Escolar Documentos
Profissional Documentos
Cultura Documentos
Commission will post all comments on class of equity securities held of record list is available in our public files.6 We
the Commission’s Internet Web site by 500 or more persons, of which 300 also wish to bring to the attention of
(http://www.sec.gov/rules/delist.shtml). or more reside in the United States, are brokers, dealers, and investors the fact
Comments are also available for public subject to registration under Section that current information concerning
inspection and copying in the 12(g) of the Securities Exchange Act of foreign issuers may not necessarily be
Commission’s Public Reference Room. 1934 1 (the ‘‘Act’’).2 available in the United States.7 We
All comments received will be posted Rule 12g3–2(b) 3 provides an continue to expect that brokers and
without change; we do not edit personal exemption from registration under dealers will consider this fact in
identifying information from Section 12(g) of the Act with respect to
connection with their obligations under
submissions. You should submit only a foreign private issuer that submits to
the federal securities laws to have a
information that you wish to make the Commission, on a current basis, the
material required by the rule. The reasonable basis for recommending
available publicly.
The Commission, based on the informational requirements are designed those securities to their customers.8
information submitted to it, will issue to give investors access to certain You may direct any questions
an order granting the application after information so they have the regarding Rule 12g3–2 or the list of
the date mentioned above, unless the opportunity to inform themselves about issuers in this release to Susan Min,
Commission determines to order a the issuer. The rule requires the issuer Office of International Corporate
hearing on the matter. to provide the Commission with Finance, Division of Corporation
For the Commission, by the Division of information that it: (1) Has made or is Finance, Securities and Exchange
Market Regulation, pursuant to delegated required to make public pursuant to the Commission, Room 3628, Washington,
authority.5 law of the country of its domicile or in DC 20549, (202) 551–3450. This release
Jill M. Peterson, which it is incorporated or organized; is available on the Commission’s Web
Assistant Secretary. (2) has filed or is required to file with site at http://www.sec.gov/rules/
[FR Doc. E5–3338 Filed 6–27–05; 8:45 am] a stock exchange on which its securities other.shtml. Requests for copies may
are traded and that was made public by
BILLING CODE 8010–01–P also be directed to the Public Reference
such exchange; and/or (3) has
Desk, Securities and Exchange
distributed or is required to distribute to
Commission, Washington, DC 20549,
SECURITIES AND EXCHANGE its security holders.
When the Commission adopted Rule (202) 551–8090.
COMMISSION
12g3–2(b) and other rules 4 relating to For the Commission, by the Division of
[Release No. 34–51893; International Series foreign securities, it indicated that from Corporation Finance, pursuant to delegated
Release No. 1291] time to time it would publish lists of authority.
List of Foreign Issuers That Have foreign issuers that have claimed Jill M. Peterson,
Submitted Information Under the exemptions from the registration Assistant Secretary.
Exemption Relating to Certain Foreign provisions of Section 12(g) of the Act.5
Securities The purpose of this release is to assist
in making brokers, dealers, and
June 21, 2005. investors aware that some form of
Foreign private issuers with total relatively current information
assets in excess of $10,000,000 and a concerning the issuers included in this
5 17 CFR 200.30–3(a)(1). 4 Exchange Act Release No. 8066 (April 28, 1967). 7 Paragraph (a)(4) of Rule 15c2–11 [17 CFR
1 15 U.S.C. 78a et seq. 5 Exchange Act Release No. 49846; International 240.15c2–11] requires a broker-dealer initiating a
2 Foreign issuers may also be subject to the Series Release No. 1277 (June 10, 2004) was the last quotation for securities of a foreign private issuer
such list. to review, maintain in its files, and make reasonably
registration requirements of the Act by reason of 6 Inclusion of an issuer on the list in this release available upon request the information furnished to
having securities registered and listed on a national the Commission pursuant to Rule 12g3–2(b) since
is not an affirmation by the Commission that the
securities exchange in the United States, and may the beginning of the issuer’s last fiscal year.
issuer has complied or is complying with all the
be subject to the reporting requirements of the Act conditions of Rule12g3–2(b). The list does identify 8 See, e.g., Hanley v. SEC, 415 F.2d 589 (2d Cir.
by reason of having registered securities under the the issuers that have both claimed the exemption 1969) (broker-dealer cannot recommend a security
Securities Act of 1933, 15 U.S.C. 77a et seq. and have submitted relatively current information unless an adequate and reasonable basis exists for
3 17 CFR 240.12g3–2(b). to the Commission as of June 15, 2005. such recommendation).
VerDate jul<14>2003 16:46 Jun 27, 2005 Jkt 205001 PO 00000 Frm 00054 Fmt 4703 Sfmt 4703 E:\FR\FM\28JNN1.SGM 28JNN1
Federal Register / Vol. 70, No. 123 / Tuesday, June 28, 2005 / Notices 37129
VerDate jul<14>2003 16:46 Jun 27, 2005 Jkt 205001 PO 00000 Frm 00055 Fmt 4703 Sfmt 4703 E:\FR\FM\28JNN1.SGM 28JNN1
37130 Federal Register / Vol. 70, No. 123 / Tuesday, June 28, 2005 / Notices
VerDate jul<14>2003 16:46 Jun 27, 2005 Jkt 205001 PO 00000 Frm 00056 Fmt 4703 Sfmt 4703 E:\FR\FM\28JNN1.SGM 28JNN1
Federal Register / Vol. 70, No. 123 / Tuesday, June 28, 2005 / Notices 37131
Datang International Power Generation Co. Ltd .......................................................... China ......................................................... 82–5186
David Jones Limited ..................................................................................................... Australia .................................................... 82–4230
Davide Campari Milano S.p.A ...................................................................................... Italy ........................................................... 82–5203
Day Software Holding AG ............................................................................................ Switzerland ............................................... 82–34849
DBS Group Holdings Ltd .............................................................................................. Singapore .................................................. 82–3172
De Longhi S.p.A ........................................................................................................... Italy ........................................................... 82–34652
Deer Creek Energy Ltd ................................................................................................ Canada ..................................................... 82–34856
Del Monte Pacific Ltd ................................................................................................... British Virgin Islands ................................. 82–5068
Den Danske Bank Aktieselskab ................................................................................... Denmark ................................................... 82–1263
Dentsu Inc .................................................................................................................... Japan ........................................................ 82–5241
DEPFA Bank ................................................................................................................ Ireland ....................................................... 82–34794
DEPFA Deutsche Pfandbriefbank AG ......................................................................... Germany ................................................... 82–4822
Deutsche Beteiligungs Holding AG .............................................................................. Germany ................................................... 82–4977
Deutsche Lufthansa AG ............................................................................................... Germany ................................................... 82–4691
Deutsche Postbank AG ................................................................................................ Germany ................................................... 82–34848
Dexia Belgium .............................................................................................................. Belgium ..................................................... 82–4606
Digiwave Technologies Inc .......................................................................................... Korea ........................................................ 82–34844
Dixons Group plc .......................................................................................................... United Kingdom ........................................ 82–3331
Dofasco Inc .................................................................................................................. Canada ..................................................... 82–3226
DSM N.V ...................................................................................................................... Netherlands ............................................... 82–3120
Dynasty Gold Corp ....................................................................................................... Canada ..................................................... 82–1756
E New Media Co. Ltd ................................................................................................... Hong Kong ................................................ 82–5101
East Japan Railway Co ................................................................................................ Japan ........................................................ 82–4990
Eastmain Resources Inc .............................................................................................. Canada ..................................................... 82–4421
Edcon Consolidated Stores Ltd ................................................................................... South Africa .............................................. 82–34767
Editora Saraiva S.A ...................................................................................................... Brazil ......................................................... 82–5046
Eiffel Technologies Ltd ................................................................................................. Australia .................................................... 82–34747
Eisai Co. Ltd ................................................................................................................. Japan ........................................................ 82–4015
E-Kong Group Ltd ........................................................................................................ Bermuda ................................................... 82–34653
Electric Power Development Co Ltd ............................................................................ Japan ........................................................ 82–34827
Electrocomponents plc ................................................................................................. United Kingdom ........................................ 82–34672
Elementis plc ................................................................................................................ United Kingdom ........................................ 82–34751
Elpida Memory Inc ....................................................................................................... Japan ........................................................ 82–34850
Emgold Mining Corp ..................................................................................................... Canada ..................................................... 82–3003
EMI Group plc .............................................................................................................. United Kingdom ........................................ 82–373
EnviroMission Limited .................................................................................................. Australia .................................................... 82–34693
EpiTan Limited ............................................................................................................. Australia .................................................... 82–34790
Erciyas Biracilik ve Malt Sanayi AS ............................................................................. Turkey ....................................................... 82–4144
Erste Bank .................................................................................................................... Austria ....................................................... 82–5066
Essilor International ...................................................................................................... France ....................................................... 82–4944
European Aeronautic Defence & Space Co ................................................................ Netherlands ............................................... 82–34662
Eurotunnel plc .............................................................................................................. United Kingdom ........................................ 82–3000
Eurotunnel S.A ............................................................................................................. France ....................................................... 82–2999
Evergreen Forests Ltd .................................................................................................. New Zealand ............................................. 82–4114
Exel plc ......................................................................................................................... United Kingdom ........................................ 82–34655
Fairborne Energy Ltd ................................................................................................... Australia .................................................... 82–34863
FANCL Corporation ...................................................................................................... Japan ........................................................ 82–5032
Far East Pharmaceutical Technology Co Ltd .............................................................. Cayman Islands ........................................ 82–34768
Ferreyros SA ................................................................................................................ Peru .......................................................... 82–34695
Filtrona plc .................................................................................................................... United Kingdom ........................................ 82–34882
First Australian Resources N.L .................................................................................... Australia .................................................... 82–3494
First Majestic Resource ................................................................................................ Canada ..................................................... 82–34833
First Pacific Co. Ltd ...................................................................................................... Hong Kong ................................................ 82–836
First Quantum Minerals Ltd .......................................................................................... Canada ..................................................... 82–4461
First Silver Reserve Inc ................................................................................................ Canada ..................................................... 82–3449
Fisher & Paykel Appliance ........................................................................................... New Zealand ............................................. 82–34868
FJA AG ......................................................................................................................... Germany ................................................... 82–5077
Focus Energy Trust ...................................................................................................... Canada ..................................................... 82–34761
Fomento de Construcciones y Contratas SA .............................................................. Spain ......................................................... 82–3743
Forenings Sparbanken AB ........................................................................................... Sweden ..................................................... 82–4092
Fortis Amev .................................................................................................................. Belgium ..................................................... 82–3118
Fortis S.A./N.V .............................................................................................................. Belgium ..................................................... 82–5234
Foschini Ltd .................................................................................................................. South Africa .............................................. 82–4044
Fosters Brewing Group Ltd .......................................................................................... Australia .................................................... 82–1711
Fraser Papers Inc ......................................................................................................... Canada ..................................................... 82–34837
Friends Provident plc ................................................................................................... United Kingdom ........................................ 82–34640
Frutarom Industries Ltd ................................................................................................ Israel ......................................................... 82–4357
Fuji Photo Film Co. Ltd ................................................................................................ Japan ........................................................ 82–78
Fuji Television Network ................................................................................................ Japan ........................................................ 82–5176
Fujitsu Support & Service ............................................................................................ Japan ........................................................ 82–4885
Fullcast Co. Ltd ............................................................................................................ Japan ........................................................ 82–34859
Funai Electric Ltd ......................................................................................................... Japan ........................................................ 82–5078
G. Accion S.A. de C.V ................................................................................................. Mexico ....................................................... 82–4590
Gambro AB ................................................................................................................... Sweden ..................................................... 82–34731
VerDate jul<14>2003 16:46 Jun 27, 2005 Jkt 205001 PO 00000 Frm 00057 Fmt 4703 Sfmt 4703 E:\FR\FM\28JNN1.SGM 28JNN1
37132 Federal Register / Vol. 70, No. 123 / Tuesday, June 28, 2005 / Notices
VerDate jul<14>2003 16:46 Jun 27, 2005 Jkt 205001 PO 00000 Frm 00058 Fmt 4703 Sfmt 4703 E:\FR\FM\28JNN1.SGM 28JNN1
Federal Register / Vol. 70, No. 123 / Tuesday, June 28, 2005 / Notices 37133
VerDate jul<14>2003 16:46 Jun 27, 2005 Jkt 205001 PO 00000 Frm 00059 Fmt 4703 Sfmt 4703 E:\FR\FM\28JNN1.SGM 28JNN1
37134 Federal Register / Vol. 70, No. 123 / Tuesday, June 28, 2005 / Notices
VerDate jul<14>2003 16:46 Jun 27, 2005 Jkt 205001 PO 00000 Frm 00060 Fmt 4703 Sfmt 4703 E:\FR\FM\28JNN1.SGM 28JNN1
Federal Register / Vol. 70, No. 123 / Tuesday, June 28, 2005 / Notices 37135
VerDate jul<14>2003 16:46 Jun 27, 2005 Jkt 205001 PO 00000 Frm 00061 Fmt 4703 Sfmt 4703 E:\FR\FM\28JNN1.SGM 28JNN1
37136 Federal Register / Vol. 70, No. 123 / Tuesday, June 28, 2005 / Notices
VerDate jul<14>2003 16:46 Jun 27, 2005 Jkt 205001 PO 00000 Frm 00062 Fmt 4703 Sfmt 4703 E:\FR\FM\28JNN1.SGM 28JNN1
Federal Register / Vol. 70, No. 123 / Tuesday, June 28, 2005 / Notices 37137
VerDate jul<14>2003 16:46 Jun 27, 2005 Jkt 205001 PO 00000 Frm 00063 Fmt 4703 Sfmt 4703 E:\FR\FM\28JNN1.SGM 28JNN1
37138 Federal Register / Vol. 70, No. 123 / Tuesday, June 28, 2005 / Notices
[FR Doc. 05–12663 Filed 6–27–05; 8:45 am] thereunder,2 a proposed rule change to applicable Commission requirements, as
BILLING CODE 8010–01–P amend Section 1101 of the Amex well as all Amex requirements, with
Company Guide relating to filing and respect to timely notice and
notice requirements to the Exchange submissions. The Amex is also
SECURITIES AND EXCHANGE applicable to Amex listed issuers, as proposing conforming changes to
COMMISSION well as corresponding changes to Section 134 (Filing Requirements) of the
[File No. 500–1] Sections 134 and 1003 of the Company Company Guide.
Guide. On March 18, 2005, the Amex
filed Amendment No. 1 to the proposed III. Discussion
Busybox.com, Inc.; Order of
Suspension of Trading rule change.3 On April 20, 2005, the The Commission finds that the
Amex filed Amendment No. 2 to the proposed rule change, as amended, is
It appears to the Securities and proposed rule change.4 On May 6, 2005, consistent with the requirements of the
Exchange Commission that there is a the Amex filed Amendment No. 3 to the Act and the rules and regulations
lack of current and accurate information proposed rule change.5 The proposed thereunder applicable to a national
concerning the securities of rule change, as amended, was published securities exchange 8 and, in particular,
Busybox.com, Inc. because the company for comment in the Federal Register on the requirements of Section 6 of the
has failed to file periodic reports with May 17, 2005.6 The Commission Act 9 and the rules and regulations
the Commission since the period ending received no comments on the proposal, thereunder. Specifically, the
September 30, 2000 as required by as amended. This order approves the Commission finds the proposal, as
Section 13(a) of the Securities Exchange proposed rule change, as amended. described above, to be consistent with
Act of 1934 (‘‘Exchange Act’’) and Rules
II. Description of the Proposal Section 6(b)(5) of the Act,10 in that they
13a–1 and 13a–13 thereunder.
The Commission is of the opinion that are designed to foster cooperation and
The Amex proposes to amend Section coordination with persons engaged in
the public interest and the protection of 1101 of the Company Guide to eliminate
investors require a suspension of trading regulating, clearing, settling, processing
the summary guide that details when
in the securities of Busybox.com, Inc. information with respect to, and
certain notices, reports, and filings
Therefore, it is ordered, pursuant to facilitating transactions in securities,
required by the Commission must be
Section 12(k) of the Exchange Act, that and, in general, to protect investors and
submitted by listed issuers to the Amex.
trading in the securities of the public interest, and are not designed
Instead of the detailed summary guide,
Busybox.com, Inc. is suspended for the to permit unfair discrimination between
the Amex proposes to post a comparable
period from 9:30 a.m. EDT on June 24, issuers.
guide itemizing these requirements on
2005, through 11:59 p.m. EDT on July 8, its Web site (http://www.amex.com) as a The Commission notes that the
2005. service to Amex listed issuers and changes should help to make filing
By the Commission. proposes to update it as necessary. The material with the Exchange more
Amex also proposes to revise certain efficient and avoid providing
Jonathan G. Katz,
filing requirements with respect to the documents to the Exchange that are
Secretary.
number of copies of reports or already publicly available on EDGAR.
[FR Doc. 05–12835 Filed 6–24–05; 12:03 pm] The changes being approved also clarify
BILLING CODE 8010–01–P
documents that Amex listed issuers are
required to file with the Exchange. that listed companies must meet all SEC
Under the changes, an issuer who requirements, as well as Exchange
submits reports through the requirements, and can be removed from
SECURITIES AND EXCHANGE listing for failure to comply with such
COMMISSION Commission’s Electronic Data Gathering
Analysis and Retrieval (‘‘EDGAR’’) requirements.
[Release No. 34–51898; File No. SR–Amex– system, whether required or permitted, With regard to Amex’s proposal to
2005–28] replace the summary guide with a
would not have to file hard copies
separately with the Exchange.7 In comparable guide on its Web site, the
Self-Regulatory Organizations;
addition, the Amex proposes to revise Commission notes that any changes to
American Stock Exchange LLC; Order
operative language in Section 1003 Amex rules must continue to be filed
Granting Approval to Proposed Rule
(Application of Policies) of the with the Commission prior to
Change and Amendment Nos. 1, 2, and
Company Guide to provide that listed implementing any change.11 The Amex
3 Thereto To Amend Sections 1101,
issuers are required to comply with all has stated, and the Commission expects,
134, and 1003 of the Amex Company
that, subsequent to such approval, the
Guide To Make Clarifying and 2 17
CFR 240.19b–4. Web site would be updated to reflect
Simplifying Changes Relating To Filing 3 See
Form 19b–4, dated March 18, 2005, which those changes.
and Notice Requirements With the replaced and superseded the original filing in its
Exchange Applicable to Amex Listed It is therefore ordered, pursuant to
entirety (‘‘Amendment No. 1’’).
Issuers 4 See Form 19b–4, dated April 20, 2005, which Section 19(b)(2) of the Act,12 that the
replaced and superseded Amendment No. 1 in its proposed rule change (SR–Amex–2005–
June 21, 2005. entirety (‘‘Amendment No. 2’’). 28), as amended, be, and it hereby is,
I. Introduction
5 See Form 19b–4, dated May 6, 2005, which
approved.
replaced and superseded Amendment No. 2 in its
On February 28, 2005, the American entirety (‘‘Amendment No. 3’’).
8 In approving this proposed rule change, as
6 See Securities Exchange Act Release No. 51681
Stock Exchange LLC (‘‘Amex’’ or (May 11, 2005), 70 FR 28925 (May 17, 2005) (SR– amended, the Commission has considered the
‘‘Exchange’’) filed with the Securities Amex–2005–28). proposed rule’s impact on efficiency, competition,
and Exchange Commission 7 For example, under these changes, the and capital formation. 15 U.S.C. 78c(f).
9 15 U.S.C. 78f.
(‘‘Commission’’), pursuant to Section electronic submission of annual reports, proposed
10 15 U.S.C. 78f(b)(5).
19(b)(1) of the Securities Exchange Act amendments to and certified copies of the
11 The Commission notes that such changes to
Certificate of Incorporation, By-laws, or other
of 1934 (‘‘Act’’) 1 and Rule 19b–4 similar organization documents through the EDGAR Amex rules would have to be submitted in
system satisfies the filing requirement to the accordance with Section 19(b) of the Act.
1 15 U.S.C. 78s(b)(1). Exchange. 12 15 U.S.C. 78s(b)(2).
VerDate jul<14>2003 16:46 Jun 27, 2005 Jkt 205001 PO 00000 Frm 00064 Fmt 4703 Sfmt 4703 E:\FR\FM\28JNN1.SGM 28JNN1