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DOI 10.1007/s002130000557
O R I G I N A L I N V E S T I G AT I O N
Abstract Rationale and objective: Acute caffeine administration has both beneficial and adverse effects on
learning and memory; however, the brain regions underlying these effects remain unclear. Several experiments
were conducted to examine the effects of acutely administered caffeine on the acquisition and expression of
hippocampal-dependent and hippocampal-independent
forms of conditioned fear. Methods: In the first experiment, caffeine (10, 20, or 30 mg/kg; IP) or vehicle was
administered to rats 15 min prior to classical fear conditioning, which consisted of ten tone-shock pairings.
Freezing to the conditioning context was measured 24 h
later, whereas tone-elicited fear was measured 48 h later.
A second experiment examined possible state-dependent
effects of caffeine by administering caffeine (30 mg/kg)
or vehicle 15 min before conditioning and before testing.
Results: Pretreatment of acute caffeine severely impaired
the acquisition of context conditioning, a hippocampaldependent task. Tone conditioning, a hippocampal-independent task, was only modestly and non-significantly
affected by caffeine (421% suppression compared with
controls). The disruption of context conditioning was
dose-dependent: 10 mg/kg had little effect on context or
tone conditioning, whereas doses of 20 and 30 mg/kg
caffeine severely disrupted context conditioning (7387%
suppression). In two subsequent experiments, it was
found that caffeines selective disruption of context conditioning could not be attributed to the fact that it is a
weaker form of learning than tone conditioning or to
state-dependent learning. Conclusions: Considered together, these results suggest that acute administration of
caffeine may preferentially disrupt the acquisition of hippocampal-dependent learning, including context conditioning.
Introduction
The effects of caffeine on learning and memory in humans and laboratory animals have been well documented
(Nehlig et al. 1992; Buffalo et al. 1993; Angelucci et al.
1999; Kant 1993; Fisher and Guillet 1997). Despite this,
the specific cognitive processes affected by caffeine and
the brain regions underlying these effects are unclear.
Many of the behavioral effects of caffeine and other
methylxanthines are mediated by adenosine receptors
(Nehlig et al. 1992; Ledent 1997; Svenningsson et al.
1997), which have been divided into the A1 and A2
types. Both types of adenosine receptors are found in the
hippocampal formation (Fastbom et al. 1987a, 1987b;
Swanson et al. 1995; Johansson et al. 1997), a brain region that is essential for declarative or explicit memory
in humans (Parkin 1987; Squire 1987, 1993) and spatial/
contextual learning in many animals (Seldon et al. 1991;
Phillips and LeDoux 1992, 1994; Rudy 1993; Young et
al. 1994). Moreover, several studies have shown that
adenosine receptor antagonists alter hippocampal longterm potentiation (Arai et al. 1990; de Mendonca and
Ribeiro 1990; Sekino et al. 1991; Forghani and Krnjevic
1995; Kessey et al. 1997), an enduring form of synaptic
plasticity that is believed to underlie some forms of
learning and memory (Bliss and Collingridge 1993), including fear-related learning and memory (Maren 1999).
For example, direct application of specific adenosine receptor antagonists onto hippocampal neurons prevents
the induction of tetanus-induced long-term potentiation
(Sekino et al. 1991; Kessey et al. 1997). This raises the
possibility that caffeine, which acts as an antagonist at
all adenosine receptor types (Nehlig et al. 1992), may
impair hippocampal-dependent learning, possibly by altering long-term potentiation.
Several studies have demonstrated that pretraining lesions placed in the hippocampus impair the formation of
377
posed to 7 days of continuous caffeine before classical fear conditioning began. Although plasma levels of caffeine were not measured in the present study, the following has been reported for
each pellet: 25 mg pellet=2.02.5 g/ml serum, 10 mg pellet
=800 ng to 1.0 g/ml serum, and 5 mg pellet=400500 ng/ml (Innovative Research of America). For each pellet, plasma levels of
caffeine are sustained for approximately 21 days.
Fear conditioning
Rats were trained and tested in individual rodent conditioning
chambers (Coulbourn Instruments, Allentown, PA, E1-10) enclosed in sound attenuating chambers (Coulbourn Instruments,
E10-20). The conditioning chamber had two Plexiglas and two
brushed aluminum walls. The conditioned stimulus was a 10-kHz,
70-dB tone presented through a speaker located on the side panel
of the conditioning chamber. During training, a single trial consisted of a 20-s tone that co-terminated with a 500-ms, 1.0-mA footshock delivered through a grid floor. The inter-trial interval was
120 s. The presentation of the conditioned stimulus and unconditioned stimulus was controlled by an IBM-type computer running
experiment control and data acquisition software (WinLinc,
Coulbourn Instruments).
During behavioral testing, which began 24 h after training,
freezing, used as a marker of conditioned fear, was measured in all
experiments while animals were exposed to the conditioning context for 60 s (context conditioning). The following day, the conditioning context was altered before testing tone-elicited fear to minimize freezing to the conditioning context. The context was altered by placing opaque, mottled (black/white) Formica sheets on
the grid floor and the transparent rear wall of the conditioning
chamber. Freezing was then measured in the altered context while
animals were exposed to a 60-s tone. Shock was never presented
during behavioral testing. Scoring of freezing was conducted with
a stopwatch by an experimenter who was unaware of the specific
treatment (vehicle, placebo, caffeine) that animals received
(Corodimas et al. 1994; Corodimas and LeDoux 1995).
Freezing is a species-specific defensive response involving a
stereotyped crouching position and the absence of all movement
except for those involved in respiration (Blanchard and Blanchard
1969). Studies have demonstrated that freezing to both the conditioning context and tone-conditioned stimulus are conditioned responses. For instance, animals exposed to shock in one context
freeze when re-exposed to the same context but not when exposed
to a novel context (Fanselow 1980, 1990). Moreover, the magnitude of freezing to a tone-conditioned stimulus is dependent upon
its explicit pairing with footshock (Rescorla 1968; Phillips and
LeDoux 1994). Finally, freezing is highly correlated with other
measures of conditioned fear, including autonomic and endocrine
(Bolles and Fanselow 1980; Bouton and Bolles 1980; LeDoux et
al. 1984).
Acute caffeine exposure experiments
Drugs
For the three acute caffeine experiments, anhydrous caffeine was
purchased from Sigma Chemical Co. (St Louis, Mo., USA) and
was dissolved in a sodium benzoate solution (37.5 mg/ml). Control animals received sodium benzoate vehicle. For the chronic
caffeine experiment, caffeine and placebo pellets were purchased
from Innovative Research of America (Sarasota, Fla., USA). Control animals received placebo pellets.
Surgery
Minor surgery was performed only on rats in experiment 4. Rats
were anesthetized with a mixture of ketamine (90 mg/kg, IP) and
xylazine (10 mg/kg, IP) and were subcutaneously implanted behind the neck with one of the following size pellets: 25 mg,
10 mg, 5 mg caffeine pellet or 25 mg placebo pellet. Rats were
placed back in their home cages following surgery and were ex-
378
time when plasma levels of caffeine are high (Wang and Lau
1998), animals were placed into individual conditioning chambers
and presented with ten tone-shock pairings. Conditioned fear responses were measured as previously described.
Experiment 2: role of state-dependent learning in the effect
of caffeine on conditioning
On the day of training, separate groups of animals (n=33) were injected with vehicle or 30 mg/kg caffeine then, 15 min later, presented with ten tone-shock pairings. Twenty-four hours later, half
of each group was injected with vehicle, whereas the other half
was injected with 30 mg/kg caffeine. This paradigm resulted in the
following groups: vehicle before training and before testing (vehicle-vehicle), vehicle before training and caffeine before testing
(vehicle-caffeine), caffeine before training and before testing (caffeine-caffeine, state-dependent learning control), and caffeine before training and vehicle before testing (caffeine-vehicle). Fifteen
minutes after the pre-testing injection of vehicle or caffeine, freezing responses to the original conditioning context were measured.
Twenty-four hours later, animals were once again given the same
pre-testing injection of caffeine or vehicle, then freezing responses
to the tone were measured.
Experiment 3: effect of caffeine on the acquisition of context
conditioning only
On the day of training, two groups of animals (n=12) were injected with vehicle or 30 mg/kg caffeine then, 15 min later, received
ten conditioning trials consisting of an unsignaled shock. The conditioning and testing parameters were identical to the previous two
experiments except no tone was presented during conditioning.
Fig. 1 Mean (SEM) duration of freezing to the conditioning context (open bars) and to the tone-conditioned stimulus (filled bars)
in animals injected with vehicle or increasing doses of caffeine
prior to classical fear conditioning. Freezing to the context was
significantly suppressed in animals receiving 20 (n=8) or 30 (n=8)
mg/kg caffeine compared with vehicle-injected controls (n=11).
Animals receiving 10 mg/kg (n=8) caffeine were not significantly
different from the remaining groups. *Significantly different from
freezing to the context in vehicle-injected animals
was a within-subjects factor. Significant drug-by-stimulus interactions were followed by separate one-way ANOVAs or t-tests performed on the context and tone data. Where appropriate, post hoc
comparisons were made using the Fisher protected least significant differences test (PLSD). All differences were considered significant when P<0.05.
Results
379
Fig. 2 Mean (SEM) duration of freezing to the conditioning context (open bars) and to the tone-conditioned stimulus (filled bars)
in animals injected with vehicle or 30 mg/kg caffeine prior to
training and tested 24 and 48 h later following a pre-testing injection of vehicle or 30 mg/kg caffeine. Pretraining administration of
caffeine severely suppressed freezing to the context in animals
given caffeine or vehicle before testing (C-C/n=8, C-V/n=8) compared with animals receiving vehicle before training and either vehicle or caffeine before testing (V-V/n=8, V-C/n=9). Animals receiving vehicle before training and caffeine before testing (V-C)
froze less to the conditioning context than animals receiving vehicle before training and before testing (V-V). **Significantly different from contextual freezing in V-V and V-C animals. *Significantly different from contextual freezing in V-V animals
380
Fig. 3 Mean (SEM) duration of freezing to the conditioning context in animals injected with vehicle (n=6) or 30 mg/kg (n=6) caffeine prior to ten presentations of the unconditioned stimulus only.
*Significantly different from freezing to the context in vehicleinjected animals
Fig. 4 Mean (SEM) duration of freezing to the conditioning context (open bars) and to the tone-conditioned stimulus (filled bars)
in animals (n=10/group) exposed to placebo or caffeine (25 mg
pellet, 10 mg pellet, or 5 mg pellet) for 7 continuous days. No significant differences were found in the freezing responses of animals to the tone or the context
context and tone conditioning, animals were subcutaneously implanted with placebo or caffeine pellets 7 days
before the presentation of ten tone-shock pairings. Context and tone conditioning were measured over the next
48 h, as described above. The caffeine or placebo pellets
remained implanted during conditioning and testing. Unlike the previous three experiments that found a severe
and selective disruption of context conditioning following acute caffeine, 7 days of continuous caffeine exposure produced only a modest, non-significant effect on
context conditioning (Fig. 4).
Experiment 5: tone sensitization controls
To test whether sensitization was occurring to the tone
the following groups were compared: animals that received ten conditioning trials in which the tone predicted
the shock (temporally paired) versus animals that received ten conditioning trials in which the tone did not
predict the shock (temporally unpaired).
Unpaired t-tests revealed that animals receiving ten
unpaired tone-shock trials froze significantly less to the
tone compared with animals receiving ten paired conditioning trials [t(14)=5.078; P<0.0001]. Context conditioning was not significantly different between the two
groups [t(14)=0.341; P>0.05; Table 1].
Experiment 6: habituation controls
The goal of this experiment was to determine if habituation was occurring in the present study. Habituation is a
reduced responsiveness in animals to stimuli that have
been repeatedly presented. To test whether habituation
was occurring we compared animals that received ten
tone-shock pairings with animals that received ten conditioning trials of the tone only.
As shown in Table 1, unpaired t-tests revealed that
animals receiving ten tone only trials froze significantly
less to the tone [t(14)=4.951; P<0.0001] and to the conditioning context [t(14)=7.054; P<0.0001] compared
with animals receiving ten tone-shock trials.
381
Table 1 Mean (SEM) duration of freezing to the conditioning
context and to the tone in animals (n=8/group) given ten paired or
unpaired tone-shock trials, or ten tone only trials. Animals that received ten unpaired conditioning trials froze significantly less to
the tone than animals that received paired trials. Animals that received ten tone only trials froze significantly less to the conditioning context and tone than animals that received paired CS-US
trials
Group
10 paired trials
10 unpaired trials
10 tone only trials
Context
Tone
Mean secondsSEM
Mean secondsSEM
32.634.42
34.382.59
1.230.64*
34.133.15
13.132.68*
7.254.42*
Discussion
The first experiment demonstrated that acute administration of caffeine severely disrupted, in a dose-dependent
fashion, the acquisition of context conditioning, a hippocampal-dependent task (Seldon et al. 1991; Kim and
Fanselow 1992; Phillips and LeDoux 1992, 1994; Rudy
1993; Young et al. 1994). This finding, which was replicated in the second and third experiments, is consistent
with studies demonstrating adverse effects of caffeine on
other hippocampal-dependent behaviors including avoidance learning (Castellano et al. 1973; Sansone et al.
1994; Fisher and Guillet 1997; Angelucci et al. 1999),
performance on place conditioning (Brockwell et al.
1991), and performance on the Morris water maze (Kant
1993). While our results also indicate that the expression
of context conditioning was impaired in animals receiving caffeine before behavioral testing, the acquisition of
context conditioning was much more severely impaired.
In contrast to its severe effects on context conditioning,
caffeine produced only a modest, non-significant suppression of tone conditioning in the same animals. Our
results also suggest that sensitization and habituation
were not occurring to the tone-conditioned stimulus.
However, it is possible that non-associate processes were
induced by caffeine in the present study.
In all of the present experiments, freezing to the context was measured first, then 24 h later, freezing to the
tone was measured in the same conditioning chamber.
Although the context was altered prior to the measurement of tone conditioning, it is possible that the presence
of contextual stimuli influenced freezing to the tone.
Since we were expecting to see a selective suppression
of caffeine on context conditioning, any effect of contextual stimuli on freezing responses to the tone works
against rather than for the hypothesis being tested. Moreover, the order in which context and tone conditioning
was measured also works against our hypothesis. However, because we did not counterbalance the order in
which context and tone conditioning were tested, we
cannot completely rule out the possible influence of the
order of behavioral testing.
382
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