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RECOMMENDED PROCEDURE
When the sliding block on an inclined plane analogy is applied to a potential
landslide, as depicted in Figure 2, a number of difficulties arise. First, the slip surface
(shear zone) may be curved rather than planar. However, the problems to which this
analogy are usually applied typically involve slip surfaces without severe curvature and
with relatively gentle slopes, which may be represented by a noncircular slip surface as
shown in Figure 2.
Secondly, the block and the base are both rigid, whereas neither the sliding wedge
nor the material below it in Figure 2 are rigid. The lack of rigidity in the real soil profile
comes into play when the dynamic response of the soil column to an earthquake is
calculated [3] . This calculation will be discussed shortly. First however, the computation of
the static factor of safety, FS static , and the yield acceleration, a y , for the sliding wedge in
Figure 2 will be addressed.
with time due to the damaging effects of the shaking. The yield acceleration is likely to
begin at the value of a y corresponding to the static soil strength, and end with the value of
FS static =
MR
SR
(a )
y downslope
(a )
y upnslope
MR SR
m
MR + SR
m
Where,
MR
SR
Upon rearranging and combining these three equations, it can be found that the ratio
of the downslope value to the upslope value of a y is equal to:
( FSstatic 1)
( FSstatic + 1)
The dynamic response of the soil slope to an earthquake motion imposed at
bedrock (point R in Figure 2) can best be computed by a two-dimensional finite-element
at point A may depend somewhat on whether or not a slip layer that prevents the
acceleration of the block from exceeding a y is present. This is because the accelerationtime history at any point will depend on how much energy is being dissipated in the
vicinity of the point. Therefore, in order to get the best estimate of the acceleration-time
history at point A (when amax within the wedge is essentially equal to a y ) the slip layer
should be present.
Similar movement estimates can be made for profiles 1 and 3 and then an average
movement can be calculated. Although the average is probably the best estimate, the
average as well as the maximum should be reported. These movement computations can
readily be made with a computer program such as DISPLMT.
It should be noted that the sliding block model does not apply perfectly to the
landslide problem. In fact, in view of the various approximations required, it probably
should be viewed as a tool to assist the engineer in deciding whether the probable slope
movement is: (l) a fraction of an inch, or (2) a few inches, or (3) a few feet. This level of
distinction is usually adequate to enable an engineering or management decision. The
computational method cannot be used to realistically distinguish between 0.33 feet and 0.57
feet, for example. However, such a distinction is often made during the analysis stage in
order to evaluate parameter sensitivity.
PROGRAM DISPLMT
t f , is subdivided and the areas of the trapezoids (shown in Figure 3) are summed to obtain
an estimate of the area under the excess acceleration curve. Only the contributions to the
integral which fall above the yield acceleration line are included in the summation. The
corresponding velocity curve is then integrated using the trapezoidal rule to obtain an
estimate of the permanent slope displacements. The error in the computation described
above is, of course, reduced by decreasing the time step used in describing the accelerationtime record.
then the computed displacement would be over estimated. Thus, not all time intervals used
in the computation are the same, as is the usual practice in implementing the trapezoidal
rule.
To specify an arbitrary yield acceleration as a function of time or displacement, the
user must input a series of values of yield acceleration and time or yield acceleration and
displacement. The yield accelerations between specified values are obtained by linear
interpolation.
Figure 4 shows the DISPLMT program flowchart. The input data is read first. Since
only the downslope yield acceleration is given, the program computes the ratio of ( a y )
to ( a y )
downslope
upslope
using the static factor of safety, so that the upslope yield acceleration can be
(a )
y downslope
displacement, depending on the given function as prescribed in the input data. The
(a )
y upslope
upslope.
Next, the program checks for any downslope movements. If the ground response
acceleration, a ( t ) , is greater than ( a y )
downslope
greater than zero, then there is downslope movement. If there is movement, then the
program calls a subroutine to compute the values or velocity and displacement. In this
subroutine, the actual double integration is performed. Before double integrating the
excess" accelerations, the program checks for a need for subdividing the original time
interval, t .
10
upslope
interval is less than zero then there is an upslope movement. Again, if there is movement,
the program calls the subroutine to compute velocity and displacement.
At the end of this main loop, the graphic screen is updated with the new values or
displacement and accelerations. The analog block is moved to the new displaced value.
This is done by first erasing the block at its original position and then plotting it at the new
computed position. The original position or the block is shown in all cases by a dashed
outline. Time, t, is incremented by t and the main loop is entered again.
When the final time is reached, the acceleration-time history is reversed by
changing the sign to each one or its values and the process previously described is
performed again for the reverse earthquake. This reversal is done in case the input
acceleration-time history is significantly and unsymmetrical.
It is generally assumed that both the first run and the reversal run are of equal
validity. The two runs are used to indicate the probable range in results.
IMPLEMENTATION OF RECOMMENDED PROCEDURE TO AN EARTH DAM
An existing earth dam was recently enlarged for the purposes of improving flood
control. The original earth dam was approximately 650 feet long at the crest and about 79
feet above the original ground surface. The enlargement raised the dam 8 feet in height.
The dam is located in a small valley with a 45 ft. layer of alluvium overlying bedrock. It is
in a region of seismic activity, in which several major earthquakes have occurred within
about 50 miles of the dam, ranging from a Richter magnitude of 8.3-5.8 over the past 80
years or so. Several major faults are located from 10 to 40 miles of the site, and several
small inactive faults and shear zones are present in the area near the dam
The recommended procedure, described in the previous sections, was used in
conjunction with the newly developed microcomputer program, DISPLMT, to estimate the
Houston, S. L.; Houston, W. N. and Padilla, J. M. (1987). Microcomputer-Aided Evaluation of
Earthquake-Induced Permanent Slope Displacements. Microcomputers in Civil Engineering, p.p.
207-222.
11
permanent slope displacements of the earth dam using the Newmark method of double
integrating the excess accelerations. The critical noncircular slip surfaces which were
analyzed for the upstream and downstream slopes of the dam are shown in Figures 5 and 6
respectively.
The design earthquake for the seismic response computations was an 8.25 Richter
magnitude. Because there are no available measured records for earthquakes of this
magnitude, the synthetic Seed-Idriss record was used as the input motion.
DOWNSTREAM SLOPE ANALYSIS
The critical slip surface for the downstream slope and static loading conditions, as
shown in Figure 5, was noncircular. The static factor of safety of 1.37 was determined
using the Morgenstern and Price method and the microcomputer program TSLOPE [10] .
The yield acceleration, using pre-earthquake soil parameters, was also determined using the
pseudo-static method in TSLOPE. The yield acceleration for the critical slip surface was
0.14 g, which was assumed to remain constant throughout the earthquake shaking. The
yield acceleration is computed as the acceleration which brings the slope to a factor of
safety of 1.0.
The procedure used in the computation of permanent slope displacement utilizes
one-dimensional seismic response analyses to obtain the acceleration-time histories which
are input into DISPLMT. The average acceleration-time history from the onedimensional analysis, which can be obtained using microcomputer versions of programs
such as SHAKE, is typically very close to that which is obtained using the more complex
two-dimensional site response analyses performed using finite-element programs on a
mainframe computer. This has been verified by the authors for several different soil profiles
and slope geometry.
12
13
In the analysis of the downstream slope of the earth dam, acceleration-time histories
were computed for several soil profiles within the sliding mass. Acceleration-time histories
were obtained for vertical soil profiles corresponding to slices 1, 5, and 10, shown in Figure
5. According to the recommended procedure, discussed previously, a softened layer was
introduced at the elevation corresponding to the critical slip surface in performing the
seismic response computations. The acceleration-time histories for points immediately
below the shear zone were then input into DISPLMT for the purposes of computing
permanent displacements. Acceleration-time histories were obtained at the three sections
along the slope using SHAKE, which incorporated an equivalent linear soil modulus.
Using the constant yield acceleration assumption, the permanent slope
displacements were estimated using DISPLMT. For the soil profile corresponding to slice 1
of the downstream slope, the maximum permanent deformation was 0.07 ft. downslope.
The maximum acceleration in the acceleration-time history for slice 1 was 0.253 g. The
middle of the slope, slice number 5, resulted in a maximum downslope movement of 0.27
ft. for a maximum acceleration of 0.328 g. The profile at the bottom of the slope, slice 10,
resulted in a maximum downslope movement of 0.85 ft. for a maximum acceleration of
0.437 g.
The average value of the permanent downslope displacement for the three profiles is
probably the best estimate for the slope, because the rigid block assumption require that the
displacements be equal for the entire slope. Therefore, the average permanent downslope
displacement for the downstream slope of the earth dam was estimated to be about 0.3 ft.
However, it is considered good practice to report the maximum calculated value as well.
The graphical output from program is shown in Figure 7 for the slope downstream
slope computation for the profile corresponding to slice 5 in the center of the critical sliding
mass. An interval of the acceleration-time history and the yield acceleration as a function of
time are shown along with the moving block in the output.
14
A static slope stability analysis was performed on the upstream slope of the dam
using the microcomputer program TSLOPE. The static factor of safety was found to be
2.17 to the critical noncircular slip surface, and the yield acceleration, using pre-earthquake
strength values, was found to be 0.25 g.
Acceleration-time histories were computed to several soil profiles within the sliding
mass. In the upstream slope analysis, profiles corresponding to slice number 1, 8, and 14,
shown in Figure 6, were used in the one-dimensional site response computation to
determine the range of acceleration-time histories for the slope. In performing the onedimensional seismic analyses, a softened layer was introduced in the vicinity of the
critical slip surface. Using the recommended procedure, the acceleration-time histories
for points immediately below the slip surface were used to obtain representative
acceleration-time histories for input into DISPLMT.
A constant yield acceleration was assumed for the DISPLMT computations for the
each dam. For the soil profile corresponding to slice 8, the maximum downslope
deformation was 0.035 ft. For slices 1 and 14, the maximum accelerations computed from
the one-dimensional seismic analysis did not exceed the yield acceleration (0.246 g.), and
therefore no displacements were computed.
Houston, S. L.; Houston, W. N. and Padilla, J. M. (1987). Microcomputer-Aided Evaluation of
Earthquake-Induced Permanent Slope Displacements. Microcomputers in Civil Engineering, p.p.
207-222.
15
The graphic output form DISPLMT for the slice 8 profile is shown in Figure 8. The
graphic output includes the moving block, as well as the plot of an interval of the
acceleration-time history and yield acceleration.
The effect of introducing the slip layer with softened properties is summarized in
Table 1 for both the up-stream and downstream slopes.
Table 1. Effects of slip layer.
Downstream
Upstream
Maximum acceleration
at base of wedge
Profile
Slice 1
Slice 5
Slice 10
a
(g)
With slip
layer
Without
slip layer
0.14
0.253
0.328
0.437
0.202
0.256
0.273
(g)
(g)
Maximum acceleration
at base of wedge
Profile
Slice 1
Slice 8
Slice 14
a
(g)
With slip
layer
Without
slip layer
0.25
0.372
-
0.253
0.273
0.252
(g)
(g)
For this particular analysis, the average maximum acceleration at the base of the
sliding mass is greater by about 35% when the layer with softened properties is introduced.
This will lead to larger permanent slope displacements than for the case where no slip layer
was incorporated in the seismic response analysis. In general, it would be expected that the
acceleration at the base of the sliding mass would be a function or the slip layer properties
Houston, S. L.; Houston, W. N. and Padilla, J. M. (1987). Microcomputer-Aided Evaluation of
Earthquake-Induced Permanent Slope Displacements. Microcomputers in Civil Engineering, p.p.
207-222.
16
because the dissipation of energy and the amount of strain depend on the slip layer
properties. The 35% increase in maximum acceleration observed is for this particular earth
dam, and the difference in acceleration with and without the slip layer would be dependent
upon the particular soil profile under study.
SUMMARY
17
REFERENCES
[1]
Castro, G., Poulos, S. J., and Leathers, F. D. A Re-examination of the Slide of the
Lower San Fernando Dam. Journal of Geotechnical Engineering, 3(9): 1093-1107
(1985).
[ 2]
[3]
[ 4]
Earthquake-Induced
Deformations.
Journal
of
Geotechnical
[ 5]
[ 6]
[ 7]
Schnabel, P. B., Lysmer, J., and Seed, H. B. Shake - A Computer Program For
Earthquake Response Analysis Of Horizontally Layered Soils. Report No. EERC
72-12. University of California, Berkeley, December 1972.
[ 8]
[ 9]
[10]
TSLOPE Computer program for limit equilibrium slope stability analysis. TAGA
Engineering Software Services, Berkeley, California, 1984.
18
APPENDIX I NOTATION
a
= Acceleration
ay
= Yield acceleration
a (t )
= Acceleration-time history
FS
= Factor of safety
Su
= Time incremental
= Friction angle
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