Escolar Documentos
Profissional Documentos
Cultura Documentos
and
Biotechnology
edited by
Kalidas Shetty
Gopinadhan Paliyath
Anthony L. Pometto
Robert E. Levin
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The material was previously published in Food Biotechnology, Second Edition. CRC Press LLC 2005.
CRC Press
Taylor & Francis Group
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2007 by Taylor & Francis Group, LLC
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International Standard Book Number10: 0849375274 (Hardcover)
International Standard Book Number13: 9780849375279 (Hardcover)
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Library of Congress CataloginginPublication Data
Functional foods and biotechnology / editors, Kalidas Shetty ... [et al.].
p. cm. (Food science and technology)
Includes bibliographical references and index.
ISBN13: 9780849375279 (alk. paper)
ISBN10: 0849375274 (alk. paper)
ISBN10: 1420007726
1. FoodBiotechnology. 2. Functional foods. I. Shetty, Kalidas. II. Series.
TP248.65.F66F84 2006
664dc22
2006012676
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Preface
The World Health Organization (WHO) has highlighted that the disease profile of the
world is changing, and this is more so in low- and middle-income countries where there is
a double burden of diet-related chronic disease along with infectious diseases. WHO further states that 80% of chronic disease deaths now occur in less developed countries.
Globally there are more than 1 billion overweight and obese adults, and since 2001 this
figure is higher than the number of people (0.8 billion) on this planet who are malnourished. Obesity-related diseases seriously contribute to chronic disease and disability.
Therefore, major challenges facing the world today are not just of food production and
quality for meeting protein, calorie, vitamin, and mineral needs but also of better health
once the basic nutrient needs are met, for which additional protective food ingredients are
essential. Clearly, significant challenges are from major oxidation-linked chronic disease
epidemics from calorie sufficiency and excess calories in the developed world, and particularly in the newly industrialized countries such as China, Brazil, Mexico, and India,
which have the most rapidly growing diet-related chronic disease problems in the world.
Chronic disease such as diabetes which is linked to other oxidation-linked diseases such
as CVD (cardiovascular diseases) along with cancer, will place a tremendous burden
on the current healthcare systems in both developing and developed countries. In developing countries, this will further strain the existing challenges of infectious diseases such as
acquired immune deficiency (AIDS), tuberculosis, and food-borne illness among the
lower income population. In the more developed countries, the continuous and steady
development of obesity and its associated complications of diabetes, CVD, and perhaps
cancer is already posing more challenges. All the major health challenges, whether excess
calorie-linked chronic diseases or undernutrition-linked infectious diseases, are directly or
indirectly diet- and environmental-linked diseases. Therefore technologies for chemoprevention through diet (reduced calories with more fruit and vegetables and novel ingredients from other food-grade biological/microbial systems) will be very important to help
manage the current and emerging healthcare challenges.
With these critical issues in mind, a more focused edition of the book Functional
Foods and Biotechnology has been developed from the recently published volume of Food
Biotechnology (CRC Press, Boca Raton, FL, 2005). This book focuses on those chapters
(25 of the original 70 chapters) related to food biotechnology concepts that have the potential to contribute to advances in the areas of functional foods. Functional foods refers to
the improvement of conventional foods with added health benefits. Biotechnology concepts related to advances in functional foods will be significant at a time when diet will
play a major role in a global population that is projected to increase to 9 billion by 2050.
The topics in the book focus on molecular, biochemical, cellular, and bioprocessing concepts for designing ingredients for functional foods and cover major nutrients such as
starch, lipids, minerals, and vitamins to specialty ingredients and their disease preventive
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Editors
Kalidas Shetty, Ph.D. is a professor of food biotechnology in the Department of Food
Science at the University of Massachusetts-Amherst. He earned his B.S. from the
University of Agricultural Sciences, Bangalore, India, majoring in applied microbiology,
and his M.S./Ph.D. from the University of Idaho, Moscow, in microbiology. He then pursued postdoctoral studies in plant biotechnology at the National Institute of AgroBiological Sciences, Tsukuba Science City, Japan and at the University of Guelph, Canada,
prior to joining the University of Massachusetts in 1993.
Dr. Shettys research interests focus on Proline and Redox pathway-linked biochemical regulation of phenolic phytochemicals in food botanicals using novel tissue
culture, seed sprout, and fermentation systems. This focus contributes to innovative
advances in the areas of nutraceuticals, functional foods, and food antimicrobial strategies.
The susceptibility of bacterial food pathogens to phenolic phytochemicals at low pH and
the role of proline metabolism through redox-linked pathways for chemoprevention of
diabetes and cardiovascular disease are his major interests in developing new food safety
and disease chemoprevention strategies. He has published over 120 manuscripts in peerreviewed journals and over 25 as invited reviews and in conference proceedings. He holds
four U.S. patents.
Dr. Shetty is the editor of the journal Food Biotechnology (Taylor & Francis). He is
also on the editorial boards of three other journals in the areas of food and environmental
sciences.
In 2004, Professor Shetty was selected by U.S. State Department as a Jefferson
Science Fellow to advise the Bureau of Economic and Business Affairs on scientific issues
as they relate to international diplomacy and international development. This program,
administered by the U.S. National Academies, allowed Dr. Shetty to serve as science advisor at the U.S. State Department for one year in 20042005, and he will continue to serve
in this position for 5 more years following his return to the University of Massachusetts.
Dr. Shetty has traveled widely and has been invited to present numerous lectures and
seminars in the areas of food biotechnology, functional foods and dietary phytochemicals,
and food safety in over 20 countries in Asia, Europe, and the Americas. In 1998 he was
awarded the Asia-Pacific Clinical Nutrition Society Award for his contributions to the area
of phytochemicals, functional foods, and human health based on his understanding of
Asian food traditions. At the University of Massachusetts he has won the College of Food
and Natural Resources Outstanding Teaching Award and the Certificate of Achievement
for Outstanding Outreach Contributions.
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partnerships with food companies to develop these new food products and processes to
make them available for NASA utilization. The space food challenges addressed by the
centers commercial partners and affiliate faculty were development of new food products,
development of new food processing equipment, extending the shelf life of foods, improving and monitoring food safety, packaging of foods, development of food waste management systems, and development of disinfection systems for space travel. For more
information please see www.ag.iastate.edu/centers/ftcsc/.
In January 2006, Dr. Pometto was named the associate director of the Iowa State
University Institute for Food Safety and Security, which was created in 2002 as one of six
presidential academic initiatives. Dr. Pometto works with the institutes director, Dr.
Manjit Misra, to bring together the research, education, and outreach components of food
safety and security at Iowa State University into one umbrella institute for the purpose of
efficient teamwork that is well-positioned among government, industry, and producers.
For more information please see www.ifss.iastate.edu/.
Robert E. Levin, Ph.D. is a professor of food microbiology in the Department of Food
Science at the University of Massachusetts-Amherst. He earned his B.S. degree in biology
from the California State University, Los Angeles, his M.S. degree in bacteriology from
the University of Southern California, and his Ph.D. from the University of California,
Davis. Dr. Levins research interests involve toxicology, dietary modulators of mutagenesis, industrial fermentations, enzymology, and molecular methods of rapid detection and
enumeration of bacterial pathogens in foods. He has authored over 150 peer-reviewed
research publications and has served on the editorial boards of several journals dealing
with food safety and food biochemistry and on U.S.D.A. and N.S.F study groups.
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Introduction
Many parts of the world, especially low-income countries, are facing the double burden of
diet-related chronic disease along with infectious diseases. Analysis by the World Health
Organization states that 80% of chronic disease deaths now occur in low income and less
developed countries. As indicated in the preface of this book, it is evident that globally
there are more overweight and obese adults (1 billion) than those who are malnourished
(0.8 billion), and obesity-related diseases seriously contribute to chronic disease and disability. As a result, significant challenges are linked to major oxidation-linked chronic
disease from calorie sufficiency and excess calories in developing and developed countries, with a higher dual burden on less developed countries where people still have to deal
with the higher burden of infectious diseases. Technologies for low-cost chemoprevention
strategies and dietary means through design of functional foods will therefore be very
important to help manage the emerging health care challenges, and in this regard tools of
biotechnology will be important.
In light of the urgency of the health challenges linked to diet and chronic disease,
Functional Foods and Biotechnology has been developed from the recently published
volume of Food Biotechnology (CRC Press, Boca Raton, 2005) in order to highlight some
of the challenges. This book focuses on those chapters (25 of the original 70 chapters)
related to food biotechnology concepts that have the potential to contribute to advances in
the area of functional foods. Functional foods refers to the improvement of conventional
foods with added health benefits. The topics focus on biochemical and bioprocessing concepts for designing ingredients for functional foods, and cover improvement of major
nutrient sources such as starch, lipids, minerals, and vitamins to specialty ingredients and
their disease prevention role, as in several phenolic metabolites of some well-known food
botanical species. Many chapters focus on ingredient role in oxidation-linked disease,
which is the core basis of major chronic diseases. Several specialty topics such as phytochemicals and breast cancer, nonnutritive sweetners, immune factors from eggs, passive
immunity improvement through probiotics and role of prebiotics, phytochemicals as antimicrobials, and various potentials of microbial processing of ingredients have been highlighted. These concepts are by no means exhaustive but provide a good conceptual insight
to this emerging area of functional foods and point to the role of biotechnology in the
development of this rapidly growing research area.
Chapters 1 through 15 focus on various biotechnological aspects of design of functional ingredients in plants. Chapter 1 focuses on concepts related to the use of clonal
screening and sprout-based bioprocessing for designing functional phenolic phytochemicals, and has a section on its relevance to functional foods. This chapters introduction
to the general aspects of regulatory issues related to functional foods is relevant to all
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Contributors
Motoyasu Adachi
Laboratory of Food Quality Design and
Development
Graduate School of Agriculture
Kyoto University
Uji, Japan
Tamara Casci
School of Food Biosciences
The University of Reading
Whiteknights, UK
Hanne Risager Christensen
BioCentrum-DTU
Biochemistry and Nutrition
The Technical University of Denmark
Kgs. Lyngby, Denmark
Fergus M. Clydesdale
Department of Food Science
Chenoweth Laboratory
University of Massachusetts
Amherst, Massachusetts, USA
Ali Demirci
Deptartment of Agricultural and
Biological Engineering
The Hucks Institute of Life Sciences
Pennsylvania State University
University Park, Pennsylvania, USA
Glenn R. Gibson
School of Food Biosciences
The University of Reading
Whiteknights, UK
Ramon Gonzalez
Departments of Chemical
Engineering and Food Science
and Human Nutrition
Iowa State University
Ames, Iowa, USA
Peter L. Keeling
BASF Plant Science
Ames Research
Ames, Iowa, USA
Anthony J. Kinney
Crop Genetics Research and Development
DuPont Experimental Station
Wilmington, Delware, USA
Jeffrey D. Klucinec
BASF Plant Science
Ames Research
Ames, Iowa, USA
Jennifer Kovacs-Nolan
Department of Food Science
University of Guelph
Guelph, Ontario, Canada
K. Helen Fisher
Department of Plant Agriculture
University of Guelph
Vineland, Ontario, Canada
Reinhard Krmer
Institute of Biochemistry
University of Kln
Zlpicher, Germany
Hanne Frkir
BioCentrum-DTU
Biochemistry and Nutrition
The Technical University of Denmark
Kgs. Lyngby, Denmark
Yuan-Tong Lin
Department of Food Science
Chenoweth Laboratory
University of Massachusetts
Amherst, Massachusetts, USA
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V. Maitin
School of Food Biosciences
The University of Reading
Whiteknights, Reading, UK
Nobuyuki Maruyama
Graduate School of Agriculture
Kyoto University
Uji, Japan
Yukie Maruyama
Graduate School of Agriculture
Kyoto University
Uji, Japan
Reena Randhir
Department of Food Science
Chenoweth Laboratory
University of Massachusetts
Amherst, Massachusetts, USA
Patrick P. McCue
Program in Molecular and Cellular
Biology
University of Massachusetts
Amherst, Massachusetts, USA
Robert A. Rastall
School of Food Biosciences
The University of Reading
Whiteknights, UK
Yoshinori Mine
Department of Food Science
University of Guelph
Guelph, Ontario, Canada
Moustapha Oke
Ontario Ministry of Agriculture
and Food
Guelph, Ontario, Canada
Juan Alberto Osuna-Castro
Laboratorio de Biotecnologa
Facultad de Ciencias Biolgicas y
Agropecuarias
Universidad de Colima
Tecoman, Colima, Mxico
Gopinadhan Paliyath
Department of Plant Agriculture
University of Guelph
Guelph, Ontario, Canada
Louis A. Roberts
Pioneer Valley Life Sciences Institute
Springfield, Massachusetts, USA
Gerhard Sandmann
Botanical Institute
J. W. Goethe Universitt
Frankfurt, Germany
Kalidas Shetty
Department of Food Science
University of Massachusetts
Amherst, Massachusetts, USA
Preethi Shetty
Department of Food Science
Chenoweth Laboratory
University of Massachusetts
Amherst, Massachusetts, USA
Octavio Paredes-Lpez
Centro de Investigacin y de Estudios
Avanzados del IPN
Apdo, Gto., Mxico
Sallie Smith-Schneider
Pioneer Valley Life Sciences Institute
Springfield, Massachusetts, USA
Ian W. Sutherland
Institute of Cell and Molecular
Biology Edinburgh University
Edinburgh, UK
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Dhiraj A. Vattem
Nutritional Biomedicine and
Biotechnology
FCS Department
Texas State University-San Marcos
San Marcos, Texas, USA
Shigeru Utsumi
Graduate School of Agriculture
Kyoto University
Uji, Japan
Dhiraj A. Vattem
Nutritional Biomedicine and Biotechnology
FCS Department
Texas State University-San Marcos
San Marcos, Texas, USA
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Contents
Chapter 1
Chapter 2
Chapter 3
51
Chapter 4
85
Chapter 5
97
Chapter 6
133
Chapter 7
151
Chapter 8
Chapter 9
25
187
209
xvii
2007 by Taylor & Francis Group, LLC
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229
253
285
311
327
345
381
401
435
473
501
521
533
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545
583
611
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