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a b s t r a c t
Article history:
Received 24 November 2012
Accepted 7 July 2014
Available online 29 July 2014
The need for sustainable development has been widely recognized and sustainable development has
become a hot topic of various disciplines even though the role of ergonomics in it is seldom reported or
considered. This study conducts a systematic survey of research publications in the elds of ergonomics
and sustainable development over the past two decades (1992e2011), in order to identify their research
trends and convergent areas where ergonomics can play an important role in sustainable development.
The results show that methods and techniques, human characteristics, work design and organization,
health and safety and workplace and equipment design are the top ve frequently researched areas in
ergonomics. Ergonomics has an opportunity to contribute its knowledge especially to industrial and
product design, architecture, health and safety and HCI (especially for energy reduction issues)
categories of sustainable development. Typical methodologies and general guidance on how to
contribute the expertise of ergonomist to sustainable development are also discussed.
2014 Elsevier Ltd and The Ergonomics Society. All rights reserved.
Keywords:
Ergonomics
Sustainable development
Literature survey
1. Introduction
Dened as meeting the needs of the present without
compromising the ability of future generations to meet their own
needs (WCED, 1987), sustainable development has been becoming
the center of attention and concerns for researchers as well as
practitioners in various elds such as design, engineering and
business over the past few decades (Barbier, 1987; Lele, 1991;
Palmer et al., 1997; Wise, 2001; McLennan, 2004; IISD, 2013).
Sustainable development is usually considered to have environmental, economic and social dimensions which should be balanced
and jointly optimized (Blevis, 2007; Hanson, 2013; Zink, 2014).
Ergonomics (or its synonym human factors) is the scientic
discipline concerned with the understanding of the interactions
among humans and other elements of a system, and the profession
that applies theory, principles, data and methods to design in order
to optimize human wellbeing and overall system performance
(IEA, 2010) and it considers both a social goal (human wellbeing)
* Corresponding author. Tel.: 82 (0)52 217 2716; fax: 82 (0)52 217 2708.
E-mail
addresses:
shupingx@gmail.com,
maverickhkust@unist.ac.kr,
maverickhkust@hotmail.com (S. Xiong).
1
Both authors contributed equally to this work.
http://dx.doi.org/10.1016/j.apergo.2014.07.006
0003-6870/ 2014 Elsevier Ltd and The Ergonomics Society. All rights reserved.
68
development might offer promising solutions to solve sustainability related problems (Moray, 1995; Ryan and Wilson, 2013; Zink
and Fischer, 2013) and open a window of opportunity for the
discipline of ergonomics to devote attention to global problems
(Haslam and Waterson, 2013; Martin et al., 2013). A number of
efforts have been initiated in recent years to call for ergonomics to
become more involved with sustainability. Steimle and Zink (2006)
initially applied the term sustainable development to ergonomics
(or human factors), and special IEA technical group on Human
Factors and Sustainable Development (chaired by Professor Klaus
J. Zink and Professor Colin G. Drury) has been established afterward
in 2008. A special issue titled Ergonomics and Sustainability was
also recently published in Ergonomics in 2013. However, since the
perspective on sustainable development is relatively new for ergonomists, very few publications are available on where and how
ergonomics can contribute well to the sustainable development
(Thatcher, 2009; Haslam and Waterson, 2013). Following, the main
goal of this study is to identify the research trends and the
convergent areas of ergonomics and sustainable development
through a systematic survey of the relevant research publications
over the past two decades (1992e2011). The ndings from this
study are expected to provide some preliminary answers to the
basic question: where and how can ergonomics contribute to sustainable development?
2. Methodology
2.1. Literature searching strategy and inclusion criteria
All 24 ergonomics journals in the Ergonomics List 2004 developed by Dul and Karwowski (2004) were initially considered to
search peer-reviewed English language publications in the eld of
ergonomics. Among 24 journals, 5 (Ergonomia-Italy, ErgonomiaPoland,
Ergonomics-Australia,
Ergonomics-New
Zealand,
Ergonomics-South Africa) are regional/national journals, 3 (Le
Travail Humain, Tijdschrift voor Ergonomie, Zentralblatt fr
Arveitsmedizin Arbeitsschutz und Ergonomie) are non-English
language journals, 2 (Ergonomics International, Workplace Ergonomics) are not included and accessible in the major online databases of Web of Science, Scopus and Ergonomics Abstract, 2
(Human Factors and Ergonomics Society Bulletin, Ergonomist)
serve as the forum for Human Factors and Ergonomics Society
members to exchange society news and events, 1 (International
Journal of Cognitive Ergonomics) has ceased publication since
2002. These 13 journals were further excluded and thus 11 journals
listed in Table 1 were selected to study the research trend in ergonomics. From 1992 to 2011, in total 9717 papers were published,
1551 were excluded based on the following ltering rules, thus,
8166 papers were further reviewed and analyzed.
(1) Review, comments, erratum and advertisement papers;
(2) Papers being judged without substantial contents in
ergonomics.
Since the meaning of the term sustainable has shifted and
evolved over the years (Haslam and Waterson, 2013) and sustainable development covers a wide range of topics across many disciplines in natural sciences, professional and applied sciences, and
social sciences (Rodriguez, 2004), it is difcult to use a list of a few
journals to represent the entire research eld of sustainable
development. Thus, a general keyword search was conducted on
online databases through a commonly used reference management
software package-EndNote X5(Thomson Reuters). In this study,
three very general keywords sustainable development or sustainable design or eco design were used to retrieve peer-reviewed
Table 1
Journal titles and the corresponding numbers of papers during the investigated
period in the eld of ergonomics.
Journal title
Applied Ergonomics
Ergonomics
Ergonomics in Design
Human Factors
Human Factors and
Ergonomics in
Manufacturing
International Journal of
Industrial Ergonomics
International Journal of
Occupational Safety and Ergonomics
Occupational Ergonomics
The Japanese Journal of
Ergonomicsa
Theoretical Issues in
Ergonomics Science
Zeitschrift Fr Arbeitswissena
Total
1992e2011
1992e2011
1995e2011
1992e2011
1996e2011
1522
2484
396
1208
473
1352
2227
242
1012
355
1992e2011
1786
1490
1995e2011
534
497
1998e2011
1992e2011
175
501
172
291
2000e2011
348
309
1999e2011
1992e2011
290
9717
219
8166
a
These two non-English language journals are also reviewed since they provide
enough information (title, keywords, abstract) in English for most papers.
Table 2
Categories used to classify publications in ergonomics and sustainable development.
Ergonomics categories
(N1 11)a
Sustainable development
categories (N2 9)
Human characteristics
Workplace and equipment
design
Social and economic impact
of the system
Environment
Information presentation
and communication
Display and control design
Work design and organization
Health and safety
System characteristics
Agriculture
Architecture
Economy
Environment and social issues
Education
Industrial and product design
Human-computer interface (HCI)
Health and safety
Renewable energy and
technology
69
Abstracts (2004) and Karwowski (2005). All 9 sustainable development categories except humanecomputer interface (HCI) had
been widely mentioned in published books and review papers
(Lele, 1991; Holmberg and Sandbrook, 1992; Adams, 2006;
Atkinson et al., 2007). The only category created by the authors
was HCI.
Fig. 1 shows the established classifying process for research
publications in ergonomics and sustainable development. Each
paper was reviewed and then classied into corresponding category by the authors in the order of title-keywords-abstract-full text.
For most papers, the combined information from title, keywords
and abstract was sufcient to classify them into the corresponding
categories. Otherwise, the content analysis of the full text will be
further conducted. Considering one single paper sometimes could
70
3. Results
Time trends in the percentages of papers published each year in
total publications of ergonomics and sustainable development
during the past two decades are shown in Fig. 2. Even though the
trends exhibit remarkable inter-annual uctuations, the general
trends to increase are well pronounced, especially steadily growing
for ergonomics since 2002 and for sustainable development since
2004. Further analysis on percentages of ergonomics and sustainable development publications in total scientic publishing output
in Web of Science (WoS) reveals that ergonomics has had a relatively constant publication rate (~1%) in WoS in the period of
1992e2007 and after that, the publication rate gradually declines to
0.6% in year 2011, while sustainable development has seen an increase in publication rate (from less than 0.1% in year 1992 to 0.4%
in year 2011), indicating sustainability issues are currently attracting more and more attention from the scientic community. All
related publications are further classied into aforementioned
categories (Table 2).
3.1. Classication results and research trends of publications in
ergonomics
Fig. 3 shows the spectrum of research areas in ergonomics based
on the classication scheme. It was found that there are four
leading areas (percentage >10%) in the ergonomics eld during the
past 2 decades: methods and techniques (19.2%), human characteristics (16.6%), work design and organization (14.8%), and
health and safety (10.1%). Results in Fig. 4 further demonstrate that
although those 4 areas have been consistently ranked top 4 in the
eld of ergonomics in each 5-year period, methods and techniques
and human characteristics are now less dominating than they
were in the past. methods and techniques and human characteristics contributed to a share of 21.0% and 17.2% respectively of
the total number of publications in the rst 5-year period
(1992e1996), but the relative shares decreased to 17.7% and 16.0%
over the last 5-year period (2007e2011). On the other hand, the
shares of work design and organization (from 13.7% to 15.7%) and
health and safety (from 9.6% to 10.8%) are steadily increasing. All
other categories except workplace and equipment design (from
7.5% to 9.0%) hold a similar share of the total number of publications
since their relative changes are less than 1%.
Fig. 3. Overall contributions (%) from each category to ergonomics during the past 2
decades (1992e2011).
Fig. 2. Time trends in percentages of publications each year in total publications of ergonomics and sustainable development during the past two decades (1992e2011).
71
Fig. 4. Periodic contributions (%) from each category to ergonomics in each 5-year period.
during the past 2 decades can be observed from Fig. 6. As time goes
by, there are dramatic declines in the shares of both environment/
social and agriculture, the domains which periodic contributions
were ranked rst and second during the rst 5-year period
(1992e1996). More specially, during the period of 1992e1996
environment/social issues of sustainable development covers
26.4%, and agriculture alone made up 20.3% of the entire sustainable development eld. However, agriculture has dropped by
62.6% and only accounts for 7.6% of the total share in the last 5-year
period (2007e2011), ranking the second-to-last place (8th) among
9 categories. Additionally, environment/social has dropped by
43.9% and accounts for 14.8% of the total share in the last 5-year
period. The rapid declines in the shares of agriculture and environment/social domains are counterbalanced by the steady developments in industrial and product design (from 3.4% to 14.8%),
architecture (from 4.7% to 11.4%), renewable energy and technology (from 7.4% to 12.3%) and partially economy (from 4.7% to
7.9%). The shares of other three categories including education,
HCI, health and safety remain unchanged. In the last 5-year
period, environment/social (14.8%), industrial and product design
(14.8%), health and safety (12.6%), renewable energy and technology (12.3%), education (12.3%) and architecture (11.4%), are the
top 6 areas in sustainable development.
3.3. Convergent research areas between ergonomics and
sustainable development
Fig. 5. Overall contributions (%) from each category to sustainable development in the
past 2 decades (1992e2011).
72
Fig. 6. Periodic contributions (%) from each category to sustainable development in each 5-year period.
73
Fig. 7. Interconnection map between sorted categories (from the highest share to the lowest) in the elds of ergonomics and sustainable development.
The results from the trend analysis have shown where the potential areas in ergonomics can contribute to sustainable development (Fig. 7), another part of the question on how to contribute still
remains unanswered. There have been several attempts by scholars
and practitioners in the ergonomics eld to come up with an
appropriate methodology or framework that can possibly
contribute to sustainable development (Marsot, 2005; Bucchianico
et al., 2012; Marano et al., 2012; Nadadur and Parkinson, 2013;
Neumann and Village, 2012; Ryan and Wilson, 2013; Carayon
et al., 2014; Davis et al., 2014; Norros, 2014; Zink, 2014).
To integrate ergonomics at the industrial and product design
stage for sustainability, Marsot (2005) has suggested using quality
function deployment (QFD), a method to transform user demands
(including ergonomic demands) and sustainability requirements
(such as the use of materials friendly to environment and with long
life cycles) into engineering design characteristics for a product or
system as a general tool. The effectiveness of the QFD for linking
ergonomics and product design has been demonstrated by many
studies (Tsuda, 1995; Terninko, 1997; Wu, 1997; Haapalainen et al.,
2000). Tosi (2012) recently applied User-Centered Design (UCD)
approach into the design of everyday use products for environmental sustainability in terms of energy saving and resource conservation. Two examples were introduced in Tosi's study to
demonstrate the applicability of UCD approach. The rst example
involves innovative design solutions for household kitchens
regarding the preparation and consumption of food, especially in
relation to energy saving and waste reduction; while the second
example is related to the design of an easily transportable, folding
and ultra-lightweight bicycle (intermodal bike) for sustainable
mobility and intermodality. Furthermore, Nadadur and Parkinson
(2013) highlighted the role of anthropometry from ergonomics in
sustainable development and proposed three ways in which its
consideration is relevant to sustainability: reducing raw material
consumption, increasing usage lifetimes and ethical human
resource considerations. They reported a global case study on
workstation seat design, with detail considerations of human
anthropometry variability. Aside from the integration of ergonomics with industrial and product design for sustainability, Wise
(2001) showed that principles of environmental ergonomics for
building occupant benets can be applied into sustainable building
74
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