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Case: 1:15-cv-00071 Document #: 1 Filed: 01/07/15 Page 1 of 8 PageID #:1

IN THE UNITED STATES DISTRICT COURT


FOR THE NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
RIDDELL, INC.,
Plaintiff,
v.
RAWLINGS SPORTING GOODS
COMPANY, INC.,

)
)
)
)
)
)
)
)
)

Civil Action No.:


Jury Trial Demanded

Defendant.
COMPLAINT
Plaintiff Riddell, Inc. (Riddell or Plaintiff) alleges the following claims against
Defendant Rawlings Sporting Goods Company, Inc. (Rawlings or Defendant):
THE PARTIES
1.

Plaintiff Riddell is an Illinois corporation, with its principal place of business

located at 9801 West Higgins Road, Suite 800, Rosemont, Illinois, 60018.
2.

Riddell is a leading supplier of protective sports equipment, including sports

helmets and shoulder pads.


3.

Upon information and belief, Defendant Rawlings is a Delaware corporation, with

its principal place of business located at 510 Maryville University Dr., Suite 110, St. Louis,
Missouri, 63141.
4.

Upon information and belief, Defendant makes, sells, offers for sale in the United

States, and/or imports into the United States, sports equipment, including sports helmets and
shoulder pads.

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JURISDICTION AND VENUE


5.

This is a civil action for patent infringement arising under the patent laws of the

United States, 35 U.S.C. 1 et seq. This Court has subject matter jurisdiction under 28 U.S.C.
1331 and 1338(a).
6.

This Court has personal jurisdiction over Defendant because Defendant engages

in business within this district, and has placed infringing products into the stream of commerce
by shipping products into this district (and/or knowing that the products would be shipped into
this judicial district), and such infringing products have been sold and used in this district.
7.

Venue is proper in this district under 28 U.S.C. 1391 and 1400(b), because,

among other reasons, Defendant is subject to personal jurisdiction in this district and has
committed acts of infringement in this district.
COUNT I
Patent Infringement of U.S. Patent No. 6,934,971
8.

Plaintiff repeats and re-alleges each and every allegation of the foregoing

paragraphs as though fully set forth herein.


9.

Plaintiff is the owner by assignment of U.S. Patent No. 6,934,971, which was

duly and lawfully issued by the United States Patent and Trademark Office on August 30, 2005,
entitled Football Helmet (the 971 patent). A true and correct copy of the 971 patent is
attached as Exhibit A and made a part hereof.
10.

Regarding the 971 patent, Plaintiff has complied with the statutory notice

provisions of 35 U.S.C. 287.


11.

Defendant has knowledge of the 971 patent. For example, the 971 patent is a

cited reference on Rawlings United States Patent No. D699,895.


12.

Defendant has at no time been licensed under the 971 patent.

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13.

Defendant has infringed, and is currently infringing, literally and/or under the

doctrine of equivalents, one or more claims of the 971 patent, in violation of 35 U.S.C. 271 et
seq., directly, indirectly, contributorily, and by inducement of and action with others, by making,
using, selling, offering to sell in the United States, and/or importing into the United States
products that embody one or more claims of the 971 patent, including without limitation
football helmets identified with the Tachyon, Impulse, Quantum, Momentum, and Force model
names.
14.

Defendant has contributorily infringed and has induced infringement of the 971

patent by offering to sell and selling the Tachyon, Impulse, Quantum, Momentum, and Force
helmets to customers, buyers, users and others who directly infringe the 971 patent.
Infringement of the 971 patent can be found through use of the accused helmets, which are not
staple articles or commodities of commerce suitable for substantial non-infringing use in an
ordinary and intended manner. Defendant contributes to and induces infringement of the 971
patent by inducing its customers to use the Tachyon, Impulse, Quantum, Momentum, and Force
helmets in the United States, with knowledge of the 971 patent.
15.

Defendants infringement of the 971 patent has been and continues to be willful.

16.

Plaintiff has been injured and damaged by Defendants infringement of the 971

patent. Defendants infringement has caused, and will continue to cause, irreparable harm to
Plaintiff, for which Plaintiff has no adequate remedies at law, unless and until enjoined by this
Court.
COUNT II
Patent Infringement of U.S. Patent No. 8,528,118
17.

Plaintiff repeats and re-alleges each and every allegation of the foregoing

paragraphs as though fully set forth herein.

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18.

Plaintiff is the owner by assignment of U.S. Patent No. 8,528,118, which was

duly and lawfully issued by the United States Patent and Trademark Office on September 10,
2013, entitled Sports Helmet (the 118 patent). A true and correct copy of the 118 patent is
attached as Exhibit B and made a part hereof.
19.

An Ex Parte Reexamination Certificate for the 118 patent issued on September 9,

2014. A true and correct copy of the Ex Parte Reexamination Certificate for the 118 patent is
attached as Exhibit C and made a part hereof.
20.

Regarding the 118 patent, Plaintiff has complied with the statutory notice

provisions of 35 U.S.C. 287.


21.

Defendant has knowledge of the 118 patent at least as of the date of the filing of

this Complaint.
22.

Defendant has at no time been licensed under the 118 patent.

23.

Defendant has infringed, and is currently infringing, literally and/or under the

doctrine of equivalents, one or more claims of the 118 patent, in violation of 35 U.S.C. 271 et
seq., directly, indirectly, contributorily, and by inducement of and action with others, by making,
using, selling, offering to sell in the United States, and/or importing into the United States
products that embody one or more claims of the 118 patent, including without limitation
football helmets identified with the Tachyon, Impulse, Quantum, Momentum, and Force model
names.
24.

Defendant has contributorily infringed and has induced infringement of the 118

patent by offering to sell and selling the Tachyon, Impulse, Quantum, Momentum, and Force
helmets to customers, buyers, users and others who directly infringe the 118 patent.
Infringement of the 118 patent can be found through use of the accused helmets, which are not

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staple articles or commodities of commerce suitable for substantial non-infringing use in an


ordinary and intended manner. Defendant contributes to and induces infringement of the 118
patent by inducing its customers to use the Tachyon, Impulse, Quantum, Momentum, and Force
helmets in the United States, with knowledge of the 118 patent.
25.

Defendants infringement of the 118 patent is willful.

26.

Plaintiff has been injured and damaged by Defendants infringement of the 118

patent. Defendants infringement has caused, and will continue to cause, irreparable harm to
Plaintiff, for which Plaintiff has no adequate remedies at law, unless and until enjoined by this
Court.
COUNT III
Patent Infringement of U.S. Patent No. D603,100
27.

Plaintiff repeats and re-alleges each and every allegation of the foregoing

paragraphs as though fully set forth herein.


28.

Plaintiff is the owner by assignment of U.S. Patent No. D603,100, which was duly

and lawfully issued by the United States Patent and Trademark Office on October 27, 2009,
entitled Sports Helmet (the 100 patent). A true and correct copy of the 100 patent is
attached as Exhibit D and made a part hereof.
29.

Regarding the 100 patent, Plaintiff has complied with the statutory notice

provisions of 35 U.S.C. 287.


30.

Defendant has knowledge of the 100 patent. For example, the 100 patent is a

cited reference on Rawlings United States Patent No. D699,895.


31.

Defendant has at no time been licensed under the 100 patent.

32.

Defendant has infringed, and is currently infringing the claim of the 100 patent,

in violation of 35 U.S.C. 271 et seq., by making, using, selling, offering to sell in the United

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States, and/or importing into the United States products that embody the claim of the 100 patent,
including without limitation football helmets identified with the Tachyon, Impulse, Quantum,
Momentum, and Force model names and baseball helmets identified with the S100, S90, S80 and
S70 series names.
33.

Defendants infringement of the 100 patent has been and continues to be willful.

34.

Plaintiff has been injured and damaged by Defendants infringement of the 100

patent. Defendants infringement has caused, and will continue to cause, irreparable harm to
Plaintiff, for which Plaintiff has no adequate remedies at law, unless and until enjoined by this
Court.
COUNT IV
Patent Infringement of U.S. Patent No. 8,813,271
35.

Plaintiff repeats and re-alleges each and every allegation of the foregoing

paragraphs as though fully set forth herein.


36.

Plaintiff is the owner by assignment of U.S. Patent No. 8,813,271, which was

duly and lawfully issued by the United States Patent and Trademark Office on August 26, 2014,
entitled Shoulder Pads (the 271 patent). A true and correct copy of the 271 patent is
attached as Exhibit E and made a part hereof.
37.

Regarding the 271 patent, Plaintiff has complied with the statutory notice

provisions of 35 U.S.C. 287.


38.

Defendant has knowledge of the 271 patent at least as of the date of the filing of

this Complaint.
39.

Defendant has at no time been licensed under the 271 patent.

40.

Defendant has infringed, and is currently infringing, literally and/or under the

doctrine of equivalents, one or more claims of the 271 patent, in violation of 35 U.S.C. 271 et

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seq., by making, using, selling, offering to sell in the United States, and/or importing into the
United States products that embody one or more claims of the 271 patent, including without
limitation the Titan and Spartan lines of shoulder pads.
41.

Defendants infringement of the 271 patent is willful.

42.

Plaintiff has been injured and damaged by Defendants infringement of the 271

patent. Defendants infringement has caused, and will continue to cause, irreparable harm to
Plaintiff, for which Plaintiff has no adequate remedies at law, unless and until enjoined by this
Court.
PRAYER FOR RELIEF
WHEREFORE, Plaintiff prays for a judgment that:
A.

Defendant has willfully infringed one or more claims of the 971 patent, 118

patent, 100 patent and 271 patent;


B.

Defendant, its officers, directors, employees, agents, subsidiaries, licensees,

servants, successors and assigns, and any and all persons acting in privity or in concert or
participation with Defendant, be enjoined from infringement of the 971 patent, 118 patent, 100
patent and 271 patent under 35 U.S.C. 283;
C.

Plaintiff be awarded all damages adequate to compensate Plaintiff for Defendants

infringement of the 971 patent, 118 patent, 100 patent and 271 patent, and such damages be
trebled under 35 U.S.C. 284 and awarded to Plaintiff, with interest;
D.

This case be adjudged an exceptional case under 35 U.S.C. 285, and Plaintiff be

awarded attorneys fees, costs, and all expenses incurred in this action;
E.

Plaintiff be awarded all actual and compensatory damages;

F.

Plaintiff be awarded Defendants profits; and

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G.

Plaintiff be awarded such other and further relief as the Court deems just and

proper.
JURY DEMAND
Pursuant to Rule 38 of the Federal Rules of Civil Procedure, Plaintiff demands a trial by
jury on all issues triable by jury.

Dated: January 7, 2015

PERKINS COIE LLP


By

/s/ Rodger K. Carreyn


Rodger K. Carreyn
RCarreyn@perkinscoie.com
Christopher G. Hanewicz
CHanewicz@perkinscoie.com
Gabrielle E. Bina
GBina@perkinscoie.com
1 East Main Street, Suite 201
Madison, WI 53703
(608) 663-7460 (Phone)
(608) 663-7499 (Facsimile)
Douglas L. Sawyer (ARDC#6275849)
DSawyer@perkinscoie.com
131 South Dearborn Street, Suite 1700
Chicago, IL 60603-5559
(312) 324-8400 (Phone)
(312) 324-9400 (Facsimile)
Attorneys for Plaintiff,
Riddell, Inc.

-8115001-0004/LEGAL124483347.1

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Exhibit
A

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 2 of 24 PageID #:10


US006934971B2

(12) United States Patent

(16) Patent N6.=

Ide et al.

(54)

(45) Date of Patent:

FOOTBALL HELMET

3,882,547 A
4,075,714 A

(75) Inventors: Thad M. Ide, Chicago, IL (US); Ralph

5/1975 Morgan
*

4,287,613 A

9/1981 SChultZ

Nelson
(Us); chriswphfr
Kraemer, Mt
R P
Prospect,
Withnall
IL

4,404,690 A
2 * 9/1983 18613111161666":
(zjodrreale ........................1:: 2/420

NePean(CA)>T1mthY D- Bayne>

4,744,107 A

Nepean (CA)

4,794,652 A *

1/1989 Piech VOIl Planta et al.

4,831,668 A

5/1989

Subject to any disclaimer, the term of this

4,837,866 A *
4,853,980 A
4,903,346 A *

6/1989 Rector et al. ................ .. 2/424


8/1989 Zarotti
2/1990 Reddemann et al. ........ .. 2/411

patent is extended or adjusted under 35


U_S_C_ 154(b) by 22 days_

4,916,759 A
5,014,365 A

4/1990 Arai ............................ .. 2/414


5/1991 Schulz ........................ .. 2/412

Asslgneer Riddell, 1116-, ChICagO, IL (US)

(*)

Notice:

* 12/1982 Goodlng

*
*

5,035,009 A
5,175,889 A
(22)

APP1- N91 10/427,236

5,177,816 A *

5,263,203 A

Med

May 1 2003

(65)

2/1978 Ryder et a1. .................. .. 2/6.3

132677287 5

(73)

Aug. 30, 2005

J. Infusino, Bloomingdale, IL (US);

(21)

US 6,934,971 B2

5/1988 F0111 ............................ .. 2/422

2/414

Schulz

7/1991 Wingo et al.


1/1993 Infusino
1/1993 Schmidt et al. .............. .. 2/424
11/1993

Kraemer et al.

5,267,353 A * 12/1993 Milligan .......................... .. 2/9

Prior Publication Data

D364,487 S

11/1995 Tutton et al.

US 2004/0025231 A1 Feb. 12, 2004

6,079,053 A *
6,189,156 B1 *

6/2000
2/2001

6,226,801 B1

5/2001 Alexander et al.

(60)

Related US. Application Data


Provisional application No, 60/376,898, ?led on May 1,

6,370,699 B1 * 4/2002 Halstead et al. ............. .. 2/414


6,481,024 B1 * 11/2002 Grant .......................... .. 2/421

(51)

Int C17

A63B 71/10

2002/0104533 A1 *

(52)
(58)

US. Cl. ...................................... .. 2/425; 2/9; 2/424


Field of Search .......................... .. 2/424, 425, 421,

* cited by examiner

2002.

D475,486 S

2/423, 411, 414, 413, 417, 418, 419, 909,


9; D29/106, 102, 105

(56)

References Cited

Clover et a1. ................ .. 2/424


Loiars ......... ..
.. 2/424

6/2003 Ide et a1.


8/2002 Kalhok et a1. ....... .. 128/201.24

Primary ExaminerRodney M. Lindsey


(74) Attorney, Agent, or FirmWallenstein Wagner &
Rockey, Ltd.

(57)

ABSTRACT

U.S. PATENT DOCUMENTS

1,522,952 A :
2,140,716 A

1/1925 Goldsmith ................... .. 2/414


12/1938 Pryale ' ' ' ' '

3,166,761 A

3,609,764 A

* 10/1971

3,186,004 A *

3,761,959 A

1/1965

Strohm

6/1965 Carlini

' ' ' " 2/414


2/421

2/413

AneW football helmet includes: a jaW ?ap attached to the ear


?ap of the helmet, and the jaw ?ap Overhes the Sides of the
loWer jaW of football player; and a face guard connector
-

WhlCh includes a shock absorbing member.

Morgan ....................... .. 2/414

10/1973 Dunning

101

73 Claims, 11 Drawing Sheets

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U.S. Patent

Aug. 30, 2005

70

FIG. 5

66 102 55

Sheet 1 0f 11

US 6,934,971 B2

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U.S. Patent

101

100

Aug. 30, 2005

Sheet 2 0f 11

US 6,934,971 B2

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U.S. Patent

Aug. 30, 2005

65

Sheet 3 0f 11

US 6,934,971 B2

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U.S. Patent

Aug. 30, 2005

Sheet 4 0f 11

US 6,934,971 B2

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 7 of 24 PageID #:15

U.S. Patent

Aug. 30, 2005

Sheet 5 0f 11

US 6,934,971 B2

155

178
155

177

179

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U.S. Patent

Aug. 30, 2005

Sheet 6 0f 11

"0

F G.

K 210

55

155

__

151

141

I/

301

US 6,934,971 B2

1F._\\ .

,.l.:?:\l

as

'

Q; 61 \\
1

62

152
:52

1
112

200

111

FIG. 15

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U.S. Patent

Aug. 30, 2005

Sheet 7 0f 11

FIG. 14

US 6,934,971 B2

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U.S. Patent

Aug. 30, 2005

Sheet 8 0f 11

US 6,934,971 B2

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 11 of 24 PageID #:19

U.S. Patent

Aug. 30, 2005

Sheet 9 0f 11

US 6,934,971 B2

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U.S. Patent

Aug. 30, 2005

Sheet 10 0f 11

US 6,934,971 B2

51
_

109

____\(

_ A?) I

FIG. 17

fit-H v,
9a

./

,
-

47 1

I 0 gr .

65

65'

\55
"

92

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U.S. Patent

Aug. 30, 2005

Sheet 11 0f 11

FIG. 15

55

US 6,934,971 B2

150I

55

FIG. 20

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US 6,934,971 B2
1

2
While it is the desire and goal that a football helmet, and

FOOTBALL HELMET

other types of protective helmets, prevent injuries from


RELATED APPLICATION

occurring, it should be noted that as to the helmet of the


present invention, as Well as prior art helmets, due to the
nature of the sport of football in particular, no protective

This application claims the bene?t of Provisional Patent

Application Ser. No. 60/376,898, ?led May 1, 2002, entitled

equipment or helmet can completely, totally prevent injuries

Football Helmet.

to those individuals playing the sport of football. It should


BACKGROUND OF THE INVENTION

be further noted that no protective equipment can com

1. Field of the Invention


The invention relates to helmets, such as football helmets.
2. Description of the Related Art
Various activities, such as contact sports, and in particular
the sport of football, require the use of helmets to attempt to

pletely prevent injuries to a player, if the football player uses

protect participants from injury to their heads due to impact


forces that may be sustained during such activities. Various

1O

his football helmet in an improper manner, such as to butt,


ram, or spear an opposing player, Which is in violation of the
rules of football. Improper use of a helmet to butt, ram, or
spear an opposing player can result in severe head and/or
neck injuries, paralysis, or death to the football player, as

15

Well as possible injury to the football players opponent. No


football helmet, or protective helmet, such as that of the
present invention, can prevent head, chin, or neck injuries a

types of helmets have been in use in the sport of football,


ever since individuals began Wearing helmets to attempt to
protect their heads many years ago. Typically, these helmets
have included: an outer shell, generally made of an appro

football player might receive While participating in the sport


of football. The helmet of the present invention is believed
to offer protection to football players, but it is believed that
no helmet can, or Will ever, totally and completely prevent

priate plastic material, having the requisite strength and


durability characteristics to enable them to be used in the
sport of football; some type of shock absorbing liner Within
the shell; a face guard; and a chin protector, or chin strap,
that ?ts snugly about the chin of the Wear of the helmet, in

head injuries to football players.


The football helmet of the present invention, When com
25

order to secure the helmet to the Wearers head, as are all

a Wearer of the helmet from injuries caused upon an impact

knoWn in the art.


Over the years, various improvements have been made to

force striking the helmet; preventing irritation to a players


ear; affording more protection to the jaW of the Wearer; and
providing for the use of a lighter Weight face guard.

the various components of a football helmet; hoWever, in


general, the overall con?guration and shape of a football

SUMMARY OF THE INVENTION

helmet, has remained the same for many years. In this


regard, a typical football helmet has included an ear ?ap as
a part of the shell forming the helmet, and the ear ?ap

In accordance With the invention, the foregoing advan

generally overlies an ear of the Wearer and a portion of a

cheek of the Wearer; hoWever, the jaW of the Wearer typically

extends outWardly beyond the outer periphery of the helmet,


Whereby a majority portion of the jaW of the Wearer has only
been protected by the chin protector.
In general, conventional football helmets presently have
ear ?aps and the loWer portions thereof taper inWardly

35

40

toWard the neck and rearmost portions of the players


jaWbone overlied by the ear ?aps. As a consequence of this
structure, When a player removes his, or her, helmet, it is
necessary to pull the sides, or ear ?aps, of the helmet
outWardly so that the helmet may clear the players ears.
Further in this regard, conventional helmets may also

pared to previously proposed conventional football helmets,


has the advantages of: being designed to attempt to protect

tages are believed to have been achieved by the football


helmet of the present invention. The football helmet of the
present invention may include: an outer shell having an
inner Wall surface and an outer Wall surface, the shell
including a croWn, a back, a front, a loWer edge surface, and

tWo sides, the shell being adapted to receive the head of


Wearer of the helmet, the Wearer having a loWer jaW having
tWo side portions; each side of the shell includes an ear ?ap
adapted to generally overlie an ear and a portion of a cheek

45

include pads adjacent the players ear and these pads gen

of the Wearer; each ear ?ap generally extending doWnWardly


from its respective side; each ear ?ap including a jaW ?ap
attached to the ear ?ap, each jaW ?ap extending from the ear
?ap forWardly toWard the front of the shell and adapted to
generally extend to overlie a side portion of the loWerjaW of
the Wearer of the helmet; each side having a chin protector
connector, adapted to connect a portion of a chin protector

erally are located along the loWer and front edge of the ear
?ap. These pads must also be pulled aWay from the ears of
the player When removing a conventional helmet. The
repeated putting on, and taking off, a football helmet may

to the shell; each side having a face guard connector, adapted


to connect a portion of a face guard to the shell; and a liner
connector, adapted to connect a shock absorbing liner to a

desirable to minimiZe the Weight of the helmet, While not

portion of the inner Wall surface of the shell. Another feature


of the present invention is that there may be a face guard
connected to at least both sides of the helmet by the face
guard connectors, each face guard connector including a
shock absorber member adapted to substantially omni
directionally distribute an impact force, exerted upon the
face guard, throughout the shell. A further feature of this
aspect of the present invention is that each shock absorber
member may be a grommet disposed in an opening formed

sacri?cing protection. The face guards of conventional hel

in a side of the shell.

mets are typically attached to the sides of the helmet, as Well


as upon the front of the helmet. Thus, the face guard must
extend rearWardly in order to be attached to the side of the

In accordance With another aspect of the present


invention, the football helmet may include a chin protector
having tWo sides and at least tWo ?exible members associ
ated With each side of the chin protector, the at least tWo
?exible members adapted to engage With one of the chin
protector connectors on the sides of the shell. Another

cause irritation to the players ear. It Would be desirable if


the putting on, and removal of, a football helmet did not

cause repeated sliding frictional contact With a players ears,


to prevent potential irritation to the players ear.
Conventional football helmets utiliZe face guards Which

55

are generally made of either a metallic or thermoplastic


material. Since a player Wears a helmet for a considerable

period of time during practices and games, it Would be

helmet. It Would be desirable if the siZe of the face guard

could be reduced, thereby reducing the Weight of the face


guard used in the helmet.

65

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US 6,934,971 B2
3

feature of this aspect of the invention is that the chin

FIG. 3 is a cross-sectional vieW taken along line 33 of


FIG. 2, and illustrating one embodiment of a face guard
connector in accordance With the present invention;
FIG. 4 is an exploded side vieW of the face guard
connector of FIG. 3;
FIG. 5 is a perspective vieW of a face guard mounting clip;
FIG. 6 is a cross-sectional vieW of the face guard mount

protector connector may include at least tWo notches formed


in the loWer edge surface of the shell, With at least one notch
being disposed on each side of the shell, and at least one of
the ?exible members on each side of the chin protector
passes through at least one of the notches on each side of the
shell. Afurther aspect of the invention is that the at least tWo

notches may be disposed in the loWer edge surface of the


shell adjacent each ear ?ap of the shell. An additional feature
of this aspect of the invention is that the chin protector
connector may include at least one slot formed in each side
of the shell, and at least one of the ?exible members on each

ing clip of FIG. 5, taken along line 66 of FIG. 5;


1O

FIG. 2;
FIG. 8 is a partial exploded perspective vieW of a portion

side of the chin protector passes through the at least one slot.
In accordance With another aspect of the present
invention, the football helmet may include a shock absorb
ing liner associated With the inner Wall surface of the shell
by the liner connector. An additional feature of this aspect of
the present invention is that the shock absorbing liner may
include a plurality of resilient members adapted to absorb

shock forces exerted upon the shell, and the plurality of


resilient members may be disposed along the inner Wall
surface of the back and sides of the shell, including at least
one resilient pad member disposed upon the inner Wall
surface of a portion of each of the jaW ?aps of the shell. A
further feature of this aspect of the present invention is that
each of the at least one resilient pad members may be formed

of the football helmet of FIGS. 1 and 2, illustrating one


embodiment of a resilient pad member, or jaW pad, associ
ated With the jaW ?ap of a helmet of the present invention;
FIG. 9 is a cross-sectional vieW of the resilient pad

member of FIG. 8, taken along line 99 of FIG. 8;


FIG. 10 is a partial cross-sectional vieW of a portion of the

resilient pad member of FIGS. 8 and 9 taken along line


1010 of FIG. 9;
FIG. 11 is another side vieW of the resilient pad member,
or jaW pad, of FIGS. 810;
25

integral With the plurality of resilient members, or at least


one resilient pad member may be releaseably secured to the
plurality of resilient members. An additional feature of this
aspect of the present invention is that on each side of the

croWn of the football helmet of FIGS. 1 and 1A, shoWing a

35

40

resilient pad member, or jaW pad, and face guard connector


in accordance With the present invention;
FIG. 16 is a partial exploded perspective vieW of another
shock absorbing liner provided With another embodiment of
the resilient pad member, or jaW pad, of the present

disposed upon the inner Wall surface of a portion of the jaW

opening formed in each ?ap.


Another aspect of the present invention is that the outer
shell may have a vertical, longitudinal axis extending doWn
Wardly from the croWn of the helmet, and each ear ?ap may

generally lie in a plane Which is substantially parallel to the


longitudinal axis of the outer shell. Another feature of this
aspect of the present invention is that the outer shell of the
helmet may have a vertical, longitudinal axis extending
doWnWardly from the croWn, and each jaW ?ap may gen
erally lie in a plane Which is substantially parallel to the
longitudinal axis of the outer shell.

FIG. 12 is a bottom vieW of the football helmet of FIGS.

1 and 8;
FIG. 13 is a partial exploded perspective vieW of the
croWn pad in accordance With the present invention;
FIG. 14 is a partial exploded perspective vieW of a shock
absorbing liner in accordance With the present invention,
corresponding to the shock absorbing liner shoWn in FIGS.
8 and 12;
FIG. 15 is a partial exploded perspective vieW of the
helmet of FIG. 1A, illustrating another embodiment of a

inner Wall surface of the shell, an ear channel may be formed


betWeen at least one of the resilient members of the shock
absorbing liner and the at least one resilient pad member

?ap, and each ear channel may be disposed adjacent an ear

FIG. 7 is a partial cross-sectional vieW of portion of the


football helmet of FIGS. 1 and 2, taken along line 77 of

invention, as is shoWn in FIG. 15;

FIG. 17 is another partial exploded perspective vieW of


45

The football helmet of the present invention, When com

the helmet shoWn in FIG. 15;


FIG. 18 is a partial cross-sectional vieW of a portion of the

resilient pad member, or jaW pad, of FIG. 15 taken along line


1818 of FIG. 15;

pared With previously proposed conventional football

FIG. 19 is a side vieW of the helmet of the present

helmets, is believed to have the advantages of: offering

invention, illustrating the chin protector connecter of the


football helmet of FIG. 1A, including a Wearer of the helmet

protection to football players against injuries caused by

being partially shoWn in phantom lines, including a general

impact forces exerted upon the football helmet during the


playing of the game of football; providing a football helmet

outline of a conventional ear ?ap being also shoWn in

phantom lines; and

Which is easier for the Wearer of the helmet to put on and


take off, and may minimiZe irritation to a players ear;

providing protection for the jaW of the Wearer; and providing


a smaller, thus lighter in Weight, face guard.

55

BRIEF DESCRIPTION OF THE DRAWING

stood that it is not intended to limit the invention to those


embodiments. On the contrary, it is intended to cover all

In the DraWing:
FIG. 1 is a perspective vieW of an embodiment of a

alternatives, modi?cations, and equivalents, as may be

football helmet in accordance With the present invention;

included Within the spirit and scope of the invention as

FIG. 1A is perspective vieW of another embodiment of a

football helmet in accordance With the present invention;


FIG. 1B is an exploded vieW of the portion of the helmet
of FIG. 1A shoWn Within dotted lines 1B;
FIG. 2 is a partial exploded vieW of the football helmet of
FIG. 1;

FIG. 20 is a front vieW of the football helmet of the


present invention of both FIGS. 1 and 1A.
While the invention Will be described in connection With
the preferred embodiments shoWn herein, it Will be under

de?ned by the appended claims.


65

DETAILED DESCRIPTION OF THE


INVENTION

In FIGS. 1, 1A, and 19, a football helmet 30 in accordance


With the present invention is shoWn to generally include: an

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 16 of 24 PageID #:24

US 6,934,971 B2
5

outer shell 31, ear ?ap 32, each ear ?ap 32 including a jaW
?ap 33, a chin protector connector 34, a face guard connec
tor 35, and a liner connector (not shoWn). Outer shell 31 is

?ap of a conventional football helmet virtually never over


lies the chin 49 of a Wearer of a conventional helmet.

preferably made of any suitable plastic material having the


requisite strength and durability characteristics to function

has a vertical, longitudinal axis 61 generally extending


doWnWardly from croWn 39, and each ear ?ap 32 generally
lies in a plane Which is substantially parallel to the longi
tudinal axis 61 of shell 31. Similarly, each jaW ?ap 33 also
generally lies in a plane Which is substantially parallel to the

With reference to FIGS. 12, 19, and 20, the outer shell 31

as a football helmet, or other type of protective helmet, such


as polycarbonate plastic materials, one of Which is knoWn as
LEXAN.RTM., as is knoWn in the art. Outer shell 31 has an
inner Wall surface 37 (FIG. 12) and an outer Wall surface 38.
Shell 31 further includes a croWn 39, a back 40, a front 41,

longitudinal axis 61 of the outer shell 31. The croWn 39 of


shell 31 may be provided With at least one, and preferably
a plurality of ventilation openings, or air vents, 62, Which
permits the passage of air through shell 31. Vents 62 permit
air adjacent the head 45 of Wearer 46, Which has been heated
by being in contact With head 45, to be vented and passed

a loWer edge surface 42, and tWo sides 43 (FIGS. 1 and 1A)
and 44 (FIG. 19). As is knoWn in the art, and as Will be
hereinafter described in greater detail, shell 31 is adapted to
receive the head 45 of a Wearer 46 of the helmet 30, the

Wearer 46 having a loWer jaW 47 (FIG. 19) having tWo side

15

portions 48 (FIG. 19), only the right side portion 48 of jaW


47 being illustrated. As shoWn in FIG. 19, the loWer jaW 47
terminates generally adjacent to the chin 49 of the Wearers
head 45 toWard the front of the head 45, and the loWer jaW,
or mandible 47, generally ends its connection With the upper
laW generally adjacent, and forWardly of ears 50 of Wearer

With reference to FIGS. 1, 1A, 8, and 15, the face guard


connector 35 of the present invention Will be described in
greater detail. Face guard 65 is formed of a plurality of Wire
members 66, Which may be formed of any suitable material

Still With reference to FIGS. 1, 1A and 19, each side 43,


44 of the shell 31 includes an ear ?ap 32, the left ear ?ap 32

being shoWn in FIGS. 1 and 1A and the right ear ?ap 32


being illustrated in FIG. 19, and ear ?aps 32 are adapted to
generally overlie an ear 50 (FIG. 19) and portion of a cheek
52 of the Wearer 46. Each ear ?ap 32 generally extends

outWardly through openings 62, Which may contribute to


greater comfort being afforded the Wearer 46 of helmet 30.
As shoWn in FIG. 12, the loWer edge 42 of the shell 31
de?nes a circumference, and the shell 31 is con?gured such
that the terminal ends of the jaW ?aps 33 reside in the same
or single quadrant of an X-Y coordinate system.

25

having the requisite strength and durability characteristics to


function as a football helmet face guard, as is knoWn in the
art. The Wire members 66 may be preferably formed of a
metallic material, such as any suitable steel, and as is knoWn

doWnWardly from its respective side 43, 44, and in general

in the art, the Wire members 66 may be provided With a

extends in a direction extending from croWn 39 doWnWardly


toWard the loWer edge surface 42 of shell 31. Each ear ?ap

suitable plastic coating. Additionally, the Wire members 66

32 includes a jaW ?ap 33, the left hand jaW ?aps 33 being
illustrated in FIGS. 1 and 1A, and the right jaW ?ap 33 being

Alternatively, Wire members 66 may be formed of any


suitable plastic material, this material also having the req
uisite strength and durability characteristics to perform the
functions of a football helmet face guard. The face guard

illustrated in FIG. 19. Each jaW ?ap 33 extends from it


corresponding ear ?ap 32 forWardly toWard the front 41 of

may be of a solid or tubular cross-sectional con?guration.

35

the shell 31, and as seen in FIG. 19 as adapted to generally


extend to overlie a side portion 48 of the loWer jaW 47 of the
Wearer 46 of the helmet.

connectors 35 are adapted to connect a portion of the face

As shoWn in FIG. 19, jaW ?ap 33 is shoWn to extend


forWardly to overlie a forWardly disposed portion 55 of
loWer jaW 47 disposed toWard the chin 49 of Wearer 46. As

guard connector 35 is shoWn in FIGS. 1, 1A and 8, While


another embodiment of face guard connector is illustrated in
FIGS. 15 and 17. In general, the tWo embodiments of face
guard connector 35 are substantially similar, Whereby the

guard 65 to shell 31. A face guard connector 35 is disposed


on each side 43, 44 of shell 31. One embodiment of face
40

illustrated in FIG. 19, jaW ?ap 33 extends forWardly enough

same components Will be described With identical reference

to overlie the side of the chin 49 of Wearer 46. In this regard,


it should be noted that helmets 30 of the present invention

are generally made With outer shells 31 of varying siZes,


dependent upon the siZe of the head of the particular Wearer
of the helmet. In FIG. 19, helmet 30 is shoWn superimposed

numerals, and primed reference numerals Will be used in


45

upon What is believed to be an average siZe head of a Wearer

of the helmet 30, Whereby jaW ?ap 33 is shoWn to generally


overlie the entire side portion 48 of loWer jaW 47, including
the foWardly disposed portion 55 of loWer jaW 47 adjacent
the chin 49 of Wearer 46, including overlying the side of the
chin 49 of Wearer 46. Since FIG. 19 is not a representation
of all siZes of heads and all types of chin structures, such as

chins Which may greatly extend outWardly aWay from the


head of the Wearer, it should be understood that it is perhaps

55

his or her chin extending outWardly beyond the outer

periphery of jaW ?ap 33. It is believed that jaW ?ap 33 Will


overlie at least the forWardly disposed portion 55 of the

directionally distribution of an impact force, exerted upon


the face guard 65, throughout shell 31 of helmet 30.
Preferably, grommet 68 is formed of synthetic rubber. In this
regard, face guard 65 can incur impact forces in a variety of

loWer jaW 47 of virtually all Wearers of helmets 30. In this

regard, the outer periphery 60, shoWn in phantom lines in


Wardly disposed portion 55 of the loWer jaW, or mandible, 47
of a Wearer of a conventional helmet. Furthermore, the ear

omni-directionally distribute an impact force, exerted upon


the face guard 65, through shell 31. Preferably, each shock
absorber member 67 is a grommet 68 disposed in an opening
69 formed in a side 43, 44 of shell 31. Grommet 68 may be
formed of rubber, or any other suitable elastomeric material
Which Will function so as to permit substantially omni

possible that someone Wearing a helmet 30 in accordance


With the present invention may have a slight side portion of

FIG. 19, of a conventional ear ?ap, Without the jaW ?ap 33


of the present invention generally does not overlie a for

connection With components having the same, or similar


functions, but different structures or con?gurations.
The details of the face guard connector 35 used in
connection With the helmet 30 of FIGS. 1, 1A, 2 and 8, are
illustrated in FIGS. 3 and 4, Whereas the details of construc
tion of the face guard connector 35 of FIG. 15 is illustrated
in FIGS. 15 and 17. With reference to FIGS. 3, 4, 8, and 15,
face guard connector 35 of the present invention is shoWn to
include a shock absorber member 67 adapted to substantially

directions during a game of football. For example, as a


65

player strikes the ground upon being tackled, his or her face
guard might strike the ground at the loWer most center 70
(FIG. 1) of face guard 65, Which Would be an upWardly

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 17 of 24 PageID #:25

US 6,934,971 B2
7

exerted force upon face guard 65. Similarly, another players


helmet, or hand, might push downwardly upon the Wire
member 71 (FIG. 1) of face guard 65, thus exerting a
doWnWardly extending impact force upon face guard 65.
Additionally, a players face guard could be struck in the

both of its sides includes a plurality of Wire members having


a substantial rectangular shaped opening, such as is formed
by Wire members 66a, 66b, 66c and 66d as shoWn in FIG.
8, With Wire members 66b and 66d being received Within
channels 93, 94, respectively. Preferably, at least one of the
channels 93, 94, is formed in the inner surface 91 of the face
guard connector body member 85 and the Wire member 66b,
66d is received Within the at least one channel, Whereby the

direction from one of the sides 43, 44 of helmet 30, Which


Would be a side or lateral impact force being exerted upon
face guard 65. Of course, it Would be readily apparent to one
of ordinary skill in the art that an impact force could be
exerted upon face guard 65 from any direction in Which it is

10

possible to strike, or impact against, face guard 65. As Will


be hereinafter described in greater detail, as an impact force

is exerted upon face guard 65, the shock absorber member


67, or grommet 68, functions to absorb, or attenuate, the
impact force exerted upon the face guard, and to substan

tially omni-directionally distribute the impact force through

15

the shell 31.


Grommet 68 may be a circular shaped member 72 With an

contour of the shell 31.


With reference to FIGS. 15 and 17, it is seen that face

outer Wall surface 38 of the shell 31. Each of the face guard
connectors 35 has a recess 76 (FIG. 4) Which receives a
25

guard body member 85 is similar in design to that of body


member 85. Body member 85 differs from that of body
member 85, in that body member 85 includes an access
passageWay 96 formed in the outer surface 92 of body
member 85. Access passageWay 96 is aligned With an

relationship as seen in FIG. 3. Preferably, the outer, annular


shaped lip 75 is received in the recess 76. As shoWn in FIGS.

3, 8, and 15, a bushing 77 may be disposed Within the

in?ation port 97 disposed in shell 31, and is adapted to


provide access to in?ation port 97 and permit the shock
absorbing liner, to be hereinafter described, to be in?ated.
Access passageWay may be a semi-circular shaped notch 98
formed at one end of body member 85.

opening 73 Which passes through grommet 68. Preferably,


the bushing is made of a suitable plastic material having the

requisite strength and durability characteristics to function

surface 80 (FIGS. 8 and 15), With the loWer Wall surface 80


being disposed adjacent the inner Wall surface 37 of the shell
31. A bolt 82 having ?rst and second ends 83, 84 may be
passed through each bushing and the face guard connector
body members, or clips, 85, 85 of each face guard connector

surface 91 of the face guard connector body member 85.


Face guard connector body member 85, as Well as face guard
connector body member 85, to be hereinafter described,
may be made of any suitable material having the requisite
strength and durability characteristic to function as part of a
face guard connector, such as a thermoplastic material being
member 85 so that it can more readily conform to the outer

the shell 31, and outer, annular shaped lip 75 that abuts the

as part of a football helmet face guard connector. Preferably,


bushing 77 is formed of a thermoplastic material, such as
SURLYN. Bushing 77 may include a cap member 78
having an upper Wall surface 79 (FIG. 3) and a loWer Wall

the outer Wall surface 38 of shell 31. Preferably, as shoWn in


FIGS. 3 and 8, both channels, 93, 94 are formed in the inner

preferred. An opening 95 may be formed in the face guard


connector body member 85 to provide ?exibility to body

opening 73 passing therethrough. As seen in FIG. 3, each


circular shaped member 72 may include an inner, annular, or
circular shaped lip 74 that abuts the inner Wall surface 37 of

portion of the grommet 68 in a close ?tting, abutting

Wire member 66b, 66d, is disposed betWeen the inner


surface 91 of the face guard connector body member 85, and

Helmet 30 as seen in FIGS. 1 and 1A may be provided


35

With conventional face guard clips 99, only one of Which is

40

upper portion of face guard 65 to the front 41 of shell 31. The


details of construction of face guard clips 99 are shoWn in
FIGS. 5 and 6. Upon the removal of bolts 82 from face guard
connectors 35 and the removal of face guard connector body

illustrated in FIGS. 1 and 1A, Which are used to secure the

members 85, 85, face guard 65 may be rotated upWardly

35. A nut 86 receives the second end 84 of the bolt 82.

By bolt 82 being rotatably threaded and rotated With

about face guard clips 99, in the event that it is necessary to

respect to nut 86, face guard 65 may be secured to each side


43, 44 of shell 31. It should be noted that although bolt 82
is inserted from the outside of shell 31, its disposition could

gain access to the face of a player, or to better assist in

removing the helmet 30 of a player. In this regard, no tools,


45 other than a screW driver are necessary to remove bolts 82

be reversed, although it is preferred to be inserted from

and face guard connector body members 85, 85. The fric

outside the shell, for ease of removal should a player be


injured and it becomes necessary to remove face guard 65.
The upper Wall surface 79 of each cap member 78 may

tional forces betWeen bushing 77 and nut 86 restrain nut 86


from rotation While bolt 82 is being unthreaded therefrom.

Although the face guard connector 35 of the present


invention has been described in particular With respect to its

include a recess 87 Which receives a corresponding nut 86.

The recess 87 of the cap member 78 preferably matingly


receives the corresponding nut 86 and the recess 87 restricts
rotational movement of the nut With respect to the shell 31.

use With a football helmet 30, it should be noted that face

Preferably, the nut 86 is a T-nut 88, Which includes an upper

other types of protective helmets. For example, other types

rectangular shaped member 89 and a threaded cylindrical


member 90 Which is received and disposed Within bushing

guard connector 35 could, and in particular, its shock


absorber member 67 could be utiliZed in connection With
55

77.

Each of the face guard connectors 35 of the present


invention include a face guard connector body member 85,
85. With reference to FIGS. 3, 4, and 8, face guard con
nector body member 85 Will be described. Face guard
connector 85 has an inner surface, or inner Wall surface, 91,
and outer surface, or outer Wall surface, 92. Each face guard
connector body member 85 has at least tWo channels 93, 94,
disposed in a substantially parallel, substantially non
collinear relationship, each channel 93, 94 receiving a
portion of the face guard 65. Preferably, face guard 65 on

of helmets, With Which a face guard of some type is used,

include for example, lacrosse helmets, hockey helmets, and


baseball batters helmets, among others.
With reference to FIGS. 1 and 1A, each helmet includes
a chin protector connector 34 for connecting a portion of a
chin protector 100 to shell 31. Chin protector 100 may be of
conventional design and has tWo sides 101, 102 and at least
tWo ?exible members 103, 104 associated With each side

101, 102 of the chin protector. Only ?exible members 103,


65

104, associated With side 102 of chin protector 100 are


illustrated. The at least tWo ?exible members, or strap
members, 103, 104 are adapted to engage With one of the
chin protector connectors 34 on the sides 43, 44 of shell 31.

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 18 of 24 PageID #:26

US 6,934,971 B2
9

10

Chin protector 100 may include a conventional chin cup 105


as is known in the art. TWo embodiments of chin protector
connectors 34, in accordance With the present invention, are
shoWn in FIGS. 1 and 1A.

around a virtual pivot point located slightly above the ear

openings 112. This rolling effect is typically resisted by a


force acting betWeen the loWer strap connectors 109, 110
and the chin 49 of the Wearer of the helmet. The further aWay

from the virtual pivot point the loWer snap connection of


loWer chin strap 104 is located, the better the resistance of
the helmet 30 to rolling. Notch 107 assists in resisting the

With respect to FIGS. 1A, 1B, 15, and 19, chin protector
connector 34 includes at least tWo notches 107, 108 (FIG.
19) formed in the loWer edge surface 42 of shell 31, With at
least one notch being disposed on each side 43, 44 of the
shell 31. As shoWn in FIGS. 1A. and 1B, at least one of the
?exible members 103, 104 on each side of the chin protector
100 passes through at least one 107 of the notches 107, 108
on each side 43, 44 of the shell 31. Preferably, only one
notch is formed in the shell 31 on each side 43, 44 of the

undesired rolling effect by redirecting the straps force line


of action to a location farther aWay from the virtual pivot

point.

shell; hoWever, if desired, conditional notches could be


formed on the sides of the shell. Preferably, notches 107, 108

15

are generally V-shaped notches; hoWever, other shapes of


notches, if desired, could be utiliZed. As shoWn in FIGS. 1A
and 1B, ?exible member, or ?exible strap member 104
passes through notch 107. As is knoWn in the art, chin
protector 100 has upper and loWer ?exible members 103,
104, on each side, and the upper ?exible members, or
?exible strap members 103 are releaseably secured to the

With reference to FIGS. 1 and 2 and 7, another embodi


ment of the chin protector connector 34 of the present
invention Will be described. In this embodiment, chin pro
tector connector 34, at least one slot 120 is formed in each
side 43, 44 of shell 31, and at least one of the ?exible
members 103, 104, passes through the at least one slot 120.
Preferably, the at least one slot 120 is formed in each side 43,
44 of shell 31, and the at least one slot 120 is disposed in
each ear ?ap 32 of shell 31. Preferably, only one slot 120 is
provided for each side of the shell 31. Additionally, the at

least one slot 120 is preferably disposed forWardly of each


ear opening 112 and is positioned betWeen the front 41 of the
shell and each ear opening 112. As shoWn in FIG. 7, slot 120
is tapered With respect to the inner and outer Wall surfaces

shell 31 as by a conventional snap connector, the male

portion of the snap 109 (FIGS. 15 and 19), cooperating With

a female snap connector 110 carried by a bracket 111 25 37, 38 of the shell, Whereby sharp edges are avoided Which

mounted on upper strap 103 (FIG. 1A).

could damage ?exible member or strap member, 104. Strap

Helmets 30 are each provided With an ear opening 112 in


each ear ?ap 32, and the ear openings 112 are adapted to be
disposed adjacent an ear 50 of the Wearer 46 permit the
transmission of sound to the Wearer 46. Ear openings 112

member 104 is also releaseably secured to shell 31 as by use


by a female and male snap connector and bracket 109-111,

may be provided With a generally rounded con?guration,


With ear openings 112 generally having a truncated triangu
lar shaped con?guration With an additional smaller opening
112 being disposed rearWardly of the main ear opening 112.
Preferably the notches 107, 108 are disposed in the loWer

as previously described. Upon releasing the loWer snap


connections associated With loWer strap members 104, the
chin protector 104 may be loosened With respect to the chin
of the Wearer of the helmet, Whereby the Wearer of the
helmet may remove helmet 30 from his or her head. It is not
35

edge surface 42 of the shell 31, and as seen in FIG. 19, and

the notches 107, 108 are preferably disposed substantially,


directly beloW the ear openings 112. As seen in FIGS. 1A
and 1B, a ?rst portion 115 of each loWer ?exible member

104 is disposed adjacent the inner Wall surface 37 of shell


31, a second portion 116 of strap member 104 passes
through notch 107, and a third portion 117 of the ?exible
member, or loWer strap member 104 is disposed adjacent the
outer Wall surface 38 of shell 31. The third portion 117 of

40

each loWer strap member 104 is preferably releaseably

45

necessary to disengage, or unsnap, the upper ?exible strap


members 103, in order to remove helmet 30.
Helmets 30 of the present invention preferably include a

shock absorbing liner 125 associated by the liner connector


With the inner Wall surface 37 of shell 31. Preferably, the
shock absorbing liner 125 is releaseably connected to the
inner Wall surface 37 of shell 31 by the liner connector.
Preferably the liner connector includes a hook and loop
fastener assembly, Which is generally referred to as a VEEL

CRO.RTM. attachment, as by placing portions of the hook


and loop assembly on the shock absorbing liner 125 and the
inner Wall surface 37 of the shell 31, as is knoWn in the art.

secured to a portion of the chin protector connector 34


disposed on the outer Wall surface 38 of shell 31. Preferably,

As shoWn in FIGS. 14 and 16, shock absorbing liner 125


generally includes a plurality of resilient members 130

strap 104 is releaseably secured by a male and female snap


connector 109, 110, and bracket 111, as previously
described. The foregoing described chin protector 100 is
generally referred to as a 4 point hookup, or a high hookup
chin protector, or chin strap, Which is believed to provide
better stability of the helmet 30 With respect to the Wearers

Which are adapted to absorb shock forces exerted upon the


shell 31, and the plurality of resilient members 130 are

disposed along the inner Wall surface 37 of the back 40 and


sides 43, 44 of shell 31. The general construction of shock
absorbing liner 125 is disclosed in US. Pat. No. 5,263,203,

commonly assigned With the present application, and Which


patent is herein incorporated by reference. Shock absorbing

head, particularly upon the player sustaining an impact force


to helmet 30.

55

Because as previously described, the ear ?aps 32 of the


present invention are generally disposed to lie in a plane

rear 40 of the shell 31, Whereby shock absorbing liners 125,

Which is substantially parallel to the longitudinal axis 61 of


the outer shell 31, the notches 107, 108 of chin protector
connector 34 serve to provide improved stability of the
loWer chin straps, or ?exible members 104, by preventing
the loWer strap 104 from being free to slide around the outer
Wall surface of ear ?aps 32. The notches 107, 108 are
believed to effectively catch the loWer strap member 104
to prevent the free sliding of the loWer chin strap 104. In
general, if a helmet 30 is subjected to a doWnWard impact
force upon face mask 65, helmet 30 tends to roll forWardly

liners 125, 125 may each include an in?ation valve 131


Which Would mate With an opening, or port, disposed in the

125 could be in?ated as desired. Shock absorbing liners


125, 125 each include at least one resilient pad member 135
disposed upon the inner Wall surface 136 of a portion of each

of the jaW ?ap 33 of shell 31. TWo embodiments of resilient


pad members 135 are illustrated. The ?rst embodiment of

resilient pad member 135 is shoWn in FIGS. 1, 1A, 2, 8, 12,


and 14. Another embodiment of resilient pad member 135 is
65

illustrated in FIGS. 15 and 16. Although the at least one

resilient pad member, or jaW pad, 135 could be formed


integral With the plurality of resilient pad members 130 of

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 19 of 24 PageID #:27

US 6,934,971 B2
11

12

shock absorbing liners 125, 125, the resilient pad members

170 may be bounded by resilient member 130b. Each of the


ear channels 170 preferably extends along an axis 171 Which

135 are preferably releaseably secured to the plurality of


resilient members 130 forming shock absorbing liner 125.

is disposed substantially parallel With the substantially

As seen in FIGS. 14 and 16 each of the shock absorbing

vertical, longitudinal axis 61 of the shell 31 extending from

liners 125, 125 have ?rst and second ends 140, 141, and the

the croWn 39 of the shell 31 to the loWer edge surface 42 of


the shell 31 adjacent the ear ?ap 32. The ear channels 170
are thus substantially unobstructed from the ear opening 112
to the loWer edge surface 42 of the shell 31 beloW the ear

shock absorbing liners 125, 125 have a connector member


145, 145 disposed at each of the ends 140, 141. Each of the
connector members 145, 145 are adapted to connect to the
shock absorbing liner 125, 125 at least one of the resilient

pad members 135 disposed upon the inner Wall surface 136
of a portion of the jaW ?ap 33.

openings 112, Whereby the Wearer of the helmet may easily


10

As shoWn in FIGS. 8 and 14, one embodiment of the at

least one resilient pad member 135, may be jaW pad 150.
Another embodiment of the at least one resilient pad mem
ber 135 may be seen in FIGS. 15 and 16 as jaW pad 150. 15

Each of the resilient pad members 135, or jaW pads 150, 150
include at least one, and preferably three resilient pad
members 151, 152, 153, in the case of the embodiment of

material having the requisite strength and durability

25

resilient pad members that comprise jaW pads 150, 150. For

members, or pad members, for a football helmet. If desired,


all of the chambers 178180 could be ?lled With a single
layer of padding material, or some of the chambers could be
?lled With a single layer, and other chambers could be ?lled
With tWo or more layers of padding material. Alternatively,
at least one of the resilient pad members 135, or pads
151153 could also include a ?uid such as a pressuriZed

?uid, such as air. In the embodiment of jaW pad 150 shoWn


in FIGS. 811, pads 151 and 153 are ?lled With a single layer
of padding material, and pad 152 in addition to at least one
layer 176 of padding material includes a ?uid, and the ?uid
may be pressuriZed. Preferably, the ?uid is air. As shoWn in

periphery, of resilient pad member 151 therein, preferably in


a closely conforming or mating, snug ?tting relationship.
35

outer periphery of resilient pad member 151 of jaW pad 150,


again in preferably a mating, snug ?tting relationship. It
should be noted that since each of the jaW pads 150, 150 also

FIG. 9, pad 152 preferably includes Within its respective


housing, or chamber, 179, tWo layers of padding material,
176, 177. A variety of different padding materials can be
used for layers 175177. For example, PVC nitrile foam,

include some hook and loop fastener material such as

VELCRO, 162, 163 (FIG. 8) and 162, 163 (FIG. 15), to

With reference to FIGS. 811, the details of construction

characteristics, as is knoWn in the art, to function as resilient

example, as shoWn in FIGS. 1A, 8 and 14, resilient pad


member 151 is suspended from sling 160. Similarly, as
shoWn in FIGS. 15 and 16, resilient pad member 151 ofjaW
pad 150 is suspended from sling 160. Sling 160 has an
opening 161 that receives the outer con?guration, or
Similarly, sling 160 has an opening 161 Which receives the

and resilient pad members 135 of the shock absorbing liners


125, 125. It is believed that ear channels 170 Will help
prevent and/or minimiZe irritation to the players ear.

of jaW pad 150 are illustrated. In general, the resilient pad


member 135, or pads 151, 152, 153, may include a layer of
padding material 175, or tWo layers of padding material 176,
177 disposed in a chamber, or housing, 178, 179, 180. The
chambers 178180 may be formed of any suitable plastic

jaW pad 150, and tWo resilient pad members 151 and 152
in the embodiment of resilient pad member 135, or jaW pad
150 of FIG. 16. As previously described, each of the
resilient pad members 135, or jaW pads 150, 150, are
releaseably secured to the resilient members 130 of the
shock absorbing liners 125, 125 by a connector member
145, 145. Preferably the connector member 145, 145 is a
sling 160, 160, that suspends at least at least one of the

put on, or take off, the helmet 30 Without substantial contact


betWeen the ear of the Wearer and the resilient members 130

40

rubber foam, or polyurethane foam are examples of foam


padding materials Which may be utiliZed, as are knoWn in

releaseably secure jaW pads 150, 150 to the inner Wall


surface 37 of shell 31, and preferably to the inner Wall
surface 136 of a portion of the jaW ?ap 33 of the shell 31,

the art. When multiple layers of padding material are


utiliZed, such as in pad 152, the ?rst layer of 176 may be one

the mating relationship betWeen the resilient pad members

referred to as an energy, or force attenuating, foam, and the

151, 151 With openings 161, 161 is not required to be a


snug, frictional relationship. It may rather be a loose ?tting

of the foregoing types of foam materials, Which is generally


45

relationship for positioning purposes only, to position the


jaW pads 150, 150 in their desired location. With the hook
and loop fastener material 162, 163 and 162 and 163 acting
to releaseably secure the jaW pads 150, 150.
With reference to FIGS. 12 and 14, When shock absorbing
liner 125 is associated With the inner Wall surface 37 of shell
31, including the at least one resilient pad member 135, or

jaW pad 150 being associated With shock absorbing liner


125, an ear channel 170 is formed on each side of the shell 55
31 betWeen at least one of the resilient members 130 of the

shock absorbing liner 125 and at least one resilient pad


member 135, or jaW pad 150. Each ear channel 170 is
disposed adjacent the ear openings 112 formed in ear ?aps
32. For example, With reference to FIGS. 12 and 14, ear
channel 170 is formed and bounded by on one side, by
resilient member 130a, and on the other side by resilient pad

second layer of foam padding material 177 is a softer


foam, generally referred to as a ?tting, or comfort, foam, as
is knoWn in the art. Examples of materials in construction of
the foregoing described pads may also be found in US. Pat.
No. 3,882,547, Which is also commonly assigned to the

present assignee of this application, Which patent is incor


porated herein by reference. The pressuriZed ?uid, or air,
may be provided to the interior of chamber, or housing, 179,
as by an air channel 181 in ?uid communication With the
interior of housing 179 at one end, and in ?uid communi
cation at its other end With a suitable in?ation valve 182.
In?ation valve 182 may include an inlet ori?ce 183 Which
permits access to a conventional, compressible needle valve
member 184 Which has an exit ori?ce 185 in ?uid commu

as seen in FIG. 16, ear channel 170 is bounded by resilient 65

nication With air channel 181. A conventional hand held


pump having a conventional in?ation needle may be inserted
through the needle valve member 184, as is knoWn in the art,
to provide the desired amount of pressuriZed ?uid, or air into
air channel 181, to thus in?ate chamber, or housing, 179, as
desired. The in?ation of chamber 179, in combination With
the foam padding material contained therein may assist in

member 130a on one side, and by resilient pad members

properly siZing the helmet, including jaW pad 150, to the

151 and 152 on the other side. The top of the ear channel

shape of the head of the Wearer of the helmet. Air channel

members 151 and 152. The upper end of ear channel 170, as

illustrated, is bounded by resilient member 130b. Similarly,

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 20 of 24 PageID #:28

US 6,934,971 B2
13

14

181 may be formed by any conventional plastic material


formed in the shape of air channel 181, such as by tWo layers

longitudinal, axis of the body, and the basic plane is a


transverse plane that generally passes through the ears and
the loWer orbital rims of the eyes of the body.

of a suitable thermoplastic material Which are heat sealed

together into the con?guration shoWn in FIGS. 9 and 11.

It is to be understood that the invention is not limited to

In?ation valve 182 may include an annular seat 186 Which

the exact details of construction, operation, exact materials

is received Within the con?nes of opening 187 When in?a


tion valve 182 is folded back uponjaW pad 150 after pad 152

or embodiment shoWn and described, as obvious modi?ca

tions and equivalents Will be apparent to one skilled in the


art. Accordingly, the invention is therefore to be limited only

has been in?ated, as desired, as shoWn in FIG. 14.

With reference to FIGS. 15 and 16, jaW pad 150 may be


similar in construction to jaW pad 150. Pad 151 may also

by the scope of the appended claims.


10

include a chamber 178 Which may include a single, solid

1. A football helmet, comprising:

layer of foam 175, and the pad 152 may, if desired, have
multiple of layers of foam disposed Within chamber, or
housing 179. If it is desired to provide for a ?uid Within
chamber 179, pad 150 may also include an in?ation valve
182 as previously described, in ?uid communication With an
air channel 181, Which in turn is in ?uid communication
With the interior of chamber 179. As shoWn in FIG. 15,
in?ation valve 182 for pad 150 is associated With an
in?ation port 97, disposed in the outer Wall surface 38 of

a plastic outer shell having an inner Wall surface and an


outer Wall surface, the shell including a croWn, a back,

a front, a loWer edge surface, and tWo sides, the shell


15

being adapted to receive a head of a Wearer of the

helmet, the Wearer having a loWer jaW having tWo side

portions;
each side of the shell includes an ear ?ap adapted to
generally averlie an ear and a portion of a cheek of the
Wearer;

shell 31, in?ation port 97 in turn passing through the shell


31 to the inner Wall surface 37 of shell 31. Thus, the in?ation
valve 182 of jaW pad 150 is accessible from the exterior of
shell 31, Whereas in?ation valve 182 of pad 150 is accessible
from Within shell 31. Chamber, or housing, 179 for pad 152

What is claimed is:

each ear ?ap generally extending doWnWardly from its

respective side;
each ear ?ap including a jaW ?ap attached to the ear ?ap,
25

each jaW ?ap extending from the ear ?ap forWardly


toWard the front of the shell and adapted to generally
extend to overlie the front portion of the loWer jaW of

of jaW pad 150 may have any suitable outer con?guration;


hoWever, a generally polygonal con?guration as illustrated

the Wearer of the helmet;

in FIG. 16. The tWo outer Wall surfaces 190, 191 of chamber

each side having a chin protector connector, adapted to

179, Which de?ne one side of ear channel 170 are of a

generally rounded shape, With no sharp protrusions extend

connect a portion of a chin protector to the shell;

ing into ear channel 170. Housing, or chamber 179 of jaW

pad 150 may have at least three sides, ?ve sides being

each side having a face guard connector, adapted to


connect a portion of a face guard to the shell;

illustrated in the embodiment of FIGS. 15 and 16. It should


be readily apparent to one of ordinary skill in the art that jaW

and a liner connector, adapted to connect a shock absorb

pad 150 may have more than three sides, as Well as could
have only an outer circumference, Were it to be formed in the
shape of a circle.
With reference to FIGS. 12 and 13, a croWn shock

absorbing pad 200 is preferably disposed adjacent the inner


Wall surface 37 of shell 31 beneath croWn 39. Preferably,
croWn shock absorbing pad 200 is in?atable, and includes an
in?ation valve 201 Which is received Within an opening (not

shoWn) formed in the croWn 39 of shell 31, Which permits


croWn shock absorbing pad 200 to be in?ated. CroWn 200
may also include a positioning member 202, or snap member
203, or push-in-plug 204 Which is received Within an open
ing 205 in shell 31, to position and retain croWn pad 200
Within shell 31. CroWn shock absorbing pad 200 may be of
any suitable construction, and may include a single or

40

45

multiple layers of a suitable shock absorbing foam material


disposed therein. As seen in FIG. 12, the front 41 of shell 31
may include a conventional broW pad 210, as is knoWn in the
art.

ear of the Wearer to permit the transmission of sound to the


Wearer, and the at least one notch is disposed in the loWer

As seen in FIGS. 8, 1417, and 19, the helmets 30 of the

present invention, including jaW pads 150, 150, When

ing liner to a portion of the inner Wall surface of the


shell.
2. The football helmet of claim 1, including a chin
protector having tWo sides and at least tWo ?exible members
associated With each side of the chin protector, the at least
tWo ?exible members adapted to engage With one of the chin
protector connectors on the sides of the shell.
3. The football helmet of claim 2, Wherein the chin
protector connector include at least tWo notches formed in
the loWer edge surface of the shell, With at least one notch
being disposed on each side of the shell, and at least one of
the ?exible members on each side of the chin protector
passes through at least one of the notches on each side of the
shell.
4. The football helmet of claim 3, Wherein the at least tWo
notches are disposed in the loWer edge surface of the shell
adjacent each ear ?ap of the shell.
5. The football helmet of claim 4, Wherein each ear ?ap
includes an ear opening, adapted to be disposed adjacent an

55

compared With previously proposed helmets, provide for a

edge surface of the shell Which is substantially, directly

the body of the Wearer of the helmet and beloW the basic
plane of the head of the Wearer of the helmet. The energy, or

beloW the ear opening.


6. The football helmet of claim 3, Wherein each of the
?exible members is a ?exible strap.
7. The football helmet of claim 3, Wherein the at least tWo
?exible members, associated With each side of the chin

force attenuating, foam, or padding material, is preferably a

protector each includes an upper ?exible member and a

substantial amount of energy, or force attenuating, foam, or

padding material, disposed in front of the coronal plane of

PVC nitrile foam or a polyurethane foam, having a density

loWer ?exible member, and the loWer ?exible member

of at least approximately 5 PCF (pounds per cubic foot) and

passes through at least one of the notches on each side of the


shell.

at least approximately a 25% compression de?ection

(ASTM D-105 6 standard) of 8 PSI (pounds per square inch).


As is knoWn to those of skill in this art, the coronal plane is
the frontal plane that passes through the long, or

65

8. The football helmet of claim 7, Wherein a ?rst portion


of each loWer ?exible member is disposed adjacent the inner
Wall surface of the shell, a second portion of the loWer

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 21 of 24 PageID #:29

US 6,934,971 B2
15

16

?exible member passes through at least one of the notches,


and a third portion of the ?exible member is disposed
adjacent the outer surface of the shell.
9. The football helmet of claim 8, Wherein the third

24. The football helmet of claim 23, Wherein the opening


closely conforms to, and snugly retains, an outer con?gu

to a portion of the chin protector connector disposed on the


outer Wall surface of the shell.
10. The football helmet of claim 7, Wherein the upper
?exible members are releaseably secured to the outer Wall

ration of the at least one of the, at least one, resilient pad


members.
25. The football helmet of claim 18, Wherein on each side
of the inner Wall surface of the shell, an ear channel is
formed betWeen at least one of the resilient members of the
shock absorbing liner and the at least one resilient pad
member disposed upon the inner Wall surface of a portion of

surface of the sides of the shell by portions of the chin


protector connector, Which are disposed above and adjacent

the jaW ?ap, each ear channel being disposed adjacent an ear
opening formed in each ear ?ap.

portion of each loWer ?exible member is releaseably secured

ear openings formed in the ear ?aps of the shell.


11. The football helmet of claim 2, Wherein the chin
protector connector includes at least one slot formed in each
side of the shell, and at least one of the ?exible members on
each side of the chin protector passes through the at least one
slot.
12. The football helmet of claim 11, Wherein the at least
one slot, formed in each side of the shell, is disposed in each
ear ?ap of the shell.
13. The football helmet of claim 12, Wherein each ear ?ap
of the shell includes an ear opening adapted to be disposed
adjacent an ear of the Wearer to permit the transmission of
sound to the Wearer, and the at least one slot is disposed
forWardly of each ear opening and betWeen the front of the
shell and each ear opening.
14. The football helmet of claim 11, Wherein each slot is
tapered With respect to the inner and outer Wall surfaces of
the shell.
15. The football helmet of claim 1, including a shock

absorbing liner associated by the liner connector With the


inner Wall surface of the shell.
16. The football helmet of claim 15, Wherein the shock
absorbing liner is releaseably connected to the inner Wall
surface of the shell by the liner connector.
17. The football helmet of claim 16, Wherein the liner
connector includes a hook and loop fastener assembly
associated With the shock absorbing liner and the inner Wall
surface of the shell.
18. The football helmet of claim 15, Wherein the shock
absorbing liner includes a plurality of resilient members
adapted to absorb shock forces exerted upon the shell, and
the plurality of resilient members are disposed along the
inner Wall surface of the back and sides of the shell,
including at least one resilient pad member disposed upon
the inner Wall surface of a portion of each of the jaW ?aps
of the shell.
19. The football helmet of claim 18, Wherein each of the
at least one resilient pad members disposed upon the inner
Wall surface of a portion of the jaW ?aps of die shell are
formed integral With the plurality of resilient members.

26. The football helmet of claim 25, Wherein each ear

channel extends along an axis disposed substantially parallel


15

28. The football helmet of claim 18, Wherein at least one


25

31. The football helmet of claim 18, Wherein at least one

of the resilient pad members is disposed in a chamber, and


the chamber includes a ?uid.

35

34. The football helmet of claim 31, Wherein the at least


one resilient member includes an in?ation valve in ?uid

transmitting relationship With the chamber.


40

36. The football helmet of claim 34, Wherein the in?ation


valve is associated With an in?ation port disposed in the
45

shell, the in?ation port being disposed in the outer Wall


surface of the shell and passing through the shell to the inner
Wall surface of the shell.
37. The football helmet of claim 1, including a croWn

shock absorbing pad disposed adjacent the inner Wall sur


face of the croWn of the shell.
38. The football helmet of claim 37, Wherein the croWn

shock absorbing pad is in?atable.


39. The football helmet of claim 1, Wherein the outer shell

has a vertical, longitudinal axis extending doWnWardly from


55

the croWn, and each ear ?ap generally lies in a plane Which
is substantially parallel to the longitudinal axis of the outer
shell.
40. The football helmet of claim 39, Wherein the outer

each connector member adapted to connect to the shock

shell has a vertical, longitudinal axis extending doWnWardly


from the croWn, and each jaW ?ap generally lies in a plane
Which is substantially parallel to the longitudinal axis of the

absorbing liner, at least one of the, at least one, resilient pad


members disposed upon the inner Wall surface of a portion

of the jaW ?ap of the shell.


22. The football helmet of claim 21, Wherein tho connec
tor member is a sling that suspends the at least one of the,
at least one, resilient pad members.

one, resilient pad members.

35. The football helmet of claim 34, Wherein the in?ation


valve is accessible from Within the shell to permit a ?uid to
be transmitted into the chamber.

connector member disposed at each of the ends of the liner,

23. The football helmet of claim 22, Wherein each sling

32. The football helmet of claim 31, Wherein the ?uid is


a pressuriZed ?uid.
33. The football helmet of claim 32, Wherein the ?uid is
air.

absorbing liner has a ?rst and a second end, and has a

forms an opening that receives the at least one of the, at least

of the plurality of resilient members is disposed in a


chamber, and the chamber includes a ?uid.
29. The football helmet of claim 28, Wherein the ?uid is
a pressuriZed ?uid.
30. The football helmet of claim 29, Wherein the ?uid is
air.

20. The football helmet of claim 18, Wherein at least one

resilient pad member disposed upon the inner Wall surface of


a portion of a jaW ?ap of the shell is releaseably secured to
the plurality of resilient members.
21. The football helmet of claim 20, Wherein the shock

With a substantially vertical axis of the shell extending front


the croWn of the shell to the loWer edge surface of the shell
adjacent the ear ?ap of the shell.
27. The football helmet of claim 26, Wherein the ear
channel is substantially unobstructed from the ear opening to
the loWer edge surface of the shell beloW the ear opening,
Whereby the Wearer of the helmet may easily put on, or take
off, the helmet, Without substantial contact betWeen the ear
of the Wearer and the resilient members and resilient pad
members of the shock absorbing liner.

outer shell.

65

41. The football helmet of claim 1, Wherein the croWn of


the shell includes at least one ventilation opening Which
forms an air passageWay extending from the outer Wall
surface through the shell to the inner Wall surface of the
shell.

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 22 of 24 PageID #:30

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 23 of 24 PageID #:31

Case: 1:15-cv-00071 Document #: 1-1 Filed: 01/07/15 Page 24 of 24 PageID #:32

Case: 1:15-cv-00071 Document #: 1-2 Filed: 01/07/15 Page 1 of 23 PageID #:33

Exhibit
B

Case: 1:15-cv-00071 Document #: 1-2 Filed: 01/07/15 Page 2 of 23 PageID #:34


US008528118B2

(12) United States Patent

(10) Patent N0.:

Ide et a].
(54)

US 8,528,118 B2

(45) Date of Patent:

SPORTS HELMET

(56)

(75) Inventors: Thad M. Ide, Chicago, IL (US); Ralph


J. IIlfllSlIlO, Bloomingdale, IL (US);
Nelson Kraemer, Mt. Prospect, IL (US);

*Sep. 10, 2013

References Cited

U.S. PATENT DOCUMENTS


1,060,220 A
4/1913 White
1,203,564 A
11/1916 April

Christopher R. P. Withnall, Nepean

(Continued)

(CA); Timothy D. Bayne, Nepean (CA)


FOREIGN PATENT DOCUMENTS

(73) Assignee: Riddell, Inc., Rosemont, IL (US)


(*)

Notice:

CH

692011

1/2002

DE

8321097

10/1983

Subject to any disclaimer, the term of this


patent is extended or adjusted under 35

C i~
d
( on mue )

U_S_C_ 154(1)) by 0 days_


This patent is Subject to a terminal disClaimem

OTHER PUBLICATIONS
Expert Report of Mr. Rovani ?led Dec. 15, 2009, Riddell, Inc. v.
Schutt Sports, Inc.; US. District Court for the W.D. of Wisconsin;
08-cv-7l l.

(21) Appl. No.: 13/153,197


(22)

Filed:

(Continued)

Jun 3 2011

(65)

Primary Examiner * Danny Worrell

Prior Publication Data

US 2011/0277221A1

Attorney, Agent, or Fzrm * McDermott W111 & Emery

Nov. 17, 2011

(57)

ABSTRACT

Related U-s- Application Data

The present invention provides a protective sports helmet for

(60) Continuation of application No. ll/653,078, ?led on


Jan 10, 2007, HOW Pat NO_ 7,954,177, Which iS a
division of application No. l l/ 208,233, ?led on Aug.
18, 2005, HOW Pat NO_ 7,240,376, Which iS a

a wearer engaged In a Coma Sport Such as football The


helmet lncludes a shell having a front ~reg1on, a rear region,
W9 slde reglons and an ear ?ap dependmg from a slde 381011
JaW ?ap extends forwardly from each ear ?ap, Wherem the
JaW ?ap overhes an extent of a mandible of the Wearer. The
shell also lncludes a raised central band that extends from the

Continuation of application NO_ 10/427,236, ?led on


May 1 2003, HOW Pat No 6,934,971_
_ _

(60)

front region across the croWn to the rear reg1on. The central

PrOVlslOnal aPPhCaUOn NO- 60/376,898, ?led on May


1, 2002-

band has loWer side portions that extend from the rear region
toWards the side region of the shell and terminate proximate
an ear opening in the shell. The central band has a Width

(51)

Int Cl
A63B 71/10
(52) U-s- Cl-

(58)

(200601)

de?ned by a pair of opposed sidewalls that extend trans


versely from an outer surface of the shell. The shell also
includes a ?rst plurality of vent openings aligned along a ?rst

USPC ............................................................ .. 2/425

Side Of the raised Central band and a Second plurality ofvent

Field Of Classi?catiOIl Search

openings aligned along a second side of the band.

USPC ................................ .. 2/41(L413, 423*425, 9

See application ?le for complete search history.

29 Claims, 11 Drawing Sheets

Case: 1:15-cv-00071 Document #: 1-2 Filed: 01/07/15 Page 3 of 23 PageID #:35

US 8,528,118 B2
Page 2

(56)

References Cited
U.S. PATENT DOCUMENTS

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4,794,652
4,808,469
4,831,668
4,837,866
4,853,980
4,866,792
4,885,806
4,903,346
4,916,759
D309,512
4,947,490
5,014,365
5,035,009
5,083,321
5,093,936
5,093,939
5,101,517
5,129,108
5,136,728
5,142,700
D332,507
5,175,889
5,177,816
5,263,203
5,263,204
5,267,353
5,293,649
RE34,699
D350,7l0
5,347,660
D357,555
5,418,257
5,461,730
D364,487
5,502,843
5,539,936
5,553,330
D378,236
D378,624
D382,671
D383,953
5,713,082
5,724,681
5,732,414
5,737,770
5,790,988
5,794,274
5,799,337
D406,399
5,883,145
D408,236
5,915,537
5,930,840
5,938,878
5,946,735
5,953,761
5,963,990
5,966,744
6,047,400
6,054,005
6,070,271
6,073,271
6,079,053
6,081,932
6,128,786
6,138,284
6,189,156
6,199,219
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4/1995
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2/1997
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8/1998
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f1 e _

e '

_'

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66 102 55

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65

FIG. 5

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FIG. 1a

150.

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US 8,528,118 B2
1

SPORTS HELMET

time during practices and games, it Would be desirable to


minimiZe the Weight of the helmet, While not sacri?cing
protection. The face guards of conventional helmets are typi

CROSS-REFERENCE TO RELATED
APPLICATIONS

cally attached to the sides of the helmet, as Well as upon the


front of the helmet. Thus, the face guard must extend rear
Wardly in order to be attached to the side of the helmet. It
Would be desirable if the siZe of the face guard could be

This application is a continuation of US. patent applica


tion Ser. No. 11/653,078, ?led on Jan. 10, 2007, now US. Pat.

reduced, thereby reducing the Weight of the face guard used in

No. 7,954,177, Whichis a divisional application ofU.S. appli


cation Ser. No. 11/208,233, ?led on Aug. 18, 2005, now US.
Pat. No. 7,240,376, Which is a continuation application of
US. application Ser. No. 10/427,236, ?led May 1, 2003, now
US. Pat. No. 6,934,971, Which claims the bene?t of Provi

the helmet.
While it is the desire and goal that a football helmet, and

other types of protective helmets, prevent injuries from occur


ring, it should be noted that as to the helmet of the present
invention, as Well as prior art helmets, due to the nature of

sional Patent Application No. 60/376,898, ?led May 1, 2002,


Which applications are incorporated herein by reference and

contact sports (including football), no protective equipment


or helmet can completely prevent injuries to those individuals
playing sports. It should be further noted that no protective

made a part hereof.

equipment can completely prevent injuries to a player, espe


cially When the player uses the equipment improperly and/or
employs poor form or technique. For example, if the football

TECHNICAL FIELD

The invention generally relates to a sports helmet, such as


a football, lacrosse, hockey or baseball helmet.

20

BACKGROUND OF THE INVENTION

Various activities, such as contact sports, and in particular


the sport of football, require the use of helmets to attempt to

25

protect participants from injury to their heads due to impact


forces that may be sustained during such activities. Various

to football players, but it is believed that no helmet can, or Will


30

plastic material, having the requisite strength and durability


characteristics to enable them to be used in the sport of foot
ball; some type of shock absorbing liner Within the shell; a
face guard; and a chin protector, or chin strap, that ?ts snugly
about the chin of the Wear of the helmet, in order to secure the

ever completely prevent head injuries to football players.


SUMMARY OF THE INVENTION

In accordance With the invention, the foregoing advantages


35

are believed to have been achieved by the football helmet of

the present invention. The football helmet of the present


invention may include: an outer shell having an inner Wall
surface and an outer Wall surface, the shell including a croWn,

helmet to the Wearers head, as are all knoWn in the art.

Over the years, various improvements have been made to


the various components of a football helmet; hoWever, in

general, the overall con?guration and shape of a football

injury to the football players opponent can result. No football


helmet, or protective helmet, such as that of the present inven
tion, can prevent head, chin, or neck injuries a football player

might receive While participating in the sport of football. The


helmet of the present invention is believed to offer protection

types of helmets have been in use in the sport of football, ever

since individuals began Wearing helmets to attempt to protect


their heads many years ago. Typically, these helmets have
included: an outer shell, generally made of an appropriate

player uses his football helmet in an improper manner, such as


to butt, ram, or spear an opposing player, Which is in violation
of the rules of football and severe head and/ or neck injuries,
paralysis, or death to the football player, as Well as possible

40

helmet, has remained the same for many years. In this regard,
a typical football helmet has included an ear ?ap as a part of

a back, a front, a loWer edge surface, and tWo sides, the shell
being adapted to receive the head of Wearer of the helmet, the
Wearer having a loWer j aW having tWo side portions; each side
of the shell includes an ear ?ap adapted to generally overlie an

the shell forming the helmet, and the ear ?ap generally over

ear and a portion of a cheek of the Wearer; each ear ?ap

lies an ear of the Wearer and a portion of a cheek of the Wearer;

generally extending doWnWardly from its respective side;

hoWever, the jaW of the Wearer typically extends outWardly


beyond the outer periphery of the helmet, Whereby a majority
portion of the jaW of the Wearer has only been protected by the
chin protector.
In general, conventional football helmets presently have
ear ?aps and the loWer portions thereof taper inWardly toWard
the neck and rearrnost portions of the players jaWbone over
lied by the ear ?aps. As a consequence of this structure, When
a player removes his, or her, helmet, it is necessary to pull the
sides, or ear ?aps, of the helmet outWardly so that the helmet
may clear the players ears. Further in this regard, conven
tional helmets may also include pads adjacent the player s ear

45

50

55

tor including a shock absorber member adapted to substan

tially omni-directionally distribute an impact force, exerted

the ears of the player When removing a conventional helmet.


60

cause irritation to the players ear. It Would be desirable if the


putting on, and removal of, a football helmet did not cause
repeated sliding frictional contact With a player s ears, to

prevent potential irritation to the players ear.


Conventional football helmets utiliZe face guards Which
are generally made of either a metallic or thermoplastic mate
rial. Since a player Wears a helmet for a considerable period of

front of the shell and adapted to generally extend to overlie a


side portion of the loWerjaW of the Wearer of the helmet; each
side having a chin protector connector, adapted to connect a
portion of a chin protector to the shell; each side having a face
guard connector, adapted to connect a portion of a face guard
to the shell; and a liner connector, adapted to connect a shock
absorbing liner to a portion of the inner Wall surface of the
shell. Another feature of the present invention is that there
may be a face guard connected to at least both sides of the

helmet by the face guard connectors, each face guard connec

and these pads generally are located along the loWer and front
edge of the ear ?ap. These pads must also be pulled aWay from

The repeated putting on, and taking off, a football helmet may

each ear ?ap including a jaW ?ap attached to the ear ?ap, each

jaW ?ap extending from the ear ?ap forWardly toWard the

upon the face guard, throughout the shell. A further feature of


this aspect of the present invention is that each shock absorber
member may be a grommet disposed in an opening formed in
a side of the shell.

In accordance With another aspect of the present invention,


65

the football helmet may include a chin protector having tWo


sides and at least tWo ?exible members associated With each
side of the chin protector, the at least tWo ?exible members
adapted to engage With one of the chin protector connectors

Case: 1:15-cv-00071 Document #: 1-2 Filed: 01/07/15 Page 17 of 23 PageID #:49

US 8,528,118 B2
3

on the sides of the shell. Another feature of this aspect of the


invention is that the chin protector connector may include at
least tWo notches formed in the loWer edge surface of the
shell, With at least one notch being disposed on each side of
the shell, and at least one of the ?exible members on each side
of the chin protector passes through at least one of the notches
on each side of the shell. A further aspect of the invention is
that the at least tWo notches may be disposed in the loWer edge
surface of the shell adjacent each ear ?ap of the shell. An
additional feature of this aspect of the invention is that the
chin protector connector may include at least one slot formed
in each side of the shell, and at least one of the ?exible
members on each side of the chin protectorpasses through the

FIG. 1B is a perspective vieW of the portion of the helmet


of FIG. 1A shoWn Within dotted lines 1B;
FIG. 2 is a partial perspective vieW of the helmet and face

guard of FIG. 1;
FIG. 3 is a cross-sectional vieW taken along line 3-3 of FIG.
2, shoWing an embodiment of the face guard and a face guard
connector of the present invention;
FIG. 4 is a partial side vieW of the face guard and the
connector of FIG. 3;
FIG. 5 is a perspective vieW of a face guard mounting clip
of FIGS. 1A and 1B;
FIG. 6 is a cross-sectional vieW of the face guard mounting
clip of FIG. 5, taken along line 6-6 of FIG. 5;
FIG. 7 is a partial cross-sectional vieW of the football
helmet of FIGS. 1 and 2, taken along line 7-7 of FIG. 2;
FIG. 8 is a partial exploded vieW of the football helmet and

at least one slot.

In accordance With another aspect of the present invention,


the football helmet may include a shock absorbing liner asso

ciated With the inner Wall surface of the shell by the liner
connector. An additional feature of this aspect of the present
invention is that the shock absorbing liner may include a
plurality of resilient members adapted to absorb shock forces
exerted upon the shell, and the plurality of resilient members
may be disposed along the inner Wall surface of the back and
sides of the shell, including at least one resilient pad member
disposed upon the inner Wall surface of a portion of each of
the jaW ?aps of the shell. A further feature of this aspect of the
present invention is that each of the at least one resilient pad
members may be formed integral With the plurality of resil

the face guard of the present invention;


FIG. 9 is a cross-sectional vieW of the resilient pad member
20

FIG. 11 is a side vieW of the resilient pad member of FIGS.

8-10;
FIG. 12 is a bottom vieW of the football helmet of FIGS. 1
25

accordance With the present invention;


FIG. 14 is a partial perspective vieW of a shock absorbing
30

FIG. 15 is a partial exploded perspective vieW of the helmet


and the face guard of the present invention;
FIG. 16 is a partial perspective vieW of another shock
35

absorbing liner provided With another embodiment of the


resilient pad member, of the present invention, as is shoWn in
FIG. 15;
FIG. 17 is a partial perspective vieW of the face guard and
the helmet of FIG. 15;

40

FIG. 18 is a partial cross-sectional vieW of the resilient pad


member of FIG. 15 taken along line 18-18 of FIG. 15;
FIG. 19 is a side vieW of the helmet of the present invention,
illustrating the chin protector connecter of the football helmet
of FIG. 1A, including a Wearer of the helmet being partially
shoWn in phantom lines, including a general outline of a
conventional ear ?ap being also shoWn in phantom lines; and

45

axis of the outer shell.


The football helmet of the present invention, When com

FIG. 20 is a front vieW of the football helmet of the present


invention of both FIGS. 1 and 1A.
While the invention Will be described in connection With

pared With previously proposed conventional football hel


mets, is believed to have a number of advantages, including
but not limited to: offering protection to football players

liner in accordance With the present invention, corresponding


to the shock absorbing liner shoWn in FIGS. 8 and 12;

on each side of the inner Wall surface of the shell, an ear


channel may be formed betWeen at least one of the resilient
members of the shock absorbing liner and the at least one

resilient pad member disposed upon the inner Wall surface of


a portion of the jaW ?ap, and each ear channel may be dis
posed adjacent an ear opening formed in each ?ap.
Another aspect of the present invention is that the outer
shell may have a vertical, longitudinal axis extending doWn
Wardly from the croWn of the helmet, and each ear ?ap may
generally lie in a plane Which is substantially parallel to the
longitudinal axis of the outer shell. Another feature of this
aspect of the present invention is that the outer shell of the
helmet may have a vertical, longitudinal axis extending
doWnWardly from the croWn, and each jaW ?ap may generally
lie in a plane Which is substantially parallel to the longitudinal

and 8, With the face guard removed;


FIG. 13 is a partial perspective vieW of the croWn of the
football helmet of FIGS. 1 and 1A, shoWing a croWn pad in

ient members, or at least one resilient pad member may be

releaseably secured to the plurality of resilient members. An


additional feature of this aspect of the present invention is that

of FIG. 8, taken along line 9-9 of FIG. 8;


FIG. 10 is a partial cross-sectional vieW of the resilient pad
member of FIGS. 8 and 9 taken along line 10-10 of FIG. 9;

50

the preferred embodiments shoWn herein, it Will be under

against injuries caused by impact forces exerted upon the


football helmet during the playing of the game of football;

stood that it is not intended to limit the invention to those


embodiments. On the contrary, it is intended to cover all

providing a football helmet Which is easier for the Wearer of


the helmet to put on and take off, and may minimize irritation

altematives, modi?cations, and equivalents, as may be

to a players ear; providing protection for the jaW of the


Wearer; and providing a smaller, thus lighter in Weight, face

included Within the spirit and scope of the invention as


55

guard.

de?ned by the appended claims.


DETAILED DESCRIPTION

Other features and advantages of the invention Will be

apparent from the folloWing speci?cation taken in conjunc


tion With the folloWing draWings.

60

outer shell 31, ear ?ap 32, each ear ?ap 32 including a jaW ?ap
33, a chin protector connector 34, a face guard connector 35,
and a liner connector (not shoWn). Outer shell 3 1 is preferably

BRIEF DESCRIPTION OF THE DRAWINGS

made of any suitable plastic material having the requisite

FIG. 1 is a perspective vieW of an embodiment of a sports

helmet shoWing a face guard of the present invention;


FIG. 1A is perspective vieW of another embodiment of a

sports helmet shoWing a face guard of the present invention;

In FIGS. 1, 1A, and 19, a football helmet 30 in accordance


With the present invention is shoWn to generally include: an

65

strength and durability characteristics to function as a football

helmet, or other type of protective helmet, such as polycar


bonate plastic materials, one of Which is knoWn as LEXAN,

Case: 1:15-cv-00071 Document #: 1-2 Filed: 01/07/15 Page 18 of 23 PageID #:50

US 8,528,l 18 B2
5

as is known in the art. Outer shell 31 has an inner wall surface

axis 61 ofthe outer shell 31 . As shown in FIGS. 19 and 20, the

37 (FIG. 12) and an outer wall surface 38. Shell 31 further


includes a crown region 39, a back (or rear) region 40, a front

jaw ?ap 33 has a lower edge 3311, a front edge 33b and an

upper edge 330, wherein the front edge 33b extends between
the lower edge 33a and the upper edge 330. The upper edge
330 is inclined or angled upward along its length from the
front edge 33b. An inner boundary 33d of the jaw ?ap 33 (see
FIGS. 19 and 20) represents the region where the jaw ?ap 33

region 41, a lower edge surface 42, and two side regions 43
(FIGS. 1 and 1A) and 44 (FIG. 19).As is known in the art, and
as will be hereinafter described in greater detail, shell 31 is
adapted to receive the head 45 of a wearer 46 of the helmet 3 0,
the wearer 46 having a lower jaw 47 (FIG. 19) having two side

extends from the ear ?ap 32. The crown 39 of shell 31 may be
provided with at least one, and preferably a plurality of ven

portions 48 (FIG. 19), only the right side portion 48 ofjaw 47


being illustrated. As shown in FIG. 19, the lower jaw 47
terminates generally adjacent to the chin 49 of the wearers

tilation openings, or air vents, 62, which permits the passage


of air through shell 31. Vents 62 permit air adjacent the head
45 of wearer 46, which has been heated by being in contact
with head 45, to be vented and passed outwardly through
openings 62, which may contribute to greater comfort being

head 45 toward the front of the head 45, and the lower jaw, or

mandible 47, generally ends its connection with the upper jaw
generally adjacent, and forwardly of ears 50 of wearer 46.
Still with reference to FIGS. 1, 1A and 19, each side region
43, 44 of the shell 31 includes an ear ?ap 32, the left ear ?ap
32 being shown in FIGS. 1 and 1A and the right ear ?ap 32
being illustrated in FIG. 19, and ear ?aps 32 are adapted to
generally overlie an ear 50 (FIG. 19) and portion of a cheek 52
of the wearer 46. Each ear ?ap 32 generally extends down

20

wardly from its respective side 43, 44, and in general extends

outer surface of the shell 31 (see FIGS. 13 and 19). Preferably,

in a direction extending from crown 39 downwardly toward


the lower edge surface 42 of shell 31. Each ear ?ap 32

includes a jaw ?ap 33, the left hand jaw ?aps 33 being illus
trated in FIGS. 1 and 1A, and the right jaw ?ap 33 being
illustrated in FIG. 19. Each jaw ?ap 33 extends from it cor
responding ear ?ap 32 forwardly toward the front 41 of the
shell 31, and as seen in FIG. 19 as adapted to generally extend
to overlie a side portion 48 of the lower jaw 47 of the wearer
46 of the helmet.
As shown in FIG. 19, jaw ?ap 33 is shown to extend

afforded the wearer 46 of helmet 3 0. As shown in FIGS. 1, 1A,


13, 19 and 20, the shell 31 includes a raised central band 63
extending across the crown region 39 to the rear region 40.
The band 63 may commence near the front region 41 and then
extend across the crown region 39 to the rear region 40 of the
shell 31. The band 63 has a width de?ned by a pair of opposed
sidewalls 6311 that extend outward or transversely from the
the width of the band 63 increases as it extends across the
crown region 39 to the rear region 40. The band 53 also has

25

opposed lower side portions 63b, wherein each side portion


63b extends from the rear region 40 to a lower portion of the

dent upon the siZe of the head of the particular wearer of the
helmet. In FIG. 19, helmet 30 is shown superimposed upon

ear ?ap 32 and terminates proximate the ear opening 112 (see
FIG. 19). As shown in FIGS. 19 and 20, the shell 31 includes
a ?rst plurality of vent openings 62 aligned along a ?rst side
of the raised central band, and a second plurality of vent
openings 62 aligned along a second side of the raised central
band. As shown in FIG. 12, the lower edge 42 of the shell 31
de?nes a circumference, and the shell 31 is con?gured such
that the terminal ends of the jaw ?aps 33 reside in the same or
single quadrant of an X-Y coordinate system.
With reference to FIGS. 1, 1A, 8, and 15, the face guard
connector 35 of the present invention will be described in
greater detail. Face guard 65 is formed of a plurality of wire
members 66, which may be formed of any suitable material

what is believed to be an average siZe head of a wearer of the 40

having the requisite strength and durability characteristics to

helmet 30, whereby jaw ?ap 33 is shown to generally overlie


the entire side portion 48 of lower jaw 47, including the
forwardly disposed portion 55 of lower jaw 47 adjacent the

function as a football helmet face guard, as is known in the art.

30

forwardly to overlie a forwardly disposed portion 55 of lower


jaw 47 disposed toward the chin 49 of wearer 46. As illus

trated in FIG. 19, jaw ?ap 33 extends forwardly enough to


overlie the side of the chin 49 of wearer 46. In this regard, it
should be noted that helmets 30 of the present invention are

35

generally made with outer shells 31 of varying siZes, depen

chin 49 of wearer 46, including overlying the side of the chin


49 of wearer 46. Since FIG. 19 is not a representation of all
siZes of heads and all types of chin structures, such as chins

45

or tubular cross-sectional con?guration. Alternatively, wire


members 66 may be formed of any suitable plastic material,

which may greatly extend outwardly away from the head of


the wearer, it should be understood that it is perhaps possible
that someone wearing a helmet 30 in accordance with the
present invention may have a slight side portion of his or her

this material also having the requisite strength and durability


50

chin extending outwardly beyond the outer periphery of jaw


?ap 33. It is believed that jaw ?ap 33 will overlie at least the

forwardly disposed portion 55 of the lower jaw 47 of virtually


all wearers of helmets 30. In this regard, the outer periphery
60, shown in phantom lines in FIG. 19, of a conventional ear

The wire members 66 may be preferably formed of a metallic


material, such as any suitable steel, and as is known in the art,
the wire members 66 may be provided with a suitable plastic
coating. Additionally, the wire members 66 may be of a solid

55

?ap, without the jaw ?ap 33 of the present invention generally


does not overlie a forwardly disposed portion 55 of the lower

characteristics to perform the functions of a football helmet


face guard. The face guard connectors 35 are adapted to
connect a portion of the face guard 65 to shell 31 . A face guard
connector 35 is disposed on each side 43, 44 of shell 31. One
embodiment of face guard connector 35 is shown in FIGS. 1,

1A and 8, while another embodiment of face guard connector


is illustrated in FIGS. 15 and 17. In general, the two embodi
ments of face guard connector 35 are substantially similar,
whereby the same components will be described with identi

jaw, or mandible, 47 of a wearer of a conventional helmet.

cal reference numerals, and primed reference numerals will

Furthermore, the ear ?ap of a conventional football helmet

be used in connection with components having the same, or


similar functions, but different structures or con?gurations.
The details of the face guard connector 35 used in connec
tion with the helmet 30 of FIGS. 1, 1A, 2 and 8, are illustrated
in FIGS. 3 and 4, whereas the details of construction of the
face guard connector 35 of FIG. 15 is illustrated in FIGS. 15

virtually never overlies the chin 49 of a wearer of a conven

60

tional helmet.
With reference to FIGS. 12, 19, and 20, the outer shell 31

has a vertical, longitudinal axis 61 generally extending down


wardly from crown 39, and each ear ?ap 32 generally lies in
a plane which is substantially parallel to the longitudinal axis
61 of shell 31. Similarly, each jaw ?ap 33 also generally lies
in a plane which is substantially parallel to the longitudinal

65

and 17. With reference to FIGS. 3, 4, 8, and 15, face guard


connector 35 of the present invention is shown to include a

shock absorber member 67 adapted to substantially omni

Case: 1:15-cv-00071 Document #: 1-2 Filed: 01/07/15 Page 19 of 23 PageID #:51

US 8,528,118 B2
7

directionally distribute an impact force, exerted upon the face

89 and a threaded cylindrical member 90 Which is received

guard 65, through shell 31. Preferably, each shock absorber

and disposed Within bushing 77.

member 67 is a grommet 68 disposed in an opening 69 formed


in a side 43, 44 of shell 31. Grommet 68 may be formed of
rubber, or any other suitable elastomeric material Which Will
function so as to permit substantially omni-directionally dis

Each of the face guard connectors 35 of the present inven


tion include a face guard connector body member 85, 85'.
With reference to FIGS. 3, 4, and 8, face guard connector
body member 85 Will be described. Face guard connector 85
has an inner surface, or inner Wall surface, 91, and outer
surface, or outer Wall surface, 92. Each face guard connector
body member 85 has at least tWo channels 93, 94, disposed in

tribution of an impact force, exerted upon the face guard 65,


throughout shell 31 of helmet 30. Preferably, grommet 68 is
formed of synthetic rubber. In this regard, face guard 65 can
incur impact forces in a variety of directions during a game of
football. For example, as a player strikes the ground upon
being tackled, his or her face guard might strike the ground at
the loWer most center 70 (FIG. 1) of face guard 65, Which
Would be an upWardly exerted force upon face guard 65.

a substantially parallel, substantially non-collinear relation


ship, each channel 93, 94 receiving a portion of the face guard
65. Preferably, face guard 65 on both of its sides includes a

plurality of Wire members having a substantial rectangular


shaped opening, such as is formed by Wire members 66a, 66b,

Similarly, another players helmet, or hand, might push

66c and 66d as shoWn in FIG. 8, With Wire members 66b and

doWnWardly upon the Wire member 71 (FIG. 1) of face guard


65, thus exerting a doWnWardly extending impact force upon
face guard 65. Additionally, a players face guard could be
struck in the direction from one of the sides 43, 44 of helmet
30, Which Would be a side or lateral impact force being

66d being received Within channels 93, 94, respectively. Pref

20

one channel, Whereby the Wire member 66b, 66d, is disposed


betWeen the inner surface 91 of the face guard connectorbody

exerted upon face guard 65. Of course, it Would be readily


apparent to one of ordinary skill in the art that an impact force
could be exerted upon face guard 65 from any direction in

Which it is possible to strike, or impact against, face guard 65.


As Will be hereinafter described in greater detail, as an impact
force is exerted upon face guard 65, the shock absorber mem
ber 67, or grommet 68, functions to absorb, or attenuate, the

25

impact force exerted upon the face guard, and to substantially


30

opening 73 passing there through. As seen in FIG. 3, each


35

outer Wall surface 38 of the shell 31. Each of the face guard

portion of the grommet 68 in a close ?tting, abutting relation


ship as seen in FIG. 3. Preferably, the outer, annular shaped lip

that body member 85' includes an access passageWay 96


40

a bushing 77 maybe disposed Within the opening 73 Which


passes through grommet 68. Preferably, the bushing is made
of a suitable plastic material having the requisite strength and
durability characteristics to function as part of a football

helmet face guard connector. Preferably, bushing 77 is

45

formed of a thermoplastic material, such as SURLYN.


Bushing 77 may include a cap member 78 having an upper

described, to be in?ated. Access passageWay may be a semi


circular shaped notch 98 formed at one end of body member
85'.
Helmet 30 as seen in FIGS. 1 and 1A may be provided With

and 15), With the loWer Wall surface 80 being disposed adja

trated in FIGS. 1 and 1A, Which are used to secure the upper
50

?rst and second ends 83, 84 may be passed through each


bushing and the face guard connector body members, or clips,
85, 85' of each face guard connector 35. A nut 86 receives the
second end 84 of the bolt 82.

By bolt 82 being rotatably threaded and rotated With

formed in the outer surface 92' of body member 85'. Access


passageWay 96 is aligned With an in?ation port 97 disposed in
shell 31, and is adapted to provide access to in?ation port 97
and permit the shock absorbing liner, to be hereinafter

conventional face guard clips 99, only one of Which is illus

Wall surface 79 (FIG. 3) and a loWer Wall surface 80 (FIGS. 8


cent the inner Wall surface 37 of the shell 31 . A bolt 82 having

body member 85 so that it can more readily conform to the


outer contour of the shell 31.
With reference to FIGS. 15 and 17, it is seen that face guard

body member 85' is similar in design to that of body member


85. Body member 85' differs from that of body member 85, in

connectors 35 has a recess 76 (FIG. 4) Which receives a

75 is received in the recess 76.As shoWn in FIGS. 3, 8, and 15,

as part of a face guard connector, such as a thermoplastic

material being preferred. An opening 95 may be formed in the


face guard connector body member 85 to provide ?exibility to

circular shaped member 72 may include an inner, annular, or


circular shaped lip 74 that abuts the inner Wall surface 37 of

the shell 31, and outer, annular shaped lip 75 that abuts the

member 85, and the outer Wall surface 38 of shell 31. Prefer
ably, as shoWn in FIGS. 3 and 8, both channels, 93, 94 are
formed in the inner surface 91 of the face guard connector

body member 85. Face guard connector body member 85, as


Well as face guard connector body member 85', to be herein
after described, may be made of any suitable material having
the requisite strength and durability characteristic to function

omni-directionally distribute the impact force through the


shell 31.
Grommet 68 may be a circular shaped member 72 With an

erably, at least one of the channels 93, 94, is formed in the


inner surface 91 of the face guard connector body member 85
and the Wire member 66b, 66d is received Within the at least

55

portion of face guard 65 to the front 41 of shell 31. The details


of construction of face guard clips 99 are shoWn in FIGS. 5
and 6. Upon the removal of bolts 82 from face guard connec
tors 35 and the removal of face guard connector body mem

bers 85, 85', face guard 65 may be rotated upWardly about


face guard clips 99, in the event that it is necessary to gain

respect to nut 86, face guard 65 may be secured to each side


43, 44 of shell 31. It should be noted that although bolt 82 is
inserted from the outside of shell 31, its disposition could be

access to the face of a player, or to better assist in removing


the helmet 30 of a player. In this regard, no tools, other than a

reversed, although it is preferred to be inserted from outside

connector body members 85, 85'. The frictional forces


betWeen bushing 77 and nut 86 restrain nut 86 from rotation
While bolt 82 is being unthreaded there from.
Although the face guard connector 35 of the present inven
tion has been described in particular With respect to its use
With a football helmet 30, it should be noted that face guard
connector 35 could, and in particular, its shock absorber
member 67 couldbe utiliZed in connection With other types of

the shell, for ease of removal should a player be injured and it


becomes necessary to remove face guard 65. The upper Wall
surface 79 of each cap member 78 may include a recess 87
Which receives a corresponding nut 86. The recess 87 of the

screW driver are necessary to remove bolts 82 and face guard


60

cap member 78 preferably matingly receives the correspond


ing nut 86 and the recess 87 restricts rotational movement of
the nut With respect to the shell 31. Preferably, the nut 86 is a

l-nut 88, Which includes an upper rectangular shaped member

65

protective helmets. For example, other types of helmets, With

Case: 1:15-cv-00071 Document #: 1-2 Filed: 01/07/15 Page 20 of 23 PageID #:52

US 8,528,118 B2
9

10

Which a face guard of some type is used, include for example,

Because as previously described, the ear ?aps 32 of the


present invention are generally disposed to lie in a plane

lacrosse helmets, hockey helmets, and baseball batters hel

Which is substantially parallel to the longitudinal axis 61 of


the outer shell 31, the notches 107, 108 of chin protector
connector 34 serve to provide improved stability of the loWer
chin straps, or ?exible members 104, by preventing the loWer
strap 104 from being free to slide around the outer Wall

mets, among others.


With reference to FIGS. 1 and 1A, each helmet includes a
chin protector connector 34 for connecting a portion of a chin
protector 100 to shell 31. Chin protector 100 may be of
conventional design and has tWo sides 101, 102 and at least
tWo ?exible members 103, 104 associated With each side 101,

surface of ear ?aps 32. The notches 107, 108 are believed to

effectively catch the loWer strap member 104 to prevent the


free sliding of the loWer chin strap 104. In general, if a helmet
30 is subjected to a doWnWard impact force upon face mask
65, helmet 30 tends to roll forWardly around a virtual pivot
point located slightly above the ear openings 112. This rolling
effect is typically resisted by a force acting betWeen the loWer

102 of the chin protector. Only ?exible members 103, 104,


associated With side 102 of chin protector 100 are illustrated.
The at least tWo ?exible members, or strap members, 1 03, 1 04
are adapted to engage With one of the chin protector connec
tors 34 on the sides 43, 44 of shell 31. Chin protector 100 may
include a conventional chin cup 105 as is knoWn in the art.

strap connectors 109, 110 and the chin 49 of the Wearer of the

TWo embodiments of chin protector connectors 34, in accor


dance With the present invention, are shoWn in FIGS. 1 and
1A.

helmet. The further aWay from the virtual pivot point the
loWer snap connection of loWer chin strap 104 is located, the
better the resistance of the helmet 30 to rolling. Notch 107

With respect to FIGS. 1A, 1B, 15, and 19, chin protector
connector 34 includes at least tWo notches 107, 108 (FIG. 19)
formed in the loWer edge surface 42 of shell 31, With at least
one notch being disposed on each side 43, 44 of the shell 31.
As shoWn in FIGS. 1A. and 1B, at least one of the ?exible
members 103, 104 on each side of the chin protector 100
passes through at least one 107 of the notches 107, 108 on

assists in resisting the undesired rolling effect by redirecting


20

the virtual pivot point.

25

each side 43, 44 of the shell 31. Preferably, only one notch is
formed in the shell 31 on each side 43, 44 of the shell;
hoWever, if desired, additional notches could be formed on
the sides of the shell. Preferably, notches 107, 108 are gener

ally V-shaped notches; hoWever, other shapes of notches, if

30

desired, could be utiliZed. As shoWn in FIGS. 1A and 1B,


?exible member, or ?exible strap member 104 passes through
notch 107. As is knoWn in the art, chin protector 100 has upper
and loWer ?exible members 103, 104, on each side, and the
upper ?exible members, or ?exible strap members 103 are
releaseably secured to the shell 31 as by a conventional snap

openings 112 generally having a truncated triangular shaped

ably disposed forwardly of each ear opening 112 and is posi


35

40

45

50

attachment, as by placing portions of the hook and loop


55

60

male and female snap connector 109, 110, and bracket 111, as

previously described. The foregoing described chin protector

Wearers head, particularly upon the player sustaining an


impact force to helmet 30.

Helmets 30 of the present invention preferably include a


shock absorbing liner 125 associated by the liner connector
With the inner Wall surface 37 of shell 31. Preferably, the
shock absorbing liner 125 is releaseably connected to the
inner Wall surface 37 of shell 31 by the liner connector.
Preferably the liner connector includes a hook and loop fas
tener assembly, Which is generally referred to as aVELCRO

tector connector 34 disposed on the outer Wall surface 38 of

100 is generally referred to as a 4 point hookup, or a high


hookup chin protector, or chin strap, Which is believed to
provide better stability of the helmet 30 With respect to the

unsnap, the upper ?exible strap members 103, in order to


remove helmet 30.

ear openings 112. As seen in FIGS. 1A and 1B, a ?rst portion

shell 31. Preferably, strap 104 is releaseably secured by a

Upon releasing the loWer snap connections associated With


loWer strap members 104, the chin protector 104 may be
loosened With respect to the chin of the Wearer of the helmet,
Whereby the Wearer of the helmet may remove helmet 30
from his or her head. It is not necessary to disengage, or

ofthe shell 31, and as seen in FIG. 19, and the notches 107,

115 of each loWer ?exible member 104 is disposed adjacent


the inner Wall surface 37 of shell 31, a second portion 116 of
strap member 104 passes through notch 107, and a third
portion 117 of the ?exible member, or loWer strap member
104 is disposed adjacent the outer Wall surface 38 of shell 31.
The third portion 117 of each loWer strap member 104 is
preferably releaseably secured to a portion of the chin pro

inner and outer Wall surfaces 37, 38 of the shell, Whereby


sharp edges are avoided Which could damage ?exible mem
ber or strap member, 104. Strap member 104 is also
releaseably secured to shell 31 as by use by a female and male
snap connector and bracket 109-111, as previously described.

con?guration With an additional smaller opening 112' being


disposed rearWardly of the main ear opening 112. Preferably
the notches 107, 108 are disposed in the loWer edge surface 42

108 are preferably disposed substantially, directly beloW the

With reference to FIGS. 1 and 2 and 7, another embodi


ment of the chin protector connector 34 of the present inven
tion Will be described. In this embodiment, chin protector
connector 34, at least one slot 120 is formed in each side 43,
44 of shell 31, and at least one of the ?exible members 103,
104, passes through the at least one slot 120. Preferably, the at
least one slot 120 is formed in each side 43, 44 of shell 31, and
the at least one slot 120 is disposed in each ear ?ap 32 of shell
31. Preferably, only one slot 120 is provided for each side of
the shell 31. Additionally, the at least one slot 120 is prefer

tioned betWeen the front 41 of the shell and each ear opening
112.As shoWn in FIG. 7, slot 120 is tapered With respect to the

connector, the male portion of the snap 109 (FIGS. 15 and


19), cooperating With a female snap connector 110 carried by
a bracket 111 mounted on upper strap 103 (FIG. 1A).
Helmets 30 are each provided With an ear opening 112 in
each ear ?ap 32, and the ear openings 112 are adapted to be
disposed adjacent an ear 50 of the Wearer 46 permit the
transmission of sound to the Wearer 46. Ear openings 1 12 may
be provided With a generally rounded con?guration, With ear

the straps force line of action to a location farther aWay from

65

assembly on the shock absorbing liner 125 and the inner Wall
surface 37 of the shell 31, as is knoWn in the art.
As shoWn in FIGS. 14 and 16, shock absorbing liner 125
generally includes a plurality of resilient members 130 Which
are adapted to absorb shock forces exerted upon the shell 31,
and the plurality of resilient members 130 are disposed along
the inner Wall surface 37 of the back 40 and sides 43, 44 of
shell 31. The general construction of shock absorbing liner
125 is disclosed in Us. Pat. No. 5,263,203, commonly

assigned With the present application, and Which patent is


herein incorporated by reference. Shock absorbing liners 125,
125' may each include an in?ation valve 131 Which Would
mate With an opening, or port, disposed in the rear 40 of the

Case: 1:15-cv-00071 Document #: 1-2 Filed: 01/07/15 Page 21 of 23 PageID #:53

US 8,528,118 B2
11

12

shell 31, whereby shock absorbing liners 125, 125' could be

openings 112 formed in ear ?aps 32. For example, With ref

in?ated as desired. Shock absorbing liners 125, 125' each


include at least one resilient pad member 135 disposed upon
the inner Wall surface 136 of a portion of each of the jaW ?ap
33 of shell 31. TWo embodiments of resilient pad members
135 are illustrated. The ?rst embodiment of resilient pad

bounded by on one side, by resilient member 13011, and on the


other side by resilient pad members 151 and 152. The upper
end of ear channel 170, as illustrated, is bounded by resilient

erence to FIGS. 12 and 14, ear channel 170 is formed and

member 1301). Similarly, as seen in FIG. 16, ear channel 170

member 135 is shoWn in FIGS. 1, 1A, 2, 8, 12, and 14.


Another embodiment of resilient pad member 135 is illus

is bounded by resilient member 13011 on one side, and by


resilient pad members 151' and 152' on the other side. The top
of the ear channel 170 may be bounded by resilient member
1301). Each of the ear channels 170 preferably extends along

trated in FIGS. 15 and 16. Although the at least one resilient

pad member, or jaW pad, 135 could be formed integral With


the plurality of resilient pad members 130 of shock absorbing
liners 125, 125', the resilient pad members 135 are preferably
releaseably secured to the plurality of resilient members 130

an axis 171 Which is disposed substantially parallel With the


substantially vertical, longitudinal axis 61 of the shell 31
extending from the croWn 39 of the shell 31 to the loWer edge

forming shock absorbing liner 125. As seen in FIGS. 14 and


16 each of the shock absorbing liners 125, 125' have ?rst and

surface 42 of the shell 31 adjacent the ear ?ap 32. The ear
channels 170 are thus substantially unobstructed from the ear

second ends 140, 141, and the shock absorbing liners 125,

opening 112 to the loWer edge surface 42 of the shell 31 beloW


the ear openings 112, Whereby the Wearer of the helmet may
easily put on, or take off, the helmet 30 Without substantial

125' have a connector member 145, 145' disposed at each of


the ends 140, 141. Each of the connector members 145, 145'
are adapted to connect to the shock absorbing liner 125, 125'
at least one of the resilient pad members 135 disposed upon

contact betWeen the ear of the Wearer and the resilient mem
20

bers 130 and resilient pad members 135 of the shock absorb
ing liners 125, 125'. It is believed that ear channels 170 Will
help prevent and/or minimize irritation to the players ear.
With reference to FIGS. 8-11, the details of construction of
jaW pad 150 are illustrated. In general, the resilient pad mem

25

ber 135, orpads 151, 152, 153, may include a layer ofpadding

the inner Wall surface 136 of a portion of the jaW ?ap 33.
As shoWn in FIGS. 8 and 14, one embodiment of the at least

one resilient pad member 135, may be jaW pad 150. Another
embodiment of the at least one resilient pad member 135 may
be seen in FIGS. 15 and 16 as jaW pad 150'. Each of the

resilient pad members 135, or jaW pads 150, 150' include at


least one, and preferably three resilient pad members 151,
152, 153, in the case ofthe embodiment ofjaW pad 150, and
tWo resilient pad members 151' and 152' in the embodiment of
resilient pad member 135, or jaW pad 150' of FIG. 16. As

material 175, or tWo layers of padding material 176, 177


disposed in a chamber, or housing, 178, 179, 180. The cham
bers 178-180 may be formed of any suitable plastic material

having the requisite strength and durability characteristics, as


30

previously described, each of the resilient pad members 135,


or jaW pads 150, 150', are releaseably secured to the resilient

is knoWn in the art, to function as resilient members, or pad


members, for a football helmet. If desired, all of the chambers

178-180 could be ?lled With a single layer of padding mate

members 130 of the shock absorbing liners 125, 125' by a

rial, or some of the chambers could be ?lled With a single


layer, and other chambers could be ?lled With tWo or more

connector member 145, 145'. Preferably the connector mem

one of the resilient pad members that comprise jaW pads 150,

layers of padding material. Alternatively, at least one of the


resilient pad members 135, or pads 151-153 could also

150'. For example, as shoWn in FIGS. 1A, 8 and 14, resilient

include a ?uid such as a pressurized ?uid, such as air. In the

pad member 151 is suspended from sling 160. Similarly, as


shoWn in FIGS. 15 and 16, resilient pad member 151' of jaW
pad 150' is suspended from sling 160. Sling 160 has an open
ing 161 that receives the outer con?guration, or periphery, of
resilient pad member 151 therein, preferably in a closely

embodiment of jaW pad 150 shoWn in FIGS. 8-11, pads 151

ber 145, 145' is a sling 160, 160', that suspends at least at least

35

40

conforming or mating, snug ?tting relationship. Similarly,

preferably includes Within its respective housing, or chamber,


179, tWo layers of padding material, 176, 177. A variety of

sling 160' has an opening 161' Which receives the outer

periphery of resilient pad member 151' ofj aW pad 150', again


in preferably a mating, snug ?tting relationship. It should be
noted that since each of the jaW pads 150, 150' also include

45

some hook and loop fastcncr material such as VELCRO,

162, 163 (FIG. 8) and 162', 163' (FIG. 15), to releaseably


secure jaW pads 150, 150' to the inner Wall surface 37 of shell
31, and preferably to the inner Wall surface 136 of a portion of

50

different padding materials can be used for layers 175-177.


For example, PVC nitrile foam, rubber foam, or polyurethane
foam are examples of foam padding materials Which may be
utilized, as are knoWn in the art. When multiple layers of
padding material are utilized, such as in pad 152, the ?rst
layer of 176 may be one of the foregoing types of foam
materials, Which is generally referred to as an energy, or force

the jaW ?ap 33 of the shell 31, the mating relationship


betWeen the resilient pad members 151, 151' With openings
161, 161' is not required to be a snug, frictional relationship.
It may rather be a loose ?tting relationship for positioning

and 153 are ?lled With a single layer of padding material, and
pad 152 in addition to at least one layer 176 of padding
material includes a ?uid, and the ?uid may be pressurized.
Preferably, the ?uid is air. As shoWn in FIG. 9, pad 152

attenuating, foam, and the second layer of foam padding


material 177 is a softer foam, generally referred to as a
55

?tting, or comfort, foam, as is knoWn in the art. Examples of


materials in construction of the foregoing described pads may

purposes only, to position the jaW pads 150, 150' in their

also be found in US. Pat. No. 3,882,547, Which is also com

desired location. With the hook and loop fastener material


162, 163 and 162' and 163' acting to releaseably secure the

monly assigned to the present assignee of this application,


Which patent is incorporated herein by reference. The pres

jaW pads 150, 150'.


With reference to FIGS. 12 and 14, When shock absorbing
liner 125 is associated With the inner Wall surface 37 of shell
3 1, including the at least one resilient pad member 135, or jaW
pad 150 being associated With shock absorbing liner 125, an
ear channel 170 is formed on each side of the shell 31 betWeen
at least one of the resilient members 130 of the shock absorb

ing liner 125 and at least one resilient pad member 135, or jaW
pad 150. Each ear channel 170 is disposed adjacent the ear

surized ?uid, or air, may be provided to the interior of cham


60

65

ber, or housing, 179, as by an air channel 181 in ?uid com


munication With the interior of housing 179 at one end, and in
?uid communication at its other end With a suitable in?ation
valve 182. In?ation valve 182 may include an inlet ori?ce 183
Which permits access to a conventional, compressible needle
valve member 184 Which has an exit ori?ce 185 in ?uid
communication With air channel 181. A conventional hand
held pump having a conventional in?ation needle may be

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Exhibit
C

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Exhibit
D

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USO0D603100S

(12) United States Design Patent (10) Patent No.:


Bologna
(54)

US D603,100 S

(45) Date of Patent:

SPORTS HELMET

(75) Inventor: FlttSJllO Bologna, Elk Grove Village, IL


US

(73) Assignee; Riddell, Inc, Rosemom, IL (U S)

*9: Oct. 27, 2009

D587,854 S

3/2009 Nimmons et a1. ........ .. D29/l06

D587,855 S

3/2009

Nimmons et a1. ........ .. D29/l06

* Cited by examiner
Primary ExamineriRuth Mclnroy
(74) Attorney, Agent, or FirmiMcDermott Will & Emery
LLP

(**)

Term:

14 Years

(57)

CLAIM

(21) Appl. No.: 29/312,253


We claim the ornamental design for a sports helmet, as shoWn

(22)

Filed:

Oct. 8, 2008

and described.

(51)

LOC (9) Cl.

(52)
(58)

US. Cl. .................................... ..


D29/106
Field of Classi?cation Search ...... .. D29/ 10241 10,

................................................ .. 09-03

1329/122; 2/ 4107414 416425 5: 61*67

DESCRIPTION

FIG. 1 is a perspective vieW of a sports helmet showing my


new design;

FIG. 2 is a perspective vieW thereof Without the face guard;

2/15, 171.3,7

See application ?le for complete search history.

(56)

References Cited

D575,458

8/2008

H0

............ ..

D29/l07
.. D29/l06

D582,607 s * 12/2008 Ferrara et a1. ..... ..


D587,407 S * 2/2009 Nimmons et a1.

D29/l06
D29/l06

D587,852 S

D29/l06

D587,853 S *

3/2009

Nimmons ..... ..

FIG. 6 is a top vieW thereof; and,

9/2004 Arai ........................ .. D29/l07

D5ll026 S * 10/2005 Ide et a1

FIG. 5 is a rear vieW thereof;

U.S. PATENT DOCUMENTS


D495,838 S

FIG 3 1S a slde VleW thereof


FIG. 4 is a front vieW thereof;

3/2009 Nimmons ................ .. D29/ 106

FIG. 7 is a bottom vieW thereof.

Thebroken lines in FIGS. 147 are forthepurpose of illustrat


.

mgunclalmed features and form no Part of the damned


deslgn'
1 Claim, 4 Drawing Sheets

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US. Patent

0a. 27, 2009

Sheet 1 of4

US D603,100 S

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US. Patent

0a. 27, 2009

Sheet 2 of4

US D603,100 S

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US. Patent

0a. 27, 2009

Sheet 4 of4

US D603,100 S

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Exhibit
E

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