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A STUDY ON THE EFFECTIVENESS OF TRANSACTIONAL ANALYSIS FOR IMPROVING ORGANIZATIONAL PERFORMANCE

Daniel W. Buckner

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ATE SCHOOl

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AVAL POSTGRADUATE SCHOOL


Monterey, California

THESIS
A STUDY ON THE EFFECTIVENESS OF TRANSACTIONAL ANALYSIS FOR
by
.

IMPROVING ORGANIZATIONAL PERFORMANCE

Daniel W. Buckner

September, 1976

Advisors

J.

W.
C.

Creighton
Kiley

J.

Approved

for public release; distribution unlimited.

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A STUDY ON THE EFFECTIVENESS OF TRANSACTIONAL ANALYSIS FOR IMPROVING ORGANIZATIONAL PERFORMANCE


7.

Master's Thesis:

September, 1976
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Daniel W. Buckner

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Naval Postgraduate School Monterey, CA 93940


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KEY WORDS

(Conttmio on roworoo olmo

If

nocooomrr mn4 lomntllr r olock numt

Transactional Analysis Improving Organizational Performance Personnel Training Supervisory Training Basic Human Needs
20.

ABSTRACT

(Conltnuo on rororoo too

It

nocmooorr ond identity *T otooM ntmmmt)

This study investigates the effectiveness of Transactional Analysis used in personnel training by surveying two populations, one that had taken Transactional Analysis training, and one that had taken conventional training. Questionnaires were administered to the two populations. Responses were compared to determine if Transactional Analysis training resulted in greater awareness of basic human needs than did conventional training. Results

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A STUDY ON THE EFFECTIVENESS OF TRANSACTIONAL ANALYSIS FOR IMPROVING ORGANIZATIONAL PERFORMANCE

by

Daniel W. Buckner Naval Air Test Centery'Patuxent River, Md. B.S.E.E., University of Maryland, 1965

Submitted in partial fulfillment of the requirements for the degree of

MASTER OF SCIENCE IN MANAGEMENT


from the

NAVAL POSTGRADUATE SCHOOL


September, 1976

c./

JUULEY KNOX LIBR


NAVAL POSTGRADUATE SCHI TEREY, CALIFORNIA 23S4Q

ABSTRACT
This study investigates the effectiveness of Transactional

Analysis used in personnel training by surveying two populations, one that had taken Transactional Analysis training,

and one that had taken conventional training.

Questionnaires

were administered to the two populations.

Responses were

compared to determine if Transactional Analysis training resulted in greater awareness of basic human needs than did
conventional training.
Results indicate no significant

difference between the two.

TABLE OF CONTENTS

INTRODUCTION

6
7

OBJECTIVE AND SCOPE OF THIS STUDY


II.

A DESCRIPTION OF TRANSACTIONAL ANALYSIS AND THE COMPARED TRAINING PROGRAMS

DESCRIPTION OF CONVENTIONAL TRAINING USED AT NAVAL AIR TEST CENTER DESCRIPTION OF PROGRAM USED AT PACIFIC MISSILE TEST CENTER
III
.

11

13 15

THE QUESTIONS AND THEIR RESULTS.

DESCRIPTION OF THE QUESTIONNAIRE


RESPONSES TO ATTITUDINAL QUESTIONS

15
17 24
28
32

RESPONSES TO DEMOGRAPHIC QUESTIONS

ANALYSIS OF DATA

APPENDIX A
APPENDIX
APPENDIX
B
C

QUESTIONNAIRE
CHI -SQUARE CALCULATIONS

36

POPULATION HISTOGRAMS

37
69
73

APPENDIX D

HISTORICAL DATA BANK

BIBLIOGRAPHY
INITIAL DISTRIBUTION LIST

74

I.

INTRODUCTION

Organizations are concerned with improving performance


(Drucker, 1973).

Empirical evidence supports the theory that

awareness of basic human needs by management can improve

performance of the organization (Maslow, 1970)


Further highlighting the importance of an understanding
of the basic human needs for improved performance is a

statement by Maslow, "When we talk about the needs of human


beings we talk about the essence of their lives".

Managers,

then, must be concerned with basic human needs in order to

improve performance.

Much work has been done on the study of basic human needs
and the relationships of people working together, but no one

system of describing and analyzing human behavior has proven

completely successful.

Management cannot wait until

scientists and scholars have completed their work in this


area.

Management must try to make the organization perform

today (Drucker, 1973).


A new system for understanding basic human behavior has

been developed in recent years

This new system for explain-

ing human behavior is called "Transactional Analysis" and was

developed by the late Dr. Eric Berne.

OBJECTIVE AND SCOPE OF THIS STUDY

Supervisory and personnel training utilizing both


conventional human needs
concepts and Transactional analysis

techniques have been given to employees in the Department of


Defense.
The purpose of this study is to compare the

relative effectiveness of conventional training and Transactional Analysis for improving performance.
This study is based on the assumption that a greater

awareness of basic human needs will lead to improved performance (Maslow, 1970)
.

The study was conducted by use of a

survey to determine whether Transactional Analysis, as used


at the Pacific Missile Test Center, Point Mugu, California,

contributed to

greater awareness of basic human needs than

did conventional training, as used at the Naval Air Test

Center, Patuxent River, Maryland.


To conduct this study, two populations suitable for the

purpose of this investigation were first identified.

questionnaire was then developed and administered to the two


populations.
The responses were then compared using

statistical analysis to determine if Transactional Analysis


training resulted in
a

greater awareness of basic human

needs than did conventional training.


The populations considered for use in this study were

limited to employees at two Naval Air Systems Command field


activities

With

.the

assistance of the Civilian Personnel Office at


a

the Naval Air Test Center, Patuxent River, Maryland,

group

of personnel was identified who had received human needs

training using conventional theories.

At the Pacific Missile

Test Center, Point Mugu, California, the Civilian Personnel

Office helped identify a group of personnel who had received

training using Transactional Analysis.

II.

A DESCRIPTION OF TRANSACTIONAL ANALYSIS

AND THE COMPARED TRAINING PROGRAMS

Transactional Analysis

is

based on the observations of

Dr. Eric Berne, during his work as a psycotherapist in

San Francisco, that each person demonstrates three very

different forms of behavior.

At times

person acts and When a person

feels like his parent or parent figure.

gestures, sounds, and carries himself very nearly as his

parent figure did, Berne said that the person was in his Parent ego-state.
At other times
a

person reasons objec-

tively, processes data, solves problems, asks questions, and


gives information essentially without feelings, rather like
a

computer.

A person behaving in this manner


At other times
a

is.

in his adult

ego-state.

person may think and feel as he

did when he was a child, in this case he is in his Child

ego-state.

Berne used these three ego states to describe his


In this paper Parent, Adult,

analysis of human behavior.

and

Child when capitalized will refer to ego states and not to


actual parents, adults, or children.

Berne observed that a person in the Parent mode directs

himself at another Parent or at

a a

Child.

The Child directs

himself at another Child or at


another Adult.
a is

Parent.

An Adult looks for

If the Parent is being critical then probably If the Parent

rebellious or compliant Child will respond.

being huturing then probably

grateful, appreciative

Child will respond.

This pretty much goes the other way also:


9

rebellious Child usually stimulating a critical Parent.

The Adult, like a computer, must be turned on to activate.

Internally, the Adult is a good mediator between Parent and


Child.

Externally, the Adult is

good problem solver, but

lacks spontaneity (Berne, 1964).

An exchange of recognition between two persons is said


to constitute a transaction.

All transactions can be

classified as either complementary, crossed or ulterior


(James and Jongeward,
19 71)
a

A complementary transaction occurs when

message sent

from a specific ego state, gets the predicted response from


a

specific ego state in the other person.

The following is

an example of a complementary transaction:

Stimulus:

Adult to Adult
Adult to Adult

Where are my cuff links?


On the desk.
and the

Response:

In this case the lines of communication are open,

people can continue transacting with one another.


A crossed transaction occurs when an unexpected response
is made

to the stimulus.

The following is an example of a

crossed transaction:
Stimulus:
Response:

Adult to Adult
Parent to Child

Where are my cuff links?


-

Why don't you keep track of

your cuff links?


In this case communications are broken off and the people

will tend to withdraw from one another. An ulterior transaction occurs when
a

stimulus is directed

to one ego state, but is intended to hook another ego state.

10

The following is an example of an ulterior transaction:

Stimulus:

Open

Adult to Adult

This car is our

finest, but it may be too expensive for you.

Hidden

Adult to Child

You probably can't

afford it.
Response:

Adult to Adult
me
.

Yes, it is too expensive for

Child to Adult -I'll take it.


In this example the hidden message is rejected if the

Adult responds, and it is accepted if the Child is hooked.


Berne also observed that people early in life very often
made decisions about their life position when there was much

confusion and insufficient data.


"I'm O.K.
-

These decisions such as


-

You're Not O.K.", "I'm Not O.K.


a

You're O.K.",

which made sense to


a life

very young child, provide the basis for

script.

The person lives his life according to his

script in order to reinforce the life position he adopted

during childhood.

Berne believed that in the proper atmosa

phere unfortunate early decisions could be redecided in

more favorable manner (Holloway and Holloway, 1973).

DESCRIPTION OF CONVENTIONAL TRAINING USED AT NAVAL AIR TEST


CENTER
At the Naval Air Test Center each person queried had

attended at least one of the following courses:


-

Basic Supervisory Development


The objectives of this course was to acquaint new

11

supervisors with the rudimentary skills of supervision.


The instruction was principally by lecture

and stressed leadership, communications, cooperation,

and personnel functions.


-

Supervision and Group Performance


This course was given to explain the human behavior

involved in accomplishing

group project.

After an

introduction to human relations, the course was


taught using a participative style where the students

conducted group projects in order to experience first


hand the interactions involved in a group effort.
-

Supervision of the Low Skilled and Culturally Different


This course was intended to provide supervisors an

awareness of other cultures besides their own.

The

course involved participation in which participants

had to perform task from a disadvantaged position in


order to get a feeling of what it was like to be

disadvantaged.
These courses were classified as conventional training

because they were based on the traditional theories of work,

organizational design, and human needs.

Frederick Taylor's

study of work and Henri Fayol's organization design model

provided part of the bases for the traditional training


(Drucker, 1973).
Mas low's "hierarchy of basic needs" was

used to explain basic human needs in traditional training


(Maslow,
1970)
.

12

DESCRIPTION OF PROGRAM USED AT PACIFIC MISSILE TEST CENTER


The Pacific Missile Test Center employees had each taken
at least one of the following courses:

Transactional Analysis Communications


The objective of this course was to provide an

understanding of and an improvement in personal


communications
.

The dynamics of communications were

explained in terms of Transactional Analysis ego


states.

Exercises were conducted to enable the

students to feel their various ego states, and to

experience the use of the ego states in problem


solving.

Career Women Seminar


This seminar was intended to enable the participants
to realize job

satisfaction, and to make more effec.

tive contributions to their respective agencies

This

seminar addressed questions such as "Who am


work?", and "Do
I

at

want changes in my job or career?".

Transactional Analysis and Your Career


This course was intended to assist the participants
in applying Transactional Analysis to their current

jobs and to expand their goals.

The course provided

the students an introduction to Transactional Analysis


as

it might be applied to unblocking their potential

power to get their careers moving.


13

Communication for Women


The objective of this course was to increase the

participants' ability to communicate more effectively


The course included group discussions, films, and

exercises to provide an opportunity for understanding


and practicing effective communication skills

These courses used Transactional Analysis as their base.

14

III.

THE QUESTIONS AND THEIR RESULTS

An instrument was developed for use in measuring the


employees' awareness and understanding of basic human needs.

Demographic questions were also included in order to evaluate


other factors that might influence the responses of the
employees.
The questionnaire was carefully worded to avoid

the use of Transactional Analysis terminology which might

cause a conditioned or triggered response on the part of the

employees who had taken the Transactional Analysis training.


The questionnaire was pretested by administering it to

members of the Naval Aviation Executive Institute Management


Program, Point Mugu, California.

After pretesting and


questionnaires were

incorporating corrections,

a total of 561

distributed at the Naval Air Test Center and the Pacific


Missile Test Center.

Appendix A contains

copy of the

questionnaire and the cover letter.


Table
1

gives a breakdown of the number of returned

questionnaires from the two bases.

DESCRIPTION OF THE QUESTIONNAIRE


Twelve questions contained in the questionnaire were

designed to be answered by selection of one of five responses


with numeric values as given on the following page.

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16

Response

Numeric Value
1
2

Strongly Agree Agree


No Opinion

Disagree

4
5

Strongly Disagree

To prevent the respondents from perceiving a pattern of

desired answers, five of the questions were worded negatively


(inverted)
so that positive responses would be disagree or

strongly disagree.

To aid in analysis of the data, the

responses for the inverted questions were recoded prior to


the computer analysis so that disagree and strongly disagree

were equated to agree and strongly

agree.

This recoding

allowed all of the attitudinal data to be looked at with a

uniform ranking scheme.

Under this scheme, strongly agree

and agree were taken as an indication of awareness and

acceptance of the life position or human need addressed by


the question.

RESPONSES TO ATTITUDINAL QUESTIONS


Questions
3,

9,

and 11 were designed to measure the

respondents' own perception of his personal O.K.-ness.

None

of these questions were inverted and respondents who felt a

personal sense of O.K.-ness would tend to respond with an


agree or strongly agree.

Question

.3

"Qiviz.Ka.lly,

i<L2.l

con^ldunt
4

ofi

my
"
.

i>

up <lk\j i.h

o n.y

ab <LlJLt<Lo,ii

-in

thz
17

wofik.

-ituatZo

This question is based on the premise that

person

holding an I'm O.K. life-position has faith in himself


(Harris,
1967).

The frequency of response for each population is given

below:

PMTC

NATC
42

Strongly Agree
Agree
No Opinion

26

124
18 10
1
5
-

115
10
4

Disagree
Strongly Disagree

Missing
Question
9

"When In

a.

AULpzivlAoiy fiolz,
tmpi.otjQ.z6

can adjust my
-teqtuAed
fion.

att-itu.dm towasid*
<Lncn.<La.&

&&

nd wonk. pzsi&on.mancz."

This question is founded on the belief that a person with


an I'm O.K.

life position has the flexibility to meet what-

ever situation comes up (James and Jongeward, 1971)


The responses of the populations to question below:
9

are given

PTMC

NATC
25

Strongly Agree Agree


No Opinion

18

119
33
7
1

127
12
4
2

Disagree Strongly Disagree

Missing

Question 11

"I

{eel confident o{ my abtltty to kandle


OYl

Zntel-pelAOnal Kelatto tt4

tke job."

This question is based on the idea that a person with an


I'm O.K. life-position feels capable of handling personal

relationships
The responses to this question are given below:

PMTC

NATC
32

Strongly Agree
Agree
No Opinion

47

127
7

125
11
4

Disagree

Strongly Disagree
Questions 1,
8,

and 10 were designed to measure the

respondents' feelings about the O.K.-ness of others.

Question

"V/iom my

peiAonal expeKten.ce

kave.

{oand that
Ata.te.6

the conce.pt taught tn textbooks Mhtch


'mo&t employee* axe competent,
li>

capable pei^on*'

tncoxtiect.

"

This question is inverted and respondents who felt that

others are O.K. selected a disagree or strongly disagree

answer
The raw responses to this question are given below:

PMTC

NATC
10

Strongly Agree
Agree
No Opinion

47
13

64
10

Disagree

98
20
19

71

Strongly Disagree

17

Question

"In my zxpe.sUe.ncz,
ah.z

kavz &ound moi>t zmployzz*


atti.tu.dzt>

not

za.pa.blz ol

zkangtng tkztn. wonk

and habtt& to tmpnovz tkzth. woik pzK^ofimanzz."

This question reflects the view of persons who believe


that others are not O.K.
are O.K.

Respondents who felt that others

selected

strongly disagree or disagree answer to


.

this question (Holloway and Holloway, 1973)

The raw responses to this question are given below:

PMTC

NATC
3

Strongly Agree
Agree
No Opinion

33
7

27
8

Disagree Strongly Disagree

109
30
th.u.&tzd to

112
22
pzn.^on.m
tkz-in.

Question 10

Mo& zmptoyzzb can bz

and own."

do a zon&ztznttou.*

job wkzn tz{t on

This question is based on the theory that most people

want to perform to the best of their abilities


Jongeward, 1967).

(James and

Respondents who believed this theory

selected an agree or strongly agree answer.


The responses to this question are given below:

PMTC

NATC
17

Strongly Agree
Agree
No Opinion

20

138
3

123
3

Disagree

20
2

26
2

Strongly Disagree

Missing
20

Question

"I

nave faund that fax mott employee.* the bougie


o doling
tfnZA.fi

4 a.tA.&l action

woxk well

nlA.mlYia.tzt>

the need fax any additional xecognition." This question is based on the theory that people have a

basic need for recognition (Berne, 1964).

Respondents who

were aware of this need selected a disagree or strongly


disagree response to this question.
The raw responses to this question are given below:

PMTC

NATC
3

Strongly Agree
Agree
No Opinion

17
3

20
2

Disagree

85 73
-

82

Strongly Disagree

64
1

Missing
Question
4
-

"Employee.* have a definite need

fan.

emotional

and physical 6t-lmu.la.tton to continue to be


pA.odac.ttve in the vtonk

situation."
a

Question

is

based on the fact that people have


,

biological, phychological
(Berne,

and social need for stimulation

1964).

An agree or strongly agree response was

selected by respondents who were aware of this need.


The responses to this question are given below:

PMTC

NATC
65
89
6 8

Strongly Agree
Agree
No Opinion

81
88
7

Disagree
21

PMTC

NATC
4

Strongly Disagree

Missing
Question
5
-

"I

dt* agn.ee ivttk the concept that employ ee*


dtt2.YitX.OYi

vtJULZ.

*eek

on the job,

even t tt be

Yie.ga.ttvz, n.athen.

than accept no fiecognttton at

all."
This question is intended to measure the respondents'

awareness of the fact that the need for recognition is so

strong that people will even seek adverse recognition in the


absence of positive recognition (Berne, 1964).

Respondents

who were aware of this fact selected a disagree or strongly

disagree response to this question.


The raw responses to this question are given below:

PMTC

NATC
11

Strongly Agree
Agree
No Opinion

12

63
18
58
30
3
-

69
14

Disagree Strongly Disagree

63
15

Missing
Question
6

"Mo*t employee* nave had tkeln. ba*tc wolk

attitude* and pen.*onalttte*


to entering the wotik
ion.ee."

e* tab It*

Wed

pfiton.

Question

was included to test the respondents'

aware-

ness of childhood scripting.

This theory is based on the

hypothesis that most people live their lives according to

22

decisions that they made in early childhood (Holloway and Holloway, 1973)
The responses to this question are given below:

PMTC

NATC
27

Strongly Agree

29

Agree
No Opinion

105
7

86
6

Disagree

38
5

46
7

Strongly Disagree

Question

"Most &mploye.zA
4 tn.u.ctu.n.2.d

nave, a

dz&tnZtz nzzd
"

^oh.

a.

datty wonh. 4c/iedu.e.

This question is based on the observation that people

have a definite need to avoid boredom which results in a time

structure-hunger (James and Jongeward, 1971)

Awareness of

time structure-hunger was reflected by selection of an agree


or strongly agree response.

The responses to this question are given below:

PMTC

NATC
29

Strongly Agree

Agree
No Opinion

109
10

95
8

Disagree
Strongly Disagree

45 11
-

37
2

Missing
Question 12
-

"In my axpeA-tewce

have,

not ound tkz need

Ion opin and comptttz communtcatZon* on tkt job


to be
oui>

tmpon.ta.nt

cu>

btatad tn

tzx.tbook.6- ."

23

This question is used to measure the respondents' belief


in the need for good communications on the job.
is

The question

based on the assumption that business transactions cannot


(Berne,

be completed in the absence of open communications


1964)
.

Respondents who believed in the need for good coma

munications on the job selected

disagree or strongly

disagree response to this question.


The raw responses to this question are given below:

PMTC

NATC
9

Strongly Agree
Agree
No Opinion

14
5

15
8

Disagree

76

71

Strongly Disagree

83
-

68
1

Missing
Table
2

contains a summary of the responses from the two

populations to the attitudinal questions.


indicated that question five was ambiguous.

Many respondents
For this reason,

the author decided not to use the responses to this question in calculating the average responses of the two populations

RESPONSES TO DEMOGRAPHIC QUESTIONS


Questions 13 through 16 were included to gather demographic information from the respondents

Question 13

"VIzclah indicate, tkt Izvul oq

youui

^o^mcLl

education.
1. 2.

High School

Associate of Arts degree or equivalent


24

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25

3.

More than two years college

4.
5.

Undergraduate degree
Graduate degree
-

Please state whether

graduate degree is at the Masters or Ph.D


level
The responses to this question are given below:

Group
1

PMTC
82 22

NATC
96
20
9

2
3

21
28

4
5

26

26
5

21

Missing
Question 14
-

"How long kavz


1.
2
.

you.

bzzn

-in

QOvnn.nmQ.ntV

One year or less Two or three years

Four or five years


Six to ten years

4.
5.

More than ten years

The responses to this question are given below:

Group
1 2 3

PMTC

NATC

22
12

18
20

4
5

48

53

97
5

81

Missing
26

Question 15

"Wkat I*

you/i

Rank

on.

Gxadd lzve.1?"

The responses to this question were ranked in interval

order.

The responses to this question are given below:

Group
GS 2$3

PMTC
5

NATC

GS 4$5
GS 67
GS 89 GS 1011 GS 1213 GS 1415

72

46

26
10

28

17
30 40
6
5

23 34
6
8

Missing
Question 16
-

"What 16
1.
2. 3.

you.fi

ago.?"

Twenty-four or under
Twenty-five to twenty-nine
Thirty to thirty-nine
Forty to forty-nine

4.
5.

Over forty-nine

The responses to this question are given below:

Group
1
2

PMTC
9

NATC
11
41
59

31

47 44
48
5

4
5

32
29

Missing

27

ANALYSIS OF DATA
The statistical Chi-square test was used to compare the

responses of the two populations.

Application of this test

determined if the responses from the two populations differed


at the 0.05 level of statistical significance
(951 confidence

level)

For each question where the populations differed at

the 0.05 level of statistical significance, the results were

then checked to see if the responses showed a meaningful

difference
Table
3

contains the results of the Chi-square test for

the two populations'

response to each question.

At the 0.05

level of statistical significance the two populations differed


on only two of the attitudinal questions,
the demographic questions,
15
3

and

7,

and two of

and 16.

The findings of the data from the attitudinal questions

show that the two populations were statistically alike 83%


of the time.
It is

interesting to note the similarity of the


2.

average responses of the two populations as shown in Table


PMTC had an average percentage of 80.3 agree responses, and

NATC had an average percentage of 79.9 agree responses.


On the disagree responses PMTC had an average percentage of
14.1, and NATC had an average percentage of 15.8.

These

results show that both populations had

good awareness and

acceptance of the concepts of basic human needs.


Table
3

indicates that the two populations differed at the

0.05 level of statistical significance on grade level and age.

Because the two populations showed essentially the same over


28

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30

all response to the attitudinal questions, the differences

between the two populations in these two demographic areas


were not meaningful to this study.

31

APPENDIX A
QUESTIONNAIRE
This appendix contains an exact copy of the letter of

introduction and questionnaire that was sent to 561 individuals


at the Pacific Missile Test Center, Point Mugu, California and

the Naval Air Test Center, Patuxent River, Maryland

32

NAVAL POSTGRADUATE SCHOOL


MONTEREY, CALIFORNIA
-

93940

in

reply refer to

Code 55 0001-2

To Questionnaire Recipient:

This questionnaire has been sent to you in order to gather research data for a study on attitudes of employees located at a NAVAIR SYSCOM Field Activity. This study is part of a project being conducted through the Naval Postgraduate School, Monterey, California. The data is being analyzed by a member of the Naval Aviation Executive Institute Program located at Point Mugu, California.

Your answers will provide valuable and unique data for establishing a baseline on employee attitudes. Your personal identity and individual response will not be divulged. The questionnaires do not have to be signed. The success or failure of this research project will depend upon your response.

v
0)

00
cd CO

u
>ase enter the most appropriate answer in the box at the right
00
co

>s iH 60

c o e

H T3
<u aj

c o
1-1

0)

u u

a o
o

u
en

>> H 00

00
aj

From my personal experience I have found that the concept taught in text books which states "most employees are competent capable persons" is incorrect.
I have found that for most employees the basic satisfaction of doing their work well eliminates the need for any additional recognition.

-J
C/3

00
<c

z a
3 4

o u u
to

12

12 12
12

Generally, I feel confident of my supervisory abilities in the work situation.

Employees have a definite need for emotional and physical stimulation to continue to be productive in the work situation.
I disagree with the concept that employees will seek attention on the job, even if it be negative, rather than accept no recognition at all.

12
12

Most employees have had their basic work attitudes and personalities established prior to entering the work force.
Most employees have a definite need for daily work schedule.
a

structured

12
12 12
12

In my experience, I have found most employees are not capable of changing their work attitudes and habits to improve their work performance.

When in a supervisory role I can adjust my attitudes toward employees as required for increased work performance.

Most employees can be trusted to perform and do conscientious job when left on their own.

a
3 4
5

I feel confident of my ability to handle interpersonal relations on the job.

12
12

my experience I have not found the need for open and complete communications on the job to be as important as stated in text books.
In

34

ase enter the most appropriate answer in the box at the right

Please indicate the level of your formal education.


1. 2. 3. 4. 5.

High school / / Associate of A~rts degree or equivalent /_/ More than two years college /_/ Undergraduate degree /_/ Graduate degree /_/ Please state whether graduate degree is at the masters or Ph.D. level

How long have you been in government service?


1. 2. 3. 4. 5.

One year or less /_/ Two or three years /_/ Four or Five years /_/ Six to ten years /_/ More than ten years /_/

What is your Rank or Grade level?

What is your age?


1. 2. 3. 4. 5.

Twenty- four or under /_/ Twenty- five to twenty-nine Thirty to thirty-nine /_/ Forty to forty-nine /_/ Over Forty-nine / /

/_/

35

APPENDIX B
CHI-SQUARE CALCULATIONS
The Chi-square values shown in table
2
3

were calculated as follows

*
where
0.
.

C C
i=l

co

i.iE.

i-i

j=l

= observed number of responses assigned to the i

row of

the

column.
= number of resposes expected to be assigned to the i
.th
J

E.

row

of the

column.
,

The expected values for each cell (E.

.)

were found by multiplying the

column total times the row total, for each cell in the contingency table
and dividing this product by the total number of responses. The values of OC
2

resulting from the formula are distributed approximately

as chi-square with df= (r-l)(k-l), where r = the number of rows and k = the

number of columns in the contingency table.

36

APPENDIX

Population Histograms

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68

APPENDIX D
Historical Data Bank
Statistical data bank is contained in this appendix for
both populations.

Populations are identified by the last


The integer i, corresponds with Pacific
2,

integer of each line.

Missile Test Center, and the integer


Naval Air Test Center.

corresponds with

69

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72

BIBLIOGRAPHY
Berne, E., The Structure and Dynamics of Organizations and Groups J. IT Lippincott Company, New York, 1963
,

Berne, E., Games People Play p. 13-15, 29-30, and 58, Grove Press, Inc., New York, 1964.
,

Berne, E., What Do You Do After You Say Hello ?, p. 11-21, Grove Press Inc. New York, 1972
,

Drucker, P. F., Management: Tasks, Responsibilities, Practices p. 24^ 181, 200-202, 456, and 520-523, Harper Row, Publishers, New York, 1973.
,

Harris, T.A. I'm O.K. - You're O.K. Inc. New York Row Publishers
,
, ,
,

,
,

p.

33-37, 1967.

74-77, Harper

Holloway, H. W. and Holloway, M. M. Change Now! p. 16-22, Midwest Institute For Human Understanding, Medina, Ohio,
,

1973.

Isacc, S., and Michael, W. B., Handbook in Research and Evaluation p. 58, Edits Publishers San Diego, 1971
,

James, M. and Jongeward, D., Born To Win p. 1-3, 56-59, and 265, Addison-Wesley Publishing Company, Menlo Park, California, 1971.
,

Kress, G., The Business Research Process tions, Fort Collins, Colorado, 1974.
,

Candid Publica-

Maslow, A. H. Motivation and Personality 2nd Ed., p. xii, 35-58, Harper $ Rox, Publishers, Inc., New York, 1970.
,

Nie, N. H., Statistical Package For The Social Sciences 2nd Ed., McGraw-Hill Book Company, New York, 1970.

73

INITIAL DISTRIBUTION LIST


No.
1.

Copies
2

Defense Documentation Center Cameron Station Alexandria, Virginia 22314


Library, Code 0212 Naval Postgraduate School Monterey, California 93940
Chairman, Department of Administrative Sciences
Code 54 Naval Postgraduate School Monterey, California 93940

2.

3.

4.

Naval Air Systems Command Naval Aviation Executive Institute Washington, D.C. 20361

5.

Professor
Code 540f

J.

W.

Creighton

Department of Administrative Sciences Naval Postgraduate School Monterey, California 93940


6.

Professor J. C. Kiley 1026 Bronco Rd. Pebble Beach, California 93953


Ms.
S.

7.

M.

Coray

Code 0222 Career Development Division Pacific Missile Test Center Point Mugu, California 93042
8.

Mr. E.

Stokel Employee Development Division Civilian Personnel Division Naval Air Test Center Patuxent River, Maryland 20670
Mr.
K.
L.

9.

Wilkinson

AT0 2 Naval Air Test Center Patuxent River, Maryland 20670

74

10.

Mr.
P.

D. W. Buckner 0. Box 328

Lexington Park, Maryland 20653


11.

Mr. L. Trettin 1293 Buena Vista

Ventura, California 93001

75

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Thesis Buckner B832 c.l A study on the effectiveness of transactional analysis for improving organizational performance.

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