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INTRODUCTION
The techniques based on the factorization method, which try to identify the class of
Hamiltonians whose spectral problem can be algebraically solved, have attracted for
years peoples attention. In these lecture notes we will elaborate a brief survey of this
subject; since we shall show that the factorization method, supersymmetric quantum
mechanics (SUSY QM), and intertwining technique are equivalent procedures for generating new solvable potentials departing from an initial one, these names will be indistinctly used to characterize the technique we are interested in. For a collection of books
and review articles concerning factorization method and related subjects the reader can
seek [1]-[24].
I would like to emphasize that these lecture notes on SUSY QM are a sequel of
those delivered by myself in 2004 at the Latin-American School of Physics [23]. For
people wanting to have a global view of the way our group addresses the subject, and to
know more details of our achievements, I recommend to read both, this article and [23],
because they complement to each other.
From a historical viewpoint, it is nowadays accepted that the factorization method
was introduced for the first time by Dirac in 1935 in order to derive algebraically the
spectrum of the harmonic oscillator [25]. In coordinates such that h = = m = 1 the
oscillator Hamiltonian admits the following factorizations:
1
1
H = aa+ = a+ a + ,
2
2
d
d
1 d2
x2
1
1
+
+
,
a
=
+
x
,
a
=
+
x
.
H =
2 dx2 2
dx
2 dx
2
(1)
(2)
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Ha+ = a+ (H + 1),
(3)
[H, a+ ] = a+ ,
[a, a+ ] = 1.
(4)
These expressions and the fact that H is positive definite allow to generate the eigenfunctions n (x) and corresponding eigenvalues En = n + 1/2, n = 0, 1, . . . of H.
The second important advance in the subject was done by Schrdinger in 1940, who
realized that the factorization method can be as well applied to the radial part of the
Coulomb problem [26, 27]. In this case the explicit factorizations in appropriate units
read:
H = a+
a
1
1
,
= a+1 a+
+1
22
2( + 1)2
1 d2
( + 1) 1
+
,
2
2 dr
2r2
r
d
d
1
1
1
1
+
+
, a = +
.
a =
dr r
2 dr r
2
H =
(5)
(6)
(7)
H1 a = a H ,
(8)
from which it can be derived once again the radial eigenfunctions Rn (r) and eigenvalues
En = 1/(2n2 ), n = + 1, + 2, . . . for the Hamiltonian H .
In a set of works starting from 1941, Infeld and collaborators put forward the method
[28, 29], culminating their research with a seminal paper in which it was classified
a wide set of Schrdinger-type Hamiltonians (indeed four families) solvable through
the factorization method [1]. The main tool for performing this classification were the
factorizations
+
Hm = A+
m Am + m = Am+1 Am+1 + m+1 ,
Hm =
d2
1
+Vm (x),
2
2 dx
1 d
+ m (x) ,
Am =
2 dx
d
1
A+
=
(x)
,
+
m
m
dx
2
(9)
(10)
(11)
Hm1 Am = Am Hm .
(12)
With these ingredients, Infeld and Hull were able to derive elegantly the eigenfunctions
and eigenvalues for the hierarchy of Hamiltonians Hm [1]. Moreover, the very technique
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allowed them to determine the several forms of the potentials Vm (x) admitting the
factorization treatment. In this way, after [1] the idea that the factorization methods
was exhausted started to dominate; indeed, at some time it was thought that for a
potential V (x) to be solvable through factorization, it just has to appear in the InfeldHull classification.
Revealing himself against this idea, in 1984 Mielnik performed a simple generalization of the factorization method [30]. He proposed to look for the most general first-order
differential operators b, b+ factorizing the harmonic oscillator Hamiltonian in the way:
1
1 d
d
1
+
+
H = bb , b =
+ (x) , b = + (x) . (13)
2
dx
2 dx
2
Mielnik was able to determine the most general form of (x). Moreover, it turns out that
the product b+ b supplies a new Hamiltonian
2
e = b+ b + 1 = 1 d + Ve (x),
H
2
2 dx2
2
x
Ve (x) = (x) + 1.
2
Hence, the following intertwining relationships are valid:
e + = b+ (H + 1),
Hb
e 1),
Hb = b(H
(14)
(15)
(16)
which interrelate the eigenfunctions of the harmonic oscillator Hamiltonian H with those
e and vice versa.
of H
Mielniks work was a breakthrough in the development of the factorization method,
since it opened new ways to explore exactly solvable potentials in quantum mechanics.
In particular, his generalization was quickly applied to the radial part of the Coulomb
problem [31]. The important resultant expressions for that system become:
1
e1 = A A+ 1 ,
, H
2
2
22
+
+e
e
H1 A = A H , H A = A H1 .
H = A+
A
(17)
(18)
A=
+ (x) , A =
+ (x) .
dx
2 dx
2
(19)
(20)
(21)
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e
HA = AH,
(22)
e from those of H.
which allow to generate the eigenfunctions and eigenvalues of H
Along the years, several particular cases and applications of the generalized factorization of [30, 31, 35] have been performed successfully [37]-[63]. Up to this point,
however, the factorization operators, becoming the intertwiners in the equivalent formalism, were differential operators of first order. A natural generalization, posed in 1993 by
Andrianov and collaborators [64, 65], requires that Eq.(22) be valid but A, A+ are substituted by differential operators of order greater than one. Through this higher-order
case, it is possible to surpass the restriction arising from the first-order method that we
can only modify the ground state energy of the initial Hamiltonian. In 1995 Bagrov and
Samsonov proposed the same generalization, and they offered an alternative view to
this issue [66]. On the other hand, our group arrived to the subject in 1997 [67]-[71],
although there were several previous works related somehow to this generalization [72][76]. It is worth to mention explicitly some important contributions that members of our
group have made to the factorization method and related subjects.
Generation of SUSY partner of the harmonic oscillator [30, 68, 69]
Construction of coherent states for SUSY partners of the harmonic oscillator [73,
It is important to mention that some other groups have elaborated the same subject
from different viewpoints, e.g., N-fold supersymmetry by Tanaka and collaborators
[100]-[104], hidden nonlinear supersymmetries by Plyushchay et al [105]-[109], etc.
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Intertwining technique
Suppose we have two Schrdinger Hamiltonians
H0 =
1 d2
+V0 (x),
2 dx2
H1 =
1 d2
+V1 (x),
2 dx2
(23)
A1 =
=
(x)
.
+ 1 (x) , A+
+
1
1
dx
2 dx
2
(24)
(25)
d2
d2
d
f (x) = f (x) 2 + 2 f (x) + f (x), (26)
2
dx
dx
dx
where f (x) is a multiplicative operator when acting on a generic wavefunction (x), the
calculation of each member of the first intertwining relationship in Eq.(24) leads to
1
1 d3
1 d 2
d
2H1 A+
)
V
(V
+
+
,
1
1
1
1
1 =
2 dx3
2 dx2
dx
2
+
d
1 d3
1 d 2
V0 + 1V0 V0 .
2A1 H0 =
3
2
2 dx
2 dx
dx
(27)
(28)
Thus:
V1 = V0 1 ,
1V1 1 = 1V0 V0 .
2
(29)
(30)
1 + 12 = 2[V0 (x) ].
(31)
This nonlinear first-order differential equation for 1 is the well-known Riccati equation.
In terms of a seed Schrdinger solution u(0) such that 1 = u(0) /u(0) it turns out that:
1
u(0) +V0 u(0) = H0 u(0) = u(0) ,
2
(32)
which is the initial stationary Schrdinger equation. These equations allow to establish
the link between the intertwining technique and the factorization method, since it is
valid:
H0 = A1 A+
1 + ,
H1 = A+
1 A1 + .
(33)
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(0)
H0 n = En n ,
n = 0, 1, . . .
(34)
(1)
(1)
(0)
(1)
(0)
0 = ( , n ) ( , A+
1 n ) = (A1 , n )
(1)
A1 = 0.
(35)
e
(1)
Rx
0
1 (y)dy
1
.
u(0)
(36)
(1)
(0)
(0)
1 = 0 /0 . Thus, V1 = V0 1 is completely
Hamiltonian H1 has eigenfunctions and eigenvalues
(0)
A+ n
(1)
,
n = 1
En E0
(37)
(1)
(ii) Let now a nodeless seed solution u(0) for < E0 be chosen so that 1 = u(0) /u(0)
(1)
is non-singular. Note that u(0) diverges at both ends of the x-domain 1/u(0)
tends to zero at those ends. Hence, the full set of eigenfunctions and eigenvalues is
(1)
1
,
(0)
u
(0)
A+ n
(1)
n = 1
,
En
Sp(H1 ) = { , En , n = 0, 1, 2, . . .}.
(38)
(iii) Let us employ a solution u(0) with a node at one of the ends of the x-domain for <
(1)
E0 . Thus, the transformation induced by 1 = u(0) /u(0) is non-singular, 1/u(0)
(0)
diverges at the end where u tends to zero, and then the eigenfunctions and eigenvalues
of H1 become
(0)
A+ n
(1)
n = 1
,
En
(39)
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{Qi , Q j } = i j Hss ,
i, j = 1, 2,
(40)
in the way
Q1 =
Hss
Q+ + Q
,
2
Q2 =
+
H
= {Q, Q+ } =
0
Q+ Q
0 0
0 A+
1
, Q=
, Q+ =
, (41)
A1 0
0 0
i 2
+
0
A1 A1
H1
0
0
=
=
.(42)
H
0
H0
0
A1 A+
1
(43)
There are two-fold degenerated levels of Hss [En E0 with n = 1, 2, . . . for the case (i)
and En with n = 0, 1, 2, . . . for cases (ii) and (iii)] which have associated the two
orthonormal eigenvectors
(1)
0
n
,
.
(44)
(0)
n
0
The ground state energy of Hss in cases (i) and (ii) is non-degenerated (and equal to 0),
with the corresponding eigenstate being given respectively by
(1)
0
.
(45)
(0) ,
0
0
In this case it is said that the supersymmetry is unbroken. On the other hand, in case (iii)
the ground state energy (E0 ) is doubly degenerated, and then the supersymmetry is
spontaneously broken.
( 1) ( 1)
,
+
2 sin2 (x) 2 cos2 (x)
0 x /2,
, > 1.
(46)
First of all, we require the general solution of the Schrdinger equation (32) with the
V0 (x) given in (46), which is given by
r
r
1
(0)
2
u (x) = sin (x) cos (x) A 2 F1
+
,
; + ; sin (x)
2
2 2
2
2
r
r
1+
1+
3
2
12
(x) 2 F1
+
,
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(0)
(0)
(0)
En
( + 2n)2
= n En =
, n = 0, 1, 2, . . .
(48)
2
2
2
The corresponding normalized eigenfunctions are given by
(0)
n
2( +2n)n!( +n)( + 21 )n
( + 21 )3 ( + 21 )( + 21 )n
1
It will be important later to know the number of zeros which u(0) has, according to
the value taken by . This information can be obtained by comparing the asymptotic
behavior of u(0) at x 0 and x /2; by picking up B = 1 and A = b/a + q in
Eq.(47) with
a=
( + 12 )( 21 )
q
q ,
( 2 + 2 )( 2 2 )
b=
( 23 )( 21 )
q
q , (50)
( 1+2 + 2 )( 1+2 2 )
respectively, i = 2, 3, . . .
Concerning the spectral modifications which can be induced through the standard
first-order supersymmetric quantum mechanics, it is obtained the following.
(a) Deleting the ground state of H0 . Let us choose = E0 and
u(0) = 0 sin (x) cos (x).
(0)
(51)
( + 1) ( + 1)
+
,
2 sin2 (x) 2 cos2 (x)
, > 1.
(52)
(0)
10
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(1)
( 2)( 1) ( 2)( 1)
[ln v] ,
+
2 cos2 (x)
2 sin2 (x)
, > 2.
(53)
(c) Isospectral potentials. They arise from the previous case (for < E0 ) in the limit
(1)
when u(0) acquires a node at one of the ends of the domain so that leaves to
be an eigenstate of H1 . We can take, for example, the solution given in Eq.(47) with
A = 1, B = 0 u(0) (0) = 0. We isolate the singularities induced on V1 by expressing
u(0) = sin (x) cos1 (x)v, where v is a nodeless bounded function in [0, /2]. Hence
V1 =
( + 1) ( 2)( 1)
[ln v] ,
+
2 cos2 (x)
2 sin2 (x)
> 1, > 2.
(54)
FIGURE 1. Trigonometric Pschl-Teller potential V0 (x) for = 3, = 4 (gray curve) and its first-order
SUSY partners V1 (x) generated through the following spectral modifications: (a) deleting the ground state
E0 = 24.5 (dashed curve); (b) creating a new ground state at = 19 (continuous curve); (c) isospectral
transformation for = 19 (dotted curve) [92]
11
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intertwining operator B+
2 is of second-order in the derivatives, namely [67, 68, 83, 112]
+
H2 B+
2 = B2 H0 ,
(55)
d2
1
+Vi (x), i = 0, 2,
Hi =
2
2
dx2
1 d
d
+
B2 =
(x) + (x) .
2 dx2
dx
(56)
(57)
A calculation similar as for the first-order case leads to the following set of equations
[23]:
V2 = V0 ,
(58)
V2 = 2V0 V0 ,
(59)
(60)
= V0 V0 + V0 .
2
By decoupling this system, assuming that V0 is a given solvable potential, we arrive at:
V2
2
+
2V0 + d,
2
2
(61)
2 4
+
+ 2 2V0 2 + d 2 + c = 0, c, d R.
(62)
2
4
4
Notice that V2 and become completely determined once it is found ; this task is
performed by assuming the anstz
= 2 + 2 + 2 ,
(63)
2 c,
+ 2 = 2[V0 ],
= (d + )/2,
(64)
(0)
1
u(0) +V0 u(0) = u(0) .
2
/u(0) it turns
(65)
= 2 + 21 + 2(1 2 ),
(66)
12
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= 2 + 22 + 2(2 1 ).
(67)
(0)
(0)
W (u1 , u2 )
2(1 2 ) 2(1 2 )u1 u2
=
=
=
.
(0) (0)
(0) (0)
1 2
W (u1 , u2 )
W (u1 , u2 )
(68)
Notice that now the new potential V2 has no extra singularities with respect to V0 if
(0) (0)
W (u1 , u2 ) is nodeless (compare Eq.(58)).
(2)
The spectrum of H2 depends on the normalizability of the two eigenfunctions 1,2 of
H2 associated to 1,2 which belong as well to the kernel of B2 ,
(2)
(2)
B2 j = 0,
(2)
H2 j = j j ,
(0)
j = 1, 2.
(69)
(0)
(0)
u2
(0)
(0)
W (u1 , u2 )
(0)
u1
(2)
(0)
(0)
W (u1 , u2 )
(70)
(71)
where
W =
( + 1)( + 2) ( + 1)( + 2)
(ln W ) ,
+
2 cos2 (x)
2 sin2 (x)
(2)
, > 1.
(73)
(2)
lim |1,2 | = .
x0, 2
(74)
Thus, Ei1 , Ei 6 Sp(H2 ) = {E0 , . . . Ei2 , Ei+1 , . . .}, i.e., we have deleted the levels
Ei1 , Ei of H0 in order to generate V2 (x).
13
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(b) Creating two new levels. Let us choose now Ei1 < 2 < 1 < Ei , i = 0, 1, 2, . . .,
E1 , with the corresponding seeds u(0) as given in Eq.(47) with B1,2 = 1, A1,2 =
(0)
(0)
b1,2 /a1,2 + q1,2 , q2 < 0, q1 > 0. This choice ensures that u2 and u1 have i + 1 and i
alternating nodes, which produces a nodeless Wronskian [23, 96, 113]. The divergence
of the u(0) solutions for x 0, /2 is isolated by expressing
u1,2 = sin1 (x) cos1 (x)v1,2 ,
(0)
(75)
v1,2 being bounded for x [0, /2], v1,2 (0) 6= 0 6= v1,2 ( /2). Since the second term of
the Taylor series expansion of v1,2 is proportional to sin2 (x) v1,2 tends to zero as
sin(x) for x 0 and as cos(x) for x /2. Thus,
W (u1 , u2 ) = sin32 (x) cos32 (x) W ,
(0)
(0)
(76)
( 3)( 2) ( 3)( 2)
+
(ln W ) ,
2 cos2 (x)
2 sin2 (x)
, > 3.
(77)
(2)
Since limx0, 2 1,2 = 0 Sp(H2 ) = {E0 , . . . , Ei1 , 2 , 1 , Ei , . . .}, i.e., we have created
two new levels 1 , 2 between the originally neighbor ones Ei1 , Ei for generating V2 (x).
It is worth to mention some other spectral modifications which can be straightforwardly implemented [92]:
Isospectral transformations
Creating a new level
Moving an arbitrary physical level
Deleting an original physical level
= 2 + 2
w(x) = w 0 +
exp[2
(x)dx]dx = w0 +
Z
u(0) exp[
(x) dx],
w (x)
,
w(x)
Z x
(78)
(79)
x0
(80)
14
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FIGURE 2. Trigonometric Pschl-Teller potential V0 (x) for = 5, = 8 (gray curve) and some secondorder SUSY partners V2 (x) in the real case generated by producing the following spectral modifications:
(a) deleting the levels E2 = 144.5, E3 = 180.5 (dashed curve); (b) creating two new levels at 1 = 128, 2 =
115.52 (continuous curve); (e) moving the level E2 = 144.5 up to 1 = 169.28 (dotted curve) [92]
with w0 R. Notice that now w(x) has to be nodeless, which is obtained for seed
solutions u(0) such that
lim u(0) = 0,
xxr
lim u(0) = 0,
xxl
Z xr
x
Z 0x0
xl
or
(81)
(82)
and adjusting as well w0 , where [xl , xr ] is the x-domain of the involved problem, x0
(2)
[xl , xr ]. There is one eigenfunction, u(0) /w, of H2 associated to belonging as
well to the kernel of B2 , which implies that Sp(H2 ) depends of the normalizability of
(2)
.
For the Pschl-Teller potentials, several possibilities for modifying the initial spectrum have been observed.
(a) Creating a new level. Let us choose R 6= Ei and u(0) as given in Eq.(47) with
A = 1, B = 0:
r
r
1
2
(0)
+
,
; + ; sin (x)
(83)
u
= sin (x) cos (x) 2 F1
2
2 2
2
2
= sin (x) cos1 (x)v(x),
(84)
where v is bounded for x [0, /2], v(0) 6= 0 6= v( /2). By calculating the involved
integral with x0 = 0 it is obtained:
q
q
2 +2m+1
( +
(x)
)
(
2
2 m 2
2 )m sin
w = w0 +
( + 12 )m m!(2 + 2m + 1)
m=0
15
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3 F2
1+
1+
,
+
2
2
1
1
3
2
, +m+ ; + , +m+ ; sin (x) . (85)
2
2
2
2
Notice that w is nodeless in [0, /2] for w0 > 0 and it has one node for w0 < 0. By
choosing now the w of Eq.(85) with w0 > 0, we have to isolate anyways a divergence of
kind cos32 (x) arising for x /2 through the factorization
w = cos32 (x) W ,
(86)
W being a nodeless bounded function for x [0, /2]. From Eq.(58) we finally get
V2 =
( 1) ( 3)( 2)
(ln W ) ,
+
2 cos2 (x)
2 sin2 (x)
> 1, > 3.
(87)
(2)
The potentials V2 (x) induced by some of the mentioned spectral modifications are
illustrated in Figure 3.
FIGURE 3. Trigonometric Pschl-Teller potential V0 (x) for = 5, = 8 (gray curve) and its secondorder SUSY partners V2 (x) in the confluent case, generated through the following spectral modifications:
(a) creating a new level at = 147.92 (continuous curve); (b) isospectral transformation with = 162
(dotted curve); (c) deleting the level E3 = 180.5 (dashed curve) [92]
16
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2Im(1 ) w
= ,
Im[1 ]
w
(0)
w=
(0)
W (u1 , u1 )
,
2(1 1 )
(88)
(0)
= 0 or
(0)
lim u
xxl 1
= 0.
(89)
(90)
Hence, it is obtained:
w = sin2 +1 (x) cos32 (x) W ,
W (v, v )
W =
,
2( ) sin(x) cos(x)
( + 1)( + 2) ( 3)( 2)
+
V2 =
(ln W ) ,
2 cos2 (x)
2 sin2 (x)
(91)
(92)
> 1, > 3.
(93)
The potentials V0 and V2 turn out to be isospectral. An illustration of V0 (x) and the V2 (x)
of Eq.(93) is given in Figure 4.
A general conclusion, which can be inferred of the previously discussed first and
second-order SUSY QM but it is valid for an arbitrary order, is that the spectra of the
initial and new Hamiltonians differ little. Thus, one would expect that some properties
which are somehow related to the corresponding spectral problems would be essentially
the same. We will see next that this is true, in particular, for the algebraic structure ruling
the two involved Hamiltonians.
17
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FIGURE 4. Trigonometric Pschl-Teller potential V0 (x) for = 5, = 8 (gray curve) and its secondorder SUSY partner V2 (x) in the complex case generated by using = 176.344 + 1.5i and a solution u(0)
vanishing at the origin (dotted curve) [92]
These questions will be analyzed here through a simple system which algebraic
structure generalizes the standard Heisenberg-Weyl (oscillator) algebra. Thus, let us
consider a one-dimensional Schrdinger Hamiltonian
H0 =
1 d2
+V0 (x),
2 dx2
(94)
(0)
(0)
H0 |n i = En |n i,
(0)
(0)
hm |n i = mn ,
(95)
|m
(96)
(0)
m=0
(0)
ihm | = 1.
It is supposed that there is an analytic dependence between the eigenvalues En and the
index labeling them, namely,
En E(n).
(97)
(0)
(0)
a
0 |n i = rI (n)|n1 i,
(0)
a+
0 |n i = rI (n + 1)|n+1 i,
p
i [E(n)E(n1)]
E(n) E0 , R.
rI (n) = e
(98)
(99)
a+
0 a0 = H0 E0 .
(100)
18
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It is introduced the number operator N0 through its action onto the eigenvectors of H0 :
(0)
(0)
N0 |n i = n|n i,
[N0 , a
0 ] = a0 .
(101)
a+
0 a0 = E(N0 ) E0 ,
(102)
(103)
It is important to realize that for general E(n) the intrinsic algebra becomes nonlinear
(since f (N0 ) is not necessarily a linear function of N0 ). However, this intrinsic nonlinear
algebra can be linearized by deforming the corresponding annihilation and creation
operators in the way
rL (N0 + 1)
rL (N0 ) +
a0 , a+
a0 , rL (n) = ei f (n1) n,
0L =
rI (N0 + 1)
rI (N0 )
+
+
+
a
=
N
,
a
[N0 , a
]
=
a
,
a
0
0L 0L
0L a0L = N0 + 1, [a0L , a0L ] = 1.
0L
0L
a
0L =
(104)
(105)
In particular, for the harmonic oscillator Hamiltonian the intrinsic algebraic structure
reduces to the standard Heisenberg-Weyl algebra:
1
E(n) = n + , f (n) = E(n + 1) E(n) = 1,
2
+
[N0 , a
0 ] = a0 , [a0 , a0 ] = 1.
(106)
(107)
On the other hand, for the trigonometric Pschl-Teller potentials we recover the su(1,1)
algebra:
E(n) =
( + 2n)2
, f (n) = E(n + 1) E(n) = 4n + 2 + 2,
2
+
[N0 , a
0 ] = a0 , [a0 , a0 ] = 4N0 + 2 + 2.
(108)
(109)
Let us characterize now the algebraic structure of the SUSY partner Hamiltonians
of H0 [78]. In order to illustrate the procedure, we restrict ourselves just to a secondorder SUSY transformation which creates two new levels at the positions 1 , 2 for H2 ,
namely,
Sp(H2 ) = {1 , 2 , En , n = 0, 1, . . .}
(110)
(2)
B+
(2)
2 |n i
,
|n i = p
(En 1 )(En 2 )
(2)
B2 |n i
(0)
|n i = p
. (111)
(En 1 )(En 2 )
19
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(2) (2)
hi |n i = 0,
(2)
(2)
H2 |n i = En |n i,
(2) (2)
hm |n i = mn ,
2
|l
(2)
l=1
(2)
H2 |i i = i |i i,
(2) (2)
hi | j i = i j ,
(2)
ihl | +
|m
(2)
m=0
(112)
n, m = 0, 1, . . . , i, j = 1, 2,(113)
(2)
ihm | = 1.
(114)
It is important to notice that the two new levels 1 , 2 can be placed at positions
essentially arbitrary (either both below the initial ground state E0 or in between two
neighbor physical levels Ei1 , Ei ). This fact somehow breaks the symmetry defined by
E(n). Thus, it should be clear that we need to isolate, in a sense, the two new levels
1 , 2 . With this aim, it is defined now the number operator N2 through the following
action onto the eigenstates of H2 :
(2)
(2)
(2)
N2 |n i = n|n i, N2 |i i = 0, n = 0, 1, . . . i = 1, 2.
(115)
(116)
(2)
(2)
(2)
(2)
+
a
2N |i i = 0, a2N |n i = rN (n) |n1 i, a2N |n i = rN (n + 1) |n+1 i, (117)
)1
(
2
rN (n) =
[E(n) i][E(n 1) i]
rI (n),
i = 1, 2, n = 0, 1, . . . . (118)
i=1
+
rN (N2+1)rN (N2+1)rN (N2 )rN (N2 )] |m ihm |.
[a
2N,a2N] = [
(2)
(2)
(119)
m=0
rI (N2 + 1)
a ,
rN (N2 + 1) 2N
a+
2 =
rI (N2 ) +
a ,
rN (N2 ) 2N
+
[a
2 , a2 ] = f (N2 )
|m
m=0
(2)
(2)
ihm |.(120)
a
2 |i i = 0,
(2)
(2)
(2)
a
2 |n i = rI (n)|n1 i,
(2)
a+
2 |n i = rI (n + 1)|n+1 i,
i = 1, 2, n = 0, 1, . . .
(121)
(122)
20
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FIGURE 5.
Notice that this algebra of H2 is the same as the intrinsic algebra of H0 when we work
(2)
on the restriction to the subspace spanned by the eigenvectors |n i associated to the
isospectral part of the spectrum.
Let us construct, finally, the annihilation and creation operators a
2L of the linear
algebra of H2 ,
a
2L =
rL (N2 + 1)
a ,
rI (N2 + 1) 2
[N2 , a
2L ] = a2L ,
a+
2L =
+
[a
2L , a2L ] =
rL (N2 ) +
a ,
rI (N2 ) 2
|m
m=0
(2)
(123)
(2)
ihm |.
(124)
a
2L |i i = 0,
(2)
(2)
a
2L |n i = rL (n)|n1 i,
(2)
(2)
a+
2L |n i = rL (n + 1)|n+1 i,
i = 1, 2, n = 0, 1, . . .
(125)
(126)
Once again, this algebra of H2 coincides with the corresponding one of H0 on the
(2)
subspace spanned by {|n i, n = 0, 1, . . .}.
21
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COHERENT STATES
Once identified the algebraic structures associated to H0 and H2 , it would be important
to generate the corresponding coherent states. It is well know that there are several definitions of coherent states [114, 115, 116, 117]; here we will derive them as eigenstates
with complex eigenvalues of the annihilation operators of the systems. Since there are
available several annihilation operators for H0 and H2 , we will call them with the same
name as the corresponding associated algebra.
Coherent states of H0
Since for H0 we identified two different algebraic structures, intrinsic and linear one,
we will look for the two corresponding families of coherent states.
z C.
(127)
cn|n
n=0
(0)
i,
(128)
zn
ei (En E0 ) zn
z
cn1 =
c0 = p
c0 .
rI (n)
rI (n) . . . rI (1)
(En E0 ) . . . (E1 E0 )
(129)
! 1
2
zm
|z|2m
(0)
ei (Em E0 ) |m i,
|z, i0 =
m
m
m=0
m=0
1
for m = 0 ,
m =
(Em E0 ) . . . (E1 E0 ) for m > 0 .
(130)
(131)
An important property that should be satisfied is the so-called completeness relationship, namely,
Z
(132)
22
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|z|2m
1
d (z) =
m (|z|2) d 2z.
m=0
(133)
Working in polar coordinates and changing variables y = |z|2 , it turns out that (y) must
satisfy
Z
0
ym (y) dy = m ,
m = 0, 1, . . .
(134)
This is a moment problem depending on n , i.e., on the spectral function E(n) [73, 77,
118, 119, 120, 121, 122]. If one is able to solve Eq.(134) for (y), the completeness
relation becomes valid.
Once Eq.(132) is satisfied, an arbitrary quantum state can be expressed in terms of coherent states. In particular, an intrinsic coherent state |z , i0 admits the decomposition,
|z , i0 =
|z|2m
0 hz, |z , i0 =
m
m=0
!1/2
!1/2
|z |2m
m
m=0
(135)
(zz )m
m
m=0
(136)
(0)
(137)
z C.
(138)
|z|2
2
zm
ei (EmE0) m! |m
m=0
(0)
i,
(139)
23
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which, up to the phases, has the form of the standard coherent states. Now the completeness relationship is automatically satisfied,
1
|z, i0L
0L hz, | d
z = 1.
(140)
|z, i0L
0L hz, |z
, i0L d 2 z,
(141)
, i0L = exp |z|2 /2 + zz |z |2 /2 .
(142)
Notice that, once again, the only eigenstate of H0 which is also a linear coherent state
(0)
+
is the ground state, |z = 0, i0L = |0 i. Moreover, since [a
0L , a0L ] = 1 then the linear
coherent states also result from the action of the displacement operator DL (z) onto the
(0)
ground state |0 i:
(0)
(0)
(143)
Finally, an initial linear coherent state evolves in time as a linear coherent state, namely,
U0 (t)|z, i0L = eitE0 |z, + ti0L .
(144)
Coherent states of H2
Let us remember that we have analyzed three different algebraic structures for H2 ,
namely, natural, intrinsic and linear ones; thus three families of coherent states will be
next constructed.
(145)
"
|z|2m
=
e
m=0 m
# 1
zm
ei (EmE0) pe
m=0
(2)
|m i,
(146)
24
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where
em =
for m = 0,
2
2
2
m (Em i )(Em1 i ) . . .(E1 i ) (E0 i ) for m > 0 .
(147)
i=1
Notice that now the completeness relationship has to be modified to include the projector
onto the subspace spanned by the eigenvectors of H2 associated to the two isolated levels
1 , 2 , namely,
2
i=1
(2)
(2)
|i ihi | +
e (z) = 1,
|z, i2N 2N hz, | d
where
1
e (z) =
d
Z
0
|z|2m
em
m=0
ym e(y) dy = em ,
e(|z|2 ) d 2 z,
m 0.
(148)
(149)
(150)
It is clear that the moment problem characterized by Eq.(150) is more complicated than
the one associated to Eq.(134) (compare the moments given by Eqs.(131) and (147)).
(2)
(2)
(2)
Since B2 |i i = a
2N |i i = 0, i = 1, 2 and a2N |0 i = 0, then the eigenvalue z = 0
of a
2N is 3-fold degenerate. Finally, as for the coherent states of H0 , it turns out that the
natural coherent states |z, i2N evolve coherently with t,
U2 (t)|z, i2N = eitE0 |z, + ti2N ,
(151)
zm
|z|2m
(2)
ei (Em E0 ) |m i.
|z, i2 =
(152)
m
m
m=0
m=0
The modified completeness relationship reads now
2
|i ihi | +
i=1
(2)
(2)
(153)
25
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(2)
(2)
|z|2
2
zm
ei (EmE0) m! |m
m=0
(2)
i.
(154)
|i ihi | +
i=1
(2)
(2)
(155)
(2)
(156)
As in the previous cases, the linear coherent states of H2 evolve in time coherently.
Let us end up these two sections, about the algebraic structure of the SUSY partner
Hamiltonians and the corresponding coherent states, with the following conclusions.
The intrinsic and linear algebraic structures of H0 are inherited by H2 on the
ones, whose expressions on the same subspace are equal to the corresponding ones
of H0
We generalized successfully the construction of the natural algebra of H2 when the
initial potential V0 (x) is more general than the harmonic oscillator
26
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(157)
(x)
(x)
(158)
(159)
Therefore:
(x) = b(x)(0),
(160)
where the 2 2 transfer matrix b(x) is symplectic, which implies that its determinant is
equal to 1. The transfer matrix can be expressed in terms of two real solutions v1,2 (x)
such that v1 (0) = 1, v1 (0) = 0, v2 (0) = 0, v2 (0) = 1, as follows
v1 (x) v2 (x)
b(x) =
.
(161)
v1 (x) v2 (x)
The general behavior of , and the kind of spectrum of the Hamiltonian H0 , depends
on the eigenvalues of the Floquet matrix b(T ), which in turn are determined by the
so-called discriminant D = D(E) = Tr[b(T )]:
r
D
D2
2
(162)
D + 1 = 0 =
1, + = 1.
2
4
By picking up (0) as one of the eigenvectors of the Floquet matrix b(T ) with eigenvalue , it turns out that
(T ) = b(T )(0) = (0).
(163)
(164)
The corresponding (x) are known as the Bloch functions, and they exist for any E R.
Depending on the value of the discriminant, the Bloch functions acquire three different
asymptotic behaviors:
If |D(E)| < 2 for a given E, it turns out that
= exp(ikT ),
(165)
27
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where k R is called the quasimomentum. Equation (164) implies that the Bloch
solutions (x) in this case are bounded for |x| , and hence they can be
equipped with a physical meaning. Therefore, E belong to an allowed energy band.
The equation |D(E)| = 2 defines the band edges, denoted
E0 < E1 E1 < E2 E2 < . . . < E j E j < . . .
(166)
For these energy values it turns out that + = = 1, the two Bloch functions
tend just to one which becomes periodic or antiperiodic. Thus, these energy values
belong as well to the spectrum of H0 . Moreover, the Bloch eigenfunctions j , j
associated to E j , E j are real, they have the same number j of nodes, and both are
either periodic or antiperiodic
If |D(E)| > 2 for a given E, it turns out that
+ = 6= 0 R,
1
.
(167)
-5
-15
-25
FIGURE 6.
Lam potentials
A very special class of periodic systems are given by the Lam potentials
1
V0 (x) = n(n + 1) m sn2 (x|m),
2
n N,
(168)
28
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where sn(x|m) is a Jacobi elliptic function. These are doubly periodic special functions
defined by [99]
sn(x|m) = sin ,
with x =
(4K, 4iK ),
d
. The
1m sin2
dn(x|m) =
d
,
dx
(169)
K K(m) =
cn(x|m) = cos ,
d
1 m sin
2
, K = K(m1 ), m1 = 1 m.
(170)
The special nature of the Lam potentials is due to the following properties:
They have 2n + 1 band edges, which define n + 1 allowed energy bands (n of them
u(0) (x)
(x + + a) x (a)
,
e
(x + )
u(0) (x)
= e2a ( )2 (a) ,
(x + a) x (a)
,
e
(x + )
(171)
(172)
(173)
Note that is the Weierstrass p-function, which is related to the Jacobi elliptic function
sn through [123]
(z) = e3 +
e1 e3
.
e1 e3 )
sn2 (z
(174)
There are now three band edges, and the explicit expression for the corresponding
eigenvalues and eigenfunctions are given by
E0 =
m
,
2
(0)
0 (x) = dn x,
(175)
29
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1
(0)
E1 = , 1 (x) = cn x,
2
1+m
(0)
E1 =
, 1 (x) = sn x.
2
(176)
(177)
The energy axis is classified as follows: the energy interval (, m/2) represents the
infinite energy gap (forbidden energies), then it comes the finite energy band [m/2, 1/2]
(allowed energies), then it arises the finite energy gap (1/2, 1/2 + m/2), and finally it
emerges the infinite energy band [1/2 + m/2, ).
E0 . It is straightforward to check that u(0) /u(0) is periodic, which implies that V1 (x)
is also periodic (see Eq.(29)). The SUSY transformation maps bounded (unbounded)
eigenfunctions of H0 into bounded (unbounded) ones of H1 . Since for < E0 the
chosen Bloch function u(0) diverges either for x or x ( 6 Sp(H0 )), then
1/u(0) will diverge at the opposite limits and therefore 6 Sp(H1 ). On the other hand,
for = E0 Sp(H0 ), the corresponding Bloch solution u(0) is nodeless periodic and
therefore 1/u(0) is also a nodeless periodic eigenfunction of H1 with eigenvalue E0 . In
conclusion, for first-order SUSY transformations involving a nodeless Bloch function
with E0 it turns out that Sp(H1 ) = Sp(H0 ), i.e., the SUSY mapping is isospectral.
In particular, for the Lam potential with n = 1 the first-order SUSY transformation
(0)
which employs the lowest band edge eigenfunction 0 (x) = dn x leads to [124, 125]
T
,
(178)
V1 (x) = V0 x +
2
and it is said that V1 (x) is self-isospectral to V0 (x). This property was discovered, for
the first time, by Braden and McFarlane [124], although the name is due to Dunne and
Feinberg [125]. Moreover, by using as seed the Bloch eigenfunction u(0) (x) with < E0
is is straightforward to show that [95]
V1 (x) = V0 (x a),
(179)
30
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as seed a real nodeless linear combination of the two Bloch solutions u(0) (x) given
in Eq.(171) with < E0 [95, 96]. In this way it is obtained an asympotically periodic
potential, as illustrated in Figure 7, where the corresponding bound state of H1 is as well
shown.
1
2
1
4
-4T
-2T
2T
4T
-4T
-2T
2T
4T
3
2
1
2
FIGURE 7. Up. First-order SUSY partner V1 (black curve) of the Lam potential (gray curve) for
m = 0.5, = 0.22. Down: The corresponding (unnormalized) bound state of H1
31
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(0)
(0)
(0)
is nodeless [93]-[96]. For this choice it turns out that W (u1 , u2 )/W (u1 , u2 ) as
well as V2 (x) are periodic (see Eqs.(58,68)). The SUSY transformation maps bounded
(unbounded) eigenfunctions of H0 into bounded (unbounded) ones of H2 . Thus, H0 and
H2 have the same band structure, namely, Sp(H2 )=Sp(H0 ).
For the Lam potential with n = 1, if we employ the two band edge eigenfunctions
(0)
(0)
1 (x), 1 (x) bounding the finite gap, we get once again [93]
T
V2 (x) = V0 x +
.
(180)
2
(0)+
Moreover, by using as seeds two Bloch functions u1,2 (x) such that 1,2 (E1 , E1 ) it is
straightforward to show that [95]
V2 (x) = V0 (x + + ),
a1 = + ,
a2 = + .
(181)
(0)
(0)
(0)
Once again, W (u1 , u2 )/W (u1 , u2 ) and consequently V2 (x) are asymptotically periodic for |x| , the second-order SUSY transformation maps bounded (unbounded)
eigenfunctions of H0 into bounded (unbounded) ones of H2 . Since now the two eigen(0)
(0) (0)
(0)
(0) (0)
functions of H2 , u2 /W (u1 , u2 ), u1 /W (u1 , u2 ) associated to 1 , 2 , can be made
square-integrable for x (, ), in turns out that Sp(H2 )= {1 , 2 } Sp(H0 ).
Let us illustrate the procedure for the Lam potential with n = 1, using as seeds two
(0)
(0)+
(0)
real linear combinations u1,2 of u1,2 and u1,2 for 1,2 (E1 , E1 ). As in the general
case, it is obtained a potential V2 (x) which is asymptotically periodic for |x| . The
corresponding Hamiltonian has two bound states at the positions 1 , 2 . An illustration
of these results is shown in Figure 8.
Our conclusions concerning SUSY transformations applied to periodic potentials are
the following.
It was employed successfully the SUSY QM for generating new solvable potentials
to factorization energies inside the spectral gaps, the new potential is periodic,
isospectral to the initial one
32
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1
2
1
4
0
-8T
-4T
4T
8T
4T
8T
-2
-8T
-4T
FIGURE 8. Up. Second-order SUSY partner V2 (black curve) of the Lam potential (gray curve) for
m = 0.5, 1 = 0.64, 2 = 0.65. Down: The (unnormalized) bound state of H2 associated to 2 = 0.65.
For seed solutions which are real linear combinations of Bloch functions, the
CONCLUSIONS
Along this paper it has been shown that supersymmetric quantum mechanics is a
simple but powerful tool for generating potentials with known spectra departing
from a given initial solvable one. Indeed, SUSY QM can be used to implement the
spectral manipulation in quantum mechanics
33
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One of our aims when writing this paper is to present the development of the
factorization method, in particular the further advances arising after Mielniks paper
about generalized factorizations [30]
Supersymmetric quantum mechanics has interrelations with several interesting areas of mathematical physics such as solutions of non-linear differential equations
[79, 80, 81, 126, 127, 128, 129, 130], deformation of Lie algebras and coherent
states [73, 74, 75, 77, 78, 131, 132], among others. In my opinion, a further exploration of these interrelations is needed, which represents the future of SUSY
QM. We will pursue these issues in the next years with the hope of getting as many
interesting results as we were obtaining previously.
ACKNOWLEDGMENTS
The author acknowledges Conacyt, project No. 49253-F.
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