ASSIGNMENT NO.

1
The Securities and Exchange Commission of Pakistan (SECP)
The mission of SECP is To develop a fair, efficient and transparent regulatory framework, based on international legal standards and best practices, for the protection of investors and mitigation of systemic risk aimed at fostering growth of a robust corporate sector and broad based capital market in Pakistan. Therefore understanding of the SECP is necessary for a student of Financial Institutions. To achieve this objective, write a comprehensive assignment on the following aspects of SECP. The need for SECP Organization Structure and Various Divisions of SECP The Management of SECP The Role and Functions of SECP The Financial companies/ institutions regulated by SECP Various Regulations/policies of SECP for Financial Institutions

Notes: 1. The assignment should be hand written. 2. It should be at least 20 pages (A4 size paper, no line skipping) 3. Each student will be asked to give surprise presentation of his assignment.

ASSIGNMENT NO. 1 Course: Financial Institutions, Markets and Products Conventional and Islamic Frameworks