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Palaeotrends
Abstract
Paleobiologists reviewing the recent literature on species concepts are likely to come away with the impression that
the fundamental unit of biodiversity is impossible to define in terms of a universal concept that applies to all forms of
cellular life and the varied outcomes of species-level evolution. Operational concepts are likely to differ from specialty to
specialty in biology, but a general theory of species has been available for nearly 50 yr in the form of G.G. Simpson's
evolutionary species concept. In addition to this, a general picture of species structure has been accepted for at least as
long, consisting of demes or habitat clusters that bud off other demes/clusters, split, fuse and often go extinct. More
recently, it has become obvious that the outcomes or products of species-level evolution may include any of the
following: speciation with morphologic differentiation (producing the so-called `good species' of applied biology and
probably the stable entities resolved in patterns of stasis in the fossil record); speciation without pronounced phenotypic
differentiation (cryptic species); or acquisition of diagnosable characters without either complete reproductive isolation
or pronounced morphologic change. The view that species are lineages containing networks of demes (or habitat
clusters of uniparental organisms), each with its own biologic tendencies and role ^ with a unique place within a clade
composed of similar historical entities, each having a certain kind of internal structure and resulting from a different
evolutionary outcome ^ is the ultimate concept many of the operational approaches seem to be aiming to uncover.
Considering species structure, speciation outcomes and the evolutionary species concept together brings the nature of
species into a much sharper focus. 2001 Elsevier Science B.V. All rights reserved.
Keywords: species-level evolution; species concepts; internal structure; evolutionary outcomes; historical entities; ontology
``If we accept the assumption of most systematists and evolutionists that species are real things in
nature, and if the sets of species specied by dierent concepts do not overlap, then it is reasonable to
conclude that real entities of the world are being
confused.''
Cracraft, 2000
0031-0182 / 01 / $ ^ see front matter 2001 Elsevier Science B.V. All rights reserved.
PII: S 0 0 3 1 - 0 1 8 2 ( 0 1 ) 0 0 3 4 6 - 7
Table 1
Denitions or characterizations of the most prominent operational species concepts related mostly to sexually reproducing organisms (based on Mayden, 1997; Harrison, 1998; de Queiroz, 1998; Wheeler and Meier, 2000)
Concepts related to reproductive isolation, internal cohesion or species recognition (e.g., isolation and maintance of reproductive
networks)
Reproductive isolation
`I dene biological species as groups of interbreeding natural populations that are reproductively isolated from other such groups.
Alternatively, one can say that a biological species is a reproductively cohesive assemblage of populations.'
(Mayr, 2000, p.17)
Cohesion
`The cohesion concept species is the most inclusive population of individuals having the potential for phenotypic cohesion
through intristic mechanismsT'
(Templeton, 1989, p.12)
Recognition
`A species is that most inclusive population of inidvidual, biparental organisms which share a common fertilization system.'
(Paterson, 1993, p.105)
Concepts depending on the properties of identied lineages (e.g., the various concepts within phylogenetic systematics)
Hennigian
`Species are reproductively isolated natural populations or groups of natural populations. They originate via the dissolution of
the stem species in a speciation event and cease to exist either through extinction or speciation.'
(Meier and Willmann, 2000, p.31)
Diagnosable
`We dene species as the smallest aggregation of (sexual) populations or (asexual) lineages diagnosable by a unique combination
of character states.'
(Wheeler and Platnick, 2000, p.58)
Monophyletic
`A species is the least inclusive taxon recognized in a formal phylogenetic classication. As with all hierarchical levels of taxa in
such a classication, organisms are grouped into species because of evidence of monophyly.'
(Mishler and Theriot, 2000, p.46-47)
Concepts based largely on compositional properties of specimens
Morphologic
A group of organisms delineated from other such groups based on possession of `essential morphologic attributes'.
(Mayden, 1997, p.403)
Phenetic
`Operationally, where variation in a set of characters is less within a group than between groups the entitiy is recognized as a
distinct taxon.'
(Mayden, 1997, p.404)
Genetic
`This concept is similar to the morphological species concept except that the method used to delineate species is a measure of genetic dierencesT independence is assessed using methods varying from chromatography, to protein electrophoresis, to sequencing.'
(Mayden, 1997, p.399)
Fig. 1. The possible internal structures of species-lineages. In general, species consist of demes or habitat clusters, and comprise
clades. A) A lineage consisting of a bundle of demes that oscillate through the phenotypic/habitat space of an established species
but does not ll up the space, as in the other models. A variation of this structure involving the splitting and fusion of the bundles of lineages could be used to represent geographic races or population groups. B, D: Reminiscent of Simpson's (1953, gure
48) line-drawing of species structure, in which demes explore most of the phenotypic/habitat possibilities of a species or dene
those possibilities through time. The component demes bud o from other demes, fuse or go extinct. B) consists of many demes
packed into the space of the species, so that phenotypic distance between neighboring demes is not pronounced; D) features
demes having greater phenotypic separation (dierent traits associated with dierent habitats). C) represents a single, well-mixed
population lling essentially the entire phenotypic/habitat space of an established species. Lineages that `escape' from the boundaries of adjacent cylinders and fuse could be used to represent hybrids. The phylogenetic tree to the right gives a sense of the
upper level of organization (species-lineages 1^3 within a clade). Each of the cylinders represents an idealized internal structure.
Small crosses are demic or habitat cluster extinctions. Speciation associated with pronounced phenotypic dierentiation (suggesting adaptive species-level evolution) is indicated with sm; speciation without this kind of dierentiation is indicated with s. Species-lineage boundaries are idealized as circular cylinders to emphasize prevalence of stasis; boundaries could be the result of external controls or internal constraints.
Fig. 2. Possible outcomes of species-level evolution. The matrix shown in (A) is based on Vrba's diagram (Vrba, 1980, gure 5),
and scores morphologic dierentiation against speciation. Most paleobiologists would agree that a `good' species ought to be differentiated and isolated (black square), and presume that cryptic species (gray square) are insignicant. A more comprehensive
picture is shown in (B) in which the additional complication of diagnosable characters has been added. In this view of outcomes,
the black cube is equivalent to isolated, dierentiated species-lineages produced when speciation and adaptive phenotypic transformation are associated (sm in Fig. 1). Many other possibilities are possible, including isolation without dierentiation or acquisition of new character states without complete isolation (gray cubes; represented by s in Fig. 1).
tablished species without signicant internal discontinuity. This might occur in some pelagic species (but see the recent review by Norris (2000)
suggesting previously undetected population
structure and dierentiation in pelagic systems)
or in well-mixed cultures of micro-organisms.
Demes of biparental organisms or habitat clusters of phenotypically identical uniparental clones
are mainly conned to cylinders because the cross
sections represent the range of (externally or internally controlled) conditions in which survival
and tness are supported (see the discussion of
`cohesion mechanisms' in Templeton, 1989);
crossing the boundary amounts to relinquishing
a stable association with environmental and ecologic factors or exceeding some form of cohesion
(small arrows marked with s). A thorough discussion of processes occurring at the boundary ^
where speciation begins ^ can be found in Futuyma's (1986) excellent book. Rarely, and perhaps
only when new adaptive opportunities occur, will
these excursions result in a speciation event that
coincides with morphologic (adaptive) dierentiation (marked with sm in the phylogenetic tree). In
other words, the escape of population systems
from established species, or the `attempt' to escape, could be a fairly common phenomenon
(Williams, 1992), but the successful establishment
of isolated, dierentiated new species-lineages
would have to coincide with the provision of environmental or ecologic opportunity (Eldredge,
1995; Miller, in press). The resulting entities are
expected to become the essentially static specieslineages emphasized in the theory of punctuated
equilibria (Eldredge and Gould, 1972; Gould and
Eldredge, 1993).
The possible outcomes of species-level evolution were depicted by Vrba (1980, gure 5), in
terms of speciation with or without morphologic
dierentiation (Fig. 2A). These model outcomes
have been discussed recently by Eldredge (1989,
1995). I have expanded this generalization to include acquisition of a diagnosable character,
which may or may not coincide with complete
reproductive isolation and pronounced morphologic dierentiation (Fig. 2B). Is there any species
concept that could accommodate all of these potential structures, outcomes and complications?
occur without transformation of any other character states except those producing or enforcing
isolation. The result could be cryptic species that
resemble very closely ancestral or sister species in
terms of phenotypic properties. Traditional morphologic approaches to species delineation and
identication, in both neo- and paleobiology, are
likely to overlook these products of species-level
evolution (see discussion in Knowlton and Weigt,
1997).
A dierent set of circumstances might produce
a spatially separated lineage having a single diagnosable character, which could be maintained for
long intervals of time without complete reproductive isolation (see Cracraft, 1989). Because this
lineage would have `escaped' the domain of the
ancestral species-lineage (a cylinder boundary in
Fig. 1), it too could be accommodated in the evolutionary species concept. Prolonged separation
would result inevitably in reproductive isolation
in biparentals (Turelli et al., 2001).
Strongly dierentiated new lineages are special
cases of outcome in which a non-trivial economic
opportunity or role has been `discovered' or `captured' by the new species. These are probably the
stable lineages preserved in the fossil record as
patterns of species-lineage stasis. Species never
conquering a resource or capturing a signicant
economic position may remain rare or vanish
soon after they emerge (see Stanley, 1979; Eldredge, 1995; McKinney et al., 1996), but they
would still qualify as evolutionary species. Thus,
cellular life is composed of economically prominent `haves' and the less conspicuous `have-nots',
both qualifying as good evolutionary species. Any
number of operational approaches could be used
to discover them.
5. Conclusions
Debates about what makes a species a species,
both from an operational and a theoretical point
of view, have always been at the heart of understanding the processes and products of speciation :
the issues of ontology and causation ^ as in many
other biologic problems ^ are inseparable. Paleobiologists need to pay close attention to recent de-
Based upon what we now know about the internal structure of species, the hierarchical relationships of genealogic entities, and the possible
outcomes of species-level evolution, a broadly acceptable picture of species is within view, and has,
in fact, been available as a formal denition since
Simpson (1951; 1953; 1961) grappled with these
same issues nearly a half century ago. Viewing the
`species problem' in terms of possible structure
and speciation outcomes brings the picture of species as real things in nature into a much sharper
focus.
Acknowledgements
This essay resulted from involvement in the
Ecological Processes and Evolutionary Rates
Working Group supported by the National Center
for Ecological Analysis and Synthesis (Santa
Barbara, California), a center funded by the
National Science Foundation (Grant #DEB-9421535), the University of California at Santa
Barbara and the State of California. I am grateful
to Mike Benton and Niles Eldredge for their
reviews.
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