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Federal Register / Vol. 71, No.

227 / Monday, November 27, 2006 / Notices 68645

and for securing the information needed SECURITIES AND EXCHANGE SECURITIES AND EXCHANGE
to support the application follow. RRB COMMISSION COMMISSION
Form AA–5, Application for
Substitution of Payee, obtains Sunshine Act Meeting [Release No. 34–54790; File No. SR–Amex–
information needed to determine the 2006–01]
selection of a representative payee who Notice is hereby given, pursuant to
will serve in the best interest of the the provisions of the Government in the Self-Regulatory Organizations;
beneficiary. RRB Form G–478, Sunshine Act, Pub. L. 94–409, that the American Stock Exchange LLC; Notice
Statement Regarding Patient’s Securities and Exchange Commission of Filing and Order Granting
Capability to Manage Payments, obtains will hold the following meeting during Accelerated Approval to Proposed
information about an annuitant’s the week of November 27, 2006: Rule Change and Amendments No. 1,
capability to manage payments. The
form is completed by the annuitant’s A Closed Meeting will be held on 2, and 3 Thereto Relating to the Listing
personal physician or by a medical Wednesday, November 29, 2006 at 10 and Trading of Principal Protected
officer, if the annuitant is in an a.m. Notes Linked to the Dow Jones-AIG
institution. It is not required when a Commissioners, Counsels to the ExEnergy Sub-Index
court has appointed an individual or Commissioners, the Secretary to the November 20, 2006.
institution to manage the annuitant’s Commission, and recording secretaries
funds or, in the absence of such will attend the Closed Meeting. Certain Pursuant to Section 19(b)(1) 1 of the
appointment, when the annuitant is a staff members who have an interest in Securities Exchange Act of 1934 (‘‘Act’’)
minor. The RRB also provides the matters may also be present. and Rule 19b–4 thereunder,2 notice is
representative payees with a booklet at hereby given that on January 3, 2006,
the time of their appointment. The The General Counsel of the the American Stock Exchange LLC
booklet, RRB Form RB–5, Your Duties Commission, or his designee, has (‘‘Amex’’ or ‘‘Exchange’’) filed with the
as Representative Payee-Representative certified that, in his opinion, one or Securities and Exchange Commission
Payee’s Record, advises representative more of the exemptions set forth in 5 (‘‘SEC’’ or ‘‘Commission’’) the proposed
payees of their responsibilities under 20 U.S.C. 552b(c)(3), (5), (7), (8), (9)(B) and rule change as described in Items I and
CFR 266.9 and provides a means for the (10) and 17 CFR 200.402(a) (3), (5), (7), II below, which Items have been
representative payee to maintain records (8), (9)(ii), and (10) permit consideration prepared by the Exchange. On March
pertaining to the receipt and use of RRB of the scheduled matters at the Closed 21, Amex submitted Amendment No. 1
benefits. The booklet is provided for the Meeting. to the proposed rule change.3 On May
representative payee’s convenience. The Commissioner Atkins, as duty officer, 24, 2006, Amex submitted Amendment
RRB also accepts records that were kept voted to consider the items listed for the
by representative payee’s as part of a No. 2 to the proposed rule change.4 On
closed meeting in closed session. November 13, 2006, Amex submitted
common business practice.
Completion is voluntary. One The subject matters of the Closed Amendment No. 3 to the proposed rule
response is requested of each Meeting scheduled for Wednesday, change.5 The Commission is publishing
respondent. The RRB is proposing non- November 29, 2006 will be: this notice and order to solicit
burden impacting editorial changes to comments on the proposed rule change,
Formal orders of investigation;
Forms AA–5 and G–478. No changes are Institution and settlement of injunctive as amended, from interested persons
proposed for the Booklet RB–5. The actions; and to approve the proposal on an
estimated completion time(s) is Institution and settlement of administrative accelerated basis.
estimated at 17 minutes for Form proceedings of an enforcement nature;
AA–5, 6 minutes for Form G–478 and 60 I. Self-Regulatory Organization’s
Resolution of litigation claims; Statement of the Terms of Substance of
minutes for Booklet RB–5. The RRB An adjudicatory matter; and
estimates that approximately 3,000 the Proposed Rule Change
Other matters relating to enforcement
Form AA–5’s, 2,000 Form G–478’s and proceedings. The Exchange proposes to list and
15,300 RB–5’s are completed annually. trade, principal protected notes, linked
Additional Information or Comments: At times, changes in Commission
to the performance of the Dow Jones-
To request more information or to priorities require alterations in the
obtain a copy of the information AIG ExEnergy Sub-Index (the ‘‘DJAIG
scheduling of meeting items.
collection justification, forms, and/or ExEnergy Index’’ or the ‘‘Index’’).
For further information and to
supporting material, please call the RRB The text of the proposed rule change
ascertain what, if any, matters have been
Clearance Officer at (312) 751–3363 or is available on Amex’s Web site at
added, deleted or postponed, please
send an e-mail request to http://www.amex.com, at Amex’s
contact: The Office of the Secretary at
Charles.Mierzwa@RRB.GOV. Comments principal office, and at the
(202) 551–5400.
regarding the information collection Commission’s Public Reference Room.
should be addressed to Ronald J. Dated: November 21, 2006.
Hodapp, Railroad Retirement Board, 844 Jill M. Peterson, 1 15 U.S.C. 78s(b)(1).
North Rush Street, Chicago, Illinois Assistant Secretary. 2 17 CFR 240.19b–4.
60611–2092 or send an e-mail to [FR Doc. 06–9423 Filed 11–22–06; 11:42 am] 3 Amendment No. 1 superseded and replaced the
Ronald.Hodapp@RRB.GOV. Written original filing in its entirety.
BILLING CODE 8011–01–P
comments should be received within 60 4 In Amendment No. 2, the Exchange makes
sroberts on PROD1PC70 with NOTICES

days of this notice. representations regarding specialist prohibitions


and accounts and clarifies certain aspects of the
Charles Mierzwa,
index methodology.
Clearance Officer. 5 Amendment No. 3 supersedes and replaces the
[FR Doc. E6–19964 Filed 11–24–06; 8:45 am] original filing, Amendment No. 1, and Amendment
BILLING CODE 7905–01–P No. 2 in its entirety.

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