Court found that this was a hard ground 7 to analogize to because of doubts in the case law -- and we 8 don't think that case law leaves any room for doubt -- alienage 9 is another apt example, and there's no question that alienage 10 is a suspect classification. People can change, they can 11 become citizens, they can renounce their citizenship. You 12 cannot tell whether someone is a citizen by looking at them. 13 Alienage is determined by conduct, conduct of coming to the 14 United States under certain circumstances. And, likewise, 15 citizenship is determined by the conduct of naturalizing. 16 The ultimate point with all of these criteria is that 17 this is the kind of core defining and fundamental trait that 18 the government does not have the right to judge or to require a 19 person to change as a condition of equal citizenship. 20 THE COURT: Thank you. 21 Do you want to say anything in rebuttal, Counsel? 22 MR. DUGAN: Yes, Your Honor. I don't know how High 23 Tech Gays isn't binding, but dicta; talking about religion as a 24 suspect class is. That makes no sense to me. 25 The other thing I would say, in response to something
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A-1311 Case: 12-2335 Document: 155-4 Page: 98 08/17/2012 695244 185 37 1 Mr. West said is, the analysis for a suspect class is a 2 conjunctive analysis. If you look at High Tech Gays, look at 3 Lenning, which the Supreme Court decided, you need all the 4 factors or the factors that the Court decides to actually 5 review in that particular case. 6 But it would make no sense that someone would be 7 considered a suspect class if they have political power. You 8 wouldn't need the courts to step in to rectify problems. 9 THE COURT: All right. Mr. West? 10 MR. WEST: Yes, Your Honor. I think this underscores 11 exactly why High Tech Gays is just not viable authority. We 12 recognize its precedent. It's Ninth Circuit authority that 13 this Court is going to have to address in its opinion. 14 But frankly, it's on its last legs. And that is 15 because it is based -- the linchpin of that case is based on a 16 case, Bowers, that has been categorically overruled by the 17 Supreme Court. So to continue to think that its reasoning has 18 any viability, I think, is to engage in a fiction. 19 The other thing that this conversation is 20 highlighting, it seems that BLAG seems to be pressing -- again, 21 this is reasoning in High Tech Gays, as well -- this idea that 22 because homosexuality might be behavior -- these are the words 23 of High Tech Gays -- as opposed -- or conduct, that therefore, 24 it is not somehow deserving of a suspect classification. 25 And the Supreme Court has, when it comes to sexual
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A-1312 Case: 12-2335 Document: 155-4 Page: 99 08/17/2012 695244 185 38 1 orientation, has declined to make this distinction between 2 conduct and status. Christian Legal Society, Lawrence, the 3 Court has declined to make that kind of distinction. 4 And if -- if the Court were to entertain that 5 distinction, perhaps this idea that a conjunctive analysis is 6 required in order to find suspect classifications, then maybe 7 that would be true. But we know from the Court's own analysis 8 in the way that it deals with classifications, that that is not 9 the case. 10 THE COURT: Anything further you want to say? 11 MS. BORELLI: We agree with those points, Your Honor. 12 And the very cases that BLAG cites for its argument that each 13 and every one of these considerations must be looked at by a 14 court, those very cases undercut BLAG's point. They all talk 15 about these considerations with the disjunctive word "or," not 16 the conjunctive word "and." 17 We can look at a body of cases that show us, for 18 example, with respect to immutability, out of the six 19 classifications that have been held to require some form of 20 heightened scrutiny, at least three of them -- religion, 21 legitimacy, and alienage -- are subject to change. That shows 22 us exactly how flexibly the court has looked at these factors. 23 THE COURT: All right. Let's move on to 24 Question No. 5. I'm going to read the question, and then I 25 want to make a comment about Question No. 5.
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A-1313 Case: 12-2335 Document: 155-4 Page: 100 08/17/2012 695244 185 39 1 What is the statutory authority for an evidence of 2 compliance with the role that Bipartisan Legal Advisory Group 3 has assumed in this matter? Is this group actually bipartisan? 4 Does BLAG have the support -- and funding for the increasing 5 cost of defending DOMA -- from a majority of Congress, or just 6 from the House of Representatives? See Immigration and 7 Naturalization Service versus Chadha, C-H-A-D-H-A, holding that 8 Congress is the proper party to defend the validity of a 9 statute when an agency of the government charged with enforcing 10 the statute agrees that the statute is unconstitutional. 11 Now, the additional authority cited by BLAG regarding 12 the group's authority to support the statute in court are, for 13 the most part, frankly, not helpful. The Court is not 14 concerned about enforcement of the disciplinary rules of the 15 House of Representatives. Rather, the Court is concerned about 16 the authority of the House alone, rather than the majority of 17 both houses of Congress, to defend this statute in court. This 18 Court is also concerned whether the House followed correct 19 protocol in hiring and continuing to fund the group that 20 appears here. 21 And, I'll give you an opportunity to respond first. 22 MR. DUGAN: Thank you. Thank you, Your Honor. I 23 think that question is probably most centrally directed to us, 24 so I'll get to it. 25 There is no statutory authority. There's
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A-1314 Case: 12-2335 Document: 155-4 Page: 101 08/17/2012 695244 185 40 1 constitutional authority, and that authority is the rule-making 2 clause that each house can make rules that determine its 3 proceedings. And, under those rules, the House has -- has 4 established an Office of General Counsel for the purpose of 5 providing legal assistance and representation to the House. 6 And the Office of General Counsel shall function pursuant to 7 the direction of the Speaker, who shall consult with the 8 Bipartisan Legal Advisory Group, which shall include the 9 majority and minority leaderships. 10 So, to answer your question, Your Honor, is it 11 bipartisan? Yes, it is. It is made up of five members. And, 12 in a three-to-two vote, BLAG decided to defend a law that the 13 Department of Justice decided it wasn't going to defend 14 anymore. 15 THE COURT: Let me ask you this. I'll let you finish 16 your argument -- 17 MR. DUGAN: Sure. 18 THE COURT: But, I read the cases that you cites. 19 And, again, it is a little bit of an academic discussion, 20 because the Court has granted BLAG's motion to intervene. The 21 Court is going to consider the very eloquent arguments that 22 Counsel has made. It is very helpful to the Court. 23 But, we're dealing with the three branches of 24 government. And I think, as one of the coequal branches -- 25 some might not always agree with that, but we are a coequal
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A-1315 Case: 12-2335 Document: 155-4 Page: 102 08/17/2012 695244 185 41 1 branch -- I'm obliged to ask that. 2 And, I didn't see any case where -- that you've cited 3 that's right on point, where only the House which happens to 4 have a majority in its favor on this question brings the 5 action, and it is upheld on constitutional basis, that the 6 House is the appropriate party to defend a statute in the 7 absence of the Senate that is not supported by the executive 8 branch. 9 So, that's really where the question comes from. 10 MR. DUGAN: And, Your Honor, there are several 11 answers to that. First of all, the -- the statute that 12 requires notification from the Department of Justice when it's 13 not going to defend a law that it's constitutionally obligated 14 to defend contemplates that either the House or the Senate, 15 alone or jointly, will be able to defend laws. 16 The one case that we cited, and I -- Your Honor, I 17 think maybe it's because the question wasn't actually answered 18 there, but this Coors case, which the House went at it alone. 19 The Senate was not involved; the House was. 20 And another thing I would like to address is just 21 this idea of the bipartisanship. And, we can provide this to 22 the Court. But, we have gone searching through the House 23 briefs. We have discovered and we know of at least nine 24 separate occasions when there's been a split vote in the 25 BLAG -- usually three to two, one time four to one -- where the
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A-1316 Case: 12-2335 Document: 155-4 Page: 103 08/17/2012 695244 185 42 1 House has still filed briefs. 2 THE COURT: All right. I don't know if the executive 3 branch has a dog in this race, but I'll certainly give you an 4 opportunity to respond. 5 MR. WEST: Your Honor, I just wanted to correct one 6 thing -- or probably several things, but I'll only take the 7 opportunity to correct one -- that BLAG made. And that is the 8 Department of Justice, the Executive, is not constitutionally 9 obligated to defend the statute that it believes is 10 unconstitutional. And, we can certainly imagine cases where it 11 would be important for both the House and the Senate to be of 12 one mind if they were to take up the defense of the 13 constitutionality of the statute. 14 We think, however, this is not a case where the Court 15 needs to resolve that issue because the United States, which is 16 the Defendant here, has taken steps to perfect the ability for 17 BLAG to come in and make these arguments for the benefit of the 18 Court, for the benefit of the Record. And certainly, no party 19 has objected to BLAG's participation for the specific purpose 20 of presenting arguments in defense of the Defense of Marriage 21 Act. 22 THE COURT: Do you wish to say anything at this 23 point? 24 MS. BORELLI: To be clear, Your Honor, BLAG does not 25 represent the House. They are a five-member committee
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A-1317 Case: 12-2335 Document: 155-4 Page: 104 08/17/2012 695244 185 43 1 operating here by a vote of three of their members, and I think 2 it is important for that to be clarified. 3 THE COURT: Although, in fairness to them, the rules 4 provide that, in effect, they are representing the House when 5 they constitute this group, and there was a majority vote of 6 that group, correct? 7 They may not, sort of in a macro sense, represent the 8 entire House, each and every member. But that's the way 9 democracy works. Isn't that true? 10 MS. BORELLI: You know, I have counsel here who's 11 actually a bit more versed with the rules. And if the Court 12 wanted to hear more, he would be happy to address it. 13 THE COURT: Well, I would, actually. I would like to 14 complete the Record on this issue. Again, it's a little bit, 15 one would say, academic, but I don't think so, given the 16 important features implicated and the way this case has been 17 litigated. 18 Counsel, would you identify yourself, also. 19 MR. DAVIDSON: Sure. John Davidson. 20 The rule of the House that refers to BLAG, and it's 21 really the only thing that we've been able to find that 22 describes BLAG in any fashion, it's -- BLAG is not identified 23 in any statute or in anything other than the one roll of 24 Congress which was submitted by BLAG, refers to BLAG as an 25 advisory committee to the Speaker, and says that the Speaker
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A-1318 Case: 12-2335 Document: 155-4 Page: 105 08/17/2012 695244 185 44 1 may direct the House counsel to take action. 2 But it does not give any authority to BLAG to take 3 any action, other than to advise the Speaker. So, I think that 4 does raise a question about BLAG's authority to do anything on 5 behalf of the House, itself. 6 But again, we, too, don't have much of a dog in this 7 race. That is, we -- we have not objected to BLAG intervening 8 in this, before this Court, and that's because we do believe 9 it's important to have a full-throated explanation of the 10 position of even some members of Congress, on this position, so 11 that the Court really considers all of the arguments that could 12 be considered on this very important issue. 13 THE COURT: All right, fair enough. Let's move on. 14 I have all I need on that question. 15 Let's move on to Question No. 6: How does BLAG 16 distinguish the ruling in Gill versus Office of Personnel -- 17 that's G-I-L-L -- versus Office of Personnel Management, which 18 is obviously the District of Massachusetts case, which found 19 that DOMA does not pass constitutional muster under even 20 rational basis scrutiny? 21 Start with you, again. 22 MR. DUGAN: We get to start again, Your Honor, thank 23 you. 24 THE COURT: You're on the hot seat. 25 MR. DUGAN: Well, we don't distinguish, and we think
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A-1319 Case: 12-2335 Document: 155-4 Page: 106 08/17/2012 695244 185 45 1 it's wrong, and here's why we think it's wrong. The court in 2 that case relied, to a great extent, on a very strange 3 conclusion: That Congress has no power to define the words it 4 uses in its own statutes. It said, quote (As read): 5 "The states alone have the authority to set 6 forth eligibility requirements as to familial 7 relationship..." 8 THE COURT: Slow down a little bit. 9 MR. DUGAN: Oh, sorry. 10 THE COURT: Thank you. 11 MR. DUGAN: "... to set forth eligibility 12 requirements as to familial relationships. And the federal 13 government cannot, therefore, have a legitimate interest in 14 disregarding those family status determinations." Close quote. 15 As I think we've said earlier in the argument, 16 Congress gets to draw the lines of which benefits it wants to 17 give. And, and has done this in other cases. We talked about 18 the Social Security context, we've talked about the immigration 19 context, and we've talked about, sort of, benefits context. 20 This is something Congress does all the time. So we 21 think that that part of Gill, which seems to be central to its 22 holding, is -- is simply flat-out wrong. 23 THE COURT: By the way, has the case been argued 24 before the First Circuit yet? 25 MR. DUGAN: No, it has not, Your Honor.
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A-1320 Case: 12-2335 Document: 155-4 Page: 107 08/17/2012 695244 185 46 1 THE COURT: All right. Mr. West? 2 MR. WEST: Congress gets to draw the lines, but it 3 can't draw those lines in a way that is arbitrary or 4 discriminatory and disfavors a group which may be unpopular, 5 which is what's happening with here with the Defense of 6 Marriage Act. 7 With regard to the Gill case, we have -- it would -- 8 it would be good to see -- and, in fact, we would invite this 9 Court to do this -- an opinion that actually engages the 10 Supreme Court's well-established factors in the 11 equal-protection analysis. 12 The Bankruptcy Court down in the Central District of 13 California, in Balas, has done that, finding that DOMA was 14 unconstitutional on both rational basis and alternative -- 15 (Reporter interruption) 16 MR. WEST: The Bankruptcy Court in Balas did that, 17 finding that DOMA was unconstitutional on both rational basis 18 and, alternatively, heightened-scrutiny grounds. 19 Judge Reinhardt, in Levenson, noted that he believed 20 heightened scrutiny was applicable in finding DOMA 21 unconstitutional on rational-basis grounds. 22 Judge Walker, in an analogous case, of course, gave 23 both of those alternative bases. 24 THE COURT: Do you want me to cite Judge Reinhardt to 25 invite Supreme Court scrutiny?
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A-1321 Case: 12-2335 Document: 155-4 Page: 108 08/17/2012 695244 185 47 1 (Laughter) 2 THE COURT: Do you have any other suggestions? 3 MR. WEST: My guess is that no matter what you do, 4 this case will invite Supreme Court scrutiny. 5 THE COURT: Thank you. All right. 6 MR. WEST: So, but we would actually add that we 7 think it would be helpful as this case moves as inevitably it 8 will through the appellate process, for the Court to lay out 9 the analysis, the equal-protection analysis, and why sexual 10 orientation merits heightened scrutiny. 11 THE COURT: Thank you. 12 Ms. Lin? 13 MS. LIN: Your Honor, Rita Lin. We would obviously 14 disagree with BLAG's characterization of the federal government 15 as having a long-standing role in defining marriage in any 16 fashion. It is true that sometimes in granting federal 17 benefits, as -- as has already been discussed, the federal 18 government layers requirements on top of marriage. So it's not 19 enough that you're married under state law; you also have to 20 have been married for a certain amount of time to qualify for 21 benefits. Or you have to show that your marriage isn't a sham 22 marriage in order to qualify for a particular right. 23 The reasons for those, though, are those are neutral 24 criteria that are targeted to the particular policies of the 25 particular federal statutes at issue. They are not, as in the
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A-1322 Case: 12-2335 Document: 155-4 Page: 109 08/17/2012 695244 185 48 1 case of DOMA, an attempt to displace a state's determination of 2 who is and is not validly married. 3 DOMA is the first attempt to engage in a blunderbuss 4 legislation that changes over 1,000 federal rights all in one 5 fell swoop, without looking at the particular policy 6 implications as to each particular federal right or benefit at 7 issue. And in that sense, it's an unique attempt to displace 8 state law in defining what is or isn't marriage. 9 The other point I would like to make, Your Honor, is 10 that Gill is not a case that is based solely on that ground. 11 Gill systematically goes through each and every one of the 12 government interests that BLAG has identified in this case in 13 support of DOMA, and explains why each of them fails even 14 rational-basis scrutiny. So, it's not an opinion that's based 15 solely on the notion of federalism. 16 THE COURT: Anything you want to say in reply? 17 MR. DUGAN: Yeah, Your Honor. First of all, we were 18 not defending the law at that point. And we would disagree 19 with the contention that all the same bases were before the 20 Court, and rejected. 21 The other thing I would say is that this Court is 22 still bound in terms of that -- in terms of the 23 suspect-classification analysis that I think Mr. West would 24 like this Court to get into, by High Tech Gays. That Ninth 25 Circuit precedent is unequivocal on this.
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A-1323 Case: 12-2335 Document: 155-4 Page: 110 08/17/2012 695244 185 49 1 And, and Witt versus Air Force Department, 2 reemphasizes the fact that, I think, Bowers and Lawrence had 3 not been -- had not undercut that analysis. 4 THE COURT: Yes, Mr. West. 5 MR. WEST: Your Honor, we think it's helpful for this 6 Court not only to engage the equal-protection analysis, but 7 also to say that High Tech Gays is no longer viable. We 8 recognize that it's precedent this Court has to deal with, but 9 it is no longer viable. 10 And with regard to Witt, what Witt has is a one -- 11 the equal-protection analysis consists of a one-paragraph 12 citation to Philips. When you read Philips, Philips relies 13 entirely on High Tech Gays, on the -- on the discredited Bowers 14 rationale, as well as there's a lot of talk in there about 15 deference to the military. 16 But, with regard to the earlier point that BLAG made 17 in terms of the rationales or the reasons that Judge Tauro) 18 considered in Gill, Judge Tauro decided that there was no 19 rational basis that could sustain this statute. So, it really 20 didn't matter what arguments BLAG might be able to put forward 21 now because, at bottom, Judge Tauro decided that there was no 22 rational basis that could be imagined that could sustain the 23 constitutionality of the statute. Now, if this Court decides 24 that as well, this Court ought to strike it down. 25 THE COURT: Do you want to say anything else?
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A-1324 Case: 12-2335 Document: 155-4 Page: 111 08/17/2012 695244 185 50 1 MS. LIN: Your Honor, just on the Witt point. 2 Witt -- in Witt, the equal-protection claim that was brought 3 was not the claim is brought before the Court today. In Witt, 4 the plaintiff was saying that the military draws an improper 5 distinction in the way it treats the discharge of gay soldiers, 6 versus the discharge of child molesters, for example. 7 It was not -- the plaintiff in that case did not 8 advance an equal-protection argument based on the distinction 9 in the treatment between heterosexual and homosexual soldiers. 10 THE COURT: Let's move on to Question No. 7. And 11 I'll read the entire question. It's a long question; there's 12 four parts to it. And then I have a comment to make about 13 Question 7, and the authorities cited by the parties. 14 What are BLAG's proffered bases for upholding the 15 constitutionality of DOMA? 16 Question 7.a: BLAG argues that DOMA provides 17 consistency in the definition of marriage. However, 18 traditionally, marriage has been defined by the states. Under 19 DOMA, for the first time, federal officials are now tasked with 20 determining the validity of particular marriages that have been 21 sanctioned under state law. How does treating some 22 state-sanctioned marriages different from others promote 23 consistency or maintain the status quo? 24 7.b: The fact that marriage traditionally has been 25 defined as between a man and a woman merely describe what has
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A-1325 Case: 12-2335 Document: 155-4 Page: 112 08/17/2012 695244 185 51 1 been. How does codifying this description constitute a 2 justification, reason, or basis for restricting marriage? 3 And, see Heller versus Doe, holding that, quote, 4 "ancient lineage of a legal contract does not give it immunity 5 from attack for lacking a rational basis," unquote. Also 6 citing the concurrence in Lawrence. 7 Does BLAG have any authority for the proposition that 8 codification of a long-standing tradition independently 9 constitutes a rational basis? 10 7.c: In support of miscegenation laws, proponents 11 argue that the long-standing tradition of the separation of the 12 races provided justification for prohibiting interracial 13 marriage. How does BLAG's argument about the tradition of 14 heterosexual marriage differ from the miscegenation context? 15 7.d: How does the withholding of federal benefits to 16 children of families with same-sex parents encourage 17 responsible parenting and child rearing? 18 And what I want to say with respect to question 7.c, 19 the Court has received from BLAG in response to the question a 20 citation to a law review article authored by a professor from 21 Brigham Young University. This is not legal authority. 22 Further, the article reads more like a treatise on 23 the morality of homosexuality than a legal analysis of the 24 analogy of the Court's holding in Loving versus Virginia to the 25 issue of same-sex marriage. The Court is concerned that BLAG
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A-1326 Case: 12-2335 Document: 155-4 Page: 113 08/17/2012 695244 185 52 1 cited this article for the proposition that homosexuality is, 2 as the author of the article explicitly contends, quote 3 "immoral," unquote. The article quotes Martin Luther King, 4 Jr., when he famously said, quote, "I have a dream that my four 5 children will one day live in a country where they will not be 6 judged by the color of their skin but by the content of their 7 character." 8 The conclusion of the article is that same-sex 9 marriage, quote, "is a character issue where we cannot tolerate 10 compromise... Marriage is a prime example of a moral 11 relationship, a relationship of conjugal, complimentarity" -- 12 that's C-O-M-P-L-I-M-E-N-T-A-R-I-T-Y -- "that benefits all 13 society, and particularly the children and other dependent 14 members of a specific family. Same-sex relations come from a 15 different ethic and represent a different morality, manifest in 16 the infidelity and promiscuity that characterizes gay and 17 lesbian relationships much more than conjugal unions." 18 So I want to know, when BLAG responds, for what 19 purpose does BLAG submit this law review article? Does BLAG 20 have any legal authority in response to 7.c, i.e. that the 21 tradition of heterosexual marriage differs from the arguments 22 used in the miscegenation context? 23 So, I'll open the floor to you. 24 MR. WEST: Do you want me to start with 7.c, Your 25 Honor?
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A-1327 Case: 12-2335 Document: 155-4 Page: 114 08/17/2012 695244 185 53 1 THE COURT: Why don't you start with 7.c, please, 2 because that's more recent, based upon what you said to the 3 Court. 4 MR. WEST: We cite that article for the simple 5 proposition -- not the proposition, the facts that it lays out 6 in terms of -- in terms of the laws dealing with mis- -- 7 THE COURT: Miscegenation. 8 MR. DUGAN: Yeah, miscegenation law. That's why we 9 cite it. We're not citing it because of the conclusions the 10 author comes to. We don't -- we wouldn't say on the Record 11 that we agree with the author's conclusions. But it gives, in 12 the back, an appendix table that lays out the various laws, and 13 when they changed, and what states did. That's a simple reason 14 we used that citation. 15 THE COURT: All right. Would you please -- now, 16 would you mind -- 17 MR. DUGAN: 7.a? 18 THE COURT: Well, let me, since you've just raised 19 that, and I want to keep it in context in my mind, is there 20 anything that the Executive Branch, Mr. West, you wish to say 21 on that, on 7.c? 22 MR. WEST: The only thing I would say, Your Honor, is 23 that your summary of that law review article did not sound 24 dissimilar to the House report and the justifications offered 25 for DOMA by the House. And while understandably, BLAG would
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A-1328 Case: 12-2335 Document: 155-4 Page: 115 08/17/2012 695244 185 54 1 want to distance themselves from those arguments which are 2 based on animus, the fact is they are there, they are reasons, 3 justifications that Congress gave for passing this law. And we 4 think that this Court ought to entertain those and analyze 5 those justifications, and determine whether or not they are 6 valid as part of the equal-protection analysis. 7 THE COURT: Ms. Lin? 8 MS. LIN: The only thing we want to -- we would want 9 to say on 7.c, Your Honor, is that if one looks back on the 10 arguments that were made against interracial marriage back in 11 the forties, fifties, and sixties, those arguments in many ways 12 are remarkably similar to the arguments that are being made 13 today against same-sex marriage. 14 We submitted the opinion of Perez v. Lippold last 15 night, and the reason that we did that is, if you look to the 16 dissent in Perez, you can see that the interests advanced in 17 support of the anti-miscegenation statute there were that 18 interracial marriage is a divisive social issue, that it -- it 19 goes against a long history of prohibitions on -- on mixing of 20 the races dating back to, quote, the early colonial era 21 (Indicating quotation marks), that it's harmful to children, 22 and it's not an optimal environment for child-rearing. Those 23 are the same arguments that are advanced today against same-sex 24 marriage. 25 THE COURT: Is there anything you want to say --
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1329 Case: 12-2335 Document: 155-4 Page: 116 08/17/2012 695244 185 55 1 MR. DUGAN: I don't think that either the Department 2 of Justice or the Plaintiff have ever alleged that the 3 reason -- or that traditional marriage, itself, was based on 4 animus. And I think that that's an important point. We're not 5 simply making a tradition-based argument here. 6 We would -- one of the ways we would differentiate 7 Loving from this case is, of course, you have binding Circuit 8 precedent and Supreme Court precedent that have said that equal 9 protection does not require same-sex marriage. So, that is a 10 clear distinction between the two. 11 Another point I would make on that is -- is a 12 response to Mr. West. That in the rational-basis analysis, you 13 don't have to look at the reasons Congress gave. It's any 14 conceivable basis. And they -- 15 THE COURT: Are you backing off from the reasons 16 Congress gave, and disavowing those? 17 MR. DUGAN: Not disavowing all of them. But, those 18 were not the reasons we put forward in our briefing. And the 19 other thing is, not only does it need to be conceiv- -- can it 20 be conceivable, it has to be debatable. So, you and I may not 21 find the reasons put forward to be all that compelling. But if 22 there's a legitimate debate to be had, then, then that's a 23 rational basis. 24 THE COURT: All right. Would you -- why don't you 25 move on to Question 7.a, please.
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A-1330 Case: 12-2335 Document: 155-4 Page: 117 08/17/2012 695244 185 56 1 MR. DUGAN: Okay. The first, the first part in 7.a 2 that we would take issue with is that we don't think this is a 3 new task. I think that there's a -- there is a fundamental 4 disagreement here between the parties in terms of what the 5 federal government does when it looks at -- and I'll move on, 6 Your Honor, but I -- but, when it looks at the lines it draws 7 for benefits. And so, it already does this. 8 THE COURT: All right. 9 MR. DUGAN: In terms of the consistency, there is a 10 larger point of consistency here, consistent with practice and 11 tradition. And, again, that is something Justice O'Connor said 12 was legitimate state interest in her concurrence in Lawrence. 13 So's it's not simply just is it consistent with what states are 14 doing today. It's a question of what are most states doing? 15 What have most states done? 16 And that, and that's simply not consistency for 17 consistency's sake. It's realizing and recognizing that this 18 institution has given us great benefits. And -- and having 19 caution as we proceed forward, opening it up to new 20 definitions. 21 THE COURT: All right. Mr. West? 22 MR. WEST: With regard to the consistency point, Your 23 Honor, we don't believe this is a justification that is 24 sufficient to save the statute because, as Your Honor points 25 out in the question, it actually creates inconsistency in the
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1331 Case: 12-2335 Document: 155-4 Page: 118 08/17/2012 695244 185 57 1 distribution of benefits to couples whose unions are recognized 2 under state law. 3 With regard to the point about consistency with 4 tradition, I still -- it's hard to understand exactly how 5 that's not an argument, consistency for consistency's sake, or 6 consistency with tradition because that's the way things have 7 always been. We know from Virginia Military Institute that 8 tradition alone is not enough to sustain a statute, one that 9 discriminates. 10 And with regard to a marriage creating great 11 benefits, as BLAG has argued, we certainly don't disagree with 12 that. The question is, why can't those benefits be realized by 13 same-sex marriages just like heterosexual marriages in the 14 context of benefits being provided by the federal government? 15 And that's the distinction that we are still 16 contesting is -- is not a legitimate distinction in the 17 equal-protection context. 18 THE COURT: All right. Ms. Lin? 19 MS. LIN: Your Honor, the notion that there's 20 something new about the -- the inconsistency (Indicating 21 quotation marks) between the states in whether or not they're 22 recognizing marriages between same-sex couples, it's not one 23 that makes sense. 24 There have been inconsistencies and there's been a 25 patchwork among the states for years about numerous marital
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1332 Case: 12-2335 Document: 155-4 Page: 119 08/17/2012 695244 185 58 1 issues, and many of them hotly contested. Interracial marriage 2 is a great example of that. In 1948, when the laws started 3 falling that were banning interracial marriages, many states 4 had laws on the books that banned such marriages. 5 By 1967, when Loving was decided, there were still 6 16 states banning interracial marriages. It was a 7 hotly-contested, socially-divisive debate. The federal 8 government never stepped in to create consistency (Indicating 9 quotation marks) between state definitions. 10 Same thing with no-fault divorce. Throughout the 11 sixties, seventies, and eighties, there was a shift of many 12 states to no-fault divorce. There was a concern that people 13 were moving to states in order to get divorced under more 14 lenient standards. Again, federal government never intervened, 15 even though those were hotly contested social issues. 16 The true inconsistency, as Mr. West points out, is 17 that DOMA creates a situation where, for the first time, people 18 are treated as being married under state law, but denied all 19 the benefits and protections of marriage under federal law. 20 To the point about the consistency with tradition, 21 it's -- that's simply another way, Your Honor, of saying that, 22 "Well, we've discriminated against same-sex couples for a long 23 time in this area, so we're just going to keep doing it." 24 That's not an answer to a citizen who comes to the 25 government and says, "Why is this classification being drawn
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A-1333 Case: 12-2335 Document: 155-4 Page: 120 08/17/2012 695244 185 59 1 this way?" 2 It's not an answer for the government to say, "Well, 3 we've been discriminating against you for a very long time." 4 THE COURT: Do you want to say anything in reply, 5 Mr. Dugan? 6 MR. DUGAN: Well, that begs the question, of course, 7 whether or not this is a fundamental right or this is a suspect 8 class. So, the -- the other side assumes the answers to those 9 things. 10 The question is whether or not Congress has -- if 11 we're going to look at this under the rational-basis test, did 12 Congress have a rational basis, any conceivable rational basis, 13 for making this distinction? 14 THE COURT: Can you cite me a couple? 15 MR. DUGAN: Yeah, I'll cite you several. One is 16 to -- to rationally maintain bargains that were decided upon by 17 previous Congresses. Every Congress prior to 1996 had enacted 18 laws dealing with marriage, defining marriage against the 19 background assumption that marriage was between a man and a 20 woman. 21 There's also the concern of the public fisc. And, 22 that's attached to that previous reason. There were bargains 23 made, and there were calculus made in terms of how -- how are 24 we going to -- what benefits are we going to give, what burdens 25 are we going to put on people? And to maintain that
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A-1334 Case: 12-2335 Document: 155-4 Page: 121 08/17/2012 695244 185 60 1 consistency over time is certainly a rational basis. 2 Another rational basis would be that -- I guess -- I 3 want to step back, because this an answer that can cause some 4 tension. But, when -- the other side has not said why a 5 redefinition of marriage that has never existed before wouldn't 6 change people's understanding, actions towards, and how they 7 enter in or deal with marriage. Congress could have said, 8 "Let's take break, let's give this some time." 9 In fact, that's what Senator Leahy has done. Senator 10 Leahy voted yes on DOMA. Now he's brought legislation to the 11 Senate to repeal DOMA. There's a rational basis in caution. 12 Not because this is going to be something that's going to do 13 something horrible; we just don't know what it's going to do. 14 And so that's certainly a rational basis when Congress is faced 15 with something new that had never existed before. 16 THE COURT: All right. 17 Do you want to say anything further? 18 MR. WEST: No, Your Honor. 19 THE COURT: Ms. Lin, do you want to say anything 20 further on this point? 21 MS. LIN: Just briefly on the points about the public 22 fisc and the consistency with -- that we just need to give this 23 some time. 24 On the public fisc point, the question here is why 25 same-sex married couples should be the one to bear the burden
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A-1335 Case: 12-2335 Document: 155-4 Page: 122 08/17/2012 695244 185 61 1 of reducing the benefits that are coming out of the public 2 fisc. The question is: Why are we drawing this decision, why 3 do we draw the line here? When for, for generations, we, the 4 federal government has simply accepted state marital status as 5 the appropriate place to drawn the line. 6 THE COURT: All right -- 7 MS. LIN: The -- 8 THE COURT: I'm sorry. 9 MS. LIN: Just -- 10 THE COURT: I was going to say, just so counsel know, 11 after this subpart I'm going to take a short break, give people 12 a chance to stretch their legs. But, please continue. 13 MS. LIN: Just on the idea that we ought to just give 14 this some time. Your Honor, this is the same argument that was 15 advanced in Romer v. Evans. There, the State of Colorado said, 16 "We're going to withdraw anti-discrimination protections based 17 on sexual orientation. We're going to withdraw those, because 18 we want to focus on other forms of discrimination, and this 19 form of discrimination is just too socially divisive. We want 20 some time to handle this issue calmly." 21 The Supreme Court rejected that as a legitimate 22 rational basis for the federal government. There's no reason 23 to act with more caution here than there has been for any other 24 change in state marriage law over the years. 25 THE COURT: Anything further on this point?
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A-1336 Case: 12-2335 Document: 155-4 Page: 123 08/17/2012 695244 185 62 1 MR. WEST: Not on the merits, Your Honor. Just as a 2 point of order, though, this Court can certainly take judicial 3 notice of the GAO report which, on this very question of 4 whether or not it would cost the federal government more money 5 to extend benefits to same-sex married couples as it does to 6 heterosexual couples, completely inconclusive. 7 THE COURT: All right. Let's take a ten-minute 8 break, and we will continue with the subparts of 7, and then we 9 will complete. Thank you, Counsel. 10 (Recess taken from 11:13 a.m. to 11:27 a.m.) 11 THE COURT: You may all be seated, and have counsel 12 come forward. And we are up to Question 7.b. And, I will ask 13 BLAG once more to, for consistency's sake, -- 14 MR. DUGAN: Understood, Your Honor. 15 THE COURT: -- to start off. 16 MR. DUGAN: The first point I would make in regards 17 to 7.b is this: We have not argued in our briefs that 18 tradition alone is a rational basis. But I think it's also 19 important to look at the line in Heller, right after the line 20 that you quoted, Your Honor. 21 It reads (As read): 22 "That the law has long treated the classes as 23 distinct, however, suggests that there is a 24 common-sense distinction between the classes 25 that were there at issue."
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A-1337 Case: 12-2335 Document: 155-4 Page: 124 08/17/2012 695244 185 63 1 Justice O'Connor, in her Lawrence concurrence, again, 2 said that there is a legitimate state interest in preserving 3 the traditional institution of marriage. But this is not 4 simply a question of lineage, that we've always done this. 5 We've done it, and great things have flowed from it. 6 And the common-sense distinction that I think we can 7 talk about here -- 8 THE COURT: Great things have flowed from it? What? 9 MR. DUGAN: From marriage. 10 THE COURT: Oh, okay. 11 MR. DUGAN: Sorry. The institution of marriage. 12 THE COURT: Right. 13 MR. DUGAN: The common-sense distinction I think that 14 we can point to is the fact that heterosexual couples have 15 accidental pregnancies. They make babies without technological 16 means. 17 And, Congress could have had a rational basis to say, 18 "We think the understanding of what is important about marriage 19 will be undercut if we don't focus on these particular 20 couples." 21 THE COURT: Wait. Time out. I'm missing the point. 22 Are you saying accidental marriage is a rational 23 basis -- accidental -- I'm sorry -- accidental pregnancy is a 24 rational basis, and there's no technology involved. I have to 25 admit, I'm just sort of tongue-tied. I don't understand that
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1338 Case: 12-2335 Document: 155-4 Page: 125 08/17/2012 695244 185 64 1 argument at all. 2 MR. DUGAN: No, this, in our briefs, comes under the 3 heading, I think, "Responsible Procreation." So that's where 4 I'll direct you. 5 THE COURT: Oh. 6 MR. DUGAN: The idea is this: That heterosexual 7 couples can make babies spontaneously -- not spontaneously, but 8 they can make babies. And, that Congress wants there to be a 9 linkage between those two. It doesn't have to be a perfect -- 10 THE COURT: But, is that rational? 11 How can the Court avoid the fact that same-sex 12 couples can, based upon impulse or whatever, by virtue of the 13 science available, decide to have a child and do it relatively 14 quickly, maybe faster than the -- you know, shall we say, is 15 the Biblical way, if you will. 16 MR. DUGAN: Well, Your Honor, again, it has to be a 17 rational basis. It doesn't have to be a perfect fit. It 18 doesn't have to be something that you or I are compelled -- 19 THE COURT: But, help the Court determine what is 20 rational -- just because the Congress says it is rational -- 21 MR. DUGAN: No, not just because Congress has said 22 so, but because law has a pedagogical effect. And I think the 23 other side would concede that. That's one of the reasons the 24 Plaintiff wants her marriage to be recognized on the federal 25 level. And so, Congress could say that law has a pedagogical
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A-1339 Case: 12-2335 Document: 155-4 Page: 126 08/17/2012 695244 185 65 1 effect. And we believe that if we open marriage to beyond 2 heterosexuals who have this capacity to have accidental 3 pregnancies, we're going to untether the connection between 4 marriage and children. 5 Now, it doesn't have to compel you, you and me. But 6 it certainly is a debatable thing that provides a rational 7 basis for the decision Congress made here. 8 THE COURT: All right. Mr. West? 9 MR. WEST: Of course, Your Honor, the United States 10 is no longer defending the statute on rational basis or on any 11 other basis. But we would note that, even when the United 12 States was most recently defending the statute, we disavowed 13 the procreation argument because it -- we didn't believe it was 14 viable under rational basis. 15 THE COURT: Ms. Lin? 16 MS. LIN: Your Honor, what it sounds like this boils 17 down to is an argument that -- that DOMA somehow connects 18 marriage and child-rearing in a new way. Or, maintains a 19 connection between marriage and childbearing. 20 But really what DOMA does is undermine that 21 connection, because it takes the 270,000 children that are 22 being raised by same-sex couples today, and it puts them 23 outside of federally-recognized wedlock. So it disconnects 24 marriage and child-rearing. 25 The other point, Your Honor, is that procreation and
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1340 Case: 12-2335 Document: 155-4 Page: 127 08/17/2012 695244 185 66 1 the ability or intent to procreate has never been a condition 2 of marriage in this country. There's undisputed expert 3 testimony from Professor Contin (Phonetic) on this point. 4 That's never been a criterion for marriage in any state in this 5 union since -- and there's never been any suggestion that 6 different-sex couples that can't procreate or end up -- or end 7 up having children through adoption or assisted reproduction, 8 there's never been any suggestion that their marriages are 9 somehow lesser or diminished compared to heterosexual couples 10 who happen to have the ability to procreate biologically. In 11 fact, the federal government subsidizes adoption by giving 12 people tax credits for adoption expenses, for example. 13 It's important, yes. The fit between the ends and 14 the means doesn't have to be exact, if we were under 15 rational-basis scrutiny. But there has to be some connection, 16 some rational connection, some reason to distinguish between 17 heterosexual couples who do not or cannot procreate and 18 same-sex couples. 19 THE COURT: Go ahead. 20 MS. LIN: I would point the Court toward the Supreme 21 Court's decision in Cleburne. In Cleburne, the city said that 22 homes for the mentally retarded had to get a special-use permit 23 that other types of buildings didn't need to get. The city 24 justified that by saying, "Oh, this is really about 25 overcrowding."
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1341 Case: 12-2335 Document: 155-4 Page: 128 08/17/2012 695244 185 67 1 And the court, applying rational-basis scrutiny, 2 rejected that. And the court said, "Well, if it's really about 3 overcrowding, you don't require a special-use permit for 4 nursing homes, you don't require a special-use permit for 5 hospitals. Why are you applying a different standard for -- 6 for homes for the mentally retarded?" 7 There's not a fit between the ends and the means. 8 That is exactly the type of situation we have here. 9 THE COURT: I would like you to respond to that, 10 Mr. Dugan, which, let's assume the hypothetical or the basis -- 11 one of the so-called rational bases for this statute is what 12 you said, how does denying benefits to same-sex couples further 13 this what you argue to be a rational basis? 14 MR. DUGAN: This is, I think this is what you asked 15 in 7.d, Your Honor? 16 THE COURT: It's covered, to some extent. Why don't 17 you do this: Why don't you begin responding to Question d, 18 about how withholding federal benefits to children of families 19 with same-sex parents encourage responsible parenting and 20 child-rearing, but also to the specific point that you made, 21 and responded to by Ms. Lin, with respect to how does DOMA 22 promote the specific so-called rational purpose that you 23 mentioned to the Court before. 24 MR. DUGAN: Sure, Your Honor. 25 With regard to 7.d, the first thing I would say is
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1342 Case: 12-2335 Document: 155-4 Page: 129 08/17/2012 695244 185 68 1 the proper question that needs to be asked is whether there is 2 any legitimate -- 3 THE COURT: Well, they're all proper. 4 (Laughter) 5 THE COURT: By definition. 6 MR. DUGAN: I'm not always proper, Your Honor. 7 THE COURT: All right. 8 MR. DUGAN: -- is whether or not there is any 9 legitimate state interest that will be furthered by recognizing 10 opposite-sex marriages, but not same-sex marriages. 11 Recognizing the opposite-sex marriages, what benefits them? It 12 looks to what the benefits of those who are within -- within 13 the actual extension of benefits have. 14 Now, one of the things we quoted in our briefing -- 15 not briefing last night, but our notice last night, is that 16 classifications are valid where the inclusion of one group 17 promotes a legitimate government -- governmental purpose, and 18 the addition of other groups would not. 19 So the focus is on is this -- and that's in Johnson 20 v. Robinson, or Robinson (sic). The focus is on the group 21 within the benefits circle. And so, going to the question of 22 how -- how does this further the rational basis of procreation. 23 Well, one -- one point to make in response to Ms. Lin is that 24 the expert, Nancy Cott, who I deposed, did say that impotence 25 has -- has been a reason for not -- for annulling marriages and
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1343 Case: 12-2335 Document: 155-4 Page: 130 08/17/2012 695244 185 69 1 divorcing marriages in some places. 2 So there is a sense in which marriage is still tied 3 up with children in the fact that that sort of requirement or 4 that sort of -- that reason could be a basis for annulling a 5 marriage. 6 The connection on the procreative side is this, 7 that -- again, I mean, the Court can take notice, and we all 8 know that children can be born of a -- 9 THE COURT: Is there any conclusion by that -- I read 10 that report -- any conclusion that determining that what you 11 thought was your opposite-sex partner was same-sex, that that's 12 a ground for annulment? 13 MR. DUGAN: I don't think we got into that in the 14 report or in the -- 15 THE COURT: Wouldn't that be the appropriate inquiry, 16 though? Whatever the so-called expert says, wouldn't that be 17 the inquiry? 18 MR. DUGAN: I don't think so, Your Honor. I must not 19 be following here. 20 THE COURT: Well, this expert says that impotence is 21 a ground for annulment and, therefore, somehow -- what, now? 22 MR. DUGAN: Well, that that ties this to the idea 23 that marriage is about children, and children that can be -- 24 spontaneously be generated by a union between a man and woman. 25 THE COURT: I understand the argument. All right,
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A-1344 Case: 12-2335 Document: 155-4 Page: 131 08/17/2012 695244 185 70 1 disregard what I said. 2 All right, Mr. West. 3 MR. WEST: Your own words with regard to -- actually, 4 just with regard to this issue, certainly, I don't know whether 5 impotence can be a ground for annulling a marriage, but it's 6 certainly not a requirement to be married. And the federal 7 government certainly does not typically make decisions on which 8 benefits it's going to give married couples on the basis of 9 whether or not they can procreate. It doesn't make that 10 distinction. It's one of the reasons why, why even when -- 11 THE COURT: Can Congress rationally make that -- 12 MR. WEST: Well, we disavowed that argument, under 13 rational basis, when we were defending the statute, because we 14 didn't think it was a viable argument. And certainly, for the 15 same reasons, obviously, under heightened scrutiny, it would -- 16 it would fail that test as well, because of the overwhelming 17 evidence that same-sex parents are every bit as capable of 18 raising happy, healthy children as -- as heterosexual parents. 19 THE COURT: All right. Ms. Lin, anything further on 20 this point? 21 MS. LIN: Just to respond first to the -- the 22 impotence point. I think that that speaks to the notion that 23 sexual intimacy is a fundamental important part of marriage. 24 It doesn't say anything about procreation. 25 But to address BLAG's larger point about -- about the
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A-1345 Case: 12-2335 Document: 155-4 Page: 132 08/17/2012 695244 185 71 1 way equal-protection analysis -- 2 THE COURT: I see your point. I'm sorry. I'm a 3 little slow on the uptake here. 4 What you are saying -- and I wasn't being facetious 5 about your argument, but you are saying, basically, impotence 6 is different than infertility, and there's no argument that 7 infertility is a basis for annulment. 8 MS. LIN: Exactly. 9 THE COURT: Is that the Plaintiff's argument? 10 MS. LIN: Exactly. 11 THE COURT: All right. 12 MS. LIN: The other point, Your Honor, is that BLAG 13 pointed to this notion that equal-protection analysis should 14 just look at the favored group, and not consider why it is that 15 that disfavored group hasn't been included. 16 That's not how the Supreme Court has conducted 17 equal-protection analysis. I would point Your Honor to Romer 18 and Moreno. In Romer, the State wanted to focus resources on 19 combating certain forms of discrimination. They said, "Sex 20 discrimination and race discrimination are big problems. We 21 want to focus resources on that. We don't want to deal with 22 sexual-orientation discrimination." 23 The court said, "You have to have some purpose, you 24 have to have some basis for drawing the line between the forms 25 of discrimination that are included and those that are not."
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A-1346 Case: 12-2335 Document: 155-4 Page: 133 08/17/2012 695244 185 72 1 And Moreno is the same thing. Households with 2 unrelated people were excluded from food stamp programs. 3 There, the court said Congress had to justify why it was that 4 households with related people should be included, while 5 households with unrelated people should be excluded. In other 6 words, Congress had to justify a reason for the exclusion. 7 The case that BLAG cites, Johnson v. Robison, really 8 just reinforces that analysis. That case involved 9 conscientious objectors who completed alternative service. The 10 question was, should people who do alternative service get the 11 same veterans benefits as those who complete active military 12 duty. 13 And the court said no, because active -- it is 14 rational for Congress to give different benefits to people who 15 complete active military duty, because active duty inherently 16 involves hazards and disruptions that alternative service does 17 not. 18 In reaching that conclusion the court said, and I 19 quote (As read): 20 "Of course, merely labeling the class of 21 beneficiaries under the act as those having 22 served under active duty cannot rationalize 23 statutory discrimination against 24 conscientious objectors who have performed 25 alternative civilian service if, in fact, the
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A-1347 Case: 12-2335 Document: 155-4 Page: 134 08/17/2012 695244 185 73 1 lives of the latter were equally disrupted 2 and equally in need of readjustment." 3 That's the point. There has to be a reason, a goal 4 that is advanced by excluding a disfavored group. 5 THE COURT: Mr. Dugan, do you want to reply? 6 MR. DUGAN: No. 7 THE COURT: All right. Let's move on to Question 8 No. 8, which is: How does the sharing of benefits with another 9 group of lawfully married persons denigrate the importance of 10 the benefits already conferred upon the original group? In 11 other words, how are heterosexual lawfully married persons 12 affected by the sharing of benefits with lawfully married 13 homosexual persons? 14 And, I want to get a little more elucidation on this 15 question. The Court is inclined to refer to this proposition 16 as the -- what it would call the kindergarten principle. This 17 is -- that is, not sharing benefits with another group somehow 18 makes the benefits already conferred to the original group that 19 much better. The Court is concerned about how depriving rights 20 to a minority somehow improves the rights already bequeathed 21 upon or bestowed upon the majority. 22 So, Mr. Dugan, I'll give you a chance to respond. 23 MR. DUGAN: I'm not entirely sure I understand 24 everything that the Court is saying, but the first thing I 25 would say is that --
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1348 Case: 12-2335 Document: 155-4 Page: 135 08/17/2012 695244 185 74 1 THE COURT: Well, that makes us even. 2 MR. DUGAN: Well, I don't understand myself most of 3 the time. 4 THE COURT: Right. Go ahead. 5 MR. DUGAN: What I would say is this: That we have 6 not made an argument that -- that allowing benefits to same-sex 7 couples would denigrate heterosexual couples. I'm not sure 8 where -- where the Court's concern is coming from. And so 9 that's why I'm having trouble understanding. 10 THE COURT: Maybe I'm just trying to find out -- if 11 you're not making that argument, then I think we can move on. 12 MR. DUGAN: Okay. We are not making the argument 13 that heterosexual couples' benefits or marriage as an 14 institution will be denigrated if the benefits are extended to 15 others. 16 THE COURT: All right. Do you want to saying say 17 anything about that? 18 MR. WEST: Well, importantly, that is the argument 19 that the House makes in passing DOMA. 20 THE COURT: That's why I asked it. 21 MR. WEST: And, in fact, it's one of the arguments, 22 this idea of defending the traditional notion of marriage, it's 23 one of the arguments that, again, when the United States was 24 defending most recently the statute, we also disavowed as not a 25 viable argument to make under rational basis.
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1349 Case: 12-2335 Document: 155-4 Page: 136 08/17/2012 695244 185 75 1 But it does -- I think this conversation does 2 underscore, really, the central question in this case, which is 3 that what justifies the federal government denying this couple 4 of federal benefits as -- when they are similarly situated with 5 all other legally married couples. 6 THE COURT: Ms. Lin? 7 MS. LIN: I don't have anything to add. 8 THE COURT: All right. Very well. 9 Last question, Question No. 9: To the extent that 10 the Court decides the issues presented on the motion for 11 summary judgment, does BLAG contend the motion to strike 12 evidentiary materials is still applicable? 13 MR. DUGAN: Well, your Honor, obviously we think this 14 should be decided on a motion to dismiss, and we think the 15 motion for summary judgment should be denied. But we don't 16 contend that the evidence needs to be stricken, if you're going 17 to decide it on a motion for summary judgment. 18 THE COURT: All right. I assume the government -- 19 you have no dog in that race. 20 MR. WEST: No dog in the fight. 21 THE COURT: And, do you agree? 22 MS. LIN: That's fine. 23 THE COURT: Okay. All right. 24 So, this is the point where the Court sort of asks 25 advisedly, just, with the vacuum approach being invoked here,
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1350 Case: 12-2335 Document: 155-4 Page: 137 08/17/2012 695244 185 76 1 is there anything that we missed that the parties wish to 2 either sum up -- I don't need a Fourth-of-July speech about -- 3 you know, I've already heard all the arguments. It's been very 4 helpful. But if there's anything that counsel feeds the need 5 to go forward with, to leave ringing in the Court's ears, I'll 6 be glad to hear. 7 And I'll start with Plaintiffs, because they are 8 Plaintiffs. So, who would like to speak for the Plaintiffs? 9 MS. BORELLI: Well, I have one housekeeping matter, 10 Your Honor. I had mentioned to the Court earlier an amicus 11 brief, and neglected to actually offer copies of it. It's also 12 available in PACER. It was filed in the Commonwealth and Gill 13 cases in the First Circuit. I believe it was filed on 14 November 3rd. I. 15 It is called the Brief of Amici Curiae Family Law 16 Professors in Support of Affirmance of the Judgment Below. And 17 if the Court would like paper copies, we would have that -- 18 THE COURT: All right. I will allow you to lodge the 19 copies. 20 Do you have a position on that at this point? 21 MR. DUGAN: No, Your Honor. 22 THE COURT: So you don't object. 23 MR. DUGAN: No. I think that -- these are things 24 like legislative facts that we have -- we have said are 25 perfectly -- excuse me, perfectly allowed for the Court to
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1351 Case: 12-2335 Document: 155-4 Page: 138 08/17/2012 695244 185 77 1 take -- 2 THE COURT: Does the government have any objection? 3 MR. WEST: No objection. 4 THE COURT: All right. They will be admitted for 5 purposes of this hearing. 6 MR. DUGAN: Thank you. 7 THE COURT: And my clerk will talk to you about how 8 to do that, in the appropriate way. We will mark, as 9 Plaintiff's Exhibit 1 for the purpose of this hearing only, the 10 argument. It will be considered as part of the Record on 11 summary judgment. 12 (Plaintiff's Exhibit 1 marked for identification and 13 received) 14 THE COURT: So, anything further the Plaintiffs wish 15 to say? 16 MS. LIN: No, Your Honor. 17 MR. DUGAN: Your Honor, just briefly. Obviously, 18 we've briefed this, and we have told you what -- what standards 19 we think you need to decide this case on. 20 The final point I would make is, it seems that the 21 other side is saying that the only basis for this law is 22 animus. And I think this Court should think long and hard 23 before it decides that Senator Wellstone, Senator Biden, 24 Senator Mikulski, Senator Levin, Senator Dodd, and numerous 25 others voted for this law solely out of animus.
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1352 Case: 12-2335 Document: 155-4 Page: 139 08/17/2012 695244 185 78 1 THE COURT: All right. I'm sure the government has 2 something to say about that. 3 MR. WEST: Very briefly, Your Honor. We've certainly 4 not contended that the only basis for this law is animus, but 5 we do think, under heightened scrutiny analysis, this Court 6 ought to consider the actual motivations of Congress as 7 expressed in the House report. And there's no shortage of 8 examples that animus was one of the motivations for this law, 9 we would even submit, a major motivation for this law. 10 But just briefly, Your Honor, it's clear that the 11 Court is grappling from the questions and from the conversation 12 with this issue of federalism, Congress legislating, and 13 domestic relations. And I would just offer the Court, if it's 14 helpful, to look at the briefs that we have filed in the Gill 15 case. 16 We agree with Plaintiffs in that case, on the 17 equal-protection claim. And, it's the same argument that I'm 18 making here. We do disagree with them on the Tenth Amendment 19 and spending-clause claims. And, you know, we think that 20 substantive due-process federalism claims, we think that those 21 unnecessarily complicate the inquiry here. That -- that, first 22 of all, that's not the way this case has been pled by 23 Ms. Golinski. 24 But, we think that this case actually presents the 25 equal protection -- the equal-protection inquiry in a fairly
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1353 Case: 12-2335 Document: 155-4 Page: 140 08/17/2012 695244 185 79 1 straightforward way, and that it would be enormously helpful to 2 whatever court is reviewing this case and this Record for this 3 case -- for this Court to engage in the equal-protection 4 analysis, to engage in the factors analysis, because it will be 5 -- if the Court does that, it will be one of the only courts 6 that has done so in this circuit since High Tech Gays. 7 THE COURT: All right. Do you want to say anything 8 in response, Ms. Lin, or -- 9 MS. LIN: I think Ms. Borelli wanted to briefly 10 address the -- 11 THE COURT: Yes. 12 MS. BORELLI: On the point of animus, Your Honor, if 13 ever there were a picture of animus, we think that the 14 legislative record of DOMA is it. But I also think it's 15 important to note that when the Supreme Court has talked about 16 what animus is, it's been careful to say that it doesn't 17 require malice. 18 As Justice Kennedy said, concurring in Alabama versus 19 Garrett: "It can be insensitivity caused by simple want of 20 careful, rational reflection, or an instinctive mechanism to 21 guard against others who appear to be different." And Cleburne 22 defined it as "a view that others are less worthy or less 23 deserving." And, that's all we would add. 24 THE COURT: The Court is impressed that you knew that 25 by heart, but --
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
A-1354 Case: 12-2335 Document: 155-4 Page: 141 08/17/2012 695244 185 80 1 (Laughter) 2 THE COURT: -- that's -- it's not -- that has no 3 weight, but it's just impressive. 4 All right. The matter is submitted. Thank you, 5 Counsel, to all, for a very excellent argument and being 6 helpful to the Court. And thanks particularly the Justice 7 Department for sending its chief. Thank you. 8 MR. WEST: Thank you. 9 THE COURT: I'll state, I'm going to direct the 10 parties to order a transcript of these proceedings and equally 11 share the cost. All right, thank you. 12 MR. WEST: Thank you, Your Honor. 13 (Conclusion of Proceedings) 14 15 16 17 18 19 20 21 22 23 24 25
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
CERTIFICATE OF REPORTER I, BELLE BALL, Official Reporter for the United States Court, Northern District of California, hereby certify that the foregoing proceedings in Case No. C 10-00257 JSW, Golinski v. US OPM, et al., were reported by me, a certified shorthand reporter, and were thereafter transcribed under my direction into typewriting; that the foregoing is a true record of said proceedings as bound by me at the time of filing. The validity of the reporter's certification of said transcript may be void upon disassembly and/or removal from the court file. __________/s/ Belle Ball ____________ Belle Ball, CSR 8785, RMR, CRR Tuesday, January 17, 2012
Belle Ball, CSR #8785, RMR, CRR Official Reporter - U.S. District Court (415) 373-2529
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For instance, in a landmark New York adoption case, the court noted that "(t)he fact that the petitioners here maintain an open lesbian relationship is not a reason to deny adoption. ... A parents sexual orientation or sexual practices are presumptively irrelevant..." (In re Adoption of Evan, 1992, pp. 1001-1002). In many other jurisdictions, there is active debate of issues relevant to sexual orientation and adoption. Bills to bar lesbian or gay applicants from becoming adoptive or foster parents have been introduced in a number of states (e.g., Kentucky, Tennessee, and Virginia) in the past several years. To date, all of these efforts have been defeated, but observers expect more may emerge in the future. In these debates, there is agreement among the parties that the interests of children should be considered ahead of other concerns. For this reason, discus- sions about sexual orientation and adoption often resolve to debates about how parental sexual orientation may affect children. Advocates of allowing adoptions by lesbian and gay adults argue that many children need homes, that sexual orien- tation is unrelated to parenting abilities, and that, therefore, lesbian and gay par- ents should be allowed to adopt children. Opponents of such adoptions suggest that lesbian and gay adults do not provide safe, supportive homes for children, and that any children adopted by them will suffer. In short, all agree that children's welfare should be paramount, but the two sides of the debate disagree about what policies best serve children's interests. In this discussion, reliable information about the actual development and adjustment of children who are being reared by lesbian and gay parents can be useful. The most directly relevant research would assess the growth and develop- ment of children who have been adopted by lesbian or gay parents. Also relevant, however, are data about the development of children who have been born to les- bian or gay parents and who are being reared by them. In the next section, we consider the findings of such research. RESEARCH ON OFFSPRING OF LESBIAN AND GAY PARENTS At the time of this writing (i.e., October 2009), only two studies of children adopted by lesbian and gay parents have been published (Erich, Leung, & Kindle, 2005; Ryan, 2007). Working with a convenience sample of 68 families in which parents were lesbian or gay and 43 families in which parents were heterosexual, Erich and his colleagues studied family functioning and behavior problems of 6-year-old children. Their findings revealed that children and families were adapt- ing well. They reported no significant differences in children's conduct or in family functioning associated with parental sexual orientation (Erich, Leung, & Kindle, 2005; for related information about this study, see also Erich, Leung, Kindle, & Carter, 2005; Kindle & Erich, 2005; Leung, Erich & Kanenberg, 2005). Ryan (2007) studied 53 lesbian-parent and 41 gay-parent families with adop- tive children. He found that not only did parents describe their parenting in posi- tive terms, but they also described their children as having many strengths. Despite the fact that many children had histories of maltreatment, they were rated Adolescents with Same-Sex Parents by their parents as being within the normal range of functioning, both at home and at school. The studies by Erich and his colleagues (2005) and by Ryan (2007) are the only published research to date to compare the adjustment of adopted children in both types of families, but there is no reason to expect that children adopted by lesbians and gay men should fare any differently than children adopted by heterosexual individuals. Furthermore, the findings reported in this study are quite consistent with those of a substantial literature on the development and adjustment of chil- dren with lesbian and gay parents. Both in longitudinal and in cross-sectional stud- ies, in the United States and abroad, children of lesbian and gay parents have been found to show good adjustment and to develop in ways that are very similar to other children (Gartrell, Peyser, & Bos, this volume; Gartrell, Deck, Rodas, Peyser, & Banks, 2005; Patterson, 2000, 2006, 2009; Perrin & Committee on Psychosocial Aspects of Child and Family Health, 2002). Many questions have been studied, including children's adjustment at home, at school, with peers, and in other domains of their lives. In all these domains, the strength of parent-child relationships has been an important predictor of child adjustment, but parental sexual orientation has been less important (Patterson, 2006, 2007). When small differences have been found in child outcome or parenting behavior as a function of parental sexual ori- entation, the data have indicated no risk of harm for children of lesbians and gays. The strength of these findings has been reflected in statements by many main- stream professional organizations. For instance, after a careful review of the research findings, the American Psychological Association (2004) went on record opposing "any discrimination based on sexual orientation in matters of adoption, child custody and visitation, foster care and reproductive health services." After their review of the research in this area, the American Academy of Pediatrics (2002) similarly recognized "that a considerable body of professional literature provides evidence that children with parents who are homosexual can have the same advantages and the same expectations for health, adjustment and develop- ment as can children whose parents are heterosexual." These and other respected professional groups, including the American Bar Association, the Child Welfare League of America, the National Association of Social Workers, and the Evan B. Donaldson Adoption Institute have based their conclusions on findings from social science research suggesting that parental sexual orientation is not a good predictor of parenting ability or child adjustment. Very little research, however, has been conducted on adolescent offspring of lesbian or gay parents, and it has been suggested that caution be used when gen- eralizing the results of research conducted with young children to adolescents (e.g., Perrin & Committee on Psychosocial Aspects of Child and Family Health, 2002). Because adolescence is a time during which issues such as personal iden- tity, peers, and dating become very important, and because of concerns about the possible effects of same-sex parenting during adolescence (e.g., Baumrind, 1995), it is an especially important period in which to examine the development of youth with nonheterosexual parents. A small body of research exists that focuses on the development of adolescent offspring of families headed by lesbian couples. Huggins (1989) reported a study A-1361 Case: 12-2335 Document: 155-4 Page: 148 08/17/2012 695244 185 88 ADOPTION BY LESBIANS AND GAY MEN of 18 adolescents with divorced heterosexual and 18 with divorced lesbian mothers, in which she found no differences in adolescent self-esteem as a function of mothers' sexual orientation. O'Connor (1993) studied 11 young men and women who were the offspring of divorced or separated lesbian mothers. Her participants expressed strong loyalty and protectiveness toward their mothers, but also described worries about losing friends or being judged by others due to their mothers' sexual orientation. Gershon, Tschann, and Jemerin (1999) studied self-esteem, perception of stigma, and coping skills among 76 adolescent offspring of lesbian mothers, and reported that adolescents who perceived more stigma related to having a lesbian mother had lower self-esteem in five of seven areas, including social acceptance and self-worth. A recent study of adolescents parented by same- and opposite-sex couples in the United Kingdom assessed victimization, social support, and psychosocial functioning (Rivers, Poteat, & Noret, 2008). Rivers and his colleagues reported that adolescents with same-sex parents did not differ from those with opposite-sex parents or from the general student population at their school on measures of peer victimization and bullying, psychological symptoms, or use of social support. They also did not differ in their reports of common adolescent concerns, such as school work, appearance, and relationships with teachers (Rivers et al, 2008). A slightly older population was studied in Tasker and Golombok's (1997) lon- gitudinal study of 23 young adult offspring of lesbian mothers and a matched group of 23 young adult offspring of heterosexual mothers. In this generally well- adjusted sample, young men and women who were reared by lesbian mothers were no more likely than those raised by heterosexual mothers to experience depression or anxiety, or to have sought professional help for psychiatric prob- lems. They reported having close friendships during adolescence, and were no more likely to remember peer group hostility than were those from other families. Offspring of lesbian mothers were also no more likely to report same-sex sexual attraction or a gay/lesbian/bisexual identity than were those from heterosexual families. They were, however, more likely to have considered a gay or lesbian rela- tionship as a possibility for themselves and to have been involved in a same-sex relationship, suggesting that although sexual attraction and identity may not be related to parental sexual identities, the likelihood of considering or entering a same-sex relationship may be associated with parents' sexual orientation. In general, like the literature on younger children, the studies of adolescents have found few differences in adjustment as a function of parental sexual orienta- tion. Research on younger children (e.g., Chan, Raboy, & Patterson, 1998) has found that variables representing families' organization of daily life, such as divi- sion of household labor and childcare, are more likely than parental sexual orienta- tion to be associated with children's outcomes. The research on adolescent offspring of same-sex couples described above, however, did not address this issue. A substantial body of research indicates that parenting style influences the effectiveness of parents' efforts to socialize their children (Steinberg & Silk, 2002). In particular, a warm and accepting style of parenting is related to optimal out- comes for adolescents (Rohner, 1999), especially if it is combined with appropriate Adolescents with Same-Sex Parents limit setting and monitoring of adolescent behavior (Steinberg, Lamborn, Dornbusch, & Darling, 1992). The relationship between parental warmth and pos- itive outcomes has been found for adolescents from a wide variety of ethnic, socio- economic, and family structure backgrounds, and by researchers working with a variety of different methodological approaches (Khaleque & Rohner, 2002). That these linkages have been found among such a diverse group of adolescents suggests that they might also be expected among the offspring of gay and lesbian parents. In summary, the research on adolescent and young adult offspring of lesbian mothers suggests that they are developing in positive ways. However, the research has been limited and most studies were based on small samples, the representative- ness of which can be difficult to assess (Stacey & Biblarz, 2001). One recent study assessed adjustment of 7-year-old children with lesbian and heterosexual mothers, using data from a large geographic population study (Golombok et al, 2003), and another focused on a representative sample of adolescents drawn from schools in the United Kingdom (Rivers et al, 2008). To the best of our knowledge, however, the research described here is the first to assess adjustment of adolescents living with same-sex parents with data drawn from a large national sample. Our sample is drawn from the National Longitudinal Study of Adolescent Health (Add Health), which includes participants from many different backgrounds, from many parts of the United States (Bearman, Jones, & Udry, 1997; Resnick et al, 1997). Examination of the existing research indicates that there is a need for analysis of a comprehensive set of outcomes for adolescents who live with same-sex par- ents. The Add Health study assessed adolescent adjustment in many different ways, including various aspects of psychosocial well-being, school functioning, romantic relationships and behaviors, risky behaviors such as substance use, and peer relations. This study also examined several family and relationship variables that have not been included in past research, such as adolescents' perceptions of parental warmth, care from adults and peers, integration into the neighborhood, and autonomy, as well as parental assessment of the quality of the parent-child relationship. The Add Health database thus afforded a broad overview of adoles- cent adjustment. Our research assessed normative levels of adjustment among adolescent off- spring of same-sex parents, and also explored factors that are associated with indi- vidual differences in adjustment and behavior within this group. We assessed structural variables such as family type (i.e., whether the parent has a same-sex or opposite-sex partner), as well as family and relationship variables such as adoles- cents' perceptions of parental warmth, care from adults and peers, autonomy, and integration into the neighborhood, as well as the parents' perceptions of the qual- ity of their relationship with their child. Based on the previous findings with chil- dren (e.g., Chan et al , 1998; Flaks et al , 1995; Golombok et al , 2003), we expected to find few differences in adjustment between youth living with parents who had same-sex versus opposite-sex partners. Consistent with the literature on sources of individual differences among adolescents (e.g., Steinberg & Silk, 2002), however, we did expect to find associations between family and relationship variables and adolescent adjustment outcomes. A-1362 Case: 12-2335 Document: 155-4 Page: 149 08/17/2012 695244 185 90 ADOPTION BY LESBIANS AND GAY MEN In summary, this chapter describes our research on adjustment and develop- ment among adolescents living with same-sex couples. Our data were drawn from the Add Health study, which provided a nearly representative sample of adoles- cents and their parents in the United States during the 1990s. By selecting those youngsters in Add Health who were living with same-sex parents, and comparing them both to a matched group of youngsters living with other-sex parents and to the overall sample, we aimed to address questions about adjustment among teens living with same-sex parents. INTRODUCTION TO THE NATIONAL LONGI TUDI NAL STUDY OF ADOLESCENT HEALTH For this research, participating families were drawn from a large national sample of adolescents in the United States collected by Quality Education Data for the National Longitudinal Study of Adolescent Health (Add Health; Bearman, Jones, & Udry, 1997). Add Health is a school-based study of the health-related behaviors of adolescents in grades 7-12. A sample of 80 eligible high schools was initially selected. Schools were stratified to ensure that this sample was represen- tative of U.S. schools with respect to region of country, urbanicity, school type, ethnicity, and school size. More than 70 percent of the originally sampled high schools were recruited by Add Health. If a school refused to participate, a replace- ment within its stratum was selected. Participating schools provided rosters of their students and, in most cases, agreed to administer an In-School Questionnaire during one class period. They also assisted in identifying their feeder schools (i.e., those schools that include seventh grade and send their graduates to that high school). The final sample consisted of a pair of schools in each of 80 communities, with the exception of some high schools that spanned grades 7 to 12 and there- fore functioned as their own feeder schools (Bearman et al , 1997). All students who completed an In-School Questionnaire, plus those who did not complete a questionnaire but who were listed on a school roster, were eligible for selection into the core in-home sample. Students in each school were stratified by grade and gender, and approximately 17 were randomly chosen from each stra- tum, so a total of about 200 adolescents were selected from each of the 80 pairs of schools. A total core sample of 12,105 adolescents was interviewed. Most interviews were conducted in 1995 in the participants' homes. All data were recorded on laptop computers. For less sensitive sections, the interviewer read the questions and entered the respondent's answers. For more sensitive sec- tions, the respondent listened to prerecorded questions through earphones and entered the answers directly. A parent, preferably the resident mother, was asked to complete a question- naire covering topics including parents' marriages and marriage-like relation- ships; neighborhood characteristics; involvement in volunteer, civic, or school activities; education and employment; household income; and parent-adolescent relationships. Adolescents with Same-Sex Parents Data employed in the studies, described below, were collected through the in- home interviews and surveys, as well as in-school surveys of students (Wave I, collected in 1994-1995) and through the in-home questionnaires of parents. IDENTIFICATION OF CURRENT SAMPLE AND OF COMPARISON GROUPS Offspring of same-sex couples were identified using a two-step process. We first identified families in which parents reported being in a marriage or marriage-like relationship with a person of the same sex. Because no data had been collected on parents' sexual identities as such, families headed by gay, bisexual, or lesbian par- ents who did not report that they were in a marriage or marriage-like relationship at the time of data collection could not be identified. In the second step, the consistency of parental reports about gender and family relationships was examined. To guard against the possibility that some families may have been misclassified due to coding errors, we retained only those cases in which parental reports of gender and family relationship were consistent (e.g., a parent reported being female and described her relationship to the ado- lescent as "mother"). This procedure was designed to ensure that insofar as pos- sible, only adolescents whose parents reported being involved in a marriage or marriage-like relationship with a person of the same sex were selected for further study. The number of families headed by male same-sex couples was very small (n = 6). Results of preliminary analyses that included these families were nearly identical to those including only families headed by female same-sex couples. Because of their small numbers, and to simplify interpretation of results, however, we excluded these six families from the final sample. The focal group of families identified through this process included those of 44 adolescents, 23 girls and 21 boys. Approximately 68 percent of the adolescents identified themselves as European-American or white, and 32 percent identified themselves as nonwhite or as biracial. On average, the adolescents were 15 and their parents were 41 1 /2 years of age. Average household income for families in the focal group was approximately $45,500 per year, and 48 percent of the parents in this group had been college educated. Because only two adolescents in the focal group had been adopted, their data are not reported separately here. The resources of the Add Health database allowed the construction of a well- matched comparison group of adolescents. Each of the offspring of same-sex par- ents was matched with an adolescent from the Add Health database who was reared by opposite-sex parents. This matching was accomplished by generating a list of adolescents from the Add Health database who matched each target adoles- cent on the following characteristics: sex, age, ethnic background, adoption status (identified via parent reports), learning disability status, family income, and par- ent's educational attainment. The first matching adolescent on each list was chosen as the comparison adolescent for that target adolescent. The final sample included A-1363 Case: 12-2335 Document: 155-4 Page: 150 08/17/2012 695244 185 92 ADOPTION BY LESBIANS AND GAY MEN 88 families, including 44 families headed by mothers with female partners and 44 comparison families headed by opposite-sex couples. To assess the degree to which our focal group of 44 families with same-sex parents was representative of the pverall population from which it was drawn, we compared the demographic characteristics of the focal group with those for the entire Add Health core sample (n = 12,105). Using one-sample f-tests and x 2 tests, as appropriate, we compared adolescent age, parent age, household income, ado- lescent gender, racial identification, adoption status, and parental education in the two groups. None of these comparisons was statistically significant. We conclude that our focal group of 44 families was demographically similar to the population from which it was drawn. PSYCHOSOCIAL ADJUSTMENT, FAMILY RELATIONSHIPS, AND SCHOOL OUTCOMES AMONG ADOLESCENTS LIVINGWITH SAME-SEX COUPLES Our first set of questions concerned psychosocial adjustment and school out- comes among adolescents with same-sex parents. How strong was the adoles- cents' self-esteem? To what extent did these youth experience depressive symptoms, or anxiety? What were their grades at school? How much trouble had they encoun- tered at school, and how connected did they feel to other people in their school environments? And how close were their relationships with parents? Information addressing these questions allowed us to obtain an overview of adolescent func- tioning in different domains of life. Assessment of Psychosocial Adjustment, Family Relationships, and School Outcomes We examined data from Add Health regarding different aspects of adolescent adjustment and relationships with parents. Composite variables were created from the Add Health Home Interviews and In-School Questionnaires for adoles- cents' self-reported levels of depressive symptoms, anxiety, self-esteem, school grades, trouble at school, and school connectedness. Composite variables were also formed for adolescents' reports of their perceptions of parental warmth, caring from adults and peers, their integration into their neighborhood, and their autonomy. Adolescents' romantic attractions, relationships, and behaviors were assessed with individual items. Unless otherwise specified, these are all self-report variables. Parent reports about their relationships with adolescent offspring were also included. PSYCHOSOCIAL ADJUSTMENT Adolescent depressive symptoms were assessed with a 19-question version of the CES-D (Radloff, 1977) scale from the In-Home Interview. This scale of depressive Adolescents with Same-Sex Parents 93 symptoms included questions about the frequency of symptoms such as feeling lonely, depressed, or too tired to do things. Possible scores on this scale, based on the sum of the 19 items, ranged from 0 to 57, with higher scores indicating greater levels of depressive symptoms. Cronbach's alpha for this scale was 0.85 for this sample. Adolescent anxiety was measured with a seven-item scale that included ques- tions about the frequency of symptoms such as feeling moody or having trouble relaxing. Items were measured on a scale of 0 (never) to 4 (every day), with scores ranging from 0 to 28, and higher scores indicating higher levels of anxiety. Cronbach's alpha for this anxiety scale was 0.68 for this sample. Self-esteem was assessed using a six-item scale that included items such as feel- ing socially accepted and feeling loved and wanted. Items were measured on a scale of 1 (strongly disagree) to 5 (strongly agree), with scores ranging from 6 to 30, and higher scores indicating higher self-esteem. Cronbach's alpha for this scale was 0.80 for this sample. SCHOOL FUNCTIONING School outcomes measured included grade point average (GPA), school con- nectedness, and trouble in school. GPA was measured on a four-point scale where 4 = A, 3 = B, 2 = C, and 1 = D or lower. It was assessed by taking the mean of grades received in four school subjects (English, Mathematics, History/Social Studies, and Science) in the current or most recent school year. Cronbach's alpha for GPA was 0.79 in this sample. School connectedness was measured using a five-item scale that assessed respondents' feelings of integration into their school. Items, which were averaged to form the adolescent's score, included the degree to which they felt close to other students, felt like part of their school, and felt teachers treated students fairly. Possible scores ranged from 1 (strongly disagree) to 5 (strongly agree). Cronbach's alpha for the school connectedness scale in this sample was 0.82. Trouble at school was assessed with a four-item scale that included items such as problems getting homework done and in getting along with classmates. Items were measured on a scale of 0 (never) to 4 (every day) and the mean of the four items was taken, with higher scores indicating more trouble in school. Cronbach's alpha for this scale was 0.71 for this sample. ROMANTIC RELATI ONSHI PS, ATTRACTI ONS, AND BEHAVIORS Adolescents' romantic attractions were assessed with two yes/no questions, "Have you ever been attracted to a female?" and "Have you ever been attracted to a male?" Females who answered yes to the first question and males who answered yes to the second question were classified as having had a same-sex attraction. To assess dating behavior, adolescents were asked three yes/no questions: whether they had a romantic relationship in the past 18 months, whether they had a same- sex romantic relationship in the past 18 months, and whether they had ever engaged in sexual intercourse. A-1364 Case: 12-2335 Document: 155-4 Page: 151 08/17/2012 695244 185 94 ADOPTI ON BY LESBIANS AND GAY MEN FAMILY AND RELATI ONSHI P VARIABLES Parental warmth toward the adolescent was assessed using the mean of five items from adolescent reports. Self-report items included adolescents' perceptions of parents' warmth and caring toward them, perceived level of family's understand- ing and attention, and feelings of closeness to parents. For questions in which adolescents were asked about each parent, we used the response for the one described as more warm and loving. Scores ranged from 1 (not at all) to 5 (very much), with higher scores indicating greater warmth. Cronbach's alpha for the parental warmth scale was 0.70. Adolescents' perceptions of their integration into their neighborhoods were measured using a scale of three yes/no (1 = yes, 0 = no) items. Items included whether they knew people in their neighborhood, talked with neighbors, or felt their neighbors look out for each other. The three items were summed, and pos- sible scores ranged from 0 to 3, with higher scores indicating greater neighbor- hood integration. Cronbach's alpha for neighborhood integration was 0.54. Adolescents' perceived autonomy was assessed with a scale of seven yes/no (1 = yes, 0 = no) items that addressed the extent to which they were allowed to make decisions about aspects of their lives such as food, bedtime, TV viewing, and friends. The seven items were summed, and possible scores ranged from 0 to 7, with higher scores indicating greater autonomy. Cronbach's alpha for autonomy was 0.60. Adolescents' perceived care from adults and friends was measured with three items regarding how much they believed that adults, teachers, and friends cared about them. The mean of the three items was taken as the adolescent's score, and possible scores ranged from 1 (not at all) to 5 (very much), with higher scores indicating perceptions of more caring. Cronbach's alpha for this scale was 0.58 for this sample. Parental perceptions of the quality of their relationship with their child were assessed with a scale of six items from the parent's in-home interview. Items included questions about the parent's assessment of trust, understanding, com- munication, and the general quality of their relationship with their child, and were measured on a scale of 1 to 5; scores ranged from 6 to 30, with higher scores indicating closer relationships. Cronbach's alpha was 0.70 for this scale. Results for Psychosocial Adjustment, Family Relationships, and School Outcomes We conducted analyses in two steps. The first set of analyses evaluated the degree to which adolescents living with same-sex couples differed in their adjustment from the comparison group. The second set of analyses explored associations of adolescent adjustment with assessments of family and relationship processes. We expected that the makeup of adolescents' households would be less important than the strength of family relationships in accounting for variation in adolescent adjustment. Adolescents with Same-Sex Paients Overall, adolescents reported positive psychosocial outcomes, with low levels of anxiety and depressive symptoms, and high levels of self-esteem. Similarly, adolescents reported positive school outcomes, with average GPAs of 2.8, high levels of school connectedness, and low levels of trouble in school. As expected, we found no differences in adolescents' psychosocial adjustmentwhich included depressive symptoms, anxiety, and self-esteem between offspring of same-sex couples and offspring of comparison families headed by opposite-sex couples. We found a significant multivariate effect for family type for the school outcomes, which was also significant in the univariate analyses for school connectedness. Unexpectedly, adolescents with same-sex parents reported feeling more connected at school than did those living with opposite-sex parents, but we found no differences as a function of gender for psychosocial adjustment or school functioning. As expected, there were no sig- nificant interactions between gender and family type for psychological adjust- ment or school outcomes. Demographic covariates (e.g., adolescent age, family income, and parent's education) were not associated with these outcomes. Analyses of adolescents' reports of romantic attractions and behaviors revealed no differences between the groups in the percentage of adolescents who reported ever having engaged in sexual intercourse (34 percent of adolescents living with same-sex couples and 34 percent of those living with other-sex couples). There was also no significant difference between the groups in the percentage of adoles- cents who had had a romantic relationship in the past 18 months (68 percent of adolescents living with same-sex couples and 59 percent of those living with other-sex couples). Fewer than 10 adolescents reported same-sex attractions and same-sex romantic relationships in the previous 18 months, so under stipulations that permit use of these data, group comparisons are not presented. Reports of romantic relationships, attractions, and behaviors did not differ as a function of age or gender, except that older adolescents were more likely than younger ones to report having had a romantic relationship in the past 18 months. In summary, adolescent psychosocial, romantic attractions and behaviors, and school adjust- ment did not differ as a function of family type or adolescent gender. Overall, adolescents reported positive family relationships. Adolescents' reports of parental warmth were high. Adolescents' perceptions of others' (teach- ers, adults, and friends) care for them were also high, as were their reports of autonomy. Their average assessment of their integration into their neighborhoods was just above the middle of the scale, with higher scores indicating greater inte- gration. Parents' perceptions of the quality of the parent-child relationship were also high. In short, this was a well-adjusted sample. Consistent with results for psychosocial and school outcomes, we found no differences in adolescent reports of family and relationship processes, including parental warmth, care from others, personal autonomy, or neighborhood integra- tion, as a function of family type. We did, however, find a significant multivariate difference in family and relationship processes that was attributable to adolescent gender. Further analysis revealed, as expected from earlier research, that girls reported higher levels of care from adults and peers than did boys. A-1365 Case: 12-2335 Document: 155-4 Page: 152 08/17/2012 695244 185 96 ADOPTION BY LESBIANS AND GAY MEN To what degree did outcomes for adolescents in our focal and comparison samples differ from those for the population from which the samples were drawn? To explore this question, we obtained mean scores (or percentages for categorical variables) for each of the dependent variables. Using one-sample f-tests and x 2 tests, as appropriate, we compared means for our focal sample to those for the entire Add Health core sample. None of these comparisons was statistically sig- nificant. Thus, outcomes for adolescents with same-sex parents in our focal sample did not differ significantly from those for a representative group of adolescents. Having found almost no associations between family type and adolescent adjustment, we wanted to examine possible associations between outcomes and processes in the adolescent's environment. In particular, we examined correla- tions among adolescents' perceptions of parental warmth, care from adults and peers, autonomy, and neighborhood integration; parents' perceptions of the qual- ity of the parent-child relationship; and measures of adolescent adjustment. We also conducted simultaneous multiple regression analyses to determine whether these family and relationship variables were significant predictors of adolescent adjustment, while controlling for family type, adolescent gender, and socioeco- nomic status. Regression analyses were conducted separately for adolescents' depressive symptoms, anxiety, self esteem, GPA, school connectedness, and trou- ble in school. Family type, adolescent's gender, parental education, and family income were also included as predictors. We did not examine romantic attrac- tions and behavior because of the small number of adolescents in either group reporting same-sex attractions or romantic relationships. Our results showed that, as expected, quality of family relationships was sig- nificantly associated with many adolescent outcomes, including school connect- edness, anxiety, and trouble in school. The association between adolescents' depressive symptoms and parental report of the quality of the parent-adolescent relationship was not statistically significant. There was, however, a nonsignificant trend in the expected direction, with more positive relationships associated with lower levels of depressive symptoms. Levels of self-esteem were significantly asso- ciated with the adolescents' reports of caring from adults and peers, with more care associated with higher self esteem. Adolescents' anxiety was associated with adolescent gender, with boys reporting lower levels of anxiety. Adolescents' reports of trouble in school were associated with the quality of the parent-child relationship and level of parental education; less trouble in school was associated with more positive relationships with parents and having parents with higher levels of education. School connectedness was associated with family type, the quality of the parent-child relationship, and care from adults and peers, with a significant interaction between family type and care from adults and peers. Greater school connectedness was associated with having same-sex parents, reporting higher levels of care from adults and peers, and having parents who reported a more positive parent-child relationship. Adolescents' perceived care from adults and peers had a stronger effect on school connectedness for adoles- cents living with same-sex parents than for those living with opposite-sex par- ents. Adolescents' GPAs were not associated with any family and relationship Adolescents with Same-Sex Parents 97 variable or socioeconomic status variable. In summary, adolescents' and parents' reports of family and relationship processes, such as quality of the parent-child relationship and care from adults and peers, were associated with several mea- sures of adolescent functioning and were better predictors of adolescent adjust- ment than was family type or adolescent gender. SUBSTANCE USE, DELINQUENCY, AND VICTIMIZATION AMONG ADOLESCENTS LIVING WITH SAME-SEX COUPLES We also studied substance use, delinquency, and victimization among youngsters living with same-sex couples. To what extent did youth use alcohol, tobacco, or illegal drugs? To what extent did youth participate in delinquent activities? And to what extent were they victimized by others? Our methods and findings for these questions are described below. Assessment of Substance Use, Delinquency, and Victimization SUBSTANCE USE All of the substance use assessments were based on adolescents' self-reports. Adolescents' use of tobacco was assessed with a composite self-report variable (Sieving et al., 2000) that uses four items to classify adolescents into one of seven levels of tobacco use (1 = "never smoked," 3 = "currently smoking 1-2 cigarettes/ day," 5 = "currently smoking 6-10 cigarettes/day," 7 = "currently smoking >20 cigarettes/day"). Friends' use of tobacco was assessed by asking how many of their three best friends smoked at least one cigarette per day. Use of alcohol was assessed with three variables. We used a composite variable (Sieving et al , 2000), which uses two items to create an eight-level variable about adolescents' use of alcohol in their lifetime and in the past 12 months (1 = "2-3 drinks in their lifetime," 3 = "drank alcohol on 1 or 2 days in the past 12 months," 5 = "drank 2-3 days a month in the past 12 months," 7 = "drank 3-5 days a week in the past 12 months," 8 = "drank every day or almost every day in the past 12 months"). Adolescents were instructed to exclude "a sip or taste of someone else's drink." Individual items measured how often in the past 12 months adolescents had binged on alcohol (5+ drinks in a row) and had gotten drunk. Scores for these items ranged from 1 (never) to 7 (every day or almost every day). Lifetime and current marijuana use were assessed with a composite variable (Sieving et al, 2000), which uses two survey items to form a seven-level variable (1 = "never used marijuana," 3 = "more than three times in their lifetime, no use in the past 30 days," 5 = "two or three times in the past 30 days," 7 = "more than five times in the past 30 days). Adolescents' risky use of alcohol and drugs was assessed with a scale of eight items (1 = yes, 0 = no; Cronbach's alpha = 0.78) that asked whether the respondent A-1366 Case: 12-2335 Document: 155-4 Page: 153 08/17/2012 695244 185 98 ADOPTION BY LESBIANS AND GAY MEN had driven a car, gone to school, gotten into a fight, or carried a weapon while consuming alcohol or drugs. The sum of the eight items was taken, with higher scores indicating more risky use. Relationship and physical problems caused by adolescents' use of alcohol were assessed with a scale of nine items (Cronbach's alpha = 0.84), asking about the frequency of being hung over, sick, in a fight, in a situation that was later regretted, or in trouble with parents, school, or friends or dates because of alcohol use in the past 12 months. Items were measured on a scale of 0 (never) to 4 (five or more times) and the mean of the nine items was taken, with higher scores indicating more problems. Joint occurrences of substance use and sexual activity were assessed using a scale of six items (1 = yes, 0 = no; Cronbach's alpha = 0.68) asking whether the adolescents had used drugs, alcohol, or been drunk the first time (three items) or most recent time (three items) they had sexual intercourse. The sum of the six items was taken, and higher scores indicated more joint occurrences. DELINQUENT BEHAVIOR Adolescent delinquent behavior was assessed with 10 items (Cronbach's alpha = 0.74) in which they listened to questions through headphones and recorded their answers on a laptop computer. These items ask about the occurrence of activities such as damaging others' property, shoplifting, or getting into fights in the past 12 months. Scores on this scale were the sum of the 10 items (1 = yes, 0 = no), with higher scores indicating more delinquent behaviors. VI CTI MI ZATI ON Adolescents' experiences as victims and witnesses of violence were assessed with five items (Cronbach's alpha = 0.97) asking how often they had been shot at, cut, or jumped, had a gun or knife pulled on them, or had seen someone shot or stabbed. Scores were the sum of five items (1 = yes, 0 = no). Higher scores indi- cated more victimization. FAMILY AND RELATIONSHIP VARIABLES Adolescents' perceived care from adults, teachers, and friends was measured with three items (described above) regarding how much they believed that others cared about them, with higher scores indicating perceptions of more caring. Parental per- ceptions of the quality of their relationships with their adolescents were assessed with a scale described above, on which higher scores indicated closer relationships. Results for Substance Use, Delinquency, and Victimization Twenty-five percent of the adolescents reported that they had ever smoked regularly and 44 percent reported that they had consumed alcohol when they were not in the company of their parents. Reports of adolescents' frequency of alcohol or tobacco use were low. Adolescents also reported low levels of alcohol abuse, including binge Adolescents with Same-Sex Parents 99 drinking and getting drunk. Their reports of physical and relationship problems because of alcohol use were also low, as were their reports of risky use of drugs or alcohol and their reports of joint occurrences of sexual activity and drug or alcohol use. They also reported low levels of delinquent behavior and victimization. As expected, we did not find a statistically significant difference in adolescents' reports of their frequency of alcohol, tobacco, or marijuana use as a function of family type. In addition, our analyses revealed no significant difference in the number of three best friends who smoked or frequency of getting drunk or binge drinking. Consistent with results for the substance use, we found no significant difference in problems arising from alcohol or drug use (relationship and physical problems, risky use of alcohol and drugs, and sex while under the influence of alcohol or drugs) as a function of family type. Analyses also revealed no difference in adolescents' delinquent behavior between offspring of same-sex couples and offspring of comparison families headed by different-sex couples. Similarly, we found no difference in adolescents' experiences as victims or witnesses of violence as a function of family type. Having found no associations between family type and adolescent risk behav- ior, we explored possible associations between processes in the adolescent's envi- ronment and adolescent outcomes. We conducted regression analyses separately for use of tobacco, alcohol, and marijuana, as well as victimization and delinquent behavior. Family type, gender, parental education, and family income were included as predictors. Variables and interactions that were not statistically sig- nificant predictors were removed from the models. Results showed that, as expected, quality of family relationships was signifi- cantly associated with many adolescent outcomes. Adolescents' tobacco use was significantly associated with parental report of the quality of the parent-adolescent relationship and with adolescents' reports of caring from adults and peers. As expected, greater perceived care from others and more positive relationships were associated with lower levels of tobacco use. Adolescents' use of alcohol, use of marijuana, and delinquent behavior were significantly associated with parental report of the quality of parent-adolescent relationships. Closer parent- adolescent relationships were associated with less alcohol use, less marijuana use, and less delinquent behavior on the part of youth. Boys reported more victimiza- tion than did girls, but interactions between family type and predictor variables 'were not significant. In summary, adolescents' reports of family and relationship processes, such as quality of parent-child relationships and care from adults and peers, were associated with several measures of adolescent outcomes and were better predictors of adolescent risk behavior than was family type. PEER RELATIONS AMONG ADOLESCENTS LIVING WITH SAME-SEX COUPLES Another important dimension of adolescent adjustment is peer relations. To explore experiences with peers among the offspring of same-sex and other-sex A-1367 Case: 12-2335 Document: 155-4 Page: 154 08/17/2012 695244 185 ADOPTION BY LESBIANS AND GAY MEN couples, we studied not only the adolescents' self-reported friendships but also their popularity among their peers, as described by their peers. In this way, we sought a comprehensive view of peer relations among adolescents living with same-sex couples. Assessment of Peer Relations Adolescents' reports of the quality of their peer relationships were measured with a scale of nine items, including questions about how much the adolescent felt friends cared about him or her, felt close to people at school, and felt like a part of school, as well as frequency of trouble getting along with other students, feel- ing that people were unfriendly, getting into any physical fights or serious physi- cal fights, and being jumped. Negative items were reverse coded. These items were standardized (M = 0, SD = 1) and the sum was taken, with higher scores indicating more positive relationships. Cronbach's alpha was 0.68 for this sample. Perceived support from and amount of time spent with the adolescent's five best male friends and five best female friends were measured with 10 yes/no items (three items each about time with male friends and time with female friends; two items each about support from male friends and support from female friends). The support items asked whether the adolescent had talked to the friend about a problem or talked to the friend on the telephone during the past 7 days. The time items asked whether the adolescent had gone to the friend's house, hung out with the friend during the past 7 days, or spent time with the friend during the past weekend. The three support items were summed for all five friends of each gender, and possible scores ranged from 0 to 15. The two time items were summed for all five friends of each gender, and possible scores ranged from 0 to 10. Higher scores indicated more support from or time spent with friends. Cronbach's alpha was 0.88 for time with female friends, 0.83 for time with male friends, 0.82 for support from female friends, and 0.70 for support from male friends. Adolescents' self-report data on their friendship networks were available for a subset (n = 56) of those in our sample. Analyses revealed that this subset of ado- lescents did not differ on family income or parental education from those for whom these data were not available. Our analyses of network variables are limited to this smaller sample. The number of friends the adolescent reported having in school was measured as the number of friendship nominations (up to 10) the adolescent made for stu- dents in school. The presence of a best female friend was assessed with a yes/no item indicating whether the adolescent nominated a female in the school as a best friend. Similarly, the presence of a best male friend was assessed with a yes/no item that indicates whether the adolescent nominated a male in school as a best friend. Peer-report network data were available to augment the information pro- vided by adolescents regarding their friendship networks. As with the adolescent Adolescents with Same-Sex Parents 101 self-report network data, analyses of these data are limited to the subset of adoles- cents (n = 56) for whom network data were available. Variables constructed by Add Health staff (Carolina Population Center, 1997) from peer-report data include adolescent popularity, network centrality, network density, network heterogene- ity, and several network traits. Popularity was calculated as the number of times an adolescent was nominated as a friend by other students in school, with higher scores indicating greater pop- ularity in the adolescent's several network traits. Adolescents' centrality within their friendship network (Bonacich, 1987; Carolina Population Center, 1997) assesses whether they are located in prominent positions within their friendship network and connected to many peers in their peer group. Higher numbers indi- cate greater centrality. The density of adolescents' friendship networks, including students who were nominated by the adolescent as a friend and students who nominated the adoles- cent as a friend, assesses how many interconnections exist among students in the peer group, which is related to how likely adolescents are to know others in their school (Haynie, 2000). Higher numbers indicate greater network density. To assess the degree of diversity in friendship networks, which included stu- dents who were nominated as friends by the adolescent and students who nomi- nated the adolescent as a friend, we used heterogeneity measures of grade, age, and race computed by Add Health staff. Higher numbers indicate greater diversity in a trait. We assessed two characteristics of friendship networks, with the mean value on that characteristic or behavior for students in the adolescent's peer net- work. These characteristics included grades and number of extracurricular activi- ties. Higher scores indicate higher grades or more activities (Carolina Population Center, 1997). Adolescents' perceived care from adults and friends was measured with three items regarding how much they believed that adults, teachers, and friends cared about them. The mean of the three items was taken as the adolescent's score, and possible scores ranged from 1 to 5, with higher scores indicating perceptions of more caring. Cronbach's alpha for this scale was 0.58 for this sample. Perceived parental warmth toward the adolescent was assessed using the mean of five items from adolescent reports. Self-report items included adolescents' per- ceptions of parents' warmth and caring toward them, perceived level of family's understanding and attention, and adolescents' feelings of closeness to parents. For questions in which adolescents were asked about each of their parents, the response for the parent who was described as more warm and loving was used. Scores ranged from 1 to 5, with higher scores indicating greater warmth. Cronbach's alpha for the parental warmth scale was 0.70 for this sample. Adolescents answered eight yes/no items describing activities adolescents sometimes engage in with their mothers. Adolescents reported whether or not they had engaged in each of the activities with their resident mother in the previ- ous 4 weeks. These items included going shopping, playing a sport, talking about someone the adolescent is dating, going to the movies, discussing a personal problem, talking about grades, talking about a school project, and talking about A-1368 Case: 12-2335 Document: 155-4 Page: 155 08/17/2012 695244 185 ADOPTION BY LESBIANS AND GAY MEN other things going on in school. The eight items were summed, with possible scores ranging from 0 to 8. Cronbach's alpha for this variable was 0.67 for this sample. Results for Peer Relations Analyses were conducted in two major steps. The first set of analyses evaluated the degree to which adolescents living with same-sex couples differed in their family relationships and peer relations from the comparison group, and they employed two-way (family type: same-sex versus opposite-sex parents x gender of adoles- cent) ANOVAs and MANOVAs. The second set of analyses explored associations of adolescent peer relations with assessments of family and relationship processes. Simultaneous multiple regression analyses were used to determine whether these processes were significant predictors of adolescent adjustment, while controlling for family type, adolescent gender, and socioeconomic status. We expected that family type would be less important than family relationships and processes in accounting for variation in the quality of adolescent peer relations, and that pro- cesses related to positive outcomes for adolescents would be similar, regardless of family type, and that no interactions between family type and relationship pro- cesses would emerge. Overall, this sample reported positive peer relations, with adolescents report- ing an average of about five friends in school. Adolescents also reported spending time with between one and two male friends and between one and two female friends, on average, in the past week, engaging in activities such as going to the friend's home, hanging out, and talking on the phone. As expected, there were no differences in the number of friends that adoles- cents nominated in their schools, nor in the quality of their peer relations as a function of family type. Girls rated the quality of their peer relations slightly more positively than did boys, but this comparison did not reach statistical significance. There was no significant difference between groups in the percent of adolescents who reported having a best male friend; 64 percent of adolescents with same-sex parents and 68 percent of those with opposite-sex parents reported this. Adolescents who reported having a best female friend (68 percent of adolescents with same-sex parents and 40 percent of adolescents with opposite-sex parents, ns) were somewhat more likely to be living with same-sex couples, but this differ- ence did not reach statistical significance. Analyses of adolescents' reports of time spent with and support received from male and female friends also revealed no significant differences as a function of family type. There was, however, a signifi- cant effect for gender; girls reported more support from female friends than did boys. All of the analyses were run again with family income and parent's educa- tion as covariates. As the results did not differ between the two analyses and as the influence of demographic characteristics was not a focus of our research, demo- graphic results are not presented here. Overall, adolescent reports of peer rela- tions did not differ as a function of family type. Adolescents with Same-Sex Parents 103 With regard to peer reports of peer relations, adolescents in this sample were nominated as a friend by an average of almost five schoolmates. As expected, analyses of peer reports of the adolescent's peer relations, including popularity, network centrality, and network density, revealed no significant differences as a function of family type. There was, however, a significant effect for adolescent gender, with girls having higher popularity ratings than did boys. We also used peer report data to calculate the heterogeneity of the adolescent's friendship network with respect to age, race, and school grades. On average, this sample of adolescents had networks that were moderately diverse, and there were no significant differences as a function of family type or adolescent gender. In summary, adolescents living with same-sex parents had friendship networks that were very similar in heterogeneity and member characteristics to those of adoles- cents living with opposite-sex parents. In line with our expectations, there were no significant differences in adoles- cent reports of family and relationship processes, including parental warmth, activities with mother, or care from others as a function of family type. Girls did, however, report higher levels of care from adults and peers, and greater participa- tion in activities with their mothers, than did boys. To assess the degree to which outcomes for adolescents in our focal and comparison samples differed from those for the population from which the samples were drawn, we obtained mean scores from the Add Health Core Sample for each of the dependent variables. Using one-sample f-tests and chi-squared tests, we compared means for our focal sample to those for the entire Add Health core sample. None of these comparisons was statistically significant. Thus, peer relations for adolescents with same-sex parents in our focal sample did not differ significantly from those of a nationally representative group of American adolescents. We also explored possible associations between processes in the adolescent's environment and adolescent peer relations. Simultaneous multiple regression analyses were used to determine whether these family and relationship variables were significant predictors of adolescent peer relations, while controlling for family type, adolescent gender, and socioeconomic status. Regression analyses were conducted separately for adolescents' reports of the quality of their peer rela- tions and the number of friends nominated by the adolescent as friends, as well as for peer reports of popularity, network centrality, and network density. Family type, adolescent's gender, parental education, and family income were also included as predictors, with family type and adolescent gender remaining in all models for comparison. Demographic variables and family and relationship variables that were not statistically significant predictors were removed from the models. Results showed that, as expected, family and relationship variables were sig- nificantly associated with many measures of adolescent peer relations. Adolescents' reports of the quality of their peer relations were significantly associated with par- ents' reports of the quality of the parent-adolescent relationship and with the adolescents' reports of caring from adults and peers, with more positive parent- adolescent relationships and more perceived care from adults and peers associ- ated with more positive peer relations. Similarly, the number of school friends A-1369 Case: 12-2335 Document: 155-4 Page: 156 08/17/2012 695244 185 104 ADOPTION BY LESBIANS AND GAY MEN reported by adolescents was associated with the quality of the parent-adolescent relationship and the number of activities done with mother, with more positive parent-adolescent relationships and more activities with mother associated with having more friends at school. Peer reports of adolescent peer relations were also significantly associated with family and relationship variables. Peer reports of adolescents' popularity were sig- nificantly associated with the number of activities with mother, with more activi- ties with mother associated with greater popularity. Adolescents' centrality in their peer networks was associated with the quality of the parent-adolescent rela- tionship; more positive relationships were associated with greater network cen- trality. There was also a significant association between network centrality and parental education, with higher levels of parental education associated with greater network centrality. There were no significant associations among the den- sity of adolescent's peer networks and family and relationship variables. In summary, adolescent peer relations were associated in expected ways with several family and relationship variables. Adolescent reports of care from adults and peers and number of activities with mother, as well as parental reports of the quality of the parent-adolescent relationship, were significantly associated with numerous measures of adolescent peer relations. Also as predicted, family type was not significantly associated with any measure of adolescent peer relations, but several associations were found among these measures and adolescent gender. Overall, these results suggest that family and relationship process variables are more important predictors of adolescent peer relations than is family type. DISCUSSION The results of this researchwhich is the first to draw participants from a large, national sample to examine the adjustment, school outcomes, substance use, family, and peer relations of adolescents living with same-sex coupleshave revealed few significant differences in adolescent functioning as a function of family type. Regardless of family type, however, family and relationship variables such as the quality of the parent-adolescent relationship were significantly associ- ated with many aspects of adolescent functioning. These results, which are consis- tent with the findings of past research on children living with lesbian mothers, suggest that qualities of relationships within the family are more important in predicting adolescent psychosocial adjustment, substance use, school outcomes, family, and peer relations than is family type (Chan et al., 1998; Patterson, 2006). Our research included assessments of multiple facets of adolescent adjustment, including psychosocial adjustment, school outcomes, substance use, and relation- ships with parents and peers. Indeed, assessments of each of these variables were themselves mutifaceted. For instance, our assessments of peer relations included adolescents' perceptions of the number of friends they have in school, the quality of their peer relations, and the amount of support they receive from both male and female friends. Our assessments of peer relations also included peer reports Adolescents with Same-Sex Parents 105 about adolescent popularity within the school, centrality within peer networks, network-density, and network heterogeneity. The consistency of our results, which did not reveal significant differences among adolescents living with same-sex par- ents versus those living with opposite-sex parents in a geographically, racially, and economically diverse sample, leads to the conclusion that adolescents living with same-sex parents are developing well (e.g., Wainright & Patterson, 2006, 2008; Wainright, Russell, 8c Patterson, 2004). We did not find significant associations between adolescents' functioning and family type, but we did uncover associations between several aspects of adoles- cent social and personal adjustment, on the one hand, and family and relation- ship variables, on the other. For instance, parents' reports of the quality of the parent-adolescent relationship were significantly associated with adolescents' self-reports of the quality of their peer relations, number of friends in school, and peer network centrality. Also supporting the view that adolescent peer rela- tions are strongly associated with qualities of other relationships, results revealed that adolescents' reports of care from others were significantly associated with their reports of the quality of their peer relations. Similarly, adolescents who reported participating in many activities with their mothers were also likely to report having more friends in school. Peer reports of popularity showed the same associations; those who described more activities with their mothers were also described as more popular by peers. Overall then, these results support past find- ings that suggest that family processes are more important predictors of adoles- cent functioning than are structural variables such as family type (e.g., Allen, Moore, Kuperminc, & Bell, 1998). Major theories of human development have often been interpreted as predict- ing that offspring of same-sex parents would encounter important difficulties in their adjustment, especially during adolescence (Baumrind, 1995). Results from this large sample of American adolescents have failed to confirm these predic- tions, suggesting that the theories may need reevaluation, especially in their appli- cation to outcomes for offspring of same-sex parents (Patterson, 2000, 2006). Results of numerous recent studies on children and adolescents who do not live with heterosexual parents (e.g., Gartrell, Peyser, & Bos, this volume; Patterson, 2000, 2006; Perrin & Committee on Psychosocial Aspects of Child and Family Health, 2002; Stevens, Golombok, Beveridge, & the ALSPAC Study Team, 2002), as well as those of the current research, suggest that theorists may need to recon- sider the importance of being reared by opposite-sex parents for human personal and social development. Our confidence in the present findings is bolstered by the strengths of the Add Health study (Bearman et al.,1997) from which the data have been drawn. Tire Add Health study was designed and conducted by experienced researchers who did not collect data for the purpose of studying adolescents living with same-sex parents. This fact addresses one of the concerns sometimes expressed about some earlier studies, namely that samples may have been biased toward lesbian mothers who have higher incomes and greater educational attainment, as well as toward those families whose children are developing well. Regardless of whether earlier A-1370 Case: 12-2335 Document: 155-4 Page: 157 08/17/2012 695244 185 106 ADOPTION BY LESBIANS AND GAY MEN samples were or were not biased in any way, the present sample cannot have been subject to any such limitations. The use of the Add Health database has allowed us to identify an ethnically, economically, and geographically diverse sample of adolescents living with same- sex couples. This is one of the most heterogeneous samples employed in research with this population to date. The continuing but understandable reluctance of some same-sex parents to identify themselves as such, however, limits our ability to assess the exact degree to which the current sample is representative of all les- bian-headed families. In addition, the Add Health database does not make it pos- sible to determine how long adolescents have lived in their current family situations, so we cannot reach any conclusions on that topic. Despite these limita- tions, the Add Health database was a useful resource for this research. This research is the first to involve information collected from parents and peers, as well as from adolescent self-reports, in the study of adolescent peer rela- tions among youth reared by same-sex couples. This feature of the study allowed us to evaluate the possibility that self-reports might provide overly optimistic esti- mates of adolescent development. To the contrary, we found that both adolescents themselves and their peers at school described the peer relations of youngsters reared by same-sex couples as satisfactory. Thus, our peer report data represent a major asset that is helpful in ruling out possible alternative interpretations of our findings. Despite the issues in past research that were addressed by the design of our study, the current research has some limitations. Among these is the fact that par- ents were not asked directly about their sexual identities. As a result, we were forced to rely on indirect assessments of sexual identity such as parent-report items that asked parents whether they were in a "marriage or marriage-like relationship," together with information about the gender of that partner. Tire design of the Add Health study allowed identification and study of adolescents living with mothers who have female romantic partners, but not adolescents with lesbian mothers who lived in other types of households (e.g., single lesbian mothers or mothers who did not consider their relationship with a female romantic partner to be a marriage or marriage-like relationship). The current research would have been strengthened if parents had been asked to describe their sexual identities in terms of their sexual attractions, fantasies, behaviors, and identities. As in all studies with gay and les- bian populations, it is likely that some parents chose not to disclose their same-sex relationships and therefore could not be identified for study in this research. Despite limitations, the research makes a valuable contribution to knowledge about adolescent development in the context of diverse families. ADOPTION LAW AND POLICY IN LIGHT OF RESEARCH FINDINGS The current findings have implications for public policies that involve children of lesbian mothers (Patterson, 2007, 2009). Inasmuch as these findings suggest Adolescents with Same-Sex Parents 107 adolescents living with same-sex parents develop in much the same way as do those living with opposite-sex parents, they provide no justification for discrimi- nation on the basis of sexual orientation in matters such as adoption, foster care, and/or child custody. Our results suggest that relationships and processes that occur within the family are more important in the adolescents' personal and social development. Those who argue against allowing lesbian and gay adults to become adoptive parents (e.g., Wardle, 1997) suggest that placement in such homes would not be in the children's best interests. This argument would seem to rest on demonstrations of harm for the children of lesbian or gay parents. After more than 25 years of research, however, evidence of any such harm has yet to emerge. Meanwhile, in jurisdictions that do not permit adoptions by lesbian and gay adults, children are being denied homes and families. Minimizing children's chances of finding adop- tive homes is not a credible way to pursue their best interests, and as the results of research on sexual orientation and parenting continue to accumulate, this posi- tion becomes increasingly difficult to defend. Those who argue that sexual orientation should be seen as irrelevant to the qualifications of prospective adoptive parents (e.g., Wald, 2006), on the other hand, would appear to be responding to the actual needs of children. In the United States today, many thousands of children do not have homes. Prospective adoptive parents are in short supply. Children who grow up with lesbian and gay parents appear to develop well compared to others. In these circumstances, to deny adoptions to otherwise qualified prospective adoptive parents on the basis of sexual orientation alone is to deny loving homes to children who need them. To suggest that the sexual orientation of prospective adoptive parents should be considered irrelevant is not to abandon careful evaluation of those adults who wish to adopt. Methods that have been found to be useful in screening other can- didates should be applied in the screening of lesbian and gay prospective adoptive parents as well. It is important that such work be done carefully, so as to protect children's interests. What is not justified is any special scrutiny or added screening for lesbian or gay individuals. In the United States today, lesbian and gay adults are less likely than others to have had children who are biologically related to them (Patterson, 2000). This greater frequency of childlessness may make lesbian and gay adults a relatively untapped resource for adoption professionals. Compared with heterosexual adults, lesbian and gay individuals and couples may be especially likely to have an interest in becoming parents through adoption. Recent research suggests that les- bians do indeed express greater interest in adopting children than do heterosexual women (Gates et al., 2007). In many parts of the country today, adoption agencies are open to this possibility, and children are being adopted into loving homes by lesbian and gay adults (Brodzinsky, Patterson, & Vaziri, 2002; Mallon, 2004). As the numbers of such families increase, and as knowledge about them grows, it is likely that sexual orientation and parenting will increasingly be seen as unrelated. Indeed, the sexual orientation of prospective parents is likely some day to be seen as irrelevant to the placement of minor children into adoptive homes. A-1371 Case: 12-2335 Document: 155-4 Page: 158 08/17/2012 695244 185 108 ADOPTION BY LESBIANS AND GAY MEN As the numbers of placements of children into lesbian and gay parent homes continue to increase, new issues are beginning to emerge (Mallon, 2004). For instance, how can agencies assist lesbian and gay adoptive families in coping with the special challenges that they encounter? What postadoption services would best support lesbian and gay adoptive parents and their children, and how do these vary as a function of the legal and policy climates in which families live? Some individuals and groups are beginning to tackle such questions (e.g., Human Rights Campaign Fund, 2008). The results of such work should be valuable in sup- porting lesbian and gay adoptive parents and their children in the future. CONCLUSIONS The present study has assessed several aspects of overall functioning among ado- lescents living with same-sex versus opposite-sex couples. Although family type had few significant linkages with any aspect of adolescent social or personal devel- opment, the qualities of adolescents' relationships with parents were associated with many aspects of their personal adjustment, substance use, delinquent behav- ior, and relations with peers. Whether they lived with same-sex or opposite-sex couples, adolescents whose parents reported having close relationships with them were likely to report higher self-esteem, fewer depressive symptoms, less use of alcohol and tobacco, and less delinquent behavior. They were also likely to have more friends in school, to have more supportive friends, and to achieve greater centrality within their friendship networks than other adolescents. These results do not support the idea that adolescent outcomes are shaped by parental sexual orientation, but they are consistent with views that emphasize the importance of relationships with parents. 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A-1373 Case: 12-2335 Document: 155-4 Page: 160 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 1285 AVENUE OF THE AMERfCAS NEW YORK, NEW YORK 10019-6064 TELEPHONE ( 212) 3 7 3 - 3 000 LLOYD K GARRI SON ( 1946-1991) RANDOLPH E PAUL ( 1946-1956) SI MON H RI FKI ND ( 1950-1995) LOUI S S WEI SS ( 1927-1950) JOHN F WHARTON ( 1927-1977) WRI TER' S DI RECT DI AL NUMBER (212) 373-3086 WRI TER' S DIRECT FACSI MI LE (212)373-2037 WRI TER' S DIRECT E-MAI L ADDRESS rkaplan@paulweiss.com February 6 ? 2012 By Hand UNI T 3 601, FORTUNE PLAZA OFFI CE TOWER A NO 7 DONG SANHUAN ZHONGLU CHAO YANG DI STRI CT BEI JI NG 100020 PEOPLE' S REPUBLI C OF CHI NA TELEPHONE ( 86-I O) 5828- 63 00 12TH FLOOR, HONG KONG CLUB BUI LDI NG 3A CHATER ROAD, CENTRAL HONG KONG TELEPHONE (852) 2846-0300 ALDER CASTLE 10 NOBLE STREET LONDON EC2V 7JU, U K TELEPHONE ( 44 20) 7 3 67 1 600 FUKOKU SEI MEI BUI LDI NG 2-2 UCHI SAI WAI CHO 2-CHOME CHI YODA-KU, TOKYO 1 OO-OO1 1 , JAPAN TELEPHONE (81 3) 3597-8101 TORONTO-DOMI NI ON CENTRE 77 KI NG STREET WEST, SUI TE 3 1 OO PO BOX 226 TORONTO, ONTARI O M5K 1J3 TELEPHONE (4 16) 504-0520 2001 KSTREET, NW WASHI NGTON, DC 20006-1047 TELEPHONE ( 202) 223-7300 500 DELAWARE AVENUE SUI TE 200 POST OFFI CE BOX 32 WI LMI NGTON, DE 19899 003 2 TELEPHONE ( 302) 655-4410 MATTHEW W ABBOTT AL L AN J ARFFA ROBERTA ATKI NS DAVI D J BALL JOHN F BAUGHMAN LYNN B BAYARD DANI EL J SELLER CRAI G A BENSON* MI TCHELL L BERG MARK S BERGMAN BRUCE BI RENBOI M H CHRI STOPHER BOEHNI NG ANGELO BONVI NO JAMES L BROCHI N RI CHARD J BRONSTEI N DAVI D W BROWN SUSANNA M BUERGEL PATRI CKS CAMPBELL* JESSI CA S CAREY JEANETTE K CHAN YVONNE Y F CHAN LEWI S R CLAYTON JAY COHEN KEL L EYA CORNI SH CHRI STOPHER J CUMMI NGS CHARLES E DAVI DOW DOUGLAS R DAVI S THOMAS V DE LABASTI DE I I I ARI EL J DECKELBAUM JAMES M DUBI N ALI CE BELI SLE EATON ANDREW J EHRLI CH GREGORY A EZRI NG LESLI E GORDON FAGEN MARC FALCONE ANDREW C FI NCH BRAD J FI NKELSTEI N ROBERTO FI NZI PETER E FI SCH ROBERT C FLEDER MARTI N FLUMENBAUM ANDREW J FOLEY HARRI S B FREI DUS MANUEL S FREY KENNETH A GALLO MI CHAEL E GERTZMAN PAUL D GI NSBERG ADAM M GI VERTZ ROBERT D GOLDBAUM NEI L GOLDMAN ERI CS GOLDSTEI N ERIC GOOD1SON CHARLES H GOOGE, JR ANDREW G GORDON UDI GROFMAN NI CHOLAS GROOMBRI DGE BRUCE A GUTENPLAN GAI NES GWATHMEY, III ALAN S HALPERI N JUSTI N G HAMI LL CLAUDI A HAMMERMAN GERARD E HARPER BRI AN S HERMANN ROBERT M HI RSH MI CHELE HI RSHMAN JOYCE S HUANG DAVI D S HUNTI NGTON MEREDI TH J KANE ROBERTA A KAPLAN *NOT ADMITTED TOTHE NEWYORK BAR BRAD S KARP JOHN C KENNEDY ALAN W KORNBERG DANI EL J KRAMER DAVI D K LAKHDHI R STEPHEN P L AMB* JOHN E LANGE DANI EL J LEFFELL XIAOYU GREG LI U JEFFREY D MARELL MARCO V MASOTTI EDWI N S MAYNARD DAVI D W MAYO ELI ZABETH R McCOLM MARK F MENDELSOHN TOBY S MYERSON J OHN E NATHAN CATHERI NE NYARADY J OHN J O NEI L ALEX YOUNG K OH BRAD R OKUN KELLEY D PARKER ROBERT P PARKER* MARC E PERLMUTTER MARK F POMERANTZ VALERI E E RADWANER CARL L REI SNER WALTER G RI CCI ARDI WALTER RI EMAN RI CHARD A ROSEN ANDREW N ROSENBERG JACQUELI NE P RUBI N RAPHAEL M RUSSO JEFFREY D SAFERSTEI N JEFFREY B SAMUELS DALE M SARRO TERRY E SCHI MEK KENNETH M SCHNEI DER ROBERT B SCHUMER JAMES H SCHWAB JOHN M SCOTT STEPHEN J SHI MSHAK DAVI D R SI CULAR MOSES SI LVERMAN STEVEN SI MKI N JOSEPH J SI MONS MARI LYN SOBEL AUDRA J SOLOWAY TARUN M STEWART ERIC ALAN STONE AI DAN SYNNOTT ROBYN F TARNOFSKY MONI CA K THURMOND DANI EL J TOAL LI ZA M VELAZQUEZ MARI A T VULLO LAWRENCE G WEE THEODORE V WELLS, JR BETH A WI LKI NSON STEVEN J WI LLI AMS LAWRENCE I WI TDORCHI C MARK B WLAZLO JULI A TM WOOD JORDAN E YARETT KAYE N YOSHI NO TONG YU TRACEYA ZACCONE T ROBERT ZOCHOWSKI , JR The Honorable Barbara S. Jones United States District Court Southern District of New York 500 Pearl Street New York, NY 10007 Windsor v. United States, 10 Civ. 8435 (BSJ) (JCF) Dear Judge Jones: On behalf of the plaintiff, Edith Schlain Windsor, we respectfully submit this letter to bring to the Court's attention a recent decision handed down by Judge Wilken of the Northern District of California concerning the constitutionality of the Defense of Marriage Act ("DOMA"). Dragovich v. United States Dep 't of the Treasury, No. C 10-01564 (CW) (N.D. Cal. Jan. 26, 2012). On January 26, 2012, Judge Wilken denied the motion to dismiss the plaintiffs' constitutional challenge to Section 7702B(f) of the Internal Revenue Code, which excludes legally married same-sex couples and registered domestic partners from certain federally qualified, state-maintained long-term care plans. In reaching that decision, Judge Wilken noted that u [t]he record of Congress' consideration of the [Defense of Marriage Act] . . . evidences animosity and moral condemnation of same-sex relationships." (Id. at 8.) Applying the rational basis test, the court held that there was no "plausible, legitimate rationale" for the exclusion at issue in the case. (Id. at 24-25.) A-1374 Case: 12-2335 Document: 155-4 Page: 161 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP The Honorable Barbara S. Jones We enclose a copy of the Dragovich decision for the Court's reference. Respectfully submitted, Roberta A. Kaplan Enclosure cc (via email): Paul D. Clement, Esq. H. Christopher Bartolomucci, Esq. James D. Esseks, Esq. Jean Lin, Esq. A-1375 Case: 12-2335 Document: 155-4 Page: 162 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 1 285 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10019-6064 TELEPHONE (2 1 2) 3 7 3 - 3 000 LLOYD K GARRISON (1946-1991) RANDOLPH E PAUL (1946-1956) SIMON H RIFKIND (1950-1995) LOUIS S WEISS (1927-1950) JOHN F WHARTON (1927-1977) WRITER' S DIRECT DIAL NUMBER (212)373-3086 WRITER' S DIRECT FACSIMILE (212) 373-2037 WRITER'S DIRECT E-MAIL ADDRESS rkaplan@paulweiss.com February 8, 2012 By Hand IT 3601 , FORTUNE PLAZA OFFICE TOWER A NO 7 DONG SANHUAN ZHONGLU CHAO YANG DISTRICT BEIJING 100020 PEOPLE' S REPUBLIC OF CHINA TELEPHONE (86 1 O) S828-6300 12TH FLOOR, HONG KONG CLUB BUILDING 3A CHATER ROAD, CENTRAL HONG KONG TELEPHONE (852) 2846-0300 ALDER CASTLE lO NOBLE STREET LONDON EC2V 7JU, U K TELEPHONE (44 20) 7 3 67 1 600 FUKOKU SEIMEI BUILDING 2 2 UCHISAIWAICHO 2-CHOME CHIYODA KU, TOKYO l OO-OOl 1, JAPAN TELEPHONE (81 3 ) 3 597 - 81 01 TORONTO-DOMINION CENTRE 77 KING STREET WEST, SUITE 3 1 OO PO BOX 226 TORONTO, ONTARIO M5K 1J3 TELEPHONE (416) 504- 0520 2001 KSTREET, NW WASHINGTON, DC 20006-1 047 TELEPHONE (202) 223-7300 500 DELAWARE AVENUE SUITE 200 POST OFFICE BOX 32 WILMINGTON, DE 19899-0032 TELEPHONE (302) 655-441 0 MATTHEW W ABBOTT AL L AN J ARFFA ROBERT A ATKINS DAVID J BAL L JOHN F BAUGHMAN LYNN B BAYARD DANIEL J SELLER CRAIG A BENSON* MITCHELL L BERG MARK S BERGMAN BRUCE BIRENBOIM H CHRISTOPHER BOEHNING ANGELO BONVINO JAMES L BROCHIN RICHARD J BRONSTEIN DAVID W BROWN SUSA. NNA M BUERGEL PATRICK S CAMPBELL* JESSICA S CAREY JEANETTE K CHAN YVONNE Y F CHAN LEWIS R CLAYTON JAY COHEN KEL L EYA CORN' SH CHRISTOPHER J CUMMINGS CHARLES E DAVIDOW DOUGLAS R DAVIS THOMAS V DE LA BASTIDE III ARIEL J DECKELBAUM JAMES M DUB1N ALICE BELISLE EATON ANDREW J EHRL1CH GREGORY A EZRING LESLIE GORDON FAGEN MARC FALCONE ANDREW C FINCH BRAD J FINKELSTEIN ROBERTO FINZI PETER E FISCH ROBERT C FLEDER MARTIN FLUMENBAUM ANDREW J FOLEY HARRIS B FREIDUS MANUEL S FREY KENNETH A GALLO MICHAEL E GERTZMAN PAUL D GINSBERG ADAM M GIVERTZ ROBERT D GOLDBAUM NEIL GOLDMAN ERIC S GOLDSTEIN ERIC GOOD1SON CHARLES H GOOGE, JR ANDREW G GORDON UDI GROFMAN NICHOLAS GROOMBRIDGE BRUCE A GUTENPLAN GAINES GWATHMEY, III ALAN S HALPERIN JUSTIN G HAMl L L CLAUDIA HAMMERMAN GERARD E HARPER BRIAN S HERMANN ROBERT M HIRSH MICHELE HIRSHMAN JOYCE S HUANG DAVID S HUNTINGTON MEREDITH J KANE ROBERTA A KAPLAN *NOT ADMITTED TOTHE NEWYORK BAR BRAD S KARP JOHN C KENNEDY ALAN W KORNBERG DANIEL J KRAMER DAVID K LAKHDHIR STEPHEN P L AMB* JOHN E LANGE DANIEL J LEFFELL XIAOYU GREG LIU JEFFREY D MARELL MARCO V MASOTTI EDWIN S MAYNARD DAVID W MAYO ELIZABETH R McCOLM MARK F MENDELSOHN TOBY S MYERSON JOHN E NATHAN CATHERINE NYARADY JOHN J O' NEIL ALEX YOUNG K OH BRAD R OKUN KELLEY D PARKER ROBERT P PARKER* MARC E PERLMUTTER MARK F POMERANTZ VALERIE E RADWANER CARL L REISNER WALTER G RICCIARDI WALTER RIEMAN RICHARD A ROSEN ANDREW N ROSENBERG JACQUELINE P RUBIN RAPHAEL M RUSSO JEFFREY D SAFERSTE1N JEFFREY B SAMUELS DALE M SARRO TERRY E SCHIMEK KENNETH M SCHNEIDER ROBERT B SCHUMER JAMES H SCHWAB JOHN M SCOTT STEPHEN J SHIMSHAK DAVID R SICULAR MOSES SILVERMAN STEVEN SIMKIN JOSEPH J SIMONS MARILYN SOBEL AUDRAJ SOLOWAY TARUN M STEWART ERIC AL AN STONE AIDAN SYNNOTT ROBYN F TARNOFSKY MONICA K THURMOND DANIEL J TOAL LIZA M VELAZQUEZ MARIA T VULLO LAWRENCE G WEE THEODORE V WELLS, JR BETH A WILKINSON STEVEN J WI LLI AMS LAWRENCE I WITDORCHIC MARK B WLAZLO JULI A TM WOOD JORDAN E YARETT KAYE N YOSHINO TONG YU TRACEYA ZACCONE T ROBERT ZOCHOWSKI, JR The Honorable Barbara S. Jones United States District Court Southern District of New York 500 Pearl Street New York, NY 10007 Windsor v. United States, 10 Civ. 8435 (BSJ) (JCF) Dear Judge Jones: On behalf of plaintiff, Edith Schlain Windsor, we respectfully submit this letter to bring to the Court's attention yesterday's ruling issued by the United States Court of Appeals for the Ninth Circuit in Perry v. Brown, No. 10-16696 (9th Cir. Feb. 7, 2012). The court in Perry held that California's Proposition 8, which prohibits marriage between same-sex couples, is unconstitutional, reasoning that laws that single out gays and lesbians as a class solely "for disfavored legal status" are unconstitutional under Romer v. Evans, 517 U.S. 620 (1996). Perry, at 76. While the issues presented in Perry were different than those presented in this case, which is an equal protection challenge to Section 3 of the Defense of Marriage Act ("DOMA"), we respectfully direct the Court's attention to certain aspects of the Ninth Circuit's decision that are relevant, including its holding that its analysis was controlled by Romer, id. at 46, and that under Romer, gays and lesbians cannot be singled out "for disfavored legal status." Id. at 44 (quoting Romer, 517 U.S. at 633). A-1376 Case: 12-2335 Document: 155-4 Page: 163 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP The Honorable Barbara S. Jones 2 The Ninth Circuit also recognized that where the government acts to exclude same-sex couples from existing protections, the appropriate question under equal protection analysis is what government interest is served by that exclusion. Id. at 59-63; see, e.g., id. at 59 ( u [T]he question is whether there is a legitimate governmental interest in withdrawing access to marriage from same-sex couples.") (emphasis in original). The court recognized that Proposition 8 excluded same-sex couples from marriage, a right they previously "had enjoyed on equal terms with all other citizens." Id. at 51. Here too, Section 3 of DOMA altered existing federal law, which had recognized all valid state marriages for federal purposes, to exclude married same-sex couples from recognition. In addition, the Ninth Circuit considered and rejected numerous interests that the appellants claimed were advanced by Proposition 8, holding that no legitimate state interest was furthered by the law. Id. at 55; see, e.g., id. at 63 ("[T]he argument that withdrawing the designation of 'marriage' from same-sex couples could on its own promote the strength or stability of opposite-sex marital relationships lacks any . . . footing in reality."); id. at 56-63 (rejecting asserted advancement of putative interest in "responsible procreation and childrearing"); id. at 64-66 (rejecting putative interest in "proceeding with caution" on changes to definition of "marriage"). Finally, the court held that "[ajbsent any legitimate purpose," the "inevitable inference" was that Proposition 8 was motivated solely by animus towards and "disapproval of gays and lesbians as a class." Id. at 72. The Ninth Circuit held that the law "sen[t] a message that gays and lesbians are of lesser worth as a classthat they enjoy a lesser societal status[,]" and "enact[ed] nothing more or less than a judgment about the worth and dignity of gays and lesbians as a class." Id. at 73. The court held that "[e]nacting a rule into law based solely on the disapproval of a group . . . 'is a classification of persons undertaken for its own sake, something the Equal Protection Clause does not permit.'" Id. at 74 (quoting Romer, 517 U.S. at 635). We enclose a copy of the Perry decision for the Court's reference. Respectfully submitted, Roberta A. Kaplan Enclosure cc (via email): Paul D. Clement, Esq. H. Christopher Bartolomucci, Esq. James D. Esseks, Esq. Jean Lin, Esq. A-1377 Case: 12-2335 Document: 155-4 Page: 164 08/17/2012 695244 185 A-1378 Case: 12-2335 Document: 155-4 Page: 165 08/17/2012 695244 185 A-1379 Case: 12-2335 Document: 155-4 Page: 166 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 1285 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10019-6064 TELEPHONE ( 212) 3 7 3 - 3 000 LLOYD K GARRISON ( 1946-1991) RANDOLPH E PAUL ( 1946-1956) SIMON H RIFKIND ( 1950-1995) LOUIS S WEISS ( 1927-1950) JOHN F WHARTON ( 1927-1977) WRITER'S DIRECT DIAL NUMBER (212) 373-3086 WRITER' S DIRECT FACSIMILE (212) 373-2037 WRITER S DIRECT E-MAIL ADDRESS rkaplan@paulweiss.com February 21, 2012 By Hand UNIT 3 601 , FORTUNE PLAZA OFFICE TOWER A NO 7 DONG SANHUAN ZHONGLU CHAO YANG DISTRICT BEIJING 100020 PEOPLE S REPUBLIC OF CHINA TELEPHONE ( 86-10) 5828-63 00 12TH FLOOR HONG KONG CLUB BUILDING 3A CHATER ROAD, CENTRAL HONG KONG TELEPHONE (852) 2846-0300 ALDER CASTLE 10 NOBLE STREET LONDON EC2V 7JU, U K TELEPHONE ( 44 20) 7 3 67 1 600 FUKOKU SEIMEI BUILDING 2-2 UCHISAIWAICHO 2 CHOME CHIYODA KU, TOKYO 1 OO-OO11, JAPAN TELEPHONE ( 81-3) 3 597 8101 TORONTO-DOMINION CENTRE 77 KING STREET WEST, SUITE 3 1 OO PO BOX 226 TORONTO, ONTARIO M5K 1J3 TELEPHONE (4 16) 504-0520 2001 KSTREET, NW WASHINGTON, DC 20006 1047 TELEPHONE ( 202) 223 7 3 00 500 DELAWARE AVENUE, SUITE 200 POST OFFICE BOX 32 WILMINGTON, DE 19899-0032 TELEPHONE ( 302) 655-4410 MATTHEW W ABBOTT AL L AN J ARFFA ROBERT A ATKINS DAVID J BAL L J OHN F BAUGHMAN LYNN B BAYARD DANIEL J SELLER CRAIG A BENSON* MITCHELL L BERG MARK S BERGMAN BRUCE BIRENBOIM H CHRISTOPHER BOEHNING ANGELO BONVINO JAMES L BROCHIN RICHARD J BRONSTEIN DAVID W BROWN SUSANNA M BUERGEL PATRICKS CAMPBELL* J ESSI CAS CAREY JEANETTE K CHAN YVONNE Y F CHAN LEWIS R CLAYTON JAY COHEN KEL L EYA CORNISH CHRISTOPHER J CUMMINGS CHARLES E DAVIDOW DOUGLAS R DAVIS THOMAS V DE LA BAST1DE III ARIEL J DECKELBAUM JAMES M DUBIN ALICE BELISLE EATON ANDREW J EHRL1CH GREGORY A EZRING LESLIE GORDON FAGEN MARC FALCONE ANDREW C FINCH BRAD J FINKELSTEIN ROBERTO FINZI PETER E FISCH ROBERT C FLEDER MARTIN FLUMENBAUM ANDREW J FOLEY HARRIS B FREIDUS MANUEL S FREY KENNETH A GALLO MICHAEL E GERTZMAN PAUL D GINSBERG ADAM M GIVERTZ ROBERT D GOLDBAUM NEIL GOLDMAN ERIC S GOLDSTEIN ERIC GOODISON CHARLES H GOOGE, JR ANDREW G GORDON UD1 GROFMAN NICHOLAS GROOMBRIDGE BRUCE A GUTENPLAN GAINES GWATHMEY, III ALAN S HALPERIN JUSTIN G HAMI LL CLAUDIA HAMMERMAN GERARD E HARPER BRIAN S HERMANN ROBERT M HIRSH MICHELE HIRSHMAN JOYCE S HUANG DAVI DS HUNTINGTON MEREDITH J KANE ROBERTA A KAPLAN *NOT ADMITTED TOTHE NEWYORK BAR BRAD S KARP JOHN C KENNEDY ALAN W KORNBERG DANIEL J KRAMER DAVID K LAKHDHIR STEPHEN P LAMB* J OHN E LANGE DANIEL J LEFFELL XIAOYU GREG LIU JEFFREY D MARELL MARCO V MASOTTI EDWIN S MAYNARD DAVID W MAYO ELIZABETH R MCCOLM MARK F MENDELSOHN TOBY S MYERSON J OHN E NATHAN CATHERINE NYARADY JOHN J O' NEIL ALEX YOUNG K OH BRAD R OKUN KELLEY D PARKER ROBERT P PARKER* MARC E PERLMUTTER MARK F POMERANTZ VALERIE E RADWANER CARL L REISNER WALTER G RICCIARDI WALTER R1EMAN RICHARD A ROSEN ANDREW N ROSENBERG JACQUELINE P RUBIN RAPHAEL M RUSSO JEFFREY D SAFERSTEIN JEFFREY B SAMUELS DALE M SARRO TERRY E SCHIMEK KENNETH M SCHNEIDER ROBERT B SCHUMER JAMES H SCHWAB J OHN M SCOTT STEPHEN J SH1MSHAK DAVID R SICULAR MOSES SILVERMAN STEVEN SIMKIN JOSEPH J SIMONS MARILYN SOBEL AUDRAJ SOLOWAY TARUN M STEWART ERIC ALAN STONE AIDAN SYNNOTT ROBYN F TARNOFSKY MONICA K THURMOND DANIEL J TOAL LIZA M VELAZQUEZ MARIA T VULLO LAWRENCE G WEE THEODORE V WELLS, JR BETH A WI LKI NSON STEVEN J WI LLI AMS LAWRENCE I WITDORCHIC MARK B WLAZLO JULIA TM WOOD JORDAN E YARETT KAYE N YOSHINO TONG YU TRACEYA ZACCONE T ROBERT ZOCHOWSKI, JR The Honorable Barbara S. Jones United States District Court Southern District of New York 500 Pearl Street New York, NY 10007 Windsor v. United States, 10 Civ. 8435 (BSJ) (JCF) Dear Judge Jones: As counsel for plaintiff Edith Schlain Windsor, we respectfully write to bring to the Court's attention a recent decision by the Attorney General and the Department of Justice to cease defending 38 U.S.C. 101(3) and (31), which affect the eligibility of same-sex couples for military and veterans' benefits. The Attorney General made this decision based on his determination that these provisions discriminate against same-sex couples in the same unconstitutional manner as Section 3 of the Defense of Marriage Act ("DOMA"), the statute at issue in this case. A copy of the Attorney General's letter to the Speaker of the House of Representatives, dated February 17, 2012, informing Congress of this decision is enclosed for Your Honor's reference. As the Attorney General explained in his letter, provisions of Title 38 "like Section 3 [of DOMA], define the term 'spouse' (or 'surviving spouse') as 'a person of the opposite sex.'" (2/17 Ltr. at 1 (citations omitted).) As such, "[l]ike Section 3 [of A-1380 Case: 12-2335 Document: 155-4 Page: 167 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP The Honorable Barbara S. Jones DOMA], the provisions of Title 38 ... classify on the basis of sexual orientation[.]" (Id. at 2.) The Attorney General, after consultation with the Department of Defense and the Department of Veterans Affairs, determined that u [a]lso like Section 3, these provisions as applied to legally married same-sex couples cannot survive heightened scrutiny because they are not 'substantially related to an important government objective.'" (Id (quoting Clark v. Jeter, 486 U.S. 456, 461 (1988)).) And the Attorney General concluded, once again, that it is heightened scrutiny that should apply to laws that classify on the basis of sexual orientation. (Id. at 1.) Significantly, in reaching his decision, the Attorney General noted that "[t]he legislative record of these provisions contains no rationale for providing veterans' benefits to opposite-sex spouses of veterans but not to legally married same-sex spouses of veterans." (Id. at 2.) In its briefing in the above-captioned matter, the Bipartisan Legal Advisory Group of the House of Representatives cited to these very provisions from Title 38 as support for the proposition that "whenever Congress used terms connoting a marital relationship, it meant a traditional male-female couple." (Mem. of Law in Supp. of Mot. to Dismiss at 3.) The Attorney General has now concluded, however, that whatever Congress "meant" at the time, the legislative record contains no rationale to support such a distinction. (2/17 Ltr. at 2.) Respectfully submitted, Roberta A. Kaplan Enclosure cc (via email): Paul D. Clement, Esq. H. Christopher Bartolomucci, Esq. James D. Esseks, Esq. Jean Lin, Esq. A-1381 Case: 12-2335 Document: 155-4 Page: 168 08/17/2012 695244 185 PAUL, WEI SS, RI FKI ND, WHART ON & GARRI SON LLP 1285 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10019-6064 TELEPHONE ( 212) 3 7 3 - 3 000 LLOYD K. GARRISON (1 946-1991) RANDOLPH E PAUL ( 1946-1956) SIMON H. RIFKIND ( 1950-1995) LOUIS S. WEISS ( 1927-1950) JOHN F. WHARTON ( 1927-1977) WRITER' S DIRECT DIAL NUMBER (212)373-3086 WRITER' S DIRECT FACSIMILE (212) 373-2037 WRITER' S DIRECT E-MAIL ADDRESS rkaplan@paulweiss.com February 23, 2012 By Hand IT 3 6 0 1 , FORTUNE PLAZA OFFI CE TOWER A NO. 7 DONG SANHUAN 2HONGLU CHAO YANG DISTRICT BEIJING 1OOO20 PEOPLE' S REPUBLIC OF CHINA TELEPHONE ( 86-10) 5828-63 00 12TH FLOOR, HONG KONG CLUB BUILDING 3A CHATER ROAD, CENTRAL HONG KONG TELEPHONE (852) 2846-0300 ALDER CASTLE lO NOBLE STREET LONDON EC2V 7JU, U.K. TELEPHONE ( 44 20) 7367 1 600 FUKOKU SEIMEI BUILDING 2-2 UCHISAIWAICHO 2-CHOME CHIYODA-KU, TOKYO 1 OO-OO11, JAPAN TELEPHONE ( 81-3) 3597-8101 TORONTO-DOMINION CENTRE 77 KING STREET WEST, SUITE 3 1 OO P.O. BOX 226 TORONTO, ONTARIO M5K 1J3 TELEPHONE (4 16) 504-0520 2001 KSTREET, NW WASHINGTON, DC 20006-1047 TELEPHONE ( 202) 223 -7 3 00 500 DELAWARE AVENUE, SUITE 200 POST OFFICE BOX 32 WILMINGTON, DE 1 9899-0032 TELEPHONE ( 302) 655-44 10 MATTHEW W. ABBOTT AL L AN J . ARFFA ROBERT A. ATKINS DAVID J . BALL J OHN F. BAUGHMAN LYNN B. BAYARD DANIEL J. SELLER CRAIG A. BENSON* MITCHELL L. BERG MARK S. BERGMAN BRUCE BIRENBOIM H. CHRISTOPHER BOEHNING ANGELO BONVINO JAMES L. BROCHIN RICHARD J . BRONSTE1N DAVID W. BROWN SUSANNA M. BUERGEL PATRICK S. CAMPBELL* JESSICA S. CAREY JEANETTE K. CHAN YVONNE Y F. CHAN LEWIS R. CLAYTON JAY COHEN KELLEY A. CORNISH CHRISTOPHER J . CUMMINGS CHARLES E. DAVIDOW DOUGLAS R. DAVIS THOMAS V. DE LA BAST1DE III ARIEL J . DECKELBAUM JAMES M. DUB1N ALICE BELISLE EATON ANDREW J . EHRLICH GREGORY A. EZRING LESLIE GORDON FAGEN MARC FALCONE ANDREW C. FINCH BRAD J . FINKELSTEIN ROBERTO FINZI PETER E. FISCH ROBERT C. FLEDER MARTIN FLUMENBAUM ANDREW J . FOLEY HARRIS B. FREIDUS MANUEL S. FREY KENNETH A. GALLO MICHAEL E. GERTZMAN PAUL D. GINSBERG ADAM M. GIVERTZ ROBERT D. GOLDBAUM NEIL GOLDMAN ERIC S. GOLDSTEIN ERIC GOOD1SON CHARLES H. GOOGE, JR. ANDREW G. GORDON UDI GROFMAN NICHOLAS GROOMBRIDGE BRUCE A. GUTENPLAN GAINES GWATHMEY, III AL AN S. HALPERIN JUSTIN G. HAMI LL CLAUDIA HAMMERMAN GERARD E. HARPER BRIAN S. HERMANN ROBERT M. HIRSH MICHELE HIRSHMAN JOYCE S. HUANG DAVID S. HUNTINGTON MEREDITH J. KANE ROBERTA A. KAPLAN *NOT ADMITTED TOTHE NEWYORK BAR BRAD S. KARP J OHN C. KENNEDY AL AN W. KORNBERG DANIEL J . KRAMER DAVID K. LAKHDHIR STEPHEN P. LAMB* JOHN E LANGE DANIEL J LEFFELL XIAOYU GREG LIU JEFFREY D MARELL MARCO V. MASOTTI EDWIN S. MAYNARD DAVID W. MAYO ELIZABETH R. MCCOLM MARK F. MENDELSOHN TOBY S. MYERSON JOHN E. NATHAN CATHERINE NYARADY JOHN J . O' NEIL ALEX YOUNG K. OH BRAD R. OKUN KELLEY D. PARKER ROBERT P. PARKER* MARC E. PERLMUTTER MARK F. POMERANTZ VALERIE E. RADWANER CARL L. REISNER WALTER G. RICCIARDI WALTER RIEMAN RICHARD A. ROSEN ANDREW N. ROSENBERG JACQUELINE P. RUBIN RAPHAEL M. RUSSO JEFFREY D. SAFERSTEIN JEFFREY B. SAMUELS DALE M. SARRO TERRY E. SCHIMEK KENNETH M. SCHNEIDER ROBERT B. SCHUMER JAMES H, SCHWAB JOHN M. SCOTT STEPHEN J . SH1MSHAK DAVID R. SICULAR MOSES SILVERMAN STEVEN SI MKI N JOSEPH J . SIMONS MARILYN SOBEL AUDRA J . SOLOWAY TARUN M. STEWART ERIC AL AN STONE AIDAN SYNNOTT ROBYN F. TARNOFSKY MONICA K. THURMOND DANIEL J TOAL LIZA M. VELAZQUEZ MARIA T. VULLO LAWRENCE G. WEE THEODORE V. WELLS, JR. BETH A. WI LKI NSON STEVEN J. WI LLI AMS LAWRENCE I WITDORCHIC MARK B. WLAZLO JULI A TM. WOOD JORDAN E. YARETT KAYE N. YOSHINO TONG YU TRACEYA. ZACCONE T. ROBERT ZOCHOWSKI, JR. The Honorable Barbara S. Jones United States District Court Southern District of New York 500 Pearl Street New York, NY 10007 Windsor v. United States, 10 Civ. 8435 (BSJ) (JCF) Dear Judge Jones: On behalf of plaintiff Edith Schlain Windsor, we respectfully write to bring to the Court's attention a decision yesterday by Judge Jeffrey White of the Northern District of California holding that Section 3 of the Defense of Marriage Act ("DOMA") is unconstitutional in a case that presents substantially similar facts and the same legal issues as the above-captioned matter before Your Honor. See Golinski v. Office ofPers. Mgmt., No. C 10-00257 (JSW) (N.D. Cal. Feb. 22, 2012). Your Honor may recall that in our letter to the Court dated January 23, 2012, we enclosed a copy of the transcript of the oral argument in the Golinski case. In his decision yesterday, Judge White agreed with plaintiff, denying BLAG's motion to dismiss and granting plaintiffs motion for summary judgment for the very same reasons we haye presented to Your Honor. Namely, the Golinski court held that Section 3 of DOMA should properly be reviewed under a standard of heightened scrutiny, id. at 11-24, that it does not satisfy A-1382 Case: 12-2335 Document: 155-4 Page: 169 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP The Honorable Barbara S. Jones that standard, id. at 24-31, and that in any event it would not satisfy rational basis review either, id. at 32-42. A copy of the Golinski decision is enclosed for Your Honor's reference. Respectfully submitted, Roberta A. Kaplan Enclosure cc (via email): Paul D. Clement, Esq. H. Christopher Bartolomucci, Esq. James D. Esseks, Esq. Jean Lin, Esq. A-1383 Case: 12-2335 Document: 155-4 Page: 170 08/17/2012 695244 185 A-1384 Case: 12-2335 Document: 155-4 Page: 171 08/17/2012 695244 185 A-1385 Case: 12-2335 Document: 155-4 Page: 172 08/17/2012 695244 185 A-1386 Case: 12-2335 Document: 155-4 Page: 173 08/17/2012 695244 185 A-1387 Case: 12-2335 Document: 155-4 Page: 174 08/17/2012 695244 185 A-1388 Case: 12-2335 Document: 155-4 Page: 175 08/17/2012 695244 185 A-1389 Case: 12-2335 Document: 155-4 Page: 176 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 1285 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10019-6064 TELEPHONE ( 212) 3 7 3 - 3 000 LLOYD K GARRISON ( 1946-1991) RANDOLPH E PAUL ( 1946-1956) SIMON H RIFKIND ( 1950-1995) LOUIS S WEISS ( 1927-1950) JOHN F WHARTON ( 1927-1977) WRITER' S DIRECT DIAL NUMBER (212) 373-3086 WRITER' S DIRECT FACSIMILE (212) 373-2037 WRITER' S DIRECT E-MAIL ADDRESS rkaplan@paulweiss.com March 28, 2012 UNIT 3 601 , FORTUNE PLAZA OFFICE TOWER A NO 7 DONG SANHUAN ZHONGLU CHAO YANG DISTRICT BEIJING 100020 PEOPLE' S REPUBLIC OF CHINA TELEPHONE ' 86-10) 5828- 63 00 12TH FLOOR, HONG KONG CLUB BUILDING 3A CHATER ROAD, CENTRAL HONG KONG TELEPHONE (852) 2846-0300 ALDER CASTLE 10 NOBLE STREET LONDON EC2V 7JU, U K TELEPHONE ( 44 20> 7367 1 600 FUKOKU SEIMEI BUILDING 2-2 UCHISAIWAICHO 2-CHOME CHIYODA-KU, TOKYO 1 OO-OO1 1 , JAPAN TELEPHONE ( 81-3) 3597 8101 TORONTO-DOMINION CENTRE 77 KING STREET WEST, SUITE 3 1 OO PO BOX 226 TORONTO ONTARIO M5K 1J3 TELEPHONE (416) 504- 0520 2001 KSTREET, NW WASHINGTON, DC 20006-1047 TELEPHONE ( 202) 223 -7 3 00 500 DELAWARE AVENUE, SUITE 200 POST OFFICE BOX 32 WILMINGTON, DE 19899-0032 TELEPHONE ( 302) 655-4410 BY HAND The Honorable Barbara S. Jones United States District Court Southern District of New York 500 Pearl Street New York, NY 10007 MATTHEW W ABBOTT AL L AN J ARFFA ROBERT A ATKINS DAVID J BAL L J OHN F BAUGHMAN LYNN B BAYARD DANIEL J SELLER CRAIG A BENSON* MITCHELL L BERG MARK S BERGMAN BRUCE BIRENBOIM H CHRISTOPHER BOEHNING ANGELO BONV1NO JAMES L BROCHIN RICHARD J BRONSTEIN DAVID W BROWN SUSANNA M BUERGEL PATRICK S CAMPBELL* JESSICA S CAREY JEANETTE K CHAN YVONNE Y F CHAN LEWIS R CLAYTON JAY COHEN KEL L EYA CORNISH CHRISTOPHER J CUMMINGS CHARLES E DAV1DOW DOUGLAS R DAVIS THOMAS V DE LA BAST1DE III ARIEL J DECKELBAUM JAMES M DUBIN ALICE BELISLE EATON ANDREW J EHRLICH GREGORY A EZRING LESLIE GORDON FAGEN MARC FALCONE ANDREW C FINCH BRAD J FINKELSTEIN ROBERTO FINZI PETER E FISCH ROBERT C FLEDER MARTIN FLUMENBAUM ANDREW J FOLEY HARRIS B FREIDUS MANUEL S FREY KENNETH A GALLO MICHAEL E GERTZMAN PAUL D GINSBERG ADAM M GIVERTZ ROBERT D GOLDBAUM NEIL GOLDMAN ERIC S GOLDSTEIN ERIC GOODISON CHARLES H GOOGE, JR ANDREWG GORDON UD1 GROFMAN NICHOLAS GROOMBRIDGE BRUCE A GUTENPLAN GAINES GWATHMEY, III AL AN S HALPERIN JUSTIN G HAMI LL CLAUDIA HAMMERMAN GERARD E HARPER BRIAN S HERMANN ROBERT M HIRSH MICHELE HIRSHMAN JOYCE S HUANG DAVI DS HUNTINGTON MEREDITH J KANE ROBERTA A KAPLAN *NOT ADMITTED TOTHE NEWYORK BAR BRAD S KARP JOHN C KENNEDY ALAN W KORNBERG DANIEL J KRAMER DAVID K LAKHDHIR STEPHEN P LAMB* JOHN E LANGE DANIEL J LEFFELL XIAOYU GREG LIU JEFFREY D MARELL MARCO V MASOTTI EDWIN S MAYNARD DAVID W MAYO ELIZABETH R McCOLM MARK F MENDELSOHN TOBY S MYERSON J OHN E NATHAN CATHERINE NYARADY J OHN J O' NEIL ALEX YOUNG K OH BRAD R OKUN KELLEY D PARKER ROBERT P PARKER* MARC E PERLMUTTER MARK F POMERANTZ VALERIE E RADWANER CARL L REISNER WALTER G RICCIARDI WALTER RIEMAN RICHARD A ROSEN ANDREW N ROSENBERG JACQUELINE P RUBIN RAPHAEL M RUSSO JEFFREY D SAFERSTEIN J EFFREYS SAMUELS DALE M SARRO TERRY E SCHIMEK KENNETH M SCHNEIDER ROBERT B SCHUMER JAMES H SCHWAB JOHN M SCOTT STEPHEN J SHIMSHAK DAVID R SICULAR MOSES SILVERMAN STEVEN SIMKIN JOSEPH J SIMONS MARILYN SOBEL AUDRAJ SOLOWAY TARUN M STEWART ERIC AL AN STONE AIDAN SYNNOTT ROBYN F TARNOFSKY MONICA K THURMOND DANIEL J TOAL LIZA M VELAZQUEZ MARIA T VULLO LAWRENCE G WEE THEODORE V WELLS, JR BETH A WILKINSON STEVEN J WILLIAMS LAWRENCE I WITDORCHIC MARK B WLAZLO JULI A TM WOOD JORDAN E YARETT KAYE N YOSHINO TONG YU TRACEYA ZACCONE T ROBERT ZOCHOWSKI, JR Windsor v. United States, 10 Civ. 8435 (BSJ) (JCF) Dear Judge Jones: On behalf of plaintiff, we write to let Your Honor know that Edie Windsor is back at home and is recovering from her most recent heart attack. We also enclose a copy of the latest filing in the related Golinski case. In the enclosed Motion to Consolidate and Expedite Appeals dated March 26 ? 2012, the United States Department of Justice asks the United States Court of Appeals for the Ninth Circuit to hear the appeal of Judge White's decision of February 22, 2012 (which we previously sent to Your Honor on February 23, 2012) on an expedited basis and en banc given the importance and the urgency of the issues presented concerning the constitutionality of the Defense of Marriage Act. A-1390 Case: 12-2335 Document: 155-4 Page: 177 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP The Honorable Barbara S. Jones Respectfully submitted, Roberta A. Kaplan Enclosure cc (via email): Paul D. Clement, Esq. H. Christopher Bartolomucci, Esq. James D. Esseks, Esq. Jean Lin, Esq. A-1391 Case: 12-2335 Document: 155-4 Page: 178 08/17/2012 695244 185 PAUL, WEI SS, RI FKI ND, WHARTON & GARRI SON LLP 1285 AVENUE OF THE AMERI CAS NEW YORK, NEW YORK 10019- 6064 TELEPHONE ( 2 1 2 ) 3 7 3 - 3 0 0 0 LLOYD K GARRI SON ( 1946- 1991) RANDOLPH E PAUL ( 1946- 1956) SI MON H RI FKI ND ( 1950- 1995) LOUI S S WEI SS ( 1927- 1950) JOHN F WHARTON ( 1927 1977) WRI TER S DI RECT DI AL NUMBER (212) 373-3086 WRI TER' S DI RECT FACSI MI LE (212) 373-2037 WRI TER S DI RECT E- MAI L ADDRESS rkaplan@paulweiss.com UNI T 3 6 0 1 , FORTUNE PLAZA OFFI CE TOWER A NO 7 DONG SANHUAN ZHONGLU CHAO YANG DI STRI CT BEI JI NG 100020 PEOPLE' S REPUBLI C OF CHI NA TELEPHONE ( 86- 10) 5 8 2 8 - 6 3 0 0 1 2TH FLOOR, HONG KONG CLUB BUI LDI NG 3A CHATER ROAD, CENTRAL HONG KONG TELEPHONE ( 852) 2 8 4 6 - 0 3 0 0 ALDER CASTLE 10 NOBLE STREET LONDON EC2V 7JU U K TELEPHONE ( 44 20) 7 3 6 7 1 6 0 0 FUKOKU SEI MEI BUI LDI NG 2-2 UCHI SAI WAI CHO 2- CHOME CHI YODA KU, TOKYO 1 OO-OO 1 1, JAPAN TELEPHONE (81 3) 3597- 8101 TORONTO- DOMI NI ON CENTRE 77 KI NG STREET WEST SUI TE 3 1 OO PO BOX 226 TORONTO ONTARI O M5K 1J3 TELEPHONE (4 1 6) 5 0 4 - 0 5 2 0 2001 K STREET NW WASHI NGTON, DC 20O06- 1 047 TELEPHONE ( 202) 2 2 3 - 7 3 0 0 SOO DELAWARE AVENUE, SUI TE 2 0 0 POST OFFI CE BOX 32 WI LMI NGTON DE 1 9 8 9 9 - 0 0 3 2 TELEPHONE ( 302) 655 44 10 March 29, 2012 VIA FACSIMILE AND HAND The Honorable Barbara S. Jones United States District Court Southern District of New York 500 Pearl Street New York, NY 10007 MATTHEW W ABBOTT AL L AN J ARFFA ROBERT A ATKI NS DAVI D J BALL JOHN F BAUGHMAN LYNN B BAYARD DA NI E L J SELLER CRAI G A BENSON* MI TCHELL L BERG MARK S BERGMAN BRUCE BI RENBOI M H CHRI STOPHER BOEHNI NG ANGELO BONVI NO JAMES L BROCHI N RI CHARD J BRONSTEI N DAVI D W BROWN SUSANNA M BUERGEL PATRI CK S CAMPBEL L * JESSI CA S CAREY JEANETTE K CHAN YVONNE Y F CHAN LEWI S R CLAYTON JAY COHEN KELLEY A CORNI SH CHRI STOPHER J CUMMI NGS CHARLES E DAVI DOW DOUGLAS R DAVI S THOMAS V DE LA BASTI DE III ARI EL J DECKELBAUM JAMES M DUBI N ALI CE BELI SLE EATON A NDRE WJ EHRL1CH GREGORY A EZR1NG LESLI E GORDON FAGEN MARC FALCONE ANDREW C FI NCH BRAD J FI NKELSTEI N ROBERTO FI NZI PETER E FI SCH ROBERT C FLEDER MARTI N FLUMENBAUM ANDREW J FOLEY HARRI S B FREI DUS MANUEL S FREY KENNETH A GALLO MI CHAEL E GERTZMAN PAUL D GI NSBERG ADAM M GI VERTZ ROBERT D GOLDBAUM NEI L GOLDMAN ERIC S GOLDSTEI N ERIC GOODISON CHARLES H GOOGE, JR A NDRE WG GORDON UDI GROFMAN NI CHOLAS GROOMBRI DGE BRUCE A GUTENPLAN GAI NES GWATHMEY, III AL AN S HALPERI N JUSTI N G HAMI L L CLAUDI A HAMMERMAN GERARD E HARPER BRI AN S HERMANN ROBERT M HI RSH MI CHELE HI RSHMAN JOYCE S HUANG DAVI DS HUNTI NGTON MEREDI TH J KANE ROBERTA A KAPLAN *NOT ADMITTED TO THE NE W YORK BAR BRAD S KARP J OHN C KENNEDY AL AN W KORNBERG DA NI E L J KRAMER DAVI D K LAKHDHI R STEPHEN P L AMB* J OHN E LANGE DANI EL J LEFFELL XI AOYU GREG LI U JEFFREY D MARELL MARCO V MASOTTl EDWI N S MAYNARD DAVI D W MAYO ELI ZABETH R MCCOLM MARK F MENDELSOHN T OBYS MYERSON J OHN E NATHAN CATHERI NE NYARADY J OHN J O' NEI L ALEX YOUNG K OH BRAD R OKUN KELLEY D PARKER ROBERT P PARKER* MARC E PERLMUTTER MARK F POMERANTZ VALERI E E RADWANER CARL L REI SNER WALTER G RI CCI ARDI WALTER RI EMAN RI CHARD A ROSEN ANDREW N ROSENBERG J ACQUELI NE P RUBI N RAPHAEL M RUSSO JEFFREY D SAFERSTEI N JEFFREY B SAMUELS DALE M SARRO TERRY E SCH1MEK KENNETH M SCHNEI DER ROBERTB SCHUMER JAMES H SCHWAB J OHN M SCOTT STEPHEN J SHI MSHAK DAVI D R SI CULAR MOSES SI LVERMAN STEVEN SI MKI N JOSEPH J SI MONS MARI LYN SOBEL A UDRA J SOLOWAY TARUN M STEWART ERIC AL AN STONE A1DAN SYNNOTT ROBYN F TARNOFSKY MONI CA K THURMOND DA NI E L J TOAL LI ZA M VELAZQUEZ MARI A T VULLO LAWRENCE G WEE THEODORE V WEL L S, JR BETH A WI LKI NSON STEVEN J WI LLI AMS LAWRENCE I WI TDORCHI C MARK B WLAZLO J ULI A T M WOOD JORDAN E YARETT KAYE N YOSHI NO TONG YU TRACEYA ZACCONE T ROBERT ZOCHOWSKI JR Windsor v. United States, 10 Civ. 8435 (BSJ) (JCF) Dear Judge Jones: We write to follow up on our March 28 letter, in which we enclosed the Motion to Consolidate and Expedite Appeals filed by the United States Department of Justice in the United States Court of Appeals for the Ninth Circuit in the Golinski case (the "DOJ Br."). For many of the same reasons stated in the DOJ's motion to expedite in Golinski, Ms. Windsor respectfully requests that this Court issue a decision on her pending motion for summary judgment (and defendant-intervenor's motion to dismiss) as promptly as possible. We have spoken to counsel for the United States, Jean Lin, Esq. (cc-ed below), and we understand that defendant the United States joins in this request. More specifically, given the recent decisions of two district courts declaring Section 3 of DOMA unconstitutional, Gill v. Office of Personnel Mgmt., 699 F. Supp. 2d 374 (D. Mass. 2010); Golinski v. U.S. Office of Personnel Mgmt., F. Supp. A-1392 Case: 12-2335 Document: 155-4 Page: 179 08/17/2012 695244 185 PAUL, WEISS, RI FKI ND, WHARTON & GARRI SON LLP The Honorable Barbara S. Jones 2d., 2012 WL 569685 (N.D. Cal. Feb. 22, 2012), there is now significant uncertainty with respect to the constitutionality of Section 3 of DOMA. (DOJ Br. at 5.) This problem is arguably most acute in New York since it is currently the largest state in the United States to permit same-sex couples to get married. Moreover, the current uncertainty adversely affects not only Ms. Windsor and others similarly situated to her, but also the federal government in the administration of many federal programs. (Id.) "[G]iven the number of statutes affected by Section 3 and the significant uncertainty and harm under which the Executive Branch must operate in enforcing a statute determined to be unconstitutional by the President and Attorney General," swift consideration of these issues is warranted. (Id. at 2.) Further, because the federal government continues to enforce DOMA, Ms. Windsor and many others continue to be denied the same benefits that are available to other married couples. (Id. at 5-6.) Thus here, as in Golinski, "it is in the strong interest of every party [] to have [this case] resolved as promptly as possible." (Id. at 2.) Finally, as the Court is aware, Ms. Windsor is elderly and in failing health. She very much hopes that she can see a resolution of this litigation while she is alive and well enough to fully participate in her case. Respectfully submitted, /A-. Roberta A. Kaplan cc (via email): Paul D. Clement, Esq. H. Christopher Bartolomucci, Esq. James D. Esseks, Esq. Jean Lin, Esq. A-1393 Case: 12-2335 Document: 155-4 Page: 180 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 1285 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10019- 6064 TELEPHONE ( 212) 373- 3000 LLOYD K. GARRISON (1 946-1 99 1) RANDOLPH E. PAUL (1946-1956) SIMON H. RIFKIND (1950-1995) LOUIS S.WEISS (1927-1950) JOHN F. WHARTON (1927-1977) WRITER'S DIRECT DIAL NUMBER (212) 373-3086 WRITER'S DIRECT FACSIMILE (212) 373-2037 WRITER'S DIRECT E-MAIL ADDRESS rkaplan@paulweiss.com May 29, 2012 IT 3601, FORTUNE PLAZA OFFICE TOWER A NO. 7 DONG SANHUAN ZHONGLU CHAO YANG DISTRICT BEIJING 100020 PEOPLE'S REPUBLIC OF CHINA TELEPHONE (86-1 O) 5828-6300 J2TH FLOOR, HONG KONG CLUB BUILDING 3A CHATER ROAD, CENTRAL HONG KONG TELEPHONE (852) 2846-0300 ALDER CASTLE lO NOBLE STREET LONDON EC2V 7JU, U.K. TELEPHONE (44 20) 7367 1 600 FUKOKU SEIMEI BUILDING 2-2 UCHISA1WAICHO 2-CHOME CHIYODA-KU, TOKYO lOO-OOl 1, JAPAN TELEPHONE (81-3) 3597-8101 TORONTO-DOMINION CENTRE 77 KING STREET WEST, SUITE 3 1 O0 P.O. BOX 226 TORONTO, ONTARIO M5K 1J3 TELEPHONE (416)^504-0520 2001 K STREET, NW WASHINGTON, DC 20006-1047 TELEPHONE (202) 223-7300 500 DELAWARE AVENUE, SUITE 200 POST OFFICE BOX 32 WILMINGTON, DE 19899-0032 TELEPHONE (302) 655-44 10 MATTHEW W. ABBOTT ALLAN J. ARFFA ROBERT A. ATKINS DAVID J. BALL JOHN F. BAUGHMAN LYNN B. BAYARD DANIEL J. SELLER CRAIG A. BENSON* MITCHELL L. BERG MARK S. BERGMAN BRUCE BIRENBOIM H. CHRISTOPHER BOEHNING ANGELO BONVINO JAMES L. BROCHIN RICHARD J. BRONSTEIN DAVID W. BROWN SUSANNA M. BUERGEL PATRICK S. CAMPBELL* JESSICA S. CAREY JEANETTE K. CHAN YVONNE Y. F. CHAN LEWIS R. CLAYTON JAY COHEN KELLEY A. CORNISH CHRISTOPHER J. CUMMINGS CHARLES E. DAVIDOW DOUGLAS R. DAVIS THOMAS V. DE LA BASTIDE ARIEL J. DECKELBAUM JAMES M. DUBIN ALICE BELISLE EATON ANDREW J. EHRLICH GREGORY A. EZRING LESLIE GORDON FAGEN MARC FALCONE ANDREW C. FINCH BRAD J. FINKELSTEIN ROBERTO FINZI PETER E. FISCH ROBERT C. FLEDER MARTIN FLUMENBAUM ANDREW J. FOLEY HARRIS B. FREIDUS MANUEL S. FREY KENNETH A. GALLO MICHAEL E. GERTZMAN PAUL D. GINSBERG ADAM M. GIVERTZ ROBERT D. GOLDBAUM NEIL GOLDMAN ERICS. GOLDSTEIN EftIC GOODISON CHARLES H. GOOGE, JR. ANDREW G. GORDON UDI GROFMAN NICHOLAS GROOMBRIDGE BRUCE A. GUTENPLAN GAINES GWATHMEY, III ALAN S. HALPEfciN JUSTIN G. HAMlLL CLAUDIA HAMMERMAN GERARD E. HARPER BRIAN S. HERMANN ROBERT M. HlRSH MICHELE HIRSHMAN JOYCE S. HUANG DAVID S. HUNTINGTON MEREDITH J. KANE ROBERTA A. KAPLAN BRAD S. KARP JOHN C. KENNEDY ALAN W. KORNBERG DANIEL J. KRAMER DAVID K. LAKHDHlR STEPHEN P. LAMB* JOHN E. LANGE DANIEL J. LEFFELL XiAOYU GREG LIU JEFFREY D. MARELL MARCO V. MASOTTI EDWIN S. MAYNARD DAVID W. MAYO ELIZABETH R. McCOLM MARK F. MENDELSOHN TOBY S. MYERSON JOHN E. NATHAN CATHERINE NYARADY JOHN J. O' NEIL ALEX YOUNG K. OH BRAD R. OKUN KELLEY D. PARKER MARC E. PERLMUTTER MARK F. POMERANTZ VALERIE E. RADWANER CARL L. REISNER II WALTER G. RICC1ARDI WALTER RIEMAN RICHARD A. ROSEN ANDREW N. ROSENBERG JACQUELINE P. RUBIN RAPHAEL M. RUSSO JEFFREY D. SAFERSTEIN JEFFREY B. SAMUELS DALE M.SARRO TERRY E. SCHIMEK KENNETH M. SCHNEIDER ROBERT B. SCHUMER JAMES H. SCHWAB JOHN M. SCOTT STEPHEN J. SHIMSHAK DAVID R. SlCULAR MOSES SILVERMAN STEVEN SIMKIN JOSEPH J. SIMONS MARILYN SOBEL AUDRA J. SOLOWAY TARUN M. STEWART ERIC ALAN STONE AIDAN SYNNOTT ROBYN F. TARNOFSKY MONICA K. THURMOND DANIEL J. TOAL LIZA M. VELAZQUEZ MARIA T. VULLO LAWRENCE G. WEE THEODORE V. WELLS, JR. BETH A. WILKINSON STEVEN J. WILLIAMS LAWRENCE I. WlTDORCHIC MARK B. WLAZLO JULIA T.M. WOOD JORDAN E. YARETT KAYE N. YOSHINO TONG YU TRACEY A. ZACCONE T. ROBERT ZOCHOWSKI, JR. *NOT ADMITTED TO THE NEW YORK BAR VIA FACSIMILE AND HAND DELIVERY The Honorable Barbara S. Jones United States District Court Southern District of New York 500 Pearl Street New York, NY 10007 Windsor v. United States, 10 Civ. 8435 (BSJ) (JCF) Dear Judge Jones: We write on behalf of plaintiff Edie Windsor to bring to the Court's attention a decision issued last week by Judge Claudia Wilken of the Northern District of California holding that Section 3 of the Defense of Marriage Act ("DOMA") is unconstitutional in a case that presents substantially similar facts and raises similar legal issues as the above-captioned matter currently pending before Your Honor. See Dragovich v. Dep 't of Treasury, No. C 10-1564 (CW) (N.D. Cal. May 24, 2012). In particular, after recounting the legislative history behind the denial of federal legal recognition for same-sex couples, id at 6-10, the Dragovich court held that "animus toward, and moral rejection of, homosexuality and same-sex relationships are apparent in the Congressional record," Id at 21. The court also dismissed each of BLAG's proffered rationales for Section 3 of DOMA as failing to satisfy rational basis scrutiny. The court first held that "the preservation of marriage as an institution that excludes gay men and lesbians for the sake of tradition is not a legitimate governmental A-1394 Case: 12-2335 Document: 155-4 Page: 181 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP The Honorable Barbara S. Jones interest" because u [u]nder equal protection jurisprudence, tradition is not a legally acceptable reason to prohibit a practice that historically has been the subject of social disapprobation." Id. at 22. Noting that DOMA "established an across-the-board federal definition of marriage limiting it to heterosexual couples, and preempt[ed] any opportunity to test the impact of state laws evolving to recognize same-sex marriage," the Dragovich court further held that Section 3 of DOMA was not "a cautious legislative step." Id. at 24. In addition, the court held that "[t]he desire to save money is not sufficient to justify 3 of the DOMA" because "even crediting cost-savings as a conceivable policy goal, groups selected to bear the burden of legislative enactments to save money must be rationally, not arbitrarily, chosen." Id. at 26-27 (citations omitted). The court also rejected a purported interest in "uniformity in eligibility for federal benefits," holding that "[a]n enactment that precludes federal recognition of certain marriages because they involve same-sex couples cannot be justified as promoting uniformity where federal law otherwise accepts wide variation in state marriage law." Id. at 27-28. Finally, the court considered the purported rationale of encouraging "responsible procreation," and held that the relationship between DOMA and this supposed interest lacked a rational basis. Id. at 28-31. The court also rejected BLAG's reliance on Baker v. Nelson, 409 U.S. 810 (1972), holding that "Baker does not foreclose Plaintiffs' equal protection claim." Dragovich, No. C 10-1564, at 15. As a result of the enclosed opinion, as of today's date and since 2010 (the year in which the Complaint in the above-captioned matter was filed), four federal district or bankruptcy courts have agreed that Section 3 of DOMA is unconstitutional for the very reasons asserted by Ms. Windsor. See id.', Golinski v. Office of Per s. Mgmt., 824 F. Supp. 2d 968 (N.D. Cal. 2012); Gill v. Office ofPers. Mgmt., 699 F. Supp. 2d 374 (D. Mass. 2010); In re Balas, 449 B.R. 567 (Bankr. CD. Cal. 2011). For the reasons stated in our letter to the Court dated March 29, 2012, in which we and the Department of Justice respectfully requested an expeditious decision on the pending dispositive motions, we respectfully renew our request that the Court decide this matter as soon as practicable. Respectfully submitted, Roberta A. Kaplan Enclosure cc (via email): Paul D. Clement, Esq. H. Christopher Bartolomucci, Esq. James D. Esseks, Esq. Jean Lin, Esq. A-1395 Case: 12-2335 Document: 155-4 Page: 182 08/17/2012 695244 185 PAUL, WEI SS, RI FKI ND, WHARTON & GARRI S ON LLP 1 2 8 5 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 1 001 9- 6064 TELEPHONE ( 212) 373- 3000 LLOYD K. GARRISON (1 946-1991) RANDOLPH E. PAUL (1946-1956) SIMON H. RIFKIND (1950-1995) LOUIS S.WEISS (1927-1950) JOHN F. WHARTON (1927-1977) WRITER'S DIRECT DIAL NUMBER (212)373-3086 WRITER'S DIRECT FACSIMILE (212) 373-2037 WRITER'S DIRECT E-MAIL ADDRESS rkaplan@paulweiss.com May 31,2012 IT 3601 , FORTUNE PLAZA OFFICE TOWER A NO. 7 DONG SANHUAN ZHONGLU CHAO YANG DISTRICT BEIJING 100020 PEOPLE'S REPUBLIC OF CHINA TELEPHONE (86-1 O) 5 8 2 8 -6300 12TH FLOOR, HONG KONG CLUB BUILDING 3A CHATER ROAD, CENTRAL HONG KONG TELEPHONE (852) 2 8 46-0300 ALDER CASTLE lO NOBLE STREET LONDON EC2V7JU, U.K. TELEPHONE (44 20) 7367 1600 FUKOKU SEIMEI BUILDING 2-2 UCHISAIWAICHO 2-CHOME CHIYODA-KU, TOKYO 1 OO-OO 1 1 , JAPAN TELEPHONE (81-3) 3597-8101 TORONTO-DOMINION CENTRE 77 KING STREET WEST, SUITE 3 1 OO P.O. BOX 226 TORONTO, ONTARIO M5K 1J3 TELEPHONE (416) 5 04-05 2 0 2001 K STREET, NW WASHINGTON, DC 20006-1047 TELEPHONE (202) 2 2 3-7300 5 00 DELAWARE AVENUE, SUITE 2 00 POST OFFICE BOX 32 WILMINGTON, DE 19899-0032 TELEPHONE (302) 655-4410 MATTHEW W. ABBOTT ALLAN J. ARFFA ROBERT A. ATKINS DAVID J. BALL JOHN F. BAUGHMAN LYNN B. BAYARD DANIEL J. SELLER CRAIG A. BENSON* MITCHELL L. BERG MARK S. BERGMAN BRUCE BIRENBOIM H. CHRISTOPHER BOEHNING ANGELO BONVINO JAMES L. BROCHIN RICHARD J. BRONSTEIN DAVID W. BROWN SUSANNA M. BUERGEL PATRICK S. CAMPBELL* JESSICA S. CAREY JEANETTE K. CHAN YVONNE Y. F. CHAN LEWIS R. CLAYTON JAY COHEN KELLEYA. CORNISH CHRISTOPHER J. CUMMINGS CHARLES E. DAVIDOW DOUGLAS R. DAVIS THOMAS V. DE LA BASTIDE I I I ARIEL J. DECKELBAUM JAMES M. DUBIN ALICE BELISLE EATON ANDREW J. EHRLICH GREGORY A. EZRING LESLIE GORDON FAGEN MARC FALCONE ANDREW C. FINCH feRADJ. FINKELSTEIN &OBERTO FINZI PETER E. FISCH ROBERT C. FLEDER MARTIN FLUMENBAUM ANDREW J. FOLEY HARRIS B. FREIDUS MANUEL S. FREY KENNETH A. GALLO MICHAEL E. GERTZMAN PAUL D. GINSBERG ADAM M. GIVERTZ ROBERT D. GOLDBAUM NEIL GOLDMAN ERICS. GOLDSTEIN ERIC GOODISON CHARLES H. GOOGE, JR. ANDREWG. GORDON UDI GROFMAN NICHOLAS GROOMBRIDGE BRUCE A. GUTENPLAN GAINES GWATHMEY, 111 ALAN S. HALPERIN JUSTIN G. HAMILL CLAUDIA HAMMERMAN GERARD E. HARPER BRIAN S. HERMANN ROBERT M. HlRSH MICHELE HIRSHMAN JOYCE S. HUANG DAVIDS. HUNTINGTON MEREDITH J. KANE ROBERTA A. KAPLAN BRAD S. KARP JOHN C. KENNEDY ALAN W. KORNBERG DANIEL J. KRAMER DAVID K. LAKHDHIR STEPHEN P. LAMB* JOHN E. LANGE DANIEL J. LEFFELL XIAOYU GREG LIU JEFFREY D. MARELL MARCO V. MASOTTl EDWIN S. MAYNARD DAVID W. MAYO ELIZABETH R. McCOLM MARK F. MENDELSOHN TOBY S. MYERSON JOHN E. NATHAN CATHERINE NYARADY JOHN J. O'NEIL ALEX YOUNG K. OH BRAD R. OKUN KELLEY D. PARKER MARC E. PERLMUTTER MARK F. POMERANTZ VALERIE E. RADWANER CARL L. RE1SNER WALTER G. RICCIARDI WALTER RIEMAN RICHARD A. ROSEN ANDREW N. ROSENBERG JACQUELINE P. RUBIN RAPHAEL M. RUSSO JEFFREY D. SAFERSTEIN JEFFREY B. SAMUELS DALE M. SARRO TERRY E. SCHIMEK KENNETH M. SCHNEIDER ROBERT B, SCHUMER JAMES H. SCHWAB JOHN M. SCOTT STEPHEN J. SHIMSHAK DAVID R. SICULAR MOSES SILVERMAN STEVEN SIMKIN JOSEPH J. SIMONS MARILYN SOBEL AUDRAJ. SOLOWAY TARUN M. STEWART ERIC ALAN STONE AIDAN SYNNOTT ROBYN F. TARNOFSKY MONICA K. THURMOND DANIEL J. TOAL LIZA M. VELAZQUEZ MARIA T. VULLO LAWRENCE G. WEE THEODORE V. WELLS, JR. BETH A. WILKINSON STEVEN J. WILLIAMS LAWRENCE I. W1TDORCHIC MARK B. WLAZLO JULIA T.M. WOOD JORDAN E. YARETT KAYE N. YOSHINO TONG YU TRACEY A. ZACCONE T. ROBERT ZOCHOWSKI, JR. *NOT ADMITTED TO THE NEW YORK BAR VIA FACSIMILE AND HAND DELIVERY The Honorable Barbara S. Jones United States District Court Southern District of New York 500 Pearl Street New York, NY 10007 Windsor v. United States, 10 Civ. 8435 (BSJ) (JCF) Dear Judge Jones: We write on behalf of plaintiff Edie Windsor to bring to the Court's attention the decision issued earlier today by the Unites States Court of Appeals for the First Circuit holding that Section 3 of the Defense of Marriage Act ("DOMA") is unconstitutional in a case that presents substantially similar facts and raises overlapping legal issues as the above-captioned matter. See Massachusetts v. Dep y t of Health and Human Servs., Gill v. Office ofPers. Mgmt.^os. 10-2204, 10-2207, 10-2214 (1st Cir. May 31, 2012). In particular, in a unanimous opinion by Judge Boudin, the First Circuit held that the burdens imposed by Section 3 of DOMA "are comparable to those the [Supreme] Court found substantial in [Dep't ofAg. v.] Moreno[ 9 413 U.S. 528 (1973)] , City of Cleburne [v. Cleburne Living Ctr., 473 U.S. 432 (1985)], and Romer [v. Evans, 517 U.S. 620 (1996)]:" Id at 19. The First Circuit proceeded to reject each of the purported justifications for Section 3 of DOMA, holding "that the rationales offered do not provide adequate support for section 3 of DOMA." Id. at 28. A-1396 Case: 12-2335 Document: 155-4 Page: 183 08/17/2012 695244 185 PAUL, WEISS, RIFKIND, WHARTON & GARRI SON LLP The Honorable Barbara S. Jones 2 As a result of the enclosed opinion, as of today's date and since 2010 (the year in which the Complaint in the above-captioned matter was filed), every federal circuit, district, or bankruptcy court to have analyzed the constitutionality of DOMA has agreed that Section 3 of DOMA is unconstitutional for the very reasons asserted by Ms. Windsor. See id\Dragovich v. Dep't of Treasury, No. C 10-1564 (CW), 2012 WL 1909603 (N.D. Cal. May 24, 2012); Golinski v. Office ofPers. Mgmt, 824 F. Supp. 2d 968 (N.D. Cal. 2012); Gill v. Office ofPers. Mgmt., 699 F. Supp. 2d 374 (D. Mass. 2010); In re Balas, 449 B.R. 567 (Bankr. CD. Cal. 2011). As Your Honor is aware, and as addressed in the parties' respective cross- motions, the above decisions were issued in Circuits where precedent mandated that DOMA be evaluated under rational basis review. {See Reply Mem. of Law in Supp. of PL's Mot. for Summ. J. at 9-13.) As Your Honor is also aware, no such precedent binds this Court, and as a result both the Department of Justice and Ms. Windsor have respectfully requested a decision from this Court finding that Section 3 of DOMA is subject to heightened judicial scrutiny. {See id. at 13-24; Def. United States' Mem. of Law in Resp. to PL's Mot. for Summ. J. and Intervenor's Mot. to Dismiss; Mem. of Law in Supp. of PL's Mot. for Summ. J. at 10-31.) For the reasons stated in our letters to the Court dated March 29, 2012 and May 29, 2012, in which we and the Department of Justice respectfully requested an expeditious decision on the pending dispositive motions, which have been pending since September 15, 2011, with the utmost respect, we renew our request that the Court decide this matter as soon as practicable in light of the pressing nature of the issues of national concern before the Court. Respectfully submitted, Roberta Ar Kaplan Enclosure cc (via email): Paul D. Clement, Esq. H. Christopher Bartolomucci, Esq. James D. Esseks, Esq. Jean Lin, Esq. A-1397 Case: 12-2335 Document: 155-4 Page: 184 08/17/2012 695244 185 CERTIFICATE OF SERVICE I hereby certify that on August 10, 2012, I electronically filed the foregoing with the Clerk of the Court for the United States Court of Appeals for the Second Circuit by using the appellate CM/ECF system. I further certify that all participants in the case are registered CM/ECF users and will be served by the appellate CM/ECF system. /s/ August E. Flentje AUGUST E. FLENTJE (202) 514-1278 Attorney, Appellate Staff Civil Division, U.S. Department of Justice 950 Pennsylvania Ave., N.W., Room 3613 Washington, DC 20530-0001 Case: 12-2335 Document: 155-4 Page: 185 08/17/2012 695244 185
Supreme Court STRIPS DISABLED AMERICAN of CIVIL and CONSTITUTIONAL RIGHTS! Allows federal criminal law violations by corrupt attorneys and 3rd branch public servants while invalidating the ADA, the Magistrate Act, the Crime Victims Act and the 1st and 5th Amendments to the Constitution of the United States.