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Physics
Semiconductors and
Band Theory
Support Materia
!"I#"$R%
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re(ie)s the arran'ements &or Nationa
Quai&ications* Users o& a NQ support materias+
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correspond to the re.uirements o& the current
arran'ements*
Acknowledgement
Learnin' and Teachin' Scotand 'rate&uy ac-no)ed'es this contri,ution to the
Nationa Quai&ications support pro'ramme &or Physics*
I 'rate&uy ac-no)ed'e the -ind 'uidance and ad(ice I ha(e recei(ed &rom Caro
Tra'er/Co)an o& the Uni(ersity o& Strathcyde*
0 Learnin' and Teachin' Scotand 1233
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Contents
Electrical conductivity and band theory 8
Summary of band theory 9
Intrinsic semiconductors :
Extrinsic semiconductors 33
Student Activity 1 Thermistor investigation 3;
Summary of intrinsic and extrinsic semiconductors 38
n !unctions 3<
"hotovoltaic cells 3=
Student Activity # "hotovoltaic cells 39
$ight emitting diodes 39
Student Activity % $E& threshold voltage 12
'hy use $E&s( 13
Summary of n !unctions) $E&s and hotovoltaic cells 13
*eferences and further reading 11
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SE+IC,-&.CT,*S A-& /A-& T0E,*1
Semiconductors and band theory
The purpose o& this document is to introduce the ne) approach that is ,ein'
,rou'ht to the "i'her Physics course+ in teachin' a,out semiconductors &rom
the perspecti(e o& ,and theory*
Electrical conductivity and band theory
A soids can ,e cassi&ied as conductors+ semiconductors or insuators
accordin' to the a(aia,iity o& conduction eectrons in their structures* Band
theory 'i(es an e>panation &or these di&&erences in eectrica properties and
accounts &or the a(aia,iity+ or not+ o& those conduction eectrons*
Athou'h indi(idua atoms ha(e certain permitted ener'y e(es &or their
eectrons+ as de&ined ,y .uantum theory+ )hen ar'e 'roups o& atoms are
incorporated into a soid mass those ener'y e(es ,ecome reor'anised in such
a )ay as to resut in ,ands o& possi,e ener'y e(es 6Fi'ure 37* This is -no)n
as the ti'ht ,indin' appro>imation*
2igure 1 4iscrete ener'y e(es )ithin an indi(idua atom 6e&t7 and ,ands o& permitted
ener'y e(es )ithin a soid 6ri'ht7
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Permitted energy
levels
Permitted energy
bands
SE+IC,-&.CT,*S A-& /A-& T0E,*1
There are such enormous num,ers o& eectrons in a soid mass that athou'h
the ,ands actuay consist o& (ery ar'e num,ers o& cosey pac-ed discrete
ener'y e(es+ the ,ands ,ecome essentiay continuous* There may ,e se(era
permitted ener'y e(e ,ands+ ,ut in particuar )e consider the t)o uppermost
,ands* These are -no)n as the (aence ,and and the conduction ,and 6Fi'ure
17*
2igure # Conduction and (aence ,ands in an insuator* These ,ands contain the ony
permitted ener'y e(es+ and since the (aence ,and is &u and the conduction ,and is empty+
no net mo(ement o& eectrons can occur )ithin the materia* Note the 'ap separatin' the
,ands*
The eectrons )ith o)er ener'y e(es are descri,ed as occupyin' the
(aence ,and* The innermost eectrons in an atom are much ess in&uenced ,y
nei'h,ourin' atoms+ and occupy discrete ener'y e(es* They are sometimes
considered to ,e ,ound* At hi'her e(es in the (aence ,and eectrons can+ in
&act+ mo(e &rom atom to atom+ ,ut ony up to the top o& the (aence ,and*
Since they are permitted ony to s)ap paces )ith other (aence eectrons in
nei'h,ourin' atoms+ they are e&&ecti(ey una(aia,e &or conduction*
$ectrons &i the (aence ,and &rom the o)est e(e to the hi'hest* The top o&
the (aence ,and &or a materia is the hi'hest e(e+ )hich )oud+ in theory+
,e &ied ,y a the a(aia,e eectrons )ithin an atom o& that materia at a
temperature o& 2 ?* In insuators and semiconductors+ the (aence ,and is
competey &ied )ith eectrons* The conduction ,and is empty 6Fi'ure 17*
S$MICON4UCTORS AN4 BAN4 T"$OR5 6"+ P"5SICS7 <
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Conduction band
(empty)
Valence band
(full)
SE+IC,-&.CT,*S A-& /A-& T0E,*1
The eectrons &i ener'y e(es in order ,ecause+ as &ermions+ they must o,ey
the Paui e>cusion principe and cannot occupy identica ener'y e(es* The
ony )ay that an eectron coud mo(e &rom one atom to another in an
insuator or semiconductor )oud ,e to occupy a si'hty di&&erent ener'y
e(e in a nei'h,ourin' atom* "o)e(er+ a those ener'y e(es are aready
&u* As discussed a,o(e+ the eectrons may e&&ecti(ey s)ap paces+ ,ut in
order to &aciitate conduction+ they must eap up to the conduction ,and* An
ener'y e(e ,and must ha(e some space )ithin it 6some (acant ener'y e(es7
in order &or there to ,e any net mo(ement o& eectrons )ithin the materia*
For a materia to ,e a,e to conduct eectricity it must ha(e eectrons in its
conduction ,and or spaces in its (aence ,and* There must ,e spaces &or
char'es to mo(e into@ a partiay &ied ,and*
http@AAphet*coorado*eduAenAsimuationAconducti(ity
The simuation demonstrates ho) ener'y e(es di&&er in conductors+
semiconductors and insuators+ and the impact the ener'y e(es ha(e on
conducti(ity*
A'ain+ as a resut o& the )a(ei-e ,eha(iour o& eectrons )ithin atoms+
materias may e>hi,it a certain ran'e o& B&or,iddenC ener'y e(es 6Fi'ure ;7*
It is simpy not possi,e &or an eectron to e>ist )ith an ener'y e(e that
)oud pace it in this ran'e* This ea(es insuators and semiconductors )ith a
'ap ,et)een the t)o ,ands*
2igure %@ Conduction ,ands 6,ue7 and (aence ,ands 6yeo)7 &or insuators+
semiconductors and conductors* Note the ener'y 'aps in insuators and semiconductors+ and
ho) in a conductor there is no 'ap+ simpy a continuous+ partiay &ied conduction ,and*
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Insulat
or
Semicondu
ctor
Conduc
tor
Gap of forbidden
energies
SE+IC,-&.CT,*S A-& /A-& T0E,*1
In insuators this Eone o& &or,idden ener'y e(es is (ery su,stantia+ and
separates the (aence ,and and the conduction ,and si'ni&icanty* The
&or,idden Eone is o& the order o& a &e) eectron (ots+ and is there&ore so ar'e
that it is not normay practica,e &or there to ,e su&&icient ener'y to mo(e
eectrons across it &rom the (aence ,and to the conduction ,and* For
e>ampe+ therma e>citations and con(entiona eectric circuit (ota'es )ithin
a materia pro(ide ener'ies that are smaer than 3 eF on an atomic scae* It
)oud ,e necessary to e>pose an insuator to eectric &ieds o& the order o&
3232 F m
G3
in order to 'i(e the (aence eectrons enou'h ener'y to Hump
across the 'ap to the conduction ,and+ since this coud pro(ide ener'y in the
order o& a &e) eectron (ots on an atomic scae* This is )hat happens )hen
there is dieectric ,rea-do)n*
Contrastin'y+ conductors ony ha(e one ,and+ and the top o& this ,and is ony
partiay &ied+ permittin' eectrica conduction* This means that there are
penty o& near,y ener'y e(es a(aia,e &or eectrons to mo(e into* They can
&o) easiy &rom one atom to another )hen a potentia di&&erence is appied
across the conductin' materia*
Li-e insuators+ semiconductors ha(e a competey &u (aence ,and and so
eectrons are not a,e to &aciitate conduction at o) temperatures* "o)e(er+
&or semiconductors+ the &or,idden ener'y e(e Eone ,et)een the t)o ,ands is
su&&icienty sma to ma-e it much easier &or si'ni&icant num,ers o& eectrons
to mo(e across this 'ap and 'o &rom the (aence ,and to the conduction ,and*
This can happen i& su&&icient ener'y is suppied+ &or e>ampe i& there is some
therma e>citation* As a resut+ semiconductors e>hi,it increased conducti(ity
)ith increasin' temperatures* In many semiconductors+ a temperature
increase o& 32 ? )i permit a dou,in' o& the num,ers o& eectrons in the
conduction ,and*
In order to increase the conducti(ity o& semiconductors+ sma amounts o&
dopin' materia can ,e used* This resuts in si'ni&icant increases in
conducti(ity as a resut o& the narro)in' o& the 'ap ,et)een the conduction
and (aence ,ands*
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SE+IC,-&.CT,*S A-& /A-& T0E,*1
Summary of band theory
In soids+ permitted eectron ener'y e(es are or'anised as ,ands*
The valence band contains eectrons that can ,e considered to ,e ,ound to
the atom* In insuators and semiconductors the (aence ,and is &u*
The conduction band is a re'ion o& permitted ener'y e(es that is empty
in insuators and semiconductors+ ,ut partiay &ied in conductors*
Ony partiay &ied ,ands may permit conduction*
There is a &or,idden Eone that &orms an energy ga ,et)een the (aence
and conduction ,ands in insuators and semiconductors*
That ener'y 'ap must ,e Humped i& an eectron is to mo(e to the
conduction ,and+ and this is not normay possi,e in insuators ,ecause
the 'ap is too ar'e*
In semiconductors+ the &or,idden Eone is much smaer and eectrons can
Hump the 'ap to the conduction Eone as a resut o& therma e>citation*
&oing o& semiconductors can si'ni&icanty reduce the )idth o& the ener'y
'ap*
For &urther in&ormation on this topic+ try this hi'h/e(e simuation@
http@AAphet*coorado*eduAenAsimuationA,and/structure
There is aso &urther in&ormation &rom the "yperphysics )e,site@
http@AAhyperphysics*phy/astr*'su*eduAh,aseAsoidsA,and*htm
Many in-s ead &rom this+ athou'h it shoud ,e noted that some 6other)ise
(ery use&u7 resources descri,e an o(erap ,et)een (aence and conduction
,ands in metas* This is miseadin' and shoud ,e treated )ith caution*
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SE+IC,-&.CT,*S A-& /A-& T0E,*1
Intrinsic semiconductors
Pure+ undoped siicon and 'ermanium are t)o simpe e>ampes o& intrinsic
semiconductors 6Fi'ure 87* They are ,oth in #roup IF o& the Periodic Ta,e+
and &orm a tetrahedra crystaine structure+ simiar to diamond* $ach atom o&
siicon and 'ermanium has &our eectrons in its outermost eectron she+ and
each o& these eectrons is used in a co(aent ,ond )ith one o& the atomCs &our
nei'h,ours*
2igure 3 T)o/dimensiona iustration o& a crysta o& pure undoped Si* I& any indi(idua atom
o& siicon is considered+ it can ,e seen that each o& its &our (aence eectrons is used in
maintainin' co(aent ,onds )ith the atomCs nei'h,ours* These eectrons are there&ore
una(aia,e &or conduction*
Since a (aence eectrons are in(o(ed in ,ondin'+ pure siicon and
'ermanium may ,e e>pected to ,e 'ood insuators* "o)e(er+ reati(ey sma
ener'ies are re.uired to mo(e a (aence eectron across the ener'y 'ap to the
conduction ,and* This is 3*3 eF &or siicon+ and ony 2*= eF &or 'ermanium*
This means that a si'ni&icant num,er o& eectrons are a(aia,e in the
conduction ,and+ e(en at room temperature 6Fi'ure <7*
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SE+IC,-&.CT,*S A-& /A-& T0E,*1
2igure 4 It is possi,e &or si'ni&icant num,ers o& eectrons to cross the ener'y 'ap in
semiconductors*
It must ,e noted at this sta'e that athou'h most therma e>citation in(o(es
ener'ies much ess than e(en 2*= eF+ .uantum mechanics ceary sho)s that
there is a sma ,ut si'ni&icant pro,a,iity o& an eectron ,ein' a,e to Hump
the ener'y e(e 'ap+ e(en at reati(ey o) temperatures* As pre(iousy
discussed+ this pro,a,iity increases rapidy )ith temperature*
Once an eectron Humps up to the conduction ,and in the crysta attice+ it
ea(es ,ehind a BhoeC in the co(aent ,ond* This hoe can ena,e another
nei'h,ourin' (aence ,and eectron to mo(e into it* As such+ a hoe ,eha(es
rather i-e a positi(e char'e carrier+ e(en thou'h it is actuay a (acancy &or
an eectron* A hoe can tra(e throu'h the crysta attice o& the semiconductor*
A hep&u anao'y mi'ht ,e to consider a .ueue o& cars on a road* I& a space
appears at the &ront o& the .ueue+ cars may mo(e &or)ard in turn* $ach time a
car mo(es &or)ard+ it ea(es a space ,ehind it+ into )hich the ne>t car may
no) mo(e* An o,ser(er &rom a,o(e mi'ht consider that the cars are mo(in'
&or)ards or that the space is mo(in' ,ac-)ards*
Some semiconductors+ i-e pure siicon or 'ermanium+ are -no)n as intrinsic
semiconductors* Intrinsic semiconductors must a)ays contain e.ua num,ers
o& conduction eectrons and hoes* I& an eectron can mo(e &rom its pace then
it must ea(e ,ehind a hoe 6Fi'ure D7*
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Silic
on
Germaniu
m
Conduction
band
Valence
band
Electrons
moving
across
energy gap
due to
thermal
excitation
SE+IC,-&.CT,*S A-& /A-& T0E,*1
2igure 5 In intrinsic semiconductors i-e pure siicon or 'ermanium+ e(ery eectron that
mo(es up to the conduction ,and must ea(e a hoe in the (aence ,and* $ectrons and hoes
e>ist in e.ua num,ers and ,oth contri,ute to conduction* There are no maHority char'e
carriers in intrinsic semiconductors*
Extrinsic semiconductors
O&ten+ it is more use&u to contro the properties o& a #roup IF semiconductor
,y dei,eratey introducin' (ery sma proportions o& a #roup III or #roup F
eement* This is -no)n as dopin' and resuts in )hat is -no)n as an e>trinsic
semiconductor* $>trinsic semiconductors ha(e maHority char'e carriers that
may ,e either eectrons or hoes*
Consider a semiconductor that is doped )ith a #roup III eement 6Fi'ure =7*
$ach atom o& the dopin' a'ent )i ha(e ony three eectrons in its outer
she* This is insu&&icient to &orm the &our co(aent ,onds )ith its #roup IF
nei'h,ours and there&ore resuts in a hoe* Countess hoes are no) ,uit into
the semiconductorCs crysta attice* It may ,e re&erred to as a p/type
semiconductor as the maHority char'e carriers are positi(ey char'ed hoes* As
a resut o& the dopin' process+ it )i re.uire much ess ener'y to ao)
char'e to &o) throu'h the semiconductor and so its conducti(ity is 'reaty
enhanced* Uni-e metas+ a p/type semiconductorCs conduction occurs in the
(aence ,and* In e&&ect+ the dopin' a'ent adds an e>tra ener'y e(e Hust
a,o(e the (aence ,and+ sometimes caed an acceptor ,and*
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electro
ns
hole
s
SE+IC,-&.CT,*S A-& /A-& T0E,*1
2igure 6 Introducin' sma .uantities o& #roup III atoms into a siicon attice 6in practice
ony around one part in a miion7 ea(es hoes ,uit into the (aence ,and*
Technicay+ there )i aso sti ,e a sma de'ree o& intrinsic ,eha(iour+ as
eectrons ea(e ,ehind hoes+ ,ut this is not considered to ,e si'ni&icant in
comparison )ith the o(er)hemin' num,er o& maHority char'e carriers*
A simiar process is in(o(ed i& a #roup F eement is used &or dopin'* This
'i(es an e>tra eectron+ surpus to co(aent ,ondin' re.uirements+ &or each
atom o& the dopin' a'ent* These eectrons are ne'ati(ey char'ed and so an
n/type semiconductor has ,een produced* In an n/type semiconductor+ the
maHority char'e carriers are eectrons* The conducti(ity has ,een 'reaty
enhanced as ,e&ore+ ,ut this time conduction occurs in an e>tra ener'y e(e
Hust ,eo) the conduction ,and+ )hich is sometimes caed the donor ,and*
There&ore+ in p/type and n/type semiconductors conduction can occur easiy
,ecause there is e&&ecti(ey un&ied space )ithin either the (aence or the
conduction ,and+ respecti(ey*
Semiconductors are crucia to modern i&e* Accordin' to estimates 6She&&ied
Uni(ersity7 8;I o& a semiconductor production 'oes into computers+ 1;I
into consumer products+ 3;I into communication and 31I into
manu&acturin'*
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Electro
n
Hole
Silicon
Group