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Chapter 4
This chapter is designed to provide the student with the UMTS concept and network architecture.
OBJECTIVES:
Upon completion of this chapter the student will be able to: explain the UMTS concept describe differences of GSM and UMTS cells and handover understand the common GSM / UMTS network architecture summarize the functional units of the common GSM / UMTS network define functions of the new GSM Phase 2+ and UMTS Phase 1 network elements
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4 4 UMTS UMTS
System System Architecture Architecture
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Depending on Mobile Stations MS speed UMTS will support data rate transmission from 8 to 2048 kbit/s: up to 2048 kbit/s will be available for restricted mobility, i.e. stationary or slow moving terminals with maximum speed of 10 km/h up to 384 kbit/s (later-on 512 kbit/s) will be available for medium range mobility, i.e. maximum speed of 120 kbit/s up to 144 kbit/s (later-on 384 kbit/s) will be available for high range mobility, i.e. maximum speed of 500 km/h up to 144 kbit/s should be available for world-wide mobility at highest speed
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UMTS
covers 2 G cordless & cellular system applications enhances data rates up to 2 Mbit/s
fixed network
WLAN
(Wireless Local Area Network)
1.0
3 G: UMTS
2 G TDD
cordless
(DECT, W-PBX, WLL)
0.1
0.01
Indoor Office / Room stationary Building low mobility Hot Spots low mobility
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Zone 2: Urban
Zone 2 corresponds to the supply of so-called Hot Spots of urban areas with high user density. Mobility ranges are stationary / pedestrian speed (less than 10 km/h) or low speed with maximum 120 km/h. At these speed ranges, data transmission should range up to 2048 kbit/s or 384 kbit/s. The UMTS service area of zone 2 is called Micro-Cell. Served areas are several 100 m around the Base Station. Examples of these service areas are airport terminals, railway stations, stock markets, public places, urban city areas,... The demanded services are comparable to those of zone 1 plus telematic services, location information,...
current cellular systems, including services for all terrestrial traffic. Demanded services are speech or video connections, telematic services, location information, paging information, SMS,...
Zone 4: Global
Zone 4 covers world-wide all areas which are not covered by Zone 1 3, i.e. rural areas, mountains, deserts and maritime zones of low user density. The demanded mobility in Zone 4 is extremely different and ranges from stationary (single buildings, remote measurement stations) over medium velocity (terrestrial vehicles, boats,..) up to highest velocities with 1000 km/h at maximum (airplanes). Data transmission should range up to 144 kbit/s Zone 4 is called Global Zone and will be served by Mobile Satellite Systems MSS.
Zone 1: Indoor
Macro-Cell
Micro-Cell
Pico-Cell
Data Rate
144 kbit/s
384 kbit/s
120 km/h
2048 kbit/s
< 10 km/h
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CELL SIZES
UMTS Macro Cells normally will serve larger service area and MS with medium or high speed (up to 120 km/h or 500 km/h). Service areas in long-term will be comparable to current GSM networks. Different to GSM cells UMTS cells will be of smaller size. GSM900 cells have radius of up to 35 km and with the GSM Phase 2+ Extended Cell concept up to 100 km. GSM1800 cells have radius of up to 8 km. UMTS Macro Cells will have a radius of up to 5 km. Data rates of up to 384 kbit/s should be provided. Existing GSM operator without UMTS licenses might realize comparable service with the introduction of EDGE (Enhanced Data rates for the GSM evolution). UMTS Micro Cells for urban Hot Spots will normally serve MS of low speed (up to 10 km/h). Data rates of 2048 kbit/s will be possible in this case. An enhancement of GSM for comparable service is not foreseen / impossible. Comparable to GSM Micro Cells UMTS Micro cells will serve several 10 up to several 100 m in radius. UMTS Pico Cells will normally be used with unlicensed frequencies for Indoor Applications (comparable to current DECT solution) for MS of low speed (up to 10 km/h). Data rates of 2048 kbit/s will be possible. Comparable to DECT UMTS Micro Cells will serve several 10 m in buildings and up to some 100 m outside (low range outside).
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Macro Cell
large coverage ( GSM) high mobility (< 120 / 500 km/h) max. 384 / 144 kbit/s
Micro Cell
Hot Spots max. 2048/384 kbit/s low / medium mobility (< 10 / 120 km/h) several 100 m
Pico Cell
Indoor / low range outdoor low mobility (<10 km/h) max. 2048 kbit/s several 10 m HCS: Macro / Micro & Pico Cells
35 km (100 km)
8 km
5 km
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HANDOVER
The Handover procedure is defined as the change of a physical channel during an existing connection. Intra-Cell Handover: the physical channel is changed in the same cell Inter-Cell Handover: the connection changes over to another cell.
Inter-Cell Handover shall be possible in the hierarchical cell concept between all different hierarchy level in UMTS, to the Mobile Satellite Systems and to GSM cells.
For GSM and UMTS there exist different types of Inter Cell Handover: Hard Handover: the connection uses at a certain time always only one physical channel. For a short time physical channels are offered by both cells involved into the Handover, but only one channel is used at a certain time. Hard Handover are used in GSM and will be used for the TDD component of UMTS. Soft Handover: in a larger region between the BTS of two different cells the MS is served by both BTS. Thus, the connection uses two physical channel at the same time. Soft Handover are used in 2 G CDMA systems and will be used for the FDD component of UMTS. Sometimes the term Very Soft Handover is used to determine the state of being connected to three different cells in one connection at a certain time.
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DL UL UL DL DL UL
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4 4 UMTS UMTS
System System Architecture Architecture
common
PSTN / ISDN
Core Network
(incl. GSM Phase 2+ network elements)
PDN
(Intra- / Internet)
GSM
Base Station Subsystem
BSS
UTRAN
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GSM-PLMN (PHASE1/2)
The Network Switching Subsystem NSS in GSM Phase1/2 consists of: Mobile Services switching Centre MSC with functions equal to a fixed network exchange plus mobile specific functions, e.g. access to subscriber or mobile equipment data bases, Paging, Inter-MSC Handover,,.. Visitor Location Register VLR; each VLR is associated with an MSC; it stores temporary all relevant user data of all activated MS in the MSC/VLR service area (incl. Location Area) and initiates the authentication procedure,.. Home Location Register HLR, which stores permanent (e.g. numbers, available services,..) and temporary subscriber data, e.g. the current MSC/VLR area Authentication Center AC which stores and creates important subscriber data and keys. These data / keys are used for authentication and ciphering. Equipment Identification Register EIR which stores the International Mobile Equipment Identities IMEIs and enables barring of stolen Mobile Equipment ME.
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The Base Station Subsystem BSS consists of: Base Station Controller BSC, which is the central unit of each BSS; the BSC switches connections from TRAUs to BTSs, supervises all BTS and TRAU, is responsible for the Radio Resource Management and stores the BSS data base. Base Transceiver Station BTS, serves a single GSM cell; HF signals are sent and received, user data and signalling converted from / for the air interface, security of transmission realized (redundancy / ciphering) Transcoding and Rate Adaptation Unit TRAU, which (de)compresses user speech or filters data transmission for air interface transmission The Operation SubSystem OSS consists of: Operation and Maintenance Centres OMC, which are used for centralized Operation, Administration and Maintenance tasks.
OSS
Operation SubSystem OMC MSC VLR T R A U HLR AC OMC BSC
MS = ME + SIM
ISDN PSTN
BTS
EIR
external networks
BSS
NSS
Network Switching Subsystem
RSS
Radio SubSystem
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Mobile Station MS
processing of GPRS & Non-GPRS services / non simultaneous processing of GPRS & Non-GPRS services / only GPRS services)
Introduction of Packet Switching new network elements new network functions new interfaces new protocol stacks
NSS
HLR
HLR
Extension
BSS
GPRSMS
Class A/B/C
PSTN ISDN
GGSN
Gateway GPRS Support Node
SGSN
Serving GPRS Support Node
CCU
Channel Codec Unit
GSS
GPRS Switching Subsystem
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GPRS INTERFACES
Several new interfaces have been defined by ETSI for the introduction of GPRS additionally to the GSM interfaces A G & Um of GSM Phase1/2: Gi: connecting external Packet Data Networks PDN to the GSM/GPRS PLMN (GGSN) Gn: connecting different GPRS support nodes GSNs (GGSN / SGSN) of the same PLMN Gb: connecting SGSN and BSS Gd: connecting SGSN and SMS-GMSC / SMS-IWMSC Gr: connecting SGSN and HLR Gs: connecting SGSN and MSC/VLR Gp: connecting GPRS support nodes GSNs of different PLMNs Gc: connecting GGSN and HLR Gf: connecting SGSN and EIR The interfaces Gi, Gn, Gb, Gp and Gd are used to transfer user data and signalling information. The interfaces Gr, Gs, Gc and Gf are used to transfer signalling information only.
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SMS-GMSC SMS-IWMSC
SM-SC C
SGSN
Gp
GGSN
Gf EIR
PDN
TE
SGSN SGSN
other PLMN
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Introduction of IN Services: CAMEL Service Environment CSE gsmSCF, gsmSSF, CSI new protocol (CAP)
O-CSI
Originating-Camel Subscription Information
gsmSCF
GSM Service Control Function
HLR
VPLMN
gsm
MSC
SSF
Service Switching Function
MSC
gsm
SSF HPLMN
CSE
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UMTS PHASE 1
In the initial Phase of UMTS introduction a common GSM / UMTS Core Network serves both GSM radio access BSS and the UMTS radio access UTRAN. Necessary enhancements of the GSM (Phase1/2) NSS to be used as common GSM / UMTS Core Network are the introduction of GPRS GSNs: SGSN and GGSN and a CSE. The GSM Core Network for UMTS introduction will be defined in the GSM Annual Release 99. The UMTS Terrestrial Radio Access Network UTRAN will cover isolated island (e.g. city centres, business areas, industrial plants, etc.) while the overall (international) coverage will be provided by the GSM Phase 2+ infrastructure.
Specific InterWorking Units IWU will be used to connect UTRAN to the GSM / GPRS network. The interface between UTRAN and the IWUs is named Iu. UMTS is optimized for transfer of large data volumina with high data rates. Also speech services will be available. Speech and circuit switched low data rate services will be transferred from an UMTS IWU via A interface to a GSM VMSC. Large data files are transported from an UMTS IWU via Gb interface to a SGSN. GPRS Support Nodes GSNs (SGSN, GGSN) will be used to transport the UMTS packet data to external networks (Internet, Intranet, X.25,..).
The Camel Service Environment CSE will enable the use of UMTS Virtual Home Environment VHE services.
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UMTS Phase 1 =
GSM Phase 1/2 + GSM Phase 2+ (GPRS + CAMEL) + UTRAN
CSE HLR
HLR
Extension
GSM BSS
GSM MS
A
PSTN ISDN
CN
Core Network (for GSM & UMTS)
Gb
SGSN
UTRAN
IWF
GGSN
Gateway GPRS Support Node
Iu
UMTS MS
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4 4 UMTS UMTS
System System Architecture Architecture
CN
Core Network
for GSM & UMTS
Iu
UTRAN
UMTS Terrestrial Radio Access Network
Uu
UMTS MS
UTRAN UTRAN
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Node B:
Node B (or Site Controller) are the entities realizing from one site one or more BTS. One or more cells are served from this site. Every Node B will be managed and controlled by only one RNC.
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UTRAN
RNS
Radio Network System
BTS
Cells
Node B
RNC
Radio Network Controller
Iub
Node B
BTS
Uu
BTS
IWF
CN
Core Network
for GSM & UMTS
Iu
Iur
Node B IWF
BTS
RNC
Radio Network Controller
BTS
Iub
BTS
Uu
RNS
Radio Network System
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UMTS INTERFACES:
Iu: UTRAN is connected to the Core Network CN via Iu interface. Uu: The UMTS User Equipment UE (Mobile Stations MS / Personal Digital Assistants PDA) are connected via UMTS air interface Uu. Iur: Interface to connect different RNCs. In GSM there exists no comparable interface. The Iur interface is needed for soft Handover between RNCs. Iubis: The Iubis interface interconnects the Node B with one / several UMTS BTS to the RNC. Iubis is a proprietary solution, i.e. Iubis is not standardized as an open interface. Iu, Iur and Uu are open standard interfaces enabling flexible connections of multi-vendor equipment.
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Serving RNC: controls active MSs Drift RNC: controls Radio Resources of given BSs
MSC/VLR or SGSN
Iu
S-RNC & D-RNC
Iu
S-RNC & D-RNC
Iur
D-RNC
All branches from UTRAN controlled by a single RNC or only Hard Handover: Iur not exploited
No Anchor RNC:
S-RNC can be re-located during connection
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SUMMARY
The world-wide UMTS service area is divided into four zones of different coverage and traffic volume: Pico Cells for Indoor applications, Micro Cells for Hot Spot Urban applications, Macro Cells for Suburban and Rural areas and Global Cells for world-wide coverage of areas with very low user density. Hierarchical Cell Structures enable seamless access and optimize spectrum usage. The maximum available data rate is correlated to the users mobility: 2048 kbit/s for pedestrian velocity (max. 10 km/h), 384 kbit/s for medium velocity (max. 120 km/h) and 144 kbit/s for high speed applications (max. 500 / 1000 km/h). GSM Phase1/2 networks have to be enhanced by GSM Phase 2+ features GPRS and CAMEL for the UMTS introduction. GPRS network elements (GPRS Support Nodes: GGSN and SGSN) interfaces and protocols enable efficient usage (packet switched data transfer) of network & radio resources, necessary for data transfer (GSM & UMTS) with high data rates. UMTS introduction (UMTS Phase 1) will be realized by adding the UMTS Terrestrial Radio Access Network UTRAN to enhanced GSM Phase 2+ networks. The GSM Phase 2+ Core Network CN serves both for UMTS Radio Access via UTRAN and GSM Radio Access via the GSM BSS. In UMTS Phase 2 a new UMTS Core Network will enable a homogeneous UMTS network with full UMTS capabilities & global UMTS Multimedia Roaming. UTRAN is subdivided into Radio Network Systems RNS, which are controlled by Radio Network Controller RNC. One RNC controls one or several Node B, which are entities incorporating one or several UMTS BTS.
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Summary Summary
UMTS Concept
4 Zone Concept (Pico- / Mico- / Macro- / Global- Cell) for global access & different traffic volume handling Hierarchical Cell Structures enabling seamless access maximum data rate depending on mobility (maximum speed)
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