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Keywords:
Attention decit hyperactivity disorder
Autism spectrum disorders
Comorbidity
Mental health
Outcomes
Preterm birth
There is growing interest in the long-term mental health sequelae of extremely preterm birth. In this paper we
review literature relating to mental health outcomes across the lifespan. Studies conducted in the preschool
years, school age and adolescence, and adulthood show continuity in outcomes and point to an increased risk
for inattention, socio-communicative problems and emotional difculties in individuals born extremely
preterm. Both behavioural and neuroimaging studies also provide evidence of a neurodevelopmental origin
for mental health disorders in this population. Here we summarise contemporary evidence and highlight key
methodological considerations for carrying out and interpreting studies in this eld.
2013 Elsevier Ltd. All rights reserved.
1. Introduction
Extremely preterm (EP) births, before 28 weeks of gestation,
continue to pose the greatest challenge for neonatal medicine.
Providing life-sustaining treatment, minimising environmental
stressors and supporting the family through a traumatic life event are
key challenges for neonatologists and other professionals involved in
perinatal care. For these babies and their families, however, the care
does not end there. The biological vulnerability conferred by EP birth,
which may be amplied through socio-economic disadvantage, can
have a profound impact on development with consequences that
extend across the lifespan. Although EP births comprise just 0.6% of all
births, morbidity is highest among these survivors [1,2]. Cognitive
impairments are the most frequent adverse outcomes [3,4], but there
is growing interest in the impact of preterm birth on mental health
and wellbeing. Here we review literature relating to mental health
outcomes following EP birth. Although we focus on reports from the
most contemporary cohorts, much may be gained through understanding outcomes for older cohorts now in adult life.
98
the cut-off for clinically signicant problems than meet the criteria
for disorders. This is illustrated using data from the UK EPICure
Study (Fig. 1) [9]. As part of a follow-up at 11 years of age,
emotional, conduct, hyperactivity/inattention and peer relationship problems in a cohort of children born EP (<26 weeks) were
assessed using parent and teacher questionnaires; diagnoses of
corresponding disorders were obtained concurrently [10]. For all
domains, parents reported signicantly more problems than disorders and teachers reported more attention and peer problems
(Fig. 1). This begs the question of who is the most appropriate
respondent for assessing childhood psychopathology. It is welldocumented that parent and teacher reports are only modestly
correlated and that parents report higher rates of problems than
teachers or adolescents themselves, particularly for emotional
disorders [1117]. Obtaining multi-informant data is therefore
advocated for mental health assessment [18,19].
The use of dimensional measures is also advocated for studying
childhood psychopathology in order to quantify the degree to
which symptoms are manifest in individuals and populations [20e
23]. These considerations are particularly important for studying
mental health following EP birth in which there appears to be a
general population shift in psychopathology and a cluster of
symptoms that extends across diagnostic boundaries (see Section
4) [24e26]. As the expression of childhood psychopathology alters
with development, the nature, severity and frequency of behaviours that are considered typical at one age may be rated as pathological at another [20]. It is therefore important to use age- and
gender-specic norms and to obtain contemporaneous reference
data from term-born controls. Where possible, control groups
should be matched, or analyses adjusted, for confounding factors
such as age, sex and socio-economic status. There is controversy
over adjusting for IQ given statistical and theoretical limitations
[27,28] and the comorbidity of neurocognitive sequelae in EP
children (see Section 4.5). Parental mental health may also be a
confounder in light of the higher risk for psychopathology in the
offspring of those with disorders [29]. However, although parents
of preterm children are at risk for parenting stress and poor mental
health [30e32] medical, biological and neurodevelopmental variables are stronger predictors of childhood psychopathology in
preterm samples [33e36], and there is inconsistency in studies of
Fig. 1. Prevalence of parent- and teacher-reported emotional, conduct, attention and peer problems and diagnoses of corresponding psychiatric disorders at 11 years of age among
219 children born extremely preterm (<26 weeks of gestation; EPICure Study) [10]. Asterisks denote signicant between-group differences between informant-rated Strengths and
Difculties Questionnaires and psychiatric diagnoses (P < 0.05). ADHD, attention decit hyperactivity disorder; ASD, autism spectrum disorders.
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Table 1
Prospective studies of behavioural and emotional problems and psychiatric disorders in extremely low birthweight (ELBW) or extremely preterm (EP) preschoolers born in the
1990s and beyonda.
Publication
Sample characteristics
Age (years)
Birth year
Preterm
Control
1998e2001
Single centre
N 39
<28 weeks
N 103
4
Woodward et al.[46]
1998e2000
Single centre
N 43
<28 weeks
N 107
1999e2000
National
N 255
<28 weeks/<1000 g
N 1089
2001e2003
Single centre
N 148
<28 weeks/<1000 g
N 111
Measure
Regulation
BRS
Regulation
Regulation
Emotional
Conduct
Hyperactivity/inattention
Peer relationship
Total difculties
Emotional
Conduct
Hyperactivity/inattention
Peer relationship
Total difculties
ADHD problems
ADHD problems
Affective problems
ADHD/inattentive
ODD
ERC
BRS
SDQ
SDQ
CBCL
TRF
P-ChIPS
BRS, Behaviour Rating Scale (abbreviated version) of the Bayley Scales of Infant Development, 2nd ed., rated by a researcher. ERC, Emotion Regulation Checklist (modied
version), rated by parents; SDQ, Strengths and Difculties Questionnaire; CBCL, Child Behavior Checklist; TRF, Teacher Report Form; P-ChIPS, Childrens Interview for Psychiatric Syndromes e Parent.
a
Studies are included where they report results for comparisons between EP/ELBW children and term-born controls.
this population [53]. Not only are screening tests associated with a
high rate of false positives, but the high prevalence of cognitive,
motor and sensory impairments in this population further confounds scores on these scales [50e52,54]. Importantly, these
studies have only used screening questionnaires and have not
implemented the M-CHAT follow-up interview to improve specicity. The predictive validity of positive screens and the true
prevalence of ASD in this population require investigation: studies
at school age may hold the answer (see Section 4).
increased, and there was a 2.5-fold increased risk for ADHD diagnoses (Table 1). Although parents and teachers rated higher
scores for affective and oppositional problems, respectively, no
other disorders were increased. These studies highlight an association between EP birth, regulatory problems and ADHD that is
already evident in the early years.
3.2. Early indicators of autism spectrum disorders (ASD)
An area gathering increasing interest is the risk for ASD in EP
infants (Table 2). In recent reports, 21e41% of EP [50,51] infants
screened positive for ASD at 18e24 months using the Modied
Checklist for Autism in Toddlers (M-CHAT) parent questionnaire. In
infants born at <27 weeks, 10e20% screened positive using a range
of ASD screening tools [52]. There is warranted concern that these
studies have substantially overestimated the true risk for ASD in
Table 2
Cohort studies that have investigated autism spectrum symptoms and disorders in extremely preterm and/or extremely low birthweight children.
Publication
Sample characteristics
Age (years)
11
11
Prevalence of problems
Measure
M-CHAT
41%
M-CHAT
10%
PDD-2
P 0.08
DAWBA
0.6%
0
0
0
0
2.9%
ns
ns
P < 0.001
P 0.001 ns
Birth year
Preterm
Control
Preterm
Control
2002e2004
Regional
2006
National
2008e2009
Regional
N 988
<28 weeks
N 523
<26 weeks
N 554
<27 weeks
21%
e
e
2001e2003
Single centre
1992e1995
Single centre
1995
National
N 177
<30 weeks/<1250 g
N 219
<1000 g
N 219
<26 weeks
1995
National
N 219
<26 weeks
N 65
N 176
N 153
N 153
4.5%
2%
1%
8%
6.5%
1.5%
15.8%
P < 0.001
M-CHAT, Modied Checklist for Autism in Toddlers; PDD-2, Pervasive Developmental Disorders Screening Test, 2nd ed.; CSI-4, Child Symptom Inventory 4; DAWBA,
Development and Well Being Assessment; SCQ, Social Communication Questionnaire; ns, non-signicant.
100
Table 3
Mental health disorders in children born extremely preterm (EP) or with extremely low birthweight (ELBW) in the 1990s and beyond.
Publication
Sample characteristics
Age (years)
11
Birth year
Preterm
Control
Index vs control
OR (95% CI)
2001e2003
Single centre
2001e2003
Single centre
1992e1995
Single centre
N 148
<28 weeks/<1000 g
N 177
<30 weeks/<1250 g
N 219
<1000 g
N 111
N 65
24% vs 9%
3.13 (1.27e7.71)
N 176
32% vs 15%
2.7 (1.6e4.5)
1995
National
N 219
<26 weeks
N 153
23% vs 9%
3.2 (1.7e6.2)
Disorders signicantly
increased in EP/ELBW
children
Measure
ADHD/combined
ADHD/hyperactive
None
P-ChIPS
ADHD (any)
ADHD/inattentive
ADHD/combined
Specic phobia
ADHD (any)
ADHD/inattentive
Emotional disorders
ASD
DAWBA
CSI-4
DAWBA
OR, odds ratio; CI, condence interval; P-ChIPS, Childrens Interview for Psychiatric Syndromes e Parent; CSI-4, Child Symptom Inventory 4; DAWBA, Development and WellBeing Assessment.
101
102
Practice points
Children born extremely preterm may have attention,
emotional or peer relationship problems that do not meet
diagnostic criteria but which may impact on daily function, for which intervention may be beneficial.
Screening for behaviour problems from 2 years of age
may aid in detecting children with early difficulties and
those at risk of later mental health disorders.
Researchers and clinicians should consider including
mental health assessments as part of neurodevelopmental outcome evaluations.
Research directions
Longitudinal studies are needed to investigate the evolution of mental health sequelae throughout the lifespan.
The role of parental mental health in the development of
childhood psychopathology requires elucidation in this
population.
More studies are required to understand the neurological
bases of mental health disorders in extremely preterm
children.
Funding sources
Neil Marlow receives a proportion of funding from the Department of Healths NIHR Biomedical Research Centres funding
scheme at UCLH/UCL.
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