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Summary In this paper, we summarize the data obtained in our laboratory showing
the effects of glucocorticoids on human cognitive function in older adults, young
adults and children. We first present data obtained in the aged human population
which showed that long-term exposure to high endogenous levels of glucocorticoids
is associated with both memory impairments and a 14% smaller volume of the
hippocampus. We then report on studies showing that in older adults with moderate
levels of glucocorticoids, memory performance can be acutely modulated by
pharmacological manipulations of glucocorticoids. In young adults, we present data
obtained in our laboratory showing that cognitive processing sustained by the frontal
lobes is also sensitive to acute increases of glucocorticoids. We also summarize
studies showing that just as in older adults, memory performance in young adults can
be acutely modulated by pharmacological manipulations of glucocorticoids. We then
present a study in which we showed a differential involvement of adrenergic and
glucocorticoid hormones for short- and long-term memory of neutral and emotional
information. In the last section of the paper, we present data obtained in a
population of young children and teenagers from low and high socioeconomic status
(SES), where we showed that children from low SES present significantly higher levels
of basal cortisol when compared to children from high SES. We then present new data
obtained in this population showing that children and teenagers from low and high
SES do not process the plausibility of positive and negative attributes in the same
way. Children from low SES tended to process positive and negative attributes on a
more negative note than children from high SES, and this type of processing was
significantly related to basal cortisol at age 10, 12 and 14. Altogether, the results of
these studies show that both bottomup (effects of glucocorticoids on cognitive
function), and topdown (effects of cognitive processing on glucocorticoid secretion)
effects exist in the human population.
Q 2004 Elsevier Ltd. All rights reserved.
1. Introduction
* Corresponding author. Tel.: C1 514 761 6131x3359; fax: C1
514 888 4064.
E-mail address: sonia.lupien@mcgill.ca (S.J. Lupien).
0306-4530/$ - see front matter Q 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.psyneuen.2004.08.003
226
axis (for an overview, see Francis and Meaney,
1999). It is activated when the homeostasis of the
organism is challenged, situations that are commonly referred to as stress. During a perceived
physical or psychological threat, a cascade of
hormones is released. First, corticotropin releasing
factor (CRF) is released from the hypothalamus,
which triggers the subsequent release of adrenocorticotropin hormone (ACTH) from the pituitary
into the bloodstream. Finally, ACTH stimulates the
release of GCs (GCs; cortisol in humans, corticosterone in rats) from the adrenal cortex.
Glucocorticoids have a variety of different
effects in target systems throughout the organism,
which can be summarized as aiming to increase the
availability of energy substrates in different parts of
the body, and allow for optimal adaptation to
changing demands of the environment. While the
activation of the HPA axis can be regarded as a basic
adaptive mechanism in response to change, prolonged activation of this system presents a health
risk to the organism: the highly catabolic GCs
antagonize insulin and increase blood pressure,
thus increasing the risk for developing diabetes,
hypertension, and arterial disease. Also, growth
and tissue repair is impaired. Furthermore, activation of the HPA axis suppresses immune functions, which in a chronic state, can be considered
harmful for the organism, since it is associated with
increased risk of infection (Munck and Guyre, 1991;
Derijk and Sternberg, 1994).
227
Figure 1 Schematic representation of the data obtained in a population of aged human individuals followed over a
period of 3 to 6 years for yearly 24-hour cortisol assessment, and memory performance (The Douglas Hospital
Longitudinal Study of Normal and Pathological Aging).
228
229
230
the hippocampus is not essential for non-declarative or implicit memory (Schacter, 1987; Butters
et al., 1990). Declarative memory refers to conscious or voluntary recollection of previous information, whereas non-declarative memory refers to
the fact that experience changes the facility for
recollection of previous information without affording conscious access to it. Thus, this somewhat
specialized role of the hippocampus could serve as
the basis for specific hypotheses regarding the
effects of long-term exposure to GCs on human
cognition.
In order to test the hypothesis that increased
levels of GCs during human aging is detrimental to
the hippocampus, we first tested the aged population from the Douglas Hospital Longitudinal Study
of Normal and Pathological Aging with a broad
range of cognitive tests (Lupien et al., 1994).
Sensitive neuropsychological measures were used
in order to determine whether there were any
cognitive deficits related to measures of cortisol in
this aged human population and if so, to identify
which cognitive components were affected. The
second goal of this study was to determine whether
a static (single recent measure) or a dynamic
measure of cortisol levels (cortisol slope or the
general mean across years), would be the best
predictor of cognitive deficits. We first postulated
that if long-term exposure to progressively elevated
titers of GCs (rather than static or acutely-
elevated levels of GCs at one point of an individuals life) is the major determinant of hippocampal damage, the cortisol slope of subjects
would be the better predictor of cognitive deficits.
With regard to the nature of these cognitive
deficits, we further hypothesized that if long-term
HPA dysfunction is selectively associated with
hippocampal pathology and not merely with
advanced age (Issa et al., 1990), then the cognitive
picture related to elevated cortisol slopes would
resemble that of the amnesic syndrome, that is,
would be only characterized by deficits in declarative memory with no deficits in non-declarative
memory or in any other cognitive spheres tested.
The results confirmed this hypothesis as we
showed that subjects from the Increasing/High
cortisol group were significantly impaired in
declarative memory performance when compared
to subjects from the Increasing/Moderate and
Decreasing/Moderate cortisol group. Moreover,
there were no group differences for non-declarative
memory performance. A negative significant correlation was also found between the cortisol slope of
participants and performance on the declarative
memory test. No such correlation was found with a
more acute measure of cortisol levels, such as
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232
1985; Mitchell and Meaney, 1991), and pointed to a
modulatory influence of cortisol on human memory.
In contrast, and based on the results obtained in the
Increasing/High cortisol group, we suggested that
the memory impairments in this group of older
adults are due to a relative loss of MRs, with normal
or heightened sensitivity of GRs. A loss of MRs would
explain the absence of any metyrapone-induced
memory effects in this population, as there are less
MRs to bind circulating levels of GCs, thus preventing any significant impact of the absence of GCs on
binding to MRs. Less MRs could also lead to a faster
saturation of GRs, leading to the increased sensitivity of GRs activation and the induction of
significant cognitive impairment after physiological
increase in circulating levels of GCs as observed
during the hydrocortisone replacement condition.
Our hypothesis is also supported by recent rodent
(Herman and Spencer, 1998; Lopez et al., 1998;
Vazquez et al., 1998) and human (Wetzel et al.,
1995) studies showing that levels of MRs rather than
GRs are markedly reduced in response to chronic
elevations in glucocorticoid levels such as those
observed in the aged subjects from the Increasing/
High cortisol group.
Altogether, the results of our studies in the aged
human population provided three sets of important
data. First, we showed the presence of large interindividual differences in basal secretion of cortisol
in the aged human population (Lupien et al., 1995).
Second, we showed that aged humans with significant elevations of GCs over time present both
memory impairments (Lupien et al., 1994), and a
14% smaller volume of the hippocampus (Lupien
et al., 1998) when compared to aged humans with
moderate increase or decrease of cortisol over
time. Third, we showed that in aged humans with
moderate levels of cortisol, memory performance
can be acutely modulated by pharmacological
manipulations of glucocorticoid levels (Lupien
et al., 2002a). Altogether, these results suggest
that there might exist a time window in human
aging during which at-risk aged humans could be
amenable to therapeutic interventions in order to
prevent GC-induced cognitive impairments.
233
received hydrocortisone, when compared to placebo. This later finding is interesting in line with
data obtained by Oitzl and DeKloet (1992) and
recently reviewed by DeKloet et al. (1999),
suggesting that MRs and GRs mediate different
effects of cortisol in different time domains.
According to this view, MR activation is involved
in behavioral reactivity in response to environmental cues, while GR-mediated effects promote
consolidation of acquired information. The significant decrease in reaction times observed after GC
administration in the PM phase in our second study
are in line with a MR-mediated effect of behavioral
reactivity (what we call here cognitive efficiency;
a nonspecific process), while the delayed memory
impairment observed after metyrapone administration is in line with a GR-mediated effect of
memory consolidation.
1.3.2. The forgotten ones: frontal lobes
Following the work by Reul and DeKloet (1985), it
was established that in the rodent brain, the MR is
present exclusively in the limbic system, with a
preferential distribution in the hippocampus, parahippocampal gyrus, entorhinal and insular cortices.
On the contrary, the GR is present in both
subcortical (paraventricular nucleus and other
hypothalamic nuclei, the hippocampus and parahippocampal gyrus) and cortical structures, with a
preferential distribution in the prefrontal cortex
(McEwen et al., 1968, 1986; Meaney and Aitken,
1985; Diorio et al., 1993). Still, in the rodent brain,
the largest concentration of both MRs and GRs was
found in the hippocampus, which led to the
glucocorticoid-hippocampus link (for a complete
review, see Lupien and Lepage, 2001).
However, in 2000, two papers were published
which described the distribution of MRs and GRs in
the primate brain, more closely related to the
human brain in terms of neocortex development.
These two recent studies mapping both MRs and GRs
distribution revealed that in the primates brain,
there are less GR then originally proposed in the
hippocampus, but there are more GR in the frontal
lobes than the levels originally described in the
rodent literature. These results strongly suggested
that extrapolation from rat brain to primate brain
may be misleading when discussing the impact of
GCs on the hippocampus.
The first study was published by Sanchez and
collaborators (2000) who reported that, in contrast
to its well established distribution in the rat brain,
GR mRNA is only weakly detected in the dentate
gyrus and Cornu Ammonis of the macaque hippocampus. In contrast, GR mRNA is strongly detected
in the pituitary, cerebellum, hypothalamic
234
paraventricular nucleus and prefrontal cortices. In
a second study published by Patel et al. (2000), it
was reported on an experiment where the authors
used a specific squirrel monkey antibody and found
that GR receptors were well expressed in the
hippocampus, but were more prominently found in
the prefrontal cortex.
These recent evidences in the primate brain
showed that MRs are present in large quantities in
the hippocampus and limbic structures, while GRs
are present in all these structures and additionally
in the frontal regions. This latter finding suggested
that in humans, GCs should not only affect the
hippocampus, but also the frontal lobes.
Neuropsychological evidence suggests that
humans with prefrontal damage are impaired in
working memory (Luria, 1966; Fuster, 1980). Working memory is the cognitive mechanism that allows
us to keep a limited amount of information active for
a limited period of time (see Baddeley, 1995).
Patients with frontal damage are highly susceptible
to cognitive interference and they perform poorly on
neuropsychological tests that require response
inhibition such as the Wisconsin Card Sorting Test
(Stuss et al., 1982; Shimamura, 1995). Moreover,
recent neuroimaging data summarized and reviewed
by Smith et al. (Smith et al. (1998); see also
Dolan and Fletcher, 1997; Ungerleider et al., 1998)
show a significant relationship between
working memory processing, and activation
observed in the prefrontal cortex (Smith et al.,
1998; Ungerleider et al., 1998).
In 1999, two studies performed in humans
reported that working memory is more sensitive
than declarative memory to acute and short-term
administration of GCs. Young and collaborators
(1999) administered 20 mg hydrocortisone for 10
days to young normal male volunteers and
measured various cognitive functions in a randomized, placebo control, crossover, within-subject
design. They showed that this regimen of GCs led to
deficits in cognitive function sensitive to frontal
lobe dysfunction (working memory), while it did not
impact on cognitive function sensitive to hippocampal damage.
Similar results were obtained by our group
(Lupien et al., 1999b) using an acute doseresponse
protocol. In this study, 40 young subjects were
infused for 100 min with either hydrocortisone or
placebo and declarative and working memory
function was tested during the infusion period.
The results revealed that performance on the
working memory task decreased significantly
under the highest dose of hydrocortisone, whereas
performance on the declarative memory task
remained the same following an acute elevation
235
showing that activation of b-noradrenergic receptors is necessary to induce both the early (shortterm) and late (long-term) phases of long-term
potentiation (LTP) in the hippocampus (Hopkins and
Johnston, 1988; Huang and Kanddel, 1996). Longterm potentiation is a form of neuronal plasticity
that has been shown to sustain memory consolidation (Bliss and Collingridge, 1993). In chicks,
subcutaneous injections of propranolol administered five minutes before and 25 min after training
in an avoidance learning paradigm results in shortand long-term memory loss (Gibbs and Summers,
2002). Similarly, intra-cerebral injections of propranolol into the hyperstriatum ventrale of chicks
5 min after training on an avoidance learning task
results in memory loss 30 min post-training, and
impaired long-term memory consolidation (Gibbs
and Summers, 2002). Combined, these findings
obtained with emotionally-arousing situations in
animals suggest that blockade of adrenergic receptors has a significant impact on both short- and longterm memory of emotionally-arousing information.
Our results showing impairing effects of propranolol
on both short- and long-term memory go along with
this suggestion.
In contrast to the results we obtained with
administration of propranolol, we showed that
inhibition of GC synthesis by administration of
metyrapone did not impaired short-term memory
of emotionally-arousing and neutral material,
although one week later, when GC synthesis was
no longer inhibited, long-term memory of both
types of material was significantly impaired. These
data are in line with animal studies showing
impaired long-term consolidation for avoidance
learning paradigms following GC depletion due to
metyrapone or adrenalectomy (Sandi, 1998; Liu
et al., 1999; Roozendaal, 2002), and with human
research acknowledging a necessary role for optimal levels of GCs in long-term memory for both
emotionally-arousing (Buchanan and Lovallo, 2001;
Abercrombie et al., 2003) and neutral material
(Abercrombie et al., 2003).
Altogether, the results of this study showed
that adrenergic and glucocorticoid hormones may
be differentially involved in the modulation of
neutral and emotional information. Future studies
measuring circulating levels of both adrenergic
and glucocorticoid hormones, as well as studies
using specific agonists and antagonists of adrenergic and glucocorticoid receptors, will be
necessary in order to clarify the potential
interactions of these two adrenal hormones on
memory consolidation for emotionally-arousing
material.
236
237
the baseline on plausibility (everything being possible), while this was not the case for low SES
children. All low SES children from elementary
school (from 6 to 10 year old), scored lower on
plausibility scores when compared to high SES
children (things being more impossible for these
low SES children when compared to high SES children
of the same age groups). This tendency reversed at
age 12 (time of school transition), where low SES
children scored higher on plausibility scores, when
compared to high SES children. At age 14, this
tendency reversed again, with high SES children
scoring higher on plausibility scores when compared
to low SES children. Finally, no SES differences were
observed for plausibility scores at age 16.
These results are interesting because they show
that children from low and high SES significantly
differ in their subjective evaluation of possible and
impossible events. This difference in incidental
emotional processing is accompanied by significant
SES differences in basal cortisol levels, at least for
the younger population of children. In order to
assess whether the basal cortisol levels obtained in
each age group as a function of SES was related to
plausibility score for positive and/or negative
attributes, we correlated the basal cortisol levels
of each child to their own plausibility score for
negative and positive attributes. Table 1 presents
the coefficients of correlation obtained for each
age group as a function of SES. The significance of
the obtained correlations has to be taken with
caution since we did not use a Bonferroni correction
to control for the number of correlations performed. However, we felt it was appropriate to
present these data as they may interest some
readers in the potential relationship existing
between a child environment, and the development
of attribution of plausibility as a function of SES and
basal cortisol levels.
The correlations performed between basal cortisol levels and plausibility scores for positive
and negative attributes in children from low
Table 1 Coefficients of correlation obtained between morning cortisol levels and plausibility scores for positive
and negative attributes in children from 6 to 16 years of age, from low and high socioeconomic status.
Attributes
6
8
10
12
14
16
Low SES
High SES
Positive
Negative
Positive
Negative
0.16
0.05
0.42*
K0.42*
0.26
K0.07
0.11
K0.19
0.05
0.03
0.40*
K0.25
26
25
35
20
27
24
K0.11
0.21
0.01
0.19
0.21
K0.13
0.05
K0.24
0.03
K0.22
0.03
K0.04
12
18
15
26
36
34
238
and high SES revealed the presence of significant
associations between cortisol and plausibility scores
in the low SES children only, and at age 10, 12, and
14. At age 10, children from low SES presented a
significant positive correlation between basal cortisol levels and plausibility score for positive attribute
(positive attributes are more possible). However,
this association reversed at age 12 (time of school
transition), where basal cortisol levels were negatively correlated with positive attributes (positive
attributes are less possible, or more impossible).
Interestingly, at age 14, basal cortisol levels in low
SES presented a significant correlation with negative
attributes (negative attributes are more possible).
No other coefficients of correlation reached significance levels.
Altogether, these results show that although
children from low and high SES do not differ on
baseline cognitive performance, they tend to
present a different pattern of plausibility attribution. For children from low SES, impossible statements were always more frequent than possible
statements, while it was the reversed for children
from high SES. Moreover, plausibility scores for
positive and negative attributes were associated
with basal cortisol levels only in the low SES
children from 10 to 14 years of age.
These results are revealing a peculiar pattern of
incidental emotional processing in children from
low and high SES. The projective test used for this
study should be validated with populations of
depressed children, and this is the reason why we
include the test in the appendix of the paper for
those readers interested in using it. Although the
data presented here on the emotional plausibility
test are preliminary, these raise the intriguing issue
that early exposure to stressful environments (in
this case, SES), may shape the nature of the
information processed by children. Clearly, future
studies assessing specifically the nature of emotional processing in children from various SES should
help shed light on this intriguing possibility.
2. Conclusion
In this paper, we have reviewed the studies
performed by our laboratory on the impact of GCs
on human cognitive function in populations of aged
adults, young adults and children. In the older
adults, we have shown that chronic exposure to
elevated levels of GCs is related to both memory
impairments and a smaller volume of the hippocampus. We also showed that in aged humans with
moderate circulating levels of cortisol, memory
Acknowledgements
The research on aged and adult human populations
summarized in this paper has been funded by
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