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Sample Paper 1 version 3.

0 (Nov 05 Manual)
Document Control Information
Document Details
Document Name:

Sample Paper 1 version 3.0 (Nov 05 Manual)

Purpose of Document:

Sample foundation paper for prospective


PRINCE2 Foundation candidates

Document Version Number:

3.0

Document Status:

Live

Document Owner:

Nicola Kelly

Prepared by:

Colin Bentley

Date of first draft:

Nov 2005

Date Approved:

01/01/2006

Approved by:

Colin Bentley

Next Scheduled review date:

TBC

Version History
Version
Number:

Date
Approved:

Change / Reasons for change / Comments:

3.0

01/01/2006

Question 12, option b amended to read

i
ni
t
i
a
t
i
ng
c
or
r
e
c
t
i
ngat
y
pomi
s
t
a
ke
.Al
lboxe
s
removed next to answers to bring format in line
with live papers. Document also brought in line
with APMG document management system.

Name
All

Title / Company
Public document

Distribution List
Version
All

Sample Paper 1 version 3.0 (Nov 05 Manual).doc


Version 3.0 (Status Live)
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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

The Foundation Examination

Sample Foundation Examination Paper


1version 3.0
Multiple Choice

Instructions

1.

All 75 questions should be attempted.

2.

There are no trick questions.

3.

All answers are to be marked on the original examination paper.

4.

Please use a pen to mark your answers with either a or X.

5.

You have 1 hour for this paper.

6.

You must get 38 or more correct to pass.

Candidate Number:

........................................

Sample Paper 1 version 3.0 (Nov 05 Manual).doc


Version 3.0 (Status Live)
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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

1. In PRINCE2 what product is used to define the information that justifies the
setting up, continuation or termination of the project?
a)
b)
c)
d)

Project Initiation Document


Business Case
End Stage Approval
Project Brief

2. Which product keeps track of Requests For Change?


a)
b)
c)
d)
3.

Request Log
Daily Log
Quality Log
Issue Log

What provision in Planning can be made for implementing Requests for Change?
a)
b)
c)
d)

Project and stage tolerances


Contingency plans
A Change Budget
Adding a contingency margin to estimates

4. Fi
l
li
nt
hemi
s
s
i
ngphr
a
s
ef
r
om apr
oj
e
c
ti
sama
na
g
e
me
nte
nvi
r
onme
ntt
ha
ti
s
created for the purpose of delivering one or more business products according
t
o
a)
b)
c)
d)

TheCus
t
ome
r

sNe
e
ds
An Agreed Contract
The Project Plan
A specified Business Case

5. In what sequence would the (a) Project Initiation Document, (b) the Project
Mandate and (c) the Project Brief appear in a PRINCE2 project?
a)
b)
c)
d)

a, b, c
b, c, a
c, a, b
c, b, a

Sample Paper 1 version 3.0 (Nov 05 Manual).doc


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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

6.

Which would require the production of an Exception Report?


a)
b)
c)
d)

When a Project Issue is received


When a Project Board member raises a complaint
When a Request For Change or Off-Specification has been received
When the current forecasts for the end of the stage deviate beyond the
delegated tolerance bounds

7. Whi
c
hs
t
a
t
e
me
nti
sNOTaf
unda
me
nt
a
lpr
i
nc
i
pl
eof
Cl
os
i
ngaPr
oj
e
c
t

Ac
l
e
a
re
ndt
oapr
oj
e
c
t

a) provides a useful opportunity to take stock of achievements


b) provides an opportunity to ensure that all unachieved goals and objectives
are identified
c) provides the opportunity to evaluate achievement of all the expected
benefits
d) is always more successful than the natural tendency to drift into
operational Management
8.

Wha
ti
st
hemor
ec
ommont
e
r
m us
e
di
nPRI
NCE2f
or
de
l
i
ve
r
a
bl
e

?
a)
b)
c)
d)

9.

Item
Package
Product
Component

Which of these items does NOT involve the Project Board?


a)
b)
c)
d)

Exception Assessment
Highlight Reports
Project Closure
Work Package Authorisation

10. What name is given to the permissible deviation from a plan allowed without
immediate reporting to the Project Board?
a)
b)
c)
d)

Allowance
Contingency
Concession
Tolerance

Sample Paper 1 version 3.0 (Nov 05 Manual).doc


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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

11. What other control is closely linked with configuration management?


a)
b)
c)
d)

Risk Management
Project Closure
Change Control
Project Initiation

12. Which of these processes does NOT trigger the Planning (PL) process?
a)
b)
c)
d)

Starting Up a Project (SU)


Initiating a Project (IP)
Managing Stage Boundaries (SB)
Controlling a Stage (CS)

13. In a Product Breakdown Structure what category of product is a Highlight Report?


a)
b)
c)
d)

Quality
Specialist
Technical
Management

14. If, after a Quality Review Follow-up Action, an error is still not resolved, what
action should be taken?
a)
b)
c)
d)

An Exception Report is made


A Project Issue is raised
An Exception Memo is raised
The review is reconvened

15. Which of the following is NOT a PRINCE2 definition of a project?


a)
b)
c)
d)

Has an organisation structure


Produces defined and measurable business products
Uses a defined amount of resources
Uses a defined set of techniques

Sample Paper 1 version 3.0 (Nov 05 Manual).doc


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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

16. What environment does PRINCE2 assume?


a)
b)
c)
d)

A fixed-PRICE contract
A Customer/Supplier environment
A specialist environment
A third-party environment

17. Which feature of PRINCE2 tells the Project Manager where a product is, what its
status is and who is working on it?
a)
b)
c)
d)

Work Package
Product Description
Checkpoint Report
Configuration Management

18. I
n
Cl
os
i
ngaPr
oj
e
c
t
(
CP)t
h
epr
oj
e
c
tf
i
l
e
sa
r
ea
r
c
hi
ve
d.Wha
ti
st
hee
xpl
a
na
t
i
on
given for this?
a)
b)
c)
d)

To provide useful lessons to future projects


Never throw anything away.
This material may be needed by Programme Management
Tope
r
mi
ta
nyf
ut
ur
ea
udi
toft
hepr
oj
e
c
t

sa
c
t
i
ons

19. Which of the following statements is FALSE? Project Managers using PRINCE2
a
r
ee
nc
our
a
g
e
dt
o
a)
b)
c)
d)

Establish terms of reference as a prerequisite to the start of the project


Use a defined structure for delegation, authority and communication
Divide the project into manageable stages for more accurate planning
Provide brief reports to management at regular meetings

20. Which of these is NOT a valid Risk Management action?


a)
b)
c)
d)

Prevention
Denial
Reduction
Transference

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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

21. Which one of these is NOT a PRINCE2 Component?


a)
b)
c)
d)

Plans
Controls
Work Package
Configuration Management

22. Which document lists the major products of a plan with their key delivery dates?
a)
b)
c)
d)

Product Outline
Product Breakdown Structure
Checkpoint Report
Product Checklist

23. The configuration of the final deliverable of the project is a)


b)
c)
d)

The sum total of its products


The interim products
Its product description
The single end-product

24. Which part of a product lifespan is not part of a project life cycle in the eyes of
PRINCE2?
a)
b)
c)
d)

The change-over to operational use of the product


Assessment of the value of the product after a period of use
The specification of the product
Finalisation of the business case

25. What is the first job carried out on receipt of a new Project Issue?
a)
b)
c)
d)

Allocation of priority
Logging
Decision on what type of issue
Impact Analysis

Sample Paper 1 version 3.0 (Nov 05 Manual).doc


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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

26. Which of these statements is FALSE?


a)
b)
c)
d)

The Project Plan is an overview of the total project.


For each stage identified in the Project Plan, a Stage Plan is required.
An Exception Plan needs the approval of the next higher level of authority.
A Team Plan needs approval by the Project Board.

27. Which of the following statements is FALSE?


a) Customer quality expectations should be discovered in the process

St
a
r
t
i
ngUpaPr
oj
e
c
t

b) Ac
ompa
ny

sQMSbe
c
ome
spa
r
tofPRI
NCE2
c) PRINCE2 may f
or
m pa
r
tofac
ompa
ny

sQMS
d) The Stage Plan describes in detail how part of the Project Plan will be
carried out
28. Which one of these statements describes the true purpose of Acceptance Criteria?
a) A justification for undertaking the project based on estimated costs and
anticipated benefits.
b) A measurable definition of what must be done for the final product to be
acceptable to the Customer.
c) To provide a full and firm foundation for the initiation of a project.
d) Tot
r
i
g
g
e
r
St
a
r
t
i
ngupaPr
oj
e
c
t

.
29. How often does PRINCE2 recommend that open Project Issues should be
reviewed?
a)
b)
c)
d)

Weekly
At Exception Assessments
At Checkpoint Meetings
On a regular basis

30. What other product is reviewed at the end of each stage apart from the Business
Case and Project Plan?
a)
b)
c)
d)

The Project Mandate


The Quality Log
The Risk Log
The Project Brief

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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

31. Why is a copy of the Project Issue always returned to the author?
a)
b)
c)
d)

The author owns it.


To acknowledge its receipt and entry into the system.
To elicit further information.
To notify rejection of the Issue.

32. Which product reviews the benefits achieved by the project?


a)
b)
c)
d)

Post-Project Review
Post-Project Review Plan
End Project Report
Follow-on Action Recommendations

33. Which of these statements is FALSE?


a)
b)
c)
d)

A PRINCE2 project has a finite life span


A PRINCE2 project has a defined amount of resources
A PRINCE2 project may have only activities, i.e. no products
A PRINCE2 project has an organisation structure with defined
responsibilities, to manage the project

34. Thepe
r
s
onbe
s
ts
i
t
ua
t
e
dt
oke
e
pa
ne
y
eonar
i
s
ki
sc
a
l
l
e
di
t
s?
a)
b)
c)
d)

Supporter
Monitor
Owner
Librarian

35. Which document reviews actual achievements against the Project Initiation
Document?
a)
b)
c)
d)

End Project Report


Post-Project Review
Lessons Learned Report
Follow-On Action Recommendations

Sample Paper 1 version 3.0 (Nov 05 Manual).doc


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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

36. I
nPRI
NCE2a
l
lpot
e
nt
i
a
lc
ha
ng
e
sa
r
ede
a
l
twi
t
ha
s?
a)
b)
c)
d)
e)

Configuration items
Requests For Change
Project Issues
Exception Reports
Action items

37. Which one of these is NOT a key criterion for producing a Product Flow
Diagram?
a)
b)
c)
d)

Are the products clearly and unambiguously defined?


On what other products is each product dependent?
Is any product dependant on a product outside the scope of this plan?
Which products can be developed in parallel?

38. For a Quality Review, when are suitable reviewers identified?


a)
b)
c)
d)

When the product is passed to configuration management


In the Project Quality Plan
During the QR preparation step
In planning the relevant stage

39. Thee
xi
s
t
e
nc
eofwha
tpr
oduc
ti
sc
he
c
ke
di
n
St
a
r
t
i
ngupaPr
oj
e
c
t
a
ndi
t
si
ni
t
i
a
l
ve
r
s
i
onf
i
na
l
i
s
e
di
n
I
ni
t
i
a
t
i
ngaPr
oj
e
c
t

?
a)
b)
c)
d)

The Project Mandate


The Project Plan
The Project Brief
The Business Case

40. Which does PRINCE2 regard as the third project interest, given user and supplier
as the other two?
a)
b)
c)
d)

Technical
Management
Business
Quality

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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

41. PRINCE2 lists a number of reasons why it is seldom desirable or possible to plan
an entire project in detail at the start. Which of these is NOT one of these reasons?
a)
b)
c)
d)

A changing or uncertain environment


A PRINCE2 requirement
Difficulty in predicting business conditions in the future
Difficulty in predicting resource availability well into the future

42. In which process is the Project Brief produced?


a)
b)
c)
d)

Starting Up a Project
Initiating a Project
Authorising Initiation
Authorising a Project

43. When should a Product Description be baselined?


a)
b)
c)
d)

As soon as it is available in draft form


When the associated product has passed its quality check
When the plan containing its creation is baselined
As soon as it is written

44. An Exception Plan covers what period?


a) From the problem to the end of the project
b) From the problem to the end of a plan that will no longer finish within
agreed tolerances
c) The work needed to put the project back within its tolerances
d) The time needed to produce an Exception Report
45. Stage boundaries may be chosen according to a number of parameters. Which one
of the following is NOT one of the parameters?
a) The need to have a separate stage for the formal close of the project
b) A review of a risky project at key moments when new information about
those risks appears
c) Ensuring that key decisions are made prior to the detailed work needed to
implement them
d) Pr
ovi
di
nga
f
i
r
ebr
e
a
kf
ort
hepr
oj
e
c
tbye
nc
our
a
g
i
ngt
hePr
oj
e
c
tBoard to
assess the project viability at regular intervals

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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

46. The initial Project Plan is based on the Project Brief, the Project Quality Plan and
which other product?
a)
b)
c)
d)

The Project Approach


The Project Initiation Document
The project start-up notification
The Project Mandate

47. Which document is a record of some current or forecast failure to meet a


requirement?
a)
b)
c)
d)

Exception Report
Off-Specification
Follow-On Action Recommendations
Highlight Report

48. If there is a request to change a baselined product, and the change can be done
within the stage or Work Package tolerances, how can the decision to implement the
change be made?
a)
b)
c)
d)

Pr
oj
e
c
tMa
na
g
e
r

sde
c
i
s
i
o
n
Te
a
mMa
na
g
e
r

sde
c
i
s
i
on
Te
a
mme
mbe
r

sde
c
i
s
i
ont
owhom t
hewor
kha
sbe
e
na
l
l
oc
a
t
e
d
formal change control

49.
Cont
r
ol
l
i
ngaSt
a
g
e
dr
i
ve
swhi
c
hot
he
rpr
oc
e
s
sonaf
r
e
que
nt
,i
t
e
r
a
t
i
veba
s
i
s
?
a)
b)
c)
d)

Managing Stage Boundaries


Approving a Stage or Exception Plan
Managing Product Delivery
Planning

50. The Project Quality Plan is written in which process?


a)
b)
c)
d)

Initiating a Project
Starting up a Project
Managing Stage Boundaries
Directing a Project

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Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

51. Wha
ta
r
ede
f
i
ne
da
s
pa
r
t
i
t
i
on
soft
hepr
oj
e
c
twi
t
hde
c
i
s
i
onpoi
nt
s

?
a)
b)
c)
d)

Work Packages
Product Descriptions
Quality Reviews
Stages

52. In which lower leve


lpr
oc
e
s
sof
Cont
r
ol
l
i
ngaSt
a
g
e
i
st
heRi
s
kLogupda
t
e
d?
a)
b)
c)
d)

Reporting Highlights
Assessing Progress
Capturing Project Issues
Examining Project Issues

53. If a question arises on why a particular product was changed, which element of
PRINCE2 would be of most help in finding the information?
a)
b)
c)
d)

Issue Log
Quality Log
Configuration Management
Change Control

54. In which sub-process is a Stage Plan updated with actuals?


a)
b)
c)
d)

Assessing Progress
Reviewing Stage Status
Planning a Stage
Reporting Highlights

55. In which sub-process are Checkpoint Reports created?


a)
b)
c)
d)

Executing a Work Package


Assessing Progress
Reporting Highlights
Reviewing Stage Status

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The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

56. Are the following statements true or false?

Delegated Project Assurance roles report directly to corporate or


programme management

In PRINCE2 the Project Manager role must be full time

A project management structure is a temporary structure


a)
b)
c)
d)

All three are false


Only the third is true
Only the first is false
The second and third are true

57. Thepr
oc
e
s
s
,
Di
r
e
c
t
i
ngaPr
oj
e
c
t
be
g
i
nswhe
n?
a)
b)
c)
d)

Fr
om
St
a
r
t
i
ngupaPr
oj
e
c
t

After the start-up of the project


At the end of the Initiation Stage
Before start-up of the project

58. Apa
r
tf
r
om
I
ni
t
i
a
t
i
ngaPr
oj
e
c
t
i
nwhi
c
hpr
oc
e
s
si
st
heBus
i
ne
s
sCa
s
eupda
t
e
d?
a)
b)
c)
d)

Managing Product Delivery


Controlling a Stage
Managing Stage Boundaries
Authorising a Stage

59. Thee
xi
s
t
e
nc
eofwha
ti
nf
or
ma
t
i
oni
se
xpe
c
t
e
dbyt
hepr
oc
e
s
s
St
a
r
t
i
ngUpa
Pr
o
j
e
c
t

?
a)
b)
c)
d)

A Project Plan
A Project Mandate
An appointed organisation
Project Initiation Document

60. In the PRINCE2 document management structure, how many types of file are
recommended?
a)
b)
c)
d)

One for each Stage


Two, Management and Specialist
Just the Quality File
Three; project, stages and quality

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The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

61. In a Quality Review which role does PRINCE2 suggest must ensure that all
reviewers are provided with the relevant review products?
a)
b)
c)
d)

Producer
Scribe
Review Chairperson
Configuration Librarian

62. Which of these is mandatory in a PRINCE2 project?


a)
b)
c)
d)

The use of Team Managers


The use of Exception Plans
The use of Stages
The use of Quality Reviews

63. The Project Board has three responsibilities towards the management of risk.
Which of the following options is the FALSE one?
a)
b)
c)
d)

Notifying the Project Manager of any external risk exposure to the project
Making decisions on recommended reactions to risk
Identifying, recording and regularly reviewing risks
Striking a balance between levels of risk and potential benefits

64. What function creates, maintains and monitors the use of a quality system?
a)
b)
c)
d)

Project Support
Quality Planning
Quality Control
Quality assurance

65. Which is NOT a purpose of configuration management?


a)
b)
c)
d)

To identify products
To create products
To track products
To protect products

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66. Whi
c
hs
t
e
pi
sNOTpa
r
tof
Ac
c
e
pt
i
ngaWor
kPa
c
ka
g
e

?
a)
b)
c)
d)

Understand the reporting requirements


Agree tolerance margins for the Work Package
Monitor and control the risks associated with the Work Package
Produce a Team Plan which shows that the Work Package can be
completed within the constraints

67. Which process provides the information needed for the Project Board to assess the
continuing viability of the project?
a)
b)
c)
d)

Starting up a Project
Closing a Project
Planning
Managing Stage Boundaries

68. In which process are choices made about planning tools and estimating methods?
a)
b)
c)
d)

Starting up a Project
Initiating a Project
Managing Stage Boundaries
Planning

69. In which process are decisions made on Exception Reports?


a)
b)
c)
d)

Managing Stage Boundaries


Closing a Project
Directing a Project
Managing Product Delivery

70. Which process checks for changes to the project management team?
a)
b)
c)
d)

Starting up a Project
Managing Stage Boundaries
Closing a Project
Directing a Project

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Ltd

71. Fr
omt
hepr
oduc
t
sl
i
s
t
e
d,whi
c
honei
spr
oduc
e
ddur
i
ng
St
a
r
t
i
ngUpaPr
oj
e
c
t

?
a)
b)
c)
d)

The Project Initiation Document


The Project Plan
The Project Quality Plan
The Project Approach

72. Quality responsibilities, both within and external to the project, are defined in
which process?
a)
b)
c)
d)

Initiating a Project
Starting up a Project
Managing Stage Boundaries
Directing a Project

73. Acceptance for the completed products is obtained as part of which process?
a)
b)
c)
d)

Closing a Project
Managing Product Delivery
Managing Stage Boundaries
Controlling a Stage

74. An Exception Report is produced in which sub-process?


a)
b)
c)
d)

Taking Corrective Action


Reviewing Stage Status
Escalating Project Issues
Reporting Highlights

75. Which is the missing section of the suggested Project File, if the others are
Organisation, Plans, Business Case, Communication Plan and Control?
a)
b)
c)
d)

Correspondence
Daily Log
Risk Log
Issue Log

Sample Paper 1 version 3.0 (Nov 05 Manual).doc


Version 3.0 (Status Live)
Page 15
Document Owner Nicola Kelly
The APM Group Ltd 2006. This document is not to be re-produced or re-sold without express permission from The APM Group
Ltd

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