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Original Article

Evidence-Based Medicine in the Education of Psychiatrists

Vinod Srihari, M.D.

Objective: Evidence-based medicine has an important place in “ . . . The clinician who becomes adept at scientific clinical
the teaching and practice of psychiatry. Attempts to teach evi- examination and reasoning may no longer need to preserve
irrational barricades of the intellect to preserve his old ‘art’
dence-based medicine skills can be weakened by conceptual con-
against apparent assaults from the new ‘science’ . . . one of
fusions feeding a false polarization between traditional clinical
the main purposes of improving science in the clinical ex-
skills and evidence-based medicine. amination . . . is to separate the false art from the true.”
—Alvan R. Feinstein (1)
Methods: The author develops a broader conception of clinical
expertise consisting of three tasks, clarifies the role of evidence- Evidence-Based Medicine in the Residency
based medicine, and explores the implications for teaching and Curriculum: Worth the Trouble?
practice. Evidence-based medicine (EBM) has been described as
a “paradigm shift” in the practice of medicine. A seminal
Results: Evidence-based medicine is an essential tool that en- 1992 paper (2) described the traditional paradigm as re-
ables clinicians to assess causal explanations in etiology, risk, or lying excessively on unsystematic clinical observation,
prognosis, or to compare treatments. pathophysiologic theory, and content expertise. This was
contrasted with the proposed evidence-based paradigm of
Conclusion: An explicit and inclusive conceptualization of
clinical practice. The latter advises caution in the absence
clinical skills can provide a framework to implement and assess
curricular efforts to teach evidence-based medicine. of systematic study, the necessity but insufficiency of path-
ophysiologic theory, and the need to understand certain
Academic Psychiatry 2008; 32:463–469 “rules of evidence” in applying clinical literature to patient
care. Goldner and Bilsker (3) reminded us of the antiquity
of this distinction and advocated a similar shift for clinical
psychiatry toward a more balanced emphasis on techne, or
“abstract laws governing types of patients,” in an area pre-
viously dominated by phronesis, or “clinical judgment in a
particular case.”
Several prominent voices have called for a similar move
in residency training. Evidence-based medicine has been
proposed as a “core principle” to guide the reform (4) and
assessment (5) of residency education. Indeed, a compo-
nent of the core clinical skills required by the Accredita-
tion Council for General Medical Education (ACGME)
(Table 1) closely parallels the steps of clinical decision-
making articulated in EBM manuals (Table 2).
A reasonable assumption supporting such proposals is
that teaching EBM skills will facilitate the translation of
emerging clinical research into practice (6) and thereby
Received January 16, 2006; revised May 6 and September 4, 2006,
and June 19, 2007; accepted June 27, 2007. Dr. Srihari is an Assistant improve clinical outcomes. However, this claim is difficult
Professor in the Department of Psychiatry, Yale University School of to substantiate empirically, and EBM-guided approaches
Medicine, in New Haven, Conn. Address correspondence to Vinod to practice have been met with controversy. An exhaustive
H. Srihari, M.D., Psychiatry, 34 Park St., CMHC, New Haven, CT
06519; vinod.srihari@yale.edu (e-mail). review of such criticisms (7) includes concerns that this
Copyright 䊚 2008 Academic Psychiatry approach tends to devalue clinical expertise, ignores the

Academic Psychiatry, 32:6, November-December 2008 http://ap.psychiatryonline.org 463


EBM IN THE EDUCATION OF PSYCHIATRISTS

TABLE 1. Practice-Based Learning and Improvement1 have also pointed to the inadequacy of the DSM-IV di-
agnostic system, the problem of unpublished evidence, and
Residents are expected to:
the lack of representativeness of study participants (8, 9).
• analyze, practice, experience, and perform practice-based
improvement activities using a systematic methodology There is a dual irony in this very old controversy. First, the
• locate, appraise, and assimilate evidence from scientific prominence of techne, in the explicit language of EBM, has
studies related to their patients’ health problems sparked off useful criticism of simplified, data-driven ap-
• obtain and use information about their own population
of patients and the larger population from which their proaches to practice. This has resulted in a clearer artic-
patients are drawn ulation of phronesis. Second, attacks on so-called “evi-
• apply knowledge of study designs and statistical methods dence-based” recommendations often articulate sound
to the appraisal of clinical studies and other information
on diagnostic and therapeutic effectiveness concerns about the validity, size, precision, and general-
• use information technology to manage information, izability of published evidence. These are concepts that
access online medical information, and support their EBM is designed to teach. Meanwhile, the rapid accu-
own education
mulation of published evidence only raises the stakes for
• facilitate the learning of students and other health care
professionals those wishing to make the best possible clinical decisions.
This article takes this reality as a point of departure:
1
Accreditation Council for General Medical Education: there is a need for more, not less, pedagogic effort to en-
ACGME Outcome Project. Available at http://www.acgme.org/
able trainees to understand the terms of this debate, wade
outcome/comp/compFull.asp
through the clinical literature, and learn to make indepen-
dent clinical decisions. After all, most clinicians would
complex realities of patients’ presentations, and promotes agree that keeping up with the published evidence is simply
a “cookbook” approach to practice. Critics in psychiatry a part of sound clinical practice. The question taken up

TABLE 2. The Five Steps of Evidence-Based Medicine1

EBM Step Example


1. ASK a focused clinical question (i.e., convert a mystery into a ‘‘Does marijuana increase the risk of psychosis in a young person
problem) without a previous history of mental illness?’’
2. ACCESS the best available evidence (i.e., consider the study Consult a librarian to look for prospective cohort studies, or
design most appropriate to the question) systematic reviews of the same, that follow young people after
exposure to marijuana.
3. Critically APPRAISE the evidence (e.g., Is it valid? Is it See Table 3 for worksheet and Addington J (2005) for a sample
important? Is it applicable to my patient?) appraisal of the selected study (Henquet et al, 2006), which
addresses the first two questions. Because the patient has no
known predisposition to psychosis, this study indicates a
moderately increased risk: perhaps as little as 1.13 or as much
as 2.5 times the ‘‘average risk’’ over the next 4 years. Also,
reducing the frequency of marijuana use to less than once a
month could decrease the risk by more than half.
4. APPLY the evidence (e.g., Can I integrate the probabilistic The patient was engaged in a discussion of the above risks in the
results with information gained from empathic and interpretive context of his desire to attend college. Using a motivational
work with this patient?) interviewing approach revealed several costs he was already
suffering from his daily use, including reduced socialization with
peers.
5. ASSESS the outcome in this patient (e.g., Did the intervention The patient continued to use marijuana, although with some
succeed?) or return to step 1 (i.e., Are there other questions?) reduction in frequency. He agreed to return for periodic follow-
up in the clinic to monitor for adverse effects on his mood and
cognition, concerns he acknowledged sharing with his parents.
What is the ‘‘average risk’’ of developing psychosis in a young
male with no known risk factors? (Return to step 1.)

1
Del Mar C, Glasziou P, Mayer D: Teaching evidence-based medicine. BMJ 2004; 329:989–990
Addington J: Cannabis use increases the risk of young people developing psychotic symptoms, particularly if already predisposed.
Evid Based Ment Health 2005; 8:87
Henquet C, Krabbendam L, Spauwen J, et al: Prospective cohort study of cannabis use, predisposition for psychosis, and psychotic
symptoms in young people. BMJ 2005; 330:11

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SRIHARI

here is not whether but how to envision training toward Two clarifications are necessary before proceeding.
such self-directed education within a residency curriculum. First, EBM is used here in its original sense: a systematic
The challenges of implementing EBM in psychiatric approach to clinical uncertainty for the individual clinician
education arise from pragmatic and conceptual barriers. who wishes to apply the best available evidence to everyday
In the first category are commonly reported factors such clinical acts such as diagnosis, prognosis, etiologic specu-
as a lack of time and appraisal skills (10) that limit the lation, or treatment (Table 2). Teaching EBM thus sup-
opportunities for residents to acquire competence in the ports, but is distinct from, the work of disseminating em-
steps of EBM. Several creative classroom and bedside pirically supported interventions or “evidence-based
teaching strategies (11–13) and case studies modeling practices” in a health care system. The latter is better dis-
“real-time” decision making in psychiatry (14–16) have cussed within a framework of change management or qual-
been published to address this abiding challenge for busy ity improvement (20). Second, this article is intended as a
clinicians. conceptual background for, rather than a detailed descrip-
In contrast to the attention paid to these important bar- tion of, a curriculum.
riers, conceptual confusions have been neglected and will
be the focus of what follows. These confusions can derail Clinical Expertise: Practicing the Tasks of
curricular efforts. For example, extended EBM-inspired Empathy, Interpretation, and Science
classroom discussions about meta-analyses or confidence What is clinical expertise? Scholars have offered several
intervals can unwittingly convey the impression that non- distinct notions of professional expertise that highlight ele-
measurable aspects of clinical work are best relegated to a ments such as technical skill, the ability to apply general
mystical and, by implication, less respectable realm. Edu- concepts, and the ability to reflect on and take a critical
cators in EBM have also described trainees facing an un- stance toward one’s own practice (21). Others have warned
comfortable dissonance between the gratifying certainties of the risk of paying too much attention to individual and
offered by the traditional paradigm and the probabilistic, cognitive aspects of clinical expertise and ignoring factors
provisional answers provided by the evidence-based para- in the clinical environment—such as the availability of ex-
digm (17). Although the EBM model advocates “integrat- perienced collaborators—that can aid or limit effective-
ing the best evidence with clinical expertise and patients’ ness (22). Certainly, the project of clarifying what makes
values” (18), the actual practice of techne and phronesis for “expert” practice is far from over and is reflected in
can seem to be worlds apart. Trainees are then vulnerable clinical legends of masterful diagnoses or interventions
to facing a false choice between two caricatures of prac- that stand beyond educational recipes. In this light, what
tice. On the one extreme is the “intuitive” practitioner, follows is a limited, workaday conception of clinical ex-
impervious to the fuss over evidence, and on the other is pertise that should be judged for its ability to contextualize
the “highly numerate medical [academic, who] belittles EBM within psychiatric training.
the performance of experienced clinicians using a com- Frank Fish (23) articulated three conceptually distinct
bination of epidemiological jargon and statistical sleight- psychologies, interpreted here as tasks, faced by psychia-
of-hand” (19). trists in caring for patients. His own words are offered to
Curricular efforts would thus benefit from an explicit introduce the tasks of empathic, interpretive, and scientific
account of where EBM skills fit within broader educational psychology.
goals. An inclusive notion of clinical expertise is offered
The Empathic Task
here as one such goal. The project of moving toward this
goal can release trainees from misguided battles between “By means of introspective knowledge of our own behavior
techne and phronesis. Both can then be incorporated in a and practical experience of the behavior of others, we de-
velop a special body of psychological knowledge which can
model of reflective clinical practice that acknowledges un-
be called Empathic Psychology” (23).
certainty yet facilitates decisions made with the best avail-
able evidence. What follows is an attempt to step back and Psychological knowledge derives from the first task of the
recover a workable notion of clinical expertise for psychi- clinician trainee: to actively appreciate the idiosyncratic
atry; to situate EBM as a vital, albeit limited, part of this connections among thoughts, feelings, and actions that
notion; and to invite the reader to reflect on the implica- constitute another person’s mental universe. We will re-
tions for residency education and continuing professional main puzzled with a patient’s behavior (e.g., a man who
development. does not adhere to an antipsychotic that previously re-

Academic Psychiatry, 32:6, November-December 2008 http://ap.psychiatryonline.org 465


EBM IN THE EDUCATION OF PSYCHIATRISTS

lieved distressing hallucinations) without eliciting how the a complete account of human predicaments that present
patient came to this decision (e.g., his fear that the medi- for clinical attention. From this follows a need for the
cine will make him less vigilant toward a neighbor who he trainee to become familiar with several approaches. Sec-
is convinced is spying on him). Supervised exposure to a ond, this pluralism discourages an “anything goes” eclectic
variety of patients can strengthen this empathic acumen. approach, asserting that in most cases one perspective may
However, we are quickly called to its limits: even the most be more relevant and powerful than another. For example,
empathic listeners can only struggle to grasp experiences a behavioral perspective might offer more leverage than a
that are qualitatively alien to them (e.g., psychotic hallu- psychodynamic perspective in the initial approach to an
cinations, melancholic depression, or primary delusions). active alcohol addiction. The trainee must therefore pri-
Descriptive psychopathology, or published accounts of the oritize which theoretical approach is most relevant to the
varieties of experience in mental illness (24), are thus es- particular predicament at hand. Third, there must be ex-
sential for the trainee to advance in this task, but clinicians plicit awareness of particular strengths, weaknesses, and
are still limited by what the patient censors (consciously or predictions when a particular theory is being applied. This
not) from the dialogue. Clinician-trainees can proceed by alerts the trainee to appraise the empirical support for the
applying themselves to the next “task.” theoretically driven clinical choices and to monitor out-
comes. Such an appraisal is the substance of the third task.
The Interpretive Task
The Scientific Task
“Interpretive Psychology . . . [is that in] which the ideas
which have been obtained by empathizing with the patient “Empathic and interpretive psychology must be clearly dis-
are formulated in terms of some general theory which has tinguished from scientific psychology . . . which investigates
been derived from neurophysiology, neurology, philosophy animal and human behavior in a scientific way and estab-
or mythology” (23). lishes rules and laws” (23).

It is not enough to elicit a detailed description of a pa- The unique nature of the scientific task is best illustrated
tient’s subjective landscape. In order to act, the clinician with the concepts of Understanding (verstehen) and Ex-
must sift through this rich and diverse database with the plaining (erklaren), first translated for psychiatry by Karl
help of organizing theories. This is the second, or inter- Jaspers (28). The work of Understanding is the clinician’s
pretive, task. Leston Havens (25) described four interpre- task of comprehending the unique subjectivity of the in-
tive models, each with a distinct view on what constitutes dividual patient. It rests on the premise that “behavior
relevant data. This notion of having available several “per- means something, that is, it arises with internal consistency
spectives” has also been elucidated by McHugh and Slav- from psychological events” (24). It can be made opera-
ney (26). Trainees can learn to apply distinct theoretical tional for trainees by teaching and guided practice in the
points of view, selectively highlight clinical data, and to first two tasks. Explanation, in contrast, seeks a vantage
formulate discrete interventions. For example, an em- point outside of the patient’s subjective world and attempts
pathic approach (the first task) can elicit a rich account of to evaluate causal connections relevant to clinical phenom-
the fears and experiences of a patient, which can be sifted ena.
(the second task) for evidence of a disease, such as a For example, one young man in our clinic, with no pre-
chronic psychotic disorder, with its characteristic symp- existing psychotic disorder, insisted on continued daily use
toms, course, and exacerbating factors. Additionally, a sec- of marijuana for its “calming” effects. This was a source
ond theoretical perspective that focuses on the patient’s of considerable distress to his parents, who had read media
fantasies and goals in the context of his or her narrative, reports of a possible risk for psychosis and asked for a
or “life story” (26), can be invaluable in engaging the pa- clinical opinion. This raised the question about his per-
tient in psychotherapy. Trainees can also attempt to locate sonal risk for psychosis. Although two events might be as-
the patient’s personality traits along a continuum so as to sociated—in this case, the use of marijuana and the initi-
better understand coping patterns to particular stressors. ation of psychotic symptoms—the judgment of whether
This pluralistic application of multiple interpretive mod- one causes the other cannot be based solely on an empathic
els is championed by Ghaemi (27), and its proposals are interpretation of the patient’s experiences. We need here
worth examining. First, no one perspective or metaphor, to engage in “scientific psychology,” or the third task.
be it neurobiological, behavioral, or existential, can claim The trainee can be supervised through a systematic ap-

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SRIHARI

proach to this question (presented in Table 2). A detailed Multitasking and the Role of EBM
account of this process has been described elsewhere by Evidence-based medicine is a set of tools that offers cli-
myself and other authors (14, 15), and each step presents nicians an explicit, systematic entry into their third, or sci-
opportunities to teach distinct knowledge and skills. For entific, task of evaluating causal inferences relevant to such
example, the second step would include a knowledge of everyday clinical acts as comprehending and communicat-
“secondary,” or preappraised, sources, such as the journals ing prognosis, comparing treatments, and evaluating risk.
Evidence-Based Mental Health or Clinical Evidence, and the Although there are few compelling explanations for the
use of search strategies which attempt to maximize the etiology of most psychiatric disorders, we can say more
rigor and minimize the time spent in trying to find relevant about their course, prognosis, and response to treatment.
information (15). For the third step, the trainee could be Much of this is derived from clinical studies of groups of
guided to fill out the appropriate appraisal worksheet from patients. The data from these studies, however valid and
an EBM manual (29) (Table 3) or refer to a secondary relevant, must be weighed against individual variability and
journal, such as Evidence-Based Mental Health, where the the particular values, beliefs, and desires of individual pa-
article of interest has been appraised in a brief, structured tients. Clinical expertise operates in this dialectic between
format (30). The trainee is urged to focus on three ques- efforts at explanation and understanding (Figure 1).
tions: how valid, how important, and how applicable are The distance between the particularities of an individual
the results? The subsequent steps four and five are sum- case and data derived from studies of groups of cases is
marized in Table 2. This process often leads to further often difficult to traverse and has little to do with EBM
questions that can be prioritized (31) based on clinical ur- itself. Clinical knowledge rarely emerges from one theo-
gency, ubiquity, or interest, and cycled through the same retical insight or study but involves a recursive and accu-
steps. This can add both to the trainees’ knowledge and mulative process (represented by the curved arrows in Fig-
confidence in seeking out answers. ure 1). In one direction are models developed from clinical
understanding and tested for their explanatory value. For
example, once strongly held clinical intuitions, such as the
TABLE 3. Sample Appraisal Worksheet for an Article
about Harm1 “schizophrenogenic” mother or the value of insulin-coma
therapy (32), have been seriously and properly weakened
1. Are the results valid? by empirical studies that minimized previously hidden bias.
• Did the two groups begin the study with a similar In the other direction, the existing “explanatory” evidence
prognosis or were there significant baseline differences?
• Does the report demonstrate similarity in all known
is limited for many complex clinical situations. We then
determinants of outcome and, if not, was this adjusted need to rely on the components of understanding: empathy
for in the analysis? and the judicious choice of interpretive models (whether
• Were the participants who were exposed to the harmful neurobiological, behavioral, existential, or psychody-
agent equally likely to be identified in both groups?
• Did the two groups retain a similar baseline prognosis namic) to supplement the empirical database. Understand-
after the study began? ing then remains a critical tool for the clinical expert, both
• Were outcomes measured in the same way in both to generate relevant questions for the scientific task, which
groups?
can calibrate clinical hunches with the evidence (curved
• Was follow-up sufficiently complete?
2. What are the results? arrows in Figure 1), and to then engage the patient with
• How strong is the association (e.g., what is the relative information gleaned from all the tasks (dotted arrow).
risk or odds ratio)? Evidence-based medicine, as represented in Figure 1,
• How precise is this association (what are the confidence
intervals of the estimate of effect?) can help trainees evaluate clinical studies and respond to
3. Can I apply these results to my patient? questions about etiology, diagnosis, prognosis, and treat-
• Is my patient significantly different from those in the ment response. The teaching of EBM empowers trainees
study?
to engage with the challenging, imperfect act of integrating
• Was the study duration of follow-up meaningful for this
clinical context? results from studies testing relatively focused hypotheses
• Was the magnitude of the effect large enough to be in the complex arena of clinical decision making.
important for this patient?
Implications for Training and Practice: On
1
Addington J: Cannabis use increases the risk of young people Becoming Bilingual
developing psychotic symptoms, particularly if already I have populated a limited notion of clinical expertise
predisposed. Evid Based Ment Health 2005; 8:87
as consisting of three specific tasks and I have contextu-

Academic Psychiatry, 32:6, November-December 2008 http://ap.psychiatryonline.org 467


EBM IN THE EDUCATION OF PSYCHIATRISTS

alized the role of EBM within this notion. While this for- a time-efficient manner) that are well described in the
mulation of the clinical expert defines what skills are to be EBM literature and can be explicitly assessed.
acquired, it also suggests a framework within which to im- Why should this notion of clinical expertise be attractive
plement and evaluate the process of how clinical learning to those charged with designing residency curricula? First,
should occur and where we can look for learning resources. the explicit focus on three tasks will enable trainees to be-
A concrete curricular plan deserves separate discussion, come conversant in the distinct languages necessary for
but a broad outline is suggested. clinical work—the languages of individuals and popula-
For example, a traditional program with supervised ex- tions (33), narrative and science (34), or, as I have de-
posure to a diversity of clinical cases and didactics in psy- scribed them here, Understanding and Explanation. Sec-
chotherapy and pharmacology can facilitate empathic and ond, training in EBM will empower the trainee to become
interpretive skills and background knowledge, but it is in- a more critical consumer of the scientific literature. The
adequate training for the scientific task. However, trainees ubiquity of pharmaceutical advertising heightens the need
can be encouraged to formulate focused questions in the for clinicians who can separate the wheat (probabilistic es-
context of routine case presentations. This can initiate the timates of effects) from the chaff (marketing). Third, the
first step of EBM. Those questions that are judged to be practice of the five steps of EBM can make operational an
of importance can then be worked through the subsequent approach to uncertainty that has applications beyond the
steps. Trainees and training sites can be evaluated on how appraisal of clinical studies. Residents conversant with the
often and adequately this process occurs, in addition to the various types of bias (e.g., in patient selection, attrition, or
traditional supervision of clinical skills. Such a process symptom detection) and the play of chance (i.e., random
implies specific attitudes (e.g., welcoming clinical uncer- error) in their clinical data will be protected from making
tainty as an opportunity for learning), knowledge (e.g., inappropriately strong causal attributions from their clini-
concepts of bias and chance, hierarchies of evidence cal encounters. Fourth, EBM can serve as a powerful plat-
sources), and skills (e.g., searching electronic databases in form for the acquisition of the specialized content and

FIGURE 1. Clinical Expertise

Patient

Appreciating subjective
Empathic Task experience of illness

Generating multiple
Interpretive Task interpretive hypotheses

Using EBM to find


and appraise clinical
UNDERSTANDING Scientific Task studies that test a
specific interpretive
hypothesis

Using EBM to alter the


strength of belief in the
original hypothesis and Scientific Task EXPLANATION
weigh its applicability
to the patient

EBM⳱evidence-based medicine

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SRIHARI

methodological expertise for those trainees who choose to and evidence-based psychopharmacology training for psychi-
become clinical researchers. However, I hope to have dem- atric residents. Acad Psychiatry 2005; 29:180–186
14. Geddes JR: Evidence-Based Mental Health. London, BMJ,
onstrated that, far from being an esoteric set of skills of
1998
interest only to future investigators, facility with the prin- 15. Srihari V, Martin A: Gained in translation: evidence-based
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provided the template for Figure 1.
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