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w.
CASSTEVENS
Oakland University
PREFACE
T
L
With the exception of Figures 1 and 2 and related text, tl1is paper was
written while I was on leave from Oakland University as a NSF Science
Faculty Fellow and a Visiting Fellow, Mathematics Department, Dartmouth
College. M. K. Bennett, D. Roeder, M. Vitale, and the students in Mathematics 36 (Mathematical Models in the Social Sciences) were helpful in
diverse ways, but the paper would not have been written without K. Bogart's sustained encouragement and friendly criticism.
[769]
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between two political parties or a brace of other subsets of legislators on a given vote, furnishes a quantitative answer for such questions as: How much alike are the Republicans and Southern Democrats in the U.S. Congress?
For source material, see The Liberal ll.fagazine, 1918 (London: The
Liberal Publication Departn1ent, 1919).
772
[VoL. 32
by a vote of 108 ayes, 295 nays. (Approximately 2ff7 MPs did not
vote. There were ff70 seats in the House of Commons, but a few
seats were vacant as a result of deaths, resignations, etc.) The partisan breakdown of the ayes and nays was as follows:
Liberal= ( 98 ayes, 71 nays),
Labour= ( 9 ayes, 15 nays),
Conservative= ( 1 aye, 206 nays), and
others= ( 0 ayes, 3 nays).
For the three political parties, routine calculations yield the following values to three decimal places, for the indices of cohesion,
difference, and likeness:
TABLE 1
PARTISAN INDICES FOR THE MAURICE VOTE
Index of cohesion
Liberal
= 0.160
Labour
= 0.250
Conservative = 0.990
Index of difference
Lib-Lab
Lib-Con
Lab-Con
=0.205
=0.575
= 0.370
Index of likeness
Lib-Lab
Lib-Con
Lab-Con
=0.795
=0.425
=0.630
VECIOR DEFINITIONS
The following properties of real vectors (i.e., vectors whose components are real-that is, ordinary decimal-numbers) are summarized for reference purposes.
Let X= ( x,xz, ... , x.) and Y= ( y,y2 , , y.) be n-dimensional
vectors, where n is a fixed integer > 2. Let c be a real number.
The sum of two n-dimensional vectors X and Y is an n-dimensional
vector, denoted by X+ Y, where
X + Y=(x,+ y.,x2+y2, . .. ,x.+y.).
The product of a real number c and an n-dimensional vector X is an
n-dimensional vector, denoted by eX, where
eX= ( cx,,cx", . .. , ex.).
Subtraction is defined in terms of addition and multiplication. The
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I NDICES
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difference between two n-dimensional vectors X and Y is an ndimensional vector, denoted by X-Y, where
X- Y =X+ ( -1 )Y = (X,- y, Xz - y~, ... , Xn- y.).
The inner product of two n-dimensional vectors X and Y is a real
number, denoted by XoY, where
X 0 Y=x,y 1 + x"y" + ... + x.y.
The norm of an n-dimensional vector X is the positive square root,
denoted by I X I I of the inner product of X with itself.
The
XoY
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~t ).
1
19
The lengths
2~7
;J,~
).
The
L'
I L' I I
C'
I I
C'TI 0.591.
Since Rice's indices are defined in terms of ayes, nays, and proportions, two-dimensional probability vectors are their algebraic
model. The broad strategy for generalizing the indices is to con-
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INDICES
775
nor voted nay. (ii ) For a two-choice u niverse of ayes and nays, the
generalized index should be equivalent to the index of cohesion.
(iii) The generalized index should range between 0 and 1. ( iv)
The general index's maximum ( 1) should occur if and only if unanimity exists, and its minimum ( 0 ) should occur if and only if the
subset of legislators is evenly distributed . These four constraints
are not wholly arbitrary: ( i) and ( ii ) ensure that the generalized
index is more general than Rice's index, and (ii)-(iv) ensure that
the general index is a generalizat ion of Rice's rather than Whosit's
index.
Definition 5. Let X =( x., x", ... , x.) be an n-dimensional probability voting vector and let Y = ( 1/n, 1/n, . .. , 1/n) be an ndimensiona l vector, where n > 2. The general index of cohesion
n
for
X is~ I iX- Y! I
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+ ... + [x.-1/n]");!.->O
~[-2x,/n]
~1/n 2 ) ~~.
n/n 2
Since
1/n, the
2
.
..:..n~~.::..[
x._!.;,
]:....
~..:..1_ )'~ = ( n:S[~ ,F -1
Thus GC=(
)>6 (n-1
n
n-1
But n~(x,) 2
as desired.
...
h
C
n~[x,F -1
)%. We
From the proo f o f (m), we ave G = (
n- 1
note that 0 < x, < 1 and that l:x, = 1, so ~(x,) 2 is maximal
(i.e., equals 1) if and only if some component x, = 1.
Thus GC = (-0
n -1
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x,
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RicE's INDICES
1/n for i
1, 2, . . . , n, GC
-i )
n-
'h
0 if and only
Y I l
Theorem 3. The general index of difference has the four desired properties.
Proof. ( i) The first constraint is obviously satisfied since nvo
probability voting vectors, although haviug the same number of
dimensions, can have more than the components x, = ayes, x" =
nays, and y 1 = ayes, y 2 = nays.
( ii) Let the general index be denoted by CD. For n = 2,
CD = ( lh) 'h ( [x, - y,)2 + [x 2 - Y2JZ) '!.:, We note that
x, + x" = y, + Yz = 1, so x, -y1 = y"-x2 and (x1-Y1P..:.
(y2 -x") 2 Since (y2-x2F = (x2-Y2)2, we see that
CD= (lh)'h (2[x,- y,J2 )'h = (lh)'h (2)'h ( [x,- y~P) 'h.
Thus CD
= (
J x ~.- y 1 J, as desired.
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779
x: )
I I X' I I
Y'
r
XY
I Y' I I to I I X I I I I y I I
These three properties and both types of voting vectors are illustrated above with the 1918 British example.
The general indices are defined in terms of the norm but this is
not the only function of two vectors. The cosine function is also
noteworthy for students of legislative voting behavior. These two
types of functions are quite distinct. F rom a geometrica l point of
view, this is obvious since if X and Y are two non-zero vectors, represented as arrows from the origin to points ( x,, ..., x.) and ( y.,
..., y.) , the distance between the points tells nothing about the
angle between the arrows. Thus, for a complete geometric characterization of voting vectors, norm-style indices must be supplemented by cosines, and conversely. A corollary is the following:
true.
Geometric al representat ions are somewhat difficult to draw for
three dimensions and impossible to graph for higher dimensions. A
two-dimensional illustration is given in Figure 1. On November 21,
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[VoL. 32
Nay
d (33.3,66.7)
I
I
00
I
I
45
D (19,38)
I
I
r ( 00.5,
I
I
I
I
I
(26,17)
15
39.5)
I
I
---4~------~------~~------~-------4----------AYc
15
3o
45
oo
Index of Difference
In Pcr~"HDtaJ,!e
Notation
1969, the United States Senate defeated President Nixon's nomination of Judge Clement Haynsworth, for the Supreme Court, by a
vote of 45 ayes to 55 nays. Every Senator voted; so, in this case,
Rice's indices are equivalent to the general indices. The partisan
breakdown of the vote was as follows: Republicans ( 26 aye, 17
nay) or, alternatively, (60.5% aye, 39.5% nay), Democrats (19
aye, 38 nay) or, alternatively, ( 33.3% aye, 66.7% nay). Probability
vectors have been written in percentage notation so that Figure 1
has a reasonable size and all the entries are discernible. This mul.
tiplication does not affect the angles in the graph.
Two features of this graph deserve special emphasis. ( i) The
two parties differ substantially in size. This variation is concealed
by probability voting vectors ( r and d in the figure) but revealed
by data voting vectors ( R and D in the figure). If sheer size is a
1970)
781
RICE's INDICEs
FIGURE
Not Voting
]()()
80
60
40
20
G<~neral
Index of Differencc
In Percentage Notation
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783