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Abstract: Forward head posture (FHP) is most often described as excessive anterior positioning of the head in relation to a vertical reference line, involving increased cervical spine
lordosis (head forward, middle cervical spine extended, lower cervical spine flexed) and
rounded shoulders with thoracic kyphosis. Although exercise is routinely used to improve
FHP, relatively little data exists on efficacy. The present study was designed to examine the
impact of a 10-week targeted and progressive home exercise program on improving FHP. As
improvement through exercise of postural alignment depends upon participants adhering to
the program, we also looked at issues related to exercise compliance. Seventeen control (C)
and 23 exercise (E) participants with a FHP deviation were part of this program. Pre- and
post-exercise postural measurements of FHP were obtained from the sagittal plane using the
BiotonixTM Postural Analysis System; in addition neck flexion range of motion was measured.
Participants were randomly assigned to C or E groups. The E group performed neck extensor
and pectoralis major stretches and deep neck flexor and shoulder retractor strengthening
exercises for the 10-week period. Two-factor (group, pre-test/post-test) analysis of variance
models were used to test main effects and interactions. There were no significant differences
(p>0.05) between groups on any pre-test measure. For the E group, there were significant
differences and interactions (p<0.05) between pre- and post-tests and also between the E
and C groups at post-test for range of motion and one postural measurement. The results
demonstrate that a short, home-based targeted exercise program can improve postural alignment related to FHP. These results provide a foundation for further development of postural
improvement programs that include an exercise component.
Key Words: Forward Head Posture, Home Exercise Program, Randomized Controlled Trial,
Compliance, Postural Exercise
postural exercises on FHP14 despite its widespread occurrence in the general population8-10.
Forward head posture (FHP) is a head-on-trunk misalignment and is described (in sitting or standing) as the
excessive anterior positioning of the head in relation to
a vertical reference line, increased lower cervical spine
lordosis (head forward, middle cervical spine extended,
lower cervical spine flexed), and rounded shoulders with
thoracic kyphosis 16-18 . This posture is associated with
weakness in the deep cervical short flexor muscles and
mid-thoracic scapular retractors (i.e., rhomboids, serratus anterior, middle and lower fibers of the trapezius)
and shortening of the opposing cervical extensors and
pectoralis muscles (known as the upper crossed postural syndrome19)8,9,16-18,20. Although there is consensus
that the prolonged adoption of FHP can result in this
muscle imbalance, which may in turn contribute to its
persistence, it is generally held that FHP results from
habitual postures adopted over time (e.g., working postures), thus making it amenable to correction through
exercise12,21-24. In addition to muscle imbalance, FHP has
been linked to pain, fatigue, and restricted movement
of the neck as well as symptoms attributed to excessive
joint and muscle loading18,21,22.
With FHP alignment, the center of gravity of the
head is anterior to the vertical axis (often measured by
a plumb line9), thereby increasing the load on posterior
neck muscles1,18. This biomechanical strain, in the presence of reduced strength of the core stabilizing neck
musculature25, in particular if it is repeated or prolonged26,
is the predominant explanation for symptoms associated
with FHP18,27. This joint and muscle load leads to discomfort, fatigue, and pain28, symptoms and risk factors
associated with chronic musculoskeletal disorders 24,29.
Watson and Trott25 found that in a group of 60 female
adult participants, FHP was associated with headache
and poor strength and flexibility of the upper cervical
flexors. Clinicians target this head-on-trunk misalignment with corrective exercises8,30,31.
An exercise program for FHP guided by strengthening
and stretching principles that address underlying soft
tissue imbalances would include deep cervical flexor and
shoulder retractor strengthening and cervical extensor and
pectoral muscle stretching. The therapeutic approach of
strengthening weakened postural muscles and stretching
shortened ones to improve postural alignment has been
advocated9,19,32, and is a focus of physiotherapy practice as
well as other bodywork programs12,33. Although only one
study of the effectiveness of a combination of exercises for
FHP has been published31, there is evidence to support
the benefits of the individual exercises1,13,14,17,24.
Pearson and Walmsley13 found that repeated upper
cervical retractions (strengthening deep cervical flexors
and stretching cervical extensors) changed resting neck
posture. Abdulwahab and Sabbahi30 conducted a controlled
study examining the effect of neck retractions in the
In studies of head-on-trunk alignment, many measurement approaches have been used, such as observation,
observation with checklists, cinematography, radiography,
2-D and 3-D imaging, and goniometry41-46. Observation
without quantification is the most often used approach
and this will limit the determination of the impact of any
intervention. When measured, head-on-trunk alignment
is most often quantified in the sagittal plane using the
external auditory meatus (tragus), the spinous process
of the seventh cervical vertebrae (C7), a structure on the
front of the head such as the glabella or nasion, and the
acromion as landmarks16,47. A neutral posture is defined
as the vertical alignment of the tragus and acromion9.
To capture the multi-segmental alignment of FHP, three
angles are most often reported (similar measures are
used in this present study; see Figures 2 and 3): head
angle (flexion or extension of the head on the neck, as
measured by the angle created by either a horizontal
or vertical line intersecting with the tragus-to-glabella
line), neck angle (angle created by either a horizontal or
vertical line intersecting with the C7-to-tragus line), and
shoulder position (an indicator of a rounded shoulder
posture, measured by an inter-acromion distance or a
perpendicular linear distance between one acromion and
C7). Additional distance measurements often examined
include the head-on-trunk alignment of head distance
(horizontal distance from tragus to vertical plumb),
shoulder distance (horizontal distance from acromion to
plumb line), and horizontal distance between acromion
and tragus (HScal)16,31,42,47.
The Biotonix Postural Assessment System 48 was
used in the present study to quantify FHP, using a set of
angular and distance measurements, and to assess the
change in FHP, if any, after a 10-week targeted exercise
program. Reliability and validity of the Biotonix System
has been demonstrated49,50.
The purpose of the study was to determine if a
10-week, targeted and progressive home exercise program could improve FHP in asymptomatic adults. Our
working hypothesis was that a short, home exercise
program with periodic supervision would improve the
misalignment associated with FHP as measured by the
Biotonix system. We also assessed the impact of the
FHP targeted exercises on cervical range of motion as
measured by the CROM.
Methods
The study design was a randomized, controlled, 10week program. The Dalhousie University Health Sciences
Ethics Review Board approved this study.
Participants
Recruitment for participants involved physiotherapists and exercise consultants as well as posters and
electronic notice boards. Potential participants were
Initial Assessment
Postural assessment
Fig. 1: Examples of the photographs taken using the Biotonix Health Solutions protocol. Anterior, sagittal plane,
and posterior views. The 6 reflective markers from the sagittal plane used in the analysis are: acromion, anterior superior
iliac spine (ASIS), posterior superior iliac spine (PSIS), glabella, tragus and C7.
more accurate measure of the horizontal distance from
the center of the acromion to the center of the tragus.
The screening was simply to identify those with potential
FHP and the photographs were used to confirm this.
Participants were then randomly assigned to control (C)
or exercise (E) groups. A second set of photographs was
taken using the same protocol after the 10-week exercise
or control period. The computer operators were blind to
the group assignment of the participants.
The three angles and three distances, commonly
used to assess FHP, that were calculated by the Biotonix automated biomechanical assessment tool included
shoulder-to-pelvis angle (the angle between vertical and
the line joining acromion to mid-point between ASIS and
PSIS indicating trunk inclination), head angle (the angle
between horizontal and the glabella-to-tragus line), neck
angle (the angle between horizontal and the tragus-to-C7
line); and head distance (horizontal distance from tragus
to vertical plumb aligned with base of fifth metatarsal);
shoulder distance (horizontal distance from acromion
to plumb line) and HScal (horizontal distance between
acromion and tragus). All angles were measured in degrees
and distances were measured in cm (Figures 2 and 3).
Range of Motion
and were telephoned at the end of each week to monitor their activity.
Statistics
Progression 1
Progression 2
Progression 3
Progression 4
Progression 5
Strengthen
Deep Cervical
Flexors
Lying chin
tuck with head
lift*
Stretch
Cervical
Extensors
Chin drop
Chin drop
Chin drop
with hand
assistance
Strengthen
Shoulder
Retractors
Standing
shoulder
pull back
with elastic
resistance
Shoulder pull
back with weight
L and R
Shoulder pull
back with elastic
resistance
and weight
L and R
Stretch
Pectoralis
Muscle
Pectoral stretch
L and R
Bilateral Pectoral
stretch
Pectoral stretch
L and R
Bilateral Pectoral
stretch
Bilateral
Pectoral
stretch
The progressions for each strengthening exercise are indicated from left to right. Participants performed each level for two weeks.
At the consultation, if they could complete 3 sets of 12 repetitions correctly for the strengthening (except *), they were progressed to
the next exercise. For the stretching exercises, the participants alternated back and forth between the two exercises throughout the
10-week period.
* The chin tuck with head lift was progressed by holding the head lift for longer periods of time. Initially, this was to progress by 2second holds starting at 2 seconds i.e., 2, 4, 6, and 8 seconds. (Note that in some cases, participants were unable to progress by 2
seconds, but rather by 1 second)
R= right side
L=left side
Results
they did not attend the final testing session. Two subjects
in the exercise group did not attend consultation sessions
and did not comply with the exercise program; therefore
the final number in the Exercise Group was 21.
The average age, mass and height of the final groups
are found in Table 2. There were no statistically significant
differences (df=36, p>0.05) between the groups for any of
these measurements. The lack of significant differences
in age, mass, height, and the percentage of males and
females in the C and E groups demonstrated an effective
randomization procedure and equivalence of groups at
the pre-test data collection phase.
The physical activity scores are found in Table 3, indicating the activity level of the 2 groups prior to the pre-test
and during the 10-week period. There were no significant
(df=1,36, p> 0.05) interactions, or main effects. Since no
differences in activity scores between groups on pre-test
and post-test measurements and no changes between
pre-test and post-test were found for either group, we
demonstrated that participants did not alter their activity
patterns during the study; therefore, changes in activity
patterns were not a covariate in the analyses.
Exercise
Female 14/
Male 10
Control
Female 12/
Male 5
Age (yrs)
38.4 (11.3)
36.9 (9.5)
Mass (kg)
70.3 (7.6)
73.8 (17.5)
Height (cm)
169.8 (7.1)
170.3 (7.2)
Table 3: Physical Activity Scores: Mean (Standard Deviation) and Median (Range) of pre-test and post-test scores
Mean (SD)
Median (range)
Pre-Test
7.7 (3.1)
8 (3-11)
Post-Test
7.3 (3.1)
8 (0-11)
Pre-Test
8.2 (3.3)
9 (3-11)
Post-Test
8.0 (3.2)
9 (1-11)
Control
Exercise
Participants returned for consultations to correct exercise execution and recommend progression. The average
attendance number was 4.4, out of a possible 5. Participants
recorded in their logs that they completed all exercises
attempted. The average reported number of times that
participants exercised per week was 4.4, which exceeded
the required 4, giving a compliance rate of greater than
100%. If we include the 2 participants who did not do the
exercises, the compliance rate is still 91% (21/23). As evidenced by these attendance and participation scores, once
the participant became engaged in the exercise program,
there was a commitment to perform the exercises over the
10-week period and to periodically return for consultation.
Participants were progressed at a rate appropriate to the
individual and these rates are documented for the chin
tuck (deep flexor strengthening) and shoulder retraction
exercises in Tables 4 and 5 respectively. Three participants
did not progress for the chin tuck with the majority only
holding for one second. All participants progressed for the
shoulder retraction exercises with over half reaching the
5-pound weight resistance.
# Participants
attaining this level
# Participants
attaining this level
Progressions
TherabandTM
2 lbs. Resistance
5*
3 lb. + TherabandTM
5 lb.
2-second hold
5 lb. + TherabandTM
3-second hold
8 lb.
4-second hold
6-second hold
8-second hold
No data
Qualitative data
10 lb.
2*
10 lb. + Theraband
TM
No data
1
0
Discussion
Table 6: Means and standard deviations for all variables pre- and post-10-week program
Measure
Neck angle ()
Shoulder to Pelvis ()
Head angle ()
Head distance (cm.)
Shoulder distance (cm.)
H-Scal (cm.)
Time
Control
Exercise
Mean (SD)
Mean (SD)
pre
24.1 (6.4)
25.7 (5.8)
post*
21.8 (7.3)
24.5 (6.6)
pre
-3.8 (2.5)
-4.2 (2.2)
post
-3.3 (2.7)
-4.7 (1.8)
pre
38.1 (6.0)
36.4 (6.3)
post
38.0 (7.4)
36.8 (5.8)
pre
6.1 (3.0)
5.6 (2.9)
post*
5.2 (3.0)
4.1 (2.7)
pre
0.5 (3.0)
-0.7 (2.7)
post*
0.0 (2.4)
-1.8 (2.2)
pre
5.7 (1.7)
6.3 (1.6)
post*
5.1 (2.0)
5.9(1.7)
Questions
Responses
Regarding procedures,
photography sessions
and exercise prescription
(n=16)
47% Yes, they believed that their posture had changed. Also 40%
specically indicated that their awareness was increased.
40% Unsure/maybe, with one additional person saying that it was not
their posture that changed, but the neck muscle strength.
Controls (n=10)
20% Yes, one in this group indicated the conscious attention to try to
improve.
40% No
30% Neither yes nor no - they were more aware of their posture and
consciously tried to improve it.
REFERENCE
Acknowledgement
This study was funded by Biotonix Health Solutions. The authors wish to acknowledge Alexandra
Brub-Poliquin and Scott Grandy for their assistance
in the project. Also, thanks to all the participants.
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