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Applied Energy
journal homepage: www.elsevier.com/locate/apenergy
Review
Key Laboratory of Algal Biology, Institute of Hydrobiology, Chinese Academy of Sciences, Wuhan 430072, Hubei, China
Wuhan Library, Chinese Academy of Sciences, Wuhan 430071, Hubei, China
c
SINOPEC Research Institute of Petroleum Processing, Beijing 100083, China
b
h i g h l i g h t s
Microalgal biofuel studies between 1900 and mid-2015 were analyzed informatically.
Burst interest since 20062012 stimulated mass culture and biotechnology studies.
Unremitting study and investment is expected for better understanding of microalgae.
Integrated application of energy microalgae could be a possible solution.
Recent advances of approaches to bypass the production bottleneck were reviewed.
a r t i c l e
i n f o
Article history:
Received 11 February 2015
Received in revised form 15 June 2015
Accepted 17 June 2015
Keywords:
Microalgal biofuel
Microalgal biotechnology
Microalgal mass culture
Informatics
a b s t r a c t
Microalgae have reported to be one of the most promising feedstock for biofuel production. To obtain a
comprehensive and systematic overview of the current state of microalgal research, particularly microalgal biofuel research, we retrieved and analyzed manuscripts and patents related to this topic and published between 1900 and mid-2015. We found that there was a burst in microalgal biofuel research
from 2006 to 2011 that signicantly stimulated the development of microalgal biotechnology for the production of high value-added commodities and for environmental applications and microalgal mass culturing, in an attempt to make the entire process of biofuel production economically viable for
industrialization. However, a lag in basic microalgal research has kept production costs high, resulting
in a decline in investments, funding, and research efforts in the elds of microalgal biofuel production,
microalgal biotechnology, and mass culturing since 2012. Based on a review of the challenges/problems
of microalgae biofuel production and recent advances of their solution, the perspective view of the future
R&D needs and trends were proposed. To bypass the price bottleneck of microalgae-based biofuel production, it has been proposed that energy-producing microalgal biotechnological applications be synergistically combined with microalgal biofuel production. Future investments and funding will most likely
be directed toward basic studies that aim to elucidate the microorganisms characteristics and toward the
development of microalgal biotechnology and its environmental applications, which have potential economic and social benets. This review represents a theoretical reference for both algal researchers and
decision makers regarding the future directions of microalgal research, particularly that involving
microalgal-based biofuel production.
2015 Elsevier Ltd. All rights reserved.
Contents
1.
2.
3.
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Literature retrieval and analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Trends in microalgal biofuel research and its biotechnological applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3.1.
The intensity of research in the field of microalgal biofuel has decreased since 2012 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
586
586
586
586
586
3.2.
High capital and operating costs hamper commercial-scale algal biofuel production . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 588
3.3.
Research into microalgal biotechnology for the production of high value-added products and for environmental applications was stimulated
by the economic demand for microalgal biofuel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 590
3.4.
The demands for the industrialization of microalgal biofuel production have driven studies on mass microalgal culturing . . . . . . . . . . 591
3.5.
Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 592
4.
The challenges of microalgae biofuel production and recent advances of their solution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 593
4.1.
Species . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 593
4.2.
Cultivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 594
4.3.
Harvesting and extraction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 594
4.4.
Co-production by biorefinery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 595
5.
Perspective view of the future R&D needs and trends. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 595
6.
Conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 596
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 596
Appendix A.
Supplementary material . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 596
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 596
1. Introduction
The extensive use of fossil fuels has led to global climate
change, environmental pollution, health problems, and an energy
crisis associated with the irreversible depletion of traditional
sources of fossil fuels [1]. Many countries are thus turning their
attention to the development of new, clean, and sustainable energy
sources [2,3]. Among the various potential sources of renewable
energy, biofuel, the fuels obtained from biomass (i.e., organic
matter derived from plants, animals, and microorganisms), are of
great interest and are expected to play a crucial role in the global
energy infrastructure in the future. In contrast to other forms of
renewable energy (e.g., wind, tidal, and solar energy), energy is
chemically stored in biofuels and biofuels can be used in existing
engines after blending to various degrees with petroleum diesel,
resulting in lower carbon monoxide (CO) and sulfur oxide (SOx)
emission levels [4,5].
Microalgae are the fastest growing photosynthesizing
organisms and, in addition to consuming carbon dioxide (CO2)
and nitrogen (N)-based compounds such as ammonium, microalgae are one of the most important producers of oxygen on earth
[6,7]. Microalgal biomass contains approximately 50% carbon by
dry weight [8]. During the production of 100 tons of microalgal
biomass using natural or articial light, approximately 180 tons
of CO2 can be xed [9]. Although all CO2 absorbed by an alga to
produce fuel oil is released back into the environment as soon as
the oil is burnt and the residual biomass degrades [10], no more
extra CO2 is produced in the production and consumption of
microalgal biofuel, which maintains carbon balance in environment and may relax global warming associated with the consumption of fossil fuels and emission of CO2. Given their rapid growth
and ability to convert solar energy into chemical energy via CO2
xation, microalgae have been considered one of the most promising sources of oil for the production of biodiesel [11,12]. In
addition, microalgae are used as feedstock for a wide variety of
practical and potential metabolic products, such as food supplements, pharmacological substances, lipids, enzymes, biomass,
polymers, toxins, and pigments [13,14]. Microalgal cultivation is
a costly process due to the large amounts of water, inorganic nutrients (mainly N and phosphate (P)), and CO2 needed [15,16].
Compared to the microalgal cultivation by using freshwater, N
and P fertilizer, and purchased CO2, biodiesel production from
microalgae may be more environmentally sustainable,
cost-effective, and protable if combined with processes such as
wastewater and ue gas treatments, in which freshwater is
replaced with wastewater and ue gases are used as a source of
carbon and inorganic nutrients for microalgal culture [17,18].
However, the availability of sufcient concentrated CO2 from
burning coal or other fossil fuel is still a major impediment to
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588
Table 1
Number of manuscripts and patents retrieved.
Research direction
Microalgal biofuel
Microalgal
biotechnologya
Microalgal mass
culturing
Published manuscripts
Published patents
Number
Country/region
Number
Country/region
6194
4820
85
85
1230
859
48
46
2426
65
944
50
a
Microalgal biotechnology for the production of high value-added products and
environmental applications (e.g., ue gas and wastewater treatments).
589
Fig. 3. Trends in published manuscripts related to microalgal biotechnology for high value-added product production and environmental applications. (A) Annual statistics
for the published manuscripts; (B) statistics for manuscripts published in the top 10 countries/regions; (C) annual statistics for the manuscripts published in the top 10
countries/regions during the past decade (20062015); (D) annual statistics for published manuscripts pertaining to both microalgal biofuel and microalgal biotechnology for
the production of high-value-added products and environmental applications; 1, published manuscripts pertaining to microalgal biofuel; 2, published manuscripts pertaining
to microalgal biotechnology for the production of high value-added products and environmental applications.
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591
Fig. 5. Trends in published manuscripts related to microalgal mass culture. (A) Annual statistics of published manuscripts; and (B) annual statistics of published manuscripts
in the top 10 countries/regions from 1990 to 2015.
found that more than 80% of the patents included in this group
were published between 2006 and 2012 (Fig. S5 in le of
Supplemental material). Similar to the conclusions derived from
the analysis of the high-frequency keywords of the published
manuscripts (Fig. S4 in le of Supplemental material), microalgal
mass culturing and environmental protection were found to be
the primary foci of this research (Fig. S5 in le of Supplemental
material).
3.4. The demands for the industrialization of microalgal biofuel
production have driven studies on mass microalgal culturing
According to the analysis of research foci in the elds of both
microalgal biofuel and microalgal biotechnology for the production
of high value-added products and environmental applications
(Tables S1 and S3, and Figs. S1S5 in le of Supplemental material),
microalgal mass culturing was always an important research focus,
particularly in publications pertaining to microalgal biofuel. To further understand the developmental trend found for studies on
microalgal mass culturing, we analyzed the 2426 published manuscripts and 944 published patents retrieved (Table 1).
Similar to the results found for published manuscripts related
to microalgal biofuel, the published manuscripts concerning
microalgal mass culturing exhibited a sustained increasing trend,
and increased sharply between 2008 and 2013, but the increase
in annual number of published manuscripts was relatively low in
20142015 (Fig. 5). The published patents related to microalgal
mass culturing (Fig. 6) showed a trend similar to that found in
the analysis of patents pertaining to microalgal biofuel (Fig. 2).
Moreover, the main countries in which these manuscripts and
patents were produced and the relevant trends in most of these
countries were consistent with the results obtained from our analysis of manuscripts and patents pertaining to microalgal biofuel.
In addition, a hysteretic quality during the burst stage was
found for publications related to microalgal mass culturing
(Figs. 5A and 6A), as was found for publications related to microalgal biofuel (Figs. 1A and 2A) and microalgal biotechnology for the
production of high value-added products and environmental applications (Figs. 3A and 4A), indicating that research on microalgal
mass culturing was also stimulated by research on microalgal biofuel. The practical application of microalgal biofuel production
requires industrialization; therefore, advances in the technology
and equipment needed for microalgal mass culturing, which is
the key challenge, have received much attention and were consequently promoted, indicating that advances in microalgal mass
592
has been conducted in more than 80 countries/regions, and a similar level of progress in this eld of research has occurred in most of
these countries (Fig. 1C), indicating that the production of microalgal biofuel is a global issue that has received the attention of many
countries/regions. However, research on microalgal biofuel has
been relatively concentrated on the national/regional level, and
most of the research ndings arose from a few countries. For example, more than 70% and 90% of the total manuscripts and patents
were, respectively, derived from the 10 countries/regions with
the
highest
number
of
publications
on
the
topic
(Figs. 1B and 2B). Because these 10 countries/regions are major
economically developed or developing countries/regions in the
world, investments in new energy sources, such as microalgal biofuel, are driven by their huge energy demands. By contrast, we
found that the rate of published patents in the eld of microalgal
biofuel was signicantly lower than that of the corresponding
number of published manuscripts in terms of both the quantity
and the geographic distribution (Table 1), suggesting a lower level
of transformation into achievements. Thus, the current level of
understanding of microalgal biofuel production is not sufciently
deep, and this results in the high cost of research and production
processes and is a key factor causing the bottleneck regarding
microalgal biofuel production. A similar trend was found for
research directions related to microalgal biotechnology for the production of high value-added products and environmental applications and microalgal mass culturing (Table 1), indicating that our
current understanding of these two directions as well as of the
entire eld of microalgal research is not sufciently deep and that
the solutions to various problems in the area of microalgae
research may depend on the development of a more in-depth
understanding.
As the most populous and largest developing country in the
world, China has invested a large amount of money and research
effort in studies of these three directions of microalgal research.
Consequently, China has the most and second most published
patents and published manuscripts related to microalgal research,
respectively, in the world (Figs. 16). Interestingly, recent research
conducted in China appeared to follow a unique development
trend compared with research efforts conducted in other countries.
The downturn in the number of studies on microalgal biofuel
occurred in most countries in 2012 or 2013, when the number of
published patents in this eld declined precipitously. By contrast,
the number of such patents in China appeared to greatly increase
in 2012 and remained at a high level until 2013 (Fig. 2C).
Regarding the research directions of microalgal mass culturing
and microalgal biotechnology for the production of high
value-added products and environmental applications, China led
the world in the output of related patents from 2009 to 2010,
and most of the total output of global related patents was obtained
from China during 20122013 (Figs. 4 and 6). The explanation for
this phenomenon is mainly that Chinas economic and scientic
plans are both pre-arranged as Five-Year Plans (FYPs), resulting
in most of the microalgal biofuel research projects being launched
in its 12th FYP (20102014). For example, the ENN Group Co. Ltd.
initiated microalgal biofuel projects from 2008 to 2010 [72].
However, it was not until 2011 and 2012 that the National
Program on Key Basic Research Project of China (973 Program)
and the National High Technology Research and Development
Program of China (863 Program) ofcially launched their respective national research projects on microalgal biofuel [72,73].
Although a decline in microalgal biofuel research throughout the
world occurred in 2012 or 2013, the projects in China were being
executed and most of the related research was still ongoing, resulting in a relatively high output of publications, particularly in patent
publication. In addition, researchers in China appeared to pay earlier attention than other countries to microalgal biotechnology for
593
594
commercial-scale cultures. In addition to enhancing the dissolution of NO in water, the initial xation of massive amounts of NO
or NOx into alkaline solution and then the cultivation of algal cells
using xed nutrients is possibly an effective way of improving NO
or NOx removal efciency [18]. In our previous study, the actual
NOx xed salts, which xed by using alkaline solution, were
applied to Chlorella sp. C2 cultivation, and a 60% nitrite removal
efciency was obtained together with the production of 33% algae
lipids [18].
The large volumes of fresh water required for large-scale
microalgal culture represent a serious problem. As large amounts
of N and P can be recovered from wastewater, microalgal biomass
could be produced using wastewater as the nutrient source to conserve fresh water, while offering added environmental advantages
[94]. A recent study suggested that coupling biofuel generation to
wastewater treatment is an attractive option for reducing the
energy, nutrient, and freshwater costs involved in biofuel production [95]. Due to the complex nature of wastewater, issues such as
contamination, inconsistent wastewater components, and unstable
biomass production hinder efforts to use wastewater for
large-scale algal cultivation [96]. The industrial production of
microalgal biofuels in wastewater will depend on the development
of microalgal cultivation methods that address issues such as
nutrient removal from wastewater under outdoor and cold climate
conditions [97].
In eukaryotic green microalgae, manipulation of metabolic
pathways by altering the culture medium and/or culture condition
is a powerful tool for physiological control and may be also generally cost-efcient, environmentally friendly, applicable on a large
scale and exible for various industrially attractive microalgae species [98]. Several cultivation strategies, of which N shortage is the
most effective, can be used for increasing TAG synthesis rates [22].
N limitation (generally a continuous cultivation mode) and N starvation (generally a batch process) are two conditions with respect
to N shortage [99]. Maximum biomass productivity and target
compound content usually cannot be obtained simultaneously
under the same cultivation conditions. Although starvation processes yield the highest average TAG production rates and nal
TAG contents, continuous cultivation could offer important advantages over batch operation are those the operation exibility under
varying outdoor conditions and the increased opportunities to
make value of all cell components by adjusting cultivation conditions [100]. Thus, further exploration on continuous cultivation
for the production of microalgal oil is deserved on a commercial
scale.
4.3. Harvesting and extraction
Conventional harvesting and extraction processes, which were
thought to be costly and energy intensive, still in general remain
small-scale, traditional and primitive, and are in need of
innovation.
High cost of microalgal biomass harvesting is one of the bottlenecks for commercialization of microalgae-based industrial processes. Wan et al. [101] thought that occulation was a
promising method to harvest microalgae with low cost from mass
culture when considering harvesting efciency, operation economics and technological feasibility. However, there are still a lot
of challenges in microalgae biomass harvesting using efcient
and cost effective occulating technologies. Various novel occulation technologies have been developed. The occulation process
induced by microorganism, extracellular polymer substances, or
bioocculants (or called occulating agents) produced by microbes
is termed as bioocculation, which distinguishes itself by being
environmentally friendly among the occulation methods used
for microalgae harvesting [101]. Fungal/bacterial-assisted
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