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Direct correspondence to Vincent G. Moscardelli, Department of Political Science, University of Connecticut, Storrs, CT 062691024 vin.moscardelli@uconn.edu. The authors
will share all requests for data and coding for replication purposes. The authors thank Robin
Kolodny for helpful comments on an earlier version of this article at the Annual Meeting of the
Northeastern Political Science Association, November 1719, 2011. Moscardelli thanks Briana
Bardos and Jeremy Galtieri for research assistance and gratefully acknowledges the support of
T. A. Borradaile and the UConns Alan R. Bennett Fund.
1046
incumbents who choose to run for reelection (Rundquist, Strom, and Peters,
1977; Peters and Welch, 1980; Abramowitz, 1991; Welch and Hibbing, 1997;
Brown, 2006; Long, 2011). But despite consensus on the impact of scandal on
incumbents general election margins, many questions remain unanswered. In
this article, we investigate two of them.
First, existing studies (e.g., Welch and Hibbing, 1997; Brown, 2006) have
limited themselves to modeling the impact of scandal on incumbents margins in the election cycle in which the scandal comes to light. However, it
seems plausible that involvement in a political scandal might have a lingering,
negative effect on an incumbents electoral performance in future elections as
well. Just as cultivating a personal brand (Mayhew, 1974:49; Lott, 1991)
may help insulate incumbents from the ebbs and flows of the partisan national tide, damage to that brand might cut into electoral margins beyond
the current electoral cycle. We propose a method for estimating the impact of
involvement in a scandal in elections beyond the proximate one and apply it
in an analysis of all contested U.S. House races involving incumbents between
1972 and 2006. We find that, controlling for other factors, the impact of
involvement in a scandal does extend beyond the election cycle in which the
scandal comes to light; incumbents recover much of their lost margins in their
first postscandal election, but it is not until four to six years after the scandal
that their predicted vote share approaches the level one would expect had they
never been involved in a scandal in the first place.
Second, we investigate the impact of scandal on district-level turnout. We
find that districts in which scandal-plagued incumbents run for reelection
experience a small, marginally statistically significant, increase in turnout.
However, this boost in turnout accrues entirely to challengers. Following
a brief discussion of the possible processes through which scandal might
simultaneously depress incumbents margins and increase turnout among
supporters of the challenger, we conclude that any effort to isolate the causal
mechanism(s) through which scandals reduce incumbents electoral margins
must account for the mobilization of previous nonvoters intent on throwing
the bum out.
Scandals and Elections
1047
The third strand of research deals with the electoral consequences of scandals. Beginning with Rundquist, Strom, and Peterss (1977) experimental
analysis of electoral support for corrupt politicians, analysts have consistently
identified scandal as a factor that depresses the vote share of incumbents who
choose to run for reelection (Peters and Welch, 1980; Abramowitz, 1991;
Welch and Hibbing, 1997; Brown, 2006).1 The type of scandal in which
one is involved (e.g., moral, financial, or abuse of power) can also affect ones
margin of victory, although this impact may be conditioned by ones party
(Brown, 2006; Doherty, Dowling, and Miller, 2011).
These findings have proven robust to model specification as well as operationalization and measurement of both the dependent and independent
variables. However, extant studies have not examined whether the impact of
scandals lingers beyond one election cycle or not. There are reasons to believe it might. While Mayhew (1974:49) uses the concept of brand name
as a metaphor, the marketing literature on product-harm crises and brand
crises documents the damage adverse events inflict on firms and the steps
management must take to recover (Siomkos and Kurzbard, 1994; Siomkos,
1999). Such crises have been shown to cut into sales (Van Heerde, Helsen, and
Dekimpe, 2007), consumer confidence (Dawar and Pillutla, 2000), and stock
valuations (Pruitt and Peterson, 1986; Chen, Ganesan, and Liu, 2009). But for
firms that survive, the damage done by a crisis can be undone with time (Vassilikopoulou et al., 2009:178). In other words, time heals all wounds (Vassilikopoulou et al., 2009:174) because, eventually, consumers tend to forget
about the crisis and its effects (Vassilikopoulou et al., 2009:178). Conceptualizing scandals as a sort of brand crisis suggests that the initial damage inflicted
by a scandal should dissipate over time rather than disappear immediately.
Beyond the unaddressed questions surrounding the lingering effects of
scandals on incumbents involved in them, we also revisit the relationship
between scandal and turnout in House elections. Specifically, we examine if
districts with scandal-ridden incumbents experience systematically higher or
lower levels of voter turnout. Peters and Welch (1980) find that more serious
charges of corruption will stimulate a net increase in turnout (1980:706)
in congressional districts. But since theirs, to our knowledge no study has
reevaluated the relationship between an incumbents involvement in a scandal
and voter turnout at the district level.2 Therefore, we investigate this link in
the second part of the article. However, we first turn to our examination of
the relationship between scandals and electoral margins of incumbent MCs.
1
Some research suggests that involvement in a scandal may exert its largest effect on incumbents electoral fortunes in primary elections. See, e.g., Jacobson and Dimock (1994), Peters
and Welch (1980), and Brown (2006) (but see Welch and Hibbing, 1997:232). Boatright identifies scandal as the second most frequently cited motivation for primary challenges between
1970 and 2008 (2013:67).
2
Bowler and Karp (2004) demonstrate that scandals involving legislators can have a negative influence on their constituents attitudes toward institutions and the political process
(2004:271; see also Maier, 2011), and such attitudes have been shown to depress political
participation at the individual and macro levels (Anderson and Tverdova, 2003; Kostadinova,
2009).
1048
Outcome
Won general election
Defeated in general election
Resigned/retired
Defeated in primary election
Total
Scandal Races
Nonscandal Races
43 (48.9%)
12 (13.6%)
23 (26.1%)
10 (11.4%)
88 (100.0%)
6,657 (86.5%)
304 (4.0%)
653 (8.5%)
79 (1.0%)
7,693 (100%)
SOURCE: Information on House Ethics Committee actions taken from Historical Summary of Conduct Cases in the House of Representatives, 17982004 (available at
http://ethics.house.gov/publication/historical-summary) and Summary of Activities from
various years (available at http://ethics.house.gov/reports/summary-activities). Data on
electoral outcomes of scandal cases were collected by the authors. Data on nonscandal
races were computed by the authors from Ornstein, Mann, and Malbin (2008:57, Tables
27).
1049
FIGURE 1
Mean Electoral Margin of Incumbent Candidates Involved in Scandals, 19722006
NOTE: The line depicts the mean margin of victory for the subset of incumbents involved
in scandals over time, with a value of 2 on the x-axis representing the margin in the
election immediately preceding the scandal, 0 representing the margin in the election cycle
during which the House Ethics Committee opens its investigation, and subsequent values
representing margins in two subsequent elections.
1050
4
Abramowitz (1991) uses conservative coalition support scores to capture the frequency with
which MCs defect from their partys position on controversial roll call votes. Our measure
almost certainly taps into a similar dynamic since moderates of both partiesthose most likely
to defect in the way Abramowitz has in mindwill have the highest scores on our measure.
1051
1052
Coefficient
Standard Error
14.468
2.990
0.339
0.102
0.142
0.668
0.610
0.003
0.000001
0.023
0.000004
2.825
0.054
0.312
14.208
3.972
1.284
2.627
7.550
2.978
4.802
0.999
1.562
0.921
7.137
2.894
2.909
2.209
0.786
2.618
7.630
37.113
(2.132)
(0.630)
(0.015)
(0.009)
(0.035)
(0.475)
(0.462)
(0.001)
(0.0000004)
(0.002)
(0.0000009)
(0.244)
(0.012)
(0.750)
(0.829)
(0.700)
(0.784)
(0.731)
(0.733)
(0.559)
(0.701)
(0.650)
(0.829)
(0.711)
(0.552)
(0.594)
(0.569)
(0.567)
(0.744)
(0.514)
(0.552)
(1.685)
0.584
4,939.43
5,453
NOTE: Dependent variable is incumbent margin of victory (or defeat) in U.S. House elections,
19722006. Numbers in second column are random effects GLS regression coefficients.
Robust standard errors, clustered by individual members of Congress, are reported in the
third column.
p 0.1; p 0.01; p 0.001 (two-tailed tests).
1053
FIGURE 2
Mean Predicted Electoral Margin of Incumbent Candidates Involved in Scandals,
19722006
NOTE: The solid line plots the mean predicted margin of victory (derived from the model
specification presented in Table 2 while holding other variables constant) for incumbents
involved in scandals over time, with a value of 2 on the x-axis representing the margin in
the election immediately preceding the scandal, 0 representing the margin in the election
cycle during which the House Ethics Committee opens its investigation, and subsequent
values representing margins in three subsequent elections. The dotted line depicts the same
values for incumbents not involved in scandals over comparable periods in their careers.
See text for further details.
incumbents third postscandal reelection bid (year 6) that the lines approach
convergence, indicating that he or she has returned to the margin of victory
expected for scandal-free incumbents with (on average) comparable seniority.
Our control variables behave as expected and the coefficients associated
with these variables corroborate previous efforts to model individual House
election outcomes (Jacobson, 1981; Abramowitz, 1991). Reelection margins
are higher for incumbents who represent districts in which their partys presidential nominee performed well, and a representatives margin in the previous
election is positively associated with his or her margin in the current one.
Margins taper off over the course of a representatives career, and the presence
of a quality challenger significantly reduces an incumbents margin of victory
(or defeat). The spending variables also behave as expected; all four are statistically significant and in the expected direction, and challenger spending
exerts a larger impact on incumbent margins than does spending by the incumbent. Finally, the election-specific variables included to capture national
forces (coded so that a positive coefficient would capture a national swing
toward the Democrats) corroborate conventional wisdom: for example, the
1054
1055
TABLE 3
Scandal and District-Level Turnout, 19722006
Indicator
of Turnout
Mean percentage
(voting-age
population)
Mean N of votes cast
(all candidates)
Mean N of votes cast
(incumbents only)
Mean N of votes cast
(challengers only)
ScandalFree Districts
Incumbent Involved
in Scandal
Difference
46.0%
46.27%
+0.27
180,932
184,020
+3,088
118,178
109,763
8,415
62,754
74,257
+11,503
Bivariate
The same specification, estimated using GLS regression with robust standard errors and
Cochrane-Orcutt regression, yields similar results.
11
So-called null models, which partition variance into within- and between-district variance,
confirm that there is significant between-district variance, which we capture in the model
through the random intercepts.
1056
Fixed Effects
Scandal allegation
Urban population
Blue-collar workers
Nonwhite population
Age 1824
College educated
Median family income (ln)
Total campaign spending ($
millions)
Total campaign spending2
($ millions)
Concurrent Senate
elections
Concurrent gubernatorial
elections
Years in the House
Opponent score
Personal advantage
South
Midwest
West
Intercept
Random Effects
Intercept
Residual
Log-likelihood
N
Turnout
(Model 1)
Incumbents
(Model 2)
Challengers
(Model 3)
1.580
(0.904)
0.093
(0.010)
0.097
(0.027)
0.208
(0.010)
0.727
(0.081)
0.218
(0.032)
2.771
(1.103)
1.584
(0.251)
0.150
(0.036)
0.699
(0.170)
2.588
(0.353)
0.027
(0.012)
0.213
(0.123)
0.013
(0.004)
0.396
(0.623)
4.621
(0.624)
5.162
(0.654)
20.059
(11.282)
6435.983
(2931.878)
55.761
(32.022)
218.912
(86.623)
659.272
(32.777)
2,052.251
(260.079)
1,088.327
(102.520)
13,807.070
(3,555.491)
11,535.21
(813.082)
1,062.386
(115.645)
2,923.255
(550.573)
6,355.458
(1,140.243)
153.925
(39.819)
2,707.957
(398.017)
124.460
(12.571)
578.672
(1971.758)
12,943.490
(1971.546)
8,411.411
(2065.833)
284,929.900
(36,338.810)
11,915.420
(2277.387)
78.748
(22.807)
46.197
(65.167)
508.308
(23.772)
922.764
(190.273)
241.548
(75.755)
4,096.976
(2,590.255)
19,424.48
(629.046)
1,768.081
(89.696)
462.649
(429.604)
4,829.735
(859.213)
24.623
(30.605)
3,354.555
(309.003)
141.725
(9.716)
5,261.038
(1244.027)
8,153.422
(1224.646)
9,235.041
(1283.149)
13,452.180
(26,410.830)
18.634
(1.451)
32.215
(0.648)
17,651.978
5,445
1.84e+08
(1.46 10+07 )
3.39 10+08
(6,818,308)
61,376.275
5,445
6.32e+07
(5,618,433)
2.07 10+08
(4,159,845)
59,855.271
5,438
NOTE: Congress-specific dummy variables are omitted from the table; complete results
available from the authors upon request. Dependent variable in Turnout Model is the
percent of a districts voting-age population that cast a ballot in the congressional race.
Dependent variables in the Incumbent and Challenger models are the number of votes
cast for each. Numbers in cells are maximum likelihood coefficients of multilevel models
with random district intercepts, estimated using Statas xtmixed command (standard errors
in parentheses).
p 0.1; p 0.01; p 0.001 (two-tailed tests).
1057
Taken together, the results of the two parts of our analysis beg a simple, yet
surprisingly unaddressed, question: What is the causal process through which
scandal-plagued incumbents electoral margins decline by such considerable
amount? Does the decline in support stem primarily from reduced turnout due
to the demobilization of previous supporters of the incumbent? Do challengers
mobilize new voters intent on throwing the bum out? Do previous supporters
of the incumbent convert en masse and cast their lot with the challenger? Or are
the aggregate numbers we observe driven by some complex and unrecoverable
combination of all of these mechanisms? While Peters and Welch (1980:699
700) provide a thorough discussion of the various mechanisms through which
scandals might affect incumbents vote shares, they ultimately conclude that
this question is unanswerable absent unavailable individual-level behavioral
data (including longitudinal data on turnout, awareness of the scandal, and
vote choice). However, some of the possible causal mechanisms they identify
are difficult to reconcile with patterns we find in the district-level data on
margins and turnout. For example, to the extent that elections involving
incumbents embroiled in scandals experience a modest bump in turnout, our
results reveal that this boost in turnout accrues exclusively to challengers.
Furthermore, the number of votes gained by challengers far outstrips the
number lost by scandal-plagued incumbents. Thus, even the implausible total
conversion scenario, in which all of the voters who abandon the incumbent
1058
switch their allegiances to the challenger, would still require the mobilization of
thousands of previous nonvoters to generate the estimated bump in challenger
votes.12 And of course the more realistic scenario in which some previous
supporters of the scandal-plagued incumbent convert to support the challenger
but many simply chose too stay home implicates even more strongly the
mobilization of previous nonvoters intent on throwing the bum out as one of
the mechanisms through which scandal reduces incumbents electoral margins.
Conclusion
1059
electoral impact of scandals, we believe explicit modeling of retirements, defeats, and margins would prove fruitful.
Second, while experimental studies (e.g., Doherty, Dowling, and Miller,
2011) hold much promise to discern with confidence the relative importance
of mobilization of previous nonvoters in favor of the challenger, demobilization of previous supporters of the incumbent, and conversion by former
supporters of the incumbent to the challenger, analysts will need access to
individual-level, multi-election panel data on vote choice, turnout, and awareness of scandals that do not exist at this time. Until those data exist, however,
our best bet is to continue exploring the impact of scandal through the sort
of aggregate analysis we present here. The swings of the last several election
cycles notwithstanding, the number of House seats actually in play in any
given election remains relatively small. As a result, scandals have emerged as
one of the few causal forces capable of dislodging incumbents who represent
otherwise safe seats. They therefore merit our continued attention despite the
evidentiary and inferential difficulties they present.
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