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Abstract
One of the main problems of the intelligent buildings is to give comfort to its occupants and to increase the user's performance at a low cost.
The excessive demand of electric energy due to heating, ventilating, and air-conditioning (HVAC) systems require temperature forecast and
control to make maximum reduction of the electrical energy. The objective of this paper is to investigate in what extent linear autoregressive
models with external input (ARX) and autoregressive moving average models with external input (ARMAX), could be used in order to predict the
interior air temperature of a building. In particular, the obtained results in the classrooms of the Universidad Autnoma de Quertaro, U.A.Q.,
Mxico, are shown. Outside air temperature, global solar radiation flux, outside air relative humidity and air velocity were used as the input
variables. The obtained results showed that the ARX models give a better prediction of the temperature than the ARMAX models, obtaining the
best results with the ARX (2,3,0) with a coefficient of determination of 0.9457 and ARX (2,2,1) with a coefficient of determination of 0.9056.
2006 Elsevier B.V. All rights reserved.
Keywords: Intelligent buildings; Comfort; Autoregressive models
1. Introduction
An important goal of the intelligent buildings is to improve
users' comfort and security with a global reduction in the
consumption of energy [1]. The inside air quality and thermal
comfort should be assured by means of an appropriate heating
and ventilation of the spaces. The consumption of energy by
heating, ventilating and air-conditioning (HVAC) equipment in
industrial and commercial buildings constitutes 50% of the
world energy consumption [2]. The high energetic consumption
in the HVAC systems is related to the use of inefficient control
operation sequences and to failures in the system. Experimental
researches and theoretical studies have demonstrated that a
potential saving is possible by improving the handling of energy
establishing the correct or optimal operation of the HVAC
systems in commercial buildings. The energetic consumption
Corresponding author. Fax: +52 442 192 12 00+1+6064+#.
E-mail address: riosg@uaq.mx (G.J. Ros-Moreno).
0926-5805/$ - see front matter 2006 Elsevier B.V. All rights reserved.
doi:10.1016/j.autcon.2006.11.003
714
Fig. 1. Blocks diagram of the pattern of black box used to predict the
temperature of the inside air in classrooms.
715
Fig. 4. Distribution of the sensors in the interior of the classroom 19. Superior
view, plane XY.
716
10
and,
bij z b1ij znkij : : : bnkij znkij nbij 1
11
Fig. 5. Distribution of the sensors inside of the classroom 19. Lateral right view.
a2 : : :
ana
b1
b2 : : :
bnb T
Where the matrices A(z) and B(z) and the vector C(z) are
given by:
Az : 1 a1 z1 : : : ana zna
Bz : 1 b1 z1 : : : bnb znb
Cz : 1 c1 z1 : : : cnc znc
Fig. 6. Original data versus results of the (a) autoregressive moving average
model with external input and the (b) autoregressive model with external input
and the difference between both models for the first period of sampling; ,__,
measured;......, estimated.
a1
a2
a3
a4
a5
b11
b12
b13
b21
2.36 10 3 0
2.50 10 3 0
0.39 0
0.37 0
5.87 10 4 0
6.33 10 4 0
0
0
0
0
0
7.14 10 4 3.67 10 3
7.33 10 4 2.98 103
7.54 10 4 2.90 10 3
3.93 10 3 0.02
3.38 10 3 0.02
3.35 10 3
0.02
0
0
0
6.71 10 4
6.20 10 4
6.28 10 4
0.02
0.02
b22
b23
b31
0
0
0.03
0.03
b32
b33
0
0
0
0
b41
0.02
0.03
b42
b43
0
0
0
0
c1
c2
0.02
0.03
0.03
0.12
0.22
0.15
0.17
0.15 0.18
0.04
0.04
0.02
0.02
4.57 10 4 1.56 10 4
1.15 10 3 0
3.47 10 4 2.33 10 3 7.93 10 3 7.13 10 3
4.37 10 4 1.79 10 3 2.89 10 4 0
0.11 0.17
0.10 0.16
0.06 0.05
0.06 0.06
0.32 0.32
0
0.01
0.29 0.24 0.04
3.07 10 3
0.32 0.31
0
4.73 10 3
0.02
0
0.05 0.04
0.02
0
c3
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Table 1
Model structures and typical parameter identification results for the period models giving the inside air temperature (Ti) as a function of outside air temperature (To), global solar radiation flux (Ra), wind speed (Vw),
outside air relative humidity (Rho), and perturbation (e) in the discrete time (t) domain, using the z-transform operator (z 1); a1 to a5, b11 to b43, y, c1 to c3 are regressive coefficients as defined in the model structure
2
3
b11 z1 b12 z2 b13 z3
6 b21 z1 b22 z2 b23 z3 7
To t Ra t Vw t Rho t
1 c1 z1 c2 z2 c3 z3
7
Ti t
6
et
1
2
3 5
4
1
2
3
4
5
1
b31 z b32 z b33 z
1 a1 z a2 z a3 z a4 z a5 z
1 a1 z a2 z2 a3 z3 a4 z4 a5 z5
b41 z1 b42 z2 b43 z3
ARMAX: autoregressive moving average model with external input; ARX: autoregressive model with external input.
717
718
According to Ljung [4] once the data have been recorded, the
first two thirds or so of the data record were used in order to
determine the model coefficients and the remaining data for
validation.
Even when the measures were done during a continuous
period of time, the data of the first 24 days was used to get the
coefficients of the model. Once these coefficients were
calculated, a prediction of the inside temperature for the next
12 days was done by comparing the predicted temperature of
the model and the real temperature taken in the classroom.
These relation is shown in Fig. 6(a and b).
The approximated temperate of the room was taken from the
average temperature of the 12 sensors for each sample. The
average value calculated corresponds to the inside temperature,
which was compared to the output data of models ARX and
ARMAX. Thus, from only one calculated model, the inside
temperature was calculated.
3.2. Measures of accuracy
The coefficient of determination (R2) is the measure of
correlation between the observations and predictions [18].
Fig. 7. Original data versus results of the (a) autoregressive moving average
model with external input and the (b) autoregressive model with external input
and the difference between both models for the first period of sampling; ,__,
measured;......, estimated.
Sobs S
S
; ARV
Sobs
Sobs
Sobs
N
X
yk
yk 2 ; S
k1
13
N
X
yk k 2
14
k1
Table 2
Results of the validation of the ARMAX and ARX models corresponding to the
first sampling period
Model
Validation
R2
% SEP
ARV
ARMAX
4,1,3,0
4,1,2,0
0.9082
0.9107
0.9998
0.9997
0.0062
0.7320
2.2344 10 4
3.0476 10 4
ARX
1,3,0
3,3,0
2,3,0
0.9434
0.9455
0.9457
0.9996
0.9986
0.9993
0.85
1.54
1.22
4.1690 10 4
1.4102 10 3
7.4428 10 4
719
Table 3
Results of the validation of the ARMAX and ARX models corresponding to the
second sampling period
Model
Validation
R2
% SEP
ARV
ARMAX
5,3,1,1
5,3,2,1
0.8861
0.8906
0.8525
0.8640
16.97
15.34
0.1475
0.1360
ARX
2,2,1
3,3,1
3,2,1
0.9056
0.9093
0.9096
0.9325
0.9363
0.9391
10.81
10.50
10.27
0.0675
0.0637
0.0609
climate data which were older than 20 min did not improve the
model performance. In most cases, outside climate data older
than 15 min were not considered. Consequently, the resulting
models were rather compact. This should be considered as an
advantage since this allows their use in climate control
applications.
The coefficients of the ARMAX and ARX models of Table 1
of the first period with regard to the coefficients of the ARMAX
and ARX models of the second period show a minimum
variation. It is observed that most of the coefficients do not
differ and they present a similarity according to the two periods.
But the coefficients of the ARMAX models of the first period of
sampling with regard to the coefficients of the ARX models of
the first and second periods show a greater variation among
them. In a similar way the coefficients of the ARMAX models
of the second period of sampling with regard to the coefficients
of the ARX models of the second and first period of sampling
show a bigger variation.
In order to assess the accuracy of the ARMAX and ARX
models, the simulated results are compared with the original
data for the inside air temperature. Fig. 6(a and b) show an
example for both first and second period models. The difference
between the measured and the estimated inside air temperatures
is shown in these figures. The measured data are shown versus
the estimated ones for the ARMAX (4,1,2,0) model obtaining
an estimate of 82.22% and for the ARX (2,3,0) an estimate of
the 87.71%. It can be observed that the models which give a
better prediction of the temperature are the ARX models with
regard to the ARMAX models.
The assessment corresponding to the second period of
sampling can be observed in Fig. 7 showing the accuracy of the
ARMAX and ARX models. The simulated results are compared
with the real data for the temperature of the interior air. The
differences between the measured temperature and the estimated one in the interior of the classrooms between both models are
shown in Fig. 7(a and b). The ARMAX (5,3,2,1) model shows
an estimate of 82.27% and the ARX (3,2,1) an estimate of
87.33%. Based on the results of Figs. 6 and 7(a and b) the
models that give a better prediction of the temperature are the
ARX models with regard to the ARMAX models.
Based on the results in Table 1 and on Figs. 6 and 7(a and b)
it is observed that in both periods of sampling, the models
720
Fig. 8. Scatterplot of the observed versus estimated temperature variation for the
ARMAX (4,1,2,0) model corresponding to the first sampling period.
Fig. 10. Scatterplot of the observed versus estimated temperature variation for
the ARX (2,3,0) model corresponding to the first sampling period.
Fig. 9. Scatterplot of the observed versus estimated temperature variation for the
ARMAX (5,3,2,1) model corresponding to the second sampling period.
Fig. 11. Scatterplot of the observed versus estimated temperature variation for
the ARX (3,2,1) model corresponding to the first sampling period.
721
wind speed and outside air relative humidity were carried out as
input variables to the system, and different structures of ARX
and ARMAX models were intended. By means of programming, the acting indexes were calculated for each one of the
structures; selecting those models with better prediction of the
real conditions of interior temperature. Based on the selected
models, the influence of the input variables is discussed in the
accuracy of the models. The best prediction results were
obtained by the structures of ARX (2,3,0) model with a
coefficient of determination of 0.9457 and the ARX (3,2,1) with
a coefficient of determination of 0.9096.
The information presented in this work will serve as a
complement for a strategy of intelligent control in HVAC
equipments, where, based on the model of the controlled
building will determine the best control sequence in order to get
the desired reference with a minimum expense of energy.
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