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Cultura Documentos
ENGINEERING REPORTS
FOR
WASTEWATER PROJECTS
ENDORSED BY:
OKLAHOMA WATER RESOURCES BOARD
OKLAHOMA DEPARTMENT OF COMMERCE
OKLAHOMA CITY AREA INDIAN HEALTH SERVICE
USDA - RURAL DEVELOPMENT - OKLAHOMA
OKLAHOMA DEPARTMENT OF ENVIRONMENTAL QUALITY
Revised: May 12, 2011
Revised: 05/12/2011
Page 2
CONTENTS
ENGINEERING REPORT
Wastewater Projects
I. Project Planning Area
A. Location, maps, photographs, & sketches ........................................................... 3
B. Provide project, design period 3
C. Growth areas and population trends..................................................................... 3
D. Current and projected wastewater flows ............................................................... 3
E. Environmental concerns in service area ............................................................... 3
Revised: 05/12/2011
Page 3
CONTENTS (continued)
ENGINEERING REPORT
Wastewater Projects
Appendices
Appendix A
Appendix B
Appendix C
Appendix D
Appendix E
Revised: 05/12/2011
Page 4
ENGINEERING REPORT
Wastewater Projects
I. PROJECT PLANNING AREA. Describe the area under consideration. The project
planning area may be larger than the service area determined to be economically
feasible. The description should include information on the following:
A. Location, maps, photographs, and sketches. These materials should indicate
legal and natural boundaries, major obstacles, elevations, etc.
B. Provide Project design period. State the design life of the project.
C. Growth areas and population trends. Specific areas of concentrated growth
should be identified. Population projections for the project planning area and
concentrated growth areas should be provided for the project design period.
These projections should be based on historical records with justification from
Oklahoma Department of Commerce (ODOC), U.S. Census Bureau, and
document additional sources, if any. (See example table in Appendix A.) Include
a description of population trends as indicated by available records, and the
estimated population that will be served by the proposed wastewater collection
system or expanded system.
D. Current and projected wastewater flows. Current and projected volume and
strength of sewage flows both domestic and industrial (hydraulic and organic)
should be provided. If a deviation is deemed necessary, a justification must be
provided. Present wastewater flow rates during average and peak flow periods
must be used as the basis for design. (See example table in Appendix B.)
E. Environmental concerns in the service area. Discuss all the environmental
concerns or effects within the service area that must be considered in project
planning.
II. EXISTING FACILITIES AND NEED FOR PROJECT. Describe the existing facilities
including at least the following information:
A. Location and layout. Provide a site plan and schematic layout for treatment
facilities.
B. Condition of existing facilities.
Describe present condition; suitability for
continued use; and, if any existing central facilities, for treatment; discuss the
hydraulic and organic capacity, storage, and collection capabilities. Also,
describe compliance with all state and federal requirements for wastewater
systems including: Water Pollution Control Standards, National Pollutant
Discharge Elimination System permits.
Revised: 05/12/2011
Page 5
C. Health and safety. Describe concerns and include relevant regulations and
correspondence from/to Federal and State regulatory agencies such as ODEQ
inspection reports, Notices of Violation, and Consent or Administrative Orders.
Also, describe compliance with all state and federal requirements for handicap
accessibility standards for public use areas, and security standards for the
protection of all wastewater facilities.
This section should also discuss any
improvements necessary to provide enhanced security at source or treatment
facilities and improved handicap accessibility in public areas as required by the
Americans with Disabilities Act.
D. System O&M. Describe the concerns and indicate those with the greatest impact
such as bypasses. Investigate inflow, infiltration and leakage, management
adequacy, inefficient designs, and/or outdated facilities and problem elimination
prior to adding additional capacity.
E. Design hydraulic and organic capacity. Describe the reasonable growth capacity
that is necessary to meet needs during the planning period. Facilities proposed
to be constructed to meet future growth needs should generally be supported by
additional revenues. Consideration should be given to designing for phased
capacity increases. Provide number of new customers committed to this project.
F. Water System Availability. Describe the existing or proposed water supply to the
wastewater treatment system.
III. ALTERNATIVES CONSIDERED. This section should contain a description of the
reasonable alternatives that were considered in planning a solution to meet the
identified need(s). The description should include the following information on each
alternative:
A. Description. Describe the facilities associated with the alternative, including
treatment in locations of, wet weather flow equalization basin, pumping,
collection system, discharge point and sludge handling facilities.
B. Design criteria. State the design parameters used for evaluation purposes.
C. Environmental impacts. Provide a short description of environmental impacts
that may preclude any alternatives. Only projects that will utilize funds that have
a federal identity require the completion of an Environmental Impact Document
(EID). Those current funding sources would be as follows:
1. Rural Development Loan and Grant Programs for Water and Wastewater
2. Department of Commerce Community Development Block Grants
3. OWRB-ODEQ State Revolving Loan Funds
4. Oklahoma City Area Indian Health Service
D. Land requirements. Identify sites, rights of way, and easements required.
Further specify whether these properties are currently owned, to be acquired, or
Revised: 05/12/2011
Page 6
leased.
E. Construction problems. Discuss concerns such as subsurface rock or unsuitable
soil material, high water table, limited access, floodplain areas, or other
conditions which may affect cost of construction or operation of facility.
F. Cost estimates.
1. Construction.
2. Non-construction and other projects costs, such as, land, professional fees,
testing surveying, etc.
3. Annual operation and maintenance.
4. Cost effective present worth analysis. See a sample format in Appendix C.
G. Advantages/Disadvantages. Describe the specific alternatives ability to meet the
owner's needs within its financial and operational resources, comply with
regulatory requirements, compatibility with existing comprehensive area-wide
development plans, and satisfy public and environmental concerns.
IV. PROPOSED PROJECT DESIGN AND COST ESTIMATE (RECOMMENDED
ALTERNATIVE). This section should contain a fully developed description of the
proposed project based on the preliminary description under the evaluation of
alternatives. At least the following information should be included:
A. Treatment. Describe process in detail and identify location of plant and site of
any discharges. Provide documentation of compliance with the 208 Plan.
Provide a description of how sludge is or will be managed. Sludge Management
Plan (SMP) must be provided with submittal of the Plans and Specifications.
Also describe foundation conditions and floodplain elevations prevailing at sites
of proposed structures based on geotechnical information, and the appropriate
elevation of ground water in relation to subsurface structures. Show the design
capacity for each existing unit, proposed unit, ODEQ required capacity (OAC
252:656), and indicate if plant design meets ODEQ requirement. Include a
hydraulic profile. Provide alternate power source. This information should
provide sufficient detail in a tabular format to determine compliance with ODEQ
design requirements. See Appendix D.
B. Pumping stations. Identify size, type, site location and any special power
requirements and emergency operations. Also describe foundation conditions
and floodplain elevations prevailing at sites of proposed structures, and the
appropriate elevation of ground water in relation to subsurface structures.
C. Collection system layout and hydraulic calculation. Identify general location of
line improvements: Lengths, sizes, slopes, and key components, and the
character of the soil through which sewer lines are to be installed including
NRCS soil maps and descriptions.
Revised: 05/12/2011
Page 7
D. Waste Disposal. Discuss the various wastes from the wastewater treatment
plant, their volume, proposed treatment, points of discharge, and/or method of
disposal. Project sites shall include the following:
1. Discussion of the various sites considered and advantages of the
recommended ones.
2. The proximity of residences, industries, and other establishments.
E. Green project reserve components (for SRF Projects Only). Identify and discuss
any components of the proposed project that may qualify as green based on
the guideline in Appendix E. Complete and attach the GPR check sheet as an
appendix to the Engineering Report.
F. Recommended Alternative Cost Estimate. Provide an itemized cost estimate for
the proposed project based upon anticipated period of construction (For projects
containing both water and waste disposal systems, provide a separate cost
estimate for each system.)
1. Development costs.
2. Construction costs.
3. Land and rights.
4. Legal fees.
5. Engineering fees.
6. Interest fees.
7. Interest.
8. Contingency.
9. Refinancing.
10. Other costs associated with the proposed project.
V. Financial status. Provide information regarding:
A. The current and proposed or projected rate schedules.
B. Annual operating and maintenance (O&M) cost (existing and proposed).
C. Tabulation of users by monthly usage categories.
D. Revenue received for the last three fiscal years.
E. Give status of existing debts and required reserve accounts.
F. Prepare a schedule of short-lived assets and a recommended annual reserve
deposit to fund replacement of short-lived assets such as pumps, paint, and
small equipment. Short-lived assets include those items not covered under O&M,
however, this does not include long-lived assets such as water tank or treatment
facility replacement that should be funded with long-term financing.
Revised: 05/12/2011
Page 8
Revised: 05/12/2011
Page 9
APPENDIX A
Population Projections
Data Found At:
http://www.okcommerce.gov/Libraries/Documents/Projections_of_Cities_Towns_in_Okl
ahoma_2000_121004413.pdf
http://www.census.gov/ or http://dataferrett.census.gov/
The download contains population/growth projections from 2000-2030 for Oklahoma.
Information provided is by County, Towns and Cities, Remainder of the County.
Example for the Sasakwa Rural Water District, Seminole County.
Population
Projections
Remainder
of County
2000
2005
2010
2015
2020
2025
2030
11,716
11,720
11,860
12,050
12,240
12,380
12,570
(12570/11716)1/30-1 = r
.002348 = r
From the sdwis.deq.state.ok.us web site the water system site the user population of
the RWD is 210 people in 2010.
This project will add an additional 8 homes to the system with an increased population
of 27 people.
In twenty years F = 237(1+0.002348)20years = 248 people
Present Pop
Year 2010
210
237
Future Pop at
design life year
2040
248
Revised: 05/12/2011
Page 10
APPENDIX B
Wastewater Use Projections
Projected Wastewater Flow: Average Daily Flow calculated from 12 months of readings
taken from the influent flow meter. Using current data, the average flow per person is:
19320 gpd/210 persons = 92 gpcd
Adding the new homes served by this project
92 gpcd x 27 persons = 2484 gpd
Using the same formula as population growth at 20 year design life (Appendix A),
calculate daily estimate flow at 20 years.
F = (19320 + 2484)gpd x (1+0.002348)20years = 22,851 gpd
Using the same formula as population growth at 20 year design life, calculate increase
in homes.
F = (70 + 8) homes x (1+0.002348)20years = 82 homes
Present
19,320
Present
38,640
Homes
Added homes
Total homes
70
78
20 Years
22,851 gpd
20 Years
45,702 gpd
Homes at 20
years
82
*Flow rates for existing facilities must be documented, i.e., flow study.
20 years
4,920 gph
Revised: 05/12/2011
Page 11
APPENDIX C
Cost Effective Present-Worth Analysis Format
Cost Effective Present-Worth Analysis is a tool that compares feasible alternatives:
To ensure modesty in cost and design.
To compare options and ensure the best choice for both taxpayers and the
borrower.
Present Worth (PW) = [Capital Cost] + [Uniform Series Present Worth]O&M
[Single Payment Present Worth]Salvage Value
1. Determine Discount Rate Factor (i).
2. Determine Capital Cost. Capital Cost is the estimated construction cost plus any
non- construction costs (i.e. land, fees, testing, etc.) for the alternative shown in the
Engineering Report.
Example: Total construction costs for a water treatment plant (WTP) rehabilitation are
$1,000,000.00. Total non- construction costs are $156,900 (engineering
report = $8500; all other engineering fees = $80,400; legal fees = $26,000;
environmental information document = $10,000; land = $20,000;
geotechnical testing = $12,000). Total capital costs = $1,156,900.
3. Determine Uniform Series Present Worth O&M. Uniform Series Present Worth O&M is
the present worth of the operation and maintenance costs for the alternative. These
costs are assumed to be constant for the life of the project.
N
PW O&M = A [(1 + i) -1]
i(1 + i) N
Revised: 05/12/2011
Page 12
4. Determine Salvage Value. Salvage Value is only needed if the useful life is longer than
the planning period, otherwise if useful life is equal to the planning period, salvage
value is zero.
PW salvage value = F (1 + i) N
Revised: 05/12/2011
Page 13
7. Determine Capital Cost. Capital Cost is the estimated construction cost for the
alternative shown in the Engineering Report.
Example: Total construction costs for a water treatment plant (WTP) rehabilitation are
$1,000,000.00.
8. Determine Uniform Series Present Worth O&M. Uniform Series Present Worth O&M is
the present worth of the operation and maintenance costs for the alternative. These
costs are assumed to be constant for the life of the project.
N
PW O&M = A [(1 + i) -1]
i(1 + i) N
PW salvage value = F (1 + i) N
Revised: 05/12/2011
Page 14
Revised: 05/12/2011
Page 15
APPENDIX D
Proposed Design Parameters
Unit
Existing Design
Proposed Design
Wastewater
Plant
Aeration
500,000 GPD
Plant
1,300 ft3/lb peak
BOD5
10 hr hydraulic
detention
700 gal/ft2/day
hydraulic overflow
rate
none
1 MGD Plant
DEQ Requirement
(OAC 252:656)
n/a
60 days retention
and 120 days
retention in system
60 days retention
and 120 days
retention in system
Minimum storage to
contain largest 7
days wet weather
period in ten years;
Two compartments
Reactor
Volume
Clarifier
Lagoonprimary cell
Lagoonnone
secondary
cell
Wet
Weather
Flow
Equalization
Basin (FEB)
Meets
n/a
Yes
Yes
Yes
Yes
Yes
Yes
Revised: 05/12/2011
Page 16
APPENDIX E
Green Project Reserve Components
ORF-000
Rev-05/10
Contact for more Information: Jennifer Wasinger, Assistant Chief, FAD or Your OWRB project
engineer @405-530-8800
Revised: 05/12/2011
Page 17
II. Categories
Please mark, from the categories below, all the GPR components that are proposed for the
project.
1. Energy Efficiency Components:
Definition: Energy efficiency is the use of improved technologies and practices to reduce the energy
consumption of water quality projects, use energy in a more efficient way, and/or produce/utilize
renewable energy.
Projects that achieve a 20% reduction in energy consumption are categorically eligible for GPR, energy
savings < 20% requires a business case. (Sample business cases are in attachment)
N/A
Yes
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
Revised: 05/12/2011
Page 18
N/A
Yes
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
Revised: 05/12/2011
N/A
Yes
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
( )
Page 19
( )
( )
( )
( )
( )
( )
( )
( )
Revised: 05/12/2011
Page 20
Loan Programs will provide the participant/applicant an estimated interest rate to be used in
the life- cycle analysis.
5.
Provide a cost estimate for the green infrastructure project or components. (Add pages if necessary)
(Description)
(GPR Component)
(Cost $$)
i.____________________________
________________
_____________
ii.____________________________
________________
_____________
iii.____________________________
________________
_____________
Total: ______________
6.
Please describe the problems with the existing system and explain the technical and
financial benefits of using green components included in the project. (Please add pages if
necessary)
Revised: 05/12/2011
Page 21
(Attachment-2)
Sample calculation for energy and cost savings for SCADA control:
Project
LS#
#
kWh
Consumption
forCurrent
Run
Times/yr
Energy
Cost/yr
ExcessivekWh kWhConsumption/yr
Consumption/yr
afterSCADA
Energy
Cost/yr
Cost
Savings
Energy Eligible
Savings Costs
E1
20
111,521
$104,829.74
7,806
103,715
$ 97,491.66 $7,338.08
7% $ 4,500.00
E4
48
50,093
$47,087.42
1,503
48,590
$ 45,674.80 $1,412.62
3% $4,500.00
82
3,335
$3,134.90
200
3,135
$ 2,946.81 $188.09
6% $4,500.00
109
35,292
$33,174.48
706
34,586
$ 32,510.99 $663.49
2% $4,500.00
Sub4
17
4,792
$4,504.48
144
4,648
$4,369.35 $135.13
3% $4,500.00
Sub5
27
15,570
$14,635.80
1,246
14,324
$3,464.94 $1,170.86
8% $4,500.00
Sub6
64
170,718
$160,474.92
8,536
162,182
$152,451.17 $8,023.75
5% $4,500.00
Sub8
113,280
$106,483.20
3,398
109,882
$103,288.70 $3,194.50
3% $4,500.00
49
24,749
$23,264.06
990
23,759
$ 22,333.50 $930.56
4% $4,500.00
61
27,594
$25,938.36
1,656
25,938
$ 24,382.06 $1,556.30
6% $4,500.00
74
6,693
$6,291.42
67
6,626
$ 6,228.51 $62.91
1% $4,500.00
76
27,213
$25,580.22
816
26,397
$ 24,812.81 $767.41
3% $4,500.00
68
39,127
$36,779.38
2,739
36,388
$ 34,204.82 $2,574.56
7% $4,500.00
34
18,015
$16,934.10
1,081
16,934
$ 15,918.05 $1,016.05
6% $4,500.00
36
19,590
$18,414.60
1,763
17,827
$ 16,757.29 $1,657.31
9% $4,500.00
42
12,440
$11,693.60
871
11,569
$10,875.05 $818.55
7% $4,500.00
SystemWide
TOTALS
680,022
$639,220.68
47,602
632,420
$607,710.50 $31,510.18
Sub1
Sub9
Sub9b
Sub11
7% $72,000.00
Revised: 05/12/2011
EfficiencyCalc:
(TotalRunHoursExcessRunHours)/TotalRunHours
Total
ExcessRun
Run
Hours
Hours
LS#
%Excess
20
7708
572.1
7%
48
4645
154
3%
82 1967.8
119
6%
109 4961.5
78
2%
17 584.3
15.9
3%
27 2574.8
207.5
8%
64 4984.2
234.2
5%
8 3022.4
87.1
49 4419.6
173.1
4%
61 3986.9
229.4
6%
74 790.6
6.4
1%
76 5407.5
169.6
3%
68 2923.1
211.9
7%
34 6837.3
411.8
6%
36 4058.2
356.2
9%
42 4069.2
283.5
7%
3%
NOTES:
ProjectspecscallforSCADAunitstoconsistof:
SiemensIntralinkLC150(orsimilar)
MDSiNET900DataTransmissionUnit
EstimatecostperSCADAunit=$4,500percorrespondence
fromlocalDistributor
(MunicipalPump&Control)
Page 22
Revised: 05/12/2011
Page 23
(Attachment-2)
Guidance on Energy Efficiency Business Case for Wastewater Pumping Systems
for Green Project Reserve
Modifications, retrofits or replacement of existing wastewater pumping systems that achieve a
20% increase in energy efficiency will categorically qualify for the Green Project Reserve (GPR)
Projects that do not achieve a 20% increase in energy efficiency can also count towards the GPR
if they have a business case showing how the project significantly improves energy efficiency.
Information to be included in a business case for wastewater pumping stations is provided below.
Business cases for wastewater pumping systems must include information that demonstrates that
energy efficiency is the primary goal of the project. They should clearly show that: 1) the most
energy efficient equipment is being used in the project, 2) that energy efficient design and
operational considerations and practices are followed, 3) the percent increase in energy
efficiency and KWH saved, and 4) why further energy efficiency improvements cannot be
achieved.
1) Energy Efficient Equipment : The business case shall demonstrate that selected equipment is
of the highest efficiency suitable for the project. The following are examples of standards or
guidelines to be met:
If it is not possible to select new electrical equipment that can meet or exceed energy
efficiency standards then applicants must provide acceptable evidence of why this could not
be achieved, with rationale for selecting alternate equipment if the goal of energy efficiency
is to be achieved.
2) Energy Efficient Design Practices and Considerations: The business case shall demonstrate
that all energy efficient design practices and considerations suitable for the project were used.
The following are general examples of design considerations where energy efficiency could be
demonstrated:
Pumping systems should be designed to operate in their most efficient zone. Pumps
should be selected to operate close to the Best Efficiency Point (BEP) on a pump curve
defined as the point with maximum efficiency of the pump. Choose pumps that result in
the lowest friction head loss and ensure that pumps are properly sized for the pumping
system.
Pumping systems should be designed to reduce flows to be pumped where possible.
Reduce pipe friction and lower head losses to reduce the energy needed for pumping.
Note that repair and replacement of the collection system piping does not qualify as
green except in the most dramatic infiltration/inflow cases.
Revised: 05/12/2011
Page 24
Where appropriate for energy efficiency purposes, use distributed control systems to
operate the most efficient combination of pumps, and at the proper pump speeds, for
needed flow rates and pressures.
3) Energy Savings: Comparing the energy requirements of the existing system with the energy
requirements of the proposed upgrades yields the increase in energy efficiency. Business cases
for energy efficient wastewater pumping projects should calculate the increase in energy
efficiency as follows:
kWh/year used prior to the upgrade kWh/year used after the upgrade
kWh/year used prior to the upgrade
The answer is expressed as a percentage improvement. The business case should clearly report
the kWh/year saved by the project.
4) Energy Saving Justification: Business cases that demonstrate significant energy efficiency
improvements will utilize all practical opportunities to improve energy efficiency.
Consequently, each business case should discuss why the project cannot achieve a higher level of
energy efficiency. One possible answer is that prior energy efficiency improvements have
elevated the operation to a point where the remaining gains represent a smaller improvement.
Sample Calculation for energy and cost savings for Pumps:
DemonstratingEnergyandCostSavingsforPumps
PumpParameter
Comparison
Pump
EPARegion6
Manufacturer
Criteria
Voltage/Phase
240/3
MotorEfficiency,%
89
PumpEfficiency
72.5
Powerusage,KwHr/Yr
283,021
PowerCost,$/Yr
0.09
OperationalCost,$/Yr
25472
Savings,$/Yr
N/A
BaseStandardEfficiency,%
77
NewStandardGradeEfficiency:Pumps72.5%;Motors89%:0.725*0.89=0.65
Adding20%efficiencytothestandardgradeEfficiency:
BaseStd.Efficiency,%
77
NewPump
(Proposed
Pump,Spec)