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November 23, 1997

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November 23, 1997

Mr. Stan J. Caterbone


220 Stone Hill Road
Conestoga, PA 17516
Mr. Matt Samley
1047 Cloverton Drive
Columbia, PA 17512
RE:

Previously discussed matters.

Dear Matt:
I thank you for your help regarding the enclosed materials. As I have discussed previously, I would
appreciate your legal opinion as to the extent of my legal rights concerning the following
circumstances..
I will attempt to describe the many legal issues that are contained herein, and I have provided
documentation substantiating my claims. Due to the complexity and sensitive nature of these
issues, I have tried to reduce the paper to its simplest form, while also protecting the integrity of my
claims. I have also provided authentic conversations, which I recorded merely in my defense as an
accurate account of the activities surrounding my sudden demise. I possess many more forms of
evidence, including over 9000 paper images that I had microfilmed in November of 1987.
I realize that you offered to review only a few documents, however it was necessary to formulate
the documents in a way that was sufficient to challenge the legal issues that I am questioning.
Documents 1 & 2 would provide a glimpse into the legal merits of my claims. The following is an
attempt to provide you with a brief description of the activities and actions contained in these
matters. Please understand that I have not included any related activities that continued during
1991, especially concerning ISC and the CIA.
The following is a legend of the conversations contained on the Compact Disc:
1. 09/29/87 - A segment of the interview with the PA Securtiies and Exchange
Commission, Agent Howard Eisler, Attorney Robert Beyer, Client Millard Johnson, and
myself, present.
2. 02/24/88 - Meeting with Attorney Sandra Gray, of San Diego, California.
3. 07/10/87 - Phone conversation with Chuck Smith, President of Lancaster Aviation.
4. 07/07/87 - Phone conversation with Attorney David Drubner.
5. 07/21/87 - Meeting in Hollywood California with the owner of Gamillion Film Studios,
who was seeking my help to secure financing. Also present is Marcia Silen, a producer
of the Digital Movie.
6. 10/27/87 - Telephone conversation with Pennsylvania Securities & Exchange
Commission Agent, Howard Eisler.
7. 10/26/87 - Detective Boden, of the Pennsylvania Attorney Generals office.
8. 02/11/91 - NBC News documentary of illegal shipments of Arms and Munitions to Iraq.

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9. 02/28/91 - ABC News 20/20 segment on International Signal & Control, and Arms to
Iraq.
Please forgive the form of the following narrative, however it is especially draining to prepare these
materials. This is the first time that I have attempted this task, with the exception of various efforts
to merely defend myself, my person, my character, my reputation, or my assets. You will
eventually discover that the question of my mental condition is of grave importance to my
perpetrators. For the record, I do suffer from Bi Polar Mood Disorder, however, no where during
all of these activities can anyone prove that I have acted irrationally or insane, the truth to my
actions are well recorded, however the massive attack on my mental condition is proven to be
centered around lies and hearsay.
Any help pertaining to these matters, no matter how small, will be greatly appreciated. Please
invoice me accordingly.
The Background.
Ten years ago I had built a financial firm, Financial Management Group, Ltd., (FMG). In 1985 I
had conducted a marketing study that included interviewing more than 5 local physicians, all of
substantial wealth or income. I had merely described my strategic plan for FMG and they gave me
feedback, all positive and enthusiastic. In 1986 I incorporated 11 different corporations, all under
the ownership of FMG. To attract local talent, FMG was owned by not only the 3 principals, but
we offered stock to every professional in the organizations, including satellite offices. I had raised
approximately $400,000 of capital to start the company, and I did it through a PA SEC Rule 144
Regulation D public offering.
In one year, we had phenomenal growth. By June of 1987 we had invested approximately $50
million of client funds. We provided relatively most of the financial services necessary during ones
lifetime. On the streets our organization was worth approximately $4 million, which is strictly
correlated to the commissions paid to all of the representatives. We had at least 10 satellite offices,
and covered 5 states.
I was Executive Vice President and Secretary of FMG. I was President and Secretary of FMG
Advisory, which was our Registered Investment Advisor (RIA). I had been pushing through the
approval process with the Pennsylvania Securities and Exchange Commission for more than 6
months, concerning the RIA.
In early 1987 I had developed a mortgage banking operation. I had negotiated with a large
Southwestern mortgage firm to provide mortgages for Eastern Pennsylvania. Our lending capacity
ranged from a minimum of $3 million and as high as $100 million. Even more important was the
fact that this lending capacity was very and sometimes more competitive than other area lending
institutions, I had shortly developed a very large list of clients for whom I was trying to secure
financing for various types of projects.
Combining the mortgage banking services with the ability of FMG to secure financing through
equity investment programs, I was very attractive the real estate community that had deals to
finance. My second cousin, in Houston, TX, provided me with this opportunity. In the mater of 2
months, we had met not only with several large local developers, I had also begun business with
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companies located in more than 5 other states. I had provide a commitment letter for $5 million
mortgage for Norris Boyd, of Boyd Wilson, for the Village of Old Hickory. Norris Boyd had
personally informed me that I had a better deal than the Commonwealth National Bank, where the
loan was currently secured.
In February of 1987, because of our ability to raise capital, Scott Robertson requested that I assist
him in visiting Power Station Studio, who was trying to secure financing for a movie. Reluctantly,
due to the risk involved with motion picture investments, I went to Power Station Studios, in
Manhattan. Tony Bongiovi built Power Station Studios to be among of an elite few. The names of
stars that recorded there was very impressive. Tony also produced the sound track for Star Wars,
which was very profitable, and still is. Another project, although controversial, was his cousin, Jon
Bon Jovi. Power Station is where Jon Bon Jovi began his amazing career, under early development
of Tony, his cousin. Contractual disputes ruined the relationship, which put large sums of money to
risk. Jon Bon Jovi is one of the leading all time musicians, in terms of revenues.
Tony described his project, which was not merely just a movie. Tony wanted to develop the first
Digital Movie. Given my thirst for technology, along with a demonstrated knowledge, I became
infatuated with the concept, the concept of providing the highest quality of sound, along with the
highest quality of video. I had researched the merits of the technology, which complimented my
own vision, and found a tremendously feasible project, one which would have the potential to have
a major impact into the film and video industries. I had always personally believed that sound was
as important as the picture for the truest sense of entertainment. The following documents will
demonstrate my investment into this technology, along with my keen sense of perception. Today
we call this Direct Broadcast Satellite, which is currently causing the cable industry great pains.
The consequences of digital technologies to the world of information is what now gives us the
Information Highway, and all of its peripheral components.
The following documents will easily confirm my interests to the preceding three businesses, FMG,
the mortgage banking operation, and the Digital Movie project.
The relationship to my partners was less than amicable. In developing FMG I agreed to let Mr.
Robert Kauffman (Kauffman) act as President, upon the condition that we each own the same
amount of stock. Mr. Michael Hartlett (Hartlett) did contribute to the early development of FMG.
Since Kauffman could not control me, Kauffman and Hartlett would of attempt to buy me out, well
after I created and incurred the most risk, and after the proven success of the organization. In the
Spring of 1987, I had to personally take control of the Board of Directors to undue a merger that
presented great risk to the company, and my investment. As part of our strategic plan, we agreed
to purchase an interest in a Broker Dealer, rather than spending the capital and human resources in
which it would require. I had personally traveled to Washington D.C., to visit this company, which
was Kauffmans idea, and I literally found an empty shell. Offices full of empty cartons, file
cabinets, this was a company that was responsible for processing all of the securities business that
our brokers transact. This process was vital to our organization.
I immediately flew to Atlanta, GA, to visit another company, PSC, which had been courting our
company for a relationship for almost a year. It was a company that provided technology, service,
affiliates which accounted for several of the past presidents International Association for Financial
Planners, of which I served as Vice President the Central Pennsylvania Chapter. (This association
provided me with the national exposure to develop FMG.)
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In May of 1987, while traveling to a conference in Palm Springs, CA, the FMG Board of Directors
approve the merger of PSG, I had voted via telephone from an airport in Chicago.
The would be the last time that I would vote at an FMG Board of Directors meeting.
This is when I loose virtually everything that is vital to a businessman, my assets, excellent credit
rating and my spotless reputation, my professional designations and licenses, the opportunity to
continue the vast business opportunities that I have developed, and most painfully, my dignity --all without merit or reasonable cause.
June 23, 1987
10:30 am. I have a schedule meeting with Mr. Larry Resch and Mr. Carl Jacobson, both of
International Signal & Control, (ISC) and United Chem Con. The meeting was to discuss
different financial deals. Upon arriving, Mr. Resch disclosed to me that they had to fly Carl
out of the country this morning, he will not be here.
I remember that there was a lot of names and places, all over the world, that mentioned.
During our discussions, I had become annoyed at something, so I began making assertions
that ISC and Mr. James Guerin was involved with fraudulent activities. I further described
some of those activities.
I did not know that Mr. Resch was as close to Mr. James Guerin as you could get.
At approximately 3:00 that same afternoon, I had Russell Locksmith company change the
locks to my office door. Between my partners and ISC, I apparently became concerned.
2 Days later, on June 25th, via telephone, Mr. Kauffman carelessly reported that 2 stock
certificates were issued.
First, I, acting as Secretary , must authorize and issue stock certificates, in accordance to the
Articles of Incorporation.
Secondly, They must have burglarized my office to gain access to the corporate records,
which were under my custody, as defined in the Articles.
Several days later, during the night, I had went into my office and removed all of my files, and
upon finding a forged stock certificate with another Board of Director signing as Secretary,
which was my official and legal title.
The next day I went to Mr. Joseph Rodas office, who advised me to return all of the
corporate files, and essentially to go home and get some rest.
That afternoon, I loaded all of my files into my airplane, to transport to Stone Harbor NJ,
where I was renting another house for the Digital Movie project. I had secured pilots from

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Romar Aviation to transport the files early the next morning. I had driven the New Jersey
that evening.
That next morning, the pilot that I had hired to fly my plane, telephoned me and informed me
that my plane was repossessed and locked in a hanger.
Those files were the only means of substantiating the truth in order to protect myself from
whatever was happening.
My first payment was not due for another 15 days or more. In short, I finally found a pilot at
the Cape May Airport to fly to Lancaster and get my files. I returned hours later with my
files, and would only mention some incident involving a gun.
Not knowing that Commonwealth National Bank, the same bank that I was about to loose a
$5 Million mortgage to my mortgage operations, actually repossessed my titled airplane for
reasons that are purely fabricated.
This will be the end of my life as I know it, I demonstrated success, my reputation was
exemplified in my ability to develop FMG, and my credit was flawless. I in the following
months, I will suspiciously to loose everything, including my assets, my business interests, my
reputation, my credit, and ultimately, my dignity, and probably the most valuable of all, my
opportunity. In reality, I was never given the chance to fail.
I will contend, and prove, that all of the actions, were without merit and many of which were
fraudulent themselves, and I know that I can substantiate that statement.
According the Articles of Incorporation, I was never legally removed as Secretary, or any
other official duties. Because, there cant be a Board of Directors Meeting without me, the
Secretary. The record in the preliminary hearing transcript clearly proves that there was no
legal Board of Directors Meeting that removed me.
I never resigned from any positions or official duties of FMG, nor was I ever officially and
legally removed from the same.
I was a Tenant, with a $500,000 personal guarantee attached to the lease.
The forgery of stock certificates violated the bylaws of the Articles of Incorporation, thus , as
Secretary, my duties were to safeguard the corporate records.
The evidence indicates that all of the arrests were fabricated, the airplane repossession was
illegal, and all of the allegations of insanity were malicious.
In September of 1987, the Lazzier Farre Brothers were delivering their report to the Board of
Directors of Ferranti International, concerning the pending ISC merger. The report
cautioned any alliance due to the related CIA activities connected to ISC. At that same time, I
am making public allegations against ISC. My conversations could have been very damaging
to that pending deal with Farranti.

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I was the only person protecting the interests of Financial Management Group, Ltd., I was the
only person protecting my interests in the Digital Movie, I was the only person protecting
my assets, I was the only person defending my actions, I was the only person that never
committed a crime, and unfortunately, regarding ISC and Arms to Iraq, I was the only
person protecting my country.
As it turns out, I was instinctively accurate about the evolution of digital technologies, I was
first person to identify the ISC fraud, the largest in the history of the United States, and I was
one of the few persons that has done absolutely nothing wrong, in any sense.

I Remain,

Stan J. Caterbone

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