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SCHOLARLY PAPER
Karen Francis RN PhD MHlth Sc M Ed PHC Grad Cert Uni Teach/Learn BHlth Sc. Nsg Dip Hlth Sc. Nsg
Professor of Rural Nursing, School of Nursing and Midwifery, Monash University, Churchill, Victoria, Australia
Accepted for publication August 2008 McConnell-Henry T, Chapman Y, Francis K. International Journal of Nursing Practice 2009; 15: 715 Husserl and Heidegger: Exploring the disparity Introduced as an alternative to empirical science, phenomenology offers nursing an insightful means for understanding nursing phenomena specically in relation to lived experiences. However, not all phenomenologies were created equal, a point which has left many a nursing researcher not only confused. Furthermore, this confusion might result in the choosing of a philosophical framework that is neither cognizant with the research question nor the epistemological lens through which the researcher operates. Drawing on common nursing examples to illustrate concepts, the authors closely examine and debate the disparities between Husserls transcendental phenomenology and Heideggers hermeneutic approach to phenomenology. The aim of the article is to demystify the dense language used and present the fundamental beliefs of each philosopher in a format that is accessible to novice phenomenologists. Key words: Heidegger, hermeneutics, Husserl, nursing, phenomenology, qualitative research.
INTRODUCTION
Over recent years there has been a mounting frequency of nurses choosing to employ phenomenology as a means of understanding nursing phenomenon. For this reason it is paramount that nurses are cognizant with two major types of phenomenology: Husserls transcendental phenomenology and Heideggers hermeneutic phenomenology. Both scholars works are notoriously difcult to read because of the dense German language used, coupled with variances in translation. Furthermore, their propensity to invent language to conceptualize a thought adds to many a readers frustration.
Initially, this paper will provide a brief overview of both philosophies. Having then established viewpoints, key differentiations between Husserlian transcendental and Heideggerian hermeneutic phenomenology will be articulated. In an attempt to illustrate how concepts relate to nursing contemporary nursing examples are employed. Although this paper is broadly aimed at students in the infancy of their phenomenology journey, it will also be a valuable resource to any nurse committed to critiquing qualitative research which claims to be underpinned by either Husserlian or Heideggerian tradition.
Correspondence: Tracy McConnell-Henry, Monash University, Northways Road, Churchill, Victoria 3842, Australia. Email: tracy.mcconnell-henry@med.monash.edu.au doi:10.1111/j.1440-172X.2008.01724.x
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positivist paradigm.1 The father of phenomenology, a mathematician, Edmund Husserl, developed transcendental phenomenology.2 Several years later, one of his students, Martin Heidegger, fascinated by the concept of phenomenology, but with tensions in regards to Husserls angle developed his own approach, hermeneutic phenomenology. A common misconception is the assumption that phenomenology and hermeneutics are interchangeable terms. Originating from the Greek word phaenesthai, meaning to show itself, a phenomenon might be considered anything that presents itself.3 Therefore, phenomenology is the study of phenomena.4 Conversely, the word hermeneutics comes from the Greek word hermeneusin, a verb, meaning to understand or interpret.5 Hermeneutics is the stream of phenomenology supported by Heidegger. Although originating as a method for studying theological scriptures, Heidegger redened hermeneutics as a . . . way of studying all human activities.6 It is the basis for interpretation, with the aim of allowing the text to speak for itself. Spiegelberg1 described phenomenology as a movement because there are no strict rules, nor uniform beliefs guiding this tradition. The common ingredient regardless of the type of phenomenology chosen is the concept of to the things themselves!.7 The things being the lived experience. This approach allows the things to speak for themselves while at the same time contextualizing them and for the most part, providing greater meaning of the phenomenon under review. Although philosophical and epistemological standpoints might differ, ultimately all phenomenologists subscribe to a similar goal, exploring the lived experience. Fundamentally, neither Husserl nor Heidegger aimed to produce methodologies. Rather when thinking about the work of these two scholars it must be remembered that what they offered were philosophies. It is these philosophies that have then been used as frameworks to underpin methodologies and hence research. Although Heidegger developed his thought after Husserl, this alone does not render Husserlian thought redundant. Moreover, it is a case of the research question, as well as the epistemological lens through which the researcher views the world, that should govern the choice of methodology. Caelli8 builds on this argument by insisting that because phenomenology is primarily a philosophy, the approach utilized to pursue a particular study should surface from the philosophical implications inherent in the question.
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Paramount to Husserlian phenomenology was the attempt to . . . come face to face with the ultimate structures (essences) of consciousness.10 Furthermore, consistent with Husserl being inuenced by Cartesian duality, he believed that the mind was directed towards objects, calling this directedness intentionality.18 By contrast, Heidegger rejected the mind-body duality of human existence underpinning Cartesian thought. Instead, he advocated a concept he termed Dasein. Dasein was the foundation upon which he built up the entirety of his thinking. Although not directly translatable into English, in colloquial German Dasein, means human existence with the entity to ask what is means to be or as described by Johnson19 to mean there being. As Dasein is not static, it can not be measured objectively.20 Fundamentally, Heideggerian phenomenology considered what it means to be, or as he termed it Being-inthe-world. The meaning of being is subject to the context of that being, but meaning always exists. Heidegger7 claimed that the aim should be to discover meaning, or to uncover . . . the universal structures of Being as they manifested themselves in the phenomena.7 As noted by Koch,10 the . . . understanding of being represents the existential distinction of Dasein.10 Dasein is the entity that allows humans to wonder about their own existence and question the meaning of their Being-in-theworld.14 Stumpf20 adds weight to this denition by explaining that Dasein is an inherent thing, that the person is within their world. For example when a nurse leaves a hospital the nurse is still within the world of nursing, and always able to understand, or consider, the meaning of being-in-the-world of nursing. In nursing research Benner and Wrubel21 refuted the appropriateness of Cartesian dualism, because as already noted, the nurse is always within nursing, and is not an object among the object of nursing. Moreover, if the aim of nursing research is to enhance understanding then Benner and Wrubel are rm that the acceptance of Dasein is suitable, to establish meaning. Gullickson22 summarized this idea by positing that . . . to exist is to nd meaning.22
ing of the phenomenon to be scrutinized. Husserl asserted that to generate valid data it was rst necessary for the researcher to put aside any presuppositions that he/she might have in relation to the question. He termed this epoche, but the concept is also referred to as bracketing (out) or reduction. What resulted was information that was fundamentally epistemological in nature. It provided a description of the experience, but made no attempt to derive meaning from the incident. Famous for saying back to the things themselves, Husserl endeavoured to present ndings that were pre-reective, prior to it being categorized.23 Heidegger disputed this idea, by suggesting that the researcher is as much a part of the research as the participant, and that the researchers ability to interpret the data was reliant on previous knowledge and understanding. Heidegger called this prior understanding fore-structure or fore-conception.24 He postulated that there is no such thing as interpretive research, free of the judgement or inuence of the researcher. Several researchers have challenged Heideggerian philosophy for this reason, by claiming that the involvement of the researcher inuences or taints the data.2527 What is acquired, in our opinion, is data that are obsessed with epistemology. We, along with a bevy of other scholars, feel more comfortable in adopting Heideggers quest for an ontological perspective, where the outcome is understanding and meaning through interpretation.2830 More to the point, Heidegger views the researcher as Being-in-theworld of the participant and the research question. What is vital, however, if any researcher does subscribe to the philosophical standpoint of Being-in-the-world attested to by Heidegger is that he/she is open and upfront with this viewpoint. In regards to bracketing, Heideggers message was simple: Understanding is never without presuppositions. We do not, and cannot, understand anything from a purely objective position. We always understand from within the context of our disposition and involvement in the world.19 In other words we construct our reality from our experience of Beingin-the-world. As observed by many a nurse researcher, as the researcher becomes immersed in Being-in-the-world of the participants it becomes nigh impossible for the researcher to maintain a bracketed stance.17,2934
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interpreting beings, and that any attempt to bracket oneself from a phenomenon will fail because it is intrinsically impossible. Both Merleau-Ponty39 and later Moustakas,3 cognizant of the limitations of bracketing, acknowledged that perhaps at best the researcher can only realistically aim for partial reduction, rather than epoche, or complete reduction as advocated by Husserl. Many nurse researchers claim to be inuenced by Husserlian thinking, and attempt to put aside their beliefs. However, many fail to explain, explicitly, the pragmatics of how this stance is achieved. In failing to do so, the reader is still left wondering to what degree any prior knowledge the researcher might have had inuences the nal interpretation. Crotty,40 while a vocal supporter of bracketing, contended that the epoche process is intended to bracket only what is naturally recognized in everyday knowledge. We question the limits of everyday knowledge, and further, practically how one goes about successfully engaging the epoche, or even knowing, with certainty when it has been achieved. Furthermore, regardless of the phenomenon in question, if the researcher conducts a literature review prior to commencing data collection, then some prejudice of the situation is formed, as background comprehension is constructed. If a researcher alleges to subscribe to Husserlian traditions a literature review should be purposefully avoided, because in conducting a review of the literature one innately develops a set of beliefs.
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meaning of being. He viewed humans as entities with the awareness and thus the ability to ask the ontological questions. He contended that the only true way for the researcher to conduct a hermeneutic inquiry was to have some prior knowledge, some fore-structure, so as to ensure that the questions asked were really pertinent.36This back and forth movement, of questioning and then re-examining the text, results in an everexpanding circle of ideas about what is might mean to be and is called the hermeneutic circle. According to Annells,43 the hermeneutic circle has innite possibility. Koch10 further elaborated this notion by explaining that every time the researcher re-explores the text, further possibilities are always feasible. Mulhall44 concluded by suggesting that the hermeneutic circle augments the elucidation of Dasein. Heidegger7 proposed that everyone exists hermeneutically, deriving signicance in whatever is experienced or sensed in the world. He criticized Husserl for failing to recognize or accept that the interpreter inescapably brings expectations or knowledge which can not be forgotten, overlooked or bracketed. The hermeneutic circle relies on the circular movement from the whole to the parts, incorporating the contributions of all deconstructing and then reconstructing, resulting in a shared understanding. Moreover, as discussed by Parse, Coyne and Smith45 hermeneutics is an insightful leap that alters the level of discourse analysis from the concrete to the abstract and leads to an understanding of the possibilities of Being, as revealed by human language. In other words, the participant offers their story, and by looking and re-looking at the data, searching beneath the words and at what is not immediately obvious, the researcher aims to end up with an ontological perspective of the participants experiences. By utilizing the hermeneutic circle the researcher attempts to read between the lines and uncover the true essence of the experience. Gadamer, a student of Heidegger, added to hermeneutic phenomenology in several ways. He suggested that understanding is attained only through dialogue and with the researcher being open to the opinions of others. Gadamer termed the understanding obtained when the researcher and the text meet as the fusion of horizons, and further lamented that in the setting of phenomenological reduction a shared understanding is not possible.46 Also, as pointed out by Koch,10 Gadamer argued that all researchers bring a history to the research environment, and that these . . . values . . . make the research
meaningful to its consumers.10 Bleicher47 agrees, stating that the hermeneutic circle, even in the absence of the researcher acknowledging the use of the tool, is unavoidable and that it should be embraced as a means for exposition of original insight.
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As an example of the applicability of temporality to nursing, consider the following scenario. On the rst day of a clinical placement a nursing student asks the preceptoring nurse How often should I take Mr Smiths vital signs? A nurse who subscribes to Husserlian thought would answer with absolution, such as four hourly. On the other hand, a nurse inuenced by Heidegger would more likely respond that depends because a Heideggerian thinker is governed by temporality. Given such a question the nurse would consider, for example, the patients condition, stability, therapeutic interventions and previous responses to treatments as well as previous experience with clients with a similar diagnosis, to name just a few. In other words the nurse would draw on preconceived ideas in relation to past experience and knowledge. By approaching the situation utilizing Husserls philosophy the nurse would offer a prescriptive answer, with no respect for previous experience, because to Husserls way of thinking human experiences are simply accrued events, objects among objects, rather than experiences that build upon previous experiences. Epistemologically, given the holistic approach employed in contemporary nursing, to subscribe to Husserlian philosophy is nonsensical.
might differ markedly from that believed by another person. Hence, truth is not necessarily situated in the opposite polarity to falsity, rather truth is intertwined within perception. Every experience is unique to that person, in that context; however, experiences might still resonate with that of another. A nursing example to illustrate nursings tension with truth is patients perception of pain. Contemporary nursing prides itself on its holistic manner. In line with this approach, it is instilled in nurses that pain is whatever the patient says it is. Yet at the same time nurses remain desperate to employ pain rating scales to validate what the patient reports. Instead of qualitatively exploring the patients pain, and therefore need for pain relief, many nurses agonize over the arbitrary number the patient gives in response to a choice on a Likert scale. A Husserlianinuenced nurse would readily accept the number, believing to know means to see. Conversely, the Heideggerian-inclined nurse would consider why the patient has pain, whether there is similarity with patients previously seen with this condition and make an interpretation from that prior understanding. Those who favour positivist thought might argue that there is room for empirical science in nursing, devoid of the need to consider context, citing examples such as sound aseptic techniques must be employed when attending to invasive procedures. We would counter this notion by contending that knowledge has been derived from context-specic experience. Familiarity, or drawing on previous knowledge being the fundamental point. This concept is reminiscent of Heideggers inuence, whereby the goal is understanding ahead of certainty.
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rigour include Chapman,30 Benner55 and Taylor.56 The point of indicating rigour is to instil trust and condence in research ndings. Above all, given that the goal of a hermeneutic inquiry is a shared understanding the principle hermeneutic phenomenologists subscribe to most heavily is resonance. In considering the trustworthiness of interpretation it is more appropriate to consider the concept of resonance rather than truth.57 Lincoln and Guba58 elaborate by suggesting that in order to establish trustworthiness it is essential that a researcher clearly identies and documents decisions made throughout the analysis stage because auditablity is the hallmark of trustworthiness in qualitative research. Clayton and Thorne59 concur. Nevertheless, they expand the idea of trustworthiness to include credibility, indicating that to ensure credibility the researcher must represent the participants perspective as transparently as possible. From a practical perspective it is the responsibility of the researcher to dene how these goals will be met. For researchers inuenced by Husserlian convention, however, such as Crotty,40 Oiler25 and Paley27 bracketing is synonymous with rigorous research. Additionally, Husserlian phenomenologists see merit in structured approaches, such as those devised by Giorgi60 suggesting that by employing clearly dened methods ensure validity.61 Again, such approaches mimic empiricism. Additionally, to trust a stringent method is to have a preconceived idea about what is right by investing enormous faith in the right way in order to achieve the right outcome and consequently as Faulconer and Williams15 suggested . . . to have a method is already to have an interpretation.15
dimensional description of Lebenswelt . . . that would not neglect any of its meaningful ontological features.63 More recently the German Social theorist, Jurgen Habermas, inuenced by Kant and the theory of Enlightenment, has taken the tradition of exploring life-world and lived experience and examined it through a critical lens. His intent is not only to achieve understanding but moreover, the emancipation of social theory and change, in light of ndings.64,65 Gadamer, as already mentioned, clearly illustrated his allegiance with Heideggers thinking, obvious in his expansion of hermeneutics. A contemporary scholar who has further extended the work of Heidegger is Canadian educationalist Max van Manen. His particular interest is in pathic inquiry into pedagogical experience, whereby interpretation via reection on language is the cornerstone of his work.66
CONCLUSION
Contemporary nursing researchers have eagerly embraced the qualitative paradigm and, more particularly, phenomenology as an apt means for studying human experience. Although many nurse researchers might be familiar with the term phenomenology, few are cognizant with the forms this research methodology might take. This paper has contrasted and discussed the disparity between two different types of phenomenology, namely Husserls transcendental and Heideggers hermeneutic phenomenology. Furthermore, we have drawn on everyday nursing examples to illustrate phenomenologys applicability to nursing. With the understanding gained from this paper it is hoped that nurses are better equipped to understand phenomenology, as a suitable research framework for investigating lived experiences.
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