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Abdel-Hakim Bouzid
Associate Professor
Ecole de Technologie Superieure,
Mechanical Engineering Department,
1100, Rue Notre-Dame Ouest,
Montreal (Quebec) H3C 1K3, Canada
Phone: 514-396-8563
Fax: 514-396-8530
e-mail: hakim.bouzid@etsmtl.ca
The tightness of bolted flanged joints subjected to elevated temperature is not properly
addressed by flange design codes. The development of an analytical method based on the
flexibility of the different joint components and their elastic interaction could serve as a
powerful tool for elevated temperature flange designs. This paper addresses the effect of
the internal fluid operating temperature on the variation of the bolt load and consequently on the gasket stress in bolted joints. The theoretical analysis used to predict the
gasket load variation as a result of unequal radial and axial thermal expansion of the
joint elements is outlined. It details the analytical basis of the elastic interaction model
and the thermally induced deflections that are used to evaluate the load changes. Two
flange joint type configurations are treated: a joint with identical pair of flanges and a
joint with a cover plate. The analytical models are validated and verified by comparison
to finite element results. fDOI: 10.1115/1.2042480g
Akli Nechache
Graduate Student
Ecole de Technologie Superieure,
Mechanical Engineering Department,
1100, Rue Notre-Dame Ouest,
Montreal (Quebec) H3C 1K3, Canada
e-mail: anechache@mec.etsmtl.ca
Introduction
Flange designs have been the subject of a lot of criticism for the
past decade. Of major concern is the lack of the traditional design
procedures f1g to quantify tightness and the effect of temperature.
With the new strict environment protection regulations and the
ever-increasing safety and hazard requirements in N.A, Europe,
and Japan, the current code design procedures f24g are being
revised to include leakage as a design parameter f5g. While most
flanges have been operating satisfactorily in the past, there exist
several problematic flanges that are very difficult to seal f6g. This
is especially true with those flanges operating at high temperature
f7g. Relaxation of the gasket due to thermal transients and creep
are the main causes to blame f8g. In its present form, other than
the material properties variation with temperature the ASME code
flange design procedure does not account for the effect of temperature. A loss of more than half of the initial operating gasket
load is commonly encountered in flange joints with certain gaskets operating at relatively high temperature. While appendix S of
the ASME code addresses vaguely the load relaxation due to temperature, it remains the designers hard task to quantify this effect
and add additional margin of safety in the bolt load. Usually, good
engineering practice coupled with some experience with certain
gasket types may result in a good knowledge of the relaxation
load to be accounted for f9g. For critical applications, however,
the common practice is to apply hot torquing after the first start-up
to recover the load loss due to gasket creep f10g.
In the literature, there are very few papers that address analytically the effect of temperature on the bolt and gasket load
changes. While the effect of creep due to the bolts and flanges was
relatively well analyzed by many researchers in the past, the load
loss due to gasket creep remains to be addressed f11g. In addition
to this temperature effect, due to the fact that the different joint
elements are at different temperature, the axial and radial expansion difference causes load changes. Dudley f12g presented a
Theoretical Analysis
Elastic Interaction Analysis. The three basic elements that
form a bolted flanged joint are the flange, the bolts, and the gasket. The flange is composed of three different elements namely,
the shell, the hub, and the flange ring. The junctions of the
cylinder-hub and hub-ring represent geometrical discontinuities.
As with pressure, when thermal loading is applied to a joint, different radial displacements and distortions at these junctions are
generated for the above-mentioned joint components. However, in
Contributed by the Pressure Vessels and Piping Division of ASME for publication
in the JOURNAL OF PRESSURE VESSEL TECHNOLOGY. Manuscript received July 6, 2004;
final manuscript received May 29, 2005. Review conducted by: Sam Zamrik.
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us =
M 1e
2bs2Ds
+
order to preserve the continuity of displacement and rotation discontinuity edge loads sshear forces P1 , P2 and moments M 1 , M 2d
are created as shown in Fig. 1.
The model used to simulate the joint shown in Fig. 2 is similar
to the one pioneered by Waters f18g with two additional mechanical elements: the bolt and the gasket that are represented by
springs of linear elastic and nonlinear nonelastic stiffness, respectively. For the case involving a blind cover plate, plate stiffness is
included. Also, the flange is considered to rotate rigidly without
distortion with respect to the point of gasket reaction located in
the gasket-flange contact region. Before conducting the elastic
interaction analyses, it is worth noting the theoretical reference
used to treat the different joint elements:
us =
bsx
s2 nsdri2
p + usTsxd
2Ests
1
P 1e
2bs2Ds
bsx
s1d
1
M 1ebsx cos bsx
b sD s
s2d
where
bs =
3s1 ns2d
s1 + nsdasDTs
usTsxd =
2bs2ts
Ets3
and Ds =
rs2ts2
s3d
12s1 ns2d
x
sT8 Tsod
,s so
+ asrs Tso +
s4d
and
2bs3Ds
+ usTsxd
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dusTsxd s1 + nsdasDTs b x
a sr s
e s cos bsx +
=
sT8 Tsid
dx
b st s
,s so
usTsxd =
E g 3x 3
Mh =
n2f d
12s1
duh E f g3xs1/2d
fC1S9sd + C2S10sd + C3S11sd
=
dx 48s1 n2f d
s5d
+ C4S12sdg +
+ C4S8sdg
s6d
s1 + n f da f DTh
2b2hth
+ a f rh T fh +
x8
sTso T fhd
,h
r=
12s1 n2f d
g2r2h
s7d
1/4
bh =
3s1 n2f d
r2ht2h
s8d
Flange Ring. The radial displacement, the rotation, and the moment of the flange ring are given in terms of the applied loading
such that
pr2h
s2 n f d + uTh
2E f yx2
DS
k2 + 1
tf
+ n f + u f + uTf srid
2
k2 1
uf =
ri
P2
P
Ef
tf
uTf srd
af
=
s1 + n f d
r
where
duh
= xs3/2dfC1S1sd + C2S2sd + C3S3sd + C4S4sdg
uh =
dx
+
s14d
s13d
where
where
uTh sx8d
s12d
12s1 n2f d
E f g3r2xs1/2d
dM h
fC1S5sd + C2S6sd + C3S7sd
=
dx
24s1 n2f d
Ph =
s2 n f dpr2hy 2
F E
s9d
s16d
T f srdrdr
ri
s1 n f dr2 + s1 + n f dri2
r2o ri2
ro
T f srdrdr
s17d
where
E f t3f
s10d
Mf =
srb rgd
srg rid 2 2
ri
r it f
M2 +
P2 +
Fb +
srg + ri dp s19d
rm
2rm
prm
2rm
with
1
6
k2 ln K
3
s1 n f d + s1 + n f d 2
K1 p
p
sK 1d
Y=
with K =
for a plate
s20d
ro
ri
6
for a ring
ln K
and Y =
s11d
s18d
Mf
where
uTh sxd =
2 p r iY
uf =
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component of the joint are caused by mechanical loads and thermal expansions and are given as follows.
wg =
s21d
i
e
p
e
Fe
Ke
we =
nAbEb
lb
s23d
s24d
wTf = a f t f sT fg T fbd
s25d
K8p
K9p
wTf
a0 p
a psT pi T pod 2 2
srb rgd
2t p
A B
C D
fC1
C2
C3
C4
C6 =
Fig
Fib
K8p
K9p
s26d
P1
Fgf
C7 =
K8p
Fbf
K9p
a0 p,
and C8
a psT pi T pod 2 2
srb rgd
2t p
s31d
where K8P, K9P, and a0 are constants given in f20g and wTf is the
axial expansion difference given by Eq. s25d. The last term of Eq.
s26d is the cover plate displacement difference produced by bend-
F G
s30d
C5 = 2 and C6 = C7 = C8 = 0
where
Fbf
s28d
Fib Fig
Fbf Fgf
+
+ C5srb rgduif + C6 =
+
+ C5srb rgdu ff + C7
Kb Kg
Kb Kg
Fgf
s27d
with
s22d
where
Kb =
T
e
Fb
+ a bT bl b
Kb
wb =
ow =ow =ow
Dn =
M1
P2
M2
FbfgT = fUg
uh1 uh2 u f
uh1
s32d
where
A=
x1 s1/2d ber8s1d
x3/2
1
2
x3/2
1
S1s1d
E f g3r2x1 s1/2d
x1 s1/2d bei8s1d
2
S5s1d
24s1 n2f d
E f g3x1 s1/2d
S9s1d
48s1 n2f d
x1 s1/2d ker8s1d
x3/2
1
S2s1d
E f g3r2x1 s1/2d
24s1 n2f d
E f g3x1 s1/2d
S10s1d
48s1 n2f d
B=
E f g3r2x1 s1/2d
S7s1d
S8s1d
24s1 n2f d
E f g3x1 s1/2d
S12s1d
48s1 n2f d
24s1 n2f d
E f g3x1 s1/2d
S11s1d
48s1 n2f d
0 0 1
x3/2
1
S4s1d
2
S3s1d
E f g3r2x1 s1/2d
S6s1d
x1 s1/2d kei8s1d
0 0 0
0 0
0 0
0 0 0
0 0
0 0 0
1 0 0 0
s34d
s33d
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C=
x2 s1/2dber8s2d
x2 s1/2d bei8s2d
x2 s1/2d ker8s2d
x2 s1/2d kei8s2d
3/2
3/2
3/2
x2
x2
x3/2
x2
2
S1s2d
S2s2d
S3s2d
S4s2d
2
2
2
2
s
1/2
d
s
1/2
d
s
1/2
d
E f g 3r 2x 2
E f g 3r 2x 2
E f g 3r 2x 2
E f g3r2x21s1/2d
S
s
d
S
s
d
S
s
d
S8s2d
5 2
6 2
7 2
24s1 n2f d
24s1 n2f d
24s1 n2f d
24s1 n2f d
E f g3x2 s1/2d
E f g3x2 s1/2d
E f g3x2 s1/2d
E f g3x2 s1/2d
S
s
d
S
s
d
S
s
d
S12s2d
9
2
10
2
11
2
48s1 n2f d
48s1 n2f d
48s1 n2f d
48s1 n2f d
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
D=
ri K2 + 1
+ nf
E f t f K2 1
r it f
2rm
0
U=
0
ri
rm
0
s35d
s36d
r2hs2 n f d
p uTh1
2E f gx1
r2hs2 n f d
p uTh1
2E f gx21
gri
p
4
2
rhs2 n f dg2
p
12s1 n2f d
r2hs2 n f d
p uTh2
2E f gx2
r2hs2 n f d
p uTh2
2E f gx22
gri
p
4
r2hs2 n f dg2
p
12s1 n2f d
s2 nsdri2
p usT
2Ests
usT
K2 + 1
ri
p uTf
E f sK2 1d + n f
sri rgdsr2g + ri2d
p
2rm
C9Fib + C5srb r jduif + C10p + abTblb sagTgtg + 2wTf + C8d
s37d
0
0
1
0
0
0
0
0
0
0
0
0
tf
1
0
2
rb rg
E f t3f
0
prm
2 p r iY
0 C5srb rgd
C9
2bs3Ds 2bs2Ds
1
1
2
2 b s D s b sD s
0
0
0
0
0
0
0
0
0 1
0
0
0
0
0
0
0
0
1 0
0
0
0 1 0
0
0
0 1 0
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S D
1
1
Ap
+
and C10 =
p
Kb Kg
K
s38d
1
1
1
1
Ap Ap
+
+
+
and C9 =
a0 p
Kb Kg K8p K9p
Kg K8p
C9 =
sad ASTM A-105 for the flange and the plate for which k
= 47 W / m / C, a = 12.53 106 C1, E = 190 000 MPa, n
= 0.3;
sbd ASTM A-193 B7 for the bolt for which k = 37 W / m / C,
a = 14.13 106 C1, E = 175 000 MPa, n = 0.3.
s39d
where
pG2
Ap =
4
s40d
s41d
FEM Modeling
To validate the analytical model that estimates the gasket load
changes due to a temperature variation, the results from threedimensional numerical F.E. modeling of different assemblies including identical flange pairs and flanges with cover plates were
compared. Because of symmetry of both geometry and loading, it
is possible to model only an angular portion that includes half of
the bolt. In the case of an assembly with an identical flange pair,
only one flange including half of the gasket thickness is modeled
because of symmetry with respect to a plane that passes through
the gasket midthickness ssee Fig. 3d. In the case of a flange with a
cover plate a portion of the latter is also modeled.
The program developed using Ansys 7.1 f21g was used to treat
three bolted joints of flanges used in pairs and three others used
with cover plates having three different sizes namely 16, 24, 36,
and 52 in. The loading is applied in three stages. The first stage
refers to the initial bolt-up achieved by applying an axial displacement to the bolt to produce the initial target bolt stress that depends on the flange size. The second phase consists of applying
pressure with an internal fluid. An equivalent longitudinal stress is
applied to the shell to simulate the hydrostatic end thrust. The
third phase, which is of most interest in our study, is the heat-up
of the joint at the temperature of operation of the internal fluid.
Steady state thermal loading is therefore applied by introducing a
difference in temperature between the internal fluid and external
fluid saird of 400 C. Existing space between the flange and the
bolt is modeled by volume elements. The mechanical and thermal
properties assigned to this part are those of the air at an average
temperature of the flange calculated near the hole.
The materials selected to run the analysis of these bolted joints
are:
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which are in f19g. Figures 8, 10, 12, and 14 are the plots of the
four size flanges used in pairs while Figs. 9, 11, 13, and 15 are
those of the same size flanges used with cover plates. The graphs
show that the radial distribution of the gasket contact stress is
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because a flange ring rotates more than a cover plate of the same
thickness. In general, it could be said that the analytical gasket
distributions compare relatively well with those obtained by FEA.
In all cases, the gasket load decreases when pressure is applied.
Depending on the size of the flange and the pressure value, the
Conclusion
An elastic interaction model that considers steady state thermal
loading of a bolted joint has been presented. The model is based
on Waters early work to which flexibility of the gasket and bolts
has been added. The thermal deflection in the radial and axial
direction has been coupled to the equilibrium and compatibility
equations to find the solution of the gasket and bolt load variations
due to a temperature change.
The proposed analytical model was verified against the more
accurate 3D FEM on four different size flanges used either in pairs
or with cover plates. The analytical results of the gasket stress
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Subscript
Nomenclature
Superscript
5
5
5
5
5
5
b
f
g
h
p
s
refers
refers
refers
refers
refers
refers
to
to
to
to
to
to
bolt
flange
gasket
hub
cover plate
shell
References
f1g ASME Boiler and Pressure Vessel Code, 2001, Section VIII, Division 2, Appendix 2, Rules for Bolted Flange Connections With Ring Type Gaskets.
f2g ASME, 2002, Non mandatory Appendix BFJ, Alternative Rules for Bolted
Flange Joints with Ring Type Gaskets, draft report, ASME Boiler and Pressure
Vessel Code, Subcommittee on Design, SWG BFJ, American Society of Mechanical Engineers.
f3g prEN 1591-1:2001 E, Flanges and their jointsDesign rules for gasketed circular flange connections Part 1: Calculation method.
f4g prEN 1591-2:2001 E, Flanges and their jointsDesign rules for gasketed circular flange connections; Part 2: Gasket parameters.
f5g prEN 13555 2001, Flanges and their jointsGasket parameters and test procedures relevant to the design rules for gasketed circular flange connections.
f6g Short II, W. E., 1992, A Parametric Study of Class 150 Flanges With Spiral
Wound Gaskets, Pressure Vessel and Piping, Vol. 235, design and Analysis of
Pressure Vessels, Piping, and Components, ASME.
f7g Winter, J. R, and Coppari, L. A., 1996, Flange Thermal Parameter Study and
Gasket Selection, International Conference on Pressure Vessel Technology,
Vol. 2, pp. 141174.
f8g Payne, J. R, 1985, PVRC Flanged Joint Users Survey, Bulletin n.306, Welding Research Council.
f9g Derenne, M., Marchand, L., Bouzid, A., and Payne, J. R., 2000, Long Term
Elevated Temperature Performance of Reinforced Flexible Graphite Sheet
Gaskets, Proceedings of the ICPVT-9 Conference, Vol. 2, Operation, NDE,
Failure Analysis, Codes, Standards and Regulations, Sydney, Australia, pp.
229247.
f10g Brown, W., Reeves, D., 2001, Failure of Heat Exchanger Gaskets due to
Differential Radial Expansion of the Mating Flanges, in Proceedings of the
ASME PVP 2001, ASME, Atlanta, USA, 416, pp. 119122.
f11g Bouzid, A., Chaaban, A., and Bazergui, A., 1994, The Effect of Gasket Creep
Relaxation on the Leakage Tightness of Bolted Flanged Joints, ASME J.
Pressure Vessel Technol., 117, pp. 7178.
f12g Dudley, W. M., 1961, Deflection of Heat Exchanger Flanged Joints as affected by Barreling and Warping, Trans. ASME, Ser. B, 83s4d, pp. 460466.
f13g Sawa, T., Hirose, T., and Nakagomi, Y., 1996, Behavior of a Tapered Hub
Flange With a Bolted Flat Cover in Transient Temperature field, ASME J.
Pressure Vessel Technol., 118, pp. 115120.
f14g Bouzid, A., and Chaaban, A., 1997, Accurate Method of Evaluating Relaxation in Bolted Flanged Connections, J. Pressure Vessel Technol., 119s1d, pp.
1017.
f15g Brown, W., Derenne, M., and Bouzid, A., 2001, Determination of Gasket
Stress Levels during High Temperature Flange Operation, in Proceedings of
the 2001 ASME/PVP Conference, Atlanta, PVP-Vol. 419, Analysis of Bolted
Joints, pp. 185192.
f16g Nechache, A., and Bouzid, A., 2003, The Determination of the Load Changes
in Bolted Gasketed Joints Subjected to Elevated Temperatures, in Proceedings of the 2003 ASME-PVP Conference, PVP20031883, Cleveland, Ohio,
pp. 139148.
f17g Bouzid, A., Nechache, A., and Brown, W., 2002, The Effect of Steady State
Thermal Loading on the Deflections of a Flange Joint With a Cover Plate, in
Proceedings of the 2002 ASME-PVP conference, Vancouver, Canada, PVPVol. 433, Analysis of Bolted Joints, PVP20021093, pp. 153162.
f18g Waters, E. O., Rossheim, D. B., Wesstrom, D. B., and Williams, F. S. G., 1949,
Development of General Formulas for Bolted Flanges, Taylor Forge and Pipe
Works, Chicago, Illinois.
f19g Bouzid, A., and Champliaud, H., Contact Stress Evaluation of Non-Linear
Gaskets Using Dual Kriging Interpolation, Journal of Pressure Vessel Technology, Transactions of the ASME sin pressd.
f20g Bouzid, A., and Chaaban, A., 1993, Flanged Joints Analysis: A Simplified
Method Based on Elastic Interaction, CSME Transactions, 17s2d, pp. 181
196.
f21g ANSYS, 2002, ANSYS inc Standard Manual, Version 7.1.
f22g Brown, W., Derenne, M., and Bouzid, A., 2001, Determination of the Mechanical and Thermal Properties of Selected Gasket Types, in Proceedings of
the 2001 ASME/PVP Conference, Atlanta, PVP-Vol. 419, Analysis of Bolted
Joints, pp. 3543.
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