Você está na página 1de 6

-- R.eceW.

~dr
.CAUf"ORNfA FORM 700 STATEMENT OF ECONOMIC INTERESTS
Date
(YfJdiJ) iJ!!.(; Onty

FAlR pOLitiCAL PRACTICES COIAMISSltlN


"II', ,.',.-",. .., , _., .. ~:~'" " ,_" .',. ~:"",_ ..,..; " ",;. '.,;
COVER PAGE

Please type or print in ink.


A Public Document
! NAME~ (LAST) (FIRST) (MIDDLE) DAYTIME TELEPHONE'Nu!{''t8ER """"'i
lGould
IMAILING ADDRESS STREET
Russell
CITY
Scott
STATE ZIP CODE
( 916 )441-6200
"
I
(May use business address)

1303 J Street, Suite 410 Sacramento CA 95814

i 1. Office, Agency, or Court f 4. Schedule Summary


I Name of Office. Agency, or Court: ~ Total number of pages
including this cover page: 6
! University of California
I Division, Board, District, if applicable: ~ Check applicable schedules or "No reportable
interests."
I have disclosed interests on one or more of the
Your Position:

UC Regent I i
attaclled schedules:

Schedule A-1 ~ Yes - schedule attached


"" If filing for multiple positions, list additional agency(ies)/
position(s): (Attach a separate sheet if necessary)
I I Investments (Less than 10% Ownership)

Agency: ___ I I Schedule A-200 Yes - schedule attached


(10% or greater Ovmership)

II
Investments

rI Schedule B n Yes - schedule attached


Position: _
I I Real Property
, I I
IZJ
2. Jurisdiction of Office (Check at least one box)
I Schedule C
Income, Loans, & Business
Yes - schedule attached
Positions (Income Other than Gifts
and Travel Paymenfs)

[] State
Schedule D n Yes - schedule attached
[] County of _ Income - Gifts

! ! City of __ ~ _
Schedule E 0 Yes - schedule attached
[] Multi-County _ Income - Gifts - Travel Payments

[] Other _ -or-
I
U No reportable interests on any schedule !
i
r
3. Type of Statement (Check at least one box) I
[] Assuming Officellniiial Date: ---.-1---.-1 _
I 5. Verification
~ Annual: The period covered is January 1, 2008, III have used all reasonable diligence in preparing this
through December 31, 2008.
I. statement. I have reviewed this statement and to the best
-or- . of my knowledge the information contained herein and in any
O The period covered is ---.-1---.-1 '_, through attached schedules is true and complete.
December 31. 2008.
I certify under penalty of perjury under the laws of the State
[] Leaving Office Date Left ~---.-1 __ of California that the foregoing is true and correct.
(Check one)
o The period covered is January 1, 2008, through the
II date of leaving office. Date Signed 3/16/08 . _
i
!
'II
0 The period covered is ---.-1---.-1
the date of leaving office,
-or~
, through
Signature
A1~_~:,~',';'
/:£;1>
IFile the originally signed siatecnent I,ith your filfR{j official.) U', i
,
[] Candidate Election Year:
FPPC Form 700 (200812009)
FPPC Toll-Free Helpline: 866!ASK-FPPC www.fppccca.gov
' ••. ~<--

SCHEDULE A~1
Investments
Stocks, Bonds, and Other Interests
(Ownership Interest is Less Than 10%) I Russell S. Gould
Do not attach brokerage or financial statements. L= J

&;r-

.... NAME OF BUSINESS


• _

ENTITY
~_:W:&=_ =:wee;;..::.:u.
1F~siNESsENTiTY ~,.='-=N~_ ...W= m.=·~=
..
Post Advisory Group Total Return Fund, LLP
!~
GENERAL DESCRIPTION OF BUSINESS ACTIVITY II GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Investment Fund
FAIR MARKET VALUE
o $2,000 - $10,000 0$10.001
o
- $100,000
L FAIR MARKET VALUE
o $2,000 - $10,000 o $10,001 - $100,000
o Over 81,000,000
!8l $100,001 - $1,000,000 Over $1,000.000 0$100,001 .. $1,000,000

NATURE OF INVESTMENT
o
!Xl
Stock II NATURE OF INVESTME~IT
o Stock

Other Stocks and Bonds o Other ------------,------


(Describe)

I
(Describe)

IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:

--------1--------1-.Sl!L --------1--------1-.Sl!L --------1--------1-.Sl!L --------1--------1-.Sl!L


ACQUIRED DISPOSED ACQUIRED DISPOSED

'" NAME OF BUSINESS ENTITY 10- NAME OF BUSINESS ENTITY

MetWest Small Cap Fund LLPPartnership


GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Investment Fund
FAIR MARKET VALUE FAIR MARKET VALUE

o $2,000 - $10,000 ~ $10,001 - $100,000 o $2,000 - $10,000 o $10.001 - $100,000


0$100,001 - $1,000,000 o Over $1,000,000 o $100.001 - $1,000.000 o Over $1.000,000
NATURE OF INVESTMENT NATURE OF INVESTMENT
!Xl Stock o Stock

o Other _ o Other
(Describe)
(Describe)

IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:

--------1--------1-.Sl!L --------1--------1-.Sl!L --------1--------1-.Sl!L --------1--------1...mL


DISPOSED ACQUIRED DISPOSED
ACQUIRED

". NAME OF BUSINESS ENTITY I'- NAME OF BUSINESS ENTITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE FAIR MARKET VALUE

o $2,000 - $10,000 o $10,001 - $100,000 -"'0 $2.000 - $10.000 o $10,001 - $100,000


0$100,001 - 51,000,000 o Over $1,000,000 o $100.001 - $1.000.000 o Over $1.000.000

NATURE OF INVESTMENT
NATURE OF INVESTMENT
o Stock
o Stock

o Other ----------------
o Other ---------------
(Describe)
(Describe)

IF APPLICABLE, LIST DATE:


IF APPLICABLE, LIST DATE:

--------1--------1~ --------1--------1-.Sl!L --------1--------1...mL


--------1--------1-.Sl!L DISPOSED
DISPOSED ACQUIRED
ACQUIRED

Comments: --, __
FPPC Form 700 (2008/2009) Sch. A·1
FPPC Toll-Free Helpline: 866/ASK·FPPC www.fppc.ca.gov
SCHEDULE A~2
investments, Income, and Assets
of Business Entities/Trusts
l
~-
(Ownership interest is 10% or Greater) Russell S. Gould

The Gould Family Trust The Gould Group


Name Name

15070 Grand Knoll Dr. Meadow Vista, CA 95722 15070 Grand Knoll Dr. Meadow Vista, CA 95722
Address Address
Check one
Check one
181 Trust, go to 2 o Business Entity, complete the box, then go to 2 o
Trust, go to 2 181 Business Entity, complete the box, then go to 2

GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTiViTY


"---1
I
Business Consulting
IF APPLICABLE, LIST DATE: PAiR MARKET VAlUE IF APPliCABLE. LIST DATE:
FAIR MARKET VALUE
o 52,000 - S10,000 o G2.000 ' $10,000
o S10,001 - $100,000 --.1--.1 08 --.1--.1 08 o
~
$10.001 - $100,000 _---1~08 ----1__ '~
o S100,001 - $1,000,000 ACQUIRED DISPOSED $100,001 .. $l,QOO,Ooo ACQUIRED DISPOSED

Dover $1,000,000 I DOver $1.000,000

NATURE OF INVESTMENT
I
NATURE OF INVESTMENT

o Sole Proprietorship 0 Partnership 0 ----------- IIEl Sol" Proprietorship 0 Fartnership


i-
Ll -----;::-----
Other
I
_1
YOUR BUSINESS
..
POSITION Owner

o $10,001 - $100,000 o SO .. $499 o $10,001 .. $100,000


0$0 - $499
181 OVER o S500 .. $1,000 [g] OVER 5100,000
0$500 - $1,000 $100,000
o $1,001 .. $10,000
0$1,001 - $10,000

.
••
..
'.~~
lltl
..-..
....
-
•.·
.
.
.. "
- . ,.
'
~
IBM Corporation; National Homebuyers Fund

.. 4. ftWESTMENTS Ar~DINTERESTS iN REAL PRORERIY ltt.t:D nY mE '


,~, itN~INE~~.NJ!TYO!ngu.sl. . ~,'.,"~ .~ , . 'n:" .~ ;, ;;
Check one box:
Check one box:

~ INVESTMENT o REAL PROPERTY


o INVESTMENT o REAL PROPERTY

See attached
Name of Business Entity ill
Name of Business Entity ill Street Address or Assessor's Parcel Number of Real Property
Street Address or Assessor's Parcel Number of Real Property

Description of Business Activity ill


Descnption of Business Activity ill City. or Other Precise Location of Real Property
City or Other Precise Location of Real Property

FAIR MARKET VALUE IF APPLICABLE, LIST DATE:


FAIR MARKET VALUE
o $2,000 .. $10,000
IF APPLICABLE, LIST DATE:
o $2,000 .. $10,000
o $10,001 .. $100,000 --.1---1 08 ----1----P~ o $10,001 . $100,000 ----1--.1~
ACQUIRED
--.1----1~
DISPOSED
o $100,001 .. $1.000,000
ACQUIRED DISPOSED 0$100,001
DOver
- $1,000,000
$1,000,000
DOver $1,000,000

NATURE OF INTEREST
o Property Ownership/Deed of Trust o Stock o Partnership
NATURE OF INTEREST
o Property Ownership/Deed of Trust o Stock o Partnership

o Leasehold o Other -----------


o Leasehold
V,S. remalntng
o Other ----------
Yrs. remaining

o Check box if additional SChedules reporting investments or real property


'[I0
I
Check box if additional schedules reporting investments
are attached
or. real property

are attached
Comments: FPPC Form 700 (2008/2009) Sch. A-2
FPPC Toll-Free Helpline: 866/ASK-FPPC www.fppc.ca.gov
Schedule A-2 ~Attachment

Business Entity Classification General Description Fair Market Value Date


Disposed
77 BANK LTD ORO F Stock Financial $10 001 ~$100,000 10/16/2008
APPLE INC Stock TechnoloQY $10,001 - $100,000 10/16/2008
AFLAC INC Stock Insurance $10,001 - $100,000 10/16/2008
AMERICAN INTL GROUP INC COM Stock Insurance $10,001 - $100,000 10/16/2008
AMR CORPORATION Stock Transportation $10,001 - $100 000 10/16/2008
ASTREZENECA Stock Pharm aceutical $10,001 - $100,000 10/16/2008
AT&T CORP NEW Stock Communication $10,001 - $100,000 10/16/2008
BAXTER INTL INC COM Stock Healthcare $_j0,001 • $100,000 10/16/2008
BUNGE LIMITED F Stock Insurance $'0,001 - $100,000 10/16/2008
CARREFOUR SPRMCH·SAORDF Stock Consumer Products $10,001 - $100,000 10/16/2008
DEUTSCHE POSTBANK ORD F Stock Financial $10,0.01 - $1.00,000 10/16/2008
DEUTSCHE TELEKOM AG Stock Technology $10,.001 - $100,000 10/16/2.008
DIAGEO PLC SPON ADR NEW Stock Beveraqes/Distillers $10,001 - $100,000 10/16/20.08
ENERSIS SA ADR Stock Communication $10,001 - $10.0,000 10/16/2.008
FINMECCANICA NEW ORD F Stock Communication $10,001 - $100,00.0 10/16/2008
HOME DEPOT INC Stock Consumer Products $10,001 - $1.00,000 10/16/2008
JP MORGAN CHASE & CO Stock Financial $10,0.01 - $10.0,00.0 10/16/20.08
KAO CORP NEW ADR Stock Communication $10,001 - $100,000 10/16/2008
KOMATSU LTD ADR NEW Stock Electronics $10,001 - $1.0.0,00.0 1.0/16/2008
LLOHS GATE ENTMT CP NEWF Stock .... Financ.i.a! _ . .$1 O...o.ot~$tOO.QOO 1.0/16/2008
LILLY ELI & COMPANY . Stock Pharmaceutical $10,001 - $100,000 10/16/2.008
M&T BANK CORPORATION Stock Consumer Products $100.01 - $100,000 10/16/2008
MITSUIBISHI UFJ FINL GROUP Stock Manufacturing $10,001 - $100,0.00 10/16/2008
NOVARTIS AG SPON ADR Stock Healthcare $10,001 - $1.00,00.0 10/16/2.008
NVR INC Stock Financial $10,0.01 - $100,00.0 1.0/16/2.0.08
ORACLE CORP COM Stock Technology $10,.0.01 - $1.00 000 10/16/2008
ORIX CORPORATION ADR FSPONSORED AOR Stock Insurance $1.0,.0.01 - $1.0.0,.0.0.0 1.0/16/2.0.08
ROYAL DUTCH SHELL A Stock Electronics $10,.001 - $1.0.0,.0.0.0 1.0/16/2.0.08
SHIONOGI & CO LTD ORD F Stock Pharmaceutical $1.0,001 - $100,000 10/16/2.0.08
STD CHARTER BK ORO NEW F Stock Financial $1.0,001 - $1.0.0,.0.0.0 10/16/20.08
TEXAS INSTRS INC COM Stock TechnoloQY $1.0,.0.01 - $100,000 1.0/16/2.0.08
TIME WARNER INC Stock Entertainment $1.0,001 - $100,.000 10/16/2008
THOMAS BETTS CORP TENN Stock Manufacturing $1.0,001 - $1.00,0.00 10/16/2008
TORAY INDUSTRIES ORO F Stock Manufacturing $10,.0.01 - $1.0.0,00.0 1.0/16/2.0.08
TOTO LTD ORO F Stock Consumer Products $10,001 - $100,00.0 10/16/2.008
TRANSOCEAN INC F Stock Tobacco Products $10,001 - $1.0.0,000 10/16/2008
UNICREDITO ITAL SPA ORDF Stock Financial $10,001 - $100,000 10/16/2008
UNILEVER N V NY SHS NEWFIN Stock Consumer Products $10001 - $100000 10/16/2008
VOOAFONE GROUP PLC NEW SPONSORED ADR Stock Communication $10,001 - $100000 10/16/2008
WARNER MUSIC GROUP COM Stock ~-c Entertainment $10,001 - $100,0.00 10/16/2008
WEATHERFORD INTERNATIONAL LT COM Stock Enerqy $10,001 - $100,000 10/16/2008

GREATER SACRAMENTO BANK COPR Stock Financial Under $10,000


FORM 700 Statement of Economic Interests for Calend.ar Year 2008
List of Agencies and Member Counties

Agencv Position

CRHMF A Homebuyers Fund Financial Management Adviser

List of Member Counties

Alpine Modoc
Amador Mono
Butte Napa
Calaveras Nevada
Colusa Placer
Del Norte Plumas
EI Dorado San Benito
Glenn San Luis Obispo
Imperial Shasta
Inyo SielTa
Lake Siskiyou
Lassen I Sutter
Madera Tehama
Mariposa Trinity
Merced Tuolumne I
SCHEDULE C
IncomeJ Loans~ &, Business
Positions
(Other than Gifts and Travel Payments) Russell S. Gould

I~OO=="
NAME OF SOURCE OF INCOME
i,i&£22&&2:&LUzqr"*i1!iill'iJJiiBiia&iiii&Wi
1 :.1
II
NAME OF SOURCE OF INCOME
..... i&1iiiiII

Wachovia Bank, Wachovia Portfolio Services I' il


,I
ADDRESS • ~ ADDRESS

1303 J Street, 410; Sacramento, CA 95814


BUSINESS ACTIVITY, IF ANY OF SOURCE I BUSINESS ACTIVITY, IF ANY, OF SOURCE

Investment Management
YOUR BUSINESS POSITION YOUR BUSINESS POSITION

Sr VP Wachovia Bank; SrMgng Dir Wachovia PS


GROSS INCOME RECEIVED GROSS INCOME RECEIVED

0$500 - $1.000 0 $1,001 - 510,000 05500 - $1,000 0 $1.001 - $10,000


o 510,001 - $100,000 [g] OVER 5100,000 o $10,001 - 5100.000 0 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED CONSIDERATION FOR WHICH INCOME WAS RECEIVED
[gj Salary 0 Spouse's or registered domestic partner's income o Salary 0 Spouse's or registered domestic partner's income

o Loan repayment o Loan repayment

o Sale of (Property. car, boal, etc.)


o Sale of ----- _
(Property. car, boat. eCc.)

o Commission or 0 Rental Income, lisc each source of 570,000 or more o Commission or o Rental Income, lisc each source of 570,000 or more

D Other ---------:-:-~:_:_--------
(Describe)
o Other
(Describe)

* You are not required to report loans from commercial lending institutions, or any indebtedness created as part
of a retail installment or credit card transaction, made in the lender's regular course of business on terms
available to members of the public without regard to your official status. Personal loans and loans received
not in a lender's regular course of business must be disclosed as follows:

NAME OF LENDER' INTEREST RATE TERM (Montlls/Years)

____ % o None
ADDRESS

SECURITY FOR LOAN

BUSINESS ACTIVITY. IF ANY, OF LENDER


o None 0 Personal residence

--...-:<::.,

o Real Property Street address

HIGHEST BALANCE DURING REPORTING PERIOD

0$500 - $1,000
City

o $1,001 - $10.000
o
o $10,001 - S100.000
Guarantor --------------------

DOVER $100,000
o Other (Describe)

Comments:

FPPC Form 700 (2008/2009) Sch. C


FPPC Tolf·Free Helpline: 866/ASK·FPPC www.fppc.ca.gov