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CENTRE FOR POLICY STUDIES
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UPAPATTIS IN INDIAN MATHEMATICS
While there have been several extensive investigations on the history and
achievements of the Indian mathematics, there has not been much
discussion on its methodology, the Indian mathematicians and
philosophers understanding of the nature and validation of mathematical
results and procedures, their views on the nature of mathematical objects,
and so on.
Traditionally, such issues have been dealt with in the detailed bhyas or
commentaries, which continued to be written till recent times and played a
vital role in the traditional scheme of learning.
It is in such commentaries that we find detailed upapattis or "proofs" of
the results and procedures, apart from a discussion of methodological and
philosophical issues.
EARLY EUROPEAN SCHOLARS WERE AWARE OF UPAPATTIS
In the early stages of modern scholarship on Indian mathematics, we find
references to the methods of demonstration found in texts of Indian
mathematics. In 1817, H.T.Colebrooke referred to them in his pioneering
and widely circulated translation of Brahmagupta and Bhskara:
'On the subject of demonstrations, it is to be remarked that the Hindu
mathematicians proved propositions both algebraically and
geometrically: as is particularly noticed by Bhskara himself,
towards the close of his algebra, where he gives both modes of proof
of a remarkable method for the solution of indeterminate problems,
which involve a factum of two unknown quantities.'
Similarly Charles Whish, in his seminal article on Kerala School of
Mathematics of 1835, referred to the demonstrations in Yuktibh:
'A further account of the Yuktibh, the demonstrations of the rules
for the quadrature of the circle by infinite series, with the series for
the sines, cosines, and their demonstrations, will be given in a
separate paper: I shall therefore conclude this, by submitting a
simple and curious proof of the 47
th
proposition of Euclid [the so
called Pythagoras theorem], extracted from the Yuktibh.'
THE ALLEGED ABSENCE OF PROOFS IN INDIAN MATHEMATICS
It has been the scant attention paid, by the modern scholarship of the last
two centuries, to this extensive tradition of commentaries which has led to
a lack of comprehension of the methodology of Indian mathematics and is
reflected in the often repeated statements on the absence of logical rigour
in Indian mathematics in works on history of mathematics such as the
following:
'As our survey indicates, the Hindus were interested in and
contributed to the arithmetical and computational activities of
mathematics rather than to the deductive patterns. Their name for
mathematics was ganita, which means "the science of calculation".
There is much good procedure and technical facility, but no
evidence that they considered proof at all. They had rules, but
apparently no logical scruples. Moreover, no general methods or
new viewpoints were arrived at in any area of mathematics.'
[Morris Kline: Mathematical Thought from Ancient to Modern Times, Oxford 1972, p.190]
SOME IMPORTANT COMMENTARIES AVAILABLE IN PRINT
WHICH DISCUSS UPAPATTIS
1. Bhya of Bhskara I (c.629) on ryabhaya of ryabhaa (c.499)
2. Bhya of Govindasvmin (c.800) on Mahbhskarya of Bhskara I
(c.629)
3. Vsanbhya of Caturveda Pthdakasvmin (c.860) on
Brhmasphuasiddhnta of Brahmagupta (c.628)
4. Vivaraa of Bhskarcrya II (c.1150) on iyadhvddhidtantra of
Lalla (c.748)
5. Vsan of Bhskarcrya II (c.1150) on his own Bjagaita
6. Mitkar or Vsan of Bhskarcrya II (c.1150) on his own
Siddhntairomai
7. Siddhntadpik of Paramevara (c.1431) on the Bhya of
Govindasvmin (c.800) on Mahbhskarya of Bhskara I (c.629)
8. ryabhayabhya of Nlakaha Somasutvan (c.1501) on ryabhaya
of ryabhaa
9. Yuktibh (in Malaylam) of Jyehadeva (c.1530)
10.Yuktidpik of akara Vriyar (c.1530) on Tantrasagraha of
Nlakaha Somasutvan (c.1500)
11.Kriykramakar of akara Vriyar (c.1535) on Llvat of
Bhskarcrya II (c.1150)
12.Gaitayuktaya, Tracts on Rationale in Mathematical Astronomy by
various Kerala Astronomers (c.16
th
-19
th
century)
13.Sryapraka of ryadsa) (c.1538) on Bhskarcryas Bjagaita
(c.1150)
14.Buddhivilsin of Gaea Daivaja (c.1545) on Llvat of
Bhskarcrya II (c.1150)
15.Bjanavkur or Bjapallavam of Ka Daivaja (c.1600) on
Bjagaita of Bhskarcrya II (c.1150)
16.Vsanvrttika, commentary of Nsiha Daivaja (c.1621) on
Vsanbhya of Bhskarcrya II. on his own Siddhntairomai
(c.1150).
17.Marci of Munvara (c.1630) on Siddhntairomai of Bhskarcrya
II (c.1150).
KA DAIVAJA ON THE IMPORTANCE OF UPAPATTI
The following passage from Ka Daivajas commentary on Bijaganita
brings out the general understanding of the Indian mathematicians that
citing any number of favourable instances (even an infinite number of
them) where a result seems to hold, does not amount to establishing it as a
valid result in mathematics. Only when the result is supported by an
upapatti or demonstration can the result be accepted as valid.
KA DAIVAJA ON THE IMPORTANCE OF UPAPATTI
How can we state without proof (upapatti) that twice the product of two
quantities when added or subtracted from the sum of their squares is equal
to the square of the sum or difference of those quantities? That it is seen to
be so in a few instances is indeed of no consequence. Otherwise, even the
statement that four times the product of two quantities is equal to the
square of their sum, would have to be accepted as valid. For, that is also
seen to be true in some cases. For instance take the numbers 2, 2. Their
product is 4, four times which will be 16, which is also the square of their
sum 4. Or take the numbers 3, 3. Four times their product is 36, which is
also the square of their sum 6. Or take the numbers 4, 4. Their product is
16, which when multiplied by four gives 64, which is also the square of
their sum 8. Hence the fact that a result is seen to be true in some cases is
of no consequence, as it is possible that one would come across contrary
instances also. Hence it is necessary that one would have to provide a
proof (yukti) for the rule that twice the product of two quantities when
added or subtracted from the sum of their squares results in the square of
the sum or difference of those quantities. We shall provide the proof
(upapatti) in the end of the section on ekavara-madhyamharaa.
BHSKARA I ON UPAPATTI (c.629)
In his discussion of ryabhaas approximate value of the ratio of the
circumference and diameter of a circle, Bhskara I notes that the
approximate value is given as the exact value cannot be given. He then
goes on to argue that other values proposed are without any justification:
BHSKARA I ON UPAPATTI (c.629)
'It is the view of the crya that there is no means by which the exact
circumference can be obtained. Is it not true that there is the following?
"The square root of the ten times the diameter is the circumference of a
circle."
Here also, there is only a tradition, and not a proof (upapatti), that the
circumference when the diameter is one is ten. Then it is contended that
"the circumference when diameter is unity, when measured by means of
direct perception (pratyaka), is the square-root of ten (daa-kara)". That
is incorrect, because the magnitude of the karas cannot be stated exactly.
It may be further contended that "when the circumference associated with
that diameter (one) is enclosed with the diagonal of a rectangle whose
breadth and length are one and three respectively, i.e. one whose length is
square root of ten only, it (the circumference) has that length." But that too
has to be established.'
BHSKARCRYA II ON UPAPATTI (c.1150)
In Siddhntairomai, Bhskarcrya II (1150) presents the raison dtre
of upapatti in the Indian mathematical tradition:
U U
u u
u
uU
'Without the knowledge of upapattis, by merely mastering the calculations
(gaita) described here, from the madhyamdhikra (the first chapter of
Siddhntairomai) onwards, of the [motion of the] heavenly bodies, a
mathematician will not be respected in the scholarly assemblies; without
the upapattis he himself will not be free of doubt (nisaaya). Since
upapatti is clearly perceivable in the (armillary) sphere like a berry in the
hand, I therefore begin the Goldhyya (section on spherics) to explain the
upapattis. '
GAEA DAIVAJA ON UPAPATTI (c.1540)
The same has been stated by Gaea Daivaja in the introduction to his
commentary Buddhivilsin (c. 1540) on Llvat of Bhskarcrya II.
Thus, according to the Indian mathematical texts, the purpose of upapatti
is mainly:
(i) To remove confusion and doubts regarding the validity and
interpretation of mathematical results and procedures; and,
(ii) To obtain assent in the community of mathematicians.
This is very different from the ideal of "proof" in the Greco-European
tradition which is to irrefutably establish the absolute truth of a
mathematical proposition.
BHSKARA II ON UPAPATTI
In his Bjagaita-vsan, Bhskarcrya II (c.1150) refers to the long
tradition of upapattis in Indian mathematics.
z
... +
H ;
'The demonstration follows. It is twofold in each case: One
geometrical and the other algebraic. There, the geometrical one is
stated.... Then the algebraic demonstration is stated, that is also
geometry-based. This procedure [of upapatti] has been earlier
presented in a concise instructional form by ancient teachers. For
those who cannot comprehend the geometric demonstration, to them,
this algebraic demonstration is to be presented.'
Here, Bhskara also refers to the ketragata (geometric) and rigata
(algebraic) demonstrations. To understand them, we shall consider the
two proofs given by Bhskara of the so called Theorem of Pythagoras.
UPAPATTI OF BHUJ-KOI-KARA-NYYA
In the madhyamharaa section Bhskara poses the following problem
>
'In a right angled triangle with sides 15 and 20 what is the
hypotenuse? Also give the demonstration for this traditional
method of calculation.'
Here also Bhskara gives two proofs. First the geometrical:
UPAPATTI OF BHUJ-KOI-KARA-NYYA
1520
y
y=(225/y)+
(400/y)
y
2
=625
y=25
ABCD, a square with its side equal to the bhuj, is placed on the north.
The square BPQR, with its side equal to the koi, is placed on the South. It
is assumed that the bhuj is smaller than the koi. Mark M on AP such that
AM = BP = koi. Hence MP = AB = bhuj and MD = MQ = kara. Cut
along MD and MQ, such that the triangles AMD and PMQ just cling at D,
Q respectively. Turn them around to coincide with DCT and QRT. Thus is
formed the square DTQM, with its side equal to the kara. It is thus seen
that
kara-square MDTQ = bhuj-square ABCD + koi-square BPQR
YUKTIBH ESTIMATION SAMAGHTA-SAKALITA
The derivation of the Mdhava series for crucially involves the
estimation, for large n, of the so called sama-ghta-sakalita
S
n
(k)
=1
k
+ 2
k
+ ... n
k
Firstly, it is noted that the mla-sakalita
S
n
(1)
=1+2+...n
=n(n+1)/2 n
2
/2forlarge n.
Then, we are asked to write the varga- sakalita as
S
n
(2)
= n
2
+ (n-1)
2
+. + 1
2
and subtract it from
n S
n
(1)
= n [n + (n-1) + +1]
and get
n S
n
(1)
- S
n
(2)
= 1.(n-1) + 2.(n-2) + 3.(n-3)+.. +(n-1) .1
= (n-1) + (n-2) + (n-3) +. +1
+ (n-2) + (n-3) + + 1
+ (n-3) + . +1 +...
YUKTIBH ESTIMATION SAMAGHTA-SAKALITA
Thus,
nS
n
(1)
S
n
(2)
=S
n1
(1)
+S
n2
(1)
+S
n3
(1)
+.
Since we have already estimated S
n
(1)
n
2
/2,weget
nS
n
(1)
S
n
(2)
(n1)
2
/2+(n2)
2
/2+(n3)
2
/2+..
nS
n
(1)
S
n
(2
S
n
(2)
/2
Therefore
S
n
(2)
n
3
/3forlargen.
Essentially the same procedure is to be followed in the case of a
general sama-ghta-sakalita (summation of equal powers), given
by
S
n
(k)
= n
k
+ (n-1)
k
+. + 1
k
.
YUKTIBH ESTIMATION SAMAGHTA-SAKALITA
We first compute the excess of n S
n
(k-1)
over S
n
(k)
in the form
n S
n
(k-1)
- S
n
(k)
= S
n-1
(k-1)
+ S
n-2
(k-1)
+ S
n-3
(k-1)
+ .
If the lower order sakalita S
n
(k-1)
has already been estimated to be,
S
n
(k-1)
n
k
/k
then the above relation leads to
n S
n
(k-1)
- S
n
(k)
(n-1)
k
/k + (n-2)
k
/k + (n-3)
k
/k +
(1/k) S
n
(k)
Thus we get the estimate
S
n
(k)
n
k+1
/(k+1)forlargen.
YUKTIBH ESTIMATE OF VRASAKALITA
The general repeated sumV
n
(r)
(sakalitaikya or vra-sakalita) of natural
numbers is given by
V
n
(1)
=1+2+3+...+n=n(n+1)/2
V
n
(r)
=V
1
(r1)
+V
2
(r1)
++V
n
(r1)
In Gaita-kaumud(c.1356) of Nryaa Paita, we find the formula
V
n
(r)
=n(n+1)(n+r)/(r+1)!
The above result is also known to the Kerala Astronomers, but they prefer
to derive the estimate for V
n
(r)
for large n as follows. Firstly,
V
n
(1)
=n(n+1)/2n
2
/2forlargen.
We can express V
n
(2)
in the form
V
n
(2)
=V
n
(1)
+V
n1
(1)
++V
1
(1)
n
2
/2+(n1)
2
/2+
S
n
(2)
/2
YUKTIBH ESTIMATE OF VRASAKALITA
Thus we get,
V
n
(2)
n
3
/6
Similarly, if we write the general repeated sum as
V
n
(r)
=V
n
(r1)
+V
n1
(r1)
++V
1
(r1)
and that the earlier sum for the circumference can be replaced by
C/8 (r/n)[(r
2
/k
1
2
)+(r
2
/k
2
2
)+.+(r
2
/k
n
2
)]
If we note that
k
i
2
=r
2
+(ir/n)
2
then we get
C/8 (r/n)[(r
2
/(r
2
+(r/n)
2
))+(r
2
/(r
2
+(2r/n)
2
))
+.+(r
2
/r
2
+(nr/n)
2
)]
Note: The above expression is essentially the integral of the arc-tan
function from 0 to /4.
YUKTIBH DERIVATION OF MDHAVA SERIES FOR
Each of the terms in the above sum for the circumference can be expanded
as a binomial series (which has been derived earlier in Yuktibh) and we
get, on regrouping the terms,
C/8 = (r/n) [1 + 1 + .. + 1]
- (r/n) (1/r
2
) [(r/n)
2
+ (2r/n)
2
+ . + (nr/n)
2
]
+ (r/n) (1/r
4
)[(r/n)
4
+ (2r/n)
4
+ + (nr/n)
4
]
- (r/n) (1/r
6
) [(r/n)
6
+ (2r/n)
6
+ . + (nr/n)
6
]
+.
Now, each of the sama-ghta-sakalita or sums of powers of integers can
be estimated (when n is large) in the manner explained earlier and we
obtain the Mdhava series
C/4d=11/3+1/5....+(1)
n
1/(2n+1)+.
YUKTIBH DERIVATION OF THE MDHAVA SINE SERIES
Given an arc EC = s = Rx, divide it into n equal parts and let the pia-
jys B
j
, koi-jys K
j
and aras S
j
, with j = 0, 1..., be given by
B
j
=Rsin(jx/n) K
j
=Rcos(jx/n) S
j
=Rvers(jx/n)=R[1cos(jx/n)]
Let C
j
C
j+1
is the (j+1)-th arc-bit. Let M
j+1
be the mid-point of the arc-bit
C
j
C
j+1
and similarly M
j
the mid-point of the previous (j-th) arc-bit. Let
full-chord of the equal arc-bits s/n be denoted . Then, from the similar
triangles C
j+1
FC
j
and OQ
j+1
M
j+1
and similarly M
j+1
GM
j
and OP
j
C
j
we get
B
j+1
B
j
=(/R)K
j+1/2
andK
j1/2
K
j+1/2
=S
j+1/2
S
j1/2
=(/R)B
j
Hence
S
n1/2
S
1/2
=(/R)(B
1
+B
2
+.+B
n1
)
B
n
nB
1
=(/R)
2
[B
1
+(B
1
+B
2
)++(B
1
+B
2
+.+B
n1
)]
=(/R)(S
1/2
+S
3/2
+.+S
n1/2
nS
1/2
)
The above relations are exact. Now, if B and S are the jy and ara of the
arc s, in the limit of very large n, we have
B
n
B,S
n1/2
S,S
1/2
0,s/n
and hence
S(s/nR)(B
1
+B
2
+.+B
n1
)
BnB
1
(s/nR)
2
[B
1
+(B
1
+B
2
)++(B
1
+B
2
+.+B
n1
)]
The above more refined approximation for jy-cpntara is again fed back
into our original equations for B and S and so on. In this way we are led to
the series given by Mdhava for Sine and Versine
Rsin(s/R)=B=R[(s/R)(s/R)
3
/3!+(s/R)
5
/5!]
RRcos(s/R)=S=R[(s/R)
2
(s/R)
4
/4!+(s/R)
6
/6!]
YUKTIBH PROOF OF AREA OF A CYCLIC QUADRILATERAL
The Brahmagupta formula for the area of a cyclic quadrilateral is
A=[(sa)(sb)(sc)(sd)]
1/2
withs=(a+b+c+d)/2
=()BD
2
xAP
2
=()[BD
2
x(AC
2
EF
2
)]
It is then shown that the lamba-niptntara, EF, is given by
EF=ME+MF=()(BEDE)+()(DFBF)=()[(AB
2
+CD
2
)(BC
2
+DA
2
)]/BD
YUKTIBH PROOF OF AREA OF A CYCLIC QUADRILATERAL
Therefore
A
2
=[BDxAC/2]
2
[{(AB/2)
2
+(CD/2)
2
}{(BC/2)
2
+DA/2)
2
}]
2
Now, use is made of the Brahmagupta formulae for the diagonals of the
cyclic quadrilateral (derived earlier), which leads to the expression
A
2
=[(ac+bd)/2+{(a/2)
2
+(c/2)
2
}{(b/2)
2
+(d/2)
2
}]
x[(ac+bd)/2{(a/2)
2
+(c/2)
2
}+{(b/2)
2
+(d/2)
2
}]
This is simplified in successive steps to obtain
A
2
=[{(a/2)
+(c/2)}
2
{(b/2)
(d/2)}
2
]
x[{(b/2)
+(d/2)
}
2
{(a/2)
(c/2)
}
2
]
=(a/2+c/2+b/2d/2)(a/2+c/2+d/2b/2)
x(b/2+d/2+a/2c/2)(b/2+d/2+c/2a/2)
=(sa)(sb)(sc)(sd)