Escolar Documentos
Profissional Documentos
Cultura Documentos
456
the Board. The court painstakingly reviewed the record and unanimously con
eluded that the inferences on which the
Board's findings were based were so overborne by evidence calling for contrary
inferences that the findings of the Board
could not, on the consideration of the whole
record, be deemed to be supported by "substantial" evidence.
503
fa ir
assessment when the case is here, as this
is, on other legal issues.
This is not the place to review a
conftict of evidence nor to reverse a Court
of Appeals because were we in its place
[4, 5]
Labor
457
=>930,
932
930
Courts =>383(1)
Master and servant =>15(110)
458
684
Courts 383(1)
Master and servant 15(100)
National
Labo r
Relations
Board
v.
459
70 S.Ct. 998. The clash of opinion obvious- Board's findings established its currency.
But the inevitably variant applications o f
required settlement by this Court.
the standard to conflicting evidence soon
477
brought contrariety of views and in due
I.
course bred criticism. Even though the
Want of certainty in judicial review of whole record may have been canvassed in
Labor Board decisions partly reflects the order to determine whether the evidentiary
intra<:tability of any formula to furnish de foundation of a determination by the Board
finiteness of content for all the impalpable was "substantial," the phrasing of this
factors involved in judicial review. But in Court's process of review readily lent itself
part doubts as to the nature of the review to the notion
ing power and uncertainties i n its applica
478
that it was enough that the
tion derive from history, and to that extent
an elucidation of this history may clear evidence supporting the Board's result was
"substantial" when considered by itself. It
them away ..
is fair to Say that by imperceptible stps
The Wagner Act provided: "The find
regard for the fact-finding function of the
ings of the Board as to the facts, if sup
Board led to the assumption that the re
ported by evidence, shall be conclusive."
quirements of the Wagner Act were met
Act of July 5, 1935, lO(e ) , 49 Stat. 449,
when the reviewing court could find in the
454, 29-u.s.c. 160(e) , 29 u.s.c.A. 160
record evidence which, when viewed in
( e). This Court read "evidence" to mean
isolation, substantiated the Board's find
"substantial evidence," Washington, V. &
ings. Compare National Labor Relations
M. Coach Co. v. Labor Board, 301 U.S. 142,
Board v. Waterman Steamship Corp., 309
57 S. Ct. 648, 81 L.Ed. 965, and we said that
U.S. 206, 60 S:Ct. 493, 84 L.Ed. 704 ; Na
"[s]ubstantial evidence is more than a mere
tional Labor Relations Board v. Bradford
scintilla. It means1 such relevant evidence
Dyeing Ass'n, 310 U.S. 318, 60 S. Ct. 918, 84
as a reasonable mind might accept as ade
L.Ed. 1226 ; and see National Labor Rela
quate to support a conclusion." Consoli tions Board v. Nevada Consolidated Cop
dated Edison Co. v. National Labor Rela per Corp., 316 U.S. 105, 62 S . Ct . 960, 86 L.
tions Board, 305 U.S. 1 97, 229, 59 S.Ct. 206,
Ed. 1305. This is not to say that every
217, 83 L.Ed. 126. Accordingly, it "must member of this Court was consciously guid
do more than create a suspicion of the ex ed by this view or that the Court ever ex
istence of the fact to be established. * *
plicitly avowed this practice as doctrine.
it must be enough to j ustify, if the trial
What matters is that the belief j ustifiably
were to a jury, a refusal to dirett a verdict arose that the Court had so construed
the
when the conclusion sought to be drawn obligation to review)
from it is one of fact for the jury." Na
Criticism of so contracted a reviewing
tional Labor Relations Board v. Columbian
power
reinfo rced dissatisfaction felt in
Enameling & Stamping Co., 306 U.S. 292,
various
quarters with the Board's adminis
300, 59 S.Ct. 501, 505, 83 L.Ed. 660.
tration of the Wagner Act in the years
The very smoothness of the "substantial preceding the war. The scheme of the Act
evidnce" formula as the standard for re was attacked as an inherently unfair fusion
viewing the evidentiary validity of the of the functions of prosecutor and j udge.3
ly
131, 134-136;
National Labor Rela
tions Board v. La Salle Steele Co., 7
Cir., 178 F.2d 829, 833-834; National
Labor Relations Board v. Minnesota Min
ing & Mfg. Co., 8 Cir., 179 F.2d 323, 32&326 ; National Labor Relations Board v.
Continehtal Oil Co., 10 Cir., 179 F.2d 552,
555 ; National Labor Relations Board v.
Booker, 5 Cir., 180 F.2d 727, 729; but
see Labor Board v. Caroline Mills, Inc., 5
Cir., 167 F.2d 212, 213.
2.
3.
460
479
480
"
5.
6.
9.
11.
461
judicial review" led to inconsistency and is to be sustained and the record to the
uncertainty.
They reported that under contrary is to be ignored." 13 Their view
a "prevalent" interpretation of the "subled them to recommend that Congress
stantial evidence" rule "if what is called enact principles of review applicable to all
'substantial evidence' is found anywhere in agencies not excepted by unique charac
the record to support conclusions of fact, teristics. One of these principles was
the courts are said to be obliged to sustain expressed by the formula that judicial
the decision without reference to h o w review could extend to "findings, infer
heavily the countervailing evidence may ences, or conclusions of fact unsupported,
preponderate-unless indeed the stage o f upon the whole record, by substantial
arbitrary decision is reached. Under this evidence." 14 So far as the
interpretation, the courts need to read only
482
history of this
one side of the case and, if they find any
evidence there, the administrative action movement for enlarged review reveals, the
courts have for the judgments of spe
cialized tribunals which have carefully
considered the problems and the evidenee
cannot be legislated away. The line be
tween 'substantial evidence' and 'weight
of evidence' is not easily drawn-particu
larly when the court is confined to a writ
ten record, has a limited amount of time,
and has no opportunity further to ques
tion witnesses on testimony which seems
hazy or leaves s o me lingering doubts un
answered.
'Substantial evidence' may
well be equivalent to the 'weight of evi
dence' when a tribunal in which one has
confidence and which had greater oppor
tuuities for accurate determination has
already so decided.
"In the second place the wisdom of a
general change to review of the 'weight
of evidence' is questionable.
If the
change would require the courts to deter
mine independently which way the evi
dence preponderates, administrath'e tri
bunals would be turned into l ittle more
than media for transmission of the evi
dence to the c o u rt s. It would destroy the
values of adjudication of fact by experts
or specialists in the field involved. It
would divide the responsibility for admin
istrative adjudications."
F inal Report,
91-92.
13.
14.
Id., 210-211.
462
71 SUPREME
.
COURT REPORTER
their own
standard. The committee reports of both
houses re fer to the practice of agencies
to rely upon "suspicion, surmise, implica
tions, or plainly incredible evidence," and
indicate that courts are to exact higher
standards "in the exercise o f their inde
483
One is tempted to say "uncritical" be- pendent judgment" and on consideration
cause the legislative history of that Act of "the whole record." l'l'
.
hardly speaks with that clarity of purp o se
Similar dissatisfaction with too restricted
which Congress supposedly furnishes courts application of the "substantial evidence"
in order to enable them to enforce its test is reflected in the legislative history of
60 Stat. 2.17. 5 U.S.C. 1001 et seq.,
5 U.S.C.A. 1001 et seq. The form final
ly adopted reads as follows:
"Sec. 10. Except so far as (1) statutes
preclude judicial rview or (2) agency ac
tion is by law committed to agency dis
cretion. * * *
"(e) Scope of Review.-So far as neces
sary to decision and where presented the
reviewing court shall decide all relevant
questions of law, interpret constitutional
and statutory provisions, and determine
the meaning or applicability of the terms
of any agency action. It shall (A) compel
agency action unlawfully withheld or un
reasonably delayed ; and (B) hold unlaw
ful and set aside agency action, findings,
and conclusions found to be (1) arbitra
ry, capricious, an abuse of discretion, or
otherwise not in accordance with law;
(2) contrary to constitutional right, pow
er, privilege, or immunity; (3) in excess
.of statutory jurisdiction, authority, or
limitations, or short of statutory right;
(4) without observance of procedure re
quired by law; (5) unsupported by sub
f'tantial evidence in any case subject to
the requirements of sections 7 and 8 or
otherwise reviewed on the record of an
agency hearing provided by statute; or
(6) unwarranted by the facts to the ex
tent that the facts are subject to trial de
novo by the reviewing court. In making
the foregoing determinations the court
shall review the whole reeord or such
portions thereof as may be cited by any
party, and due account shall be taken of
the rule of prejudicial error." 60 Stat.
243-244, 5 U.S.C. l.009(e), 5 U.S.C.A.
lUOO(e). (Italics ours.)
ln the form in which the bill was origi-
15.
16.
17.
463
the Taft-Hartley Act. 18 The bill as re- 'questions of fact, if s u p po rted by sub
ported to the House provided that the stantial evidence on the record considered
"findings of the Board as to the facts shall as a whole * * * ' "2 1
be conclusive unless it is made to appear
This ph ra seolog y was adopted by the
to the satisfaction of the court either (1)
Senate.
The House con ferees agreed.
that the findings of fact are against the
They reported to the House: "It is be
manifest weight o f the
lieved that the provisions of the conference
485
agreement
evidence, o r (2) that
486
the findings of fact are not supported by
relating to the courts' reviewing
substantial evidence." 19 The bill left the power will be adequate to preclude such
House with this provision. Early com decisions as those in N. L R. B. v. Nevada
.
mittee prints in the Senate provided for Co n sol. Copper Corp. , 316 U.S. 105, 62 S.
review by "weight of the evidence" or Ct. 960, 86 L.Ed. 1305 and in the Wilson,
"clearly erroneous" standards.20 But, as Columbia Products, Union Pacific Stage s ,
the Senate Committee Report relates, "it Hearst, Republic Aviation, and Le Tour
was finally decided to conform the statute neau, etc. cases, supra, without unduly
to the corresponding section of the Ad burdening the courts." 22 The Senate ver
ministrative Procedure Act where the sub sion became the Jaw.
stantia:l evidence test prevails. In order to
487
clarify any ambiguity in that statute,
It is fair to say that in all this Congress
however, the committee inserted the words expressed a mood. And it expressed its
surmise, implicntions, or plainly incredi
ble evidence. It will be the duty of the
courts to determine in the fin al analysis
and in the r>xercise of their independent
judgment, whether on the whofe record
the evidr>nce in a given instance is suffi
c:i ently substantial to support a finding,
conclusion, or other agency action as a
In the first instance,
matter of law.
however, it will be the function of the
agency to determine the sufficiency of
the evidencE> upon which it acts-and the
proper performance of its public duties
will require it to undertake this inquiry
in a earl'ful and dispassionate manner.
Should these objectives of the bill as
worded fail, su p pl emental l"gislation will
be requirrd." S. R e p. No. 752, supra, 30:n. Th<' Huse Com m it t ,. e Report iR to
substantially the same effect. H.R.Rep.
No. 1980, 79th Cong., 2d Sess. 45. The
reports are reprinted in S.Doc. No. 248,
supra, 216--217, 279.
See also the response of Senator Mc
Ca rran in debate, to the effect that the
bill changed the "rule" that courts were
"powerless to interfere" when there "was
no probative evidP.nce." Id., 322. And
see the comment of Congressman Spring
er, a member of the House Judiciary
Committee, id., 376.
18.
19.
20.
21.
22.
464:
mood not merely by oratory but by legisla which reported the review clause of the
tion. As legislation that mood must be Taft-Hartley Act expressly indicated that
respected, even though it can only serve the two standards were to conform in this
as a standard for judgment and not as a regard, and the wording of the two Acts
body of rigid rules assuring sameness of is for purposes o f judicial administration
application. Enforcement of such broad identical. And so we hold that the stand
standards implies subtlety of mind and ard of proof specifically required of the
solidity of judgment. But it is not for us Labor Board by the Taft-Hartley Act is
to question that Congress may assume such the same as that to be exacted by courts
qualities in the federal judiciary.
reviewing every administrative action sub
From the legislative story we have sum j ect to the Administrative Procedure Act.
marized, two concrete conclusions do
emerge. One is the identity of aim of the
Administrative Procedure Act and the
Taft-Hartley Act regarding the proof with
which the Labor Board must support a de
c1s1on. The other is that now Congress
.has left no room for doubt as to the kind
of scrutiny which a court of appeals must
give the record before the Board to satisfy
itself that the Board's order rests on ade
quate proof.
465
490
466
71
F.2d
III.
(8 ] The Court of Appeals deemed itself
bound by the Board's rej ection of the ex
aminer's findings because the court consid
ered these findings not "as unassailable as
a master's." 24 1 79 F.2d at 752. They are
not. Section lO(c) o f the Labor Manage
ment Relations Act provides that "If upon
the preponderance of the testimony taken
the Board shall be of the opinion that any
person named in the complaint has engaged
in or is engaging in any such unfair lalbor
practice, then the Board shall state its find
ings of fact * * * ." 61 S tat. 1 47, 29
U.S.C. ( Supp. III) 160 ( c) , 29 U.S. C.A.
160(c) . The responsibility for decision
thus placed on the Board is wholly incon
sistent with the notion that it has power to
reverse an examiner's findings only when
they are "clearly erroneous." Such a lim
itation would make so drastic a departure
from prior administrative practice that ex
plicitness would be required.
467
71
468
Final Report, 51 ..
and 309 (2 ) of the proposed
in Final Report, 200, 201.
27. S (a) , 6() Stat. 242, 5 U.S.C. 1007
( a ) , 5 U.S.C.A. 1007 (a) . The quoted
provision did not appear in the bill in the
form in which it was introduced into the
Senate. S. 7, 79th Cong., 1st Sess., 7.
It was added by the Senate Judiciary
Committee. The Committee published
its reasons for modifying the earlier
draft, but gave no explanation for this
particular change. See S.Doc. No. 248,
supra, 32-33 . It is likely that the sen
tence was intended to embody a clause
in the draft prepared by the Attorney
General's Committee, which provided that
on review of a case decided initially by an
examiner an agency should have jurisdic-
25.
26.
308 ( 1 )
bill , quoted
138, 1.
$7,600
the same attitude ;30 and the Senate Committee Report on the Taft-Hartley Act
likewise indicates regard for the responsibility devolving on the examiner.31
We do not require that the examiner's
findings be given more weight than in reason and in the light of j udicial experience
they deserve. The "substantial evidence"
standard is not modified in any way when
the Board and its examiner disagree. We
intend only to recognize that evidence supporting a conclusion may be less substantial
when an impartial, experienced examiner
.
who has observed the witnesses and lived
with the case has drawn conclusions different from the Board's than when he has
reached the same conclusion. The findings
of the examiner are to be considered along
with the consistency and inherent proba
bility of testimony. The sign ificance of his
report, of course, depends largely on the im
portance of credibility in the particular case.
To give it this significance does not seem to
us materially more difficult
469
30.
3 1.