JULIAN A. BOBB, ESQ.

Brooklyn, New York 11205 347.270.8851 julianbobb@hotmail.com

www.linkedin.com/in/jbobb/

DEPUTY GENERAL COUNSEL

CORPORATE COUNSEL

Proven leader, with over 13 years of experience in the investment management industry. Trusted advisor on investment advisory issues concerning equity and fixed income strategies, including alternative investments and separate managed account platforms. Expertise negotiating investment management and third-party marketing agreements. Experienced in negotiating ISDA, prime brokerage and other transaction agreements. Well versed in, Dodd Frank, FINRA, FATCA, ERISA and other regulatory issues. Core Competencies Investment Management Regulatory & Legal Compliance Fund Formation & Structuring Securities Regulations & Requirements Corporate Governance Contract Negotiation Equity & Fixed Income Strategies Alternative Investments Wrap Fee Programs Investment Company Act Investment Advisers Act Securities Act Securities Exchange Act

PROFESSIONAL EXPERIENCE JENNISON ASSOCIATES New York, New York 2007 to Present Registered investment advisor with $160B in assets under management, a subsidiary of Prudential Financial, Inc. Client base includes: corporations, pension and profit-sharing plans, charitable organizations, endowments, public plans, insurance separate accounts, affiliated and third-party U.S. mutual funds, hedge funds, bank trust commingled funds, and wrap fee programs. Vice President & Corporate Counsel Provide legal advice and support on: the structuring, distribution and development of new products and investment vehicles; private funds; private placements; broker-dealer requirements; Dodd Frank, FATCA, ERISA and other regulatory concerns. Negotiate transactional agreements (ISDA, prime brokerage, futures), investment management agreements, investor side letters and other ancillary agreements. Advise on corporate governance matters, regulatory filings requirements, and shareholder reporting. Review prospectuses, mutual fund disclosure, and marketing materials. Ensure up-to-date knowledge and information sharing on rapidly changing regulations and best practices. Highlights & Accomplishments: Facilitated launch of 2 registered alternative vehicles based on private fund strategies. Led working groups to determine regulatory impact, and assessed operational system enhancements required to implement Form PF and FATCA regulations. Developed and implemented procedure to maintain compliance with custody rule requirements. Negotiated agreement with third-party marketer, instrumental in growth of private fund AUM. Legal Department Representative on working group tasked with roll out of new brand marketing campaign for the Prudential enterprise.

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JULIAN BOBB, ESQ. Page 2

julianbobb@hotmail.com

WILMERHALE Boston, Massachusetts & New York, New York 2004 to 2007 International law firm with over 1,000 attorneys across 14 offices on 3 continents. Securities Senior Associate Resolved fund formation and structuring issues for domestic/offshore hedge funds, mutual funds and registered fund of funds clients. Supported review and alignment with regulatory requirements in connection with closed-end fund tender offers. Highlights & Accomplishments: Advised fund sponsors and investment advisers on securities law compliance, including Securities Act, Securities Exchange Act, Investment Advisers Act, and Investment Company Act. SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP New York, New York 2000 to 2004 Law firm with over 1,800 attorneys in 22 offices serving international financial clients. Investment Management Associate Established domestic/offshore hedge funds using a variety of investment strategies, including arbitrage, index funds, and fund of funds. Offered research and recommendations on regulatory issues concerning pending legislation. Highlights & Accomplishments: Prepared offering materials and operative agreements for hedge funds and registration statements for registered closed-end trusts.

FORMAL EDUCATION Juris Doctor Columbia University New York, New York Bachelor of Arts, Government Wesleyan University Middletown, Connecticut AFFILIATIONS Massachusetts & New York State Bar Associations Secretary, Corporate Law Section National Bar Association 2012 Fellow Leadership Counsel on Legal Diversity

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