Escolar Documentos
Profissional Documentos
Cultura Documentos
Rothenberg, H. Colin Slim, Pieter van den Toorn, and the anonymous reviewers for this Journal
for their comments on earlier versions of this essay. Parts of the essay are derived from papers pre-
sented at the Seventy-Third Annual Meeting of the American Musicological Society in Quebec
City, November 2007, and the Thirtieth Annual Meeting of the Society for Music Theory in
Baltimore, November 2007. Archival research was supported by a British Academy Small
Research Grant. Materials from the facsimile of the sketchbook for The Rite of Spring are repro-
duced by the kind permission of Boosey & Hawkes.
1. The original French reads: [M]a libert sera dautant plus grande et plus profonde que je
limiterai plus troitement mon champ daction et que je mentourerai de plus dobstacles . . . et
larbitraire de la contrainte nest l que pour obtenir la rigueur de lexcution (86).
2. Pasler, Music and Spectacle in Petrushka and The Rite of Spring, 67.
3. Rehearsal numbers in Stravinskys score are indicated by R followed by the number. For
example, R13 refers to the bar designated by the rehearsal number (i.e., the rst bar of the ac-
cent pattern here), R13+1 to the following bar, and so on. The rehearsal numbers are continu-
ous throughout the score.
Journal of the American Musicological Society, Vol. 63, Number 3, pp. 499552 ISSN 0003-0139, electronic ISSN
1547-3848. 2010 by the American Musicological Society. All rights reserved. Please direct all requests for permission
to photocopy or reproduce article content through the University of California Presss Rights and Permissions website,
www.ucpressjournals.com/reprintInfo.asp. DOI: 10.1525/jams.2010.63.3.499.
Jeux de Nombres : Automated Rhythm
in The Rite of Spring
MATTHEW McDONALD
My freedom will be so much the greater and more meaningful the more nar-
rowly I limit my eld of action and the more I surround myself with obstacles
. . . and the arbitrariness of the constraint serves only to obtain precision of
execution.
I. Stravinsky, Poetics of Music in the Form of Six Lessons, 87
1
The idea of games points to the real subject matter of the balletthe creative
act itself.
2
I
gor Stravinskys The Rite of Spring long ago secured its status as a corner-
stone of musical modernity. Among the many musical features to which
this enduring distinction can be traced, perhaps most important are the
aggressively dissonant chord and irregular accent pattern that constitute the
opening bars of the ballet proper, the Augurs of Spring, an icon of what
scandalized audiences at the works premiere in 1913. Accordingly, both the
harmony and the rhythm of these bars have attracted various analyses. In re-
gard to the rhythm, some analysts have focused on the interaction between
the irregularly spaced accents and the regular downbeats of the duple meter, as
established in the bars that precede R13.
3
Pierre Boulez, for instance, divided
4. That is, the metric positions of accents in the third cell are reversed in the fourth: see
Boulez, Stravinsky Remains, 6870.
5. See, for instance, Messiaen, Trait de rythme 2:100101. Messiaen undertook an extensive
rhythmic analysis of the entire score for The Rite: see Trait de rythme 2:93147. Pieter van den
Toorn presented analyses that alternately emphasize and downplay the meter of Augurs, com-
menting on their relative merits and advocating recognition of each perspective: see van den
Toorn, Stravinsky and the Rite of Spring, 6871.
6. This and all subsequent examples condense the score into either one, two, or three staves
and frequently simplify the texture in the process. In all cases where I analyze the intervallic con-
tent of a particular harmony or collection of pitches, however, I have not omitted any pitches
found in the full score. Unless otherwise noted, all score excerpts are based on the 1921 edition of
the score (actually published in 1922), the earliest printed edition of the full orchestral score. My
analyses, however, are based upon a full consideration of the sketchbook, the autograph full and
short scores (both housed in Basel at the Paul Sacher Foundation), and the four-hand score (pub-
lished in 1913 and now available in a Dover edition), all crucial sources for addressing the compo-
sitional process considered in this essay. I refer to these earlier versions of the score in all cases in
which discrepancies between the 1921 edition and the earlier versions are relevant to my analyses.
Stravinskys post-1921 revisions do not come into play: it is difcult to establish what any of these
revisions might have to tell us about Stravinskys original compositional thought-processes, and
they rarely differ from earlier versions in ways that would affect my analyses. For the most thor-
ough consideration of the various sources for The Rite, see Cyr, Le sacre du printemps: Petite his-
toire dune grande partition, 89148.
7. Here and elsewhere, I refer to specic pitches using the scientic nomenclature that desig-
nates middle C as C4; in this system, C5 denotes the pitch one octave above middle C, and B
3
the pitch one whole step below middle C.
8. A compelling precedent for this way of conceptualizing the relationship between intervals
and durations can be found in the theoretical work of the Russian composer and theorist Sergey
Taneyev, whose music was inuential to the young Stravinsky. Taneyev devised a single numerical
system for the measurement of both intervals and durations. In analyzing a contrapuntal work, for
instance, Taneyev would designate the relationship between a pair of imitative voices with two
the rst eight bars into four two-bar cells, noting a retrograde relationship
between the rhythms of the third and fourth cells.
4
Others have ignored the
meter, focusing exclusively on how the accents delineate an irregular grouping
of eighth notes, an approach encouraged by the rigidity of the eighth-note
pulse that denes this passage.
5
The latter perspective is illustrated in Example 1a, which reproduces the
opening bars of the Augurs of Spring.
6
Example 1b reproduces the begin-
ning of the ostinato that commences immediately after the famous accent pat-
tern at R14. The overall pitch content is a close variant of the repeated chord
that begins the Augurs of Spring: rather than an E-at dominant seventh
superimposed over an F-at-major triad, here the E-at dominant is superim-
posed over a C-major triad. (I will refer to these two collections of pitches as
the Augurs chord and its C-major variant.) The resulting pitch collection is
octatonic, unlike the chord with which Augurs begins. The intervals formed
by this collection of pitches (with the addition of C5
7
and omission of B
3,
both of which will be addressed below), measured in semitones from top to
bottom, produce the same numerical series as the durations produced by the
accent pattern.
8
500 Journal of the American Musicological Society
Jeux de Nombres : Automated Rhythm in The Rite of Spring 501
This correspondence, striking as it is, has not been noted in the vast litera-
ture on The Rite, nor has such a correspondence been noted in much music at
all composed before World War II; the earliest examples are generally found in
serial music of the late 1940s.
9
It is unlikely to be coincidental, judged simply
numbers, one representing what he called vertical distance in pitch space, the other represent-
ing horizontal distance measured in beats. See Carpenter, Contributions of Taneev, Catoire,
Conus, Garbuzov, Mazel, and Tiulin.
9. One exception is Richard Cohns recent study of Bla Bartks Sonata for Two Pianos and
Percussion (1937), in which Cohn explored what he called pitch-time analogies, albeit using a
more complex theoretical apparatus than is necessary here. In the same essay, Cohn also cited in
passing a four-note ostinato found at the beginning of Maurice Ravels Une barque sur locan
from Miroirs (19045), which features a correspondence between intervals and durations ex-
tremely similar to that found in Augurs. This example would need to be bolstered by additional
evidence to be signicant here, but given the relationship between Stravinsky and Ravel, and in
.
0
.
0
!
!
!
13
14
( )
9 2 6
3 4 5 3
* rst pitch of The Rite
*
9 2 6 3 4 5 3
(a)
(b)
Example 1 Augurs of Spring, bars 18: (a) durational measurements; (b) intervallic measure-
ments at R14 (C-major variant of the Augurs chord)
502 Journal of the American Musicological Society
in terms of mathematical probability. Given that the accent pattern as well as
the Augurs chord and its octatonic, C-major variant were likely among Stra -
vinskys very rst musical ideas for The Rite, as recorded on the rst page of his
sketchbook and as Stravinsky himself conrmed,
10
and given that Stravinsky
later singled out the accent pattern as the foundation of the whole [work],
11
this connection between pitch and rhythm was perhaps even a fundamental as-
pect of his conception of the music for the ballet. In discussions of the open-
ing rhythm of Augursas in discussions of Stravinskys compositional
practice generallythe implicit assumption is almost always that Stravinsky de-
liberately crafted every musical detail to achieve a specic effect. But my analy-
sis suggests that, at an initial compositional stage, Stravinsky may have used a
mechanical procedure to derive the accent pattern, in nearly its ultimate form,
from an independently generated succession of intervals. In what follows, I
will present extensive evidence suggesting that this type of strategy was essen-
tial to Stravinskys composition of The Rite, a conclusion that has important
consequences for how we think about the ballet and its composer.
I proceed, however, aware that such an endeavor is likely to be met with some
resistance. Nearly a half century ago, Robert Craft offered discouraging words
for anyone proposing revelations about Stravinskys score: There is no longer
any novelty in The Rite of Spring. . . . Its musical mysteries are now profane
knowledge (the desacralization complete), I have no new theory to pro-
pound, and in any case the music is neither neglected nor in need of re-
evaluation.
12
But this statement was so wildly and predictably off-the-mark
that we might wonder whether or not Craft actually believed it. More likely it
was a smokescreen, perhaps a reection of Stravinskys own worries about
what secrets his sketches (long held under lock and key, as Craft explained)
might reveal. To anyone interested in musical embryology, these facsimile
particular the fact that Ravel accompanied Stravinsky when the latter purchased his sketchbook for
The Rite in Varese, Italy, the example from Miroirs is nonetheless suggestive in the present con-
text. See Cohn, Pitch-Time Analogies and Transformations in Bartks Sonata for Two Pianos
and Percussion. Justin London has provided an overview of twentieth-century composers and
theorists interested in creating isomorphisms between pitch and time; his earliest example is from
1944 (Oliver Messiaens written commentary on his compositional methods). See Some Non-
Isomorphisms between Pitch and Time.
10. See Craft, Commentary to the Sketches, 4. Some sketches for the Introduction to
Part I of the ballet may predate Stravinskys sketches for the Augurs; see Taruskin, Stravinsky
and the Russian Traditions 1:89091. Because Stravinsky undertook so much of the composi-
tional process at the piano rather than on paper, however, it is difcult to establish with absolute
certainty the chronology by which the score evolved; see ibid. 1:894.
11. See the documentary lm Portrait of Stravinsky (1966), cited by Chua, Rioting with
Stravinsky, 100n28.
12. Craft, Rite of Spring, xv. This essay was adapted from a 1966 lecture.
13. Ibid., xv.
14. Forte, Letter to the Editor in Reply to Richard Taruskin, 326.
15. Forte, The Harmonic Organization of The Rite of Spring.
16. Richard Taruskin, Myth of the Twentieth Century, 7.
17. See Chua, Rioting with Stravinsky; and Code, Synthesis of Rhythms. The Rite was
also recently featured prominently in a popular non-academic book, Lehrers Proust Was a
Neuroscientist.
18. See V. Stravinsky and Craft, Stravinsky in Pictures and Documents (hereinafter referred to
as Stravinsky in Pictures and Documents), 52426, which reproduces Edward B. Hills English
translation of 1916. Taruskin provided his own translation in Russian Traditions 1:87778. The
original essay in French, Ce que jai voulu exprimer dans Le sacre du printemps, was published in
the magazine Montjoie! (29 May 1913) and is reprinted in Lesure, Le sacre du printemps: Dossier
de presse, 1315. Stravinsky denied authorship of the essay, but it seems for the most part to have
represented his ideas accurately. See Taruskin, Russian Traditions 2:9951006, for a thorough
discussion of the matter.
pages are a major document,
13
Craft wrote, but a different message was
clearly discernible: look away, musicologists, theres nothing to see here.
In more recent years, still other scholars have attempted to stamp out
analyses of The Rite, if not in such an absolute fashion. Surely Allen Forte was
speaking tongue-in-cheek when, with regard to some well-studied bars from
The Ritual of the Rival Tribes, he announced: subsequent to [my] analysis
there will be no further analyses of this passage, as decreed by the joint ad hoc
Anglo-American Committee on Denitive Analyses, the members of which
were appointed by the present author.
14
Or was he? Forte had authored, af-
ter all, a monograph titled The Harmonic Organization of the Rite of Spring
(emphasis mine).
15
Richard Taruskin called upon Forte to renounce the
viewpoint of this particular book as incorrect, and elsewhere Taruskin has
attempted to demonstrate how much of [the] literature [on The Rite] is so
easily and instructively falsied.
16
One might be forgiven for concluding that
no one wants anyone else to say much about The Rite at all.
But, of course, no one has succeeded in enforcing a moratorium. Countless
essays, chapters, and books have been devoted to The Rite over the past few
decades, including two substantial analytical studies since 2007.
17
The litera-
ture continually expands, despite many of the contributors themselves seem-
ing uncomfortable with the expansion. This dichotomy can perhaps be traced
to Stravinsky himself, beginning with the Montjoie! program attributed to the
composer, What I Wished to Express in The Consecration of Spring.
18
Here,
Stravinsky described the ballets introduction as the Birth of Spring:
In the Prelude, before the curtain rises, I have conded to my orchestra the
great fear which weighs on every sensitive soul confronted with potentialities,
the thing in ones self, which may increase and develop innitely.
And later:
In short, I have tried to express in this Prelude the fear of nature before the
arising of beauty, a sacred terror at the midday sun, a sort of pagan cry. The
Jeux de Nombres : Automated Rhythm in The Rite of Spring 503
504 Journal of the American Musicological Society
musical material itself swells, enlarges, expands. Each instrument is like a bud
which grows on the bark of an aged tree; it becomes part of an imposing
whole.
19
This imposing whole can easily be read as a metaphor for Stravinskys entire
score for The Rite: we are meant to be terried of this primitive musical lan-
guage. Indeed, this fear might help to explain the audiences disquiet at the
premiere. But a more striking metaphor is suggested by the rst part of this
quotation. The great fear Stravinsky described bears a remarkable resem-
blance to his characterization of his own creative angst many years later in The
Poetics of Music:
As for myself, I experience a sort of terror when, at the moment of setting to
work and nding myself before the innitude of possibilities that present them-
selves, I have the feeling that everything is permissible to me. If everything is
permissible to me, the best and the worst; if nothing offers me any resistance,
then any effort is inconceivable, and I cannot use anything as a basis, and con-
sequently every undertaking becomes futile.
20
Taking a cue from this later statement, I would propose that the fear of po-
tentialities Stravinsky referred to in the Montjoie! program may have been
fundamentally his own, an anxiety that he had allowed his musical ideas to de-
velop without proper limitations, and thereby to take on a life of their own.
This anxiety would not have been eased by the critical reception of The
Rite. From the beginning, Stravinskys score for The Rite has often been char-
acterized as rough around the edges, lacking in systematizationqualities that
are easily linked to the primitivist impulse behind the ballet.
21
Not surprisingly,
in the decades after the premiere, Stravinsky increasingly cultivated an oppos-
ing image for the score, insisting that it be divorced from the original ballet
and regarded instead as a concert piece, and gradually revising the score so
that certain relationships would appear more logical and systematic.
22
This revisionism helps to account for the apparent desire among analysts to
stunt the development of analytical research devoted to Stravinskys score.
19. Stravinsky in Pictures and Documents, 525.
20. I. Stravinsky, Poetics of Music, 85.
21. As described in an early review: . . . this is the most dissonant music ever written. I
would say . . . that never has the system and cult of the wrong note been practised with such zeal
and persistence as in this score; that from the rst bar to the last whatever note one expects is
never the one that comes, but the note to one side, the note which ought not to come . . . the
music is rough and violent. . . . These are not pretty, elegant harmonies, combined with patient
subtlety. They are hard, loud, dense, freely invented by a cruel and fertile musical nature. Pierre
Lalo, in Le Temps, 5 August 1913, quoted in Lesure, Dossier de presse, 3334; translation from
Hill, Stravinsky: The Rite of Spring, 93.
22. On Stravinskys evolving attitude toward The Rite, as reected in his writings, interviews,
and his revisions of the score, see Taruskin, Myth of the Twentieth Century; and Fink,
Rigoroso ( = 126). A revised version of Taruskins essay is featured as the rst part of the
chapter Stravinsky and the Subhuman in his book Dening Russia Musically.
Jeux de Nombres : Automated Rhythm in The Rite of Spring 505
Following in the composers footsteps, some analysts have appeared deter-
mined to counter the idea that any details of a work held in such high esteem
might not have been carefully planned out by the composerthat the music
might somehow be arbitrary, as Theodor Adorno famously described it, a
judgment that could be seen to expose the entire analytical endeavor as no
more than a fools errand (a futile undertaking, to borrow Stravinskys
words). In some cases, these analysts have attempted to deliver a swift and per-
manent blow to the notion of arbitrariness, identifying coherent and audible
structures that explain Stravinskys compositional procedures in comprehen-
sive waysFortes set theory, for example, or Boulezs notion of durational
symmetry.
23
Such studies might have been more abundant in an earlier, more
positivist era of music analysis, but more recent examples are easily found as
well.
24
According to Taruskin, this disciplinary tendency can be attributed to an
underlying fear of what he saw as the true nature of The Rite: a rational
complexity, Taruskin argued, is far less disturbing than a mystifying simplic-
ity.
25
Simplicity is a quality rarely attributed to The Rite, but it is crucial in
Taruskins characterization: The Rite is not a complex score, he stated, and
the music is distinguished by a radical simplication of texture.
26
But there
is, I would argue, a more intuitive explanation for the persistent desire to ex-
plain Stravinskys Rite with overarching theoretical systems or analytical narra-
tives: a rational complexity is preferable to an irrational one. The apparent
reckless abandon of Stravinskys scorea musical riot, as Daniel Chua has
recently characterized it
27
has proven difcult to reconcile with the larger
reputation of Stravinskys oeuvre, promoted by the composer himself, as a
paragon of logic and objectivity.
One source of the problem, perhaps, is the faulty assumption that the
highly controlled compositional methods we might associate with Stravinsky
necessarily result in orderly musical surfaces. Whereas Stravinsky clearly
reigned in the innitude of potential compositional strategies to a much
lesser extent in The Rite than in later works, the singular unruliness of the
score should not be taken simplistically as evidence of a lack of systematic com-
positional planning. The analysis above and those that follow shed light on the
relative presence of order and disorder in Stravinskys score, suggesting that
23. See Forte, Harmonic Organization; van den Toorn, Stravinsky and the Rite of Spring
(esp. chaps. 57); and Boulez, Stravinsky Remains.
24. David Code, for instance, in his 2007 study of the Augurs of Spring, concluded:
What seems like a dance of utter visceral and hormonal immediacy is found to be tightly bound
by the fetters of compositional control; Synthesis of Rhythms, 162. Similarly, Code identied
the Augurs as the perfect exemplar of the structural investments Stravinsky attributed to the
whole ballet some years later, when he described it as an architectonic work; ibid., 113.
25. Taruskin, Myth of the Twentieth Century, 19.
26. Ibid.
27. Chua, Rioting with Stravinsky.
506 Journal of the American Musicological Society
one of Stravinskys central compositional strategies was systematic and yet still
yielded somewhat unpredictable musical results; I propose that he employed
an automated procedure to generate musical ideas, in which entities from
one realm of music (pitch) are translated into another realm (rhythm) where
their meaning is altogether different and any desirable musical result is largely
fortuitous.
28
That is to say, Stravinsky sacriced part of his role as an organizer
of musical sound in favor of a more detached engagement with music as a sys-
tem of abstract, quantiable relationships.
Analyses
Augurs of Spring (continued) and Introduction to Part I
The procedure for converting pitch intervals into durations is evident, as we
have seen, at the very outset of the Augurs of Spring. Given its primacy
within the compositional history of The Riteand arguably the canon of
twentieth-century music as wellthe opening of the Augurs merits further
attention here. First, it is instructive to consider why the accent pattern would
relate most closely to the C-major variant rather than to the initial Augurs
chord itself. As already noted, the C-major variant (unlike the initial chord) is
octatonic, and thus characteristic of Stravinskys harmonic language in The
Rite.
29
It is also an important chord beyond its initial appearances in
Augurs: it is featured prominently, for instance, from R16 to R18 and in
the rst several bars of the Ritual of Abduction. But most importantly, it is
the C-major variant, and not the repeated chord with which Augurs begins,
that dominates Stravinskys initial sketches, appearing in three musical frag-
ments at the top of the rst page of the sketchbook, possibly the rst musical
ideas Stravinsky committed to paper (they appear on the upper third of
page 3, which features ve fragments sketched in black ink). Thus the C-major
variant may have had conceptual priority over its more famous sibling in the
early compositional stages of The Rite.
The famous accent pattern, just as we know it today, is laid out on the mid-
dle of the rst page of sketches. Surprisingly, on the next two pages (45),
Stra vinsky wrote out the accent pattern two more times, but with an addi-
tional accent on the downbeat of the fourth bar. On the second system of
28. I should state up front that I have found no compelling evidence of a similar composi-
tional approach in any of Stravinskys other music, although my investigation of this possibility has
not been thorough. My sense is that the approach was closely linked to Stravinskys specic ideas
about The Rite (an idea I will develop in my conclusion below) and therefore may have been
unique to this work. But it remains an open question whether or not he employed this approach
elsewhere.
29. On octatonicism in The Rite, see Berger, Problems of Pitch Organization in Stravinsky;
van den Toorn, Music of Igor Stravinsky, 100137; and idem, Stravinsky and the Rite of Spring,
chaps. 57.
Jeux de Nombres : Automated Rhythm in The Rite of Spring 507
page 4, the accent has apparently been erased from both staves and is barely
legible, but it is easily seen on page 5 (see the rhythmic sketch just above the
horizontal blue lines near the top of the page). Example 2a reproduces the
second of these sketches, in Stravinskys bare rhythmic notation; I have
marked the offending accent with an asterisk. This blasphemous pattern could
be derived from the pitch collection shown in Example 1b with an added
C4 inserted between B
3 and D
, D
, and B
CB
tetrachord in
fact features prominently among the musical fragments at the top of the rst
page of the sketchbook. In three of these, it results from the interaction of the
familiar D
n n n n n n n
'
'
'
*
etc.
(a)
(b)
Example 2 Augurs of Spring: (a) alternate accent pattern from the sketchbook, p. 5; (b) frag-
ment from the top of the first page of sketches
Jeux de Nombres : Automated Rhythm in The Rite of Spring 509
general easily accounted for vis--vis octatonicism, diatonicism, and extended
tertian harmony, whereas the corresponding rhythmic patterns tend to resist
any comparably straightforward explanations. I would not close off the possi-
bility that in some instances Stravinsky may have worked in both directions
when relating pitch formations and rhythmic patterns, but the evidence points
toward intervallic patterns having generally been the basis for durational ones.
One possible critique of my analysis of Augurs is that the correspondence
between intervals and durations is best perceived intellectually, not aurally.
Taruskin has identied (and vehemently objected to) a tendency among ana-
lysts of The Rite to nd logical, but inaudible, structures underlying the com-
plex musical surfaces.
31
He cited as evidence Elliott Antokoletzs analysis of
the opening bassoon melody, which showed how the notated rhythms of the
rst three bars create a quasi-symmetrical pattern.
32
Taruskin rejected this
analysis as a ction, arguing that Antokoletzs groupings have little to do
with how the music actually sounds, but rather are entirely an artifact of the
bar-placement, a notational convenience: in other words, the phrasing of the
bassoon melody, as indicated by fermatas and slurs, is incompatible with
Antokoletzs groupings.
33
Taruskins complaint relies on the assumption (often implicit in analytical
writing) that analysis should relate to how music is heard: What is revealed
[in Antokoletzs analysis] is a germ-free vivarium, entirely closed off . . .
from the world in which the music was composed and in which it is experi-
enced.
34
But this statement suggests the basis of its own critique: we can gain
access to the world in which the music was composed partly through its
notationa trace of the compositional processsome aspects of which may
bear little or no relation to musical experience. In the case of the opening bas-
soon melody, Stravinskys notation is in many ways counterintuitive. One
could imagine different ways of notating these bars to achieve a similar sound
while reinforcing visually the phrasing of the melodyfor instance, following
Juszkiewiczs transcription of the folk tune from which Stravinsky derived the
melody, by placing the second and third Cs, which instigate repetitions of the
basic melodic idea, on metrical strong beats. The notation Stravinsky chose
begs the question of its meaning or signicance. Consider the rst bar: both
the beaming of notes and the 4/4 meter suggest the rhythmic grouping
1+4+3+3, as shown in Example 3a. It is unlikely that anyone would hear these
groupings without benet of the score, but they are logical in terms of the no-
tation. Example 3 compares this grouping with an intervallic analysis of the
31. Method is inferred from structure and then attributed to the composer, whose work is
thus rationalized and rendered abstract. See Taruskin, Myth of the Twentieth Century, 10.
32. See Antokoletz, Twentieth-Century Music, 95. Boulez arrived at essentially the same
analysis decades earlier; see Stravinsky Remains, 6062.
33. Taruskin, Myth of the Twentieth Century, 11.
34. Ibid., 1112.
510 Journal of the American Musicological Society
pitch collection outlined by the opening melody, as anchored by the horns C
on the downbeat of the second bar (see Ex. 3b): once again, the intervals
measured in semitones correspond to the rhythmic groupings.
35
A signicant difference between this analysis of the opening bassoon
melody and my analysis of Augurs is the nature of the isomorphism be-
tween rhythm and pitch: in the Augurs example, it is based on a durational
pattern, whereas with the bassoon melody, it is based on rhythmic groupings.
The rhythmic nature of the two passages, in fact, could hardly be more differ-
ent. One features a metronomic beat, its rhythmic interest based solely on a
pattern of irregular emphases; this circumstance is much more prevalent in
The Rite as a whole. The other sounds improvisational, with little or no audi-
ble metrical grounding; this quasi-rubato effect virtually disappears from the
work when the dancing begins.
The similarities between the two analyses, however, are crucial and charac-
terize the body of analyses below as well:
1. In each analysis, an intervallic pattern derived from an important chord
or pitch collection corresponds to a durational or rhythmic pattern. All
but one of the analyses concerns the beginning of a titled section of The
Rite, where much of the best known and most provocative music of the
ballet resides. In fact, all but one of the fourteen titled sections feature this
sort of correspondence in their opening bars.
36
Due to limitations of space,
I have excluded some of the more complex of these examples,
37
but the
ubiquity of the procedure at the beginnings of movements is an impor-
tant element informing my thesis. Furthermore, the presence of this
35. The main intervallic analysis passes over the bassoons A, which would generate a 2+2
subdivision of the sixteenth notes in bar 1, as indicated on the example. This subdivision is not
suggested by Stravinskys notation, although perhaps it is implied by the time signature as a simple
division of the quarter-note beat.
36. In two cases, the correspondence is found in an early incarnation of a sections opening
bars but not in the ultimate printed version, as a result of Stravinsky either repositioning the
movement title (Procession of the Sage) or inserting new opening material (Introduction to
Part II).
37. These include the Ritual of Abduction (bars 15), the Mystic Circle of the Young
Girls (bars 17), and the Ritual Action of the Ancestors (bars 114).
0
0
q
q
bassoon
1
2
4
2
3 3
horn
1
2 2
4 3 3 3
3
(a) (b)
Example 3 IntroductiontoPart I, bars 12: (a) rhythmic groupings; (b) intervallic measurements
Jeux de Nombres : Automated Rhythm in The Rite of Spring 511
sort of correspondence at the openings of movements suggests that this
particular means of deriving rhythmic material was a compositional
starting point for Stravinsky, a way of setting ideas in motion for each
new section.
2. In each of the examples, intervals are measured from top to bottom(never
bottom to top), and measurements originate from the uppermost pitch
of a chord or collection of pitches (or, in one exception, a semitone be-
low the uppermost pitch).
38
3. In all cases, the unit of durational measurements is the largest possible note
value that allows all measurements to be made in whole numbers. For in-
stance, in Example 1a, the eighth note is the largest such note value: if
durations between accents were measured in quarter notes, this would
yield the numerical succession 4.5, 1, 3, 1.5, etc., and no correspon-
dence with semitonal measurements would be possible. In each of the
passages in which the meter changes from bar to bar, my durational
groupings follow the notated meter.
4. Finally, as I will discuss further below, most of the chords or pitch collec-
tions under consideration share important intervallic characteristics that
have already been noted in the literature, particularly the intervallic
structures 5+6 and 6+5 (that is, the major seventh partitioned into a per-
fect fourth and tritone).
All of these consistencies suggest a coherent set of compositional strategies, al-
though I should emphasize again that Stravinskys approach clearly allowed
for exibility, experimentation, and play. Although this procedure for deriving
rhythms seems to have been mechanical, there can be no doubt that Stra vin -
sky, in every case, evaluated and shaped the derived rhythms so as to arrive at a
musical result that he found satisfactory.
Sacricial Dance
The opening of the Sacricial Dance, like the opening of Augurs, is char-
acterized by an explosive, irregular accent pattern featuring an iconic chord
that becomes a sonic emblem of the movement (it is, in fact, a virtual transpo-
sition of the Augurs chord). Unlike the opening of Augurs, however,
38. The notion of Stravinsky measuring intervals always by counting downwards harmonizes
nicely with Chuas characterization of the primary Augurs chord: the chord is upside down,
requiring some kind of topsy-turvy tonal theory; standing tonal theory on its head in some way
would make more sense of Stravinskys E
(5+6,
measured from top to bottom); in the related chord of the Sacricial
39. The following analysis incorporates the metrical subdivisions of the 1921 printed edition,
in which the meter of the second and third bars (2/16+3/16) subdivides what had been a single
5/16 bar in earlier versions. This slightly revised metrical scheme simply reinforces the groupings
already asserted strongly by the low Ds.
40. When the Ds are absent, other features reinforce the notated meter. For instance, a
crescendo leads to an accent on the downbeat of the fth bar of the movement, punctuated by the
brass, thereby articulating the downbeat in the absence of a low D. The downbeat of the fourth
bar is a prime example of what Grosvenor Cooper and Leonard Meyer called an accented rest,
where one has been conditioned to hear an emphasis despite the absence of sound. The passage
from the development of the Eroica Symphony that constitutes their primary example of the
phenomenon might in fact be regarded as a progenitor of the beginning of the Sacricial
Dance. See Cooper and Meyer, Rhythmic Structure of Music, 13740.
41. Taruskin, Russian Traditions 1:93940; van den Toorn, Stravinsky and the Rite of
Spring, 14546. Van den Toorns notion of a basic sonority is somewhat more complex, en-
compassing other features, particularly the trichords interaction with the octatonic collection (of
which it is a subset). In van den Toorns view, the basic sonority and related harmonic features
constitute a fairly consistent harmonic language in The Rite.
Jeux de Nombres : Automated Rhythm in The Rite of Spring 513
_
_
s
:s
s
:s
s
:s
-
:s
-
:s
-
:s
s
:s
s
:s
s
:s
,
-
s
-
s
-
s
_
_
-
s
-
s
-
s
,
,
,
.
-
:s
-
:s
-
:s
s
:s
s
:s
s
:s
,
-
s
-
s
-
s
_
_
-
s
-
s
-
s
,
,
,
.
s
:s
s
:s
s
:s
s
:s
s
:s
s
:s
,
.
,
,
_
_
_
_
142
143
144
2 3 3
4 (four repeated bars absent in original sketch)
4 7
2 3 3 4 4 7
8
vb
8
vb
8
vb
marc.
(a)
(b)
Example 4 Sacrificial Dance, bars 112: (a) durational measurements; (b) intervallic structure
of primary chord
514 Journal of the American Musicological Society
Dance, by the pitches DAE
. At
some points in the score, the coordination of 5+6 or 6+5 intervallic and dura-
tional patterns is quite obvious. Example 5a concerns the beginning of the
Introduction to Part II of the ballet, not as we know it today, but as Stravinsky
originally conceived it: in the full and short versions of the autograph score,
R79R86 of the printed score were not initially present.
42
Thus the original
Introduction began with the juxtaposition of two contrasting ideas at what
would become R86: a legato duet in the trumpets followed by an accompani-
mental pattern in the low strings, the latter comprised of two alternating stac-
cato trichords over a four-note pizzicato bassline (these two ideas are heard
together a few bars later). The changing meter of the trumpet duet and the in-
tervallic content of the string accompaniment both feature 5+6 and 6+5
groupings, as shown in the example. More specically, the symmetry of the
metrical scheme (5/46/45/4) also has a close analogue in the realm of
pitch. Example 5b outlines symmetrical aspects of the relationship between
the second staccato trichord and the pizzicato bassline: the embedded 5+6+5
pattern is highlighted by the shared inner tritone B
and the E
s occupying
the registral extremes. (Note that the upper trichord is presented linearly in
the example and the tritones superimposed for analytic clarity.)
A related passage occurs in the Glorication of the Chosen One.
R112+3 introduces a musical idea (reminiscent of the Danse infernale from
The Firebird) comprised of off-beat trichords over a short ostinato pattern; it
is rst heard for only a bar but soon returns for several bars at R114. This syn-
copated idea alternates between ve-beat and six-beat versions, notated in 5/4
and 6/4, as shown in Example 6a (see R114R115 for the full passage).
Throughout this passage, each of the upper trichords is based on either the
5+6 or 6+5 intervallic pattern, as shown in Example 6b; the 5+6 and 6+5 tri-
chords are also heard in alternation (see Ex. 6a). Thus, quite similarly to what
we have just seen in the Introduction to Part II, the alternation between 5+6
and 6+5 trichords can be related to an alternation between 5/4 and 6/4 bars
that generates various 5+6 and 6+5 durational pairings.
Procession of the Sage, Adoration of the Earth, and Dance
of the Earth
More subtle instances of 5+6 and 6+5 relationships can be found in the last
three movements of Part I, linking these movements together as a larger unit.
42. Stravinsky completed the autograph full score for Part I of the ballet on 29 February
1912, and then began to write out Part II, beginning with what would become R86. About a
year later, on four pages dated 29 March 1913, he wrote out the missing passage (R79R86) and
inserted it in the autograph; see Cyr, Petite histoire, 104. The last page of the autograph is
dated 8 March 1913, and thus it appears that Stravinsky returned to the Introduction to Part II,
adding the opening material after having completed (or believing that he had completed) the
draft in the autograph.
Jeux de Nombres : Automated Rhythm in The Rite of Spring 515
In the early stages of composition, Stravinskys working title for what would
become the Procession of the Sage was Idut-vedut (They Are Coming,
They Are Bringing Him in Taruskins translation
43
), a title that he used at
several points in the sketchbook and preserved in the autograph scores. In the
printed score, however, the Procession of the Sage begins at R67, whereas
in the autograph scores, Idut-vedut begins at the equivalent of R64 in the
printed score; there is no title at R67 in the autographs.
44
The opening of
Idut-vedut is shown in Example 7a. This passage features two seemingly in-
dependent musical layers, an upper melody in thirds (woodwinds and strings
in the full score) and a lower tuba melody centered rmly on G
. Example 7a
43. Taruskin, Russian Traditions 1:873.
44. The sketchbook suggests some early equivocation between these two potential starting
points for the movement: here, Stravinsky places titles at both points on different pages (see
pp. 12, 14, and 16).
1
0
2
0
1
0
!
86
5 6 5
5 6
5 6
6 5
5 6
5
3
3 3
3
3
3
(a)
(b)
Example 5 Introduction to Part II, bars 15 in the autograph scores: (a) durational measure-
ments (bars 13) and intervallic measurements (strings, bars 45); (b) symmetrical aspects of
strings, bars 45
516 Journal of the American Musicological Society
ends at the point where the melody in thirds drops out, resulting in a sudden
thinning of the texture that demarcates the beginning of a new musical sec-
tion. Each layer features an initial musical idea that is repeated several times,
either in its entirety or in abridged forms. The melody in thirds consists of a
two-bar idea that is sometimes repeated in full and other times in one-bar frag-
ments. The tuba melody features a ve-bar idea that is subsequently shortened
to four- and two-bar versions; all three versions end with the identical two-bar
tag. My durational analysis in Example 7a outlines these various statements
and repetitions, treating the whole note as the basic durational unit (the
largest possible note value that allows durations to be measured in whole
numbers). Example 7b analyzes the complete pitch content of this passage,
omitting only the lower neighbors to the tubas G
s and their weak metrical placement. In the full printed score, the
lower voice of the melody in thirds reaches down to a B
(enharmonically
equivalent to the tubas A
in Stravinskys four-
hand arrangement and thus constituted part of the overall pitch content of
the passage at an earlier stage (this B
1
0
1
0
2
0
2
0
!
114
see (b)
5 6 6 5 5 6 6 5
(a)
(b)
Example 6 Glorification of the Chosen One, R114: (a) 5- and 6-beat versions of basic musi-
cal idea; (b) intervallic structure of primary trichords
Jeux de Nombres : Automated Rhythm in The Rite of Spring 517
0
0
0
0
!
!
!
64
65
( )
2
5
1 2
*B
in four-hand score; B
in printed score
2
4
1 3
2
2 1
5
2 2 1
4
3
2
Procession of the Sage
2
Augurs of Spring
2
1
1
2
2
2 1
3
3
3
*
woodwinds/
strings
tuba
(a)
(b)
(c)
Example 7 Procession of the Sage, R64 (designated as the beginning of Idut-vedut in the
autograph scores): (a) durational measurements of tuba and woodwindstring melodies; (b) inter-
vallic measurements of overall pitch collection; (c) subset of this collection (see Ex. 6b) compared
with C-major variant of the Augurs chord
518 Journal of the American Musicological Society
shown in Example 7c (I have included parenthetically the C4 found on the
rst page of sketches, as discussed above); both are elaborations of the familiar
5+6 pattern.
More important to the intermovement connections under consideration
here is the 5+4+2 pattern shown between the staves on Example 7b (also a
subdivision of 5+6), common to the intervallic measurements and the dura-
tional analysis of the tuba melody. In the extremely short section that follows,
the Adoration of the Earth, this 5+4+2 durational pattern occurs in reverse
in the only moving part, as shown in my analysis of the contrabassoon melody
in Example 8, which treats the quarter note as the basic durational unit. The
D
motion
in the Procession of the Sage (see Ex. 7a), thereby reinforcing the connec-
tion between these two melodic gures.
This 2+4+5 durational pattern recurs a few bars later at the beginning of
the Dance of the Earth, now coordinated with a 2+4+5 intervallic pattern
in a more elaborate correspondence, as shown in Example 9. The durational
groupings in Example 9a (measured in eighth notes) follow the irregular itera-
tions of the sforzando chords, as articulated by the vast majority of the instru-
ments: a C-major triad with added F
); furthermore,
the intervallic analysis omits the G
to A
0
0
0
0
!
71 +1
2 4 5
Example 8 Adoration of the Earth, bars 13: durational measurements of the contrabassoon
solo
/
0
/
0
^[[
/
0
/
0
/
0
!
!
!
72
73
2 4 5 3 4
2 4
6
2 4
sub.
(etc.)
2 4 5 3 4
2
4 6 2 4
3
3
6
6
6
sub.
sempre
sub.
(a)
(b)
Example 9 Dance of the Earth, bars 18: (a) durational measurements; (b) intervallic struc-
ture of primary chord + bass ostinato
520 Journal of the American Musicological Society
Glorication of the Chosen One
I now turn to the simplest and the most complex of my examples, both of
which feature several more instances of 5+6 and 6+5 intervallic and durational
patterns. Both examples are drawn from the beginning of Glorication of the
Chosen One, extended to include the two bars that immediately precede it
(the Glorication proper begins at R103). During the rst of these two
bars, much of the orchestra participates in a one-bar glissando that leads into
perhaps the most obviously primitive moment in Stravinskys score, an
11/4 bar consisting of eleven repetitions of a single dissonant chord. In most
of the participating instruments, this glissando is written out as a quintuplet
followed by a sextuplet, which Stravinsky emphasized in his original sketch
with a disproportionately large 5 and 6 above the uppermost line (see
page 61 of the sketchbook). This rhythmic treatment partitions the chromatic
glissando into 5+6 semitones. Vertically, each note of the glissando is harmo-
nized with a 5+6 trichord. Example 10a illustrates by reproducing the ute
parts: the linear 5+6 intervallic partition is shown above the uppermost staff,
and the harmonic one is shown on the left side of the example. In the follow-
ing 11/4 bar, the repeated chord consists of two superimposed, inversionally
related versions of the 5+6 and 6+5 trichord, as shown in Example 10b; the
example reproduces Stravinskys notation of the chord in the four-hand score,
which emphasizes its derivation from the 5+6 and 6+5 trichords.
46
Note, of
course, that each trichord spans eleven semitones from top to bottom, and the
chord is repeated eleven times. Thus these two bars feature a pervasive coordi-
nation of units of eleven and 5+6 subdivisions in rhythmic and intervallic
space.
A closer examination of the intervallic patterns embedded within the chord
from the 11/4 bar suggests a close relationship between these patterns and
the wildly irregular metrical scheme of Glorication. In addition to the der -
ivation of the chord from 6+5 and 5+6 trichords, the same pitches, measured
from top to bottom, generate the intervallic pattern shown on the far right of
Example 10b, 6+3+2+3+6. The bottom portion of Example 10b outlines sev-
eral other possible groupings of these intervals: 9+5+6, 14+6, and the inver-
sions of these. Example 10c represents the rst 16 bars of the Glorication,
charting the duration of each bar in eighth notes (5, 9, 5, etc.). The second
bar of the printed score is omitted from the example: this bar is an exact repeat
of the rst and was not part of Stravinskys original sketch of the passage (see
the drafts on pages 61 and 67 of the sketchbook). Underneath these durations
are possible groupings that correspond to the intervallic groupings outlined
46. This chord is extremely similar to a chord featured prominently in what may have been
one of Stravinskys very rst sketches for The Rite. In a sketch that according to Craft predated the
sketchbook, Stravinsky composed a repeating octatonic chord based on symmetrically related 6+5
and 5+6 trichords, one in each hand. See the rst bar of the second system of the sketch, as repro-
duced in Stravinsky in Pictures and Documents, 597.
Jeux de Nombres : Automated Rhythm in The Rite of Spring 521
--
0
--
0
p
p
p
p
p
p
p
p
p
p
p
p
p
p
p
p
p
p
p
p
p
p
!
5
6
5
6
6 5
5 6
6 3 2 3 6
5
5
5
6
6
6
(a)
(b)
Bars:
Durations:
Groupings:
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
5 9 5 7 3 4 14 6 14 3 4 14 6 5 9 5
5 + 9 14 + 6 14 + 6 9 + 5
9 + 5
14
6 + 14 6 + 5 + 9
A
5+9+5
B
(7+) 3+4
C
14+6+14
B
3+4 (+14+6)
A
5+9+5
9
A
5+9+5
Primary chord: 6 + 3 + 2 + 3 + 6 6 + 3 + 2 + 3 + 6
Other groupings: 9 + 5 + 6 -or- 6 + 5 + 9
14 + 6 6 + 14
(c)
Example 10 Glorification of the Chosen One, bars 116 (as drafted in Stravinskys sketch-
book, corresponding with R104R110 in published score): (a) intervallic measurements of initia-
tory glissando; (b) intervallic measurements of primary chord; (c) durational measurements and
groupings (durations measured in eighth notes)
Note: The published score begins with a repeated 5/8 bar; this diagram corresponds to the origi-
nal version of the sketchbook, in which the 5/8 bar is not repeated.
522 Journal of the American Musicological Society
above (5+9, 14+6, 6+5+9, etc.). Analyzed in this way, virtually every bar of
this section can be accounted for in relation to the intervallic structure of the
11/4 chord. The bottom of the example outlines a ve-part symmetrical form
based on these durations: the section begins and ends with the durational pat-
tern 5+9+5, and the pattern 14+6+14 occupies the center, anked by two in-
stances of the pattern 3+4.
47
Likewise, the chord from the 11/4 bar has a
ve-part symmetrical intervallic structure (6+3+2+3+6). In sum, the elemental
11/4 bar seems to have served as a progenitor of the following section, with
the harmonic construction of the chord from this bar providing a model for
the overall metrical structure of the rst sixteen bars of the Glorication. It
is noteworthy that this chord returns prominently three times during these
sixteen bars and in fact dominates the center of the symmetrical scheme (see
the two 14-beat bars at R106+1 and R107+1, bars 7 and 9 in Ex. 10c). More
generally, this example suggests that Stravinsky may have used intervallic mea-
surements to derive rhythmic and metric patterns on a large scale, a possibility
I will revisit below in my investigation of Stravinskys sketches, which contain
evidence of Stravinsky having tracked durational patterns (in some cases hun-
dreds of beats at once) in large sections of The Rite.
Spring Rounds and Evocation of the Ancestors
My nal two examples involve largely diatonic environments where subdivi-
sions of the octave are more prominent than the characteristic 5+6 and 6+5
subdivisions of the major seventh we have seen thus far. Example 11a repro-
duces the rst three bars of Spring Rounds as they appear in Stravinskys
sketchbook (see page 9). This early sketch of the opening clarinet melody dif-
fers from the printed version in two details: it contains a grace note in the rst
bar
48
and shorter slurs in the rst two bars (in the printed version, the notes of
each bar are contained under a single slur). The groupings indicated by the
slurs of the sketchbook are maintained in Stravinskys rhythmic notation of the
utes in the printed version, which sustain a trilled E
1
0
1
0
3
0
3
0
2
0
2
0
!
48
2 3 2 2 3
2 3 2 2 3
(a)
(b)
(c)
Example 11 Spring Rounds: (a) durational measurements, melody of bars 13 (slurred as in
sketchbook); (b) intervallic measurements of complete pitch collection, bars 13; (c) Stravinskys
slurring of the trilled E
, bars 12
524 Journal of the American Musicological Society
7+5 subdivision, the reverse of the 5+7 subdivision featured in the Spring
Rounds; we might regard this pair as a domesticated cousin of the 5+6 and
6+5 Grundgestalt.
To summarize the upshot of the preceding analyses: each is a hypothesis
suggesting a relationship between intervallic and durational patterns that may
have provided Stravinsky with a compositional starting point, a means of lim-
iting the eld of action in order to unlock creative impulses, to gloss
Stravinskys famous statement that is cited at the beginning of this article. In
no example would I claim to have presented Stravinskys exact conception of
a musical relationship; instead, each example is an educated guess at what his
conception was, based on the evidence of the sketches, the autographs, and
the earliest printed editions of the score. My argument is located not so much
/
.
/
.
.
.
.
.
/
0
/
0
.
0
.
0
/
0
/
0
n
/
.
/
.
!
!
!
121
4 3 2 3 1
4 3 2 3 (1?)
(a)
(b)
Example 12 Evocation of the Ancestors (bars 18): (a) durational measurements; (b) inter-
vallic structure of primary chord
Jeux de Nombres : Automated Rhythm in The Rite of Spring 525
in the specic details of any one analytical example, but in the totality of these
examples (including those I have been unable to present here due to limita-
tions of space). Taken as a whole, they provide powerful evidence that Stra vin -
sky used intervallic series to generate rhythmic ideas. And thus an unfamiliar
picture of Stravinsky emerges, in which the composer is an almost passive ob-
server at the conception of some of the most famous rhythmic innovations of
the twentieth century.
Sketches
On Sunday, 17 November 1912, Igor Stravinsky, with an unbearable tooth -
ache, nished the music for The Rite of Spring. We know this, of course, be-
cause Stravinsky declared it triumphantly (if a bit prematurely) in blue and red
pencil on pages 9697 of his sketchbook. The size of Stravinskys handwriting
suggests that he was understandably excited to write these words, and indeed,
just as these pages record a decisive moment in the composition of The Rite,
they mark the climax of the sketchbook itself, a work of art in its own right.
Surrounding Stravinskys announcement, and amongst his sketches for the
end of the Sacricial Dance, we nd an explosion of other marginal jottings,
including two unusual symbols in blue (one at the top of each page) that func-
tion as continuity indicators
50
(symbols that indicate connections between
non-consecutive sketches), and numerous unexplained calculations. A
crescendo of activity marks the preceding pages as well, where Stravinsky
drafted earlier portions of the Sacricial Dance: quasi-hieroglyphic symbols
and numerical notations turn up frequently in these sketches. Many of these
markings are cryptic, and most have received no more than casual interpreta-
tions, sometimes being dismissed altogether as trivial.
These sorts of notations are not limited to the sketchbook: the autograph
full and short scores for The Rite and the four-hand reduction on which
Stravinsky recorded choreographic instructions for Nijinsky are marked by
similar scribbles, although they are less pervasive. One nds, for instance, over-
sized metrical indications hovering prominently over groups of bars, addition
tables recording the precise size of instrumental forces at a given point in the
score, and many other unlabeled calculations. These sorts of markings are
sprinkled through numerous other manuscripts of Stravinskys as well, from
various stages of the composers career. An overwhelming impression after
viewing these documents is that of a composer preoccupied with numbers and
arithmetic. This is precisely how Stravinsky described himself late in life, in a
1966 interview with Robert Craft:
All composers eventually become obsessed with numbers, the rapport ex-
pressed between them being so much greater than most expressions of rapport
50. I am grateful to David Grayson for suggesting this term.
526 Journal of the American Musicological Society
in reality . . . certain musical relationships are more clearly expressed as num-
bers. It may well be that my love of combining twos, threes, fours, and sixes is
compulsive and that a composer who works this way is behaving in music like
the man who has to lock his door three times, or step on all of the cracks in the
sidewalk. But if this is true, and musical composition involves nervous disor-
ders, I would not want to be cured.
51
Perusal of the sketches and manuscripts for The Rite suggests that Stravinskys
numerical compulsive disorder was already at an advanced stage by 1913; yet
it remains far from obvious to what extent the numerical notations in these
documents might provide insights into his compositional method. However,
as I will argue, careful study of the numerical and symbolic notations in the
sketchbook reveals what seems to be an elaborate set of durational calculations
that operate on a scale much larger than those considered thus far, in some
cases involving tallies of hundreds of beats at a time. Interpretation of these
notations helps to support the idea outlined above that Stravinsky conceived
of durational patterns in The Rite in terms of abstract numerical relationships,
while suggesting further that these calculations held important symbolic sig-
nicance for Stravinsky: that is to say, Stravinskys numerically based composi-
tional strategies seem to be linked to private meanings.
The sketches for the Sacricial Dance (pages 84102 of the sketchbook) are
particularly rich with marginalia and thus provide a convenient site for explor-
ing the relevance of such annotations.
52
I will begin by examining the sketches
on pages 9095, where Stravinsky drafted continuously what would become
R149R162, music characterized by a staccato-chord vamp overlaid with spo-
radic descending chromatic gures marked marcato in the brass. Pages 9091
are distinguished by the presence of numerous quasi-hieroglyphic characters
with no corollaries elsewhere in the sketchbook. Craft identied the cluster of
doodles in the lower right margin of page 90 as Stravinskys attempt to create
an impresa out of his initials,
53
and on closer inspection, we can see that
Stravinsky was also experimenting with a rendering of his rst initial and entire
last name, perhaps imagining some ancient alphabet (see Figure 1 for one of
51. Craft, Stravinsky: Chronicle of a Friendship, 445. Elsewhere, Stravinsky explained to Craft:
. . . the way composers thinkthe way I thinkis, it seems to me, not very different from math-
ematical thinking. I was aware of the similarity of these two modes while I was still a student; and,
incidentally, mathematics was the subject that most interested me in school; see I. Stravinsky and
Craft, Conversations with Igor Stravinsky, 17.
52. A short melodic fragment can also be found in the lower left corner of page 64. Cyr iden-
tied some possible fragments on pages 66, 81, and 83; see Petite histoire, 103. Given the myr-
iad challenges of deciphering Stravinskys sketches, this section of the my essay often requires the
careful consideration of minutiae; here and elsewhere, the ner points of these discussions are
conned to the footnotes. Some readers will undoubtedly nd it helpful to have the sketchbook
facsimile at hand while reading this discussion.
53. Craft, Commentary to the Sketches, 24.
Jeux de Nombres : Automated Rhythm in The Rite of Spring 527
these doodles). The three characters enclosed in a box appear to constitute a
further abstraction of Stravinskys name. This boxed signature may have been
a seal inspired by Stravinskys recent fascination with Japanese art and
poetry, an interest that led to his composition of the Three Japanese Lyrics at
the same time he was working on The Rite. The larger red symbols on pages
9091perhaps related to the cluster of doodles on page 90appear to de-
lineate a group of beats. The music sketched between the rst symbol and the
last corresponds to R149R151 of the printed score (where Stravinsky subdi-
vided all of the 4/8 and 5/8 bars from the original sketch), a distinct musical
section. This passage spans 29 eighth-note beats, and the ve red symbols in
the sketchbook are arranged in a near-symmetrical pattern over these bars
(the rst two of these, occupying the top of page 90, are shown in Figure 2).
54
The importance of this durational unit is conrmed on the following pages,
where Stravinsky marked the next two units of 29 beats with circled 29s
(see the top of page 92 and the upper right margin of page 93)the only in-
stances of circled numbers in the sketchbook.
55
The remainder of the passage
is unmarked by 29s, but it spans 58 beatsthat is, exactly two more groups
of 29.
56
In sum, the complete section sketched on pages 9095 can be partitioned
into exactly ve groups of 29 beats, following Stravinskys delineation of the
rst three of these groups.
57
The division of the music into groups of 29 beats
54. If these red characters represent a durational analysis, then a potentially signicant prece-
dent can be found in Georgy Konyuss theory of metrotechtonicism, which began to circulate
in the rst decade of the twentieth century and was known to such gures as Sergey Taneyev and
Anton Arensky as early as 1902. Konyus believed that musical works of the eighteenth and nine-
teenth centuries were essentially symmetrical in their temporal construction: his analyses divided
works into durational segments, measured in beats, which formed symmetrical patterns at various
levels of structure. See in particular his analysis of a passage from Chopins F-minor Ballade, re-
produced in Carpenter, Contributions of Taneev, 29697. This analysis is extremely similar,
conceptually, to my analysis of the Glorication of the Chosen One as represented in Example
10, and the details of its durational analysis are virtually identical to those of Stravinskys analysis
on pp. 9091 of the sketchbook. The latter correlation is likely coincidental, but it points
nonetheless to an intersection between idiosyncratic Russian theoretical ideas and Stravinskys
musical thought.
55. The 29 on p. 93 is not positioned precisely (i.e., after the fourth beat of the second
bar), perhaps due to the lack of space at the top of the page.
56. The rst of these is completed after the rst bar (3/8) of the second system on p. 94. The
second is completed by the 6/8 bar (later eliminated) at the end of the rst system on p. 95, at
which point Stravinsky abandoned the sketch, writing etc. over every staff and adding a dra-
matic symbol in blue, apparently as a continuity indicator. On the following page, this symbol re-
curs in the upper left corner, but here it is unassociated with any musical sketch (the sketches on
this page all pertain to the ostinato section from R174 to R186 in the printed score).
57. This potential for 29-beat groups is maintained in the printed score. Here, Stravinsky
omitted the 6/8 bar (i.e., 6 beats) from the end of the section sketched on pp. 9095, but he
added a new passage (R162R165) which spans 35 beats. In other words, he lengthened the
section by a total of 29 beats, and thus R149165 of the printed score spans precisely 6 groups of
29 beats (174 beats total).
528 Journal of the American Musicological Society
was almost certainly related to Stravinskys choreographic conception of this
passage. As recorded in Stravinskys copy of the four-hand piano score, the
composer often conceived of the choreography in terms of large groups of
beats, which tended not to correspond to logical musical sections: the princi-
Figure 1 Stravinskys rendering of his name (I. Stravinsky) on page 90 of the sketchbook
Figure 2 Two red symbols from the top of page 90 of the sketchbook
Jeux de Nombres : Automated Rhythm in The Rite of Spring 529
pal choreographic accents and phrase units . . . were seldom coterminous with
the accents and phrases of the music, as he explained in his commentary on
the four-hand score.
58
Stravinsky in fact partitioned a group of 29 beats earlier
in the ballet, beginning one bar before R138 (The women continue the
rhythm, 29/4, as he wrote in his later commentary).
59
R149 seems to have
marked a meaningful choreographic division in Stravinskys conception, the
moment at which the Chosen One rst moves from her xed position on the
stage, and thus Stravinsky may have intended to have the commencement of
his groups of 29 mark this event.
60
These groups of 29 beats are not recorded
in the four-hand score, however, nor do Stravinskys annotations in that score
include any unusual symbols such as those found in the sketchbook. Further -
more, the sketchbook does not seem to have been a place where Stravinsky
generally recorded choreographic ideas. We might suspect, then, that the
quasi-hieroglyphs in the sketchbook have meaning beyond the realm of
choreography, and perhaps held personal and symbolic signicance for
Stravinsky.
Pages 9697 correspond to R174R186 of the printed score, the section
dominated by an ostinato pattern in the low strings, low brass, and percussion.
Unlike the circled 29s on pages 9293, however, the calculations in the
margins of pages 9697 are not visibly tied to any musical considerations.
These calculations are grouped in two clusters, one in the left margin of
page 96 and one in the left margin of page 97. For most of the calculations on
page 97, Stravinsky seems to have multiplied a number rst by 3 and then
by 5that is, by 15 (see Fig. 3). This operation yields three products from
top to bottom: 225, 180, and 210, derived from the numbers 15, 12, and 14,
respectively. (Stravinsky seems to have ordered these products, writing a 1
next to 210, a 2 next to 225, and a 3 next to 180.) Were we to
multiply the number 10 by 15, this would yield the product 150, and this
number features prominently in the cluster on page 96, occurring three times
(see Figure 4). Here we also see the numbers 225 and possibly 135 (the latter
is not entirely legible)both multiples of 15the latter written over, or over-
written by, the number 133. A likely scenario is that 133 was a corrective to
135, given that the former is featured in the calculation 133+150 = 283 which
seems to bring together the free-oating 150 and 133 at its left. Perhaps
related to this calculation is the aborted addition of 150 and 130 at the bot-
tom of this cluster. Finally, one other calculation is situated at the top of the
cluster on page 96: 40+13 = 53+1 = 54.
Craft found all of these numbers mystifying: whether the arcane calcula-
tions to the left are concerned with overdue rent at the Chtelard, railroad
timetables, musical minutage, or numbers of instruments, I have no idea.
61
58. See Stravinsky, Stravinsky-Nijinsky Choreography, 35.
59. Ibid., 42.
60. Ibid.
61. Craft, Commentary to the Sketches, 25.
530 Journal of the American Musicological Society
There are examples of Stravinsky both calculating monetary sums and jotting
down train schedules in sketches for other pieces, but the fact that he seems to
have jotted down these numbers at such a critical stage of his composition of
The Rite, soon after tracking the groups of 29 on pages 9095, raises the pos-
sibility that the numbers on pages 9697 might indeed concern minutage
specically, durations measured in beats.
Table 1 shows the duration in beats of seven segments comprising the
complete Sacricial Dance, both as drafted in the sketchbook and as it ap-
pears in the printed score. Most of these segments are derived from the deni-
tive drafts of the sketchbookthose that conform most closely to the
autograph scores and four-hand reduction.
62
The only exceptions are: (1) the
62. Note that some fragmentary sketches on pp. 8485 and 87 are superseded by the
sketches referred to in Table 1, and that Stravinsky eshed out the orchestration for much of the
sketch on p. 97 on pp. 98101.
Figure 3 Left margin of the
sketchbook, page 97
Figure 4 Left margin of the sketchbook, page 96
Jeux de Nombres : Automated Rhythm in The Rite of Spring 531
transposition of R142R149 down a semitone at R167R174, which
Stravinsky indicated in the sketchbook but did not write out (see the refer-
ences to C
148 22
, E
, B
trichord:
Figure 5 Stravinskys monogram from the top of page 97 of the sketchbook
15
15
15
3
Example 13 Ostinato figure from the Sacrificial Dance (as represented in the sketchbook,
p. 87)
Jeux de Nombres : Automated Rhythm in The Rite of Spring 541
monogram in a manner resembling Stravinskys impresa (see Fig. 6), and in
some cases encoding the number thirteen within virtually every quantiable
parameter of her compositions, particularly in Clairires dans le ciel, a cycle of
thirteen songs that she began composing in 1913.
77
Conclusions
My ideas about Stravinskys composition of The Rite rely on the accumulation
of evidence from the score and sketches. But however compelling the weight
of this evidence may be, to my knowledge there is no smoking gun that
provides an explicit, unequivocal indication that Stravinsky was using interval-
lic series to generate rhythms. This absence is hardly surprising. Stravinsky is
notorious for obscuring aspects of his personal history and compositional
method, and this tendency is pronounced in the case of The Rite, whose 1913
premiere Stravinsky followed with various denials. These included his dis-
avowal of the Montjoie! program, and, later, his downplaying of the use of folk
material and dismissal of the choreography and program as impertinent to the
meaning of the work; each of these refutations was extreme and has been
exposed as deceptive.
78
Whence this rage to cover tracks? Taruskin has won-
dered.
79
In the present case, the most obvious answer would be that Stra vin -
sky preferred no one suspect that the novel musical landscape of The Rite
owed anything to mechanical compositional procedures that could be seen to
bypass the composers own musical imagination.
77. See Dopp, Numerology and Cryptography in the Music of Lili Boulanger, an essay de-
voted to the ways in which the number thirteen informed this and other works of Boulanger. I am
grateful to Carlo Caballero for bringing this source to my attention.
78. Of the folk and octatonic elements in The Rite, Taruskin wrote: The deeper they went
the more they thus, as it were, receded from viewthe more pervasive and determinant their in-
uence became; Russian Traditions 1:949.
79. Ibid. 1:948.
Figure 6 Lili Boulangers monogram from the title page of Clairires dans le ciel
542 Journal of the American Musicological Society
Whatever his motivations, Stravinsky seems to have taken pains to lay the
groundwork for the myth of The Rites virgin birth (as Taruskin has dubbed
it
80
) while he was composing the score. As Stephen Walsh has noted in refer-
ence to the sketches for the Sacricial Dance:
As usual with Stravinsky, the music appears on the pagealbeit in draft form
like an object plucked out of the air, exactly as the composer seems to have
wanted to suggest when he described himself sententiously as the vessel
through which Le Sacre passed. But these notations were actually the end
product of a laborious process of sonic experimentation, carried out always
at the keyboard, and involving much trial and error, much sounding and
resounding. . . .
81
Stravinskys habit of composing and experimenting at the piano may in fact
provide an important clue about how he arrived at the idea to relate intervals
and durations in the manner described above. Stravinsky, as is well known,
composed The Rite at a small piano in Clarens, and he may well have hap-
pened upon the specic idea to measure intervals in semitones at the key-
board, where the association of eighty-eight keys with eighty-eight pitches
promotes and facilitates intervallic measurement and numerical conceptions of
musical space. This way of measuring intervals was by no means new in the
early twentieth century: European music theorists such as Heinrich Vincent
and Anatole Loquin had begun to conceive of intervals in terms of their semi-
tonal spans as many as forty to fty years before Stravinsky composed The
Rite.
82
Much later in life, Stravinsky articulated the importance of the piano in his
approach to composition, describing it as particularly conducive to the mi-
crolevel analysis of musical materials: The instrument itself is the centre of my
life and the fulcrum of all my musical discoveries. Each note that I write is
tried on it, and every relationship of notes is taken apart and heard on it again
and again.
83
Here, the relationship of notes might refer specically to in-
tervallic relationships. Indeed, Stravinskys comments about intervals at vari-
ous stages in his life point toward the conclusion that he conceived of the
interval, not the individual pitch, as the most basic unit of musical material.
He described his compositional process, for instance, as composing with in-
tervals
84
and relating intervals rhythmically,
85
and he spoke of remember-
ing compositional ideas by repeating to myself their intervals and rhythm.
86
And consider the following anecdote that Stravinsky related to Craft, certainly
80. Taruskin, Myth of the Twentieth Century, 7.
81. Walsh, Stravinsky: A Creative Spring, 187.
82. See Nolan, Music Theory and Mathematics, 28687.
83. I. Stravinsky and Craft, Expositions and Developments, 5152.
84. See Babbitt, Remarks on the Recent Stravinsky,167; and idem, Words About Music, 20.
85. I. Stravinsky and Craft, Conversations with Igor Stravinsky, 11.
86. Ibid., 13.
Jeux de Nombres : Automated Rhythm in The Rite of Spring 543
one of the more bizarre quotations ever attributed to Stravinsky or any other
major composer:
After working late one night I retired to bed still troubled by an interval. I
dreamed about this interval. It had become an elastic substance stretching ex-
actly between the two notes I had composed, but underneath these notes at ei-
ther end was an egg, a large testicular egg. The eggs were gelatinous to the
touch (I touched them) and warm, and they were protected by nests. I woke
up knowing that my interval was right. (For those who want more of the
dream, it was pinkI often dream in color. . . .)
87
I hesitate to comment on this story at all, let alone attach any signicance to it.
Yet, an egg serves as an apt metaphor for the interval and its generative role in
Stravinskys conception of his music.
88
If, as Stravinskys dream suggests, the
interval was signicant to him not only as a basic unit of music but as a sym-
bolic object as well, then perhaps Stravinskys treatment of intervals in The
Rite might also serve a symbolic function. That is to say, Stravinskys numeri-
cal procedures may have been not merely a means of generating musical mate-
rial but an expressive device as well.
Regardless of Stravinskys revisionist commentary on the matter, the ex-
pressive underpinnings of his score for The Rite are inseparable from the
shared artistic vision of Stravinsky and his principal collaborators, Nicholas
Roerich and Vaslav Nijinsky.
89
As Jann Pasler has documented, this vision was
founded in part on the desire for correspondences among the music, set de-
sign, costumes, and choreography. Of particular interest here is what might be
described (echoing Viktor Shklovsky
90
) as the stoniness of these elements as
conceived by the principal artists, a feature of the ballet that emerges forcefully
in Paslers essay: Roerichs set design featured large boulders; Nijinksy
87. Ibid., 14. Here, it is worth remembering Taruskins warning that Stravinskys comments
in the series of conversation books he coauthored with Craft often tell us more about Stravinsky
at the time the conversations were held than about Stravinsky at the times he was reminiscing
about. See Taruskin, Russian Traditions 1:1112. Taruskin concluded, however, that at least the
rst four books . . . quite faithfully reect the composers thinking (1:12n42).
88. The biological metaphor for Stravinskys composition of The Rite seems particularly apt
when considered in tandem with contemporaneous developments in genetic research. In 1913,
Alfred Sturtevant, a student of Thomas Hunt Morgan, revealed for the rst time a genetic map:
the linear arrangement of genes on a chromosome, with xed distances between contiguous
genes. The intervallic structure of Stravinskys chords, whose precise arrangement of pitches pre-
gure durational patternsthe rhythmic life of The Riteoffer a striking analogue to these ge-
netic maps. See Sturtevant, The Linear Arrangement of Six Sex-Linked Factors in Drosophila.
89. Taruskin has written extensively on the contributions of Stravinsky, Roerich, and others
to the ideas behind the ballet; see Russian Traditions 1:84991. For an account that focuses on
Nijinskys role, see Garafola, Diaghilevs Ballets Russes, 6373.
90. Shklovskys notion of defamiliarization in fact provides a useful means of conceptualiz-
ing various aspects of The Rite, particularly the ways in which Stravinsky used traditional tonal ele-
ments (triads and seventh chords, diatonic melodies) to create his novel musical sounds. See
Shklovsky, Art as Technique.
544 Journal of the American Musicological Society
described The Rite as the life of the stones and the trees and a thing of con-
crete masses, and cited the dead weight of the body as a crucial feature of
his choreography; and Stravinsky characterized his rhythms as lapidary and
described The Rite as a stone sculpture.
91
Pasler drew many specic associa-
tions among these various elements of the ballet production. For example, in a
comparison of the set design and the musical score, she wrote:
In order that his art form corroborate the visual effect of the ballet, Stravinsky
attempted to create musical equivalents for the instantaneity and simultaneity
projected by the set design. For example, thirty-two percussive repetitions of
one chord (a combination of the dominant seventh on E
major over an F
major chord in the bass) accompany the rst visual moment, the rising of the
curtain in part 1. This passage affects the public with the same immediacy and
stasis as the backdrop being revealed for the rst time. The sound forms a block
with the massive power of the boulders in the set design.
Taking this idea further, correspondences within the musical realm (that is, be-
tween intervals and durations) can be understood to operate toward the same
aesthetic endstoninessas correspondences among the different artistic
mediums that constituted the original ballet. Stravinskys derivation of the
opening rhythm of the Augurs, for instance, may be viewed as an attempt to
create rhythmic life out of a static objectnamely, the C-major variant of the
Augurs chord from which the opening accent pattern seems to have been
derived, a harmonic fossil whose intervallic imprint is linearized in the rst
eight bars of the movement. Indeed, the derivation of durational patterns
from intervallic ones was a viable compositional strategy in large part because
Stravinskys intervallic structures were xed, lacking the exible voicings of
tonal harmonies. As Taruskin has observed, To an extent previously unthink-
able in cultured music, chord and motif [in The Rite] were hypostatized,
turned into stone, timbrally and registrally so xed that even transposition
let alone transformation or transitionwere inconceivable.
92
The notion of The Rites rhythms emerging from sources in Nature is a re-
curring feature of the Montjoie! program, the most detailed account of the
ballets scenario. Rhythm is a primary element of ritual in the ballet, and at
several points in the program, this element is characterized as a direct expres-
sion of Nature. Early in the ballet, an old woman . . . who knows the secrets
of nature . . . teaches her sons Prediction, and they go on to mark in their
steps the rhythm of Spring; later in Part I, a Sage gives a benediction to the
Earth, . . . becoming one with the soil, and this benediction is as a signal for
an eruption of rhythm, leading the surrounding adolescents to [pour] forth
in numbers, like the new energies of nature.
93
In each case, a wise elder
91. Pasler, Music and Spectacle, 6970, 71, 74.
92. Taruskin, Russian Traditions 1:957.
93. Stravinsky in Pictures and Documents, 525.
Jeux de Nombres : Automated Rhythm in The Rite of Spring 545
serves as a medium through which the secrets of Nature can be passed on to
others, and these secrets take on the form of rhythm and dance. These two
scenes refer specically to the Augurs of Spring and the Dance of the
Earth, both of which begin with a repeated chord whose intervallic structure
seems to generate the opening rhythm of the passage. In Stravinskys imagina-
tion, then, these intervallic series may have represented secrets of Nature
that engendered the rhythm of each dance. Or, to borrow Stravinskys
metaphor, the intervallic eggs of each chord give birth to the rhythms. Or,
to suggest another metaphor, the dissonant chord that begins each section
primitive and elementalis the augur of the rhythm expressed via repeti-
tions of that chord. We could interpret the openings of several of the
movements in much the same way, with the 5+6 intervallic construction link-
ing most of these together as variations on a single secret of Nature. In
many of the movements, the disclosure of the secret is preceded by a pause or
moment of hesitancy, as though the force of Nature is being gathered, before
erupting into rhythm or pouring forth in numbers, to cite the program
(see R12, R71, R102, and R139, which precede the Augurs, Dance of
the Earth, Glorication, and Sacricial Dance, respectively).
Thus, in The Rite, numbers would seem to be a crucial feature underlying
Stravinskys conceptions of nature, ritual, and musical relationships, as well as
a means of signifying primitive knowledge: the numerical codes of Nature
pass through human conduits and emerge as pure rhythm.
94
For ancient
Greek philosophers and many others since, asserting a numerical basis for
Nature has been a means of establishing a masculine order behind the inher-
ently feminine, thereby reducing Nature to the knowable and transcending
her.
95
We might detect a related impulse behind Stravinskys numerical proce-
dures. They are not entirely formed beings; their sex is single and double like
that of the tree, Stravinsky said of the Adolescents in the Augurs of Spring,
but it would be a mistake to assign any gender-neutrality to The Rite. The hi-
erarchy of the ballets scenario is obvious, most evident in the treatment of the
Chosen One, sacriced at the hands of the Ancestors (rapacious monsters,
as they are described in the Montjoie! program
96
) and driven to death by the
94. In this way, the basic compositional procedure under consideration here is a prime exam-
ple of what Robert Morgan has termed the secret languages of modernism, alternatives to the
shared language of tonality developed by n-de-sicle composers; see Morgan, Secret Languages:
The Roots of Musical Modernism. Morgans comments about Schoenbergs music are surpris-
ingly relevant here: [Schoenberg] attempted to transform musical language from an essentially
public vehicle, susceptible to comprehension by ordinary people (but thereby also limited to
more or less ordinary statement), to an essentially private one capable of speaking the unspeak-
able. Music became an incantation, a language of ritual that, just because of its inscrutability,
revealed secrets hidden from normal understanding (458).
95. See Wertheim, Pythagoras Trousers: God, Physics, and the Gender Wars (esp. 2730), an
acclaimed study of the historical roots of gender bias in the eld of physics.
96. Stravinsky in Pictures and Documents, 525.
546 Journal of the American Musicological Society
rhythms of the Sacricial Dance. This subject matter may threaten to impli-
cate The Rites creators as complicit in a misogynist program,
97
but such
an analysis would be much too simplistic: surely one can depict misogyny
without participating in it. Extended to a metaphorical level, however, the
containing and controlling of the feminine depicted in The Rite is less easily
separated from the views and objectives of the artists who portrayed it. The
male-female opposition was fundamental to modernist conceptions of primi-
tive cultures in relation to modern ones,
98
just as Romanticism was often
viewed as a feminine counterpart to Modernism itself; thus, the treatment of
the Chosen One can be read as a symptom of larger desires to harness the
primitive (an impulse hardly unique to The Rite) and to stamp out Roman -
ticism as well.
99
Stravinskys numerical procedures are tied up with all of these
ideas: they lie behind the rhythms of the Sacricial Dance to which the
young virgin falls victim, the representation of Nature and her secrets, the
conception of primitive ritual, and the triumph of Modernist objectivity over
Romantic subjectivity.
For some critics, the putative objective detachment that pervades The Rite
has implicated Stravinsky and his collaborators precisely because this detach-
ment can be seen to distance the creators from these themes of control, con-
cealing the will to dominate by suppressing any suggestion of human agency.
Lynn Garafola, for instance, focusing on Nijinskys choreography, has written
of how fatepowerful, atavistic, aleatory[is] the ruler of a godless uni-
verse in The Rite: implacable and omnipresent, [fate] has been wrested from
an absent god . . . above all, it holds power over the individual.
100
Garafolas
critique assimilates the basic position of Adorno as outlined in Philosophy of
New Music, a work whose inuence is strongly felt in Taruskins writing as
well. Adornos arguments are familiar enough to require only a brief summary
here. Recall that for Adorno, Stravinskys score, particularly its rhythms, was
fundamentally arbitrary in nature, a quality he attributed to a pernicious
agenda: the simulation of objectivity, a manufactured illusion that ultimately
implied the lack of an organizing psychology behind the music. He drove
home this idea with a litany of negative assessments of Stravinskys composi-
tional method and of musical effects in The Rite. For example, with regard to
97. Garafola, in her polemical commentary on The Rite from a choreographic perspective, in-
terpreted the Chosen One as a symptom of twentieth-century male sexual anxiety, the
Symbolist femme fatale submitted to male domination. See Diaghilevs Ballets Russes, 72.
98. As Marianna Torgovnick has written, Sooner or later those familiar tropes for primitives
become the tropes conventionally used for women. See Gone Primitive, 17.
99. On modernist notions of the feminine, see Nicholls, Modernisms, particularly the intro-
duction and chaps. 12, which provide a useful framework for conceiving of The Rite within the
larger context of European modernism. As Nicholls wrote, the elimination of the feminine
emblematic of much modernist literature was the very mark of that triumph of form over
bodily content on which one major strand of modernism . . . depend[ed]; Modernisms, 4.
100. Garafola, Diaghilevs Ballets Russes, 68, 71.
Jeux de Nombres : Automated Rhythm in The Rite of Spring 547
Stravinskys practice of repeating a melodic idea numerous times in close suc-
cession with a variable pattern of accents, Adorno wrote that such passages
give the effect of resulting from a throw of the dice and that the melodic
cells stand under a spell.
101
In this way, Adorno characterized rhythm in The
Rite as dehumanized and dehumanizing, and this formed the basis of a highly
charged ideological critique of Stravinskys musica critique that, in its
gravest moments, linked the music to fascism.
Pieter van den Toorn, in his 1987 monograph on The Rite and especially in
a more recent essay, has objected strenuously to Adornos claims and sought
to discount them based on their lack of grounding in detailed musical analy-
sis.
102
In several analyses, van den Toorn has attempted to show how shifting
melodic accents and groupings in The Rite should be heard in relation to an
underlying expectation of regularity. As he put it, disruptions in rhythmic and
metric regularity are dependent on preestablished or readily inferrable impli-
cations of pulse, periodicity, and xed metric identity.
103
That is to say, the
rhythm plays with our expectations, engaging us on a psychological level.
What Adorno heard as arbitrary, van den Toorn heard as purposeful.
A decision about who is correct here is neither desirable nor possible. But if
we accept the notion that Stravinsky generated rhythmic and metric patterns
through a mechanical process that severely limited the composers ability to
shape the psychological experience of listeners in specic ways, then Adornos
argument has the advantage of bringing to the fore an important element of
Stravinskys compositional process. Indeed, an understanding of rhythm in
The Rite informed by the mechanical procedure I have described coexists un-
easily with van den Toorns conception. Yet it is strikingly compatible with
Adornos, and even suggests a concrete explanation for the musical qualities
(primarily rhythmic) that he identied. Adorno cited, for instance, a ruling
contradiction between the moderation of the horizontal dimension and the
audacity of the vertical dimensions, and he argued that Stravinsky employed
a trick in which complexes of time are presented as if they were
spatial
104
strangely appropriate phrases in the context of the present analy-
ses. Or we might say, borrowing Adornos words, that Stravinskys rhythms
are under the spell of intervallic structures, derived from a game of
chance in which pitch measurements dictate rhythmic patterns.
And yes, following Adorno, this manner of composing might accurately be
described as dehumanized. But this assessment need not be pejorative.
When it came to generating rhythmic ideas for The Rite, to dehumanize the
compositional process seems to have been precisely Stravinskys point. To at-
tempt to convey specic musical ideas in such a way that they can be grasped
101. Adorno, Philosophy of New Music, 114.
102. Van den Toorn, Stravinsky, Adorno, and the Art of Displacement.
103. Van den Toorn, Stravinsky and the Rite of Spring, 113.
104. Adorno, Philosophy of New Music, 114, 143.
548 Journal of the American Musicological Society
by listeners is necessarily to interact with culturally determined musical codes;
but in Stravinskys idealized vision of The Rite, he would bypass these codes in
an effort to engage listeners on a more fundamental, primitive level. Indeed,
the primitivist ideal provides one of the strongest explanations for Stravinskys
number games in The Rite. Garafola, Joan Acocella, and Jonnie Greene pro-
vided a succinct denition of this ideal:
Of these ideas [contained in The Rite], the most important is primitivism, the
belief that society does not elevate or improve the human soul but, on the
contrary, corrupts it and that it is those things that are least socialized, least
civilizedchildren, peasants, savages, raw emotion, plain speechthat are
closest to the truth.
105
And how does a composer as cultured as Stravinsky bypass culture? By at-
tempting to exclude his own musical imagination, steeped as it was in the clas-
sical tradition, from the compositional process at certain critical stages.
Stravinskys generation of rhythmic ideas might therefore be understood as a
sort of automatic writing (a practice obliquely referenced in the title of this
essay) designed to transfer control from the composer to his elemental har-
monies, those mysterious objects found by Stravinskys own hands in his
archeological expeditions at the keyboard in Clarens. When composing his
rhythms, Stravinsky may have imagined his role as that of a transcriber rather
than a composer, a recorder of patterns dictated by some entity outside of
himself. Or, as the composer himself would famously declare: I heard and I
wrote what I heard. I am the vessel through which Le Sacre passed.
106
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Abstract
The novel rhythms of The Rite of Spring, according to Theodor Adorno, seem
to have arisen from the throw of the dice. Many scholars have argued other-
wise, characterizing Stravinskys rhythms as logically patterned and deliber-
ately crafted. This essay, however, suggests that Stravinsky did in fact employ a
fundamentally mechanical, automated procedure for generating his irregu-
lar rhythms and metrical schemes. Specically, Stravinsky seems to have con-
verted intervallic series, derived from prominent chords or melodies, into
durational ones, equating intervals measured in semitones with durations
measured in beatsa relationship that is best perceived intellectually, not
aurally.
This claim is supported by a wealth of evidence drawn from the sketches,
autographs, and earliest printed editions of the score, and it applies to the
opening of virtually every titled section of The Rite, where much of its best-
known music resides. Close analysis of these sources, considered in conjunc-
tion with the copious symbolic and numerical notations in the margins of
Stravinskys sketchbook, Stravinskys programmatic commentary on The Rite
and his idiosyncratic ideas about intervals, and the critical commentary of
Adorno and others, sheds new light on Stravinskys conception of The Rite
and its symbolic meanings.
Keywords: Igor Stravinsky, The Rite of Spring, rhythm, sketch study,
modernism.