Escolar Documentos
Profissional Documentos
Cultura Documentos
OSUH
18 EAST 132ND STREET, #3B
NEW YORK, NY 10037
E-mail: domrose@netzero.net * Home Phone: 212-368-3210 * Cell Phone: 646-573-5150
OBJECTIVE:
Compliance Officer:
Over ten years experience examining small, medium, and large size state chartered banks
including foreign multi-national banks; conducted Fair Lending, Consumer Compliance, and
Mortgage Banking examinations; examiner-in-charge on various bank examinations; supervised,
trained, and mentored Bank Examiner Trainees; conducted independent, group, concurrent,
target, and special examinations; recommended several hundred thousands of Dollars in
restitution to New York State mortgage customers; trained extensively by the New York State
Banking Department, the Federal Reserve Bank of New York, Federal Deposit Insurance
Corporation, Professional Bank Services, American Association of Residential Mortgage
Regulators, and the American Express; well versed in both Federal and NYS banking regulations.
EXPERIENCE:
Sept. 2009 – Present:
Bank Examiner: New York State Banking Department, Consumer Services Division, NY, NY.
• Conducts consumer compliance examinations of state chartered banks;
• Reviews examination work-papers and First Day Letter responses from bank management;
• Prepares examination scope memo and request examination materials from bank
management;
• Prepares examination reports for submission to management on a timely basis;
• Meets bank management to discuss examination findings and conduct exit meetings.
EDUCATION:
May 1986, MBA, Finance: Alabama Agricultural and Mechanical University, Normal, AL.
July 1984, BS, (Hon.) Finance: Alabama Agricultural and Mechanical University, Normal, AL.
LEADERSHIP ACHIEVEMENTS:
2000: Elected Vice President of the Board of Directors of Madison Avenue Housing
Development Fund Corporation.
1997: Elected alternate delegate to the District Council 371, Social Services Employees’ Union.
1985: Elected treasurer to Alabama Agricultural and Mechanical University, MBA Association.
AFFILIATIONS:
Member: Association of MBA Executives, Inc., NY, NY.
Member: Alabama Agricultural and Mechanical University MBA Association.
Member: Alabama Agricultural and Mechanical University Finance Club.
Member: International Students’ Union, Alabama Agricultural and Mechanical University.
Member: Organization of Nigerian Students’ Union, USA.
Member: District Council 371, Social Services Employees’ Union.
Member: Professional Employees’ Federation.
Member: St. Matthew’s Catholic Church, 129 St. Harlem, NYC
AWARDS:
New York City Police Department: Certification for Basic Investigations - 1996.
Governor George Pataki: Certification for New York State Banking Department successful
participation in the Y2K program - 2000.
Certificate of merit from the Superintendent of Banks, New York State Banking Department, for
participation in the Y2K program -2000.
REFERENCES:
Provided upon request.