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Research report

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A general anxiety-prone cognitive style in anxiety disorders


E.H. Uhlenhuth a , *, Vladan Starcevic b , Teddy D. Warner a , William Matuzas c ,
Teresita McCarty a , Brian Roberts a , Steven Jenkusky a

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Department of Psychiatry, University of New Mexico School of Medicine, 2400 Tucker, N.E., Albuquerque, NM 87131 -5326, USA
b
Hunter Mental Health Service, University of Newcastle, Newcastle, NSW, Australia
c
Maine General Medical Center, Waterville, ME, USA
Received 26 July 2001; accepted 25 October 2001

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Abstract

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Objective: This study compared scores on the Anxious Thoughts & Tendencies (AT&T) questionnaire, a putative measure
of a general anxiety-prone cognitive style, among patients with panic disorder without agoraphobia (PD, n 5 62), panic
disorder with agoraphobia (PDA, n 5 29), generalized anxiety disorder (GAD, n 5 43), limited social phobia (LSP, n 5 34),
generalized social phobia (GSP, n 5 33), and community residents (n 5 318). Method: Candidates for treatment studies
completed a diagnostic interview and the AT&T. AT&T scores were compared among anxious groups using analysis of
variance. Then depressed and non-depressed patients were compared. The final analysis compared anxious groups without
comorbid depressive or anxiety disorders. Results: AT&T scores were highest in PDA patients, followed by patients with
GAD or GSP, then patients with PD or LSP, with community residents lowest. Depressed patients were higher than
non-depressed patients. Patients with current or past comorbid depressive disorders did not differ. The ranking of anxious
groups on AT&T scores remained unchanged after exclusion of patients with comorbid disorders. Patients with PD or LSP
without comorbidity had the same AT&T levels as the community sample. Conclusions: The AT&T discriminates PDA and
GAD from PD per our hypothesis. The low AT&T levels among patients with PD and LSP suggest no association with a
general anxiety-prone cognitive style. LSP and GSP may be distinct disorders. The cognitive style assessed by the AT&T is
also associated with depression and may be a marker for vulnerability to depression. Definitive conclusions about a
pathogenic role for cognitions require their measurement before the onset of the disorder. 2001 Published by Elsevier
Science B.V.

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Keywords: Anxiety disorders; Cognitive style; Comorbidity; Depressive disorders

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Klein (1980) first suggested that panic disorder

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1. Introduction

* Corresponding author. Tel.: 11-505-272-8876; fax: 11-505272-5572.


E-mail address: uhli@unm.edu (E.H. Uhlenhuth).

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with agoraphobia is a complex disorder arising out of


interaction between a biological component, manifested clinically as the unexpected panic attack, and
a cognitive component. He referred to the latter as
anticipatory anxiety and postulated that it leads to
agoraphobic avoidance. Other investigators of
agoraphobia (Marks, 1969; Wolpe and Rowan, 1988)

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0165-0327 / 01 / $ see front matter 2001 Published by Elsevier Science B.V.


PII: S0165-0327( 01 )00457-8

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2. Method

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2.1. Subjects

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The data for this study were drawn from candidates for pharmacotherapeutic studies, two on panic
disorder with or without agoraphobia (n560 and
n531), one on social phobia (n567), and one on
GAD (n543). All patients were diagnosed using the

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der reflects predominantly the cognitive component,


and (c) panic disorder with agoraphobia reflects the
presence of both the biological and cognitive components (Uhlenhuth et al., 1999). Furthermore, we
suggested that different combinations of the biological and cognitive components might be pathogenic for these three disorders. Whether the same
general anxiety-prone cognitive style also characterizes other anxiety disorders is an interesting question
on which we had no hypothesis. However, our
expectation was that such a cognitive style to
different degrees is common to all anxiety disorders.
Anxiety-associated, threat-related cognitive contents have been encountered frequently in patients
with depression as well (Butler and Mathews, 1983;
Greenberg and Beck, 1989; Jolly, 1994). ASI scores
were elevated in patients with depression (Otto et al.,
1995; Taylor et al., 1996; Schmidt et al., 1997).
Patients with a major depressive episode had high
scores on the Penn State Worry Questionnaire (Starcevic, 1995). In contrast to the depression-specific
hopeless pessimism, no anxiety-related appraisal
characteristics have been found that typically discriminate anxiety from depression (Riskind, 1997).
The purpose of this study was to test the hypotheses set out above by comparing levels of a general
anxiety-prone cognitive style, as measured by the
AT&T, in three anxiety disorders: panic disorder
without agoraphobia (PD), panic disorder with
agoraphobia (PDA), and generalized anxiety disorder
(GAD). In addition, we had data available to examine AT&T scores in limited social phobia (LSP),
anxiety primarily about a specific performance, and
generalized social phobia (GSP). We also evaluated
the effects of comorbid depressive and anxiety
disorders.

emphasized conditioning to the context in which the


aversive stimulus, the panic attack, occurred. Cognitive theorists attempted to associate specific cognitive distortions with certain anxiety disorders
(Chambless et al., 1984; Reiss et al., 1986; Meyer et
al., 1990; Watson and Friend, 1969).
Although the evidence for an association between
these measures of cognitive distortions and the
corresponding anxiety disorders is persuasive, there
has been little research on the purported specificity of
each measured style for the corresponding disorder.
Existing research suggests that such specificity may
not exist. For example, Taylor et al. (1992) found
that the Anxiety Sensitivity Index (ASI) did not
differ significantly in patients with panic disorder
and post-traumatic stress disorder. In the same study,
the ASI also was elevated significantly in other
anxiety disorders, except specific phobia, when
compared to normal controls. Likewise, the Fear of
Negative Evaluation scale did not differentiate between patients with social phobia and other anxiety
disorders, except specific phobia (Oei et al., 1991;
Turner et al., 1987).
Blackburn and Davidson (1994), following Beck
and Emery (1985), proposed that anxious patients
have a general cognitive style characterized by
excessive perception of threat and appraisal of the
future as unpredictable. Our group suggested that
panic disorder arises from interaction between such a
general anxiety-prone cognitive style (Ganellan et
al., 1986; Uhlenhuth et al., 1997) and a biological
component, clinically identifiable as unexpected
panic attacks (Klein and Fink, 1962).
To measure this cognitive style, we developed the
Anxious Thoughts and Tendencies (AT&T) scale
(Ganellan et al., 1986; Uhlenhuth et al., 1999) based
conceptually on three types of cognitive distortion
described in anxious patients: catastrophizing potential outcomes of situations, selectively focusing
on negative aspects of situations, and intrusive
negative thoughts (Beck, 1976; Beck and Emery,
1985). These three conceptual dimensions proved to
be empirically indistinguishable (Uhlenhuth et al.,
1999). The AT&T is available in the Appendix to
Uhlenhuth et al. (1999).
We hypothesized specifically that (a) panic disorder without agoraphobia reflects predominantly the
biological component, (b) generalized anxiety disor-

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A factor analysis showed that the AT&T is a


homogeneous questionnaire of 15 items, each rated
on a four-point scale (rarely51; sometimes52;
often53; most of the time54). It has high internal
reliability (a 50.91) and acceptable testretest reliability (r50.75, before and after treatment) and
appears to be free of gender, age, and ethnic
(Hispanic versus non-Hispanic) effects. The development of the current version of the AT&T, the
rationale for doing so, and the questionnaire itself is
described in detail elsewhere (Uhlenhuth et al.,
1999).
Patients completed the AT&T during the screening
period of the therapeutic study for which they had
been recruited. The summed ratings for the individual items were divided by the total number of
items completed. The theoretical and actual range of
scores was from 1 to 4.

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2.3. Data analyses

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At their initial evaluation, panic patients rated as


none or mild on agoraphobia were grouped under the
diagnosis of PD. Those rated moderate or severe
were grouped under the diagnosis of PDA, as in our
first publication on the AT&T (Ganellan et al.,

3. Results

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3.1. Demographic information

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There were differences in mean age among the


diagnostic groups (P,0.001): PD, 38.55610.94
(S.D.); PDA, 34.3468.51; GAD, 43.93610.07; LSP,
46.32610.68; GSP, 38.4267.62; community sample,
48.36617.82. Women predominated in all diagnostic
groups except LSP and GSP (P,0.001): PD, 60%;

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2.2. AT& T questionnaire

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1986). Similarity of symptom and disability levels


supports collapsing these categories (Starcevic et al.,
1992).
Patients with social phobia also were divided into
those with a specific performance phobia or one or
two social phobic situations (limited social phobia,
LSP) or those with generalized social phobia (GSP).
Therefore, five diagnostic groups of anxious patients
were available for comparison: PD (n562), PDA
(n529), GAD (n543), LSP (n534), and GSP (n5
33).
For analysis, patients also were classified in
hierarchical fashion into one of the following affective disorder categories: current major depressive
disorder (MDD, n518), current dysthymia (Dysth,
n514), past major depressive disorder (Hx MDD,
n559), or no depression (No Depr, n5110).
The a priori hypotheses were tested by comparing
the mean AT&T scores for patients with PD, PDA,
and GAD. Other questions of interest were explored
by comparing mean AT&T scores among diagnostic
groups using analysis of variance (ANOVA) with one
or two factors as required, followed by post-hoc
pairwise comparisons between diagnostic groups
based on Fishers LSD, without correction for multiple comparisons (Dunn, 1961). Effect sizes were
computed using the standard deviation for the entire
sample (n5519; S.D.50.65), including the community subjects, as a best estimate, but are not
presented to save space. Since data distributions
were not always normal, all analyses were repeated
using non-parametric (ranked scores) methods. Results of these analyses are not reported, as they were
essentially identical to the results using raw scores.
All analyses were performed with the NCSS statistical package (Hintze, 1998).

full outpatient version of the Structured Clinical


Interview for DSM-III-R / DSM IV (SCID; First et
al., 1997; Spitzer et al., 1990). Patients were included in the present study if (1) their principal
diagnosis met DSM-III-R or DSM-IV criteria for the
respective therapeutic study, whether or not the other
inclusion and exclusion criteria were met, and (2)
they completed the AT&T at the time of initial
evaluation. The principal diagnosis was defined as
the one that accounted for most of the distress and
dysfunction at the time of evaluation.
A community sample (n5318) previously studied
with the AT&T (Uhlenhuth et al., 1999) also was
included in the present study to provide an additional
check on the validity of the AT&T and an estimate
of the effect of each diagnosis on the AT&T.
Psychiatric diagnosis was not performed with these
subjects.
All subjects provided written informed consent.

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PDA, 62%; GAD, 84%; LSP, 32%, GSP, 36%;


community sample, 65%. However, our previous
work with the community sample demonstrated no
age or gender effects on the AT&T (Uhlenhuth et al.,
1999). The rates of comorbidity for other anxiety
disorders in the principal diagnostic groups were
(P,0.001): PD, 50%; PDA, 62%; GAD, 47%; LSP,
15%; GSP, 33%. The rates of comorbidity for a

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Table 1
Mean 15-item total AT&T scores by disorder
A. All patients grouped by anxiety disorder (n5201)
PD
PDA

GAD

LSP

GSP

Commun

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n
Mean
S.D.
S.E.M.

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2.42 b
0.64
0.10

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1.90 a,c
0.73
0.13

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2.35 b
0.61
0.11

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1.71 c
0.50
0.03

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B. All patients grouped by comorbid depression disorders (n5201)


MDD
Dysth
Hx MDD

No Depr

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n
Mean
S.D.
S.E.M.

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2.03
0.69
0.07

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C. Patients with comorbid depressive disorders (n591)


PD
PDA

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n
Mean
S.D.
S.E.M.

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2.71 a
0.71
0.17

14
2.55 a
0.59
0.16

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2.52 a
0.59
0.08

Section A of Table 1 shows the descriptive


statistics for the AT&T by anxiety disorder and the
community sample. Pairwise t-tests indicate that the

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1.71
0.50
0.03

GSP
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2.55 a,b
0.52
0.12

D. Patients without comorbid depressive disorders (n5110)


PD
PDA
GAD

LSP

GSP

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n
Mean
S.D.
S.E.M.

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1.74 d,c
0.55
0.11

15
2.17 a,b
0.67
0.17

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1.71 c
0.50
0.03

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E. Patients without comorbid depressive or anxiety disorders (n578)


n
21
7
13
Mean
1.68 a,c
2.49 b
2.02 b,c,d
S.D.
0.45
0.67
0.69
S.E.M.
0.10
0.25
0.19

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1.72 a,d
0.57
0.11

12
2.01 b,c
0.62
0.18

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1.71 a
0.50
0.03

10
2.50 b
0.59
0.19

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1.93 a,d
0.66
0.11

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2.82 b
0.56
0.13

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LSP

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2.52 a,b
1.01
0.38

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2.41 a
0.72
0.15

GAD

3.2. Tests of a priori hypotheses

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2.71
0.58
0.11

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2.11 a
0.71
0.09

depressive disorder were (P,0.005): PD, 37%;


PDA, 66%; GAD, 56%; LSP, 21%; GSP, 55%.

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2.53 a,b
0.44
0.09

19
2.29 b
0.82
0.19

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1.71
0.50
0.03

Legend: PD, Panic disorder without agoraphobia; PDA, panic disorder with agoraphobia; GAD, generalized anxiety disorder; LSP, limited
social phobia, GSP, generalized social phobia; Commun, community sample.
Notes: AT&T pooled standard deviation50.65, n5520. Effect sizes can be computed by dividing the difference between two means by
0.65. ANOVAs comparing diagnostic groups are significant at P,0.001 in all five sections of the table. Means with the same superscript do
not differ significantly, P.0.05.

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Mean AT&T scores differed significantly among


the five anxiety disorders in the full patient sample
and the community sample (df55 / 513; F 532.24;
P,0.001), as shown in section A of Table 1. AT&T
scores were higher in all groups of patients with
anxiety disorders, except LSP, than in the community
sample. PDA patients had the highest scores. GAD
and GSP patients had similar scores lying at an
intermediate level. PD and LSP patients had the
lowest scores. AT&T scores among LSP patients
only slightly exceeded those in the community
sample.

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3.4. AT& T scores by comorbid depressive


diagnosis in the full sample

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Mean AT&T scores differed significantly among


patients grouped by comorbid depressive disorder in
the full patient sample and the community sample
(df54 / 514; F 541.68; P,0.001), as shown in
section B of Table 1. AT&T scores were higher in
all three groups of patients with comorbid depressive
disordersand in anxious patients without comorbid
depressive disorderthan in the community sample.
Anxious patients with current or past comorbid
depressive disorders had higher AT&T scores than
anxious patients without comorbid depressive disorders. AT&T scores were similar among patients
with current and past comorbid depressive disorders.

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3.5. AT& T scores among anxiety disorders in


patients with and without comorbid depressive
disorders

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Mean AT&T scores differed significantly among


anxiety disorders in patients with diagnosed comorbid depression and the community sample (df55 /

3.3. AT& T scores among anxiety disorders in the


full sample

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403; F 538.63; P,0.001) (Table 1, section C) and


also among anxiety disorders in patients free of
comorbid depression and the community sample
(df55 / 422; F 510.03; P,0.001) (Table 1, section
D). Two-way ANOVA showed significant main
effects for anxiety disorder (df54 / 191; F 53.42;
P,0.01) and for comorbid depressive disorder (df5
1 / 191; F 519.16; P,0.001), but no interaction
(df54 / 191; F 50.74; P.0.25). However, the power
for detecting interaction was only 0.23. AT&T scores
were higher in depressed than in non-depressed
patients with anxiety disorders. Relative AT&T
levels among anxiety disorders in depressed and
especially non-depressed patients were similar to
those in the full sample. AT&T scores in nondepressed PD and LSP patients were not substantially elevated above the community sample.

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Finally, mean AT&T scores differed significantly


among anxiety disorders in patients free of any
comorbid anxiety or depressive diagnosis and the
community sample (df55 / 390; F 54.66; P,0.001),
as shown in section F of Table 1. PDA patients had
the highest scores. GAD and GSP patients had
similar scores lying at an intermediate level. PD and
LSP patients had the lowest scores, which were
similar to those in the community sample.

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4. Discussion

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The results of this investigation are partly consistent with our hypotheses concerning associations
between a general anxiety-prone cognitive style and
PD, PDA, and GAD. Low AT&T levels and panic
attacks characterized PD, high AT&T levels and
panic attacks characterized PDA, and high AT&T
levels in the absence of panic attacks characterized
GAD. However, AT&T levels were not as high in
GAD as in PDA, contrary to expectation. These
findings held when patients with comorbid depressive and anxiety disorders were excluded.

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3.6. AT& T scores among anxiety disorders in


patients free of comorbid depressive and anxiety
disorders

PDA group (t54.00; P,0.001) and the GAD group


(t52.34; P,0.05) had significantly higher scores
than the PD group, consistent with our a priori
hypotheses. The difference between the PDA and the
GAD groups was not quite significant (t51.96; P,
0.10).

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These results replicate the finding by Ganellan et


al. (1986) that PDA patients had significantly higher
AT&T scores than PD patients. The finding of high
AT&T levels in patients with PDA adds to the large
body of evidence that certain cognitive styles are
more highly associated with PDA than with PD
(Craske et al., 1988; Telch et al., 1989; Barlow et al.,
1994; Fleming and Faulk, 1989; Noyes et al., 1987).
Our results are consistent with the view that panic
patients with a marked general tendency to catastrophize may be more likely to develop
agoraphobia (Clum and Knowles, 1991) in the
context of unexpected panic attacks. The finding of
high AT&T levels in patients with GAD also is
consistent with recent formulations of GAD as a
condition characterized primarily by abnormal cognitive processes (Borkovec and Inz, 1990; Woody and
Rachman, 1994; Freeston et al., 1994; Davey, 1994;
Dugas et al., 1998a,b).

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4.2. General anxiety-prone cognitive style in PD


and social phobia

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We were surprised to find that patients with PD


and LSP had AT&T levels equivalent to levels in the
community sample when patients with comorbid
conditions were excluded. These results suggest that
comorbid conditions, especially depression, account
for cognitive distortions in PD and LSP, i.e., that a
general anxiety-prone cognitive style is not intrinsic
to these disorders. Alternatively, there may be cognitive styles specific to PD and LSP and independent
of the general style measured by the AT&T. This
possibility seems unlikely in view of the existing
evidence cited in the introduction against the specificity of cognitive measures conceptually related to
particular disorders.
PD and LSP may arise primarily from biological
predispositions. Barlow et al. (1994) noted in their
review that catastrophic cognitions are not essential
to conceptualize panic attacks. Goddard and Charney
(1997) proposed autonomic hyper-arousal or instability as the essential (biological) basis for panic
attacks.
Kagan et al. (1988) and Rosenbaum et al. (1994)

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identified an inborn trait of behavioral inhibition to


the unfamiliar as a frequent precursor of social
phobia. Kendler et al. (1992) estimated heritability in
social phobia (not separated into LSP and GSP) at
30%. Moreover, there appear to be several distinct
types of genetic and temperamental vulnerabilities to
social phobia (Hirshfeld-Becker et al., 1999).
These considerations invite a formulation for
social phobia parallel to the one proposed earlier for
panic and agoraphobia; i.e., LSP reflects only a
biological component, whereas GSP reflects both a
biological component and a cognitive component.
Moreover, we suggest that unique biological components rather than different cognitive styles may
distinguish panic disorder with agoraphobia from
generalized social phobia.

4.3. General anxiety-prone cognitive style in


depressive disorders and relationship between
anxiety and depression

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4.1. General anxiety-prone cognitive style in PDA


and GAD

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The findings on comorbid depressive disorders


indicate that the cognitive style measured by the
AT&T is not specific to anxiety disorders, but is also
a prominent feature of depressive disorders. Correlations between the AT&T and the SCL-90 factor
scores (Lipman et al., 1979) for anxiety (n5318;
r50.53) (Uhlenhuth et al., 1999) and depression
(n5318; r50.57) (Uhlenhuth, unpublished data) in
the community sample further support this inference.
It is appealing to try to understand the contrast
between anxiety and depression through anxious
cognitions. However, they more likely represent a
non-specific distress factor called negative affectivity by Watson and Clark (1984).
An interesting sidelight is the similarity of AT&T
levels among patients with current MDD, current
dysthymia, and past MDD. This finding is consistent
with the possibility that a general anxiety-prone
cognitive style at least in part expresses a trait
predisposing to the development of depressive symptoms, rather than a state that resolves with successful
treatment. Although the correlations of the AT&T
with anxiety and depressive symptoms (states) are
substantial, they are not so high as to rule out a trait
component in the AT&T. However, in the majority
of related studies, as reviewed by Segal and Ingram
(1994), individuals who recovered from MDD re-

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Problems with the results reported above include


the fact that the potential effects of sub-syndromal
depression cannot be excluded. The primary studies
from which the data were drawn did not include
sub-syndromal diagnoses. Neither are data from a
dimensional measure of depression available in most
of the primary studies at this time. Therefore, one
cannot confidently assert that the elevated AT&T
levels among PDA, GAD, and GSP patients after
exclusion of patients with diagnosed comorbid depressive disorders are intrinsic to these anxiety
disorders, i.e., that they are not related to comorbid
sub-syndromal depression. In addition, evaluating the
relationship of the AT&T to depression is limited by
the absence of data on AT&T levels in patients with
depressive disorders uncomplicated by comorbid
anxiety.
Throughout this paper, we have implied a pathogenic role for a general anxiety-prone cognitive style
in some but not other anxiety disorders. While our
findings are consistent with those hypotheses, they
demonstrate only associations between high AT&T
scores and PDA, GAD, and GSP. Cross-sectional
studies like the present one inherently are limited to
generating causal hypotheses and perhaps excluding
them. Definitive support for a pathogenic role for
cognitive distortions in anxiety or depression re-

Acknowledgements

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The studies from which the data for these analyses


were drawn were supported in part by Hoffmann-La

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4.4. Limitations of the study and prospects for the


future

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quires measurement of those cognitions before the


onset of the disorder. Unfortunately, research on
cognitive styles up to the present has not produced
studies that satisfy this requirement. The same
reservation holds for many investigations of potential
biological factors in pathogenesis. Follow-up of
high-risk subjects, such as children of parents with
PDA (Biederman et al., 1991), is a feasible means to
obtain the relevant data. It is critical to address these
issues more effectively in future research.
Meanwhile an alternative interpretation of the
association between the AT&T and certain anxiety
disorders cannot be ruled out. These distorted cognitions may be conceptualized as cognitive symptoms
of the anxiety and depressive disorders in which they
are found. Additional data on the response of the
AT&T to effective treatment may help to clarify this
possibility. From the perspective of cognitions as
symptoms, it is also noteworthy that the anxiety
disorders with high AT&T levels are more severe by
definition than the disorders with low AT&T levels.
Comorbidity, which is associated with elevations of
AT&T scores, similarly implies more severe disorder. In addition, AT&T scores in the community
sample correlated at moderate levels with symptom
dimensions of somatization (r50.36), anxiety (r5
0.53), and phobia (r50.44) (Uhlenhuth et al., 1999),
as well as depression (r50.57) (Uhlenhuth, unpublished data) on the SCL-90.
From these data, one could argue that the AT&T
simply measures the severity of anxious and depressive conditions, rather than defining qualitatively
distinct types of disorder. This line of reasoning
opens the larger and controversial issue of typological versus dimensional conceptualization of psychiatric disorder, which is beyond the scope of this paper.
For present purposes we underscore the fact that the
patient groups included in this study conform to
currently accepted criteria for their respective principal diagnoses. Finally, the data presented here,
irrespective of conceptual interpretation, support the
validity of the AT&T.

sembled non-depressed comparison subjects with


respect to depression-related cognitions, suggesting
that such cognitions are not stable traits that might
indicate vulnerability to depression. Some investigators have hypothesized latent cognitive structures in vulnerable persons, which can be activated
under certain conditions to contribute to a depressive
episode (Segal and Ingram, 1994). If so, the cognitive abnormalities measured by the AT&T may be a
marker of such a trait-like vulnerability to depression. A recent monograph devoted to generalized
anxiety (Akiskal et al., 1998) and a paper more
specifically dealing with the cognitive traits of
generalized anxiety from an emotional perspective
(Akiskal, 1998) dealt in greater detail with the
relationship between such a putative trait and depression.

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