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REMEDIAL

LAW
JURISPRUDENTIAL
DOCTRINES
Recoletos Review Center
2013

Table of Contents
GENERAL PRINCIPLES ............................................................................................................................................................ 4
Principle of judicial hierarchy ......................................................................................................................................... 4
Principle of hierarchy of courts may be set aside for special and important reasons ............................ 4
Doctrine of non-interference or doctrine of judicial stability ........................................................................... 4
JURISDICTION ............................................................................................................................................................................. 5
Doctrine of primary jurisdiction and exhaustion of administrative remedies, exceptions .................. 5
Omnibus motion rule .......................................................................................................................................................... 5
Res Judicata, Substantial identity requirement ....................................................................................................... 5
Amicable Settlement reached in barangay conciliation has force and effect of res judicata ............... 6
Repudiation of amicable settlement by one party, remedies of the other party ...................................... 6
CIVIL PROCEDURE .................................................................................................................................................................... 7
Personal action distinguished from real action ....................................................................................................... 7
Cause of Action ....................................................................................................................................................................... 7
Essential elements of a cause of action ....................................................................................................................... 7
Ultimate facts, meaning ...................................................................................................................................................... 7
Elementary test for failure to state cause of action ............................................................................................... 7
Splitting a single cause of action .................................................................................................................................... 8
Litis Pendentia as a ground for dismissal, requisites ............................................................................................ 8
Joinder of actions .................................................................................................................................................................. 8
Misjoinder of causes of action ......................................................................................................................................... 9
Indispensable Parties .......................................................................................................................................................... 9
Failure to implead an indispensable party ................................................................................................................ 9
Class Suit, necessary elements ........................................................................................................................................ 9
Defective verification/certification against forum-shopping, when given due course ....................... 10
Judgments by default ....................................................................................................................................................... 10
Failure to prosecute .......................................................................................................................................................... 10
Service of pleadings, recognized modes .................................................................................................................. 11
Mandatory nature of rules on modes of service of pleadings ........................................................................ 11
Personal service of summons, first option .............................................................................................................. 11
Substituted service of summons, requisites .......................................................................................................... 11
Three-day notice rule ....................................................................................................................................................... 12
Pre-trial, appearance of parties ................................................................................................................................... 12
Pre-trial, failure to file the pre-trial brief ................................................................................................................ 12
Pre-trial, justification for a court to suspend strict adherence to procedural rules ............................. 12
Intervention ......................................................................................................................................................................... 13
Intervention not a matter of right .............................................................................................................................. 13
Modes of discovery, natue and purpose of production and examination of documents .................... 13
Demurrer to evidence ...................................................................................................................................................... 13
Judgment on the pleadings ............................................................................................................................................ 14
Page 1 of 26

Summary judgments ........................................................................................................................................................ 14


Fresh period rule ............................................................................................................................................................... 14
Annulment of judgments ................................................................................................................................................ 14
Extrinsic fraud ..................................................................................................................................................................... 15
Discretionary execution of judgment ........................................................................................................................ 15
Proceedings where property is claimed by third persons ............................................................................... 15
Preliminary injunction, hearing and prior notice requirement .................................................................... 15
Preliminary injunction, the strong arm of equity ................................................................................................ 16
Preliminary injunction, duty of the court taking cognizance of petition ................................................... 16
Declaratory relief, requisites ........................................................................................................................................ 16
Certiorari ............................................................................................................................................................................... 16
Expropriation, measure of just compensation ...................................................................................................... 17
Expropriation, excavated soil has no separate value from expropriated property .............................. 17
Forcible entry and unlawful detainer, summary nature .................................................................................. 17
Distinctions among actions for recovery of possession of real property .................................................. 17
Accion interdictal ............................................................................................................................................................... 18
Sufficient allegations in ejectment cases ................................................................................................................. 18
Remedies from a judgment in direct and indirect contempt proceedings ............................................... 18
SPECIAL PROCEEDINGS ....................................................................................................................................................... 19
Escheat ................................................................................................................................................................................... 19
Guardianship ....................................................................................................................................................................... 19
Writ of amparo .................................................................................................................................................................... 20
Elements of enforced disappearances ...................................................................................................................... 20
Substantial evidence in writ of amparo ................................................................................................................... 20
Government acquiescence in enforced disappearance required to be established in amparo
petition ................................................................................................................................................................................... 21
Writ of habeas data ........................................................................................................................................................... 21
CRIMINAL PROCEDURE ....................................................................................................................................................... 21
Miranda warnings must be given to traffic violators ......................................................................................... 21
Roadside questioning ....................................................................................................................................................... 22
Voluntary consent to search ......................................................................................................................................... 22
Purpose of arraignment .................................................................................................................................................. 22
Elements of double jeopardy ........................................................................................................................................ 22
Right against double jeopardy proscribes appeals of judgments of acquittal through ordinary
appeal and appeal by certiorari ................................................................................................................................... 23
When right against double jeopardy cannot be invoked .................................................................................. 23
Mistrial ................................................................................................................................................................................... 23
EVIDENCE .................................................................................................................................................................................. 24
Judicial notice of foreign laws and judgments ...................................................................................................... 24
Chain of custody rule ........................................................................................................................................................ 24
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Links to be proven to establish chain of custody ................................................................................................. 24


Function of chain of custody ......................................................................................................................................... 25
Dying declaration ............................................................................................................................................................... 25
Entries in official records ............................................................................................................................................... 25
PROCEDURE FOR ENVIRONMENTAL CASES .............................................................................................................. 25
Writ of continuing mandamus ..................................................................................................................................... 25
Prior consultations and approval ............................................................................................................................... 26

Page 3 of 26

GENERAL PRINCIPLES

Principle of judicial hierarchy



We explained the principle of hierarchy of courts in Mendoza v. Villas, 644 SCRA 347 (2011),
stating: In Chamber of Real Estate and Builders Associations, Inc. (CREBA) v. Secretary of Agrarian
Reform, a petition for certiorari filed under Rule 65 was dismissed for having been filed directly
with the Court, violating the principle of hierarchy of courts, to wit: Primarily, although this Court,
the Court of Appeals and the Regional Trial Courts have concurrent jurisdiction to issue writs of
certiorari, prohibition, mandamus, quo warranto, habeas corpus and injunction, such concurrence
does not give the petitioner unrestricted freedom of choice of court forum. In Heirs of Bertuldo
Hinog v. Melicor, citing People v. Cuaresma, this Court made the following pronouncements: This
Courts original jurisdiction to issue writs of certiorari is not exclusive. It is shared by this Court
with Regional Trial Courts and with the Court of Appeals. This concurrence of jurisdiction is not,
however, to be taken as according to parties seeking any of the writs an absolute, unrestrained
freedom of choice of the court to which application therefor will be directed. There is after all a
hierarchy of courts. That hierarchy is determinative of the venue of appeals, and also serves as a
general determinant of the appropriate forum for petitions for the extraordinary writs. A becoming
regard for that judicial hierarchy most certainly indicates that petitions for the issuance of
extraordinary writs against first level (inferior) courts should be filed with the Regional Trial
Court, and those against the latter, with the Court of Appeals. A direct invocation of the Supreme
Courts original jurisdiction to issue these writs should be allowed only when there are special and
important reasons therefor, clearly and specifically set out in the petition. This is [an] established
policy. It is a policy necessary to prevent inordinate demands upon the Courts time and attention
which are better devoted to those matters within its exclusive jurisdiction, and to prevent further
over-crowding of the Courts docket. [United Claimants Association of NEA (UNICAN)vs. National
Electrification Administration (NEA), 664 SCRA 483(2012)]

Principle of hierarchy of courts may be set aside for special and important
reasons

However, as an exception to this general rule, the principle of hierarchy of courts may be set aside
for special and important reasons. Such reason exists in the instant case involving as it does the
employment of the entire plantilla of NEA, more than 700 employees all told, who were effectively
dismissed from employment in one swift stroke. This to the mind of the Court entails its attention.
[United Claimants Association of NEA (UNICAN)vs. National Electrification Administration
(NEA), 664 SCRA 483(2012)]

Doctrine of non-interference or doctrine of judicial stability



Cojuangco v. Villegas, 184 SCRA 374 (1990),states: The various branches of the [regional trial
courts] of a province or city, having as they have the same or equal authority and exercising as they
do concurrent and coordinate jurisdiction, should not, cannot and are not permitted to interfere
with their respective cases, much less with their orders or judgments. A contrary rule would
obviously lead to confusion and seriously hamper the administration of justice. The matter is
further explained thus: It has been held that even in cases of concurrent jurisdiction, it is, also,
axiomatic that the court first acquiring jurisdiction excludes the other courts. In addition, it is a
Page 4 of 26

familiar principle that when a court of competent jurisdiction acquires jurisdiction over the subject
matter of a case, its authority continues, subject only to the appellate authority, until the matter is
finally and completely disposed of, and that no court of co-ordinate authority is at liberty to
interfere with its action. This doctrine is applicable to civil cases, to criminal prosecutions, and to
courts-martial. The principle is essential to the proper and orderly administration of the laws; and
while its observance might be required on the grounds of judicial comity and courtesy, it does not
rest upon such considerations exclusively, but is enforced to prevent unseemly, expensive, and
dangerous conflicts of jurisdiction and of the process. [Pacific Ace Finance Ltd. (PAFIN) vs.
Yanagisawa, 669 SCRA 270(2012)]

JURISDICTION

Doctrine of primary jurisdiction and exhaustion of administrative remedies,


exceptions

True, the doctrines of primary jurisdiction and exhaustion of administrative remedies are subject to
certain exceptions, to wit: (a) where there is estoppel on the part of the party invoking the doctrine;
(b) where the challenged administrative act is patently illegal, amounting to lack of jurisdiction; (c)
where there is unreasonable delay or official inaction that will irretrievably prejudice the
complainant; (d) where the amount involved is relatively so small as to make the rule impractical
and oppressive; (e) where the question involved is purely legal and will ultimately have to be
decided by the courts of justice; (f) where judicial intervention is urgent; (g) where the application
of the doctrine may cause great and irreparable damage; (h) where the controverted acts violate
due process; (i) where the issue of non-exhaustion of administrative remedies has been rendered
moot; (j) where there is no other plain, speedy and adequate remedy; (k) where strong public
interest is involved; and (l) in quo warranto proceedings. [Samar II Electric Cooperative. Inc.
(SAMELCO II) vs. Seludo, Jr., 671 SCRA 78(2012)]

Omnibus motion rule



Defenses and objections not pleaded either in a motion to dismiss or in the answer are deemed
waived. However, when it appears from the pleadings or the evidence on record that the court has
no jurisdiction over the subject matter, that there is another action pending between the same
parties for the same cause, or that the action is barred by a prior judgment or by statute of
limitations, the court shall dismiss the claim. (Emphasis supplied) Under this provision of law, the
Court may motu proprio dismiss a case when any of the four (4) grounds referred to therein is
present. These are: (a) lack of jurisdiction over the subject matter; (b) litis pendentia; (c) res
judicata; and (d) prescription of action. [P.L. Uy Realty Corporation vs. ALS Management and
Development Corporation, 684 SCRA 453(2012)]

Res Judicata, Substantial identity requirement


Page 5 of 26

Absolute identity of parties is not required for res judicata to apply; substantial identity is
sufficient. The Court articulated this principle was raised in Cruz v. Court of Appeals, 482 SCRA 379
(2006), in this wise: The principle of res judicata may not be evaded by the mere expedient of
including an additional party to the first and second action. Only substantial identity is necessary to
warrant the application of res judicata. The addition or elimination of some parties does not alter
the situation. There is substantial identity of parties when there is a community of interest between
a party in the first case and a party in the second case albeit the latter was not impleaded in the first
case. x x x x x x x Such identity of interest is sufficient to make them privy-in-law, thereby satisfying
the requisite of substantial identity of parties. Plainly, the two (2) cases involve the very same
parties, the same property and the same cause of action arising from the violation of the terms of
one and the same deed of absolute sale with mortgage. In fact, PLU prayed substantially the same
relief in both complaints. There is no reason not to apply this principle to the instant controversy.
[P.L. Uy Realty Corporation vs. ALS Management and Development Corporation, 684 SCRA
453(2012)]

Amicable Settlement reached in barangay conciliation has force and effect of


res judicata

It is true that an amicable settlement reached at the barangay conciliation proceedings, like the
Kasunduang Pag-aayos in this case, is binding between the contracting parties and, upon its
perfection, is immediately executory insofar as it is not contrary to law, good morals, good customs,
public order and public policy. This is in accord with the broad precept of Article 2037 of the Civil
Code, viz.: A compromise has upon the parties the effect and authority of res judicata; but there
shall be no execution except in compliance with a judicial compromise. Being a by-product of
mutual concessions and good faith of the parties, an amicable settlement has the force and effect of
res judicata even if not judicially approved. It transcends being a mere contract binding only upon
the parties thereto, and is akin to a judgment that is subject to execution in accordance with the
Rules. Thus, under Section 417 of the Local Government Code, such amicable settlement or
arbitration award may be enforced by execution by the Barangay Lupon within six (6) months from
the date of settlement, or by filing an action to enforce such settlement in the appropriate city or
municipal court, if beyond the six-month period. [Miguel vs. Montanez, 664 SCRA 345(2012)]


Repudiation of amicable settlement by one party, remedies of the other party

It must be emphasized, however, that enforcement by execution of the amicable settlement, either
under the first or the second remedy, is only applicable if the contracting parties have not
repudiated such settlement within ten (10) days from the date thereof in accordance with Section
416 of the Local Government Code. If the amicable settlement is repudiated by one party, either
expressly or impliedly, the other party has two options, namely, to enforce the compromise in
accordance with the Local Government Code or Rules of Court as the case may be, or to consider it
rescinded and insist upon his original demand. This is in accord with Article 2041 of the Civil Code,
which qualifies the broad application of Article 2037, viz.: If one of the parties fails or refuses to
abide by the compromise, the other party may either enforce the compromise or regard it as
rescinded and insist upon his original demand. [Miguel vs. Montanez, 664 SCRA 345(2012)]

Page 6 of 26

CIVIL PROCEDURE

Personal action distinguished from real action



Personal action is one that is founded on privity of contracts between the parties; and in which the
plaintiff usually seeks the recovery of personal property, the enforcement of a contract, or recovery
of damages. Real action, on the other hand, is one anchored on the privity of real estate, where the
plaintiff seeks the recovery of ownership or possession of real property or interest in it. [Antonino
vs. Register of Deeds of Makati City, 674 SCRA 227(2012)]

Cause of Action

Section 2, Rule 2 of the Rules of Court defines cause of action as the acts or omission by which a
party violates a right of another. A cause of action is a formal statement of the operative facts that
give rise to a remedial right. The question of whether the complaint states a cause of action is
determined by its averments regarding the acts committed by the defendant. Thus, it must contain
a concise statement of the ultimate or essential facts constituting the plaintiffs cause of action.
Failure to make a sufficient allegation of a cause of action in the complaint warrants its dismissal.
[Belle Corporation vs. De Leon-Banks, 681 SCRA 351(2012)]

Essential elements of a cause of action



The essential elements of a cause of action are (1) a right in favor of the plaintiff by whatever means
and under whatever law it arises or is created; (2) an obligation on the part of the named defendant
to respect or not to violate such right; and (3) an act or omission on the part of such defendant in
violation of the right of the plaintiff or constituting a breach of the obligation of the defendant to the
plaintiff for which the latter may maintain an action for recovery of damages or other appropriate
relief. [Belle Corporation vs. De Leon-Banks, 681 SCRA 351(2012)]

Ultimate facts, meaning



Ultimate facts mean the important and substantial facts which either directly form the basis of the
plaintiffs primary right and duty or directly make up the wrongful acts or omissions of the
defendant. They refer to the principal, determinative, constitutive facts upon the existence of which
the cause of action rests. [Belle Corporation vs. De Leon-Banks, 681 SCRA 351(2012)]

Elementary test for failure to state cause of action



In resolving a motion to dismiss based on the failure to state a cause of action, only the facts alleged
in the complaint must be considered. The test is whether the court can render a valid judgment on
the complaint based on the facts alleged and the prayer asked for. Indeed, the elementary test for
failure to state a cause of action is whether the complaint alleges facts which if true would justify
Page 7 of 26

the relief demanded. Only ultimate facts and not legal conclusions or evidentiary facts, which
should not be alleged in the complaint in the first place, are considered for purposes of applying the
test. [D.M. Ferrer & Associates Corporation vs. University of Santo Tomas, 664 SCRA 784(2012)]

Splitting a single cause of action



Section 2, Rule 2 of the Rules of Court defines a cause of action as the act or omission by which a
party violates a right of another. Section 3 of Rule 2 provides that [a] party may not institute more
than one suit for a single cause of action. Anent the act of splitting a single cause of action, Section
4 of Rule 2 explicitly states that [i]f two or more suits are instituted on the basis of the same cause
of action, the filing of one or a judgment upon the merits in any one is available as a ground for the
dismissal of the others.
In Asia United Bank v. Goodland Company, Inc., 645 SCRA 205 (2011), the Court held that [t]he
well-entrenched rule is that a party cannot, by varying the form of action, or adopting a different
method of presenting his case, escape the operation of the principle that one and the same cause of
action shall not be twice litigated. [Philippine National Bank vs. Gateway Property Holdings,
Inc., 666 SCRA 251(2012)]

Litis Pendentia as a ground for dismissal, requisites



As a ground for a motion to dismiss a complaint or any other pleading asserting a claim, litis
pendentia is provided for under Section 1(e), Rule 16 of the Rules of Court, which reads: Section 1.
Grounds.Within the time for but before filing the answer to the complaint or pleading asserting a
claim, a motion to dismiss may be made on any of the following grounds: x x x x (e) That there is
another action pending between the same parties for the same cause. As we held in Dotmatrix
Trading v. Legaspi, 604 SCRA 431 (2009), [l]itis pendentia is a Latin term, which literally means a
pending suit and is variously referred to in some decisions as lis pendens and auter action pendant.
As a ground for the dismissal of a civil action, it refers to the situation where two actions are
pending between the same parties for the same cause of action, so that one of them becomes
unnecessary and vexatious. We further emphasized in Guevara v. BPI Securities Corporation, 498
SCRA 613 (2006), that [t]here is litis pendentia or another action pendente lite if the following
requisites are present: (a) identity of parties, or at least such parties as represent the same interests
in both actions; (b) identity of rights asserted and relief prayed for, the relief being founded on the
same facts; and (c) the identity of the two preceding particulars is such that any judgment rendered
in the other action, will, regardless of which party is successful, amount to res judicata in the action
under consideration. [Philippine National Bank vs. Gateway Property Holdings, Inc., 666 SCRA
251(2012)]

Joinder of actions

By a joinder of actions, or more properly, a joinder of causes of action is meant the uniting of two or
more demands or rights of action in one action, the statement of more than one cause of action in a
declaration. It is the union of two or more civil causes of action, each of which could be made the
basis of a separate suit, in the same complaint, declaration or petition. A plaintiff may under certain
circumstances join several distinct demands, controversies or rights of action in one declaration,
complaint or petition. [Ada vs. Baylon, 678 SCRA 293(2012)]
Page 8 of 26

Misjoinder of causes of action



Misjoinder of causes of action is not a ground for dismissal. Indeed, the courts have the power,
acting upon the motion of a party to the case or sua sponte, to order the severance of the misjoined
cause of action to be proceeded with separately. However, if there is no objection to the improper
joinder or the court did not motu proprio direct a severance, then there exists no bar in the
simultaneous adjudication of all the erroneously joined causes of action. [Ada vs. Baylon, 678 SCRA
293(2012)]

Indispensable Parties

The nature of the solidary obligation under the surety does not make one an indispensable party.
An indispensable party is a party-in-interest without whom no final determination can be had of an
action, and who shall be joined mandatorily either as plaintiffs or defendants. The presence of
indispensable parties is necessary to vest the court with jurisdiction, thus, without their presence to
a suit or proceeding, the judgment of a court cannot attain real finality. The absence of an
indispensable party renders all subsequent actions of the court null and void for want of authority
to act, not only as to the absent parties but even as to those present. [Living @ Sense, Inc. vs.
Malayan Insurance Company, Inc., 682 SCRA 59(2012)]


Failure to implead an indispensable party

Failure to implead an indispensable party is not a ground for the dismissal of an action, as the
remedy in such case is to implead the party claimed to be indispensable, considering that parties
may be added by order of the court, on motion of the party or on its own initiative at any stage of
the action. [Living @ Sense, Inc. vs. Malayan Insurance Company, Inc., 682 SCRA 59(2012)]

Class Suit, necessary elements



The necessary elements for the maintenance of a class suit are: 1) the subject matter of controversy
is one of common or general interest to many persons; 2) the parties affected are so numerous that
it is impracticable to bring them all to court; and 3) the parties bringing the class suit are
sufficiently numerous or representative of the class and can fully protect the interests of all
concerned. In this case, the suit is clearly one that benefits all commuters and motorists who use La
Paz Road. As succinctly stated by the CA: The subject matter of the instant case, i.e., the closure and
excavation of the La Paz Road, is initially shown to be of common or general interest to many
persons. The records reveal that numerous individuals have filed manifestations with the lower
court, conveying their intention to join private respondents in the suit and claiming that they are
similarly situated with private respondents for they were also prejudiced by the acts of petitioners
in closing and excavating the La Paz Road. Moreover, the individuals sought to be represented by
private respondents in the suit are so numerous that it is impracticable to join them all as parties
and be named individually as plaintiffs in the complaint. These individuals claim to be residents of
various barangays in Bian, Laguna and other barangays in San Pedro, Laguna. [Juana Complex I
Homeowners Association, Inc. vs. Fil-Estate Land, Inc., 667 SCRA 440(2012)]
Page 9 of 26

Defective verification/certification against forum-shopping, when given due


course

On the issue of the Verification/Certification, the court has the power to give due course to the
complaint even with the supposed defect, if special circumstances warrant. Even assuming
arguendo, that the form used to show Mr. Kurebayashis authority to execute the Verification and
Certification Against Forum Shopping is defective, petitioner should bear in mind that this Court
may relax the application of procedural rules for the greater interest of substantial justice. This case
is one of those that deserves a more lenient application of procedural rules, considering that it
affects one of the most important public utilities of our country.
In Agan, Jr. v. Philippine International Air Terminals Co., Inc., this Court has already stated that
these cases involving the construction and operation of the countrys premier international airport,
has attained transcendental importance. Therefore, the Court sees it fit to relax the rules in this
case to arrive at a full settlement of the parties claims and avoid further delay in the administration
of justice. [Philippine International Air Terminals Co., Inc. vs. Takenaka Corporation, 675 SCRA
674(2012)]

Judgments by default

On countless occasions, the Court ruled that, generally, judgments by default are looked upon with
disfavor and are frowned upon as contrary to public policy. An example here would be the case of
Regalado P. Samartino v. Leonor B. Raon, 383 SCRA 664 (2002), where the Court stated: The trial
court should not have been too rash in declaring petitioner in default, considering it had actual
notice of valid reasons that prevented him from answering. Well-settled is the rule that courts
should be liberal in setting aside orders of default for default judgments are frowned upon, unless
in cases where it clearly appears that the reopening of the case is intended for delay. The issuance
of orders of default should be the exception rather than the rule, to be allowed only in clear cases of
obstinate refusal by the defendant to comply with the orders of the trial court. Suits should as much
as possible be decided on the merits and not on technicalities. [Aberca vs. Ver, 668 SCRA
173(2012)]


Failure to prosecute

Under Section 3, Rule 17 of the 1997 Rules of Civil Procedure, as amended, the failure on the part of
the plaintiff, without any justifiable cause, to comply with any order of the court or the Rules, or to
prosecute his action for an unreasonable length of time, may result in the dismissal of the complaint
either motu proprio or on motion by the defendant. The failure of a plaintiff to prosecute the action
without any justifiable cause within a reasonable period of time will give rise to the presumption
that he is no longer interested to obtain from the court the relief prayed for in his complaint; hence,
the court is authorized to order the dismissal of the complaint on its own motion or on motion of
the defendants. The presumption is not, by any means, conclusive because the plaintiff, on a motion
for reconsideration of the order of dismissal, may allege and establish a justifiable cause for such
failure. The burden to show that there are compelling reasons that would make a dismissal of the
case unjustified is on the petitioners. [Eloisa Merchandising, Inc. vs. Banco de Oro Universal
Bank, 672 SCRA 533(2012)]
Page 10 of 26

Service of pleadings, recognized modes



To stress, the only modes of service of pleadings, motions, notices, orders, judgments and other
papers allowed by the rules are personal service, service by mail and substituted service if either
personal service or service by mail cannot be made, as stated in Sections 6, 7 and 8 of Rule 13 of the
Rules of Court. Nowhere under this rule is service of notice to file answer by publication is
mentioned, much less recognized. Furthermore, the Court would like to point out that service by
publication only applies to service of summons stated under Rule 14 of the Rules of Court where
the methods of service of summons in civil cases are: (1) personal service; (2) substituted service;
and (3) service by publication. Similarly, service by publication can apply to judgments, final orders
and resolutions as provided under Section 9, Rule 13 of the Rules of Court, as follows: SEC. 9.
Service of judgments, final orders or resolutions.Judgments, final orders or resolutions shall be
served either personally or by registered mail. When a party summoned by publication has failed to
appear in the action, judgments, final orders or resolutions against him shall be served upon him
also by publication at the expense of the prevailing party. [Aberca vs. Ver, 668 SCRA 173(2012)]

Mandatory nature of rules on modes of service of pleadings



The basic rules on modes of service of pleadings, motions, notices, orders, judgments, and other
papers are mandatory in nature and, therefore, must be strictly observed. The Court is not unaware
of the inherent power of courts to control its proceedings. Nonetheless, the exercise of such
inherent power must not violate basic court procedures. More importantly, it must not disregard
ones basic constitutional right to procedural due process. [Aberca vs. Ver, 668 SCRA 173(2012)]

Personal service of summons, first option



Where the action is in personam and the defendant is in the Philippines, service of summons may
be made through personal service, that is, summons shall be served by handing to the defendant in
person a copy thereof, or if he refuses to receive and sign for it, by tendering it to him. If the
defendant cannot be personally served with summons within a reasonable time, it is then that
substituted service may be made. Personal service of summons should and always be the first
option, and it is only when the said summons cannot be served within a reasonable time can the
process server resort to substituted service. [Planters Development Bank vs. Chandumal, 680
SCRA 269(2012)]

Substituted service of summons, requisites



In Manotoc v. Court of Appeals, 499 SCRA 21 (2006), the Court detailed the requisites for a valid
substituted service of summons, summed up as follows: (1) impossibility of prompt personal
servicethe party relying on substituted service or the sheriff must show that the defendant
cannot be served promptly or there is impossibility of prompt service; (2) specific details in the
returnthe sheriff must describe in the Return of Summons the facts and circumstances
surrounding the attempted personal service; (3) a person of suitable age and discretionthe
sheriff must determine if the person found in the alleged dwelling or residence of defendant is of
Page 11 of 26

legal age, what the recipients relationship with the defendant is, and whether said person
comprehends the significance of the receipt of the summons and his duty to immediately deliver it
to the defendant or at least notify the defendant of said receipt of summons, which matters must be
clearly and specifically described in the Return of Summons; and (4) a competent person in charge,
who must have sufficient knowledge to understand the obligation of the defendant in the summons,
its importance, and the prejudicial effects arising from inaction on the summons. [Planters
Development Bank vs. Chandumal, 680 SCRA 269(2012)]


Three-day notice rule

The law is clear that it intends for the other party to receive a copy of the written motion at least
three days before the date set for its hearing. The purpose of the three (3)-day notice requirement,
which was established not for the benefit of the movant but rather for the adverse party, is to avoid
surprises upon the latter and to grant it sufficient time to study the motion and to enable it to meet
the arguments interposed therein. In Preysler, Jr. v. Manila Southcoast Development Corporation,
621 SCRA 636 (2010), the Court restated the ruling that the date of the hearing should be at least
three days after receipt of the notice of hearing by the other parties. It is not, however, a hard and
fast rule. Where a party has been given the opportunity to be heard, the time to study the motion
and oppose it, there is compliance with the rule. [United Pulp and Paper Co., Inc. vs. Acropolis
Central Guaranty Corporation, 664 SCRA 65(2012)]

Pre-trial, appearance of parties



Section 4, Rule 18 of the Rules of Court provides that it is the duty of the parties and their counsel to
appear at the pre-trial. The effect of their failure to do so is provided in Section 5 of Rule 18,
particularly: Sec. 5. Effect of failure to appear.The failure of the plaintiff to appear when so
required pursuant to the next preceding section shall be cause for dismissal of the action. The
dismissal shall be with prejudice, unless otherwise ordered by the court. A similar failure on the
part of the defendant shall be cause to allow the plaintiff to present his evidence ex parte and the
court to render judgment on the basis thereof. [Suico Industrial Corp. vs. Lagura-Yap, 680 SCRA
145(2012)]


Pre-trial, failure to file the pre-trial brief

Under Section 6, Rule 18, the failure to file a pre-trial brief when required by law produces the same
effect as failure to attend the pre-trial, to wit: Sec. 6. Pre-trial brief.The parties shall file with the
court and serve on the adverse party, in such manner as shall ensure their receipt thereof at least
three (3) days before the date of the pre-trial, their respective pre-trial briefs which shall contain,
among others: x x x x Failure to file the pre-trial brief shall have the same effect as failure to appear
at the pre-trial. [Suico Industrial Corp. vs. Lagura-Yap, 680 SCRA 145(2012)]

Pre-trial, justification for a court to suspend strict adherence to procedural


rules

Page 12 of 26

Instructive on this point are the guidelines we applied in Bank of the Philippine Islands v. Dando,
598 SCRA 378 (2009), wherein we cited the reasons that may provide a justification for a court to
suspend a strict adherence to procedural rules, namely: (a) matters of life, liberty, honor or
property; (b) the existence of special or compelling circumstances; (c) the merits of the case; (d) a
cause not entirely attributable to the fault or negligence of the party favored by the suspension of
the rules; (e) a lack of any showing that the review sought is merely frivolous and dilatory; and (f)
the fact that the other party will not be unjustly prejudiced thereby. [Suico Industrial Corp. vs.
Lagura-Yap, 680 SCRA 145(2012)]

Intervention

Jurisprudence describes intervention as a remedy by which a third party, not originally impleaded
in the proceedings, becomes a litigant therein to enable him, her or it to protect or preserve a right
or interest which may be affected by such proceedings. The right to intervene is not an absolute
right; it may only be permitted by the court when the movant establishes facts which satisfy the
requirements of the law authorizing it. [The Board of Regents of the Mindanao State University
vs. Osop, 666 SCRA 467(2012)]

Intervention not a matter of right



It can be readily seen that intervention is not a matter of right, but is left to the trial courts sound
discretion. The trial court must not only determine if the requisite legal interest is present, but also
take into consideration the delay and the consequent prejudice to the original parties that the
intervention will cause. Both requirements must concur, as the first requirement on legal interest is
not more important than the second requirement that no delay and prejudice should result. To help
ensure that delay does not result from the granting of a motion to intervene, the Rules also
explicitly say that intervention may be allowed only before rendition of judgment by the trial court.
[Ongco vs. Dalisay, 677 SCRA 232(2012)]

Modes of discovery, natue and purpose of production and examination of


documents

The purpose of the production and examination of documents is to elicit information or secure
evidence from persons suspected of having possession of, or knowledge of properties suspected of
belonging to the estate of the deceased. The procedure is inquisitorial in nature, designed as an
economical and efficient mode of discovering properties of the estate. [Ty vs. Banco Filipino
Savings and Mortgage Bank, 675 SCRA 352(2012)]

Demurrer to evidence

A demurrer to evidence is defined as an objection by one of the parties in an action, to the effect
that the evidence which his adversary produced is insufficient in point of law, whether true or not,
to make out a case or sustain the issue. We have also held that a demurrer to evidence authorizes
a judgment on the merits of the case without the defendant having to submit evidence on his part,
as he would ordinarily have to do, if plaintiffs evidence shows that he is not entitled to the relief
sought. [Oropesa vs. Oropesa, 671 SCRA 174(2012)]
Page 13 of 26

Judgment on the pleadings



Where a motion for judgment on the pleadings is filed, the essential question is whether there are
issues generated by the pleadings. In a proper case for judgment on the pleadings, there is no
ostensible issue at all because of the failure of the defending partys answer to raise an issue. The
answer would fail to tender an issue, of course, if it does not deny the material allegations in the
complaint or admits said material allegations of the adverse partys pleadings by confessing the
truthfulness thereof and/or omitting to deal with them at all. If an answer does in fact specifically
deny the material averments of the complaint and/or asserts affirmative defenses (allegations of
new matter which, while admitting the material allegations of the complaint expressly or impliedly,
would nevertheless prevent or bar recovery by the plaintiff), a judgment on the pleadings would
naturally be improper. [First Leverage and Services Group, Inc. vs. Solid Builders, Inc., 675 SCRA
407(2012)]

Summary judgments

In the case of a summary judgment, issues apparently exist i.e., facts are asserted in the complaint
regarding which there is as yet no admission, disavowal or qualification; or specific denials or
affirmative defenses are in truth set out in the answerbut the issues thus arising from the
pleadings are sham, fictitious or not genuine, as shown by affidavits, depositions, or admissions.
[First Leverage and Services Group, Inc. vs. Solid Builders, Inc., 675 SCRA 407(2012)]

Fresh period rule



In Neypes v. Court of Appeals, 469 SCRA 633 (2005), decided by this Court on September 14, 2005,
we ruled that to standardize the appeal periods provided in the Rules of Court and to afford
litigants a fair opportunity to appeal their cases, the Court deems it practical to allow a fresh period
of fifteen (15) days within which to file the notice of appeal in the RTC, counted from receipt of the
order dismissing a motion for new trial or motion for reconsideration. Said fresh period rule also
aims to regiment or make the appeal period uniform. It eradicates the confusion as to when the
fifteen (15)-day appeal period should be countedfrom receipt of notice of judgment or from
receipt of notice of final order appealed from. [Suico Industrial Corp. vs. Lagura-Yap, 680 SCRA
145(2012)]

Annulment of judgments

The remedy of annulment of judgment is only available under certain exceptional circumstances as
this is adverse to the concept of immutability of final judgments: Annulment of judgment is a
recourse equitable in character, allowed only in exceptional cases as where there is no available or
other adequate remedy. Rule 47 of the 1997 Rules of Civil Procedure, as amended, governs actions
for annulment of judgments or final orders and resolutions, and Section 2 thereof explicitly
provides only two grounds for annulment of judgment, i.e., extrinsic fraud and lack of jurisdiction.
The underlying reason is traceable to the notion that annulling final judgments goes against the
grain of finality of judgment. Litigation must end and terminate sometime and somewhere, and it is
Page 14 of 26

essential to an effective administration of justice that once a judgment has become final, the issue or
cause involved therein should be laid to rest. The basic rule of finality of judgment is grounded on
the fundamental principle of public policy and sound practice that at the risk of occasional error,
the judgment of courts and the award of quasi-judicial agencies must become final at some definite
date fixed by law. [Antonino vs. Register of Deeds of Makati City, 674 SCRA 227(2012)]

Extrinsic fraud

Only void judgments, by reason of extrinsic fraud or the courts lack of jurisdiction, are
susceptible to being annulled. The law sanctions the annulment of certain judgments which, though
final, are ultimately void. Annulment of judgment is an equitable principle not because it allows a
party-litigant another opportunity to reopen a judgment that has long lapsed into finality but
because it enables him to be discharged from the burden of being bound to a judgment that is an
absolute nullity to begin with. [Antonino vs. Register of Deeds of Makati City, 674 SCRA
227(2012)]

Discretionary execution of judgment



There is no reason to dispute the COMELECs authority to order discretionary execution of
judgment in view of the fact that the suppletory application of the Rules of Court is expressly
sanctioned by Section 1, Rule 41 of the COMELEC Rules of Procedure. Under Section 2, Rule 39 of
the Rules of Court, execution pending appeal may be issued by an appellate court after the trial
court has lost jurisdiction. In Batul v. Bayron, 424 SCRA 26 (2004), we stressed the import of the
provision vis--vis election cases when we held that judgments in election cases which may be
executed pending appeal includes those decided by trial courts and those rendered by the
COMELEC whether in the exercise of its original or appellate jurisdiction. [Sobejana-Condon vs.
Commission on Elections, 678 SCRA 267(2012)]

Proceedings where property is claimed by third persons



It is a basic principle of law that money judgments are enforceable only against property
incontrovertibly belonging to the judgment debtor, and if property belonging to any third person is
mistakenly levied upon to answer for another mans indebtedness, such person has all the right to
challenge the levy through any of the remedies provided for under the Rules of Court. Section 16,
Rule 39 thereof specifically provides that a third person may avail himself of the remedies of either
terceria, to determine whether the sheriff has rightly or wrongly taken hold of the property not
belonging to the judgment debtor or obligor, or an independent separate action to vindicate their
claim of ownership and/or possession over the foreclosed property. However, a person other than
the judgment debtor who claims ownership or right over the levied properties is not precluded
from taking other legal remedies to prosecute his claim [Gagoomal vs. Villacorta, 663 SCRA
444(2012)]

Preliminary injunction, hearing and prior notice requirement


Page 15 of 26

Writs of preliminary injunction shall only be issued with hearing and prior notice to the party or
person sought to be enjoined. Should great or irreparable injury result to the applicant based on
affidavits or the verified application before the matter can be heard with prior notice to the parties,
the court may issue a temporary restraining order effective for a period of 20 days. Within the 20-
day period, the court must notify the other party and order him to show cause why injunction
should not be granted. [Crisologo vs. Omelio, 682 SCRA 154(2012)]

Writs of preliminary injunction shall only be issued with hearing and prior notice to the party or
person sought to be enjoined. Should great or irreparable injury result to the applicant based on
affidavits or the verified application before the matter can be heard with prior notice to the parties,
the court may issue a temporary restraining order effective for a period of 20 days. Within the 20-
day period, the court must notify the other party and order him to show cause why injunction
should not be granted. [Crisologo vs. Omelio, 682 SCRA 154(2012)]

Preliminary injunction, the strong arm of equity



A petition for a preliminary injunction is an equitable remedy, and one who comes to claim for
equity must do so with clean hands: Since injunction is the strong arm of equity, he who must apply
for it must come with equity or with clean hands. This is so because among the maxims of equity
are (1) he who seeks equity must do equity, and (2) he who comes into equity must come with
clean hands. x x x. [Palm Tree Estates, Inc. vs. Philippine National Bank, 682 SCRA 194(2012)]

Preliminary injunction, duty of the court taking cognizance of petition



A writ of preliminary injunction is an extraordinary event which must be granted only in the face of
actual and existing substantial rights. The duty of the court taking cognizance of a prayer for a writ
of preliminary injunction is to determine whether the requisites necessary for the grant of an
injunction are present in the case before it. In the absence of the same, and where facts are shown
to be wanting in bringing the matter within the conditions for its issuance, the ancillary writ must
be struck down for having been rendered in grave abuse of discretion. [Palm Tree Estates, Inc. vs.
Philippine National Bank, 682 SCRA 194(2012)]

Declaratory relief, requisites



The requirements of an action for declaratory relief are as follows: (1) there must be a justiciable
controversy; (2) the controversy must be between persons whose interests are adverse; (3) the
party seeking declaratory relief must have a legal interest in the controversy; and (4) the issue
involved must be ripe for judicial determination. [Commissioners of Customs vs. Hypermix Feeds
Corporation, 664 SCRA 666(2012)]

Certiorari

Page 16 of 26

As a rule, misapplication of facts and evidence, and erroneous conclusions based on evidence do
not, by the mere fact that errors were committed, rise to the level of grave abuse of discretion. That
an abuse itself must be grave must be amply demonstrated since the jurisdiction of the court, no
less, will be affected. We have previously held that the mere fact, too, that a court erroneously
decides a case does not necessarily deprive it of jurisdiction. [Ysidoro vs. Leonardo-Castro, 665
SCRA 1(2012)]

Expropriation, measure of just compensation



In expropriation proceedings, just compensation is defined as the full and fair equivalent of the
property taken from its owner by the expropriator. The measure is not the takers gain, but the
owners loss. The word just is used to intensify the meaning of the word compensation and to
convey thereby the idea that the equivalent to be rendered for the property to be taken shall be
real, substantial, full and ample. The constitutional limitation of just compensation is considered
to be a sum equivalent to the market value of the property, broadly defined as the price fixed by the
seller in open market in the usual and ordinary course of legal action and competition; or the fair
value of the property; as between one who receives and one who desires to sell it, fixed at the time
of the actual taking by the government. [Republic vs. Rural Bank of Kabacan, Inc., 664 SCRA
233(2012)]

Expropriation, excavated soil has no separate value from expropriated


property

There is no legal basis to separate the value of the excavated soil from that of the expropriated
properties, contrary to what the trial court did. In the context of expropriation proceedings, the soil
has no value separate from that of the expropriated land. Just compensation ordinarily refers to the
value of the land to compensate for what the owner actually loses. Such value could only be that
which prevailed at the time of the taking. [Republic vs. Rural Bank of Kabacan, Inc., 664 SCRA
233(2012)]

Forcible entry and unlawful detainer, summary nature



Forcible entry and unlawful detainer cases are summary proceedings designed to provide for an
expeditious means of protecting actual possession or the right to the possession of the property
involved. The avowed objective of actions for forcible entry and unlawful detainer, which have
purposely been made summary in nature, is to provide a peaceful, speedy and expeditious means of
preventing an alleged illegal possessor of property from unjustly continuing his possession for a
long time, thereby ensuring the maintenance of peace and order in the community. The said
objectives can only be achieved by according the proceedings a summary nature. However, its being
summary poses a limitation on the nature of issues that can be determined and fully ventilated. It is
for this reason that the proceedings are concentrated on the issue on possession. [Heirs of Jose
Maligaso, Sr. vs. Encinas, 674 SCRA 215(2012)]


Distinctions among actions for recovery of possession of real property

Page 17 of 26

What really distinguishes an action for unlawful detainer from a possessory action (accion
publiciana) and from a reinvindicatory action (accion reinvindicatoria) is that the first is limited to
the question of possession de facto. Unlawful detainer suits (accion interdictal) together with
forcible entry are the two forms of ejectment suit that may be filed to recover possession of real
property. Aside from the summary action of ejectment, accion publiciana or the plenary action to
recover the right of possession and accion reinvindicatoria or the action to recover ownership
which also includes recovery of possession, make up the three kinds of actions to judicially recover
possession. Under Section 3 of Rule 70 of the Rules of Court, the Summary Procedure governs the
two forms of ejectment suit, the purpose being to provide an expeditious means of protecting actual
possession or right to possession of the property. They are not processes to determine the actual
title to an estate. If at all, inferior courts are empowered to rule on the question of ownership raised
by the defendant in such suits, only to resolve the issue of possession and its determination on the
ownership issue is not conclusive [Casilang, Sr. vs. Casilang-Dizon, G.R. No. 180269(2013)]

Accion interdictal

One of the three kinds of action for the recovery of possession of real property is accion interdictal,
or an ejectment proceeding ... which may be either that for forcible entry (detentacion) or unlawful
detainer (desahucio), which is a summary action for the recovery of physical possession where the
dispossession has not lasted for more than one year, and should be brought in the proper inferior
court. In ejectment proceedings, the courts resolve the basic question of who is entitled to physical
possession of the premises, possession referring to possession de facto, and not possession de jure.
[Corpuz vs. Agustin, 663 SCRA 350(2012)]

Sufficient allegations in ejectment cases



In ejectment cases, the complaint should embody such statement of facts as to bring the party
clearly within the class of cases for which the statutes provide a remedy, as these proceedings are
summary in nature. The complaint must show enough on its face to give the court jurisdiction
without resort to parol evidence. Unlawful detainer is an action to recover possession of real
property from one who illegally withholds possession after the expiration or termination of his
right to hold possession under any contract, express or implied. The possession of the defendant in
unlawful detainer is originally legal but became illegal due to the expiration or termination of the
right to possess. An unlawful detainer proceeding is summary in nature, jurisdiction of which lies in
the proper municipal trial court or metropolitan trial court. The action must be brought within one
year from the date of last demand and the issue in said case is the right to physical possession. ... ... ...
In Cabrera v. Getaruela, the Court held that a complaint sufficiently alleges a cause of action for
unlawful detainer if it recites the following: (1) initially, possession of property by the defendant
was by contract with or by tolerance of the plaintiff; (2) eventually, such possession became illegal
upon notice by plaintiff to defendant of the termination of the latters right of possession; (3)
thereafter, the defendant remained in possession of the property and deprived the plaintiff of the
enjoyment thereof; and (4) within one year from the last demand on defendant to vacate the
property, the plaintiff instituted the complaint for ejectment. [Corpuz vs. Agustin, 663 SCRA
350(2012)]

Remedies from a judgment in direct and indirect contempt proceedings



Page 18 of 26

Rule 71, Secs. 2 and 11 of the Rules of Court lay down the proper remedies from a judgment in
direct and indirect contempt proceedings, respectively. For direct contempt, the Rules states: Sec. 2.
Remedy therefrom.The person adjudged in direct contempt by any court may not appeal
therefrom, but may avail himself of the remedies of certiorari or prohibition. The execution of the
judgment shall be suspended pending resolution of such petition, provided such person files a bond
fixed by the court which rendered the judgment and conditioned that he will abide by and perform
the judgment should the petition be decided against him. In indirect contempt proceedings, the
Rules states: Sec. 11. Review of judgment or final order; bond for stay.The judgment or final order
of a court in a case of indirect contempt may be appealed to the proper court as in criminal cases.
But execution of the judgment or final order shall not be suspended until a bond is filed by the
person adjudged in contempt, in an amount fixed by the court from which the appeal is taken,
conditioned that if the appeal be decided against him he will abide by and perform the judgment or
final order. [Baculi vs. Belen, 681 SCRA 489(2012)]

SPECIAL PROCEEDINGS

Escheat

Escheat proceedings refer to the judicial process in which the state, by virtue of its sovereignty,
steps in and claims abandoned, left vacant, or unclaimed property, without there being an
interested person having a legal claim thereto. In the case of dormant accounts, the state inquires
into the status, custody, and ownership of the unclaimed balance to determine whether the
inactivity was brought about by the fact of death or absence of or abandonment by the depositor. If
after the proceedings the property remains without a lawful owner interested to claim it, the
property shall be reverted to the state to forestall an open invitation to self-service by the first
comers. However, if interested parties have come forward and lain claim to the property, the
courts shall determine whether the credit or deposit should pass to the claimants or be forfeited in
favor of the state. We emphasize that escheat is not a proceeding to penalize depositors for failing
to deposit to or withdraw from their accounts. It is a proceeding whereby the state compels the
surrender to it of unclaimed deposit balances when there is substantial ground for a belief that they
have been abandoned, forgotten, or without an owner. [Rizal Commercial Banking Corporation
vs. Hi-Tri Development Corporation, 672 SCRA 514(2012)]

Guardianship

Guardianship is one in which one person, called a guardian acts for another called the ward
whom the law regards as incapable of managing his own affairs. A guardianship is designed to
further the wards well-being, not that of the guardian. It is intended to preserve the wards
property, as well as to render any assistance that the ward may personally require. It has been
stated that while custody involves immediate care and control, guardianship indicates not only
those responsibilities, but those of one in loco parentis as well. [Oropesa vs. Oropesa, 671 SCRA
174(2012)]

Page 19 of 26

Writ of amparo

The writ of amparo is an independent and summary remedy that provides rapid judicial relief to
protect the peoples right to life, liberty and security. Having been originally intended as a response
to the alarming cases of extrajudicial killings and enforced disappearances in the country, it serves
both preventive and curative roles to address the said human rights violations. It is preventive in
that it breaks the expectation of impunity in the commission of these offenses, and it is curative in
that it facilitates the subsequent punishment of perpetrators by inevitably leading to subsequent
investigation and action.

As it stands, the writ of amparo is confined only to cases of extrajudicial killings and enforced
disappearances, or to threats thereof. Considering that this remedy is aimed at addressing these
serious violations of or threats to the right to life, liberty and security, it cannot be issued on
amorphous and uncertain grounds, or in cases where the alleged threat has ceased and is no longer
imminent or continuing. Instead, it must be granted judiciously so as not to dilute the extraordinary
and remedial character of the writ, thus: The privilege of the writ of amparo is envisioned basically
to protect and guarantee the rights to life, liberty, and security of persons, free from fears and
threats that vitiate the quality of this life. It is an extraordinary writ conceptualized and adopted in
light of and in response to the prevalence of extra-legal killings and enforced disappearances.
Accordingly, the remedy ought to be resorted to and granted judiciously, lest the ideal sought by the
Amparo Rule be diluted and undermined by the indiscriminate filing of amparo petitions for
purposes less than the desire to secure amparo reliefs and protection and/or on the basis of
unsubstantiated allegations. [Lozada, Jr. vs. Macapagal-Arroyo, 670 SCRA 545(2012)]

In amparo actions, petitioners must establish their claims by substantial evidence, and they cannot
merely rely on the supposed failure of respondents to prove either their defenses or their exercise
of extraordinary diligence. In this case, the totality of the evidence presented by petitioners fails to
meet the requisite evidentiary threshold, and the privilege of the writ of amparo has already been
rendered moot and academic by the cessation of the restraint to Lozadas liberty. [Lozada, Jr. vs.
Macapagal-Arroyo, 670 SCRA 545(2012)]

Elements of enforced disappearances



From the statutory definition of enforced disappearance, thus, we can derive the following elements
that constitute it: (a) that there be an arrest, detention, abduction or any form of deprivation of
liberty; (b) that it be carried out by, or with the authorization, support or acquiescence of, the State
or a political organization; (c) that it be followed by the State or political organizations refusal to
acknowledge or give information on the fate or whereabouts of the person subject of the amparo
petition; and, (d) that the intention for such refusal is to remove subject person from the protection
of the law for a prolonged period of time. [Navia vs. Pardico, 673 SCRA 618(2012)]

Substantial evidence in writ of amparo



It is now clear that for the protective writ of amparo to issue, allegation and proof that the persons
subject thereof are missing are not enough. It must also be shown and proved by substantial
Page 20 of 26

evidence that the disappearance was carried out by, or with the authorization, support or
acquiescence of, the State or a political organization, followed by a refusal to acknowledge the same
or give information on the fate or whereabouts of said missing persons, with the intention of
removing them from the protection of the law for a prolonged period of time. Simply put, the
petitioner in an amparo case has the burden of proving by substantial evidence the indispensable
element of government participation.

Government acquiescence in enforced disappearance required to be


established in amparo petition

But lest it be overlooked, in an amparo petition, proof of disappearance alone is not enough. It is
likewise essential to establish that such disappearance was carried out with the direct or indirect
authorization, support or acquiescence of the government. [Navia vs. Pardico, 673 SCRA
618(2012)]

Writ of habeas data



The writ of habeas data is an independent and summary remedy designed to protect the image,
privacy, honor, information, and freedom of information of an individual, and to provide a forum to
enforce ones right to the truth and to informational privacy. It seeks to protect a persons right to
control information regarding oneself, particularly in instances in which such information is being
collected through unlawful means in order to achieve unlawful ends. It must be emphasized that in
order for the privilege of the writ to be granted, there must exist a nexus between the right to
privacy on the one hand, and the right to life, liberty or security on the other. [Gamboa vs. Chan,
677 SCRA 385(2012)]

CRIMINAL PROCEDURE

Miranda warnings must be given to traffic violators



In Berkemer, the U.S. Court also noted that the Miranda warnings must also be given to a person
apprehended due to a traffic violation: The purposes of the safeguards prescribed by Miranda are to
ensure that the police do not coerce or trick captive suspects into confessing, to relieve the
inherently compelling pressures generated by the custodial setting itself, which work to
undermine the individuals will to resist, and as much as possible to free courts from the task of
scrutinizing individual cases to try to determine, after the fact, whether particular confessions were
voluntary. Those purposes are implicated as much by in-custody questioning of persons suspected
of misdemeanors as they are by questioning of persons suspected of felonies. If it were true that
petitioner was already deemed arrested when he was flagged down for a traffic violation and
while he was waiting for his ticket, then there would have been no need for him to be arrested for a
second timeafter the police officers allegedly discovered the drugsas he was already in their
custody. [Luz vs. People, 667 SCRA 421(2012)]

Page 21 of 26

Roadside questioning

In Berkemer v. McCarty, the United States (U.S.) Supreme Court discussed at length whether the
roadside questioning of a motorist detained pursuant to a routine traffic stop should be considered
custodial interrogation. The Court held that, such questioning does not fall under custodial
interrogation, nor can it be considered a formal arrest, by virtue of the nature of the questioning,
the expectations of the motorist and the officer, and the length of time the procedure is conducted.
[Luz vs. People, 667 SCRA 421(2012)]

Voluntary consent to search



Whether consent to the search was in fact voluntary is a question of fact to be determined from the
totality of all the circumstances. Relevant to this determination are the following characteristics of
the person giving consent and the environment in which consent is given: (1) the age of the
defendant; (2) whether the defendant was in a public or a secluded location; (3) whether the
defendant objected to the search or passively looked on; (4) the education and intelligence of the
defendant; (5) the presence [Luz vs. People, 667 SCRA 421(2012)]

In Knowles v. Iowa,the U.S. Supreme Court held that when a police officer stops a person for
speeding and correspondingly issues a citation instead of arresting the latter, this procedure does
not authorize the officer to conduct a full search of the car. The Court therein held that there was no
justification for a full-blown search when the officer does not arrest the motorist. Instead, police
officers may only conduct minimal intrusions, such as ordering the motorist to alight from the car
or doing a patdown. [Luz vs. People, 667 SCRA 421(2012)]

Purpose of arraignment

Arraignment is the formal mode and manner of implementing the constitutional right of an accused
to be informed of the nature and cause of the accusation against him. The purpose of arraignment
is, thus, to apprise the accused of the possible loss of freedom, even of his life, depending on the
nature of the crime imputed to him, or at the very least to inform him of why the prosecuting arm of
the State is mobilized against him. As an indispensable requirement of due process, an arraignment
cannot be regarded lightly or brushed aside peremptorily. Otherwise, absence of arraignment
results in the nullity of the proceedings before the trial court. [Taglay vs. Daray, 678 SCRA
640(2012)]

Elements of double jeopardy



The elements of double jeopardy are (1) the complaint or information was sufficient in form and
substance to sustain a conviction; (2) the court had jurisdiction; (3) the accused had been arraigned
and had pleaded; and (4) the accused was convicted or acquitted, or the case was dismissed
without his express consent. [People vs. Atienza, 673 SCRA 470(2012)]
Page 22 of 26

Right against double jeopardy proscribes appeals of judgments of acquittal


through ordinary appeal and appeal by certiorari

As applied to judgments rendered in criminal cases, unlike a review via a Rule 65 petition, only
judgments of conviction can be reviewed in an ordinary appeal or a Rule 45 petition. As we
explained in People v. Nazareno, 595 SCRA 438 (2009), the constitutional right of the accused
against double jeopardy proscribes appeals of judgments of acquittal through the remedies of
ordinary appeal and a Rule 45 petition, thus: The Constitution has expressly adopted the double
jeopardy policy and thus bars multiple criminal trials, thereby conclusively presuming that a
second trial would be unfair if the innocence of the accused has been confirmed by a previous final
judgment. Further prosecution via an appeal from a judgment of acquittal is likewise barred
because the government has already been afforded a complete opportunity to prove the criminal
defendants culpability; after failing to persuade the court to enter a final judgment of conviction,
the underlying reasons supporting the constitutional ban on multiple trials applies and becomes
compelling. The reason is not only the defendants already established innocence at the first trial
where he had been placed in peril of conviction, but also the same untoward and prejudicial
consequences of a second trial initiated by a government who has at its disposal all the powers and
resources of the State. Unfairness and prejudice would necessarily result, as the government would
then be allowed another opportunity to persuade a second trier of the defendants guilt while
strengthening any weaknesses that had attended the first trial, all in a process where the
governments power and resources are once again employed against the defendants individual
means. That the second opportunity comes via an appeal does not make the effects any less
prejudicial by the standards of reason, justice and conscience. [Ysidoro vs. Leonardo-Castro, 665
SCRA 1(2012)]

When right against double jeopardy cannot be invoked



The rule against double jeopardy cannot be properly invoked in a Rule 65 petition, predicated on
two (2) exceptional grounds, namely: in a judgment of acquittal rendered with grave abuse of
discretion by the court; and where the prosecution had been deprived of due process. The rule
against double jeopardy does not apply in these instances because a Rule 65 petition does not
involve a review of facts and law on the merits in the manner done in an appeal. In certiorari
proceedings, judicial review does not examine and assess the evidence of the parties nor weigh the
probative value of the evidence. It does not include an inquiry on the correctness of the evaluation
of the evidence. A review under Rule 65 only asks the question of whether there has been a validly
rendered decision, not the question of whether the decision is legally correct. In other words, the
focus of the review is to determine whether the judgment is per se void on jurisdictional grounds.
[Ysidoro vs. Leonardo-Castro, 665 SCRA 1(2012)]

Mistrial

In People v. Hon. Tria-Tirona, 463 SCRA 462 (2005), this Court reiterated that mistrial is the only
exception to the well-settled, even axiomatic, principle that acquittal is immediately final and
cannot be appealed on the ground of double jeopardy. This Court was categorical in stating that a
re-examination of the evidence without a finding of mistrial will violate the right to repose of an

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accused, which is what is protected by the rule against double jeopardy. [People vs. Court of
Appeals, Fourth Division, 677 SCRA 575(2012)]

EVIDENCE

Judicial notice of foreign laws and judgments



Before a foreign judgment is given presumptive evidentiary value, the document must first be
presented and admitted in evidence. A divorce obtained abroad is proven by the divorce decree
itself. Indeed the best evidence of a judgment is the judgment itself. The decree purports to be a
written act or record of an act of an official body or tribunal of a foreign country. Under Sections 24
and 25 of Rule 132, on the other hand, a writing or document may be proven as a public or official
record of a foreign country by either (1) an official publication or (2) a copy thereof attested by the
officer having legal custody of the document. If the record is not kept in the Philippines, such copy
must be (a) accompanied by a certificate issued by the proper diplomatic or consular officer in the
Philippine foreign service stationed in the foreign country in which the record is kept and (b)
authenticated by the seal of his office. [Vda. de Catalan vs. Catalan-Lee, 665 SCRA 487(2012)]

Chain of custody rule



As a method of authenticating evidence, the chain of custody rule requires that the admission of an
exhibit be preceded by evidence sufficient to support a finding that the matter in question is what
the proponent claims it to be. It would include testimony about every link in the chain, from the
moment the item was picked up to the time it is offered into evidence, in such a way that every
person who touched the exhibit would describe how and from whom it was received, where it was
and what happened to it while in the witness possession, the condition in which it was received
and the condition in which it was delivered to the next link in the chain. These witnesses would
then describe the precautions taken to ensure that there had been no change in the condition of the
item and no opportunity for someone not in the chain to have possession of the same. [People vs.
Posada, 667 SCRA 790(2012)]

Chain of Custody means the duly recorded authorized movements and custody of seized drugs or
controlled chemicals or plant sources of dangerous drugs or laboratory equipment of each stage,
from the time of seizure/confiscation to receipt in the forensic laboratory to safekeeping to
presentation in court for destruction. Such record of movements and custody of seized item shall
include the identity and signature of the person who held temporary custody of the seized item, the
date and time when such transfer of custody was made in the course of safekeeping and use in
court as evidence, and the final disposition. [People vs. Llanita, 682 SCRA 288(2012)]

Links to be proven to establish chain of custody



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First, the seizure and marking, if practicable, of the illegal drug recovered from the accused by the
apprehending officer; Second, the turnover of the illegal drug seized by the apprehending officer to
the investigating officer; Third, the turnover by the investigating officer of the illegal drug to the
forensic chemist for laboratory examination; and Fourth, the turnover and submission of the
marked illegal drug seized by the forensic chemist to the court. [People vs. Llanita, 682 SCRA
288(2012)]

Function of chain of custody



The function of the chain of custody requirement is to ensure that the integrity and evidentiary
value of the seized items are preserved, so much so that unnecessary doubts as to the identity of the
evidence are removed. To be admissible, the prosecution must show by records or testimony, the
continuous whereabouts of the exhibit at least between the time it came into possession of the
police officers and until it was tested in the laboratory to determine its composition up to the time
it was offered in evidence. [People vs. Llanita, 682 SCRA 288(2012)]

Dying declaration

A dying declaration, although generally inadmissible as evidence due to its hearsay character, may
nonetheless be admitted when the following requisites concur, namely: (a) that the declaration
must concern the cause and surrounding circumstances of the declarants death; (b) that at the time
the declaration is made, the declarant is under a consciousness of an impending death; (c) that the
declarant is competent as a witness; and (d) that the declaration is offered in a criminal case for
homicide, murder, or parricide, in which the declarant is a victim. [People vs. Salafranca, 666
SCRA 501(2012)]

Entries in official records



In Country Bankers Insurance Corporation v. Lianga Bay and Community Multi-purpose
Cooperative, Inc., 374 SCRA 653 (2002), we explained that the following three (3) requisites must
concur for entries in official records to be admissible in evidence: (a) The entry was made by a
public officer, or by another person specially enjoined by law to do so; (b) It was made by the public
officer in the performance of his duties, or by such other person in the performance of a duty
specially enjoined by law; and (c) The public officer or other person had sufficient knowledge of the
facts stated by him, which facts must have been acquired by him personally or through official
information. [Sabili vs. Commission on Elections, 670 SCRA 664(2012)]

PROCEDURE FOR ENVIRONMENTAL CASES


Writ of continuing mandamus



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The new Rules of Procedure for Environmental Cases, A.M. No. 09-6-8-SC, provides a relief for
petitioner under the writ of continuing mandamus, which is a special civil action that may be
availed of to compel the performance of an act specifically enjoined by law and which provides for
the issuance of a TEPO as an auxiliary remedy prior to the issuance of the writ itself.
The writ of continuing mandamus permits the court to retain jurisdiction after judgment in order
to ensure the successful implementation of the reliefs mandated under the courts decision and, in
order to do this, the court may compel the submission of compliance reports from the respondent
government agencies as well as avail of other means to monitor compliance with its decision.
Petitioner had three options where to file this case under the rule: the Regional Trial Court
exercising jurisdiction over the territory where the actionable neglect or omission occurred, the
Court of Appeals, or this Court. Petitioner had no other plain, speedy, or adequate remedy in the
ordinary course of law to determine the questions of unique national and local importance raised
here that pertain to laws and rules for environmental protection, thus it was justified in coming to
this Court. [Boracay Foundation, Inc. vs. Province of Aklan, 674 SCRA 555(2012)]

Prior consultations and approval



Prior consultations and prior approval are required by law to have been conducted and secured by
the respondent Province. Accordingly, the information dissemination conducted months after the
ECC had already been issued was insufficient to comply with this requirement under the Local
Government Code. Had they been conducted properly, the prior public consultation should have
considered the ecological or environmental concerns of the stakeholders and studied measures
alternative to the project, to avoid or minimize adverse environmental impact or damage. In fact,
respondent Province once tried to obtain the favorable endorsement of the Sangguniang Bayan of
Malay, but this was denied by the latter. [Boracay Foundation, Inc. vs. Province of Aklan, 674
SCRA 555(2012)]

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