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http!!""".csi#er$eley.com!%ech&In'o!soilStructInter.htm At A Finite Distance from A Structure the Absolute Displacements Must Approach the Free-Field Displacements INTRODUCTION %he estimation o' earth(ua$e motions at the site o' a structure is the most important phase o' the design or retro'it o' a structure. )ecause o' the large num#er o' assumptions re(uired, e*perts in the 'ield o'ten disagree #y over a 'actor o' t"o as to the magnitude o' motions e*pected at the site "ithout the structure present. %his lac$ o' accuracy o' the #asic input motions, ho"ever, does not +usti'y the introduction o' additional unnecessary appro*imations in the dynamic analysis o' the structure and its interaction "ith the material under the structure. %here'ore, it "ill #e assumed that the 'ree,'ield motions at the location o' the structure, "ithout the structure present, can #e estimated and are speci'ied in the 'orm o' earth(ua$e acceleration records in three directions. It is no" common practice, on ma+or engineering pro+ects, to investigate several di''erent sets o' ground motions in order to consider #oth near 'ault and 'ar 'ault events. I' a light"eight 'le*i#le structure is #uilt on a very sti'' roc$ 'oundation, a valid assumption is that the input motion at the #ase o' the structure is the same as the 'ree, 'ield earth(ua$e motion. %his assumption is valid 'or a large num#er o' #uilding systems since most #uilding type structures are appro*imately 9- percent voids, and, it is not unusual that the "eight o' the structure is e*cavated #e'ore the structure is #uilt. .o"ever, i' the structure is very massive and sti'', such as a concrete gravity dam, and the 'oundation is relatively so't, the motion at the #ase o' the structure may #e signi'icantly di''erent than the 'ree,'ield sur'ace motion. /ven 'or this e*treme case, ho"ever, it is apparent that the most signi'icant interaction e''ects "ill #e near the structure, and, at some 'inite distance 'rom the #ase o' the structure, the displacements "ill converge #ac$ to the 'ree,'ield earth(ua$e motion. SITE RESPONSE ANALYSIS %he 1980 1e*ico City and many recent earth(ua$es clearly illustrate the importance o' local soil properties on the earth(ua$e response o' structures. %hese earth(ua$es demonstrated that the roc$ motions could #e ampli'ied at the #ase o' a structure #y over a 'actor o' 'ive. %here'ore, there is a strong engineering motivation 'or a site, dependent dynamic response analysis 'or many 'oundations in order to determine the 'ree,'ield earth(ua$e motions. %he determination o' a realistic site,dependent 'ree, 'ield sur'ace motion at the #ase o' a structure can #e the most important step in the earth(ua$e resistant design o' any structure. 2or most hori3ontally layered sites a one dimensional pure shear model can #e used to calculate the 'ree,'ield sur'ace displacements given the earth(ua$e motion at the #ase o' a soil deposit. 1any special purpose computer programs e*ist 'or this purpose. S.A4/ 516 is a "ell,$no"n program, #ased on the 're(uency domain solution method, "hich iterates to estimate e''ective linear sti''ness and damping properties in order to appro*imate the nonlinear #ehavior o' the site. 7A8/S 596 is a ne" nonlinear program in "hich the nonlinear e(uations o' motion are solved #y a direct step,#y, step integration method. I' the soil material can #e considered linear then the SA:9--- program, using the S;<I= element, can #e used to calculate either the one, t"o or three dimensional 'ree,'ield motions at the #ase o' a structure. In addition, a one dimensional nonlinear site analysis can #e accurately conducted using the 2>A option in the SA:9--- program. KINEMATIC OR SOIL-STRUCTURE INTERACTION %he most common soil,structure interaction SSI approach, used 'or three dimensional soil,structure systems, is #ased on the ?added motion? 'ormulation 5@6. %his 'ormulation is mathematically simple, theoretically correct, and is easy to automate and use "ithin a general linear structural analysis program. In addition, the 'ormulation is valid 'or 'ree,'ield motions caused #y earth(ua$e "aves generated 'rom all sources. %he method re(uires that the 'ree,'ield motions at the #ase o' the structure #e calculated prior to the soil,structure interactive analysis. In order to develop the 'undamental SSI dynamic e(uili#rium e(uations consider the three dimensional soil,structure system sho"n in 2igure 1A.1.
Figure 16.1. Soil- Structure Interaction Model
Consider the case "here the SSI model is divided into three sets o' node points. %he common nodes at the inter'ace o' the structure and 'oundation are identi'ied "ith "c"B the other nodes "ithin the structure are "s" nodesB and the other nodes "ithin the 'oundation are "f" nodes. 2rom the direct sti''ness approach in structural analysis, the dynamic 'orce e(uili#rium o' the system is given in terms o' the absolute displacements, , #y the 'ollo"ing su#,matri* e(uation C1A.1D "here the mass and the sti''ness at the contact nodes are the sum o' the contri#ution 'rom the structure (s) and 'oundation (f), and are given #y C1A.9D In terms o' a#solute motion, there are no e*ternal 'orces acting on the system. .o"ever, the displacements at the #oundary o' the 'oundation must #e $no"n. In order to avoid solving this SSI pro#lem directly, the dynamic response o' the 'oundation "ithout the structure is calculated. In many cases, this free-field solution can #e o#tained 'rom a simple one,dimensional site model. %he three dimensional 'ree,'ield solution is designated #y the a#solute displacements and a#solute accelerations . )y a simple change o' varia#les it is no" possi#le to e*press the a#solute displacements and accelerations in terms o' displacements relative to the 'ree,'ield displacements . ;r, C1A.@D /(uation C1A.1D can no" #e "ritten as C1A.ED I' the 'ree,'ield displacement is constant over the #ase o' the structure, the term is the rigid #ody motion o' the structure. %here'ore, /(uation C1A.ED can #e 'urther simpli'ied #y the 'act that the static rigid #ody motion o' the structure is C1A.0D Also, the dynamic 'ree,'ield motion o' the 'oundation re(uires that C1A.AD %here'ore, the right,hand side o' /(uation C1A.ED can #e "ritten as C1A.FD .ence, the right,hand side o' the /(uation C1A.ED does not contain the mass o' the 'oundation. %here'ore, three dimensional dynamic e(uili#rium e(uations, 'or the complete soil,structure system "ith damping added, are o' the 'ollo"ing 'orm 'or a lumped mass system C1A.8D "here M, C and K are the mass, damping and sti''ness matrices, respectively, o' the soil,structure model. %he added, relative displacements, u, e*ist 'or the soil,structure system and must #e set to 3ero at the sides and #ottom o' the 'oundation. %he terms and are the 'ree,'ield components o' the acceleration i' the structure is not present. %he column matrices, , are the directional masses 'or the added structure only. 1ost structural analysis computer programs automatically apply the seismic loading to all mass degrees,o','reedom "ithin the computer model and cannot solve the SSI pro#lem. %his lac$ o' capa#ility has motivated the development o' the massless 'oundation model. %his allo"s the correct seismic 'orces to #e applied to the structureB ho"ever, the inertia 'orces "ithin the 'oundation material are neglected. %he results 'rom a massless 'oundation analysis converge as the si3e o' the 'oundation model is increased. .o"ever, the converged solutions may have avoida#le errors in the mode shapes, 're(uencies and response o' the system. %o activate the soil,structure interaction "ithin a computer program it is only necessary to identi'y the 'oundation mass in order that the loading is not applied to that part o' the structure. %he program then has the re(uired in'ormation to 'orm #oth the total mass and the mass o' the added structure. %he SA:9--- program has this option and is capa#le o' solving the SSI pro#lem correctly. RESPONSE DUE TO MULTI-SUPPORT INPUT MOTIONS %he previous SSI analysis assumes that the 'ree,'ield motion at the #ase o' the structure is constant. 2or large structures such as #ridges and arch dams the 'ree,'ield motion, at all points "here the structure is in contact "ith the 'oundation, is not constant. %he approach normally used to solve this pro#lem is to de'ine a quasi-static displacement that is calculated 'rom the 'ollo"ing e(uation C1A.9aD %he trans'ormation matri* allo"s the corresponding (uasi,static acceleration in the structure to #e calculated 'rom C1A.9#D /(uation C1A.ED can #e "ritten as C1A.1-D A'ter su#stitution o' /(uations C1A.AD and C1A.9D, /(uation C1A.1-D can #e "ritten as C1A.11D %he reduced structural sti''ness at the contact sur'ace is given #y C1A.19D %here'ore, this approach re(uires a special program option to calculate the mass and sti''ness matrices to #e used on the right,hand side o' the dynamic e(uili#rium e(uations. >ote that the loads are a 'unction o' #oth the 'ree,'ield displacements and accelerations at the soil,structure contact. Also, in order to o#tain the total stresses and displacements "ithin the structure the (uasi,static solution must #e added to the solution. At the present time, there is not a general,purpose structural analysis computer program that is #ased on this ?numerically cum#ersome? approach. An alternative approach is to 'ormulate the solution directly in terms o' the a#solute displacements o' the structure. %his involves the introduction o' the 'ollo"ing change o' varia#les C1A.1@D Su#stitution o' this change o' varia#les into /(uation C1A.1D yields the 'ollo"ing dynamic e(uili#rium e(uations in terms o' the a#solute displacement, , o' the structure C1A.1ED A'ter the 'ree,'ield response, /(uation C1A.AD, is removed the dynamic loading is calculated 'rom the 'ollo"ing e(uation C1A.10aD %his e(uation can #e 'urther simpli'ied #y connecting the structure to the 'oundation "ith sti'' massless springs that are considered as part o' the structure. %here'ore, the mass o' the structure at the contact nodes is eliminated and /(uation C1A.10aD is reduced to C1A.10#D It is apparent that the sti''ness terms in /(uation C1A.10#D represent the sti''ness o' the contact springs only. %here'ore, 'or a typical displacement component Cn G *, y or 3D, the 'orces acting at point ?i? on the structure and point ?+? on the 'oundation are given #y C1A.1AD "here is the massless spring sti''ness in the nth direction and is the 'ree,'ield displacement. .ence, points ?i? and ?+? can #e at the same location in space and the only loads acting are a series o' time,dependent, concentrated, point loads that are e(ual and opposite 'orces #et"een the structure and 'oundation. %he spring sti''ness must #e selected appro*imately three orders,o',magnitude greater than the sti''ness o' the structure at the connecting nodes. %he spring sti''ness should #e large enough so the 'undamental periods o' the system are not changed, and small enough not to cause numerical pro#lems. %he dynamic e(uili#rium e(uations, "ith damping added, can #e "ritten in the 'ollo"ing 'orm C1A.1FD It should #e pointed out that concentrated dynamic loads generally re(uire a large num#er o' eigenvectors in order to capture the correct response o' the system. .o"ever, i' <=R vectors are used, in a mode superposition analysis, the re(uired num#er o' vectors is reduced signi'icantly. %he SA:9--- program has the a#ility to solve the multi,support, soil,structure interaction pro#lems using this approach. At the same time, selective nonlinear #ehavior o' the structure can #e considered. ANALYSIS OF GRAVITY DAM AND FOUNDATION In order to illustrate the use o' the soil,structure interaction option several earth(ua$e response analyses o' the :ine 2lat =am "ere conducted "ith di''erent 'oundation models. %he 'oundation properties "ere assumed to #e the same properties as the dam. =amping "as set at 'ive percent. %en Rit3 vectors, generated 'rom loads on the dam only, "ere used. .o"ever, the resulting appro*imate mode shapes, used in the standard mode superposition analysis, included the mass inertia e''ects o' the 'oundation. %he hori3ontal dynamic loading "as the typical segment o' the <oma :rieta earth(ua$e de'ined in 2igure 10.1a. A 'inite element model o' the dam on a rigid 'oundation is sho"n in 2igure 1A.9. Figure 16.2. Finite Element Model of Dam only %he t"o di''erent 'oundation models used are sho"n in 2igure 1A.@.
Figure 16.. Models of Dam !it" Small and #arge Foundation Selective results are summari3ed in %a#le 1A.1. 2or the purpose o' comparison, it "ill #e assumed that Rit3 vector results, 'or the large 'oundation mesh, are the re'erenced values. $able 16.1. Selecti%e &esults 'f Dam-Foundation (nalyses
=A1 7I%. >; S1A<< 2oundation <ARH/ 2oundation 2oundation %;%A< 1ASS l#,sec 9 !in 1,8F- 1@,90- FF,@A- :/RI;=S seconds -.@@0 -.108 -.E-E -.91- -.E00 -.@F1 1a*. =isplacement inches -.A0 1.98 1.@1 1a* I 1in Stress $si ,@F to J@8@ ,E9- to J989 ,019 to J99F %he di''erences #et"een the results o' the small and large 'oundation models are very close "hich indicates that the solution o' the large 'oundation model may #e nearly converged. It is true that the radiation damping e''ects in a 'inite 'oundation model are neglected. .o"ever, as the 'oundation model #ecomes larger, the energy dissipation due to normal modal damping "ithin the massive 'oundation is signi'icantly larger than the e''ects o' radiation damping 'or transient earth(ua$e type o' loading. THE MASSLESS FOUNDATION APPROXIMATION 1ost general purpose programs 'or the earth(ua$e analysis o' structures do not have the option o' identi'ying the 'oundation mass as a separate type o' mass on "hich the earth(ua$e 'orces do not act. %here'ore, an appro*imation that has commonly #een used is to neglect the mass o' the 'oundation completely in the analysis. %a#le 1A.9 summari3es the results 'or an analysis o' the same dam,'oundation systems using a massless 'oundation. As e*pected, these results are similar. 2or this case the results are conservativeB ho"ever, one cannot #e assured o' this 'or all cases. $able 16.2. Selecti%e &esults 'f Dam )it" Massless Foundation (nalyses
APPROXIMATE RADIATION BOUNDARY CONDITIONS I' the 'oundation volume is large and the modal damping e*ists, it "as demonstrated in the previous section that a 'inite 'oundation "ith 'i*ed #oundaries can produce converged results. .o"ever, the use o' energy a#sor#ing #oundaries can 'urther reduce the si3e o' the 'oundation re(uired to produce a converged solution. In order to calculate the properties o' this #oundary condition consider a plane "ave propagating in the *,direction. %he 'orces, "hich cause "ave propagation, are sho"n acting on a unit cu#e in 2igure 1A.E. Figure 16.*. Forces (cting on +nit ,ube 2rom 2igure 1A.E the one dimensional e(uili#rium e(uation in the *,direction is C1A.18D Since the one dimensional partial di''erential e(uation is "ritten in the 'ollo"ing classical "ave propagation 'orm C1A.19D "here is the "ave propagation velocity o' the material and is given #y C1A.9-D in "hich is the mass density and is the #ul$ modulus given #y C1A.91D %he solution o' /(uation C1A.1@D, 'or harmonic "ave propagation in the positive *, direction, is a displacement o' the 'ollo"ing 'orm C1A.99D %his e(uation can #e easily veri'ied #y su#stitution into /(uation C1A.18D. %he ar#itrary 're(uency o' the harmonic motion is . %he velocity, , o' a particle at location * is C1A.9@D %he strain in the *,direction is C1A.9ED %he corresponding stress can no" #e e*pressed in the 'ollo"ing simpli'ied 'orm C1A.90D %he compression stress is identical to the 'orce in a simple viscous damper "ith constant damping value e(ual to per unit area o' the #oundary. %here'ore, a #oundary condition can #e created, at a cut #oundary, "hich "ill allo" the "ave to pass "ithout re'lection and allo" the strain energy to ?radiate? a"ay 'rom the 'oundation. Also, it can #e easily sho"n that the shear "ave ?radiation? #oundary condition, parallel to a 'ree #oundary, is satis'ied i' damping values are assigned to #e per unit o' #oundary area. %he shear "ave propagation velocity is given #y C1A.9AD "here is the shear modulus. %he 2>A method can #e used to solve structures, in the time domain, "ith these types o' #oundary conditions. In later editions o' this #oo$, the accuracy o' these #oundary conditions appro*imation "ill #e illustrated "ith numerical e*amples. Also, it "ill #e used "ith a 'luid #oundary "here only compression "aves e*ist. USE OF SPRINGS AT THE BASE OF A STRUCTURE Another important structural modeling pro#lem, "hich must #e solved, is at the inter'ace o' the ma+or structural elements "ithin a structure and the 'oundation material. 2or e*ample, the de'ormations at the #ase o' a ma+or shear "all in a #uilding structure "ill signi'icantly a''ect the displacement and 'orce distri#ution in the upper stories o' a #uilding 'or #oth static and dynamic loads. Realistic spring sti''ness can #e selected 'rom separate 'inite element studies or #y using the classical hal',space e(uations that are given in %a#le 1A.@. It is the opinion o' the author that the use o' appropriate site,dependent 'ree,'ield earth(ua$e motions and selection o' realistic massless springs at the #ase o' the structure are the only modeling assumptions re(uired to include site and 'oundation properties in the earth(ua$e analysis o' most structural systems. %a#le 1A.@ also contains e''ective mass and damping 'actors that include the appro*imate e''ects o' radiation damping. %hese values can #e used directly in a computer model "ithout any di''iculty. .o"ever, considera#le care should #e ta$en in using these e(uations at the #ase o' a complete structure. 2or e*ample, the e''ective earth(ua$e 'orces must not #e applied to the 'oundation mass. Table 16.3. Properties Of Rigid Circular Plate On Surface Of Half-Space
=IR/C%I;> S%I22>/SS =A1:I>H 1ASS 8ertical .ori3ontal Rotation %orsion plate radiusB shear modulusB :oissonKs ratioB mass density Source Adapted 'rom ?2undamentals o' /arth(ua$e /ngineering, #y >e"mar$ and Rosen#lueth, :rentice,.all, 19F1 SUMMARY A large num#er o' research papers and several #oo$s have #een "ritten on structure, 'oundation,soil analysis and site response due to earth(ua$e loading. .o"ever, the ma+ority o' these pu#lications have #een restricted to the linear #ehavior o' soil, structure systems. It is possi#le, "ith the use o' the numerical methods presented in this #oo$, to conduct accurate earth(ua$e analysis o' real soil,structure systems in the time domain, including many realistic nonlinear properties. Also, it can #e demonstrated that the solution o#tained is converged to the correct soil,structure interactive solution. 2or ma+or structures on so't soil one dimensional site response analyses should #e conducted. Lnder ma+or structural elements, such as the #ase o' a shear "all, massless elastic springs should #e used to estimate the 'oundation sti''ness. 2or massive structures, such as gravity dams, a part o' the 'oundation should #e modeled #y three dimensional S;<I= elements in "hich SSI e''ects are included. REFERENCES ?S.A4/ , A Computer :rogram 'or the /arth(ua$e Response 'or .ori3ontally <ayered Sites?, #y :. Schna#el, M. <ysmer and .. Seed, //RC Report >o. F9,9, Lniversity o' Cali'ornia, )er$eley, 2e#ruary 19F-. M. .art. and /. 7ilson ?7A8/S , An /''icient 1icrocomputer :rogram 'or >onlinear Site Response Analysis?, >ational In'ormation Center 'or /arth(ua$e /ngineering, =avis .all, Lniversity o' Cali'ornia, )er$eley, %el. N CE10D AE9,011@. R. Clough, and M. :en3ien, Dynamics of Structures, Second /dition, 1cHra",.ill, Inc., IS)> -,-F,-11@9E,F, 199@.
Every CFG G can also be converted to an equivalent grammar in - A context-free grammar G = (V, Σ, P, S) is in Greibach Normal Form iff its productions are of the form