Escolar Documentos
Profissional Documentos
Cultura Documentos
Vascular Medicine
16(5) 365377
The Author(s) 2011
Reprints and permission: sagepub.
co.uk/journalsPermissions.nav
DOI: 10.1177/1358863X11422109
vmj.sagepub.com
Abstract
The endothelium plays an integral role in the development and progression of atherosclerosis. Hemodynamic forces,
particularly shear stress, have a powerful influence on endothelial phenotype and function; however, there is no clear
consensus on how endothelial cells sense shear. Nevertheless, multiple endothelial cell signal transduction pathways
are activated when exposed to shear stress in vitro. The type of shear, laminar or oscillatory, impacts which signal
transduction pathways are initiated as well as which subsequent genes are up- or down-regulated, thereby influencing
endothelial phenotype and function. Recently, human studies have examined the impact of shear stress and different
shear patterns at rest and during exercise on endothelial function. Current evidence supports the theory that augmented
exercise-induced shear stress contributes to improved endothelial function following acute exercise and exercise training,
whereas retrograde shear initiates vascular dysfunction. The purpose of this review is to examine the current theories
on how endothelial cells sense shear stress, to provide an overview on shear stress-induced signal transduction pathways
and subsequent gene expression, and to review the current literature pertaining to shear stress and shear patterns at
rest as well as during exercise in humans and the related effects on endothelial function.
Keywords
endothelial function; exercise; flow-mediated dilation; shear rate; signal transduction
Introduction
Hemodynamic forces, including shear stress (SS), are influential factors that affect endothelial cell (EC) phenotype
and function. Increased cardiac output and blood flow during exercise modulate hemodynamic forces against the
arterial wall, which include circumferential strain and SS.
Furthermore, these hemodynamic forces differ throughout
the arterial tree owing to bends and bifurcations. The purpose of this review is to examine how EC sense SS, signal
transduction pathways in EC which are activated by SS,
and examine the effects of various types of SS that are produced in cell culture on EC phenotype and the resulting
factors that affect atherosclerotic etiology. Additionally,
research examining SS or shear rate (SR) in humans, with
specific emphasis on SR patterns during and after exercise,
is reviewed.
kinase receptor activation, adhesive protein activation, glycocalyx elongation, and bending of primary cilia.1,2
Corresponding author:
Blair D Johnson
1025 E. 7th Street
HPER 112
Bloomington, IN 47405
USA
Email: bj33@indiana.edu
366
control the magnitude of Ca2+ influx.6,7 Extracellular Ca2+
passage through the cell membrane follows activation of
two SS-dependent ion channels, namely P2X purinoceptors
and transient receptor potential channels.811 P2X puri
noceptors are activated by increases in endogenous
intracellular ATP, which has been shown to be SS dosedependent.1214 The SS-induced augmentation of intracellular ATP appears to be the result of cell surface ATP
synthase bound to caveolae and lipid rafts within the cell
surface.15 The influx of Ca2+ into the EC leads to activation
of Ca2+-dependent signaling pathways. Endotheliumderived nitric oxide (NO), which modulates vascular tone,
flow-dependent dilation, and vascular remodeling, is generated due to the Ca2+-induced release of caveolae-bound
endothelial NO synthase (eNOS).16 Removal of extracellular Na+, as well as the addition of a voltage-gated Na+
antagonist, attenuated the SS-induced activation of extracellular signal-regulated kinase (ERK).17 These results suggest that this class of voltage-gated ion channels is involved
with sensing SS despite concerns raised over the low membrane potential of EC and the slow changes in membrane
polarization, both of which argue against the involvement
of SS sensing voltage-gated channels.18
There are currently three theories on how these channels
are activated in response to SS. The first theory is that there
is a direct physical interaction between blood flow and the
ion channel. The ion channel is pushed open due to the
drag force that is elicited by blood flow, presumably in a
non-specific way related to the magnitude of force generated by SS. In a review by Barakat and colleagues, the
authors explore this theory by mathematically modeling the
energy due to blood flow drag and concluded that blood
flow drag energy is far below the energy required to force
open the membrane-bound channel.2
A second theory on how ion channels sense SS is through
ion channel interaction with the cytoskeleton, which
appears crucial for SS-induced production of NO.19 As SS
changes the mechanical tension on the cytoskeleton, the ion
channel that is associated with the cytoskeleton is activated
allowing ion flux through the cell membrane.20 Indeed,
mathematical modeling data suggest that flow may deform
sensors and cytoskeletal elements, which may initiate
SS-induced intracellular signaling cascades; however, the
presumed flow patterns were not representative of flow
through the arterial system.21 EC are exposed to both SS
and circumferential stretch in vivo, which complicates the
ability to decipher the effects of cytoskeleton deformation
on EC ion channel conductance. Although the mechanisms
underlying these interactions are not well understood, the
potential viability of this theory is supported by observations that shear-induced cellular deformation and cytoskeleton reorientation can activate eNOS and increase NO
production.4,22
The third prevailing theory on how ion channels sense
SS is through changes in cell membrane fluidity. As blood
flow moves across the cell surface the viscosity of the lipid
bilayer is altered.23,24 Evidence in support of this theory
includes observations that reducing EC membrane fluidity
by depleting the cellular membrane of cholesterol leads to
Summary
The physicochemical mechanisms that underlie the transduction of shear forces into effects on endothelial cell transmembrane channel activation and intracellular signaling
responses are incompletely understood. The current best
evidence supports participation of membrane cytoskeleton
and membrane fluidity in this effect.
G-protein-coupled receptors
G-protein-coupled receptors have been implicated in
ligand-independent mechanotransduction of SS. SS activates bradykinin B2 G-protein-coupled receptors via a conformational change, possibly due to changes in cell
membrane fluidity.29 Mice lacking B2 G-protein-coupled
receptors exhibited a blunted response to blood flow.30
However, purified G proteins have been found to be activated in response to SS without their associated receptor,31
suggesting that G proteins sense SS independently.
367
Johnson BD et al.
including ERK, c-Jun N-terminal kinases (JNK), PI3kinase, and Akt.1 Activation of PI3-kinase and Akt signal
transduction pathways are involved with eNOS phosphorylation and subsequent NO production.36
Glycocalyx
The glycocalyx is a network of glycosylated and sialated
transmembrane proteins that protrude from the EC surface
into the arterial lumen and are coiled under no-flow conditions. As blood flow increases, the glycocalyx, with a net
negative charge on the surface layer,43 becomes uncoiled in
the direction of flow causing a conformational change
which increases Na+ ion binding sites that initiate signal
transduction pathways.44,45 Another postulated role of the
glycocalyx in SS mechanotransduction is the transmission
of SS through the core of the glycocalyx protein, glypican,
to the caveolae,43 where phosphorylation of eNOS likely
occurs through the Src pathway.46
Primary cilia
Another proposed sensing mechanism involves bending of
primary cilia located on the EC surface in response to SS.
This bending is thought to allow Ca2+ flux by increasing
permeability through ion channels resulting in Ca2+-induced
signal transduction.47 Indeed, polycystin-1 and -2, which
are localized on EC cilia, are integrally involved with
Shear Stress
G-ProteinCoupled
Receptors
Ion
Channels
Caveolae
Tyrosine
Kinase
Receptors
Glycocalyx
Primary
Cilia
Cellular
Adhesion
Molecules
Endothelial
Function
Gene
Expression
368
integrins. SS causes an increase in FAK phosphorylation
along with FAK activity and it is associated with growth
factor receptor binding protein 2/son of sevenless complex,
which is involved with Ras/MAPK activation in integrinmediated cellular adhesion.37,38
SS causes activation of Cdc42 and RhoA, which are
members of the Rho family GTPases, which require integrin and extracellular matrix interactions.59 The major functions of this family of GTPases in response to SS on EC are
to activate JNK/activator protein (AP)-1, NF-B, and
c-fos.6062 c-Fos encodes the AP-1,63 which appears to regulate endothelin-164 and monocyte chemoattractant protein-1
gene expression,65 and NF-B controls the expression of
inflammatory cytokines,66 and adhesion molecules.67
PI3-kinase is rapidly activated by SS in EC, which
leads to the production of phosphoinositide 3,4,5trisphosphate and phosphoinositide 3,4-bisphosphate,
which are involved with several downstream signaling
pathways.68 Akt, which is downstream of PI3-kinase, is
involved with cellular proliferation,69 protection against
apoptotic stimuli,70 and eNOS phosphorylation, which
leads to NO production in response to SS.36 Therefore,
the PI3-kinase-Akt signaling pathway is vitally important for flow-dependent dilation and providing the antiatherogenic properties of NO.
MAPKs are a family of Ser/Thr kinases that include
p38, ERK and JNK. p38 is involved with MAPK signaling
and is activated in response to SS along with ERK71 and
JNK.72 ERK activation is dependent on kinases and Ca2+
signaling pathways, whereas JNK is mediated through the
PI3-kinase/Akt pathway.55 Activation of the p38 pathway
induces the production of pro-inflammatory cytokines73
and adhesion molecules,74 and is involved with cellular
apoptosis.75 JNK activation also appears to be involved
with cellular apoptosis, and ERK has been implicated in
mediating cell growth.76 MAPKs are involved with several
EC gene transcription factors, which include AP-157 and
c-myc.77 AP-1 is involved with mediating thrombin activation of endothelin-164 and monocyte chemoattractant
protein-1 gene expression.65
The PKC pathway is sensitive to SS in EC. PKC activation by SS subsequently activates ERK downstream78
along with activating the monocyte chemotactic protein 1
promotor.79 PKC activation is also involved with gene
expression of endothelin-180 and platelet-derived growth
factor.81 Endothelin-1 induces vasoconstriction and
increases the activity of the renin angiotensin system, sympathetic nerve activity, and macrophage activation,82 while
platelet-derived growth factor has trophic effects on
smooth muscle cells and endothelial cells and is implicated
in atherogenesis.83
NF-B is a transcription factor located in the cytoplasm
of EC and is tonically inhibited by binding to the inhibitor
of B (IB). SS causes the phosphorylation of IB, which
subsequently dissociates from NF-B.84 The free NF-B
translocates to the nucleus of the EC to control the expression of cytokines (i.e. IL-6 and IL-8) and adhesion molecules (i.e. ICAM-1 and VCAM-1) involved in the
atherosclerotic process.85
369
Johnson BD et al.
where Q is flow, is the fluid viscosity, w is the width of
the channel, and h is the thickness of the gasket.104
Laminar shear
E-selectin expression
ICAM-1 expression
Endothelin-1 expression
Macromolecule uptake
NF-B
Prostacyclin
Nitric oxide production
eNOS mRNA
Superoxide dismutase mRNA
Tissue plasminogen activator gene
expression
Superoxide release
Thrombomodulin gene expression
NADH oxidase activity Cyclooxygenase-2 gene
expression
Activation of p53
Retinoblastoma phosphorylation
370
Human studies
The data presented above were derived from studies conducted on EC from various animals or human umbilical
veins in cell culture. We now turn to studies on SS and SS
patterns at rest as well as during and following aerobic exercise in humans and, where applicable, how the SS affects
endothelial function. However, SS is not commonly assessed
in humans due to the difficulty of measuring the viscosity of
blood in direct contact with the endothelium. Owing to this
restraint, shear rate (SR) is used as an estimation of SS in
humans and is generally defined as blood velocity divided
by arterial diameter. Arterial blood velocity (both antegrade
and retrograde) and diameters are typically viewed using a
duplex ultrasound which images simultaneous pulsed-wave
Doppler blood velocities and two-dimensional B-mode
diameters.111 Additional Doppler envelope detection and
arterial wall tracking software is used to analyze the magnitude of antegrade and retrograde blood velocities and measure arterial diameters, respectively.
371
Johnson BD et al.
Table 2. Summary of the effects of shear in humans on endothelial function
Author (year)
Research question
Thijssen et al.
(2009)144
How do different
magnitudes of acute
retrograde SR affect EF?
How do different acute
SR stimuli affect EF?
Tinken et al.
(2009)134
Padilla et al.
(2009)148
Tinken et al.
(2010)126
Intervention
30 minutes of partial
forearm cuff occlusion
vs control arm
30 minutes of forearm
heating, handgrip exercise,
and leg cycling with partial
forearm cuff occlusion on
one arm
Does acute exposure to
3 hours of arm hanging
low SR and high hydrostatic (brachial artery) vs sitting
pressure influence EF?
(popliteal artery)
Is exercise-induced
8 weeks of bilateral
SR responsible for
handgrip training with SR
improvements in EF after restriction in one arm
training?
Hemodynamic influence
Outcome
Progressive doseresponse
decline of FMD in cuffed
arm
Reduced FMD in cuffed arm
following leg cycling only
Reduction of FMD in
brachial artery only
372
oscillatory SS on the EC surface.131 However, retrograde SS
in the brachial artery during leg kicking does not appear to
increase with exercise intensity.131 This mode of exercise
provides a possible model to examine the effect of exercise
training, without the impact of oscillatory SR, on endothelial
function. It could be speculated that if indeed repeated bouts
of oscillatory SR negatively affect long-term EC function,
then leg kick training may exhibit greater EC function
improvements when compared to other modes of training.
Johnson BD et al.
when SR returned to pre-exercise values within the 3-hour
window and if post-exercise retrograde SR was altered.150
Endothelial function in conduit arteries which feed
both the working and non-working limbs following acute
exercise and exercise training appears to be heavily influenced by the magnitude and pattern of the exerciseinduced SR. Additional research is warranted to investigate
the relationship between SR magnitude and patterns during various exercise modalities and the degree to which
the exercise-induced SR exerts anti- or pro-atherogenic
functions of the endothelium. Furthermore, potential in
vivo mechanisms (i.e. oxidative stress, adhesion molecule
expression, cytokines) responsible for altering endothelial
function following periods of augmented retrograde SR
deserve attention to further validate in vitro findings.
Summary
Endothelial cells appear to sense shear stress through several different mechanisms, which modulate many signal
transduction pathways to influence cell phenotype and
function. The type of shear stress to which the endothelial
cell is exposed determines the shear-induced changes in
intracellular signaling and gene expression, which in turn
elicits a spectrum of pro- or anti-atherogenic effects on the
endothelial cell. Arteries exposed to retrograde and oscillatory shear stress appear to activate the endothelium in vitro;
these types of shear patterns appear to impair endothelial
function in humans. Further studies are needed to investigate approaches to modulating shear stress with the goals
of mitigating adverse effects of unfavorable forms of shear
and improving vasodilator and anti-atherosclerotic functions of the vascular endothelium.
Funding
This research received no specific grant from any funding agency
in the public, commercial, or not-for-profit sectors.
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