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DOI 10.1007/s10972-008-9117-4
Abstract The purpose of this descriptive study was to investigate inservice elementary and middle school teachers conceptions of photosynthesis and respiration,
basic concepts they are expected to teach. A forced-choice instrument assessing
selected standards-based life science concepts with non-scientific conceptions
embedded in distracter options was utilized to assess 76 inservice elementary and
middle school teachers from the central Appalachian region. Outcomes from four
tasks assessing photosynthesis and respiration concepts are discussed. Findings
revealed similarities between non-scientific conceptions the teachers demonstrated
and non-scientific conceptions reported in the research literature on elementary and
middle school students understanding of the concepts. Findings also informed
subsequent inservice teacher professional development efforts in life science and the
development of a biology course for preservice elementary teachers.
Keywords Inservice teachers Elementary school Middle school
Science education Misconceptions Life science Photosynthesis
Respiration Teacher preparation
R. M. Krall (&)
Department of Curriculum & Instruction, University of Kentucky, 114 Taylor Education Building,
Lexington, KY 40506-0001, USA
e-mail: rlmcna2@coe.uky.edu
K. H. Lott
Bob Jones High School, 650 Hughes Road, Madison, AL 35758, USA
e-mail: klott@madisoncity.k12.al.us
C. L. Wymer
Department of Biological and Environmental Sciences, Morehead State University, 103 Lappin
Hall, Morehead, KY 40351, USA
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study of high school students performance in mathematics and science using data
from the National Educational Longitudinal Studies (NELS) of 1988, Goldhaber
and Brewer (2000) found that fully certified teachers and teachers with a
mathematics or mathematics education degree have a statistically significant
positive impact on student test scores compared to other teachers not certified in
their subject area. It is not surprising that researchers have found that teachers with
poor science backgrounds negatively affect their students understanding of science
concepts (Gess-Newsome and Lederman 1995; Johnson 1998; Nott and Wellinton
1996).
Given the responsibility inservice elementary and middle school science teachers
have in improving K-8 science education, professional development has become an
area of growing interest (Cohen 1995; DeSimone et al. 2003). In order to develop
effective professional development programs for science teachers at these levels and
to maximize program effectiveness, the major conceptual needs of inservice science
teachers must be determined and addressed. The research base on K-12 students and
preservice teachers understanding of life science concepts is growing. However,
few studies have surveyed inservice elementary or middle school teachers
understanding of life science concepts. The purpose of this study was to identify
central Appalachian elementary and middle school teachers current understanding
of basic concepts foundational to understanding photosynthesis and respiration.
Conceptual Framework
The intent of recent reform efforts in science education has been to improve student
achievement in science. Teacher content knowledge is one of the three domains of
content knowledge Shulman (1986) identified as inherent to teacher classroom
effectiveness. Previous research studies have underscored the importance of
teachers content knowledge on determining student achievement (DarlingHammond 2000; Perkes 1967; Sanders and Rivers 1996; Wright et al. 1997).
For example, Perkes (1967) studied 32 junior high school teachers and their
students from the same school district in order to identify possible effects of teacher
behaviors on student achievement. Through classroom observations, student
assessments, and teacher surveys, he found that classes showing the greatest
student achievement in science had teachers who had recently enrolled in science
courses, had higher GPAs in science courses, and/or had taken a greater number of
science education courses. In addition, these teachers tended to integrate laboratory
activities regularly into their instruction and fostered class discussions challenging
students to speculate using science content learned in class.
Recent studies have continued to find a relationship between teachers
preparedness to teach science and student achievement. For example, in their study
of teacher effects on student achievement using the Tennessee Value-added
Assessment System, Wright et al. (1997) found teacher effects had the greatest
impact on student achievement in comparison to other factors including class size
and group heterogeneity. Ferguson (1991) asserted that, of the many policycontrollable inputs for improving student achievement (e.g., teacher quality, class
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size), improving the quality of teachers in the classroom will do more for students
who are most educationally at risk, those prone to fail, than reducing the class size
or improving the capital stock by any reasonable margin, which would be available
to policy makers (p. 47).
The logical first step in improving student achievement is identifying inservice
teachers understanding of the science concepts they are expected to teach. Life
science concepts outlined in the National Science Education Standards (NSES)
(NRC 1996) and the Benchmarks for Scientific Literacy (AAAS 1993) provide
frameworks to guide the development of state science education standards and local
science curriculum. These standards also provide a logical outline of science content
elementary and middle school teachers should understand in order to teach science
effectively. Photosynthesis and respiration are essential in understanding the
movement of energy and raw materials in an ecosystem. In the elementary grades,
students are expected to develop an understanding of the dependency of animals on
plants for food in the NSES K-4 life science standard, Organisms and their
Environment. Subsequently, the NSES 58 life science standard, Populations and
Ecosystems, and the Benchmarks standard, Flow of Matter and Energy, require
upper elementary and middle school students to understand the role photosynthesis
plays in plants as they transform energy from the sun into chemical energy used to
make carbohydrate. This chemical energy is then passed from organism to organism
through food webs.
Several studies have documented conceptual difficulties of elementary and
middle school students regarding photosynthesis and respiration (Canal and Garcia
1987; Simpson and Arnold 1982; Wandersee 1983). More importantly, other studies
have found that preservice elementary (Cakiroglu and Boone 2002) and middle
school teachers (Mak et al. 1999; Ratcliffe 1999) have difficulties with these
concepts as well.
Considering preservice elementary and middle school teachers still have
troublesome difficulties when they graduate from their teacher education programs,
it would be reasonable to expect inservice teachers to have similar conceptual
difficulties. Additional research is needed to determine whether inservice elementary and middle school teachers do in fact have poor understanding of
photosynthesis and respiration. Clearly, teachers who have a sound conceptual
understanding of their subject will be more effective teachers (Gess-Newsome and
Lederman 1995; Nott and Wellinton 1996; Shulman 1986) and it seems
unreasonable to expect teachers who do not have a firm understanding of the
content to be able to help students construct a scientifically accepted understanding.
Identifying limitations of elementary and middle school teachers conceptual
understanding of photosynthesis and respiration could be an important step toward
developing effective inservice professional development programs that address
these concepts. Improving teachers content knowledge could in turn improve
teachers effectiveness in helping students develop a scientifically accepted
understanding of these concepts. Considering these potential benefits, the question
that guided this study in taking the initial step was: What conceptions do rural
inservice elementary and middle school teachers have about the role of photosynthesis and respiration in an ecosystem?
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Method
Participants
Participants in this study included 76 self-selected inservice elementary and middle
school teachers from rural school districts in the central Appalachian region. During
summer 2005, teachers enrolled in one of Four two-week life science institutes
offered through the Appalachian Math and Science Partnership project. Institutes
focused on standards-based life science concepts addressed in grades 47 curricula
in the region. These grade levels are critical years for state science accountability
assessments in the school districts represented in the study and are of great interest
to science educators, teachers, and administrators concerned about improving
student achievement in science. A majority of institute participants were upper
elementary inservice teachers (grades 45). Due to the limited number of middle
school teachers in the institutes, it was not possible to differentiate between middle
school and elementary teachers responses without jeopardizing participants
anonymity. Therefore, study findings do not differentiate between the elementary
and middle school teachers responses.
Assessment Tasks
The four forced-choice tasks utilized in this study were part of a 25-item instrument
employed to survey teachers understanding of standards-based life science topics.
The instrument was aligned with the NSES (NRC 1996) in life science for grades
K-8 and state standards represented in the central Appalachian region. The
instrument addressed four general life science topics: photosynthesis and respiration, energy flow in an ecosystem, heredity and natural selection, and experimental
design. A group of science educators and biologists constructed the instrument
based on the four main topics listed above. Tasks were inspired by the Conceptual
Inventory of Natural Selection (CINS) (Anderson et al. 2002) and the Diagnostic
Teacher Assessment in Mathematics and Science (DTAMS) (Tretter et al. 2005).
Commonly held non-scientific conceptions summarized from the research literature
(Eisen and Stavy 1988; Munson 1991, 1994; Ozay and Oztas 2003; Simpson and
Arnold 1982; Wandersee 1983) were embedded in distracter options to assess
teachers conceptual understanding. A panel of science educators and biologists
reviewed the instrument for content validity. The forced-choice format was well
suited for the testing time limitation that existed during the institutes. The
assessment instrument was completed anonymously to relieve teachers anxiety
about potential negative effects of poor test results.
Data Analysis
Frequencies and percentages were determined for responses from each of the four
assessment tasks. Teachers who answered questions correctly demonstrated a
scientific conceptual understanding. Conversely, incorrect responses helped illuminate teachers alternative conceptual understanding. Response frequencies were
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further divided into three subgroups depending upon how teachers performed on the
entire instrument. Teachers scoring in the top third on the entire instrument were
placed in the high performance subgroup. Teachers scoring in the midrange on the
entire instrument were placed in the middle performance subgroup, and teachers
scoring in the lower third were placed in the low performance subgroup. Subgroup
frequencies were used to identify the extent of inaccurate conceptions demonstrated
by the subgroups in the sample that could be masked in the results of the entire
sample.
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Answer options
Omit
Total
High
18
25
Medium
15
26
Low
17
25
Total
36
32
76
Percent
47.4
6.6
3.9
42.1
100
were nearly evenly divided between option A, selected by 47%, and option D,
selected by 42%. The bimodal distribution suggests that nearly half of the teachers
did not understand the difference between the essential nutrient requirements of
germinating seeds compared to the growth of young plants.
This interpretation of results for Task 1 assumes respondents focused on the word
seed and differentiated between a plant embryo very early in its development inside
the germinating seed and a plant later in its development. Seeds generally germinate
in the darkness of the soil where photosynthesis cannot take place. Hence, the plant
embryo relies on nutrients stored in the seed. For this reason, sunlight (option B) and
nutrients from the soil (option C) are not required; only water (option A) must be
provided from the environment. Perhaps some of the teachers in the sample did not
realize the question was about seeds and not plants, or as intended, they did not
understand the different needs of germinating seeds compared to growing plants
later in the life cycle. Selection of sunlight have been influenced by teachers
understanding that temperature plays a role in seedling growth, too.
Teachers conceptions of nutrient requirements of seeds were further explored in
Task 2. The task and summary table of the responses are presented in Table 2.
In Task 1, 42% of teachers responses indicated the alternative notion that
germinating seeds must obtain all of their resources (water, sunlight, and nutrients)
from the environment. In contrast, results from Task 2 indicate that 64.5% of the
teachers sampled correctly identified the cotyledon (a seed structure) as the food
source for germinating seeds. The remaining 35.5% were divided in their responses
among options A, C, and D. In contrast, only 40% of the low performing subgroup
selected the correct responses. Incorrect responses from the sample were nearly
equally divided among the three distracter options. Note that the 60% of teachers in
the low performing subgroup selecting incorrect responses were equally divided
between options A and C while teachers selecting incorrect responses in the high
and middle performing subgroup most often selected option D. Option C was
selected most frequently (13.2%) among the incorrect responses, suggesting these
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Answer options
A
Omit
C
Total
High
21
25
Medium
18
26
Low
10
25
Total
49
10
76
64.5
13.2
Percent
10.5
10.5
1.3
100
teachers hold the view that seeds obtain food from the soil to grow and develop.
Teachers selecting options B and C may have associated the term cotyledon with
the concept of seed germination without fully understanding the function of the
cotyledon. These findings further suggest that, of the resources listed in the
assessment tasks, many teachers held the incorrect understanding that seeds need
more than water to germinate.
It is troubling that these responses mirror those reported in several studies
investigating elementary students conceptions of essential nutrients for seed
germination (Jewell 2002; Russell and Watt 1990). Although students in these
studies most often identified water as an essential resource for seeds, Jewell (2002)
found that older elementary students (grades 35) develop the still inaccurate notion
that seeds needed soil, sunlight, and water to grow. Through student interviews,
Jewell learned that these ideas arise from students classroom experiences planting
seeds and subsequently observing the growth and development of plants over time.
Teachers in the current study also could have developed these alternative
conceptions through growing seeds in the classroom or in the garden. Directions
on most seed packets recommend the proper depth to plant seeds in the soil and
the amount of sunlight and water needed to promote germination and growth. In the
present study, interviews would have been beneficial to uncover more about
the teachers understanding of these concepts, but circumstances did not permit the
exercise of this option.
Task 3 queried which substance trees use in the greatest quantities for growth of a
large trunk. The task and accompanying summary table of results are presented in
Table 3. In order to select the correct answer for this task, presumably one must
understand that carbon dioxide gas is turned into biomass as it reacts with water
during photosynthesis. Results indicate most teachers sampled had great difficulty
with this concept. Only 5% of the teachers identified the correct option as carbon
dioxide. Fifty percent of the teachers selected option D and 38% selected option B.
Teachers in the high and middle performing subgroups were divided nearly equally
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Answer options
Omit
Total
High
11
25
Medium
10
14
26
Low
15
25
Total
29
38
76
Percent
5.3
38.1
6.6
50
100
between options B and D, whereas teachers in the low subgroup most frequently
selected option D.
These results are similar to findings from previous studies on middle school
students, university students, and preservice teachers. Eisen and Stavy (1988)
reported biology majors and non-majors alike had difficulty believing gases
constituted the primary source of weight for growing seedlings into larger plants.
Similar to teachers responses in the current study, the researchers have noted that
university students most often cited the combination of carbon dioxide, sunlight,
and water as sources for a plants weight. In a study of university students in a nonmajors biology laboratory, Kuech et al. (2003) found that after completing an
investigation with Brassica, most students thought plants absorbed food from soil or
from water, since the students provided these resources to the plants on a regular
basis throughout the investigation. Other studies have reported similar alternative
conceptions held by K-12 students (Simpson and Arnold 1982; Barrass 1984),
preservice elementary teachers (Cakiroglu and Boone 2002), and university students
(Ozay and Oztas 2003).
In their study of 33 eighth and ninth grade students, Stavey et al. (1987) found
that 83.3% of the eighth graders and 40% of the ninth graders knew plants absorbed
carbon dioxide from the air and over half of all the students identified carbon
dioxide as one of the gases included in photosynthesis and respiration of plants.
However, many of the students (60%) viewed photosynthesis as a form of
respiration. That is, a process of inhaling and exhaling air similar to gas exchange in
animals. Furthermore, they held the notion that plants inhaled carbon dioxide and
exhaled oxygen during the day and reversed this processes at night during
respiration. The students did not associate carbon dioxide with the development of
biomass in plants. In fact, few students could identify plants as producers and even
fewer (33%) could explain what plants produced.
Findings from the current study suggest the teachers understood that plants
develop biomass from resources absorbed from the environment. Additional
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Answer options
A
Omit
C
Total
High
10
25
Medium
16
26
Low
11
25
Total
37
19
11
76
12
49
25
14
100
Percent
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the alternative conception that plants respire only in the absence of light (Amir and
Tamir 1994; Barrass 1984; Eisen and Stavy 1988; Ozay and Oztas 2003).
Responses from the current study suggest few of the teachers demonstrated an
understanding that plants even respire in the absence of light. It would be expected
that even fewer of the teachers would understand that plants respire 24-hours a day
both in the presence and absence of light. Curiously, the teachers preferred a
physical explanation of the change in carbon dioxide content in the water, based on
an altered rate of gas solubility with the decrease in temperature, instead of a
biological explanation.
Outcomes from these four tasks reveal serious conceptual difficulties the teachers
had with foundational concepts of photosynthesis and respiration. Many responses
suggest that, like many of the students they teach, they hold inaccurate notions
about seed germination. Furthermore, many teachers did not understand how plants
use resources from the environment to produce biomass, nor that plants consume
oxygen during respiration. Summarizing the results across the four tasks, only 108
correct responses (35.5%) of a possible 304 were selected. In comparison, only 18
correct responses (18%) were selected in the low performing subgroup of a possible
100. Clearly the majority of teachers in the sample did not hold scientifically
accepted conceptions of photosynthesis and respiration.
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