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ACKNOWLEDGEMENTS
I am deeply indebted to Dr. Marion C. Michael for his
direction of this thesis and to Dr. Warren Walker for his
helpful criticism.
11
CONTENTS
ACKNOWLEDGEMENTS
I.
II.
III.
IV.
ii
INTRODUCTION
POETIC THEORY
11
Coleridge
11
Poe
23
THE POETRY
30
Coleridge
30
Poe
44
CONCLUSION
60
BIBLIOGRAPHY
64
111
CHAPTER I
INTRODUCTION
Coleridge and Poe are both predominant figures in the
Romantic movements of their respective countries.
There are
alias Silas Tomkyn Comberbacke, was almost totally incompetent in the Light Dragoons, and although Poe, under the alias
Edgar A. Perry, was fairly successful in the army, he was
later dismissed from West Point.
excep-
Criticism.
names, but the concept remains the same whether he is discussing natura naturans and natura naturata, vegetable and
animal, spirit
Coleridge
In
and antithesis is the substance of all being; their opposition the condition of all existence or being manifested,
and everything or phaenomen is the exponent of synthesis
as long as the opposite energies are retained in that synthesis."
existed since the beginning of time and that one force did
not in any way precede the other.
other " . . . not only in consequence of the accidental direction of each, but as prior to all direction, nay as the primary forces from which the conditions of all possible
2
direction are derivatible and deducible."
qualities of these two forces are contingent on one important thing, their interaction.
Life
Beer says
Natura naturans
In
Poe states,
The
discusses.
Poe pre-
8
Although some critics point to the passage quoted above as
a statement of organic unity, the unity that Poe speaks of
is more architectural than organic.
Poe's concept of poetry and the poetry itself and show how
the differences can be traced back to differences in their
perceptions of the nature of life.
there are some things which he discusses that Poe does not.
Those aspects which are unique to Coleridge will be included
only when they are necessary to a basic understanding of
Coleridge's ideas.
NOTES
Samuel Taylor Coleridge, The Friend, ed. Barbara
Rooke (Princeton: Routledge and Kegan Paul, 1969), I, 94n.
2
Samuel Taylor Coleridge, Biographia Literaria, ed.
J. Shawcross (London: Oxford University Press, 1907), I,
197.
3 , . .
Coleridge, Biographia Literaria, I, 197.
4
Coleridge, Biographia Literaria, I, 182.
5
W. G. T. Shedd, ed.. The Complete Works of Samuel
Taylor Coleridge (New York:
CHAPTER II
POETIC THEORY
A.
Coleridge
As Coleridge says in
similarity when he says that one may, for purposes of understanding it, reduce human intelligence "to a kind, under the
idea of an indestructible power with two opposites and counteracting forces.""^
12
Each of these two major kinds of human intelligent
activity can also be broken down into two opposite forces
which also are analogous to the forces found in nature.
Coleridge refers to the two forces in passive human intelligence as "reason" and "understanding."
Both of these
The dis-
operate in the sensuous world, but they do not give man the
4
needed tools for perceiving the supersensuous.
The under-
The
Rea-
13
and concrete.
And Coleridge
Fancy,
14
explanation for the creation of art for the materialists and
the believers in the theory of association in Coleridge's day.
Shawcross believes that Coleridge also for a while held
fancy to be the basis for artistic creation.
But when he
12
Literaria.
Shawcross says that Coleridge saw the distinguishing
characteristic of the imagination as the ability to interpret the physical world as a symbol of spiritual principle.
This comprehension of the hidden spiritual nature of matter
was dependent upon a previous reconciliation of which it
was the symbol.13 This previous reconciliation can be no
other than the union of the ultimate polarity, that of God
and man, which takes place by way of reason.
Through reason
This pro-
15
active relationship with God reconciles himself to that
which is not himself in order to produce a unified creation.
The creative process is distinguished from reason, which
also unifies opposites into a whole, by its dynamic quality.
But if the imagination is dynamic and alive, it must
be composed of two forces.
It is regretable
16
external act of creation in the infinite I AM."
Although
The key
The
which is
Literaria Coleridge relates poetry to the experience involving the primary imagination and the physical evidence of
that experience which results from the secondary imagination;
Could a rule be given from without, poetry would cease
to be poetry, and sink into mere mechanical art . . .
The rules of the IMAGINATION are themselves the very
powers of growth and production. The worlds, to
which they are a reducible present are only the outlines and external appearance of the fruit.-^^
The organic
17
with the poet's achieving unity with God.
And it is the
primacy of this union of man and God that is the reason for
Coleridge's discussions of poetry frequently originating
with a definition of the poet himself.
It is the life
The poet
18
the physical reality; he "lives most in the ideal world-"''"^
He experiences that other reality through the primary
imagination and expresses the experience with the secondary
imagination.
And it is to this spiritual experience, in which the
poet has already participated, that the poet is directing
the reader.
the experi-
ence which the poet expresses must be unified, the poet himself must be unified to the experience he is expressing,
20
and the poet must join the "immanent and the transcendent."
In other words, the poet's experience must be one that is
intuited with the reason, and experienced and expressed with
the imagination, so that the poet is enabled to interpret
the physical world in light of a spiritual knowledge.
19
It is apparent, from the strong emphasis that Coleridge
places on the poet's expressing the truth as he has experienced it, that true poetry's major emphasis is content
rather than form.
The "fugi-
Because
20
the form comes from within, rather than being imposed from
without, poetry, as well as nature, can be both regular and
natural, lawful without being arbitrarily controlled.
The form reflects the content much as natura naturata
reflects natura naturans.
21
The representation of truth is a truly important feature of poetry, but poetry performs another function which
is even more significant:
see how the union of God and poet is "inexhaustibly reebullient" because it results in an infinite possibility of
creativity, it is more difficult to see how the poem itself,
apparently a finite collection of words, can be infinite as
all life must be, according to Coleridge.
more of a process than it is a product.
a reconciliation of poet and God, participates in the process of reconciliation of reader and God, a reconciliation
of infinite possibilities and results.
It is not only a
Thus the
Poem
God + Reader = Infinite Response
22
The infinite response of the reader is the primary imagination and it is by the primary imagination that man becomes
like God.
the experience that a poem has led him to have with God in
a poem of his own, thus employing the secondary imagination.
Or, if he is not a poet, the creativity of his encounter
may remain latent within him.
23
B.
Poe
Valery, an unsympa-
"The universe
In
24
reason.
siders intuitive knowledge to be superior to and more profound than factual knowledge.
Rather
25
one without a difference; without even a difference
of degree. The fancy as nearly creates as does the
imagination; and neither creates in any respect.
All novel conceptions are merely unusual combinations. The mind of man can imagine nothing which
has not really existed . . . .29
This passage contains the essence of the difference between
Coleridge's and Poe's concept of poetry.
Coleridge's poet
an almost pantheistic deity and is limited in his creativity to novel combinations of what has already been created;
thus he is limited to a finite number of creations.
Poe
What man
not."3
The imagination, as Poe sees it, is involved in the
creation of beauty:
26
can only be mechanically unified at best.
32
33
while Coleridge's
.,34
27
reader's being involved in an infinite response is impossible for two reasons:
NOTES
M. H. Abrams, Natural Supernaturalism: Tradition and
Revolution in Romantic Literature (New York: W. W. Norton
and Company Inc., 1971), p. 268.
2
Samuel Taylor Coleridge, Biographia Literaria, ed.
J. Shawcross (London: Oxford University Press, 1907), I,
176.
Coleridge, Biographia Literaria, I, 188.
4
Virginia L. Radley, Samuel Taylor Coleridge (New York
Twayne Publishers, Inc., 1966), p. 131.
Owen Barfield, What Coleridge Thought (Middletown,
Conn.: Wesleyan University Press, 1971), p. 100.
Stephan Potter, Coleridge and -S.T.C. (New York:
Russell & Russell, 1965), p. 209.
7
W. G. T. Shedd, ed.. The Complete Works of Samuel
Taylor Coleridge (New York: Harper Brothers, 1884), V, 375.
g
Coleridge, Biographia Literaria, I, 175.
9
Coleridge, Works, I, 292.
"^^Barfield, pp. 87-88.
Shawcross, intro. to Biographia Literaria, I, XXV.
Coleridge, Biographia Literaria, I, 59-60.
^"^Shawcross, intro. to Biographia Literaria, I, LXXXV.
Coleridge, Biographia Literaria, I, 202.
"^Coleridge, Works, I, 436.
"'^Coleridge, Biographia Literaria, II, 65.
'"'^Coleridge, Biographia Literaria, II, 12.
""^Coleridge, Biographia Literaria, I, 30.
28
29
19
Samuel Taylor Coleridge, Shakespearean Criticism,
ed. Thomas Middleton Raysor (London: J. M. Dent and Sons,
Ltd., 1960), II, 181.
20
J. Robert Barth, The Symbolic Imagination: Coleridge
and the Romantic Tradition (Princeton: Princeton University
Press, 1977), pp. 27-28.
21
Walter Jackson Bate, "Coleridge on the Function of
Art," in Perspectives of Criticism, ed. Harry Levin (Cambridge: Harvard University Press, 1950), p. 130.
22
Coleridge, Biographia Literaria, I, 4.
23
Coleridge, Shakespearean Criticism, I, 196.
24
Coleridge, Biographia Literaria, I, 14.
25
Coleridge, Works, II, 438.
26
/
Kennikat
Press,
1971),
235-36.
Paul Valery,
"Onpp.
Eureka,"
rpt. in Affidavits of
Genius,
27. ed. Jean Alexander (Port Washington, N. Y.:
Lt Press, 1971), pp. 23
Poe, Works, VIII, 267.
^^Poe, Works, XVI, 314-15.
Poe, Works, X, 61-62.
^^Poe, Works, VIII, 283n.
^^Poe, Works, XII, 37.
^^Poe, Works, XI, 79.
^^Poe, Works, XIV, 197.
^"^Poe, Works, XVI, 6.
CHAPTER III
THE POETRY
A.
Coleridge
The the-
poems reflect the dialectical nature of life, while thematically, many poems metaphorically reiterate Coleridge's
concept of organic unity, his ideas concerning poetic
inspiration, and his views about the purpose of poetry.
A concern for opposites and their reconciliation is a
major structural device which is evident in the opening
three lines of "Kubla Khan:"
In Xanadu did Kubla Khan
A stately pleasure dome decree;
31
Most of the reconciliation centers on the dome.
The
It is significant that
the poem opens with an impending wedding, itself, a reconciliation of the opposites of male and female.
This recon-
32
of the experience as well as the more lengthy, descriptive
metrical version.
Virginia Radley says that one of the major oppositions
in the poem is between the natural world, represented by
the wedding-guest, the hermit and the Kirk, and the supernatural world of the mariner's strange powers, the specter
3
bark and the spirit who loved the bird.
It is not until
the mariner can reconcile these two worlds within himself
that he can escape the horror of immobilization on a still
ocean.
The theme of fixity and motion, life and death, is
reflected in the structure several times by descriptions of
stillness and coldness that are countered by descriptions
of warmth and vitality.
33
Likewise, the static ice gives way to life-giving water.
In the first part, "the ice was here, the ice was there, /
The ice was all around" (p. 189). But in the second part
there is "Water, water every where" (p. 191). And although
this plentiful water gives life to sea-creatures, it does
not give life to man; this need for water gives rise to another set of opposites where the life principle wins out
over the death principle.
stillness:
Day after day, day after day.
We stuck, nor breath, nor motion;
As idle as a painted ship
Upon a painted ocean, (p. 191)
In contrast to this stillness is the following stanza of
the fifth part:
And soon I heard a roaring wind;
It did not come anear.
But with its sound it shook the sails.
That were so thin and sere. (p. 199)
Closely related to the stillness of the second part is the
mariner's utter isolation from both nature and human
34
companionship.
here must I remain" (p. 178). While Charles learns to assimilate nature's own opposites, the roaring dell and hilly
fields, so that he can sense that "No sound is dissonant
which tells of life" (p. 181), the persona is reconciling
his own isolation with his friends' experience so that he
can say ". . . I am glad / As I myself were there! . . . "
(p. 181). All is brought into unity by the imagination.
The imagination likewise synthesises diversities in
"The Eolian Harp."
man and nature, subject and object, light and dark, and
silence and sound.
Because
the darkening clouds " . . . that late were rich with light."
And the ocean, with its "stilley murmur," reconciles sounds
and silence and "Tells us of silence" (p. 100). The
35
opposites of sound and silence and the opposites of light
and dark are both reconciled, and even the sets of reconciled opposites are united, by the imagination which is
described as "A light in sound, a sound-like power in light"
(p. 101). And the persona stands on the "midway slope," at
the very center of the reconciled opposites in the poem.
Because the reconciliation of structural opposites
accurately reflects Coleridge's concept of life resulting
from the union of two opposite forces, the form is an organic
representation of Coleridge's concept of life.
Besides ex-
36
and it is native to the depths of the earth just as organic
form rises from the essence of life.
It
37
comprehends the infinity and vitality of life that is so
4
far removed from the figure Life-in-Death.
The fires and
flashing lights suggest a divine intellect that permeates
5
nature or natura naturans.
Like the chasm in "Kubla Khan,"
the water here also represents the depths of the unconscious from which the poetic vision comes.
The vision of
Geraldine bears a
and colorful; yet her feet are "blue-veined" and her forehead "moist and cold."
Yet, at
least in the part Coleridge finished, Christabel, representative of the life-force, comes under the sway of Geraldine,
representative of a false form.
38
an organic one.
flowers.
The warm,
fertile earth, the growing bean plant and the blowing breeze
suggest the trinity of energy or natura naturans, form or
natura naturata, and the shaping spirit or vitality that
results from their union.
39
expression in several of Coleridge's poems.
The
experience.
imitate this song which celebrates the union of God and man,
he can "build that dome in air," the poem, which is the
physical evidence of the union.
40
The ancient mariner cuts himself off from this glorious
union of man and God, or nature, and must re-establish this
union before he can even glimpse a vision of the imagination
According to Robert Penn Warren, killing the albatross is
not only a crime against nature, but also a crime against
7
the imagination.
By alienating himself from nature in the
purposeless killing of one of her creatures, the mariner
eliminates the opportunity for imitating that greater imaginative power of the force behind nature.
But he realizes
While
41
associates with poetic inspiration.
The
hopes that his child will enter into that unified world
represented by the "ancient mountain" which here, as in
"Kubla Khan," represents the point of unity between man and
God, or of poetic inspiration:
But thou, my babe! shalt wander like a breeze
By lakes and sandy shores, beneath the crags
Of ancient mountain, and beneath the clouds.
Which image in their bulk both lakes and shores
And mountain crags: so shalt thou see and hear
The lovely shapes and sounds intelligible
Of that eternal language, which thy God
Utters, who from eternity doth teach
Himself in all, and all things in himself, (p. 247)
In participating in the union of man and God, the child,
here a symbol of the poet, is like the breeze which unifies,
a breeze that is similar to the spirit of God.
This type of
42
That tremble into thought, as o'er them sweeps
Plastic and vast, one intellectual breeze.
At once the Soul of each and God of all. (p. 102)
The reconciliation of poet and God not only results in
a unified poem, but also provides an opportunity for the
reconciliation of the reader and God.
a pleasure in
43
reader back full circle to the experience from which the
poem was created.
"his flashing eyes" and "floating hair," set him apart from
the rest of humanity.
before one can experience the "holy" quality of the spiritual experience.
The wedding-guest
44
is a minority, "one of three," who becomes as a little child
and allows the mariner to have his will:
He holds him with his glittering eye The Wedding-Guest stood still.
And listens like a three years child;
The Mariner hath his will. (p. 187)
Because the wedding-guest submits himself to the mariner
as traditional Christianity teaches that one must submit himself to God, he partakes of the mariner's own experience
although he never literally experiences it.
Because the
This is the
Thus, the
Poe
45
rather than organic, the form itself is more important than
the meaning which the form reflects.
Structure performs
it reflects the
The pattern of
fire, earth and sea, death and life have all " . . . gone to
their eternal rest."
When
there ceases to be two forces, when death gives "his undivided time," all is resolved in the nothingness of death:
And when, amid no earthly moan,
Down, down that town shall settle hence,
Hell, rising from a thousand thrones.
Shall do it reverence.^
The emphasis on death as a resolution of opposites is a
predominant feature in Poe's poetry.
46
heaven and earth, age and youth, male and female, living
and dead are all resolved in:
. . . her sepulchre there by the s e a
In her tomb by the sounding sea. (p. 221)
The opposites join each other much as Poe conceives of
attraction and expansion uniting to form nothingness.
Annabel Lee herself has also been joined, through death, to
the life forces of the universe which Poe conceives of as
God.
Poe's world is
basically one of natura naturata without the guiding principle of natura naturans.
The tomb is also the place of reconciled opposites in
"Ulalume."
"Ulalume" is about a
tween what the body and soul perceive and what truly is:
47
For we knew not the month was October,
And we knew not the night of the year. (p. 102)
There is also a conflict between Psyche and the persona, or
spirit and body.
The per-
sona "pacified Psyche and kissed her, / And tempted her out
of her gloom," and they were able to recognize things as
they truly were, that "it was surely October / On this very
night of last year" (pp. 104-105).
Sea," "Ulalume" and "Annabel Lee" are far removed from the
reconciliations which give birth to the vibrant, infinite
life-force in "The Eolian Harp and "Kubla Khan."
For Poe, reconciliation causes finite limitations of
life; for Coleridge reconciliation opens up infinite
48
possibilities of life.
49
always be controlled by the imagination which is the greater
power.
arranging the incidents that we shall not be able to determine of any of them, whether it depends on any other or
upholds it."13 The effect that a poem will have on a reader
depends heavily on this unity.
Poe says
that:
All high excitements are necessarily transient. Thus
a long poem is a paradox. And, without unity of impression, the deepest effects cannot be brought
about. -^^
In keeping with this statement, all of Poe's poems are
fairly short.
50
length and it can easily be read at one sitting.
It is
mostly short poems, and he does say that "a poem of any
length, neither can, nor ought to be, all poetry, "^'^ he
does not limit poetry to a span of time.
Coleridge in his
51
refrain in all of Poe's poetry is the one word refrain of
"The Raven."
different words, the sound is the same for all three and
with "more."
52
Repetition also works to unify the poem "Ulalume."
The repeated use of the mysterious sounding names "Auber,"
"Weir," and "Ulalume" intensify the eerie effect of the
poem.
Poe's poems; among them are "Annabel Lee," "To Helen," "The
Raven" and "Ulalume."
Part of the reason for grieving for the dead women is
that they have gone on to a world that is incomprehensible
to the personas of the "dead lady" poems.
The personas
experience frustration and grief at being unable to understand the spiritual world of their dead lovers.
This in-
53
sadness.
Because the
what vague.
There are passages in his works which rivet a conviction I had long ago entertained, that the indefinite
is an element in the true TTO [ "no [ z,.
The indefinite plays an important part in Poe's poetry.
In
Helen is
54
reality.
the spiritual world the poet is talking about are the adjectives "sober" and "sere" and the sound of the names in the
poem.
55
and never will resemble, the persona's conceptions of it,
which are based on his experience in the material world.
All the bird can do is give the persona hints of the spiritual world and leave him.
Doubting, dreaming dreams no mortal ever dared to
dream before; (p. 95)
And the persona is incapable of seeing the spiritual world
in its totality, no matter how hard he tries.
He says:
glimpses of the spiritual world, his own language is inadequate to express it; he has as difficult a time expressing
a spiritual experience in material language as a raven does
communicating with a man.
he means.
56
The differences between poetry that merely suggests a
spiritual reality and poetry that participates in spiritual
experience is the subject of Poe's poem "Israfel."
The
nature:
And they say (the starry choir
And the other listening things)
That Israfeli's fire
Is owing to that lyre
By which he sits and sings
The trembling living wire
Of those unusual strings, (p. 47)
Whereas Coleridge believed that that kind of divine creativity of Israfel's was what the poet experienced and what the
reader was invited to participate in, Poe believed that
Israfel's world was no more than a fantasy.
Israfel's
Because
57
denied those spiritaul experiences; therefore he deemed it
necessary for the poet to shape his poetry from without.
Hence, Poe's poetry functions primarily on a structural
level.
NOTES
Ernest Harley Coleridge, ed., The Complete Poetical
Works of Samuel Taylor Coleridge (Oxford: The Clarendon
Press, 1912), I, 297. All citations of the poetry are to
this volume. Hereafter, only page numbers will be provided in parentheses.
2
G. Wilson Knight, The Starlit Dome (London: Methuen
and Co., Ltd., 1941), p. 97.
3 .
Virginia L. Radley, Samuel Taylor Coleridge (New York:
Twayne Publishers, Inc., 1966), p. 65.
4
John Beer, Coleridge's Poetic Intelligence (London:
The Macmillan Press, Ltd., 1977), p. 169.
John Beer, Coleridge the Visionary (London: Chatto
and Windus, 1959), p. 144.
g
Beer, Coleridge the Visionary, p. 64.
7
Robert Penn Warren, "A Poem of Pure Imagination: An
Experiment in Reading," in Twentieth Century Interpretations
of "The Rime of the Ancient Mariner," ed. James D. Boulger
(Englewood Cliffs: Prentice-Hall, Inc., 1969), p. 33.
g
Howard Creed, "Coleridge's Metacriticism," PMLA, 69
(1954), 1169.
9
James A. Harrison, ed., The Complete Works of Edgar
Allan Poe (New York: AMS Press, Inc., 1965), VII, 177.
All citations of the poetry are to this volume. Hereafter,
only page numbers will be provided in parentheses.
^^Poe, Works, XIV, 197.
Vincent Buranelli, Edgar Allan Poe (New York:
Publishers, Inc., 1966), p. 90.
^^Poe, Works, XIV, 195.
^^Poe, Works, XVI, 297.
^^Poe, Works, XV, 79.
-^^Poe, Works, XI, 107.
58
Twayne
59
16
Poe, Works, XIV, 196.
17
Samuel Taylor Coleridge, Biographia Literaria, ed.,
J. Shawcross (London: Oxford University Press, 1907),
II, 11.
^Poe, Works, XIV, 199.
^^Poe,
20
Poe,
21
Poe,
22
Poe,
CHAPTER IV
CONCLUSION
The concept of two opposite forces which are responsible for life is a predominant feature in the works of
Coleridge and Poe.
nature, theology,
and understanding,
61
himself, God.
As
In Coleridge's poetry, however, the poet exPoetry's function is identified with the
function of religion:
In
He believed that he
62
should learn through reason more than through understanding,
that he should create through imagination rather than fancy,
and that he should seek to know God before communing with
man.
In the
NOTES
Floyd Stovall, "Poe's Debt to Coleridge," Studies in
English, 10 (1930), 70-127.
2
Walter Jackson Bate, "Coleridge on the Function of
Art," in Perspectives of Criticism, ed. Harry Levin
(Cambridge: Harvard University Press, 1950), p. 135.
3
Richard H. Fogle, "Organic Form in American Criticism
1840-1870," in The Development of American Criticism, ed.
Floyd Stovall (Chapel Hill: University of North Carolina
Press, 1955), p. 98.
4
David Halliburton, Edgar Allan Poe: A Phenomenological View (Princeton: Princeton University Press, 1973),
p. 412.
Samuel Taylor Coleridge, Shakespearean Criticism, ed.
Thomas Middleton Raysor (London: J. M. Dent and Sons, Ltd.,
1960), II, 147-48.
g
Norman Foerster, American Criticism: A Study in
Literary Theory from Poe to the Present (New York: Houghton
Mifflin Company, 1928), p. 20.
63
BIBLIOGRAPHY
Abrams, M. H. Natural Supernaturalism:
Revolution in Romantic Literature.
Norton and Company, Inc., 1971.
Tradition and
New York: W. W.
Middletown:
London:
London:
The
Chatto and
New York:
Twayne
PMLA, LXIX
65
Harrison, James A., ed. The Complete Works of Edgar Allan
Poe. New York: AMS Press, Inc., 1965.
Knight, G. Wilson. The Starlit Dome.
Co., Ltd., 1941":
London:
Methuen and
New York:
Russell
New York:
Studies in