Certificate Course in Strategic Compliance for the Banking Industry

December 13, 2013

Mr. Jose Teodoro K. Limcaoco President Chamber of Thrift Banks Unit 1409, Cityland 10 Condominium Tower I H.V de la Costa Street, Salcedo Village, Makati City

Dear Mr. Limcaoco: Greetings! On behalf of the Association of Bank Compliance Officers, Inc. (ABCOMP) De La Salle University (DLSU) Consortium, we wish to thank your institutions continued valuable support of ABCOMP through the membership of your banks compliance officer. ABCOMP, a non-stock, non-profit organization registered with the SEC, has, at present, 65 members, all of whom are compliance officers in their respective banks. Through the years of its existence, ABCOMP has undertaken various endeavors to raise the performance standards of compliance officers to better equip them and to make them more effective in the exercise of their function. We are pleased to inform you that we are once again offering the Certificate Course in Strategic Compliance for the Banking Industry 101 in partnership with De La Salle University, a leading educational center of excellence which is now part of the ASEAN University Network. In conducting the Certificate Course, we aim to achieve these objectives: 1. To enhance the understanding of the compliance function and how they affect the operations of banks; 2. To raise awareness on the needed skills and competency set of bank compliance officers;
5th floor, Tower II, RCBC Plaza Sen. Gil Puyat Avenue corner Ayala Avenue, Makati City Telefax: 753-4617; Phone: 753-4611 local 105 Office Hours: Monday to Friday, 1000-1900; Saturday, 0800-1200 Rm. 223, St. La Salle Hall 2401 Taft Ave., Manila 1004 Phone: 524-4611 local 396 Office Hours: Monday to Friday, 1000 1900; Saturday, 0800-1200

Certificate Course in Strategic Compliance for the Banking Industry

3. To enhance the understanding of the regulatory environment and the specific laws and regulations affecting banks; 4. To promote the highest levels of professionalism, integrity, and ability in the fulfillment of the compliance function in the banking industry. Our target participants are bank compliance officers and upcoming/aspiring compliance officers, senior executives and middle-level managers of universal, commercial banks, thrift and rural banks, as well as other interested stakeholders in the banking industry. Three main modules will be offered under this Certificate Course: Foundations of the Compliance Function Change in a Dynamic Environment, the Compliance Function, and Compliance Frameworks Compliance in the Banking Industry The Business of Banking from a Compliance Perspective, Banking Regulations, and Compliance Issues The Effective Compliance Officer Competencies and Skills Set Through you, we wish to extend to your compliance officer, and to other interested officers in your organization, our invitation to attend this course, which will have the following schedules for this year:

Run 10:

January 18, 2014 to March 15, 2014

This Certificate Course has a total of eight (8) Saturdays, held from 8:00 a.m. to 5:00 p.m., at DLSU Makati Extension Campus at RCBC Plaza, Ayala Avenue, Makati City. As we can accommodate a maximum of 30 participants for this run, we enjoin your officers to register early. Registration fee would be P32,500 per participant, while group enrollment rate would be P27,500 per participant for two or more participants from one company regardless (Please see attached sheet for payment details). Please fill up the attached registration form, and fax the same to 753-4617 or e-mail a scanned copy to us at zendypastoral@gmail.com or aileen.negrillo@dlsu.edu.ph. For more inquiries, you may visit us at the following address: Center for Professional Development in Business (CPDB), 5th Floor, Tower II, RCBC Plaza, Sen. Gil Puyat Avenue
5th floor, Tower II, RCBC Plaza Sen. Gil Puyat Avenue corner Ayala Avenue, Makati City Telefax: 753-4617; Phone: 753-4611 local 105 Office Hours: Monday to Friday, 1000-1900; Saturday, 0800-1200 Rm. 223, St. La Salle Hall 2401 Taft Ave., Manila 1004 Phone: 524-4611 local 396 Office Hours: Monday to Friday, 1000 1900; Saturday, 0800-1200

Certificate Course in Strategic Compliance for the Banking Industry

corner Ayala Avenue, Makati City. Or you may contact Ms. Zendy Pastoral: Telefax: 7534617; Trunkline: 753-4611 local 105. Thank you very much. We look forward to a positive response from your organization. Very truly yours,

DANTE T. FUENTES President ASSOCIATION OF BANK COMPLIANCE OFFICERS, INC.

DR. MARIA ANDREA L. SANTIAGO Dean, Ramon V. del Rosario College of Business DE LA SALLE UNIVERSITY

5th floor, Tower II, RCBC Plaza Sen. Gil Puyat Avenue corner Ayala Avenue, Makati City Telefax: 753-4617; Phone: 753-4611 local 105 Office Hours: Monday to Friday, 1000-1900; Saturday, 0800-1200 Rm. 223, St. La Salle Hall 2401 Taft Ave., Manila 1004 Phone: 524-4611 local 396 Office Hours: Monday to Friday, 1000 1900; Saturday, 0800-1200